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    Okala Impact FactorsNorth American single-figure process values

    for impact assessment

    Philip WhiteAssistant Professor, School of Sustainability, Arizona State University

    Chair, Ecodesign Section, Industrial Designers Society of America

    2007 InLCA Conference, Portland Oregon USA October 2007

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    Okala Impact FactorsNorth American single-figure process valuesfor impact assessment

    Motivations

    Structure of Okala assessment methodology

    Process input/output inventory data

    Heuristic applications

    Needs of system developers

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    Motivations

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    Motivations for Okala Impact Factors

    The Industrial Designers Society of America (IDSA)supports the Design Professions to become more

    ecologically responsible.

    We worked within the IDSA/EPA Partnership,administered through the EPA Design forEnvironment Office, to develop applied LCA methods

    for the Design profession.

    Okala means life-giving energyin indigenous Hopilanguage; it honors indigenous wisdom about theintegral relationship between humans and the naturalworld.

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    Motivations for Okala Impact Factors The environmental performance of products and systems is determined

    early in the design process. Therefore, Product Development Teams and

    designers need comprehensive Lifecycle Assessment methods that arefast and easy to use.

    The methods should minimize data uncertainties while offering a widerange of materials and processes required by the product development

    processes of various industries.

    North American enterprises prefer a North American LCA methodology.

    The LCA method would be used inside companies, not for public

    assertions.

    The method should be applicable in educating designers, engineersand business managers about applied LCA.

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    Structure of Okala

    assessment methodology

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    Structure of Okalaassessment methodology

    Single figure score values are faster and easier to use than multi-attribute scores, especially for complex systems that include manymaterials and processes.

    Process LCA inventory data is increasingly available for a diverse

    range of materials and processes that design teams use. Recently developed North American characterization methods,

    normalization data and weighting values are available.

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    Structure of Okalaassessment methodology

    The Okala impact factors use the following LCA components:

    Characterization: TRACI 1

    Normalization: US EPA 2

    Weighting: NIST 3

    1. Bare, J ane, et al, The Tool of reduction and Assessment of Chemical and other EnvironmentalImpacts (TRACI),J ournal of Industrial Ecology, Volume 6, number 3-4, MIT Press, Cambridge, MA, 2002

    2. Bare, J ane, Gloria, Tom, and Norris, Greg, Development of the Method and U.S. NormalizationDatabase for Life Cycle Assessment and Sustainability Metrics, Environmental Science and

    Technology, Vol. 40, NO. 16, 2006

    3. Lippiatt, Bobbie, National Institute of Standards and Technology, Presentation of BEES draftweighting values, InLCA Conference, Washington DC, 2006

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    Okala impact categories

    Okala employs the 2006 version of

    TRACI, which no longer includeshabitat alteration. It splitshuman cancerand human non-

    cancer health effects which werepreviously combined in one category.

    Okala refers to this last category ashuman toxici ty, and refers to theTRACI criteria air pollutants categoryas human respiratory.

    Okala excludes indoor air pollut ionbecause it involves double-counting.

    Okala excludes water use becausethere is not an effective global

    characterization method for thisregionally defined impact category.

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    Why use normalization for Okala?

    We use normalization values

    (developed by the US EPA)because this harmonizes thedivergent units of each of theimpact categories.

    Once the impacts from the differentcategories are in similar units(unit-free) they are summed todeliver a single figure score.

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    Why use weighting for Okala?

    By using weights of equal value

    (not weighting) we do not avoid thesubjectivity that is associated withweighting. Deciding to use equalweighting of each impact categoryis as subjective a decision as

    assigning unequal weighting values.

    Okala weighting values weredeveloped by NIST. NIST is arecognized US authority on science

    and technology; the NISTnormalization values are the mostlegitimate values for the TRACImethod that are currently available.

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    Okalaprocess input/output

    inventory data

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    Okala inventory data selection criteria

    Criteria for selecting process input/output inventory data:

    1. North American electricity data (amended to include CO2 emissions)

    2. Most detailed and thoroughly documented data (usually Ecoinvent data)

    3. One data source for families of materials or processes will be compared to eachother (example: landfill and incineration data, Ecoinvent)

    4. If data sets had equal levels of detail, North American data preferred

    5. Sole source data for material or process data requested by designers,

    even if with a low level of detailed documentation.

    6. Timeframe is large, 1980 2005

    7. ISystemboundaries exclude 4th and higher order impacts: production ofmanufacturing equipment, construction of factories or transportation infrastructures

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    Okala inventory data sources

    155

    15

    24

    982

    8 814

    EcoinventEcoinvent+

    Delft U.

    BUWALFranklin

    Franklin+

    OrbPre'

    APME

    US LCI+ amended

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    Okala Impact Factor materials and processes

    polymers

    polymer processing

    metals

    metal processing

    ceramics

    plant, animal products

    paper + print

    fuels

    other materials

    power

    transport

    incineration

    landfill

    Okala impactfactors were

    developed for

    230 materials

    and processes.

    We also offerglobal warmingpotentials of eachof these in CO2

    equivalencies.

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    New materials and processes www.idsa.org/whatsnew/sections/ecosection

    Okala impactfactors weredeveloped for230 materialsand processes.

    2004 Survey of Practicing Designers

    95 practicing product designers reported thatthe they needed factors for the followingmaterials and processes. We locatedinventory data for these and include them in

    the 2007 Okala Impact Factors.

    fiberboard particleboard

    carbon fiber epoxy

    glass-filled nylon acrylicTitanium detergent

    local water imported water

    Aluminum forging Aluminum casting

    powder coating Li-ion batteries

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    Amended inventory data

    Recycled thermoplastics

    Ecoinvent did not offer data for recycled thermoplastics.Franklin data, which was of a lower quality, did offerrecycled thermoplastics data,

    The Okala inventory data for recycled plastics was madeby taking the difference between the Franklin primary andsecondary thermoplastic data and subtracting that fromthe respective Ecoinvent thermoplastic data.

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    Economically extrapolated impact factors

    Gold and Silver

    The Okala Impact Factors for Gold were extrapolated and for silverwere extrapolated from the Okala Impact Factors of Palladium andPlatinum. March 2007 prices for all of these precious metals were usedfor this extrapolation. The factors are rounded to two significant figures.

    Platinum Gold Palladium Silver

    US$ / lb. 16000 8500 400 200

    impact factor millipoints / lb. 260,000 200,000 140,000 140,000

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    Economic allocation

    Some materials had multiple products, so we used economicallocation to proportion the share of lifecycle impact to the share

    of economic value of the various products.

    J eroen B. Guine, ReinoutHeijungs and Gjalt Huppes,Economic Allocation: Examplesand Derived Decision Tree,International J ournal of LCA,(1) 23 33 (2004)

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    Economic allocation

    Sheep wool

    Inventory data (US LCI database) for theentire lifecycle of a sheep showedsurprisingly high from methane productionwith subsequent global warming effects.

    Economic data indicated that over thelifecycle of a wool producing sheep, muttoncomprises roughly 2/3 of the economicvalue and wool comprises 1/3.

    The Okala Impact Factor for wool was thusestimated to be 1/3 of the impacts of theentire sheep over its lifecycle.

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    By-product non-allocation

    Bovine leather

    Inventory data (Delft U.) for production ofbovine leather only included the emissions fromprocessing the leather after butchering. Thedata implied that that beef would be produced

    regardless of the economic value of the leather,(that leather is a by-product), so economicallocation is unnecessary.

    The by-product opt-outrule for not using

    economic allocation is inconsistent. We needconsistent allocation rules that apply equally toall products and systems.

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    Processes recommended to avoid

    We took an editorial stance that the following materialsshould be avoided by system and product developers:

    Nickel-Cadmium batteries

    Water from underground aquifers that are dropping

    Natural rubber from non-sustainable certified sources

    Tropical wood from non-sustainable certified sources

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    Unexpected results: municipal landfill

    The following materials had considerably larger impactsin municipal landfills than in production. These large(X8) impacts are from ecotoxicity, human toxicity andhuman cancer.

    Okala Impact millipoints/lb

    material Production Landfill

    Aluminum, primary 130 1000

    Cardboard, primary, unbleached 10 85

    Paper, primary, bleached 11 36

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    Unexpected results: municipal incineration

    Okala Impact millipoints/lb

    material Production Incineration

    Aluminum, primary 130 860Copper, primary 320 5600

    Lead, primary 5200 150000

    steel, primary 25 210

    LDPE, HDPE, GPS, PP 10 ~13 20

    EPS 17 23

    The following materials had considerably larger impactsin municipal incinerators than in production. Theselarge impacts are also from ecotoxicity, human toxicityand human cancer. Impacts from dioxin production in the

    incineration process were surprisingly small.

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    Heuristic applications

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    OkalaModules areorganized in

    four sections.

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    Okala curricula:

    Course guide64 page full-color guide for students

    19 module presentationsIn PowerPoint

    Instructors guidePractical advice for each module

    Used in more than 50 collegesof design in North America

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    LCA for industrial designers

    Teaching objectives:

    1. Quickly teach students to understandhow to model ecological performance,

    and understand how key variablesdirectly affect ecological performance

    2. Sequentially work on more complexprojects to understand more complex

    applications and comparisons

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    LCA for design students

    1st assignment:

    Bill of materials provided

    We supply the bill of materials fora product with packaging, includingpower usage and functional unit.Students estimate product lifetime

    (total hrs. of system use) andcomplete the assessment in Okalaimpact millipoints/ hour of use.

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    LCA for design students

    2nd assignment:

    Redesign existing system

    Students disassemble a product such

    as a hand-tool, and create a bill ofmaterials from scratch for the referenceassessment.

    As with the previous assignment, they

    redesign the system to explore ways toimprove its ecological performance.

    They explore the most appropriatefunctional unit for this assessment.

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    LCA for design students

    3rd assignment:

    Compare to combined systems

    By researching trends in behavior and

    technology, students design newsystems that do not have obviousprecedents. To enable a comparativeassessment, students construct a

    competitor product to assess, oftenby combining dissimilar systems.

    Assessmentof this monitor

    conceptrequired thecomparisonto a combinedhandheld PDA

    and a bedsidemonitor.

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    Needs of systemdevelopers

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    Developer information needs

    There are yet many processes requested

    by the 2004 designers survey for whichwe seek process inventory data to makeOkala Impact Factors:

    Indian electr icity Chinese electr icity

    PLA-plastic recycled nylon fabric

    bio-diesel cellulosic ethanol

    corn ethanol Ni-metal hydride bat.

    marble electronic components

    granite open-air incineration

    cattle low-quality land-fills

    silicone rubber electronic componentsbamboo

    www.idsa.org/whatsnew/sections/ecosection

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    Okala Impact Factor materials and processes

    polymers

    polymer processing

    metals

    metal processing

    ceramics

    plant, animal products

    paper + print

    fuels

    other materials

    power

    transport

    incineration

    landfill

    Okala impact

    factors for 230materials andprocesses

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    Lack of data on incineration

    polymers

    polymer processing

    metals

    metal processing

    ceramics

    plant, animal products

    paper + print

    fuels

    other materials

    power

    transport

    incineration

    landfill

    We lack incinerationdata for the 75% of

    burnable materials

    that we haveproduction data for.

    Materials that can be incinerated

    Materials for which wehave incineration data

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    Lack of data on land-filling

    polymers

    polymer processing

    metals

    metal processing

    ceramics

    plant, animal products

    paper + print

    fuels

    other materials

    power

    transport

    incineration

    landfill

    We lack land-fil l

    data for the 85%

    of materials thatwe have production

    data for.

    Materials that can be landfilled.

    Materials for which we

    have land-fill data

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    2008 Funding Priorities

    National ScienceFoundation

    $6.4 bil lion

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    2008 Funding Priorities

    $6.4 bil lion

    EnvironmentalProtection Agency

    $7.2 billion

    National ScienceFoundation

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    2008 Funding Priorities

    $6.4 billion $7.2 billion

    Process InventoryData Research

    0

    EnvironmentalProtection Agency

    National ScienceFoundation

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    Okala Impact FactorsNorth American single-figure process valuesfor impact assessment

    Improve Okala assessment methodology

    Expand the range of materials and processes

    Refine methods to teach LCA to system developers

    Okala design guide

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    Special thanks to:

    J ane Bare of the US EPA

    and Michiel Oele of PreConsultancy, NL

    Philip White

    Assistant Professor

    College of Design and School of Sustainability

    Arizona State University

    [email protected]

    O aa desg gude

    www.idsa.org/whatsnew/sections/ecosection