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On P -convexity and P -Runge pairs for certain linear partial differential operators Thomas Kalmes Chemnitz University of Technology 6 th Najman Conference on Spectral Theory and Differential Equations Sveti Martin na Muri, September 2019 Thomas Kalmes On P-convexity and P-Runge pairs 1 / 20

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Page 1: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

On P -convexity and P -Runge pairs for certain linearpartial differential operators

Thomas KalmesChemnitz University of Technology

6th Najman Conference onSpectral Theory and Differential Equations

Sveti Martin na Muri,September 2019

Thomas Kalmes On P -convexity and P -Runge pairs 1 / 20

Page 2: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

For arbitrary P ∈ C[X1, . . . , Xd]\0, d ≥ 2, consider

P (D) := P (−i∇) = P (−i ∂∂x1

, . . . ,−i ∂

∂xd);

e.g. ∆ = P (D) with P (ξ) = −|ξ|2 = −∑dj=1 ξ

2j .

Study P (D) on (subspaces) of D ′(X), X ⊆ Rd open:

i) Given f , is P (D)u = f in X solvable?

ii) Properties of u ∈ D ′(X); P (D)u = 0 (existence of Schauder bases,approximability etc.)?

Motivation for i) with P of arbitrary order: Solve a linear system of pde’s:P1,1(D) . . . P1,n(D)...

. . ....

Pn,1(D) . . . Pn,n(D)

u1

...un

=

f1

...fn

i) for P (D) with P (x1, . . . , xd) := det

(Pl,k(x1, . . . , xd)

)1≤l,k≤n

Thomas Kalmes On P -convexity and P -Runge pairs 2 / 20

Page 3: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

For arbitrary P ∈ C[X1, . . . , Xd]\0, d ≥ 2, consider

P (D) := P (−i∇) = P (−i ∂∂x1

, . . . ,−i ∂

∂xd);

e.g. ∆ = P (D) with P (ξ) = −|ξ|2 = −∑dj=1 ξ

2j .

Study P (D) on (subspaces) of D ′(X), X ⊆ Rd open:

i) Given f , is P (D)u = f in X solvable?

ii) Properties of u ∈ D ′(X); P (D)u = 0 (existence of Schauder bases,approximability etc.)?

Motivation for i) with P of arbitrary order: Solve a linear system of pde’s:P1,1(D) . . . P1,n(D)...

. . ....

Pn,1(D) . . . Pn,n(D)

u1

...un

=

f1

...fn

i) for P (D) with P (x1, . . . , xd) := det

(Pl,k(x1, . . . , xd)

)1≤l,k≤n

Thomas Kalmes On P -convexity and P -Runge pairs 2 / 20

Page 4: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

For arbitrary P ∈ C[X1, . . . , Xd]\0, d ≥ 2, consider

P (D) := P (−i∇) = P (−i ∂∂x1

, . . . ,−i ∂

∂xd);

e.g. ∆ = P (D) with P (ξ) = −|ξ|2 = −∑dj=1 ξ

2j .

Study P (D) on (subspaces) of D ′(X), X ⊆ Rd open:

i) Given f , is P (D)u = f in X solvable?

ii) Properties of u ∈ D ′(X); P (D)u = 0 (existence of Schauder bases,approximability etc.)?

Motivation for i) with P of arbitrary order: Solve a linear system of pde’s:P1,1(D) . . . P1,n(D)...

. . ....

Pn,1(D) . . . Pn,n(D)

u1

...un

=

f1

...fn

i) for P (D) with P (x1, . . . , xd) := det

(Pl,k(x1, . . . , xd)

)1≤l,k≤n

Thomas Kalmes On P -convexity and P -Runge pairs 2 / 20

Page 5: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

1 General solvability of linear partial differential equations and P -convexity

2 An approximation theorem of Runge type

3 Vogt’s property (Ω) for kernels of hypoelliptic operators

Thomas Kalmes On P -convexity and P -Runge pairs 3 / 20

Page 6: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

General solvability of linear partial differential equations andP -convexity

Thomas Kalmes On P -convexity and P -Runge pairs 4 / 20

Page 7: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Given f , solve P (D)u = f in X! When is this possible for every f from a fixedspace of functions/distributions?

i) When is P (D) : C∞(X)→ C∞(X) surjective?

ii) When is C∞(X) ⊆ P (D)(D ′(X))?

iii) When is P (D) : D ′(X)→ D ′(X) surjective?

Answers will depend on combined properties of P and X.

Notation: For P ∈ C[X1, . . . , Xd] set P (ξ) := P (−ξ).

D(X) smooth functions with compact support in X

E ′(X) distributions with compact support in X

Thomas Kalmes On P -convexity and P -Runge pairs 5 / 20

Page 8: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Given f , solve P (D)u = f in X! When is this possible for every f from a fixedspace of functions/distributions?

i) When is P (D) : C∞(X)→ C∞(X) surjective?

ii) When is C∞(X) ⊆ P (D)(D ′(X))?

iii) When is P (D) : D ′(X)→ D ′(X) surjective?

Answers will depend on combined properties of P and X.

Notation: For P ∈ C[X1, . . . , Xd] set P (ξ) := P (−ξ).

D(X) smooth functions with compact support in X

E ′(X) distributions with compact support in X

Thomas Kalmes On P -convexity and P -Runge pairs 5 / 20

Page 9: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Given f , solve P (D)u = f in X! When is this possible for every f from a fixedspace of functions/distributions?

i) When is P (D) : C∞(X)→ C∞(X) surjective?

ii) When is C∞(X) ⊆ P (D)(D ′(X))?

iii) When is P (D) : D ′(X)→ D ′(X) surjective?

Answers will depend on combined properties of P and X.

Notation: For P ∈ C[X1, . . . , Xd] set P (ξ) := P (−ξ).

D(X) smooth functions with compact support in X

E ′(X) distributions with compact support in X

Thomas Kalmes On P -convexity and P -Runge pairs 5 / 20

Page 10: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Given f , solve P (D)u = f in X! When is this possible for every f from a fixedspace of functions/distributions?

i) When is P (D) : C∞(X)→ C∞(X) surjective?

ii) When is C∞(X) ⊆ P (D)(D ′(X))?

iii) When is P (D) : D ′(X)→ D ′(X) surjective?

Answers will depend on combined properties of P and X.

Notation: For P ∈ C[X1, . . . , Xd] set P (ξ) := P (−ξ).

D(X) smooth functions with compact support in X

E ′(X) distributions with compact support in X

Thomas Kalmes On P -convexity and P -Runge pairs 5 / 20

Page 11: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Theorem (Malgrange, 1956)

Tfae:

i) P (D) : C∞(X)→ C∞(X) is surjective.

ii) X is P -convex for supports, i.e.

∀K b X ∃ K b X ∀u ∈ E ′(X) :(supp P (D)u ⊆ K ⇒ suppu ⊆ K

).

iii) C∞(X) ⊆ P (D)(D ′(X)

).

Theorem of supports: ∀u ∈ E ′(X) : conv(suppu

)= conv

(supp P (D)u

)⇒ every convex X is P -convex for supports (Recall: P 6= 0!)

Thomas Kalmes On P -convexity and P -Runge pairs 6 / 20

Page 12: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Theorem (Malgrange, 1956)

Tfae:

i) P (D) : C∞(X)→ C∞(X) is surjective.

ii) X is P -convex for supports, i.e.

∀K b X ∃ K b X ∀u ∈ E ′(X) :(supp P (D)u ⊆ K ⇒ suppu ⊆ K

).

iii) C∞(X) ⊆ P (D)(D ′(X)

).

Theorem of supports: ∀u ∈ E ′(X) : conv(suppu

)= conv

(supp P (D)u

)⇒ every convex X is P -convex for supports (Recall: P 6= 0!)

Thomas Kalmes On P -convexity and P -Runge pairs 6 / 20

Page 13: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Theorem (Malgrange, 1956)

Tfae:

i) P (D) : C∞(X)→ C∞(X) is surjective.

ii) X is P -convex for supports, i.e.

∀K b X ∃ K b X ∀u ∈ E ′(X) :(supp P (D)u ⊆ K ⇒ suppu ⊆ K

).

iii) C∞(X) ⊆ P (D)(D ′(X)

).

Theorem of supports: ∀u ∈ E ′(X) : conv(suppu

)= conv

(supp P (D)u

)⇒ every convex X is P -convex for supports (Recall: P 6= 0!)

Thomas Kalmes On P -convexity and P -Runge pairs 6 / 20

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When is P (D) : D ′(X)→ D ′(X) surjective?(P -convexity for supports of X is not enough, in general.)

Theorem (Hormander, 1962)

Tfae:

i) P (D) : D ′(X)→ D ′(X) is surjective.

ii) X is both P -convex for supports and P -convex for singular supports, i.e.

∀K b X ∃ K b X ∀u ∈ E ′(X) :(sing supp P (D)u ⊆ K ⇒ sing suppu ⊆ K

).

Theorem (Ehrenpreis): ∀u ∈ E ′(X) : conv(sing suppu

)= conv

(sing supp P (D)u

)⇒ every convex X is P -convex for singular supports (Recall: P 6= 0!)(and P -convex for supports)

Thomas Kalmes On P -convexity and P -Runge pairs 7 / 20

Page 15: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

When is P (D) : D ′(X)→ D ′(X) surjective?(P -convexity for supports of X is not enough, in general.)

Theorem (Hormander, 1962)

Tfae:

i) P (D) : D ′(X)→ D ′(X) is surjective.

ii) X is both P -convex for supports and P -convex for singular supports, i.e.

∀K b X ∃ K b X ∀u ∈ E ′(X) :(sing supp P (D)u ⊆ K ⇒ sing suppu ⊆ K

).

Theorem (Ehrenpreis): ∀u ∈ E ′(X) : conv(sing suppu

)= conv

(sing supp P (D)u

)⇒ every convex X is P -convex for singular supports (Recall: P 6= 0!)(and P -convex for supports)

Thomas Kalmes On P -convexity and P -Runge pairs 7 / 20

Page 16: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

When is P (D) : D ′(X)→ D ′(X) surjective?(P -convexity for supports of X is not enough, in general.)

Theorem (Hormander, 1962)

Tfae:

i) P (D) : D ′(X)→ D ′(X) is surjective.

ii) X is both P -convex for supports and P -convex for singular supports, i.e.

∀K b X ∃ K b X ∀u ∈ E ′(X) :(sing supp P (D)u ⊆ K ⇒ sing suppu ⊆ K

).

Theorem (Ehrenpreis): ∀u ∈ E ′(X) : conv(sing suppu

)= conv

(sing supp P (D)u

)⇒ every convex X is P -convex for singular supports (Recall: P 6= 0!)(and P -convex for supports)

Thomas Kalmes On P -convexity and P -Runge pairs 7 / 20

Page 17: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Evaluation of P -convexity properties?

For P tfae:

i) Every open X ⊆ Rd is P -convex for supports.

ii) P is elliptic, i.e. if P (ξ) =∑|α|≤m aαξ

α,∑|α|=m |aα| > 0, then

∀ ξ ∈ Rd\0; 0 6= Pm(ξ) :=∑|α|=m

aαξα (principal part of P ).

For P tfae:

i) Every open X ⊆ Rd is P -convex for singular supports.

ii) P is hypoelliptic

(P elliptic ⇒ P hypoelliptic)

Geometric conditions for/characterization of P -convexity for (singular) supports?

For d = 2 there is a geometric characterization of P -convexity for supports(Hormander, 1971).

For d = 2 there is a geometric characterization of P -convexity for singularsupports (K., 2011) which proves a conjecture of Treves (1966):

X(⊆ R2)P -convex for supports⇒ X P -convex for singular supports.

Thomas Kalmes On P -convexity and P -Runge pairs 8 / 20

Page 18: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Evaluation of P -convexity properties?

For P tfae:

i) Every open X ⊆ Rd is P -convex for supports.

ii) P is elliptic, i.e. if P (ξ) =∑|α|≤m aαξ

α,∑|α|=m |aα| > 0, then

∀ ξ ∈ Rd\0; 0 6= Pm(ξ) :=∑|α|=m

aαξα (principal part of P ).

For P tfae:

i) Every open X ⊆ Rd is P -convex for singular supports.

ii) P is hypoelliptic

(P elliptic ⇒ P hypoelliptic)

Geometric conditions for/characterization of P -convexity for (singular) supports?

For d = 2 there is a geometric characterization of P -convexity for supports(Hormander, 1971).

For d = 2 there is a geometric characterization of P -convexity for singularsupports (K., 2011) which proves a conjecture of Treves (1966):

X(⊆ R2)P -convex for supports⇒ X P -convex for singular supports.

Thomas Kalmes On P -convexity and P -Runge pairs 8 / 20

Page 19: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Evaluation of P -convexity properties?

For P tfae:

i) Every open X ⊆ Rd is P -convex for supports.

ii) P is elliptic, i.e. if P (ξ) =∑|α|≤m aαξ

α,∑|α|=m |aα| > 0, then

∀ ξ ∈ Rd\0; 0 6= Pm(ξ) :=∑|α|=m

aαξα (principal part of P ).

For P tfae:

i) Every open X ⊆ Rd is P -convex for singular supports.

ii) P is hypoelliptic

(P elliptic ⇒ P hypoelliptic)

Geometric conditions for/characterization of P -convexity for (singular) supports?

For d = 2 there is a geometric characterization of P -convexity for supports(Hormander, 1971).

For d = 2 there is a geometric characterization of P -convexity for singularsupports (K., 2011) which proves a conjecture of Treves (1966):

X(⊆ R2)P -convex for supports⇒ X P -convex for singular supports.

Thomas Kalmes On P -convexity and P -Runge pairs 8 / 20

Page 20: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Evaluation of P -convexity properties?

For P tfae:

i) Every open X ⊆ Rd is P -convex for supports.

ii) P is elliptic, i.e. if P (ξ) =∑|α|≤m aαξ

α,∑|α|=m |aα| > 0, then

∀ ξ ∈ Rd\0; 0 6= Pm(ξ) :=∑|α|=m

aαξα (principal part of P ).

For P tfae:

i) Every open X ⊆ Rd is P -convex for singular supports.

ii) P is hypoelliptic

(P elliptic ⇒ P hypoelliptic)

Geometric conditions for/characterization of P -convexity for (singular) supports?

For d = 2 there is a geometric characterization of P -convexity for supports(Hormander, 1971).

For d = 2 there is a geometric characterization of P -convexity for singularsupports (K., 2011) which proves a conjecture of Treves (1966):

X(⊆ R2)P -convex for supports⇒ X P -convex for singular supports.

Thomas Kalmes On P -convexity and P -Runge pairs 8 / 20

Page 21: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Evaluation of P -convexity properties?

For P tfae:

i) Every open X ⊆ Rd is P -convex for supports.

ii) P is elliptic, i.e. if P (ξ) =∑|α|≤m aαξ

α,∑|α|=m |aα| > 0, then

∀ ξ ∈ Rd\0; 0 6= Pm(ξ) :=∑|α|=m

aαξα (principal part of P ).

For P tfae:

i) Every open X ⊆ Rd is P -convex for singular supports.

ii) P is hypoelliptic

(P elliptic ⇒ P hypoelliptic)

Geometric conditions for/characterization of P -convexity for (singular) supports?

For d = 2 there is a geometric characterization of P -convexity for supports(Hormander, 1971).

For d = 2 there is a geometric characterization of P -convexity for singularsupports (K., 2011)

which proves a conjecture of Treves (1966):

X(⊆ R2)P -convex for supports⇒ X P -convex for singular supports.

Thomas Kalmes On P -convexity and P -Runge pairs 8 / 20

Page 22: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Evaluation of P -convexity properties?

For P tfae:

i) Every open X ⊆ Rd is P -convex for supports.

ii) P is elliptic, i.e. if P (ξ) =∑|α|≤m aαξ

α,∑|α|=m |aα| > 0, then

∀ ξ ∈ Rd\0; 0 6= Pm(ξ) :=∑|α|=m

aαξα (principal part of P ).

For P tfae:

i) Every open X ⊆ Rd is P -convex for singular supports.

ii) P is hypoelliptic

(P elliptic ⇒ P hypoelliptic)

Geometric conditions for/characterization of P -convexity for (singular) supports?

For d = 2 there is a geometric characterization of P -convexity for supports(Hormander, 1971).

For d = 2 there is a geometric characterization of P -convexity for singularsupports (K., 2011) which proves a conjecture of Treves (1966):

X(⊆ R2)P -convex for supports⇒ X P -convex for singular supports.

Thomas Kalmes On P -convexity and P -Runge pairs 8 / 20

Page 23: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Necessary conditions for P -convexity properties (Hormander):

Notation: f : X → R satisfies the minimum principle in a closed set F ⊆ Rd :⇔for every compact set K ⊆ F ∩X we have

infx∈K

f(x) = inf∂FK

f(x),

where ∂FK denotes the boundary of K in F .

Let dX : X → R, x 7→ dist(x,Rd\X) be the boundary distance of X.

X is P -convex for supports ⇒ dX satisfies the minimum principle in everycharacteristic hyperplane H for P , i.e. in

H = x+(spanN

)⊥(x ∈ Rd, N ∈ Rd\0, Pm(N) = 0).

X is P -convex for singular supports ⇒ dX satisfies the minimum principle inevery hyperplane

x+ (spanN)⊥ (x ∈ Rd, N ∈ Rd\0, σP (N) = 0),

where

σP (N) = inft≥1

lim inf|ξ|→∞

sup|P (ξ + αN)|; α ∈ R, |α| ≤ tsup|P (ξ + x)|; x ∈ Rd, |x| ≤ t

(∈ [0, 1]).

Thomas Kalmes On P -convexity and P -Runge pairs 9 / 20

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Necessary conditions for P -convexity properties (Hormander):

Notation: f : X → R satisfies the minimum principle in a closed set F ⊆ Rd :⇔for every compact set K ⊆ F ∩X we have

infx∈K

f(x) = inf∂FK

f(x),

where ∂FK denotes the boundary of K in F .

Let dX : X → R, x 7→ dist(x,Rd\X) be the boundary distance of X.

X is P -convex for supports ⇒ dX satisfies the minimum principle in everycharacteristic hyperplane H for P , i.e. in

H = x+(spanN

)⊥(x ∈ Rd, N ∈ Rd\0, Pm(N) = 0).

X is P -convex for singular supports ⇒ dX satisfies the minimum principle inevery hyperplane

x+ (spanN)⊥ (x ∈ Rd, N ∈ Rd\0, σP (N) = 0),

where

σP (N) = inft≥1

lim inf|ξ|→∞

sup|P (ξ + αN)|; α ∈ R, |α| ≤ tsup|P (ξ + x)|; x ∈ Rd, |x| ≤ t

(∈ [0, 1]).

Thomas Kalmes On P -convexity and P -Runge pairs 9 / 20

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Necessary conditions for P -convexity properties (Hormander):

Notation: f : X → R satisfies the minimum principle in a closed set F ⊆ Rd :⇔for every compact set K ⊆ F ∩X we have

infx∈K

f(x) = inf∂FK

f(x),

where ∂FK denotes the boundary of K in F .

Let dX : X → R, x 7→ dist(x,Rd\X) be the boundary distance of X.

X is P -convex for supports ⇒ dX satisfies the minimum principle in everycharacteristic hyperplane H for P , i.e. in

H = x+(spanN

)⊥(x ∈ Rd, N ∈ Rd\0, Pm(N) = 0).

X is P -convex for singular supports ⇒ dX satisfies the minimum principle inevery hyperplane

x+ (spanN)⊥ (x ∈ Rd, N ∈ Rd\0, σP (N) = 0),

where

σP (N) = inft≥1

lim inf|ξ|→∞

sup|P (ξ + αN)|; α ∈ R, |α| ≤ tsup|P (ξ + x)|; x ∈ Rd, |x| ≤ t

(∈ [0, 1]).

Thomas Kalmes On P -convexity and P -Runge pairs 9 / 20

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Theorem

Let W ( Rd be a subspace such that dX satisfies the minimum principle inx+W⊥ for every x ∈ Rd.

i) If ξ ∈ Rd; Pm(ξ) = 0 ⊆W then X is P -convex for supports.

ii) If ξ ∈ Rd; σP (ξ) = 0 ⊆W then X is P -convex for singular supports.

Corollary

Let Q ∈ C[X1, . . . , Xd−1] be elliptic, deg(Q) =: m > r ∈ N0, c ∈ C, and setP (x1, . . . , xd) := Q(x1, . . . , xd−1)− c(ixd)r so that P (D) = Q(Dd−1)− c ∂

r

∂xrd

.

Then, for X ⊆ Rd open, tfae:

i) X is P -convex for supports.

ii) dX satisfies the minimum principle in Rd−1 × α for every α ∈ R.

In particular, the operator

P (D) = Q(Dd−1)− c ∂r

∂xrd: C∞(Y × I)→ C∞(Y × I)

is surjective for every open Y ⊆ Rd−1, I ⊆ R.

Thomas Kalmes On P -convexity and P -Runge pairs 10 / 20

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Theorem

Let W ( Rd be a subspace such that dX satisfies the minimum principle inx+W⊥ for every x ∈ Rd.

i) If ξ ∈ Rd; Pm(ξ) = 0 ⊆W then X is P -convex for supports.

ii) If ξ ∈ Rd; σP (ξ) = 0 ⊆W then X is P -convex for singular supports.

Corollary

Let Q ∈ C[X1, . . . , Xd−1] be elliptic, deg(Q) =: m > r ∈ N0, c ∈ C, and setP (x1, . . . , xd) := Q(x1, . . . , xd−1)− c(ixd)r so that P (D) = Q(Dd−1)− c ∂

r

∂xrd

.

Then, for X ⊆ Rd open, tfae:

i) X is P -convex for supports.

ii) dX satisfies the minimum principle in Rd−1 × α for every α ∈ R.

In particular, the operator

P (D) = Q(Dd−1)− c ∂r

∂xrd: C∞(Y × I)→ C∞(Y × I)

is surjective for every open Y ⊆ Rd−1, I ⊆ R.

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Theorem

Let W ( Rd be a subspace such that dX satisfies the minimum principle inx+W⊥ for every x ∈ Rd.

i) If ξ ∈ Rd; Pm(ξ) = 0 ⊆W then X is P -convex for supports.

ii) If ξ ∈ Rd; σP (ξ) = 0 ⊆W then X is P -convex for singular supports.

Corollary

Let Q ∈ C[X1, . . . , Xd−1] be elliptic, deg(Q) =: m > r ∈ N0, c ∈ C, and setP (x1, . . . , xd) := Q(x1, . . . , xd−1)− c(ixd)r so that P (D) = Q(Dd−1)− c ∂

r

∂xrd

.

Then, for X ⊆ Rd open, tfae:

i) X is P -convex for supports.

ii) dX satisfies the minimum principle in Rd−1 × α for every α ∈ R.

In particular, the operator

P (D) = Q(Dd−1)− c ∂r

∂xrd: C∞(Y × I)→ C∞(Y × I)

is surjective for every open Y ⊆ Rd−1, I ⊆ R.

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An approximation theorem of Runge type

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Runge’s Approximation Theorem

For X1 ⊆ X2 ⊆ C open the following are equivalent.

i) For every g ∈H (X1), for every compact K ⊆ X1, and for every ε > 0 thereis f ∈H (X2) such that

ε > supz∈K|f(z)− g(z)| =: ‖f − g‖0,K ,

i.e. r : H (X2)→H (X1), f 7→ f|X1has dense range when H (X1) is

equipped with the compact-open topology (topology of local uniformconvergence); (X1, X2) is a Runge pair.

ii) C\X1 does not have a compact connected component C ⊆ X2.

Lax-Malgrange Theorem: Precisely the same equivalence is true for Rd instead ofC and holomorphic functions H (X) replaced by

C∞P (X) := u ∈ C∞(X); P (D)u = 0

(= D ′P (X) := u ∈ D ′(X); P (D)u = 0

)

,

where P is elliptic.What about non-elliptic P? First, we equip C∞P (X) and D ′P (X) with topologies:

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Runge’s Approximation Theorem

For X1 ⊆ X2 ⊆ C open the following are equivalent.

i) For every g ∈H (X1), for every compact K ⊆ X1, and for every ε > 0 thereis f ∈H (X2) such that

ε > supz∈K|f(z)− g(z)| =: ‖f − g‖0,K ,

i.e. r : H (X2)→H (X1), f 7→ f|X1has dense range when H (X1) is

equipped with the compact-open topology (topology of local uniformconvergence); (X1, X2) is a Runge pair.

ii) C\X1 does not have a compact connected component C ⊆ X2.

Lax-Malgrange Theorem: Precisely the same equivalence is true for Rd instead ofC and holomorphic functions H (X) replaced by

C∞P (X) := u ∈ C∞(X); P (D)u = 0

(= D ′P (X) := u ∈ D ′(X); P (D)u = 0

)

,

where P is elliptic.

What about non-elliptic P? First, we equip C∞P (X) and D ′P (X) with topologies:

Thomas Kalmes On P -convexity and P -Runge pairs 12 / 20

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Runge’s Approximation Theorem

For X1 ⊆ X2 ⊆ C open the following are equivalent.

i) For every g ∈H (X1), for every compact K ⊆ X1, and for every ε > 0 thereis f ∈H (X2) such that

ε > supz∈K|f(z)− g(z)| =: ‖f − g‖0,K ,

i.e. r : H (X2)→H (X1), f 7→ f|X1has dense range when H (X1) is

equipped with the compact-open topology (topology of local uniformconvergence); (X1, X2) is a Runge pair.

ii) C\X1 does not have a compact connected component C ⊆ X2.

Lax-Malgrange Theorem: Precisely the same equivalence is true for Rd instead ofC and holomorphic functions H (X) replaced by

C∞P (X) := u ∈ C∞(X); P (D)u = 0(

= D ′P (X) := u ∈ D ′(X); P (D)u = 0),

where P is elliptic.

What about non-elliptic P? First, we equip C∞P (X) and D ′P (X) with topologies:

Thomas Kalmes On P -convexity and P -Runge pairs 12 / 20

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Runge’s Approximation Theorem

For X1 ⊆ X2 ⊆ C open the following are equivalent.

i) For every g ∈H (X1), for every compact K ⊆ X1, and for every ε > 0 thereis f ∈H (X2) such that

ε > supz∈K|f(z)− g(z)| =: ‖f − g‖0,K ,

i.e. r : H (X2)→H (X1), f 7→ f|X1has dense range when H (X1) is

equipped with the compact-open topology (topology of local uniformconvergence); (X1, X2) is a Runge pair.

ii) C\X1 does not have a compact connected component C ⊆ X2.

Lax-Malgrange Theorem: Precisely the same equivalence is true for Rd instead ofC and holomorphic functions H (X) replaced by

C∞P (X) := u ∈ C∞(X); P (D)u = 0(

= D ′P (X) := u ∈ D ′(X); P (D)u = 0),

where P is elliptic.What about non-elliptic P?

First, we equip C∞P (X) and D ′P (X) with topologies:

Thomas Kalmes On P -convexity and P -Runge pairs 12 / 20

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Runge’s Approximation Theorem

For X1 ⊆ X2 ⊆ C open the following are equivalent.

i) For every g ∈H (X1), for every compact K ⊆ X1, and for every ε > 0 thereis f ∈H (X2) such that

ε > supz∈K|f(z)− g(z)| =: ‖f − g‖0,K ,

i.e. r : H (X2)→H (X1), f 7→ f|X1has dense range when H (X1) is

equipped with the compact-open topology (topology of local uniformconvergence); (X1, X2) is a Runge pair.

ii) C\X1 does not have a compact connected component C ⊆ X2.

Lax-Malgrange Theorem: Precisely the same equivalence is true for Rd instead ofC and holomorphic functions H (X) replaced by

C∞P (X) := u ∈ C∞(X); P (D)u = 0(

= D ′P (X) := u ∈ D ′(X); P (D)u = 0),

where P is elliptic.What about non-elliptic P? First, we equip C∞P (X) and D ′P (X) with topologies:

Thomas Kalmes On P -convexity and P -Runge pairs 12 / 20

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Equip C∞(X) with topology generated by the seminorms

‖ · ‖l,K : C∞(X)→ [0,∞), f 7→ maxα∈Nd

0 ,|α|≤lmaxx∈K|∂αf(x)| (l ∈ N0,K b X)

⇒ C∞(X) Frechet space and P (D) is continuous on C∞(X)

⇒ C∞P (X) = u ∈ C∞(X); P (D)u = 0 is a closed subspace of C∞(X), hencea Frechet space (with the subspace topology)

Equip D ′(X) - the topological dual space of D(X) - with the strong dualtopology, i.e. topology of uniform convergence on bounded subsets of D(X)

⇒ D ′(X) is a complete locally convex space and P (D) is continuous on D ′(X)

⇒ D ′P (X) = u ∈ D ′(X); P (D)u = 0 is a closed subspace of D ′(X) (with thesubspace topology)

If P is hypoelliptic: C∞P (X) = D ′P (X) and the subspace topologies from C∞(X)and D ′(X) coincide ⇒ topology on C∞P (X) is the topology of local uniformconvergence, i.e. the topology generated by the seminorms ‖ · ‖0,K ; K b X

Thomas Kalmes On P -convexity and P -Runge pairs 13 / 20

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Equip C∞(X) with topology generated by the seminorms

‖ · ‖l,K : C∞(X)→ [0,∞), f 7→ maxα∈Nd

0 ,|α|≤lmaxx∈K|∂αf(x)| (l ∈ N0,K b X)

⇒ C∞(X) Frechet space and P (D) is continuous on C∞(X)

⇒ C∞P (X) = u ∈ C∞(X); P (D)u = 0 is a closed subspace of C∞(X), hencea Frechet space (with the subspace topology)

Equip D ′(X) - the topological dual space of D(X) - with the strong dualtopology, i.e. topology of uniform convergence on bounded subsets of D(X)

⇒ D ′(X) is a complete locally convex space and P (D) is continuous on D ′(X)

⇒ D ′P (X) = u ∈ D ′(X); P (D)u = 0 is a closed subspace of D ′(X) (with thesubspace topology)

If P is hypoelliptic: C∞P (X) = D ′P (X) and the subspace topologies from C∞(X)and D ′(X) coincide ⇒ topology on C∞P (X) is the topology of local uniformconvergence, i.e. the topology generated by the seminorms ‖ · ‖0,K ; K b X

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Equip C∞(X) with topology generated by the seminorms

‖ · ‖l,K : C∞(X)→ [0,∞), f 7→ maxα∈Nd

0 ,|α|≤lmaxx∈K|∂αf(x)| (l ∈ N0,K b X)

⇒ C∞(X) Frechet space and P (D) is continuous on C∞(X)

⇒ C∞P (X) = u ∈ C∞(X); P (D)u = 0 is a closed subspace of C∞(X), hencea Frechet space (with the subspace topology)

Equip D ′(X) - the topological dual space of D(X) - with the strong dualtopology, i.e. topology of uniform convergence on bounded subsets of D(X)

⇒ D ′(X) is a complete locally convex space and P (D) is continuous on D ′(X)

⇒ D ′P (X) = u ∈ D ′(X); P (D)u = 0 is a closed subspace of D ′(X) (with thesubspace topology)

If P is hypoelliptic: C∞P (X) = D ′P (X) and the subspace topologies from C∞(X)and D ′(X) coincide

⇒ topology on C∞P (X) is the topology of local uniformconvergence, i.e. the topology generated by the seminorms ‖ · ‖0,K ; K b X

Thomas Kalmes On P -convexity and P -Runge pairs 13 / 20

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Equip C∞(X) with topology generated by the seminorms

‖ · ‖l,K : C∞(X)→ [0,∞), f 7→ maxα∈Nd

0 ,|α|≤lmaxx∈K|∂αf(x)| (l ∈ N0,K b X)

⇒ C∞(X) Frechet space and P (D) is continuous on C∞(X)

⇒ C∞P (X) = u ∈ C∞(X); P (D)u = 0 is a closed subspace of C∞(X), hencea Frechet space (with the subspace topology)

Equip D ′(X) - the topological dual space of D(X) - with the strong dualtopology, i.e. topology of uniform convergence on bounded subsets of D(X)

⇒ D ′(X) is a complete locally convex space and P (D) is continuous on D ′(X)

⇒ D ′P (X) = u ∈ D ′(X); P (D)u = 0 is a closed subspace of D ′(X) (with thesubspace topology)

If P is hypoelliptic: C∞P (X) = D ′P (X) and the subspace topologies from C∞(X)and D ′(X) coincide ⇒ topology on C∞P (X) is the topology of local uniformconvergence, i.e. the topology generated by the seminorms ‖ · ‖0,K ; K b X

Thomas Kalmes On P -convexity and P -Runge pairs 13 / 20

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Theorem

Given X1 ⊆ X2 ⊆ Rd open, X2 P -convex for supports. Tfae.

i) X1 is P -convex for supports and rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has

dense range.

ii) X1 is P -convex for supports and rC∞ : C∞P (X2)→ C∞P (X1), f 7→ f|X1has

dense range, i.e. (X1, X2) is a P -Runge pair.

iii) For every u ∈ E ′(X2) :(supp P (D)u ⊆ X1 ⇒ suppu ⊆ X1

).

Thomas Kalmes On P -convexity and P -Runge pairs 14 / 20

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Theorem

Given X1 ⊆ X2 ⊆ Rd open, X2 P -convex for supports. Tfae.

i) X1 is P -convex for supports and rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has

dense range.

ii) X1 is P -convex for supports and rC∞ : C∞P (X2)→ C∞P (X1), f 7→ f|X1has

dense range, i.e. (X1, X2) is a P -Runge pair.

iii) For every u ∈ E ′(X2) :(supp P (D)u ⊆ X1 ⇒ suppu ⊆ X1

).

Some thoughts: Assume ed is characteristic for P , i.e. Pm(ed) = 0, and

(∗) ∀ ε > 0 ∃ v ∈ C∞P

(Rd) : Rd−1 × [0, ε/2] ⊆ supp v ⊆ Rd−1 × [0, ε].

If ∃x0 ∈ Rd s.th. (Rd\X1) ∩ (x0 + spaned⊥) has a com-pact connected component C ⊆ X2, then iii) does not hold:

supp v(· − x0)suppϕ

X1

Red

Rd−1 x0 + spaned⊥

C

U

W

choose ψ ∈ D(Rd−1) with suppψ ⊆ Uψ = 1 in a neighborhood of Wϕ(x) := v(x− x0)ψ(x1, . . . , xd−1) satisfiessuppϕ ⊆ U × [x0

d, x0d + ε] ⊆ X2, C ⊆ suppϕ

supp P (D)ϕ ⊆ supp v ∩ (supp dψ × R)supp P (D)ϕ ⊆ X1

Thomas Kalmes On P -convexity and P -Runge pairs 14 / 20

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Theorem

Given X1 ⊆ X2 ⊆ Rd open, X2 P -convex for supports. Tfae.

i) X1 is P -convex for supports and rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has

dense range.

ii) X1 is P -convex for supports and rC∞ : C∞P (X2)→ C∞P (X1), f 7→ f|X1has

dense range, i.e. (X1, X2) is a P -Runge pair.

iii) For every u ∈ E ′(X2) :(supp P (D)u ⊆ X1 ⇒ suppu ⊆ X1

).

Some thoughts: Assume ed is characteristic for P , i.e. Pm(ed) = 0, and

(∗) ∀ ε > 0 ∃ v ∈ C∞P

(Rd) : Rd−1 × [0, ε/2] ⊆ supp v ⊆ Rd−1 × [0, ε].

If ∃x0 ∈ Rd s.th. (Rd\X1) ∩ (x0 + spaned⊥) has a com-pact connected component C ⊆ X2, then iii) does not hold:

supp v(· − x0)suppϕ

X1

Red

Rd−1 x0 + spaned⊥

C

U

W

choose ψ ∈ D(Rd−1) with suppψ ⊆ Uψ = 1 in a neighborhood of Wϕ(x) := v(x− x0)ψ(x1, . . . , xd−1) satisfiessuppϕ ⊆ U × [x0

d, x0d + ε] ⊆ X2, C ⊆ suppϕ

supp P (D)ϕ ⊆ supp v ∩ (supp dψ × R)supp P (D)ϕ ⊆ X1

Thomas Kalmes On P -convexity and P -Runge pairs 14 / 20

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Theorem

Given X1 ⊆ X2 ⊆ Rd open, X2 P -convex for supports. Tfae.

i) X1 is P -convex for supports and rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has

dense range.

ii) X1 is P -convex for supports and rC∞ : C∞P (X2)→ C∞P (X1), f 7→ f|X1has

dense range, i.e. (X1, X2) is a P -Runge pair.

iii) For every u ∈ E ′(X2) :(supp P (D)u ⊆ X1 ⇒ suppu ⊆ X1

).

Some thoughts: Assume ed is characteristic for P , i.e. Pm(ed) = 0, and

(∗) ∀ ε > 0 ∃ v ∈ C∞P

(Rd) : Rd−1 × [0, ε/2] ⊆ supp v ⊆ Rd−1 × [0, ε].

If ∃x0 ∈ Rd s.th. (Rd\X1) ∩ (x0 + spaned⊥) has a com-pact connected component C ⊆ X2, then iii) does not hold:

supp v(· − x0)suppϕ

X1

Red

Rd−1 x0 + spaned⊥

C

U

W

choose ψ ∈ D(Rd−1) with suppψ ⊆ Uψ = 1 in a neighborhood of Wϕ(x) := v(x− x0)ψ(x1, . . . , xd−1) satisfiessuppϕ ⊆ U × [x0

d, x0d + ε] ⊆ X2, C ⊆ suppϕ

supp P (D)ϕ ⊆ supp v ∩ (supp dψ × R)supp P (D)ϕ ⊆ X1

Thomas Kalmes On P -convexity and P -Runge pairs 14 / 20

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Theorem

Given X1 ⊆ X2 ⊆ Rd open, X2 P -convex for supports. Tfae.

i) X1 is P -convex for supports and rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has

dense range.

ii) X1 is P -convex for supports and rC∞ : C∞P (X2)→ C∞P (X1), f 7→ f|X1has

dense range, i.e. (X1, X2) is a P -Runge pair.

iii) For every u ∈ E ′(X2) :(supp P (D)u ⊆ X1 ⇒ suppu ⊆ X1

).

Some thoughts: Assume ed is characteristic for P , i.e. Pm(ed) = 0, and

(∗) ∀ ε > 0 ∃ v ∈ C∞P

(Rd) : Rd−1 × [0, ε/2] ⊆ supp v ⊆ Rd−1 × [0, ε].

If ∃x0 ∈ Rd s.th. (Rd\X1) ∩ (x0 + spaned⊥) has a com-pact connected component C ⊆ X2, then iii) does not hold:

supp v(· − x0)

suppϕ

X1

Red

Rd−1 x0 + spaned⊥

C

U

W

choose ψ ∈ D(Rd−1) with suppψ ⊆ Uψ = 1 in a neighborhood of Wϕ(x) := v(x− x0)ψ(x1, . . . , xd−1) satisfiessuppϕ ⊆ U × [x0

d, x0d + ε] ⊆ X2, C ⊆ suppϕ

supp P (D)ϕ ⊆ supp v ∩ (supp dψ × R)supp P (D)ϕ ⊆ X1

Thomas Kalmes On P -convexity and P -Runge pairs 14 / 20

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Theorem

Given X1 ⊆ X2 ⊆ Rd open, X2 P -convex for supports. Tfae.

i) X1 is P -convex for supports and rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has

dense range.

ii) X1 is P -convex for supports and rC∞ : C∞P (X2)→ C∞P (X1), f 7→ f|X1has

dense range, i.e. (X1, X2) is a P -Runge pair.

iii) For every u ∈ E ′(X2) :(supp P (D)u ⊆ X1 ⇒ suppu ⊆ X1

).

Some thoughts: Assume ed is characteristic for P , i.e. Pm(ed) = 0, and

(∗) ∀ ε > 0 ∃ v ∈ C∞P

(Rd) : Rd−1 × [0, ε/2] ⊆ supp v ⊆ Rd−1 × [0, ε].

If ∃x0 ∈ Rd s.th. (Rd\X1) ∩ (x0 + spaned⊥) has a com-pact connected component C ⊆ X2, then iii) does not hold:

supp v(· − x0)

suppϕ

X1

Red

Rd−1 x0 + spaned⊥

C

U

W

choose ψ ∈ D(Rd−1) with suppψ ⊆ U

ψ = 1 in a neighborhood of Wϕ(x) := v(x− x0)ψ(x1, . . . , xd−1) satisfiessuppϕ ⊆ U × [x0

d, x0d + ε] ⊆ X2, C ⊆ suppϕ

supp P (D)ϕ ⊆ supp v ∩ (supp dψ × R)supp P (D)ϕ ⊆ X1

Thomas Kalmes On P -convexity and P -Runge pairs 14 / 20

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Theorem

Given X1 ⊆ X2 ⊆ Rd open, X2 P -convex for supports. Tfae.

i) X1 is P -convex for supports and rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has

dense range.

ii) X1 is P -convex for supports and rC∞ : C∞P (X2)→ C∞P (X1), f 7→ f|X1has

dense range, i.e. (X1, X2) is a P -Runge pair.

iii) For every u ∈ E ′(X2) :(supp P (D)u ⊆ X1 ⇒ suppu ⊆ X1

).

Some thoughts: Assume ed is characteristic for P , i.e. Pm(ed) = 0, and

(∗) ∀ ε > 0 ∃ v ∈ C∞P

(Rd) : Rd−1 × [0, ε/2] ⊆ supp v ⊆ Rd−1 × [0, ε].

If ∃x0 ∈ Rd s.th. (Rd\X1) ∩ (x0 + spaned⊥) has a com-pact connected component C ⊆ X2, then iii) does not hold:

supp v(· − x0)

suppϕ

X1

Red

Rd−1 x0 + spaned⊥

C

U

W

choose ψ ∈ D(Rd−1) with suppψ ⊆ Uψ = 1 in a neighborhood of W

ϕ(x) := v(x− x0)ψ(x1, . . . , xd−1) satisfiessuppϕ ⊆ U × [x0

d, x0d + ε] ⊆ X2, C ⊆ suppϕ

supp P (D)ϕ ⊆ supp v ∩ (supp dψ × R)supp P (D)ϕ ⊆ X1

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Theorem

Given X1 ⊆ X2 ⊆ Rd open, X2 P -convex for supports. Tfae.

i) X1 is P -convex for supports and rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has

dense range.

ii) X1 is P -convex for supports and rC∞ : C∞P (X2)→ C∞P (X1), f 7→ f|X1has

dense range, i.e. (X1, X2) is a P -Runge pair.

iii) For every u ∈ E ′(X2) :(supp P (D)u ⊆ X1 ⇒ suppu ⊆ X1

).

Some thoughts: Assume ed is characteristic for P , i.e. Pm(ed) = 0, and

(∗) ∀ ε > 0 ∃ v ∈ C∞P

(Rd) : Rd−1 × [0, ε/2] ⊆ supp v ⊆ Rd−1 × [0, ε].

If ∃x0 ∈ Rd s.th. (Rd\X1) ∩ (x0 + spaned⊥) has a com-pact connected component C ⊆ X2, then iii) does not hold:

supp v(· − x0)

suppϕ

X1

Red

Rd−1 x0 + spaned⊥

C

U

W

choose ψ ∈ D(Rd−1) with suppψ ⊆ Uψ = 1 in a neighborhood of Wϕ(x) := v(x− x0)ψ(x1, . . . , xd−1) satisfiessuppϕ ⊆ U × [x0

d, x0d + ε] ⊆ X2, C ⊆ suppϕ

supp P (D)ϕ ⊆ supp v ∩ (supp dψ × R)supp P (D)ϕ ⊆ X1

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Theorem

Given X1 ⊆ X2 ⊆ Rd open, X2 P -convex for supports. Tfae.

i) X1 is P -convex for supports and rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has

dense range.

ii) X1 is P -convex for supports and rC∞ : C∞P (X2)→ C∞P (X1), f 7→ f|X1has

dense range, i.e. (X1, X2) is a P -Runge pair.

iii) For every u ∈ E ′(X2) :(supp P (D)u ⊆ X1 ⇒ suppu ⊆ X1

).

Some thoughts: Assume ed is characteristic for P , i.e. Pm(ed) = 0, and

(∗) ∀ ε > 0 ∃ v ∈ C∞P

(Rd) : Rd−1 × [0, ε/2] ⊆ supp v ⊆ Rd−1 × [0, ε].

If ∃x0 ∈ Rd s.th. (Rd\X1) ∩ (x0 + spaned⊥) has a com-pact connected component C ⊆ X2, then iii) does not hold:

supp v(· − x0)

suppϕ

X1

Red

Rd−1 x0 + spaned⊥

C

U

W

choose ψ ∈ D(Rd−1) with suppψ ⊆ Uψ = 1 in a neighborhood of Wϕ(x) := v(x− x0)ψ(x1, . . . , xd−1) satisfiessuppϕ ⊆ U × [x0

d, x0d + ε] ⊆ X2, C ⊆ suppϕ

supp P (D)ϕ ⊆ supp v ∩ (supp dψ × R)supp P (D)ϕ ⊆ X1

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Theorem

Given X1 ⊆ X2 ⊆ Rd open, X2 P -convex for supports. Tfae.

i) X1 is P -convex for supports and rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has

dense range.

ii) X1 is P -convex for supports and rC∞ : C∞P (X2)→ C∞P (X1), f 7→ f|X1has

dense range, i.e. (X1, X2) is a P -Runge pair.

iii) For every u ∈ E ′(X2) :(supp P (D)u ⊆ X1 ⇒ suppu ⊆ X1

).

Some thoughts: Assume ed is characteristic for P , i.e. Pm(ed) = 0, and

(∗) ∀ ε > 0 ∃ v ∈ C∞P

(Rd) : Rd−1 × [0, ε/2] ⊆ supp v ⊆ Rd−1 × [0, ε].

If X1, X2 are both P -convex for supports and are a P -Runge pair, then∀x0 ∈ Rd : (Rd\X1) ∩ (x0 + spaned⊥) has no compact component C ⊆ X2.

TheoremLet P be of degree m s.th. ed is characteristic for P but e1 is not; thus, there areRk ∈ C[X1, . . . , Xd−1], 0 ≤ k ≤ m, such that Rm = c ∈ C\0:

∀x ∈ Rd : P (x) =

m∑k=0

Rk(x2, . . . , xd)xk1 .

Assume, degxdRk < m− k, 0 ≤ k ≤ m− 1. Then (∗) holds.

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Theorem

Given X1 ⊆ X2 ⊆ Rd open, X2 P -convex for supports. Tfae.

i) X1 is P -convex for supports and rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has

dense range.

ii) X1 is P -convex for supports and rC∞ : C∞P (X2)→ C∞P (X1), f 7→ f|X1has

dense range, i.e. (X1, X2) is a P -Runge pair.

iii) For every u ∈ E ′(X2) :(supp P (D)u ⊆ X1 ⇒ suppu ⊆ X1

).

Some thoughts: Assume ed is characteristic for P , i.e. Pm(ed) = 0, and

(∗) ∀ ε > 0 ∃ v ∈ C∞P

(Rd) : Rd−1 × [0, ε/2] ⊆ supp v ⊆ Rd−1 × [0, ε].

If X1, X2 are both P -convex for supports and are a P -Runge pair, then∀x0 ∈ Rd : (Rd\X1) ∩ (x0 + spaned⊥) has no compact component C ⊆ X2.

TheoremLet P be of degree m s.th. ed is characteristic for P but e1 is not; thus, there areRk ∈ C[X1, . . . , Xd−1], 0 ≤ k ≤ m, such that Rm = c ∈ C\0:

∀x ∈ Rd : P (x) =

m∑k=0

Rk(x2, . . . , xd)xk1 .

Assume, degxdRk < m− k, 0 ≤ k ≤ m− 1. Then (∗) holds.

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Theorem

Let Q ∈ C[X1, . . . , Xd−1] be elliptic, deg(Q) =: m > r ∈ N0, c ∈ C and setP (x1, . . . , xd) := Q(x1, . . . , xd−1)− c(i xd)r so that P (D) = Q(Dd−1)− c ∂

r

∂xrd

.

Then, for open sets X1 ⊆ X2 ⊆ Rd which are P -convex for supports, tfae:

i) ∀α ∈ R : (Rd\X1) ∩ (Rd−1 × α) has no compact connected componentC ⊆ X2.

ii) rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has dense range.

iii) rC∞ : C∞P (X2)→ C∞P (X1), u 7→ u|X2has dense range.

For open Y1 ⊆ Y2 ⊆ Rd−1, I1 ⊆ I2 ⊆ R the sets Xj := Yj × Ij , j = 1, 2, areP -convex for supports and i) simplifies to

i’) Rd−1\Y1 has no compact connected component C ⊆ Y2.

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Theorem

Let Q ∈ C[X1, . . . , Xd−1] be elliptic, deg(Q) =: m > r ∈ N0, c ∈ C and setP (x1, . . . , xd) := Q(x1, . . . , xd−1)− c(i xd)r so that P (D) = Q(Dd−1)− c ∂

r

∂xrd

.

Then, for open sets X1 ⊆ X2 ⊆ Rd which are P -convex for supports, tfae:

i) ∀α ∈ R : (Rd\X1) ∩ (Rd−1 × α) has no compact connected componentC ⊆ X2.

ii) rD′ : D ′P (X2)→ D ′P (X1), u 7→ u|X1has dense range.

iii) rC∞ : C∞P (X2)→ C∞P (X1), u 7→ u|X2has dense range.

For open Y1 ⊆ Y2 ⊆ Rd−1, I1 ⊆ I2 ⊆ R the sets Xj := Yj × Ij , j = 1, 2, areP -convex for supports and i) simplifies to

i’) Rd−1\Y1 has no compact connected component C ⊆ Y2.

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Vogt’s property (Ω) for kernels of hypoelliptic operators

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Let P (D) : C∞(X)→ C∞(X) be surjective (⇔ X P -convex for supports).Given a locally convex space E, is P (D) : C∞(X,E)→ C∞(X,E) surjective?

”Yes” if C∞P (X) has (Ω) and E = F ′b is the strong dual of a nuclear Frechetspace F with (DN) (Vogt, 1983).

C∞P (X) has (Ω) if and only if

∃T : s→ C∞P (X) linear, continuous, surjective (Vogt, Wagner 1980)

(Thus: C∞P (X) has (Ω)⇒ C∞P (X) has a countable (absolute) Schauder basis)

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Let P (D) : C∞(X)→ C∞(X) be surjective (⇔ X P -convex for supports).Given a locally convex space E, is P (D) : C∞(X,E)→ C∞(X,E) surjective?

Motivation: Λ ⊆ Rq open, (fλ)λ∈Λ ∈ C∞(X)Λ s.th.

∀x ∈ X : λ 7→ fλ(x) continuous/smooth/real analytic/etc.

Are there solutions P (D)uλ = fλ, λ ∈ Λ, s.th.

∀x ∈ X : λ 7→ uλ(x) continuous/smooth/real analytic/etc. ?

Choose E = C(Λ)/C∞(Λ)/A (Λ)/etc.

”Yes” if C∞P (X) has (Ω) and E = F ′b is the strong dual of a nuclear Frechetspace F with (DN) (Vogt, 1983).

C∞P (X) has (Ω) if and only if

∃T : s→ C∞P (X) linear, continuous, surjective (Vogt, Wagner 1980)

(Thus: C∞P (X) has (Ω)⇒ C∞P (X) has a countable (absolute) Schauder basis)

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Let P (D) : C∞(X)→ C∞(X) be surjective (⇔ X P -convex for supports).Given a locally convex space E, is P (D) : C∞(X,E)→ C∞(X,E) surjective?

”Yes” if C∞P (X) has (Ω) and E = F ′b is the strong dual of a nuclear Frechetspace F with (DN) (Vogt, 1983).

C∞P (X) has (Ω) if and only if

∃T : s→ C∞P (X) linear, continuous, surjective (Vogt, Wagner 1980)

(Thus: C∞P (X) has (Ω)⇒ C∞P (X) has a countable (absolute) Schauder basis)

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Let P (D) : C∞(X)→ C∞(X) be surjective (⇔ X P -convex for supports).Given a locally convex space E, is P (D) : C∞(X,E)→ C∞(X,E) surjective?

”Yes” if E is a Frechet space (Grothendieck, 1955).

In general ”No” for E = F ′b, the strong dual of a Frechet space F (Vogt, 1983).

”Yes” if C∞P (X) has (Ω) and E = F ′b is the strong dual of a nuclear Frechetspace F with (DN) (Vogt, 1983).

C∞P (X) has (Ω) if and only if

∃T : s→ C∞P (X) linear, continuous, surjective (Vogt, Wagner 1980)

(Thus: C∞P (X) has (Ω)⇒ C∞P (X) has a countable (absolute) Schauder basis)

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Let P (D) : C∞(X)→ C∞(X) be surjective (⇔ X P -convex for supports).Given a locally convex space E, is P (D) : C∞(X,E)→ C∞(X,E) surjective?

”Yes” if E is a Frechet space (Grothendieck, 1955).

In general ”No” for E = F ′b, the strong dual of a Frechet space F (Vogt, 1983).

”Yes” in case of E = s′ if and only if C∞P (X) has (Ω) (Vogt, 1983).(Recall: s := (xj)j∈N ∈ CN; ∀ k ∈ N :

∑∞j=1 |xj |2j2k <∞ so that

s′ = (xj)j∈N ∈ CN; ∃ k ∈ N :∑∞j=1 |xj |2j−2k <∞)

”Yes” if C∞P (X) has (Ω) and E = F ′b is the strong dual of a nuclear Frechetspace F with (DN) (Vogt, 1983).

C∞P (X) has (Ω) if and only if

∃T : s→ C∞P (X) linear, continuous, surjective (Vogt, Wagner 1980)

(Thus: C∞P (X) has (Ω)⇒ C∞P (X) has a countable (absolute) Schauder basis)

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Let P (D) : C∞(X)→ C∞(X) be surjective (⇔ X P -convex for supports).Given a locally convex space E, is P (D) : C∞(X,E)→ C∞(X,E) surjective?

”Yes” if E is a Frechet space (Grothendieck, 1955).

In general ”No” for E = F ′b, the strong dual of a Frechet space F (Vogt, 1983).

”Yes” in case of E = s′ if and only if C∞P (X) has (Ω) (Vogt, 1983).(Recall: s := (xj)j∈N ∈ CN; ∀ k ∈ N :

∑∞j=1 |xj |2j2k <∞ so that

s′ = (xj)j∈N ∈ CN; ∃ k ∈ N :∑∞j=1 |xj |2j−2k <∞)

”Yes” if C∞P (X) has (Ω) and E = F ′b is the strong dual of a nuclear Frechetspace F with (DN) (Vogt, 1983).

C∞P (X) has (Ω) if and only if

∃T : s→ C∞P (X) linear, continuous, surjective (Vogt, Wagner 1980)

(Thus: C∞P (X) has (Ω)⇒ C∞P (X) has a countable (absolute) Schauder basis)

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Let P (D) : C∞(X)→ C∞(X) be surjective (⇔ X P -convex for supports).Given a locally convex space E, is P (D) : C∞(X,E)→ C∞(X,E) surjective?

”Yes” if E is a Frechet space (Grothendieck, 1955).

In general ”No” for E = F ′b, the strong dual of a Frechet space F (Vogt, 1983).

”Yes” in case of E = s′ if and only if C∞P (X) has (Ω) (Vogt, 1983).(Recall: s := (xj)j∈N ∈ CN; ∀ k ∈ N :

∑∞j=1 |xj |2j2k <∞ so that

s′ = (xj)j∈N ∈ CN; ∃ k ∈ N :∑∞j=1 |xj |2j−2k <∞)

”Yes” if C∞P (X) has (Ω) and E = F ′b is the strong dual of a nuclear Frechetspace F with (DN) (Vogt, 1983).

C∞P (X) has (Ω) if and only if

∃T : s→ C∞P (X) linear, continuous, surjective (Vogt, Wagner 1980)

(Thus: C∞P (X) has (Ω)⇒ C∞P (X) has a countable (absolute) Schauder basis)

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G Frechet space and ‖ · ‖1 ≤ ‖ · ‖2 ≤ . . . a sequence of seminorms generating itstopology

(E.g. P hypoelliptic, G = C∞P (X), ‖u‖k := ‖u‖0,Kk:= supx∈Kk

|u(x)|, for acompact exhaustion (Kk)k∈N of X).

G has (Ω) :⇔ ∀ k ∈ N∃ l ≥ k ∀n ≥ l ∃λ > 0, C ≥ 0∀ ε > 0

∀u ∈ G∃ vε ∈ G, ‖u− vε‖k ≤ ε : ‖vε‖n ≤ Cε−λ‖u‖1+λl .

C∞P (X) has (Ω) if

P is elliptic, X arbitrary (Vogt, 1983)

P is hypoelliptic, X convex (Vogt, 1983)

P is hypoelliptic, X ⊆ R2 P -convex for supports (K. 2012)

However, for all d ≥ 3 there are hypoelliptic P and X ⊆ Rd P -convex forsupports such that C∞P (X) does not have (Ω) (K. 2012).

G has (DN) :⇔ ∃ k ∈ N ∀ l ≥ k ∃n ≥ l, C ≥ 0 :

∀u ∈ E : ‖u‖2l ≤ C‖u‖k ‖u‖n.Nuclear Frechet spaces with (DN): S (Rd); C∞2π(Rd); H (Cd); D(K); s;C∞(X), X bounded with ∂X C1; C∞(M),M compact manifold

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G Frechet space and ‖ · ‖1 ≤ ‖ · ‖2 ≤ . . . a sequence of seminorms generating itstopology

(E.g. P hypoelliptic, G = C∞P (X), ‖u‖k := ‖u‖0,Kk:= supx∈Kk

|u(x)|, for acompact exhaustion (Kk)k∈N of X).

G has (Ω) :⇔ ∀ k ∈ N∃ l ≥ k ∀n ≥ l ∃λ > 0, C ≥ 0∀ ε > 0

∀u ∈ G∃ vε ∈ G, ‖u− vε‖k ≤ ε : ‖vε‖n ≤ Cε−λ‖u‖1+λl .

C∞P (X) has (Ω) if

P is elliptic, X arbitrary (Vogt, 1983)

P is hypoelliptic, X convex (Vogt, 1983)

P is hypoelliptic, X ⊆ R2 P -convex for supports (K. 2012)

However, for all d ≥ 3 there are hypoelliptic P and X ⊆ Rd P -convex forsupports such that C∞P (X) does not have (Ω) (K. 2012).

G has (DN) :⇔ ∃ k ∈ N ∀ l ≥ k ∃n ≥ l, C ≥ 0 :

∀u ∈ E : ‖u‖2l ≤ C‖u‖k ‖u‖n.Nuclear Frechet spaces with (DN): S (Rd); C∞2π(Rd); H (Cd); D(K); s;C∞(X), X bounded with ∂X C1; C∞(M),M compact manifold

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G Frechet space and ‖ · ‖1 ≤ ‖ · ‖2 ≤ . . . a sequence of seminorms generating itstopology

(E.g. P hypoelliptic, G = C∞P (X), ‖u‖k := ‖u‖0,Kk:= supx∈Kk

|u(x)|, for acompact exhaustion (Kk)k∈N of X).

G has (Ω) :⇔ ∀ k ∈ N∃ l ≥ k ∀n ≥ l ∃λ > 0, C ≥ 0∀ ε > 0

∀u ∈ G∃ vε ∈ G, ‖u− vε‖k ≤ ε : ‖vε‖n ≤ Cε−λ‖u‖1+λl .

C∞P (X) has (Ω) if

P is elliptic, X arbitrary (Vogt, 1983)

P is hypoelliptic, X convex (Vogt, 1983)

P is hypoelliptic, X ⊆ R2 P -convex for supports (K. 2012)

However, for all d ≥ 3 there are hypoelliptic P and X ⊆ Rd P -convex forsupports such that C∞P (X) does not have (Ω) (K. 2012).

G has (DN) :⇔ ∃ k ∈ N ∀ l ≥ k ∃n ≥ l, C ≥ 0 :

∀u ∈ E : ‖u‖2l ≤ C‖u‖k ‖u‖n.Nuclear Frechet spaces with (DN): S (Rd); C∞2π(Rd); H (Cd); D(K); s;C∞(X), X bounded with ∂X C1; C∞(M),M compact manifold

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G Frechet space and ‖ · ‖1 ≤ ‖ · ‖2 ≤ . . . a sequence of seminorms generating itstopology

(E.g. P hypoelliptic, G = C∞P (X), ‖u‖k := ‖u‖0,Kk:= supx∈Kk

|u(x)|, for acompact exhaustion (Kk)k∈N of X).

G has (Ω) :⇔ ∀ k ∈ N∃ l ≥ k ∀n ≥ l ∃λ > 0, C ≥ 0∀ ε > 0

∀u ∈ G∃ vε ∈ G, ‖u− vε‖k ≤ ε : ‖vε‖n ≤ Cε−λ‖u‖1+λl .

C∞P (X) has (Ω) if

P is elliptic, X arbitrary (Vogt, 1983)

P is hypoelliptic, X convex (Vogt, 1983)

P is hypoelliptic, X ⊆ R2 P -convex for supports (K. 2012)

However, for all d ≥ 3 there are hypoelliptic P and X ⊆ Rd P -convex forsupports such that C∞P (X) does not have (Ω) (K. 2012).

G has (DN) :⇔ ∃ k ∈ N ∀ l ≥ k ∃n ≥ l, C ≥ 0 :

∀u ∈ E : ‖u‖2l ≤ C‖u‖k ‖u‖n.Nuclear Frechet spaces with (DN): S (Rd); C∞2π(Rd); H (Cd); D(K); s;C∞(X), X bounded with ∂X C1; C∞(M),M compact manifold

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G Frechet space and ‖ · ‖1 ≤ ‖ · ‖2 ≤ . . . a sequence of seminorms generating itstopology

(E.g. P hypoelliptic, G = C∞P (X), ‖u‖k := ‖u‖0,Kk:= supx∈Kk

|u(x)|, for acompact exhaustion (Kk)k∈N of X).

G has (Ω) :⇔ ∀ k ∈ N∃ l ≥ k ∀n ≥ l ∃λ > 0, C ≥ 0∀ ε > 0

∀u ∈ G∃ vε ∈ G, ‖u− vε‖k ≤ ε : ‖vε‖n ≤ Cε−λ‖u‖1+λl .

C∞P (X) has (Ω) if

P is elliptic, X arbitrary (Vogt, 1983)

P is hypoelliptic, X convex (Vogt, 1983)

P is hypoelliptic, X ⊆ R2 P -convex for supports (K. 2012)

However, for all d ≥ 3 there are hypoelliptic P and X ⊆ Rd P -convex forsupports such that C∞P (X) does not have (Ω) (K. 2012).

G has (DN) :⇔ ∃ k ∈ N ∀ l ≥ k ∃n ≥ l, C ≥ 0 :

∀u ∈ E : ‖u‖2l ≤ C‖u‖k ‖u‖n.Nuclear Frechet spaces with (DN): S (Rd); C∞2π(Rd); H (Cd); D(K); s;C∞(X), X bounded with ∂X C1; C∞(M),M compact manifold

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Theorem

Let P (x1, . . . , xd) = Q(x1, . . . , xd−1)− c(i xd)r, where Q ∈ C[X1, . . . , Xd−1] iselliptic of degree m s.th. Qm ∈ R[X1, . . . , Xd−1], m > r ∈ N, r odd, c ∈ R.Then, for X ⊆ Rd open, tfae:

i) X is P -convex for supports.

ii) X is P -convex for supports and C∞P (X) has (Ω).

iii) ∀α ∈ R : dX satisfies the minimum principle in Rd−1 × α.

In particular, for all Y ⊆ Rd−1, I ⊆ R open

C∞(Y × I, F ′)→ C∞(Y × I, F ′), u 7→ Q(Dd−1)u− c ∂r

∂xrdu

is surjective for every nuclear Frechet space F with (DN).

Thomas Kalmes On P -convexity and P -Runge pairs 19 / 20

Page 66: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Theorem

Let P (x1, . . . , xd) = Q(x1, . . . , xd−1)− c(i xd)r, where Q ∈ C[X1, . . . , Xd−1] iselliptic of degree m s.th. Qm ∈ R[X1, . . . , Xd−1], m > r ∈ N, r odd, c ∈ R.Then, for X ⊆ Rd open, tfae:

i) X is P -convex for supports.

ii) X is P -convex for supports and C∞P (X) has (Ω).

iii) ∀α ∈ R : dX satisfies the minimum principle in Rd−1 × α.In particular, for all Y ⊆ Rd−1, I ⊆ R open

C∞(Y × I, F ′)→ C∞(Y × I, F ′), u 7→ Q(Dd−1)u− c ∂r

∂xrdu

is surjective for every nuclear Frechet space F with (DN).

Thomas Kalmes On P -convexity and P -Runge pairs 19 / 20

Page 67: On P-convexity and P-Runge pairs for certain linear ... fileOn P-convexity and P-Runge pairs for certain linear partial di erential operators Thomas Kalmes Chemnitz University of Technology

Thank you for your attention!

T. Kalmes, Surjectivity of differential operators and linear topologicalinvariants for spaces of zero solutions, Rev. Mat. Compl. 32 (2019), no. 1,37-55.

T. Kalmes, An approximation theorem of Runge type for certain non-ellipticpartial differential operators, arXiv-preprint 1804.08099, 2018.

Thomas Kalmes On P -convexity and P -Runge pairs 20 / 20