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OPTI 517 Image Quality. Richard Juergens Senior Engineering Fellow Raytheon Missile Systems 520-794-0917 [email protected]. Why is Image Quality Important?. Resolution of detail Smaller blur sizes allow better reproduction of image details Addition of noise can mask image detail. - PowerPoint PPT Presentation

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Page 1: OPTI 517 Image Quality

OPTI 517Image Quality

Richard Juergens

Senior Engineering Fellow

Raytheon Missile Systems

520-794-0917

[email protected]

Page 2: OPTI 517 Image Quality

OPTI 517 2

Why is Image Quality Important?

• Resolution of detail– Smaller blur sizes allow better reproduction of image details– Addition of noise can mask image detail

Original Blur added Noise added

Page 3: OPTI 517 Image Quality

OPTI 517 3

Step One - What is Your Image Quality (IQ) Spec?

• Many kinds of image quality– Geometrical based (e.g., spot diagrams, RMS wavefront error)– Diffraction based (e.g., PSF, MTF)– Other (F-theta linearity, uniformity of illumination, etc.)

• It is imperative that you have a specification for image quality when you are designing an optical system– Without it, you don't know when you are done designing!

Page 4: OPTI 517 Image Quality

OPTI 517 4

You vs. the Customer

• Different kinds of image quality metrics are useful to different people• Customers like performance-based specifications

– MTF, ensquared energy, distortion, etc.• Designers often use IQ metrics that mean little to the customer

– E.g., ray aberration plots, field plots– These are useful in the design process, but are not end-product specs

• In general, you will be working to an end-product specification, but will probably use other IQ metrics during the design process– Often the end-product specification is difficult to optimize to or may be time

consuming to compute• Some customers do not express their image quality requirements in terms such

as MTF or ensquared energy– They know what they want the optical system to do

• It is up to the optical engineer (and the system engineer) to interpret the customer's desires or needs into a numerical specification suitable for optimization and image quality analysis

Page 5: OPTI 517 Image Quality

OPTI 517 5

When to Use Which IQ Metric

• The choice of appropriate IQ metric usually depends on the application of the optical system– Long-range targets where the object is essentially a point source

• Example might be astronomical telescopes• Ensquared energy or RMS wavefront error might be appropriate

– Ground-based targets where the details of the object are needed to determine image features• Example is any image in which you want to see detail• MTF would be a more appropriate metric

– Laser scanning systems• A different type of IQ metric such as the variation from F-theta distortion

• The type of metric used is often specified in the contract or is a derived requirement flowed down to the optical engineer from systems engineering– Don't be afraid to question these requirements– Often the systems engineering group doesn't really understand the

relationship between system performance and optical metrics

Page 6: OPTI 517 Image Quality

OPTI 517 6

Diffraction vs. Geometrical Predictions

• There was a time when geometrical measures of image quality were heavily relied on due to the substantial increase in computation time for diffraction-based measures– That time has passed, but geometric measures still have a place

• In visual systems and other moderate performance imaging applications where the RMS WFE > 0.2 waves, geometrical measures may be appropriate

• A visual comparison of a PSF plot and a spot diagram is a quick means of assessing the importance of diffraction in any specific application

15:57:39

New lens from CVMACR

O:cvnewlens.seq

POSITION 1

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FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 587.6 NM 1

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0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

Double Gauss - U.S. Patent 2,532,751

.437E-01 MM

Diffraction-basedMTF% encircled energy------PSF

GeometricMTF% encircled energyRMS WFESpot diagram

Page 7: OPTI 517 Image Quality

OPTI 517 7

Wavefront Error

• Aberrations occur when the converging wavefront is not perfectly spherical

Real Aberrated Wavefront Reference sphere

(centered on ideal image point)

Optical PathDifference (OPD)

Rays normal to the reference sphere form a perfect image

Real rays proceed in a direction normal to the aberrated wavefront

Ideal image point

Optical path difference (OPD) and wavefront error (WFE) are just two different names for the same error

Page 8: OPTI 517 Image Quality

OPTI 517 8

Optical Path Difference

Specific OPD

Peak-to-valley OPD is the difference

between the longest and the shortest

paths leading to a selected focus

RMS wavefront error is given by:

TypicalWavefront

Peak-To-ValleyOPD

ReferenceSphere This wavefront has the same P-V

wavefront error as the example at the left, but it has a lower RMS

RMS = OPD2/nS

dxdy

dxdy)y,x(WWn

n

22rms WWW

For n discrete rays across the pupil

Page 9: OPTI 517 Image Quality

OPTI 517 9

Peak-to-Valley vs. RMS

• The ratio of P-V to RMS is not a fixed quantity• Typical ratios of RMS to PV (from Shannon's book)

– Defocus 3.5– 3rd order spherical 13.4– 5th order spherical 57.1– 3rd order coma 8.6– 3rd order astigmatism 5.0– Smooth random ~5

• In general, for a mixture of lower order aberrations, P-V/RMS ≈ 4.5• When generating wavefront error budgets, RMS errors from different sources

can be added in an RSS fashion– P-V errors cannot be so added

• In general, Peak-to-Valley wavefront error is a poor choice to use for error budgeting– However, Peak-to-Valley surface error or wavefront error is still commonly

used as a surface error specification for individual optical components

Page 10: OPTI 517 Image Quality

OPTI 517 10

Rayleigh Criterion

• Lord Rayleigh observed that when the maximum wavefront error across a wavefront did not exceed l/4 peak-to-valley, the image quality was "not sensibly degraded"– This quarter-wave limit is now called the Rayleigh Criterion

• This is approximately equivalent to the RMS wavefront error being about 0.07 waves or less (using the value for defocus)

• The Strehl Ratio is a related measure of image quality– It can be expressed (for RMS wavefront error < 0.1 wave) as

where F is the RMS wavefront error (in waves)

– For F = 0.07 waves, the Strehl Ratio = 0.8• Requiring the Strehl Ratio to be 0.80 or greater is called the Maréchal Criterion

2)-(2 )2(1eRatio Strehl2

F F

Page 11: OPTI 517 Image Quality

Diffraction-limited Performance

• Many systems have "diffraction-limited" performance as a specification– Taken literally, this might mean that no aberrations are allowed– As a practical matter, it means that diffraction dominates the image and that

the geometric aberrations are small compared to the Airy disk• There is a distinction between the best possible performance, as limited by

diffraction, and performance that is below this limit but produces acceptable image quality

OPTI 517 11Amount of Aberration

Spot

Siz

e

Diffraction spot sizeGeometrical spot sizeTotal spot size

Rule of Thumb:Total 80% blur = [(Geo 80% blur)2 + (Airy diameter)2]1/2

Page 12: OPTI 517 Image Quality

Image Quality Metrics

• The most commonly used geometrical-based image quality metrics are– Ray aberration curves– Spot diagrams– Seidel aberrations– Encircled (or ensquared) energy– RMS wavefront error– Modulation transfer function (MTF)

• The most commonly used diffraction-based image quality metrics are– Point spread function (PSF)– Encircled (or ensquared) energy– MTF– Strehl Ratio

OPTI 517 12

Page 13: OPTI 517 Image Quality

OPTI 517 13

Ray Aberration Curves

• These are by far the image quality metric most commonly used by optical designers during the design process

• Ray aberration curves trace fans of rays in two orthogonal directions– They then map the image positions of the rays in each fan relative to the

chief ray vs. the entrance pupil position of the rays

Tangential rays

Sagittal rays

-0.1

0.1

1

Dx values for sagittal rays

-y +y +x

Dy values for tangential rays

Pupil position

Image position

-x

Page 14: OPTI 517 Image Quality

Graphical Description of Ray Aberration Curves

• Ray aberration curves map the image positions of the rays in a fan – The plot is image plane differences from the chief ray vs. position in the fan

• Ray aberration curves are generally computed for a fan in the YZ plane and a fan in the XZ plane– This omits skew rays in the pupil, which is a failing of this IQ metric

-10.0000

10.0000

Image plane

Pupil position

Image plane differences from

the chief ray

Page 15: OPTI 517 Image Quality

Transverse vs. Wavefront Ray Aberration Curves

• Ray aberration curves can be transverse (linear) aberrations in the image vs. pupil position or can be OPD across the exit pupil vs. pupil position– The transverse curve is a scaled derivative of the wavefront curve

• Example curves for pure defocus:

-0.001

0.001

-1.0

1.0

Transverse Wavefront error

0.001 inch 1.0 wave

Page 16: OPTI 517 Image Quality

OPTI 517 16

More on Ray Aberration Curves

• The shape of the ray aberration curve can tell what type of aberration is present in the lens for that field point (transverse curves shown)

Defocus Coma

AstigmatismThird-order spherical

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Tangential fan Sagittal fan

Page 17: OPTI 517 Image Quality

OPTI 517 17

The Spot Diagram

• The spot diagram is readily understood by most engineers• It is a diagram of how spread out the rays are in the image

– The smaller the spot diagram, the better the image– This is geometrical only; diffraction is ignored

• It is often useful to show the detector size (and/or the Airy disk diameter) superimposed on the spot diagram

• The shape of the spot diagram can often tell what type of aberrations are present in the image

Different colors represent different wavelengths

Detector outline

14:06:49

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

Double Gauss - U.S. Patent 2,532,751

.508E-01 MM

Page 18: OPTI 517 Image Quality

Ray Aberration Plots and Spot Diagrams

OPTI 517 18

EY

EX

Absence of plots represents vignetting

Page 19: OPTI 517 Image Quality

OPTI 517 19

Main Problem With Spot Diagrams

• The main problem is that spots in the spot diagram don't convey intensity– A ray intersection point in the diagram does not tell the intensity at that point

0.2000 MM

0.2000 MM

0.0000

******

******

Double Gauss - U.S. Patent 2,5irradiance

Total flux 0.19387E+02 WattsMax irradiance 0.24937E+08 Watts/CM^2Min irradiance 0.00000E+00 Watts/CM^2

0.2000 MM

0.2000 MM

0.0000

******

******

Double Gauss - U.S. Patent 2,5irradiance

Total flux 0.13157E+02 WattsMax irradiance 0.31142E+07 Watts/CM^2Min irradiance 0.00000E+00 Watts/CM^2

0.2000 MM

0.2000 MM

0.0000

******

******

Double Gauss - U.S. Patent 2,5irradiance

Total flux 0.96235E+01 WattsMax irradiance 0.15661E+07 Watts/CM^2Min irradiance 0.00000E+00 Watts/CM^2

14:08:57

0.000,0.000 DG 0.00, 0.00

0.000,10.00 DG 0.00, 0.71

0.000,14.00 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING 0.00000

Double Gauss - U.S. Patent 2,532,751

.163 MM

The on-axis image appears spread out in the spot diagram, but in reality it has a tight core with some surrounding low-intensity flare

Page 20: OPTI 517 Image Quality

OPTI 517 20

Diffraction

• Some optical systems give point images (or near point images) of a point object when ray traced geometrically

• However, there is in reality a lower limit to the size of a point image• This lower limit is caused by diffraction

– The diffraction pattern is usually referred to as the Airy disk

Diffraction pattern of a perfect image

Image intensity

Page 21: OPTI 517 Image Quality

Size of the Diffraction Image

• The diffraction pattern of a perfect image has several rings– The center ring contains ~84% of the energy, and is usually considered to

be the "size" of the diffraction image

• The diameter of the first ring is given by d 2.44 l f/#– Note that this is independent of the focal length; it is only a function of the

wavelength and the f/number – The angular size of the first ring b = d/F 2.44 l/D

• When there are no aberrations and the image of a point object is given by the diffraction spread, the image is said to be diffraction-limited

OPTI 517 21

d d

Very important !!!!

Page 22: OPTI 517 Image Quality

OPTI 517 22

Spot Size vs. the Airy Disk

• Regime 1 – Diffraction-limited

• Regime 2 – Near diffraction-limited

• Regime 3 – Far from diffraction-limited

16:2

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POSITION 1

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DIFFRACTION INTENSITY SPREAD FUNCTION

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

16:2

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FIELDPOSITION

DEFOCUSING 0.00000

.203E-02 MM

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DEFOCUSING 0.00000

.508E-01 MM

Airy Disk

16:36:10

POSITION 1

COC 25-Sep-05

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DIFFRACTION INTENSITY SPREAD FUNCTION - STREHL

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

16:44:58

POSITION 1

COC 25-Sep-05

0.0017 mm

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DIFFRACTION INTENSITY SPREAD FUNCTION - STREHL

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

Parabola on-axis

Parabola on-axis, defocused

Spherical mirror on-axisAiry Disk

Page 23: OPTI 517 Image Quality

OPTI 517 23

Point Spread Function (PSF)

• This is the image of a point object including the effects of diffraction and all aberrations

POSITION 1

0.1008e-3 In

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DIFFRACTION INTENSITY SPREAD FUNCTION

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 IN

WAVELENGTH WEIGHT 587.6 NM 1

Airy disk (diameter of the first zero)

Intensity peak of the PSF relative to that of a perfect lens (no wavefront error) is the Strehl Ratio

For you electrical engineers, you can think of the PSF as

the impulse response of the optical system

Image intensity

Page 24: OPTI 517 Image Quality

OPTI 517 24

Diffraction Pattern of Aberrated Images

• When there is aberration present in the image, two effects occur– Depending on the aberration, the shape of the diffraction pattern may

become skewed– There is less energy in the central ring and more in the outer rings

• The Strehl Ratio corresponds to the ratio of the peak of the diffraction pattern to that of a perfect system (diffraction-limited)– Strehl Ratios 0.80 or greater are often considered functionally equivalent to

diffraction-limited images

POSITION 1

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WAVELENGTH WEIGHT 587.6 NM 1

Perfect PSFStrehl = 1.0 Strehl = 0.80

Page 25: OPTI 517 Image Quality

OPTI 517 25

PSF vs. Defocus

Page 26: OPTI 517 Image Quality

OPTI 517 26

PSF vs. Third-order Spherical Aberration

Page 27: OPTI 517 Image Quality

OPTI 517 27

PSF vs. Third-order Coma

Page 28: OPTI 517 Image Quality

OPTI 517 28

PSF vs. Astigmatism

Page 29: OPTI 517 Image Quality

OPTI 517 29

PSF for Strehl = 0.80

Defocus 3rd-order SABalanced 3rd and 5th-order SA

Astigmatism Coma

Page 30: OPTI 517 Image Quality

Encircled or Ensquared Energy

• Encircled or ensquared energy is the ratio of the energy in the PSF that is collected by a single circular or square detector to the amount of the total energy that reaches the image plane from that object– This is a common metric for systems with point images, especially systems

which need high signal-to-noise ratios• Ensquared energy is also called energy on detector (EOD)

Page 31: OPTI 517 Image Quality

Ensquared Energy Example

0.1260 mm

0.1260 mm

Per Cent

0.0000

100.00

50.000

POINT SPREAD FUNCTION

Field = ( 0.000, 0.000) DegreesDefocusing = 0.000000 mm

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WAVELENGTH WEIGHT10000.0 NM 1

Ensquared energy on a detector of same order of size as the Airy disk

Perfect lens, f/2, 10 micron wavelength, 50 micron detector

Airy disk (48.9 micron diameter)

DetectorApproximately 85% of the energy is collected by the detector

Page 32: OPTI 517 Image Quality

OPTI 517 32

Modulation Transfer Function (MTF)

• MTF is the Modulation Transfer Function• Measures how well the optical system images objects of different sizes

– Size is usually expressed as spatial frequency (1/size) • Consider a bar target imaged by a system with an optical blur

– The image of the bar pattern is the geometrical image of the bar pattern convolved with the optical blur

• MTF is normally computed for sine wave input, and not square bars to get the response for a pure spatial frequency

• Note that MTF can be geometrical or diffraction-based

Convolved with =

Page 33: OPTI 517 Image Quality

OPTI 517 33

Computing MTF

• The MTF is the amount of modulation in the image of a sine wave target

– When the modulation goes to zero, you can no longer see details in the object of that size

• The MTF is plotted as a function of spatial frequency (1/sine wave period)

MinMaxMinMaxMTF

Page 34: OPTI 517 Image Quality

OPTI 517 34

MTF of a Perfect Image

• For an aberration-free image and a round pupil, the MTF is given by

sin cos2)f(MTF )NA2

f(cosf/fcos 1co

1 l

11:12:33

1.0

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

MODULATION

50 150 250 350 450 550 650 750 850 950SPATIAL FREQUENCY (CYCLES/MM)

DIFFRACTION MTF

13-Oct-02

DIFFRACTION LIMIT

AXIS

WAVELENGTH WEIGHT 500.0 NM 1

DEFOCUSING 0.00000

Cutoff frequencyfco = 1/(lf/#)

This f is spatial frequency (lp/mm) and not f/number

MTF

Spatial frequency (lp/mm)

Page 35: OPTI 517 Image Quality

OPTI 517 35

Example MTF Curve

FOV

Direction of field point

Page 36: OPTI 517 Image Quality

MTF as an Autocorrelation of the Pupil

• The MTF is usually computed by lens design programs as the autocorrelation of the OPD map across the exit pupil

OPTI 517 36

Overlap area

Relative spatial frequency = spacing between shifted pupils

(cutoff frequency = pupil diameter)

Perfect MTF = overlap area / pupil area

MTF is computed as the normalized integral over the overlap region of the

difference between the OPD map and its shifted complex conjugate

Complex OPD computed for many points across

the pupil

Page 37: OPTI 517 Image Quality

OPTI 517 37

Typical MTF Curves

1.0

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

MODULATION

20 40 60 80 100 120 140 160 180 200SPATIAL FREQUENCY (CYCLES/MM)

Introductory Seminar f/5.6 Tessar

DIFFRACTION MTF

DIFFRACTION LIMIT AXIS

T R

0.7 FIELD ( )14.00 O

T R

1.0 FIELD ( )20.00 O

WAVELENGTH WEIGHT 650.0 NM 1 550.0 NM 2 480.0 NM 1

DEFOCUSING 0.00000MTF curves are different for different points across the FOV

Diffraction-limited MTF (as good as it can get)

MTF is a function of the spectral weighting

MTF is a function of the focus

Page 38: OPTI 517 Image Quality

OPTI 517 38

Phase Shift of the OTF• Since OPD relates to the phase of the ray relative to the reference sphere, the

pupil autocorrelation actually gives the OTF (optical transfer function), which is a complex quantity– MTF is the real part (modulus) of the OTF

OTF = Optical Transfer FunctionMTF = Modulus of the OTFPTF = Phase of the OTF

When the OTF goes negative, the phase is radians

Page 39: OPTI 517 Image Quality

OPTI 517 39

What Does OTF < 0 Mean?

• When the OTF goes negative, it is an example of contrast reversal

Page 40: OPTI 517 Image Quality

OPTI 517 40

Example of Contrast Reversal

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MODULATION

1.0 6.0 11.0 16.0 21.0 26.0 31.0 36.0 41.0 46.0 51.0 56.0SPATIAL FREQUENCY (CYCLES/MM)

DIFFRACTION MTF

DIFFRACTION LIMIT

AXIS

WAVELENGTH WEIGHT 500.0 NM 1

DEFOCUSING 0.00000

DIFFRACTION INTENSITY PROFILEPARTIALLY COHERENT ILLUMINATION

WAVELENGTH WEIGHT 500.0 NM 1

DEFOCUSING 0.00000RELATIVEINTENSITY

1.25

1.00

0.75

0.50

0.25

0.00-0.1234 -0.0925 -0.0617 -0.0308 0.0000 0.0308 0.0617 0.0925 0.1234

DISPLACEMENT ON IMAGE SURFACE (MM)

GEOMETRICAL SHADOW

RNA (X,Y) FIELD SCAN

INC ( 0.00, 0.00) R

0.3000 MM

0.3000 MM

0.0000

******

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irradiance

Total flux 0.11990E+15 WattsMax irradiance 0.11850E+19 Watts/CM^2Min irradiance 0.00000E+00 Watts/CM^2

At best focus

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MODULATION

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DIFFRACTION MTF

DIFFRACTION LIMIT

AXIS

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DEFOCUSING 0.00000

DIFFRACTION INTENSITY PROFILEPARTIALLY COHERENT ILLUMINATION

WAVELENGTH WEIGHT 500.0 NM 1

DEFOCUSING 0.00000RELATIVEINTENSITY

1.25

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0.00-0.1229 -0.0922 -0.0614 -0.0307 0.0000 0.0307 0.0614 0.0922 0.1229

DISPLACEMENT ON IMAGE SURFACE (MM)

GEOMETRICAL SHADOW

RNA (X,Y) FIELD SCAN

INC ( 0.00, 0.00) R

0.3000 MM

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0.0000

******

******

irradiance

Total flux 0.11998E+15 WattsMax irradiance 0.91968E+18 Watts/CM^2Min irradiance 0.00000E+00 Watts/CM^2

Defocused

Page 41: OPTI 517 Image Quality

OPTI 517 41

More on Contrast Reversal

Original Object

Page 42: OPTI 517 Image Quality

OPTI 517 42

Effect of Strehl = 0.80

• When the Strehl Ratio = 0.80 or higher, the image is considered to be equivalent in image quality to a diffraction-limited image

• The MTF in the mid-range spatial frequencies is reduced by the Strehl ratio

1.0

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

MODULATION

13 91 169 247 325 403 481 559 637 715 793SPATIAL FREQUENCY (CYCLES/MM)

DIFFRACTION MTF

DIFFRACTION LIMIT

AXIS

WAVELENGTH WEIGHT 587.6 NM 1

DEFOCUSING 0.00000

1.00.8

Diffraction-limited MTF

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OPTI 517 43

Aberration Transfer Function• Shannon has proposed that the MTF can be approximated as a product of the

diffraction-limited MTF (DTF) and an aberration transfer function (ATF)

21 1cos2)(DTF

22

rms 5.04118.0

W1)(ATF

cof/fBob Shannon

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

0.00 0.20 0.40 0.60 0.80 1.00

ATF

Normalized Spatial Frequency

0.025 waves rms

0.050 waves rms

0.075 waves rms

0.100 waves rms

0.125 waves rms

0.150 waves rms

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

0.00 0.20 0.40 0.60 0.80 1.00

MTF

Normalized Spatial Frequency

Diff. Limit0.025 waves rms

0.050 waves rms

0.075 waves rms0.100 waves rms

0.125 waves rms0.150 waves rms

Page 44: OPTI 517 Image Quality

Demand Contrast Function

• The eye requires more modulation for smaller objects to be able to resolve them– The amount of modulation required to resolve an object is called the

demand contrast function– This and the MTF limits the highest spatial frequency that can be resolved

OPTI 517 44

System A will produce a superior image although it has the same limiting resolution as System B

System A has a lower limiting resolution than System B even though it has higher MTF at lower frequencies

The limiting resolution is where the Demand Contrast Function intersects the MTF

Page 45: OPTI 517 Image Quality

Example of Different MTFs on RIT Target

OPTI 517 45

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OPTI 517 46

Central Obscurations

• In on-axis telescope designs, the obscuration caused by the secondary mirror is typically 30-50% of the diameter– Any obscuration above 30% will have a noticeable effect on the Airy disk,

both in terms of dark ring location and in percent energy in a given ring (energy shifts out of the central disk and into the rings)

• Contrary perhaps to expectations, as the obscuration increases the diameter of the first Airy ring decreases

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OPTI 517 47

Central Obscurations

• Central obscurations, such as in a Cassegrain telescope, have two deleterious effects on an optical system– The obscuration causes a loss in energy collected (loss of area)– The obscuration causes a loss of MTF

A So/Sm = 0.00B So/Sm = 0.25C So/Sm = 0.50D So/Sm = 0.75

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OPTI 517 48

Coherent Illumination

• Incoherent illumination fills the whole entrance pupil• Partially coherent illumination fills only part of the entrance pupil

– Coherent illumination essentially only fills a point in the entrance pupil

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OPTI 517 49

MTF of Partially Coherent Illumination

Page 50: OPTI 517 Image Quality

OPTI 517 50

Partial Coherent Image of a 3-Bar Target19:58:28

13-Oct-02

DIFFRACTION INTENSITY PROFILEPARTIALLY COHERENT ILLUMINATION

WAVELENGTH WEIGHT 500.0 NM 1

DEFOCUSING 0.00000RELATIVEINTENSITY

1.25

1.00

0.75

0.50

0.25

0.00-5.0 -3.8 -2.5 -1.3 0.0 1.3 2.5 3.8 5.0

DISPLACEMENT ON IMAGE SURFACE (MICRONS)

GEOMETRICAL SHADOW RNA (X,Y) FIELD SCAN INC ( 0.00, 0.00) R 1.50 ( 0.00, 0.00) R 1.00 ( 0.00, 0.00) R 0.50 ( 0.00, 0.00) R 0.00 ( 0.00, 0.00) R

Page 51: OPTI 517 Image Quality

OPTI 517 51

Example of Elbows Imaged in Partially Coherent Light20:10:45

2D Elbow Pattern

POSITION 1

13-Oct-02

0.00504 mm

0.2145

AERIAL IMAGE INTENSITY

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MMRNA: 1.00

WAVELENGTH WEIGHT 500.0 NM 1 .03175 mm

.03175

mm

.00014

0.8583

0.4292

2D Elbow Pattern AERIAL IMAGE

Field = ( 0.000, 0.000) DegreesDefocusing = 0.000000 mmRNA: 1.00

20:13:14

2D Elbow Pattern

POSITION 1

13-Oct-02

0.00504 mm

0.1168

AERIAL IMAGE INTENSITY

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MMRNA: 1.00

WAVELENGTH WEIGHT 500.0 NM 1

.03175 mm

.03175

mm

.00016

0.4675

0.2338

2D Elbow Pattern AERIAL IMAGE

Field = ( 0.000, 0.000) DegreesDefocusing = 0.000000 mmRNA: 1.00

With 1 wave of spherical aberration

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OPTI 517 52

Main Aberrations in an Optical System

• Defocus – the focal plane is not located exactly at the best focus position• Chromatic aberration – the axial and lateral shift of focus with wavelength• The Seidel aberrations

– Spherical Aberration– Coma– Astigmatism– Distortion– Curvature of field

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OPTI 517 53

Defocus

• Technically, defocus is not an aberration in that it can be corrected by simply refocusing the lens

• However, defocus is an important effect in many optical systems

Ideal focus point

Defocused image point

Spherical reference sphere centered on defocused point

Actual wavefrontWhen maximum OPD = l/4, you are at the Rayleigh depth of focus = 2 l f2

Page 54: OPTI 517 Image Quality

Defocus Ray Aberration Curves

OPTI 517 54

Waves

0.0000

1.0000

0.5000

WAVEFRONT ABERRATION

Field = ( 0.000, 0.000) DegreesWavelength = 500.0 nmDefocusing = 0.000000 mm

-2.5

2.5

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

.100E-01 MM-0.02

0.02

Wavefront error Transverse ray aberration

Spot diagramWavefront map

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OPTI 517 55

MTF of a Defocused Image

• As the amount of defocus increases, the MTF drops accordingly

A OPD = 0B OPD = l/4C OPD = l /2D OPD = 3l /4E OPD = l

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OPTI 517 56

Sources of Defocus

• One obvious source of defocus is the location of the object– For lenses focused at infinity, objects closer than infinity have defocused

images– There's nothing we can do about this (unless we have a focus knob)

• Changes in temperature– As the temperature changes, the elements and mounts change dimensions

and the refractive indices change– This can cause the lens to go out of focus– This can be reduced by careful design (material selection)

• Another source is the focus procedure– There are two possible sources of error here

• Inaccuracy in the measurement of the desired focus position• Resolution in the positioning of the focus (e.g., shims in 0.001 inch

increments)– The focus measurement procedure and focus position resolution must be

designed to not cause focus errors which can degrade the image quality beyond the IQ specification

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OPTI 517 57

Chromatic Aberration• Chromatic aberration is caused by the lens's refractive index changing with

wavelength

BK7 SINGLET

WAVELENGTH (nm)

FOCU

S SH

IFT

(in)

480. 520. 560. 600. 640. 680.

-1.200

-0.800

-0.400

0.000

0.400

0.800

BACK FOCUS

The shorter wavelengths focus closer to the lens because the refractive index is higher for the shorter wavelengths

Blue

Red

Green

Refractive Index vs. WL

Wavelength (nm)

Refractive Ind

ex

480. 520. 560. 600. 640. 680. 1.514

1.516

1.518

1.520

1.522

1.524

NBK7

Page 58: OPTI 517 Image Quality

Computing Chromatic Aberration

• The chromatic aberration of a lens is a function of the dispersion of the glass– Dispersion is a measure of the change in index with wavelength

• It is commonly designated by the Abbe V-number for three wavelengths– For visible glasses, these are F (486.13), d (587.56), C (656.27)– For infrared glasses they are typically 3, 4, 5 or 8, 10, 12 microns– V = (nmiddle-1) / (nshort - nlong)

• For optical glasses, V is typically in the range 35-80• For infrared glasses they vary from 50 to 1000• The axial (longitudinal) spread of the short wavelength focus to the long

wavelength focus is F/V– Example 1: N-BK7 glass has a V-value of 64.4. What is the axial chromatic

spread of an N-BK7 lens of 100 mm focal length?• Answer: 100/64.4 = 1.56 mm• Note that if the lens were f/2, the diffraction DOF = ±2lf2 = ±0.004 mm

– Example 2: Germanium has a V-value of 942 (for 8 – 12 m). What is the axial chromatic spread of a germanium lens of 100 mm focal length?• Answer: 100/942 = 0.11 mm Note: DOF(f/2) = ±2lf2 = ±0.08 mm

OPTI 517 58

Page 59: OPTI 517 Image Quality

Chromatic Aberration Example - Germanium Singlet

• We want to use an f/2 germanium singlet over the 8 to 12 micron band• Question - What is the longest focal length we can have and not need to color

correct? (assume an asphere to correct any spherical aberration)• Answer

– Over the 8-12 micron band, for germanium V = 942– The longitudinal defocus = F / V = F / 942– The 1/4 wave depth of focus is ±2lf2

– Equating these and solving gives F = 4*942*l*f2 = 150 mm

OPTI 517 59

OPTICAL PATH DIFFERENCE (WAVES)

12000.0000 NM10000.0000 NM 8000.0000 NM

-0.25

0.25

-0.25

0.25

TANGENTIAL 0.00 RELATIVE SAGITTALFIELD HEIGHT( 0.000 )O

waves1.0

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

MODULATION

1.0 6.0 11.0 16.0 21.0 26.0 31.0 36.0 41.0 46.0 51.0 56.0 61.0SPATIAL FREQUENCY (CYCLES/MM)

DIFFRACTION MTF

DIFFRACTION LIMIT

AXIS

WAVELENGTH WEIGHT12000.0 NM 110000.0 NM 18000.0 NM 1

DEFOCUSING 0.00000

Strehl = 0.86

Page 60: OPTI 517 Image Quality

OPTI 517 60

Correcting Chromatic Aberration• Chromatic aberration is corrected by a combination of two glasses

– The positive lens has low dispersion (high V number) and the negative lens has high dispersion (low V number)

– This will correct primary chromatic aberration• The red and blue wavelengths focus together• The green (or middle) wavelength still has a focus error

– This residual chromatic spread is called secondary color

RedBlue

Green

Red and blue focus together

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OPTI 517 61

Secondary Color• Secondary color is the residual chromatic aberration left when the primary

chromatic aberration is corrected

• Secondary color can be reduced by selecting special glasses– These glasses cost more (naturally)

doublet

WAVELENGTH (nm)

FOCU

S SH

IFT

(mm)

480. 520. 560. 600. 640. 680.

-0.010

0.000

0.010

0.020

0.030

0.040

0.050

BACK FOCUS

These two wavelengths focus together

This wavelength has a focus error

Secondary color (~ F/2400)

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OPTI 517 62

Lateral Color• Lateral color is a change in focal length (or magnification) with wavelength

– This results in a different image size with wavelength– The effect is often seen as color fringes at the edge of the FOV– This reduces the MTF for off-axis images

Red

Blue

Green

Page 63: OPTI 517 Image Quality

The Seidel Aberrations

• These are the classical aberrations in optical design– Spherical aberration– Coma– Astigmatism– Distortion– Curvature of field

• These aberrations, along with defocus and chromatic aberrations, are the main aberrations in an optical system

OPTI 517 63

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OPTI 517 64

Spherical Aberration• Spherical aberration is an on-axis aberration• Rays at the outer parts of the pupil focus closer to or further from the lens than

the paraxial focus

• The magnitude of the (third-order) spherical aberration goes as the cube of the aperture (going from f/2 to f/1 increases the SA by a factor of 8)

-10.0000

10.0000

Paraxial focus

Ray aberration curve

Page 65: OPTI 517 Image Quality

Third-order SA Ray Aberration Curves

OPTI 517 65

Waves

0.0000

1.0000

0.5000

WAVEFRONT ABERRATION5 waves 3rd order SA

Field = ( 0.000, 0.000) DegreesWavelength = 500.0 nmDefocusing = 0.000000 in

-5.0

5.0

-0.002

0.002

Wavefront error Transverse ray aberration curve

Spot diagram

Wavefront map

11:09:48

POSITION 1

08-Feb-0310 Waves

WAVE ABERRATION FIELD ANGLE - Y: 0.00 DEGREES X: 0.00 DEGREESDEFOCUSING: 0.000000 MMWAVELENGTH: 587.56 NMHORIZONTAL WIDTH REPRESENTS GRID SIZE 64 X 64

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

Double Gauss - U.S. Patent 2,532,751

.500E-01 MM

100% = 0.112199 RMS = 0.075481

Page 66: OPTI 517 Image Quality

OPTI 517 66

Spherical Aberration

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

.200 MM

-0.05

0.05

-0.05

0.05

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

.200 MM

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

.200 MM

-0.05

0.05

-0.05

0.05

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

.200 MM

Marginal focus Paraxial focusMinimum spot size Minimum RMS WFE

Paraxial focus

Marginal focus

Minimum spot size

Minimum RMS WFE

L

½ L¾ L

Page 67: OPTI 517 Image Quality

OPTI 517 67

Scaling Laws for Spherical Aberration

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

.100E-02 IN

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

.100E-02 IN

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

.100E-02 IN

q0 (f/#)-3

Spot size not dependent on field position

0.005 in

-5.0 -4.0 -3.0 -2.0 -1.0 0.0 1.0 2.0 3.0 4.0 5.0

Field Angle (deg)

-5.0

-4.0

-3.0

-2.0

-1.0

0.0

1.0

2.0

3.0

4.0

5.0

Fiel

d An

gle

(deg

)

f/5

f/4

f/3

Spot size goes as the cube of the EPD (or

inverse cube of the f/#)

Page 68: OPTI 517 Image Quality

OPTI 517 68

Spherical Aberration vs. Lens Shape• The spherical aberration is a function of the lens bending, or shape of the lens

Page 69: OPTI 517 Image Quality

OPTI 517 69

Spherical Aberration vs. Refractive Index• Spherical aberration is reduced with higher index materials

-2.0000

2.0000

-2.0000

2.0000

n = 1.50

n = 1.95

Notice the bending for minimum SA is a function of the index

Page 70: OPTI 517 Image Quality

Spherical Aberration vs. Index and Bending

OPTI 517 70

b at K r

4n n16 n 1 n+ 2min

3 32

2

15:57:27

15:58:49

15:59:59

16:01:16

n = 1.5

n = 2.0

n = 3.0

n = 4.0

Page 71: OPTI 517 Image Quality

Example - Germanium Singlet

• We want an f/2 germanium singlet to be used at 10 microns (0.01 mm)• Question - What is the longest focal length we can have and not need aspherics

to correct spherical aberration?• Answer

– Diffraction Airy disk angular size is bdiff = 2.44 l/D– Spherical aberration angular blur is bsa = 0.0087 / f3

– Equating these gives D = 2.44 l f3 / 0.0087 = 22.4 mm– For f/2, this gives F = 45 mm

OPTI 517 71

OPTICAL PATH DIFFERENCE (WAVES)10000.0000 NM

-0.25

0.25

-0.25

0.25

TANGENTIAL 0.00 RELATIVE SAGITTALFIELD HEIGHT( 0.000 )Owaves

1.0

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

MODULATION

1.0 5.0 9.0 13.0 17.0 21.0 25.0 29.0 33.0 37.0 41.0 45.0 49.0SPATIAL FREQUENCY (CYCLES/MM)

DIFFRACTION MTF

DIFFRACTION LIMIT

AXIS

WAVELENGTH WEIGHT10000.0 NM 1

DEFOCUSING 0.00000

Strehl = 0.91

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OPTI 517 72

Spherical Aberration vs. Number of Lenses• Spherical aberration can be reduced by splitting the lens into more than one lens

-1.0000

1.0000

-1.0000

1.0000

-1.0000

1.0000

SA = 1 (arbitrary units)

SA = 1/4 (arbitrary units)

SA = 1/9 (arbitrary units)

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OPTI 517 73

Spherical Aberration and Aspherics• The spherical aberration can be reduced, or even eliminated, by making one of

the surfaces aspheric

-1.0000

1.0000

-0.0001

0.0001

spherical

aspheric

1.0 mm

0.0001 mm

Page 74: OPTI 517 Image Quality

Aspheric Surfaces

• Aspheric surfaces technically are any surfaces which are not spherical, but usually refer to polynomial deformations to a conic

• The aspheric coefficients (A, B, C, D, …) can correct 3rd, 5th, 7th, 9th, … order spherical aberration

• When used near a pupil, aspherics are used primarily to correct spherical aberration

• When used far away (optically) from a pupil, they are primarily used to correct astigmatism by flattening the field

• Before using aspherics, be sure that they are necessary and the increased performance justifies the increased cost– Never use a higher-order asphere than justified by the ray aberration curves

OPTI 517 74

...r Dr Cr Br A)R/r)(1k(11

R/r)r(z 108642

2

Page 75: OPTI 517 Image Quality

Asphere Example

• 2 inch diameter, f/2 plano-convex lens

OPTI 517 75

-0.1

0.10.10

-0.00001

0.000010.00001

sphere

asphere

Note: Airy disk diameter is

~ 0.0001 inch

Page 76: OPTI 517 Image Quality

Aspheric Orders

OPTI 517 76

Sag Cont Relative to Base Sphere

Surface 1

Radial position (in)

Sag

cont

rel

ativ

e to

bas

e sp

here

(in

)

0.00 0.20 0.40 0.60 0.80 1.00 -0.010

-0.008

-0.006

-0.004

-0.002

0.000

Aspheric Sum 4th order 6th order 8th order 10th order

Delta Surface Sag From Best Fi

t Radius

Y Position

Delt

a Sa

g

-1.000E+00 -5.000E-01 0.000E+00 5.000E-01 1.000E+00 0.0000

0.0005

0.0010

0.0015

0.0020

0.0025

Y Slice

Sag Cont Relative to Base Sphere

Surface 1

Radial position (in)

Sag

cont

rel

ativ

e to

bas

e sp

here

(in

)

0.00 0.20 0.40 0.60 0.80 1.00 -0.010

-0.008

-0.006

-0.004

-0.002

0.000

Aspheric Sum 4th order 6th order 8th order 10th order

Corresponds to ~114 waves of asphericity

Page 77: OPTI 517 Image Quality

MTF vs. Aspheric Order

OPTI 517 77

1.0

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

MODULATION

84 168 252 336 420 504 588 672 756 840SPATIAL FREQUENCY (CYCLES/MM)

DIFFRACTION MTF

DIFFRACTION LIMIT

AXIS

WAVELENGTH WEIGHT 587.6 NM 1

DEFOCUSING 0.00000 1.0

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

MODULATION

78 156 234 312 390 468 546 624 702 780SPATIAL FREQUENCY (CYCLES/MM)

DIFFRACTION MTF

DIFFRACTION LIMIT

AXIS

WAVELENGTH WEIGHT 587.6 NM 1

DEFOCUSING 0.00000

1.0

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

MODULATION

78 156 234 312 390 468 546 624 702 780 858SPATIAL FREQUENCY (CYCLES/MM)

DIFFRACTION MTF

DIFFRACTION LIMIT

AXIS

WAVELENGTH WEIGHT 587.6 NM 1

DEFOCUSING 0.00000 1.0

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

MODULATION

78 156 234 312 390 468 546 624 702 780 858SPATIAL FREQUENCY (CYCLES/MM)

DIFFRACTION MTF

DIFFRACTION LIMIT

AXIS

WAVELENGTH WEIGHT 587.6 NM 1

DEFOCUSING 0.00000

sphere asphereA term only

asphereA,B terms

asphereA,B,C terms

Page 78: OPTI 517 Image Quality

OPTI 517 78

Coma• Coma is an off-axis aberration• It gets its name from the spot diagram which looks like a comet (coma is Latin

for comet)• A comatic image results when the periphery of the lens has a higher or lower

magnification than the portion of the lens containing the chief ray

• The magnitude of the (third-order) coma is proportional to the square of the aperture and the first power of the field angle

Chief raySpot diagram

0.000,5.000 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING 0.00000

.200E-03 IN

100% = 0.000271

RMS = 0.000149

Page 79: OPTI 517 Image Quality

Transverse vs. Wavefront 3rd-order Coma

OPTI 517 79

Waves

0.0000

1.0000

0.5000

WAVEFRONT ABERRATION

Field = ( 0.000, 5.000) DegreesWavelength = 500.0 nmDefocusing = 0.000000 in

-5.0

5.0

-0.001

0.001

Wavefront error Transverse ray aberration

Wavefront map

Spot diagram

11:20:39

POSITION 1

08-Feb-03

10 Waves WAVE ABERRATION FIELD ANGLE - Y: 5.00 DEGREES X: 0.00 DEGREESDEFOCUSING: 0.000000 MMWAVELENGTH: 587.56 NMHORIZONTAL WIDTH REPRESENTS GRID SIZE 64 X 64

0.000,5.000 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING 0.00000

.200E-03 IN

100% = 0.000271

RMS = 0.000149

Page 80: OPTI 517 Image Quality

OPTI 517 80

Scaling Laws for Coma q1 (f/#)-2

Spot size is linearly dependent on field height

0.000,0.000 DG 0.00, 0.00

0.000,2.500 DG 0.00, 0.50

0.000,5.000 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING 0.00000

.150E-01 MM

0.000,0.000 DG 0.00, 0.00

0.000,2.500 DG 0.00, 0.50

0.000,5.000 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING 0.00000

.150E-01 MM

0.000,0.000 DG 0.00, 0.00

0.000,2.500 DG 0.00, 0.50

0.000,5.000 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING 0.00000

.150E-01 MM

0.100 mm

-5.0 -4.0 -3.0 -2.0 -1.0 0.0 1.0 2.0 3.0 4.0 5.0

Field Angle (deg)

-5.0

-4.0

-3.0

-2.0

-1.0

0.0

1.0

2.0

3.0

4.0

5.0

Fiel

d An

gle

(deg

)

f/5 f/4 f/3

On-axis

0.5 Field

Full Field

Spot size goes as the square of the EPD (or

inverse square of the f/#)

Page 81: OPTI 517 Image Quality

Coma vs. Lens Bending

• Both spherical aberration and coma are a function of the lens bending

OPTI 517 81

Spherical aberration

Coma

Page 82: OPTI 517 Image Quality

Coma vs. Stop Position

• The size of the coma is also a function of the stop location relative to the lens

OPTI 517 82

Aperture stop

Coma is reduced due to increased lens symmetry

around the stop

Page 83: OPTI 517 Image Quality

OPTI 517 83

Astigmatism• Astigmatism is caused when the wavefront has a cylindrical component

– The wavefront has different spherical power in one plane (e.g., tangential) vs. the other plane (e.g., sagittal)

• The result is different focal positions for tangential and sagittal rays

• The magnitude of the (third-order) astigmatism goes as the first power of the aperture and the square of the field angle

Rays in XZ plane focus

here

Rays in YZ plane focus

here

Page 84: OPTI 517 Image Quality

Cause of Astigmatism

OPTI 517 84

No astigmatism

Astigmatism

Radius = RSphere

Radius = RCutRcut< RSphere

Rotationally symmetric through a centered part of the surface

Non-rotationally symmetric through an off-center part of the surface

Page 85: OPTI 517 Image Quality

Image of a Wagon Wheel With Astigmatism

OPTI 517 85

TangentialFocus

Sagittal orRadialFocus

WagonWheel

Tangential lines In Focus

Radial lines In FocusTangential lines

Radial lines

Page 86: OPTI 517 Image Quality

OPTI 517 86

Astigmatism vs. FieldASTIGMATIC

FIELD CURVES

ANGLE(deg)ST 5.00

3.75

2.50

1.25

-0.10 -0.05 0.0 0.05 0.10

FOCUS (MILLIMETERS)

DISTORTION

ANGLE(deg)5.00

3.75

2.50

1.25

-1.000000 -0.500000 0.0 0.500000 1.000000

% DISTORTION

0.000,0.000 DG 0.00, 0.00

0.000,1.250 DG 0.00, 0.25

0.000,2.500 DG 0.00, 0.50

0.000,3.750 DG 0.00, 0.75

0.000,5.000 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING -0.100 -0.090 -0.080 -0.070 -0.060 -0.050 -0.040 -0.030 -0.020 -0.010 -0.000

.715E-01 MM

Page 87: OPTI 517 Image Quality

OPTI 517 87

Scaling Laws for Astigmatism

0.200 mm

-5.0 -4.0 -3.0 -2.0 -1.0 0.0 1.0 2.0 3.0 4.0 5.0

Field Angle (deg)

-5.0

-4.0

-3.0

-2.0

-1.0

0.0

1.0

2.0

3.0

4.0

5.0

Fiel

d An

gle

(deg

)

0.200 mm

-5.0 -4.0 -3.0 -2.0 -1.0 0.0 1.0 2.0 3.0 4.0 5.0

Field Angle (deg)

-5.0

-4.0

-3.0

-2.0

-1.0

0.0

1.0

2.0

3.0

4.0

5.0

Fiel

d An

gle

(deg

)

(f/#)-1 q2

Sagittal focusTangential focus

(f/#)-1 q2

Page 88: OPTI 517 Image Quality

Astigmatism Ray Aberration Plots

OPTI 517 88

RAY ABERRATIONS ( MILLIMETERS ) 500.0000 NM

-0.01

0.01

-0.01

0.01

0.00 RELATIVEFIELD HEIGHT( 0.000 )O

-0.01

0.01

-0.01

0.01

0.50 RELATIVEFIELD HEIGHT( 2.500 )O

-0.01

0.01

-0.01

0.01

TANGENTIAL 1.00 RELATIVE SAGITTALFIELD HEIGHT( 5.000 )O

RAY ABERRATIONS ( MILLIMETERS ) 500.0000 NM

-0.01

0.01

-0.01

0.01

0.00 RELATIVEFIELD HEIGHT( 0.000 )O

-0.01

0.01

-0.01

0.01

0.50 RELATIVEFIELD HEIGHT( 2.500 )O

-0.01

0.01

-0.01

0.01

TANGENTIAL 1.00 RELATIVE SAGITTALFIELD HEIGHT( 5.000 )O

RAY ABERRATIONS ( MILLIMETERS ) 500.0000 NM

-0.01

0.01

-0.01

0.01

0.00 RELATIVEFIELD HEIGHT( 0.000 )O

-0.01

0.01

-0.01

0.01

0.50 RELATIVEFIELD HEIGHT( 2.500 )O

-0.01

0.01

-0.01

0.01

TANGENTIAL 1.00 RELATIVE SAGITTALFIELD HEIGHT( 5.000 )O

Sagittal focusTangential focus Medial focus(best diffraction focus)

Note: the sagittal focus does not always occur at the

paraxial focus

Occurs halfway between sagittal and

tangential foci

0.000,0.000 DG 0.00, 0.00

0.000,2.500 DG 0.00, 0.50

0.000,5.000 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING 0.00000

.500E-01 MM

0.000,0.000 DG 0.00, 0.00

0.000,2.500 DG 0.00, 0.50

0.000,5.000 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING 0.00000

.500E-01 MM

0.000,0.000 DG 0.00, 0.00

0.000,2.500 DG 0.00, 0.50

0.000,5.000 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING 0.00000

.500E-01 MM

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Transverse vs. Wavefront Astigmatism

OPTI 517 89

Waves

0.0000

1.0000

0.5000

WAVEFRONT ABERRATION

Field = ( 0.000, 5.000) DegreesWavelength = 500.0 nmDefocusing = 0.000000 mm

-2.0

2.0

0.000,5.000 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING 0.00000

.200E-01 MM

-0.02

0.02

Wavefront error Transverse ray aberration

At medial focus

Spot diagram

Wavefront map

11:24:10

POSITION 1

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5 Waves WAVE ABERRATION FIELD ANGLE - Y: 5.00 DEGREES X: 0.00 DEGREESDEFOCUSING: 0.000000 MMWAVELENGTH: 587.56 NMHORIZONTAL WIDTH REPRESENTS GRID SIZE 64 X 64

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PSF of Astigmatism vs. Focus Position

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POSITION 1

0.00765 mm

25

DIFFRACTION INTENSITY SPREAD FUNCTION

FLD( 0.00, 1.00)MAX;( 0.0, 5.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

POSITION 1

0.007643 mm

25

DIFFRACTION INTENSITY SPREAD FUNCTION

FLD( 0.00, 1.00)MAX;( 0.0, 5.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

POSITION 1

0.007647 mm

25

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FLD( 0.00, 1.00)MAX;( 0.0, 5.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

Sagittal focusTangential focus Medial focus(best diffraction focus)

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Astigmatism of a Tilted Flat Plate

• Placing a tilted plane parallel plate into a diverging or converging beam will introduce astigmatism

• The amount of the longitudinal astigmatism (focus shift between the tangential and sagittal foci) is given by

OPTI 517 91

qq

q 1

sinncos n

sinntAst 22

22

22

3

22

n1n tAst q

Exact

Third-order

q

t

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Correcting the Astigmatism of a Tilted Flat Plate

• The astigmatism introduced by a tilted flat plate can be corrected by– Adding cylindrical lenses– Adding tilted spherical lenses– Adding another plate tilted in the orthogonal plane

OPTI 517 92

To correct for this

Do not do this (it will double the

astigmatism)

Do this

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Reducing the Astigmatism of a Tilted Flat Plate

• Astigmatism of a flat plate can be reduced by adding a slight wedge to the plate

OPTI 517 93

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

.200 MM

-0.2

0.2

0.000,0.000 DG 0.00, 0.00

FIELDPOSITION

DEFOCUSING 0.00000

.200 MM

-0.2

0.2

Flat plate

0.47° wedge

Transverse ray aberration

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Rectilinear Imaging

• Most optical systems want to image rectilinear objects into rectilinear images

• This requires that m = -s'/s = -h'/h = constant for the entire FOV• For infinite conjugate lenses, this requires that h' = F tanq for all field angles

OPTI 517 94

Object

Imageqqs

s'h

h'

q

F

h'

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OPTI 517 95

Distortion• If rectilinear imaging is not met, then there is distortion in the lens• Effectively, distortion is a change in magnification or focal length over the field of

view

• Negative distortion (shown) is often called barrel distortion• Positive distortion (not shown) is often called pincushion distortion

Fisheye Lens U.S. Pat. 4,412,726 15-May-2000

Parax FOV

Actual FOV

HORIZONTAL FOV

VERTICAL FOV

Paraxial image height

Real image height less than paraxial height implies existence of distortion

Plot of distorted FOV

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More on Distortion• Distortion does not result in a blurred image and does not cause a reduction in

any measure of image quality such as MTF• Distortion is a measure of the displacement of the image from its corresponding

paraxial reference point• Distortion is independent of f/number• Linear distortion is proportional to the cube

of the field angle• Percent distortion is proportional to the square

of the field angle

ASTIGMATICFIELD CURVES

ANGLE(deg)ST 20.00

15.27

10.31

5.20

-0.8 -0.4 0.0 0.4 0.8

FOCUS (MILLIMETERS)

DISTORTION

ANGLE(deg)20.00

15.27

10.31

5.20

-2 -1 0 1 2

% DISTORTION

Cooke Triplet f/4.5

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Implications of Distortion• Consider negative distortion

– A rectilinear object is imaged inside the detector

• This means a rectilinear detector sees a larger-than-rectilinear area in object space

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Curvature of Field• In the absence of astigmatism, the focal surface is a curved surface called the

Petzval surface

Petzval Surface

Flat Object

Lens

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Third-order Field Curvature

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ASTIGMATICFIELD CURVES

ANGLE(deg)ST15.00

11.36

7.63

3.83

-0.02 -0.01 0.0 0.01 0.02

FOCUS (MILLIMETERS)

DISTORTION

ANGLE(deg)15.00

11.36

7.63

3.83

-1.000 -0.500 0.0 0.500 1.000

% DISTORTION

RAY ABERRATIONS ( MILLIMETERS ) 500.0000 NM

-0.15

0.15

-0.15

0.15

0.00 RELATIVEFIELD HEIGHT( 0.000 )O

-0.15

0.15

-0.15

0.15

0.33 RELATIVEFIELD HEIGHT( 5.000 )O

-0.15

0.15

-0.15

0.15

0.66 RELATIVEFIELD HEIGHT( 10.00 )O

-0.15

0.15

-0.15

0.15

TANGENTIAL 1.00 RELATIVE SAGITTALFIELD HEIGHT( 15.00 )O

0.000,0.000 DG 0.00, 0.00

0.000,5.000 DG 0.00, 0.33

0.000,10.00 DG 0.00, 0.66

0.000,15.00 DG 0.00, 1.00

FIELDPOSITION

DEFOCUSING 0.00000

.302 MM

Aberrations relative to a flat image surface

(f/#)-1 q2

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OPTI 517 100

The Petzval Surface• The radius of the Petzval surface is given by

– For a singlet lens, the Petzval radius = n F• Obviously, if we have only positive lenses in an optical system, the Petzval

radius will become very short– We need some negative lenses in the system to help make the Petzval

radius longer (i.e., flatten the field)• This, and chromatic aberration correction, is why optical systems need some

negative lenses in addition to all the positive lenses

i iiPetzval F n1

R1

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OPTI 517 101

Field Curvature and Astigmatism• As an aberration, field curvature is not very interesting• As a design obstacle, it is the basic reason that optical design is still a challenge• The astigmatic contribution starts from the Petzval surface• The astigmatic contribution starts from the Petzval surface

– If the axial distance from the Petzval surface to the sagittal surface is 1 (arbitrary units), then the distance from the Petzval surface to the tangential surface is 3

Field curvature and astigmatism can be used

together to help flatten the image plane and

improve the image quality

13

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OPTI 517 102

Flattening the Field• The contribution of a lens to the focal length is proportional to yF where F is lens

power (1/F)• The contribution of a lens to the Petzval sum is proportional to F/n• Thus, if we include negative lenses in the system where y is small we can

reduce the Petzval sum and flatten the field while holding the focal length

• Yet another reason why optical systems have so darn many lenses

Cooke Triplet Lens With Field Flattener(Petzval Lens)

Y Y

Flat-field lithographic lens

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OPTI 517 103

Original Object

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OPTI 517 104

Spherical Aberration

Image blur is constant over the field

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Coma

Image blur grows linearly over the field

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Astigmatism

Image blurs more in one direction over the field

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Distortion

No image degradation but image locations are shifted

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Curvature of Field

Image blur grows quadratically over the field

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Combined Aberrations – Spot Diagrams

OPTI 517 109

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Balancing of Aberrations

• Different aberrations can be combined to improve the overall image quality– Spherical aberration and defocus– Astigmatism and field curvature– Third-order and fifth-order spherical aberration– Longitudinal color and spherochromatism– Etc.

• Lens design is the art (or science) of putting together a system so that the resulting image quality is acceptable over the field of view and range of wavelengths

OPTI 517 110

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OPTI 517 111

Resolution

• Resolution is an important aspect of image quality• Every image has some resolution associated with it, even if it is the Airy disk

– In this case, the resolution is dependent on the aberrations of the system • Resolution is the smallest detail you can resolve in the image

– It determines whether you can resolve two closely spaced objects

15:16:04

POSITION 1

13-Oct-02

0.002016 mm

25

DIFFRACTION DETECTOR ENERGY

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

16:12:56

POSITION 1

13-Oct-02

0.002016 mm

25

DIFFRACTION DETECTOR ENERGY

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

16:15:38

POSITION 1

13-Oct-02

0.002016 mm

25

DIFFRACTION DETECTOR ENERGY

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

Well resolved Rayleigh criterionpeak of 2nd at 1st zero of first

Sparrow criterionoverlap at FWHM

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Resolution vs. P-V Wavefront Error

• The 1/4 wave rule was empirically developed by astronomers as the greatest amount of P-V wavefront error that a telescope could have and still resolve two stars separated by the Rayleigh spacing (peak of one at 1st zero of the other)18:28:32

POSITION 1

13-Oct-02

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DIFFRACTION DETECTOR ENERGY

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

18:36:00

POSITION 1

13-Oct-02

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25

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FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

18:38:25

POSITION 1

13-Oct-02

0.002016 mm

25

DIFFRACTION DETECTOR ENERGY

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

18:39:45

POSITION 1

13-Oct-02

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25

DIFFRACTION DETECTOR ENERGY

FLD( 0.00, 0.00)MAX;( 0.0, 0.0)DEGDEFOCUSING: 0.000000 MM

WAVELENGTH WEIGHT 500.0 NM 1

Perfect 1/4 wave P-V

1/2 wave P-V 3/4 wave P-V

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Resolution Examples

• Angular resolution is given by b 2.44 l/D– Limited only by the diameter, not the focal length or f/number

• U of A is building 8.4 meter diameter primary mirrors for astronomical telescopes• For visible light (~0.5 micron), this corresponds to an angular diffraction blur of

2.44 * 0.5e-6 / 8.4 = 0.15e-6 radian (~0.03 arc second)• Assume a binary star at a distance of 100 light years (~6e14 miles)

– This would have a resolution of 90 million miles– Perhaps enough resolution to "split the binary"

• A typical cell phone camera has an aperture of about 0.050 inch– This gives an angular resolution of about 1 mrad (the human eye has a

resolution of about 0.3 mrad)– For an object 10 feet away, this is an object resolution of about 1/8 inch

OPTI 517 113

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OPTI 517 114

Film Resolution

• Due to the grain size of film, there is an MTF associated with films

• A reasonable guide for MTF of a camera lens is the 30-50 rule: 50% at 30 lp/mm and 30% at 50 lp/mm

• For excellent performance of a camera lens, use 50% at 50 lp/mm• Another criterion for 35 mm camera lenses is 20% at 30 lp/mm over 90% of the

field (at full aperture)• As a rough guide for the resolution required in a negative, use 200 lines divided

by the square root of the long dimension in mm

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Detectors

• All optical systems have some sort of detector– The most common is the human eye– Many optical systems use a 2D detector array (e.g., CCD)

• No matter what the detector is, there is always some small element of the detector which defines the detector resolution– This is referred to as a picture element (pixel)

• The size of the pixel divided by the focal length is called the Instantaneous FOV (IFOV)– The IFOV defines the angular limit of resolution in object space– IFOV is always expressed as a full angle

Detector array

FOV IFOV

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OPTI 517 116

Implications of IFOV

• If the target angular size is smaller than an IFOV, it is not resolved– It is essentially a point target– Example is a star

• If the target annular size is larger than an IFOV it may be resolved– This does not mean that you can always tell what the object is

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Practical Resolution Considerations

• Resolution required to photograph written or printed copy:– Excellent reproduction (serifs, etc.) requires 8 line pairs per lower case e– Legible reproduction requires 5 line pairs per letter height– Decipherable (e, c, o partially closed) requires 3 line pairs per height

• The correlation between resolution in cycles/minimum dimension and certain functions (often referred to as the Johnson Criteria) is– Detect 1.0 line pairs per dimension– Orient 1.4 line pairs per dimension– Aim 2.5 line pairs per dimension– Recognize 4.0 line pairs per dimension– Identify 6-8 line pairs per dimension– Recognize with 50% accuracy 7.5 line pairs per height– Recognize with 90% accuracy 12 line pairs per height

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OPTI 517 118

Examples of the Johnson Criteria

Detect1 bar pair

Recognize 4 bar pairs

Identify7 bar pairs

Maybe something of military interest

Tank

Abrams Tank

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Pixels on Target Across Height of a Man

OPTI 517 119

Courtesy of FLIR Systems, Inc.

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MTF of a Pixel

• Consider a fixed size pixel scanning across different sized bar targets

When the pixel size equals the width of a bar pair (light and dark) there is no more modulation

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MTF of a Pixel

• If the pixel is of linear width D, the MTF of the pixel is given by

• The cutoff frequency (where the MTF goes to zero) is at a spatial frequency 1/D DD

f

)fsin()f(MTF

-0.4

-0.2

0.0

0.2

0.4

0.6

0.8

1.0

0.00 0.25 0.50 0.75 1.00 1.25 1.50 1.75 2.00

Normalized Spatial Frequency

MTF

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Optical MTF and Pixel MTF

• The total MTF is the product of the optical MTF and the pixel MTF

• Of course, there are other MTF contributors to total system MTF– Electronics, display, jitter, smear, eye, turbulence, etc.

Optical + Detector MTF

Spatial Frequency (cy/mrad)

MTF

0.00 500.00 1000.00 1500.00 2000.00 2500.00 0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Detector MTF Optical MTF Product

Optical + Detector MTF

Spatial Frequency (cy/mrad)

MTF

0.00 500.00 1000.00 1500.00 2000.00 2500.00 0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Detector MTF Optical MTF Product

Optical + Detector MTF

Spatial Frequency (cy/mrad)

MTF

0.00 500.00 1000.00 1500.00 2000.00 2500.00 0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Detector MTF Optical MTF Product

detector

optics

product

Case 1 - Optics limited

Best for high resolution over-sampling

Case 2 - Optics and detector are matched

Best for most FLIR-like mapping systems

Case 3 - Detector limited

Best for detecting dim point targets

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OPTI 517 123

Effects of Signal/CCD Alignment on MTF

A sampled imaging system is not shift-invariant

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OPTI 517 124

MTF of Alignment

• When performing MTF testing, the user can align the image with respect to the imager to produce the best image– In this case, a sampling MTF might not apply

• A natural scene, however, has no net alignment with respect to the sampling sites

• To account for the average alignment of unaligned objects a sampling MTF must be added– MTFsampling = sin(fDx)/(fDx) where Dx is the sampling interval– This MTF an ensemble average of individual alignments and hence is

statistical in nature

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OPTI 517 125

Aliasing

• Aliasing is a very common effect but is not well understood by most people• Aliasing is an image artifact that occurs when we insufficiently sample a

waveform– It is evidenced as the imaging of high frequency objects as low frequency

objects

Array of detectors

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OPTI 517 126

Sampling of a Sine Wave

-1.0

-0.5

0.0

0.5

1.0

1

-1.0

-0.5

0.0

0.5

1.0

1

-1.0

-0.5

0.0

0.5

1.0

1

-1.0

-0.5

0.0

0.5

1.0

1

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Nyquist Condition

• If we choose a sampling interval sufficiently fine to locate the peaks and valleys of a sine wave, then we can reconstruct that frequency from its sample values

• The Nyquist condition says we need at least two samples per cycle to reproduce a sine wave– For a sine wave period x, we need a sampling interval Dx < x/2

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OPTI 517 128

MTF Fold Over

• The effect of sampling is to replicate the MTF back from the sampling frequency– This will cause higher frequencies to appear as lower frequencies

• The solution to this is to prefilter the MTF so it goes to zero at the Nyquist frequency– This is often done by blurring

Sampling frequency

Nyquist frequency

Prefiltered MTF

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OPTI 517 129

Conclusions

• Image quality is essentially a measure of how good an optical system is• The higher the needed optical quality, the more complex the optical system will

be (and the harder to design)• The measures of image quality used by the optical designer during the design

process are not necessarily the same as the final performance metrics– It's up to the optical designer to convert final performance metrics to image

quality metrics as needed• Different IQ metrics are needed for different systems

– Especially diffraction-limited systems vs. geometrical-limited systems