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Page 1: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

UL and the UL logo are trademarks of UL LLC © 2016

Optical Flicker… Explained

A Plain English Version of Flicker Considerations in Design

Page 2: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Agenda:

Introduction 1. What is Optical Flicker2. Causes of Optical Flicker3. Potential Problems Associated with Optical Flicker4. Standards and Programs Related to Flicker5. Where is Low Optical Flicker Important?

Page 3: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Who is Underwriter’s Laboratory?

• Safety Testing since 1894• Lighting Performance and

Efficiency Testing since 2009- ENERGY STAR®- DesignLights® Consortium- SSL & FTC Lighting Facts- U.S. DOE- California Energy Commission- Product Development Testing

Worldwide Locations:

• USA- Allentown, PA- Brea, CA

• China- Suzhou- Nansha

• Italy- Burago

• India- Manesar

Page 4: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Who is Austin A. Gelder?

Lighting Performance Technical Advisor • Joined UL in June 2015• Supports UL awareness and involvement in:

- Illuminating Engineering Society (IES) - American Society for Agricultural and Biological Engineers (ASABE)- Efficiency Programs (ENERGY STAR, DLC)- Lighting Regulations and Compliance (DOE, CEC)

Past work: • Lamp & Ballast Manufacturer

- Product Manager- Technical Manager- Laboratory Manager

• Consulting- Consultant to EPA’s ENERGY STAR program for ~ 4 years- Performed several analysis for Natural Resources Canada

Page 5: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

WHAT IS OPTICAL FLICKER? Section 1:

Page 6: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

What is Optical Flicker?

Officially (per the IES RP-16): Variations in luminance over time…

• Generally refers to direct flicker from light source surface

• Assumes static observer

• Perception and acceptability depend on frequency and waveform- Low perceptibility over ~100 Hz

• Does not apply to intentional modulation…

It is NOT electrical flicker…

• This is typically associated with perceptibility of voltage changes on a 60Wincandescent lamp

Page 7: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

What is Optical Flicker?

Page 8: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

What is Optical Flicker?

Unofficially:

• Typically referred to when describing anything unpleasant that is related to the variations in luminance over time

• Most end users do not strictly reference official definitions…

Could refer to:

• True Light Source Flicker

• Stroboscopic Effects - AKA Indirectly Perceived Flicker

• Temporal Lighting Artifacts

Page 9: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

What is Optical Flicker?

Stroboscopic Effects:

• Also referred to as indirect flicker

• Caused by light source flicker combined with relative movement of the viewed object - Rapid movement of the object can cause this effect - Rapid eye movements (saccades) allows perception of flicker not directly

perceptible

• Real World Examples: - If you move a pen or ruler back and forth across a desk… creates the appearance

of multiple versions - LED rear taillights at night can appear to have multiple “ghost” versions on the

highway - Moving wheels can appear to move backwards or not at all

Page 10: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

What is Optical Flicker?

Temporal Lighting Artifacts:

• Defined by NEMA paper as “undesired changes in visual perception induced by a light stimulus whose luminance or spectral distribution fluctuates with time, for an observer in a certain environment.

• Takeaway: - Flicker is not the only issue - Includes Stroboscopic Effects - States there is no test method for TLA, and current methods do not take everything

into account

• See NEMA Position Paper for details

Page 11: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

What is Optical Flicker?

Translation:

• When it is perceived by the viewer that a light source or object is changing in brightness

Or to paraphrase…

Flicker is in the eye of the beholder

Page 12: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

What is Optical Flicker?

Metrics: Percent Flicker (Modulation)

• Only focused on the relative change in the modulation.

• 𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃 𝐹𝐹𝐹𝐹𝐹𝐹𝑃𝑃𝐹𝐹𝑃𝑃𝑃𝑃 = 100% ∗ 𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀−𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀 +𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀𝑀

• A product that drops to zero output at any point in the waveform has 100% flicker.

• Ignores frequency and waveform

Page 13: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

What is Optical Flicker?

Metrics: Flicker Index

• Considers waveform, and is based on the area above and below the average light output.

• 𝐹𝐹𝐹𝐹𝐹𝐹𝑃𝑃𝐹𝐹𝑃𝑃𝑃𝑃 𝐼𝐼𝑃𝑃𝐼𝐼𝑃𝑃𝐼𝐼 = 𝐴𝐴𝐴𝐴𝐴𝐴𝑀𝑀 𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴 𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝑀𝑀𝐴𝐴𝐴𝐴 𝐿𝐿𝑀𝑀𝐴𝐴𝐿𝐿𝐿 𝑂𝑂𝑀𝑀𝐿𝐿𝑂𝑂𝑀𝑀𝐿𝐿𝐴𝐴𝐴𝐴𝐴𝐴𝑀𝑀 𝐵𝐵𝐴𝐴𝐵𝐵𝐴𝐴𝐵𝐵 𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝐴𝑀𝑀𝐴𝐴𝐴𝐴 𝐿𝐿𝑀𝑀𝐴𝐴𝐿𝐿𝐿 𝑂𝑂𝑀𝑀𝐿𝐿𝑂𝑂𝑀𝑀𝐿𝐿

• A smoother waveform, that follows the average light output closer, has a lower Flicker Index

• Still ignores the frequency influence

• Easy to calculate… right??

Page 14: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

What is Optical Flicker?

Page 15: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

What is Optical Flicker?

Metrics: Flicker Perception Metric (LRC / ASSIST)

• Considers waveform and frequency components

• Flicker Perception Metric =

• Equation and calculations are… complex

• Provides a probability of the light waveform being detected directly

𝑭𝑭𝑭𝑭𝑭𝑭𝑭𝑭𝑭𝑭𝑭𝑭𝑭𝑭 𝑫𝑫𝑭𝑭𝑫𝑫𝑭𝑭𝑭𝑭𝑫𝑫𝑭𝑭𝑫𝑫𝑫𝑫 𝑷𝑷𝑭𝑭𝑫𝑫𝑷𝑷𝑷𝑷𝑷𝑷𝑭𝑭𝑭𝑭𝑭𝑭𝑫𝑫𝑷𝑷 % =𝟏𝟏𝟏𝟏𝟏𝟏

𝟏𝟏 + 𝑭𝑭−𝟓𝟓.𝟒𝟒𝟏𝟏(𝑴𝑴𝑷𝑷−𝟏𝟏.𝟏𝟏𝟒𝟒)

Page 16: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

CAUSES OF OPTICAL FLICKER Section 2:

Page 17: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Causes of Optical Flicker

Many Potential Causes

• Focus on the controllable source causes Power Variation

• Input voltage variations to LEDs will cause the LEDs to draw more or less current

• These variations cause the LEDs to become more or less bright

• Nearly impossible to remove all voltage variations

Why Not Measure Voltage or Current?

• With LEDs, not a linear relationship between voltage or current and brightness

• Would not represent the actual light change

Page 18: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Causes of Optical Flicker

Why is this a problem… again? • Long ago…

- Problems with magnetically ballasted fluorescent that generally had 100Hz / 120Hz light output frequency

- Fluorescent switched to electronic ballasts for efficiency, and operates at 20kHz+ frequencies

• LEDs use power supplies to convert AC to DC - Complex drivers that smooth more tend to be larger, more complex, more

costly - Trend is towards smaller, simpler drivers for cost, size and reliability - What is the balance?

Page 19: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Causes of Optical Flicker

Whether or not flicker is perception can be influenced by: • Flicker frequency components

• Low frequency is more easily perceived

• Higher frequency (over 1000 Hz) are largely imperceptible • Light levels

• High light levels make flicker easier to detect • Field of view

• Hard to measure

Page 20: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Causes of Optical Flicker

Whether or not flicker is perception can be influenced by: • Viewing angle

• Center field of view perception can be different than peripheral perception • Moving objects

• Stroboscopic effects

• Rapid eye movements • Individual sensitivity

• Most lighting metrics are an average…

Page 21: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Causes of Optical Flicker

Multiple influences on optical flicker from a light source: Line (Mains) Voltage Frequency

• Can add a 100Hz or 120Hz component

• Low enough frequency to be a challenge Light Source Response Time

• Incandescent sources have a slow response time

• LEDs have a fast response time Phosphor Persistency

• Not really an LED consideration, but can smooth out the flicker some

Page 22: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Causes of Optical Flicker

Multiple influences on optical flicker from a light source: Power Supply Design

• More power smoothing to the LEDs can reduce flicker - Increases driver complexity, size, and cost

• AC LED designs have struggled with flicker - They have little to no power smoothing, and often have 100% flicker - Newer designs improve upon flicker

• Pulse Width Modulation introduces intentional flicker - Often at too high of a frequency

Page 23: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Causes of Optical Flicker

Dimming Method Used Phase modification dimming can add additional flicker

- Standard wall dimmers chop a portion of the waveform to dim - The waveform modification tends to be sharp, which is more noticeable

Page 24: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Causes of Optical Flicker

Translation: • Variations in power to the light source results in

variations in light out of the source • Everything flickers, it is how it flickers that can be a

problem

Page 25: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

POTENTIAL PROBLEMS WITH OPTICAL FLICKER

Section 3:

Page 26: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Potential Problems with Optical Flicker: What We Know

Flicker has the potential to cause physiological issues in humans: • Probably animals too, but there is not a lot of research availble IEEE 1789 goes into detail on the research available on health issues: • Very Low Frequency Flicker

- Typically lower frequencies, 3Hz to 65Hz - Those with photosensitive epilepsy can have a negative response - At these frequencies, this is visible to most people, and would generally be

uncomfortable

• Low frequency flicker that is typically NOT visible (100Hz-200Hz) - Can cause headache or eyestrain - Can reduce visual performance - Confirmed non-visual responses in this range

Page 27: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Potential Problems with Optical Flicker: What We Don’t Know

What we don’t know about flicker is… probably a lot. • Most flicker research have had fairly small sample sizes

- Do not have a good understanding of the sensitivity or differing effects of age or gender

• Laboratory situations to not necessarily reflect the real world - Real situations often include multiple luminaires and sources

• With different optical wave patterns • Often daylight is added

- Real situations do not always have uniform surfaces • Does this impact perception and effect?

• Do different CCTs or Spectral Distributions have different effects?

• Does flicker impact other creatures around us? - What is a dog / cat / bird’s perception of flicker?

Page 28: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Potential Problems with Optical Flicker: What We Don’t Know

Translation: • Flicker in low frequencies is bad, and problems can

range from annoying to a health hazard for certain groups.

• There is probably a lot more that we don’t know yet.

Page 29: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

STANDARDS AND PROGRAMS RELATED TO FLICKER

Section 4:

Page 30: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Standards and Programs Related to Flicker

IEEE 1789: • IEEE Recommended Practices for

Modulating Current in High-Brightness LEDs for Mitigating Health Risks to Viewers

• Evaluated existing documents, generated 2 recommended practices for flicker that takes into account modulation and frequency, that are both considered very conservative: - Low Risk - No Effect

• No Test Method…

Page 31: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Standards and Programs Related to Flicker

U.S. Environmental Protection Agency’s ENERGY STAR® Program • Requirement is currently frequency based:

• LED frequency must be greater than or equal to 120Hz

• Lamps V2.0 requires flicker testing for dimmable lamps only

• Includes a test method / recommended practice

• Developed with public feedback

• Tests with 5 dimmers

• Tests at 100%, 20% and Minimum Dimming %

• Tests for Percent Flicker and Flicker Index - No specific limits… yet

Page 32: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Standards and Programs Related to Flicker

California Title 24 High Efficacy Sources (soon Title 20 for LED Lamps): • Test Method is covered under Joint Appendix 10 (JA10)

• More detailed test method

• Similar to ENERGY STAR in some ways: - Tests specific source and control combinations - Tests at 100% and 20%

• Looks at Percent Flicker at multiple frequency cutoffs - California requires reporting at 40Hz, 90Hz, 200Hz, 400Hz, and 1000Hz

• To claim “low flicker operation” must have <30% flicker under 200Hz - This is required if the product makes any equivalency claims for Title 20 - This is required if the product wants to claim dimmability

Page 33: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Standards and Programs Related to Flicker

Other efforts are in progress, in varying stages: National Electrical Manufacturers Association • Supports consideration of Temporal Lighting Artifacts (TLA) • Task force is working on TLA • Working on determining methods of checking metrics and how to

quantify TLA • Will work with other groups to set application specific limits International Commission on Illumination (CIE) • Has a technical committee to address • TC 1-83: Visual Aspects of Time-Modulated Lighting Systems • Designing test method and models for Temporal Lighting Artifacts

Page 34: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Standards and Programs Related to Flicker

International Electrotechnical Commission • IEC TR 61547-1: Equipment for general lighting purposes – EMC

immunity requirements – Part 1: An objective voltage fluctuation immunity test method

• Takes an approach of comparing the light fluctuations, in relation to voltage fluctuations, in comparison to a 60W Incandescent Lamp

• Applies amplitude modulations at different frequencies to simulate variations in incoming voltage

• Provides a metric of “better than, equal to, or worse than” the 60W incandescent lamp

• Technical Report is designed with 230V, 50Hz systems - Not as useful for 120V, 60Hz situations - Not measuring inherent flicker, measuring change based on voltage variations

Page 35: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Standards and Programs Related to Flicker

Translation / Takeaways: • The only flicker requirements are in California, for Title 24 high

efficacy products and for State-Regulated LED lamps • Nobody really agrees on what the standard should be, but generally

agrees that a standard should consider modulation/waveform and frequency

Page 36: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

WHERE IS LOW OPTICAL FLICKER IMPORTANT?

Section 5:

Page 37: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Where is Low Optical Flicker Important?

Reminder: Every Light Source Flickers to some degree…

Page 38: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Where is Low Optical Flicker Less Important…

Source Optical Flicker can be acceptable: • Low exposure time • Low light levels • Mixing of sources

Examples • Outdoor Street and Area lighting has used HID Lamps, which have

high flicker, for decades • Incandescent Lamps Flicker at a low frequency without problem • Warehouse lighting has generally low acuity and can have low light

levels • Residential closet or garage lighting

Page 39: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Where is Low Optical Flicker Important…

Exposure time, audience, and task are considerations: • Low Flicker should be a consideration where there is:

• Long Exposure Times

• High Light Levels

• Intensive Visual Tasks

• Sensitive groups or individuals • Potential Examples:

• Educational Facilities

• Hospital rooms

• Laboratories

• Office space

Page 40: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Where is Low Optical Flicker Important…

Commercial and industrial environments: • Flicker that coincides with machinery speed

can make the machines appear to be static or moving slowly - Stroboscopic effect can act similar to an automotive

timing light - The machinery itself could also contribute to flicker

• Assembly areas are high visual acuity tasks, which may be negatively impacted by optical flicker

Production Controls and Surveillance Systems that Utilize Cameras: • If the Optical Flicker and the Camera Rate do

not work together, will get poor performance

Page 41: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Where is Low Optical Flicker Important?

Translation / Takeaways: • We have been living with flicker since we discovered fire. • The importance of low optical flicker lighting depends on the

situation. • When limits are made, they should be situational.

Page 42: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Testing for Optical Flicker

With the programs, standards and regulations, how does one comply?

• If selling into California with products in scope – use JA10 • If seeking ENERGY STAR – use their test method • If developing product for low flicker situations, consider

targeting IEEE recommended levels • Utilize a third party, accredited laboratory:

- California and ENERGY STAR do not recognize data from all laboratories

• UL can test for flicker, and has a UL Verified Mark program for products that demonstrate low optical flicker, based around IEEE 1789 and required testing for ENERGY STAR and California

Page 43: Optical Flicker… Explained - UL€¦ · Causes of Optical Flicker . Multiple influences on optical flicker from a light source: Power Supply Design • More power smoothing to the

Questions?

Austin A. Gelder, LC UL, LLC [email protected]