orcid: why, what, how? - boston library consortiumorcid: why, what, how? alice meadows...
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ORCID: WHY, WHAT, HOW?
ALICE MEADOWS ORCID.ORG/0000-0003-2161-3781
BOSTON LIBRARY CONSORTIUM MEETING, JULY 25, 2017
1
Why Identifiers Matter
The why, what, and how of
ORCID, a universal PID for
researchers
NAMES ARE MESSY!
WHAT IS A PERSISTENT IDENTIFIER?
A persistent identifier is a long-lasting reference to
a document, file, web page, or other object… [It] is
usually used in the context of digital objects that
are accessible over the Internet. Typically, such an
identifier is not only persistent but actionable: you
can plug it into a web browser and be taken to the
identified source.
PIDS FOR PEOPLE, PLACES, & THINGS
PIDS ARE PART OF RESEARCH INFRASTRUCTURE “PLUMBING”
PUBLISHER EMPLOYER
FUNDER
CO
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PIDS ENABLE INTEROPERABILITY
ORCID’s vision is a world where all who participate in research, scholarship, and
innovation are uniquely identified and connected to their contributions and
affiliations across time, disciplines, and borders.
WHAT IS ORCID?
• A persistent identifier for researchers (ORCID
iD)
• A Registry of those identifiers
• A set of standard procedures for connecting
researchers to their affiliations and activities
• A committed community building connectors
• An international-scale open research effort
TOP 10 BENEFITS FOR RESEARCHERS
1. Reliably and easily connects you with your contributions and affiliations
2. Alleviates mistaken identity
3. Saves you time – “enter once, re-use often”
4. Improves recognition for you and your research outputs
5. Increases discoverability of your research outputs
6. You own and control your record, managing what information is connected and how it is shared
7. Enables you to comply with organizations that require ORCID iDs
8. Many systems you already use are connected with ORCID
9. Free to register and use
10. Enables you to play your part in making the Internet better!
ORCID FOR RESEARCHERS
Two simple steps:
1. Register for an iD
2. Use the iD when• Publishing articles, datasets• Registering for meetings• Performing peer review• Applying for grants• Using university resources• Adding email signatures, web pages, CVs and more
Email check
Name check
Email displayed if
public on record
1. REGISTER• Free to register
• Self-registration only
• From orcid.org/register
or another site
• Quick and easy
• Duplicate filters
• Unique email
• Name check
2. USE THE ID• Provide an authenticated
iD as well as a name
• Grant permission to read / write to the ORCID record (trusted parties)
• Auto-update (Crossref, DataCite)
• Sign into sites with ORCID account
BUILDING AN ORCID RECORD
EMPLOYMENT
WORKS• artistic performance• book• conference materials• data set• dissertation• invention• journal article• lecture/speech• manual• research technique• software• spin-off company• website• etc.EDUCATION
PEER REVIEW
FUNDING
OTHER PERSON IDENTIFIERS
THE ORCID COMMUNITY• Over 3.6m researchers, 1.4m+ records with at
least one connection, 9.4m+ unique DOIs
• 700 members from 40 countries, consortia in 14
countries, including the US:
• Big Ten, GWLA, Lyrasis, NERL
• Over 550 integrations across all sectors of the
research community
What ORCID Does for Research
Information Management
ORCID iDs are used in many
different systems in all sectors of
scholarly communications
ORGANIZATION/MEMBER BENEFITS
1. Reduce/eliminate need for researcher disambiguation within and between systems
2. Enable automatic system-to-system updates for researcher reporting
3. Validate your researchers’ affiliation, awards, or works – building trust in the overall research infrastructure
4. Improve speed and accuracy of research reporting
5. Maintain connections with researchers despite name/affiliation changes
6. Help your researchers comply with funders and publishers requiring ORCID
7. Learn from other organizations’ experiences and share your own
8. Be eligible for public recognition of good ORCID integrations
9. Get involved and help shape ORCID’s future priorities and goals
10.Play your part in making the Internet work better
ORCID HELPS BUILDS TRUST IN SCHOLARLY COMMUNICATIONS
INTEROPERABILITY TO BUILD TRUST
ORCID IN RESEARCH WORKFLOWS
• Publishing an article or dataset
• Completing a thesis or dissertation
• Submitting a conference abstract
• Applying for funding or using research facilities
• Sharing work in an institutional repository
• `Creating an institutional or other professional profile
• And more!
ORCID REGISTRY CONNECTIONS
Two models:
1. Connect via a vendor system
• Manuscript submission/publication
• Document/data repositories
• Profile systems
• CRIS systems
2. Develop a custom connection
VENDOR CONNECTIONS
Publishing• eJournal Press• Editorial Manager• Open Journal Systems• ScholarOne
Document / data repositories• DSpace• ePrints• Hydra/Fedora
CRIS Systems• Converis• Elements• IRMA• Pivot• PlumX• Pure• Vivo
Find more: https://members.orcid.org/orcid-enabled-
systems
CUSTOM INTEGRATIONS
Via the ORCID API
• Fine-tuned control and permissions
• Customized buttons, user flows, & user feedback
• Test and troubleshoot with ORCID Community Team
Case examples: https://members.orcid.org/resources
Code examples: https://members.orcid.org/api/resources/code-examples
DESIGNING TOUCHPOINTS
Look for natural fits:• Your sign in – why not link your iD?
• Your account settings/user profile
• Submission (of any type)
• Form fills: pre-fill from your record!
• Registration: for conference or meeting
• Reporting: Link your iD to get started
link to customized URL
MAKING OUR DREAM A REALITY (1)
Imagine if researchers could sign into their manuscript submission
system using their ORCID credentials…
And their iD was then automatically included in their article’s
metadata…
And that information was used to automatically update their ORCID
record with the DOI for the published article…
Then imagine that information flowing back into your systems AND all
other ORCID-embedded systems the researcher uses…
SINGLE SIGN-IN WITH ORCID IN MANUSCRIPT SUBMISSION
• Enables researchers to authorize automatic updates to their ORCID record
• Currently used by Crossref and DataCite
• Crossref: during submission process
• 2016: 150,000 records, 300,000 works updated
• DataCite: independent of submission process
• 2016: 25,000 records, 50,000 works updated
http://ands.org.au/newsletters/share_issue18.pdf
ORCID AUTO-UPDATE
• Researchers sign up for an ORCID iD
• Authenticate their iD when
prompted
• During submission (Crossref)
• During sign-up (DataCite)
• Authorize Crossref/DataCite to
read/update record
• One time only authorization
• Select preferred visibility setting for
works
http://ands.org.au/newsletters/share_issue18.pdf
HOW AUTO-UPDATE WORKS
MAKING OUR DREAM A REALITY (2)
Imagine if researchers could sign into ORCID using their
institutional credentials…
And at the same time give their institution permission
to read and update their ORCID record…
And what if their institution could then immediately
connect their affiliation to their ORCID record…?
INSTITUTIONAL CONNECT• Benefits for users• One less password to remember
• Authoritative institutional affiliation on their ORCID record
• Their record will continue to be updated by their institution
• More time making contributions, less time managing them
• Benefits for institutions• Enables them to validate their researchers’ affiliation with the
institution
• Only need request permission once to read/update researcher records
• Benefits for community• More trusted and authoritative data available for everyone!
INSTITUTIONAL CONNECT OPTIONS1. ORCID initiated
• Researcher sets up institutional sign-in functionality
• ORCID prompts researcher to connect her/his ORCID iD to institution
• Institution collects iD and connects affiliation information to record
2. Institution initiated
• Institution uses ORCID Create-on-Demand process to collect ORCID iDs
• Institutions asserts researcher’s affiliation to her/his ORCID record through custom integration
3. CRIS system initiated
• Researcher connects ORCID iD to institution’s CRIS system
• CRIS system asserts researcher’s affiliation to her/his ORCID record
1. ORCID INITIATED WORKFLOW
2. CREATE ON DEMAND
• Affiliation pushed (and updated)
from the CRIS system
• Institution connect notification is
displayed to users signing in with
university credentials, with redirect
to CRIS system
• Pure
• Converis
• Symplectic Elements
• VIVO
http://ands.org.au/newsletters/share_issue18.pdf
3. VENDOR INITIATED
Who Benefits from ORCID?
Embedding validated ORCID iDs in all
the systems that researchers use
enables those iDs, and the (validated)
information connected with them, to
flow easily throughout the research
infrastructure
With hundreds of our members globally building ORCID
identifiers into their systems, as well as some funders and
publishers now requiring ORCID iDs, researchers are
increasingly likely to encounter ORCID in their day-to-day
life. We developed the Collect and Connect program to
streamline the integration process and foster a shared user
experience. This ensures researchers and our members
understand what ORCID is and why and how to engage.
ORCID’S COLLECT AND CONNECT PROGRAM
http://orcid.org/content/collect-connect
COLLECT & CONNECT GOALS• Clarify goals and expectations
across sectors
• Standardize and improve the user experience
• Build understanding and trust in connections between ORCID and other identifiers
• Increase efficiency and quality of integrations
• Achieve the ORCID vision through a community approach
NOTE: this image is much larger, so used crop tool to move it around and position in the frame here. May need to do some adjusting to this high res image in terms of contrast etc. if it looks too ”dark”
COLLECT & CONNECT
COLLECT!
• Collect and store
authenticated iDs
• Provide an ORCID-branded
button for collecting iDs
• Explain benefits of having an
iD for your researchers
• Explain benefits of including
ORCID iDs in your system
DISPLAY!
• Publicly display iDs and include in metada - including provenance
• Display the ORCID iD with the iDicon, following ORCID guidelines
• Use the member logo when describing your organization’s connection with ORCID
• Explain why you collect iDs
Nature collects
authenticated iDs and displays them in published articles
COLLECT (+ DISPLAY)
CONNECT!
• Request permissions to write to/update the user's ORCID record to assert affiliation, works, etc OR
• Ingest information from ORCID records to auto-populate forms
• Explain the benefits of your system connections with ORCID
ImpactStoryuses ORCID as a data source for providing insights into researcher impact.
CONNECT
CONNECT
Loop gets permission to update a user’s ORCID record, then adds a
person identifier, connecting their ORCID iD to their Loop profile
SYNCHRONIZE!
• Create bidirectional information
flow (synchronization) between
ORCID and your system AND/OR
• Automatically update ORCID
records AND/OR
• Create a search & link wizard
• In all cases, explain benefits to
individual
SYNCHRONIZE
Crossref Auto-update
Premium members can implement ‘web hooks’ to receive alerts each time an update is made to their researchers’ ORCID records so they can update their own systems
COLLECT & CONNECT WORKFLOW
SYNCHRONIZEWith ORCID record
DISPLAYon sites & metadata
CONNECTinformation to record
COLLECTiD
AUTHENTICATE ENTER ONCEREUSE OFTEN
Synchronize with other systems
EMPLOYERSPUBLISHERS FUNDERS
Public API Member API
COLLECT authenticated iDs
DISPLAYiDs you’ve collected in your system
CONNECTget data from ORCID + add
affiliations/contributionsX
SYNCHRONIZEadd data to/get data from ORCID
on an ongoing basis X
INTEROPERABILITY
ENTER ONCE, REUSE OFTEN
Help your researchers spend
more time making
contributions and less time
managing them
orcid.org/register
MORE INFORMATION
Follow us on Twitter (@ORCID_Org), LinkedIn,
Sign up for our blog:
https://about.orcid.org/newsletter/subscription
s
Read our documentation:
https://members.orcid.org/
Ask us questions: [email protected]