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RESEARCH ARTICLE Overview of an internationally integrated nanotechnology governance Sheila Devasahayam * Macquarie University, Sydney 2109, NSW, Australia Received: 28 October 2016 / Accepted: 5 January 2017 Abstract. Nanoscience and nanotechnologies (NTs) have huge potential to improve competitiveness and sustainable development across a wide range of industrial sectors. Public perception of NT related to health, safety and environment (HSE) is critical for the responsible development of NT. It warrants a regulatory regime to demonstrate to the general public whether NTs are safe with regard to HSE. This work explores the feasibility of legal metrology (LM) as a platform to address the impact of NT on legal and socio-economic aspects. It considers whether a LM framework needs to be developed for NT and the associated benets and risks. Keywords: legal metrology nanotechnology / nano-scale properties / manufactured nanomaterials / nanometrology 1 Introduction Nanoscience and nanotechnologies (NTs) have huge potential to improve competitiveness and sustainable development across a wide range of industrial sectors including in electronics, energy, cosmetics, medical, defence and food & agriculture sector. The NT market can be segregated into nanomaterials, nanotools and nanodevices. It has been forecasted that the global NT industry will grow to reach US$ 75.8 billion by 2020 [1]. Some of Australia's NT applications [2] include coatings, pharma- ceuticals, health care, catalysts, advanced ceramics, cosmetics, sunscreens, solar cells, batteries, occupational health and worker safety, environmental safety, medical devices and food (Fig. 1)[3,4]. In this paper, we explore whether a legal metrology (LM) framework for NT is needed in Australia and to recommend if and what form of LM framework is required. At present, public perception of NT related to health, safety and environment (HSE) is a critical factor that needs addressing. It is anticipated that nanometrology as a tool will enable the industry to meet regulations to protect the workforce and the general public and demonstrate whether NTs are safe with regard to HSE and will provide a platform for the responsible development of NT. Potential gaps [5] in the decentralized and fragmented regulatory regimes across the world have been identied, though considered adequate to regulate the impact of NT to have. Hence there is a general consensus for an internationally integrated NT governance approach to address the ethical, legal and social aspects of the NT [6]. This work explores the feasibility of LM as a platform to address the impact of NT on legal and socio-economic aspects. It considers whether a LM framework needs to be developed for NT and what are the benets and risks of developing such infrastructure. The following are the objectives of this work: To review the adequacy of current regulatory regimes for NT worldwide. To explore a feasibility of an Internationally Integrated NT governance regulatory framework. To propose the basis of such framework founded on nanometrology and legal metrology and what form of LM framework is required. 2 Features of nanotechnology NT is one of the four convergent technologies, the other three being the biotechnology and bio-medicine, informa- tion technology and cognitive technology, and all may be considered as part of NT [7]. NT can be classied into top-down and bottom-up NTs [8]. The manufactured nanoparticles (MNs) under scrutiny for HSE issues are produced through bottom-up or chemical processes (Figs. 2 and 3). This journal article is written on the basis of the research results presented during the 2nd Edition Nanotech France 2016 that was held from 1 st to 3 rd June 2016 in Paris, France. * Corresponding author: [email protected] Int. J. Metrol. Qual. Eng. 8, 8 (2017) © S. Devasahayam, published by EDP Sciences, 2017 DOI: 10.1051/ijmqe/2017002 International Journal of Metrology and Quality Engineering Available online at: www.metrology-journal.org This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

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  • Int. J. Metrol. Qual. Eng. 8, 8 (2017) S. Devasahayam, published by EDP Sciences, 2017DOI: 10.1051/ijmqe/2017002

    International Journal ofMetrology and Quality Engineering

    Available online at:www.metrology-journal.org

    RESEARCH ARTICLE

    Overview of an internationally integrated nanotechnologygovernance

    Sheila Devasahayam*

    Macquarie University, Sydney 2109, NSW, Australia

    This joupresented dheld from* Correspo

    This is an O

    Received: 28 October 2016 / Accepted: 5 January 2017

    Abstract. Nanoscience and nanotechnologies (NTs) have huge potential to improve competitiveness andsustainable development across a wide range of industrial sectors. Public perception of NT related to health,safety and environment (HSE) is critical for the responsible development of NT. It warrants a regulatory regimeto demonstrate to the general public whether NTs are safe with regard to HSE. This work explores the feasibilityof legal metrology (LM) as a platform to address the impact of NT on legal and socio-economic aspects. Itconsiders whether a LM framework needs to be developed for NT and the associated benefits and risks.

    Keywords: legal metrology nanotechnology / nano-scale properties / manufactured nanomaterials /nanometrology

    1 Introduction

    Nanoscience and nanotechnologies (NTs) have hugepotential to improve competitiveness and sustainabledevelopment across a wide range of industrial sectorsincluding in electronics, energy, cosmetics, medical,defence and food & agriculture sector. The NT marketcan be segregated into nanomaterials, nanotools andnanodevices.

    It has been forecasted that the global NT industry willgrow to reach US$ 75.8 billion by 2020 [1]. Some ofAustralia's NT applications [2] include coatings, pharma-ceuticals, health care, catalysts, advanced ceramics,cosmetics, sunscreens, solar cells, batteries, occupationalhealth and worker safety, environmental safety, medicaldevices and food (Fig. 1) [3,4].

    In this paper, we explore whether a legal metrology(LM) framework for NT is needed in Australia and torecommend if and what form of LM framework is required.

    At present, public perception of NT related to health,safety and environment (HSE) is a critical factor that needsaddressing. It is anticipated that nanometrology as a toolwill enable the industry to meet regulations to protectthe workforce and the general public and demonstratewhether NTs are safe with regard to HSE and will providea platform for the responsible development of NT.

    rnal article is written on the basis of the research resultsuring the 2nd Edition Nanotech France 2016 that was1st to 3rd June 2016 in Paris, France.nding author: [email protected]

    pen Access article distributed under the terms of the Creative Comwhich permits unrestricted use, distribution, and reproduction

    Potential gaps [5] in the decentralized and fragmentedregulatory regimes across the world have been identified,though considered adequate to regulate the impact ofNT to have. Hence there is a general consensus for aninternationally integrated NT governance approach toaddress the ethical, legal and social aspects of the NT [6].

    This work explores the feasibility of LM as a platform toaddress the impact of NT on legal and socio-economicaspects. It considers whether a LM framework needs to bedeveloped for NT and what are the benefits and risks ofdeveloping such infrastructure.

    The following are the objectives of this work:

    min

    To review the adequacy of current regulatory regimes forNT worldwide.

    To explore a feasibility of an Internationally IntegratedNT governance regulatory framework. To propose the basis of such framework founded onnanometrology and legal metrology and what form ofLM framework is required.

    2 Features of nanotechnology

    NT is one of the four convergent technologies, the otherthree being the biotechnology and bio-medicine, informa-tion technology and cognitive technology, and all may beconsidered as part of NT [7].

    NT can be classified into top-down and bottom-up NTs[8]. The manufactured nanoparticles (MNs) under scrutinyfor HSE issues are produced through bottom-up orchemical processes (Figs. 2 and 3).

    ons Attribution License (http://creativecommons.org/licenses/by/4.0),any medium, provided the original work is properly cited.

    mailto:[email protected]://doi.org/10.1051/ijmqe/2017002http://www.metrology-journal.orghttp://creativecommons.org/licenses/by/4.0

  • Fig. 1. Nanoparticles in consumer products: number of availableproducts over time (since 2007) in each major category and in theHealth and Fitness subcategory [35].

    Fig. 2. The use of bottom-up and top-down techniques inmanufacturing (Whatmore, 2001) [36].

    2 S. Devasahayam: Int. J. Metrol. Qual. Eng. 8, 8 (2017)

    The specific features of NT are related to:

    unique properties of the nano-scale materials;

    its interdisciplinary nature.

    2.1 Nano-scale properties

    Themainproperties ofnano-scalematerials [9] areas follows:

    they have relatively larger surface area when comparedto the same mass of material produced in a larger form.This can make materials more chemically reactive andaffect their strength or electrical properties quantum effects can begin to dominate the behaviourof matter at the nano-scale particularly at the lowerend affecting the optical, mechanical, electrical andmagnetic behaviour of materials.

    2.2 Impacts of nano-scale properties

    The nano-scale properties have given rise to safety concernsas discussed below:

    toxicology studies related to HSE issues of MNs concernstheir high surface reactivity due to larger surface areaand perhaps the shapes of the particles as well; the unique physicochemical properties of the MNs makethe risk assessment challenging; and the MNs behave very differently from bulk forms of thesame material. Their bulk properties cannot be extrapo-lated to MNs even for the same material in a differentgeometry, size or environment [10].

    Figure 4 shows most common nanoparticles used inconsumer products.

    2.3 Intrinsic versus extrinsic nano-scale properties

    Intrinsic properties of MNs concern the material itself. Theextrinsic properties are concerned with the functionalityassociated with the MNs [11]. It is noted, for example,that the intrinsic magnetic properties of the nanomaterialdo not vary considerably with size. The new magneticbehaviour different from their bulk is attributed to theirextrinsic properties resulting from their interactions and isstrongly dependent on their microstructure [12]. Chemicalcomposition leads to intrinsic properties. Size and shapecan also underpin some intrinsic properties.

    The two distinct nano-scale properties, the high surfacearea and the unique properties at nano-scale that differfrom bulk properties, have been used indiscriminately todescribe the impact of nano-materials on HSE.

    2.4 Impact of interdisciplinary nanotechnology

    The interdisciplinary feature of NT poses many challengesdue to (a) different terminologies and (b) differentmeasurement approaches and methods used in differentbranches of different scientific centres and laboratories.

    The interdisciplinary aspects of NT have escalatedthe uncertainties arising from the misunderstanding anddifficulty in exchanging technical information. In addition,the unique nano-scale properties, rapid pace of invention,adoption and inadequate science have intensified theseuncertainties due to:

    the wide variety of nano-materials and applications;

    limited knowledge and information about their propertiesand interaction with living and environmental systems;

  • Fig. 3. Convergences of top-down and bottom-up nanotechnologies (Source: [37]).

    Fig. 4. Nanoparticles used in consumer products. Most commonmaterial: silver, carbon (including fullerenes), titanium (includingtitanium dioxide), silica, zinc (including zinc oxide) and gold [38].

    S. Devasahayam: Int. J. Metrol. Qual. Eng. 8, 8 (2017) 3

    the proprietary nature of some critical information;

    no consensus in the toxicity of nanoparticles due to thelack of unification of toxicity tests and scarcity of data; lack of harmonized standards for guidance (for naming,measuring and identifying nano-materials); and potential inadequacy of clear statutory authorities,regulatory frameworks and decentralized regulatoryapproach to anticipate or respond to any identified risks.

    2.4.1 Harmonized standardization

    The challenges posed by NT have given rise to the need forinternationally harmonized standardization in terms ofregulatory regimes, nomenclature, measurement protocolsand harmonized document standards to provide forresponsible development of NT.

    ISO TC229 in conjunction with IEC TC113 (TC 113Nanotechnology standardization for electrical and elec-tronic products and systems) has initiated a line ofactivities through working groups towards harmonizingstandards that focus on the following:

    WG 1 Terminology and nomenclature Led by Canada;

    WG 2 Measurement and characterization Led byJapan;

    WG 3 HSE Led by USA; and

    WG 4 Material Specifications Led by China.

    2.4.2 Nanotechnology definitions

    The TC229 WG1 had reached consensus on the followingdefinitions of NT (however, they have not been formallyapproved yet):

    Nanotechnology: The application of scientificknowledge to control and utilize matter at the nano-scale, where size-related properties and phenomena canemerge.

    Nanoscience: The systematic study and understand-ing of matter, properties and phenomena related to thenano-scale.

    Nano-scale: It is the size range between approximate-ly 1 nm and 100 nm. A restriction of the definition ofnanoscience and NT is that new functionalities are madeavailable bymanipu