Filing

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Page 17, Report Money

Ms. Mary Iv1. Lisi, Chair Judicial Conference of the United States October 5, 2004 Page2

Dividend P 1 T

DividendJ T

line295. The 2003 should read: Market Fund B Interest M T

Should you have any questions or need additional infonnation, please do not hesitate to call.

Very truly yours,

The Honorable Kim M. Wardlaw United States Circuit Judge

KM\.V:ll

____________ _

"''rt"

POSITION

PARTIES AND TERMS

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Report Required bf the Ethics FINANCIAL DISCLOSURE REPORT in Governmen.t Act of Jj78Rev.112004

Calendar Year 2003 (5 U.S.C. app. §§ 101-lll)

1. Person Reporting (Last narne, First mune, Middle inaial) IVARDLAW,KJMM

2. C-OUrt or Org.ani7...'.ltion

NINTH CIRCUIT COURT OF APPEALS

3. Date of Report 511512004

4. Title (Article HI Judges indicate active or senior status; mngistrntejudges indicate fu:l- or part-tin-.e)

U.S. CIRCUIT JUDGE - ACTIVE

5. RcportT;ee (dreck appropriate type)

Q Nominatitlll, Date

Q Initial @ Anneal 0 Fln'l

6. Reµo:i:ing Period

l/112003 to

1213 I/2003

7. Chan1bers or Office Address

U.S. COURT OF APPEALS 125 S. GRAND AVE. PASADENA,CA 91105

8. On the basis of the information conUii:ied in this Report and ahymodifications pertaining :hereto, it is, in my opinion, in co:npliance vlith applicable laws and regulations.

Reviewing Officer

Il\iPORTANT NOTES: The instrJ.;;tions accompanying- this form must be fo:lowed. Complete all par.s:, checking the NO'NE box for each part where you have no reporiab:e information. Sign on last page.

I. POSIDONS. (Reporting individlllli only; see ?P· 9-13 of filing instructions) 0 NONE - (No reportable positions.)

l . Direct.or

2. Board of Trustees

3. Director

TI. AGREEMENTS. (Reporting individoal only; see pp. 14·16 offiling instructions)

NO:l\'E - (No n:pnrtahte ag-eements.)

()r..,,o-(.._"':' ::C!: c: :-;;..;;1:l :-c: -m o>ri '.:'.!0 I"" m

""

--..,,0 :r==

...i;:.

!"rJ ,_,, "i rt··1

o:o·-'"" ... ''1 ,, i

·-·"'

--

'i-1'. '

. FlNANCIAL DISCLOSURE REPORT Name of Person Reporting WARDLAW, KlMM

ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions)

A. Filer's Non-Investment Income

NONE - (No reportable non-investment income.)

SOURCE AND lYPE

1.

Date of Report

511512004

GROSS JNCOME (yours, not spouse's)

B. Spouse's Non-Investment Income - (If you were married during any portion of the reporting year, please complete this.section. (dollar amount not required except for honoraria)

D NONE - (No reportable non-invesnnent income.)

SOURCE AND TYPE

1.

N. REIMBURSEMENTS transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

NOJ\'E (No such reportable reimbursements.) -

l.

SOURCE DESCRIPTION

DESCRIPTION

CREDITOR VALUE COPE

L

'FINANCIAL DISCLOSURE REPORT Narr.eof Person Reporting

WARDLAW, KIMM

Date of Re;:;ort

511514004

V. GIFTS.

NOf..'E

(lnc'udes those to spouse and dependent children. Scepp, 28·31 of instructions.}

· (No such tep

4,

., ;,;..

13.

.

(!) (2)

I

(1) Ii:

(2) (4) (5)

--

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FINANCIAL DISCLOSURE REPORT Date ofRepo:r: Name of Person Reporting Page 1of17 WARDLAW, KIMM 5115/2004

· income, valne, tm:oscatiom {includes those of the spouse and depemknt children. See pp, 34-57 offi!:ing instn.icfic:is.}VIL INVESTMENTS and TRUSTS

A. B. c. D, lncoire during Gross value at end of Trar.sactions during :ieportU1a period

Description of Assets reporting period repc:tingpt:r..:d(inck.ding trustass:ets)

(!) (!) no"l cxernptfrnm dndosnre

()) Place "{X)'' ofter eaeh asset ex.empt from prior dieclosure

Amount Code 1

Twe (e.g. div. rent. or

Value Code2

V.a1ue M-eiht-d

Type (e.g. buy, sell,

Dnte: Month-

Value Oxle2

Gain Cede I

Identity of buyed;:eller

IA·HJ int.) (1-P) CodeJ (Q-'.V)

"""""' redemption)

Day (J-l') (A·l1) \1iprlvate transmiou)

DNONE (No reportable income, assets, or traru:actions)

l.

2.

3.

5.

6.

7,

8,

9.

IO.

lL

]4,

15.

]6.

17.

18.

(lRA)

Coupon Treasury Receipt

-Boeingcommon stock

Coca.Cola common stock

Ford Motor curnmon stock

\JeneralE :=tric common stock

Moto:ola COITL"110!l stock

Sara Lee conmon stock

Travelers Property Casualty CRP A

Travelers Property Casualty CRP B

Telefonos de Mexico common stock

.urofund

Time Warner

Templeton Fure1gr,

Eas:t Cameron Block

Michael T. Jack&O!'l investment

Alliance Gruv.rth &. Income ?und Class C

Federated Kaufmann (fr. Federated Smal Cap Strategies}

D Div/Int

None

A Dividend

A Dividend

A DJvidend

B Dividend

A Dividend

B Divideru!

A Dividend

A :>hidend

None

A Dividend

None

A lnt/Dividend

A Dividend

None

Pl T

K T

K T

T

K T

' Tu

J T

Sold 11110 J A

Sold 11110 / A

Sold 6/ll J c

Sold 6/ll K A

.

K T .

K r Buy 6/11 K

J u

K u

M T Buy 6/l l K .

M T Buy 61]] K

D o=S5,llJ.Jf•·'.i:5DC.DO·>

F3 ""' ;;.,::Jf;G,lll1 ·S50,fl00,(ID!l

'

-

(1) (Z) {2) (l) (2J (3)

I

(4) (S) Gain Codel

-

A

D

• ' '

! i

I

19.

(J-PJ (A-H)

•'

FINANCIAL DISCLOSURE REPORT Page 2 of17

Name of Person Reporting

WAfilll.AW, KIMM

Date of Report

5!15!W 4

VII. INVESTMENTS and TRUSTS .. irn::ome, va1ue, mnscations fw.ciooes those or the spouse and &pendent ooilrl.rei &:e w 3+-57 or ruing-insttm::timis.)

A. B. c. D. Income during Gross value atend Gf Trans.actions during reporting period

Description of Assets rep;:irti!:1g period re;>orting pt eli.Clll;lt from disckisure (l)

?i:ce \X)" sfter each nsset exempt Amowtt Va1ue Va!Je Type (

·' 0--0

(l) (2)

37.

38.

39.

I I 1 54 I I

(!) (Z} (I)

Code-2

4/7

JC

I

(4) Grin

(A-!l)

D

(5)

----- -----------------------------�··················· .. ··-·-----------

I

!

FlNA.c�CIAL DISCLOSURE REPORT Dute ofReport 1\'ame of Person Reporting Page 3of17 . WARDLAW, KIMM 5/1512004

- inGJrue, V:ilue, transcations (inellides those Nthe spoust mx! dependent children. See pp, 3:4-57 of filing in:;tructkms.) VII. ThYESTME1"1S and TRUSTS

A. .. c. D . Income during O:oss varue a;: end Qf Transactions during reportin.g period

reporting period reporting period

lfnot cxerr;it from disclosure

(2) (3) Place · xr aflcr e:ach uset exempt "'""""' Type {e.g. Value V!tl e Type (e.g. Dute: Value I

51, -

59.

60.

row'th!Y1utual

72.

(2) (2) (l)

'

l

(4) (5)

--

'

'

'

FINANCIAL DISCLOSURE REPORT Date of Report Name of Perron Reporting Page 4of17 WARDLAW, KIMM 5/lS/2004

VII. INVESTMENTS and TRUSTS - tnooroe, value, tr:;nscati:;ms {includes those of the spouse aml Cepender.t cbilGrC?L See pp. 34' 57 of filing instructions.)

A. B. c. D. Inccmx:c during Gross value at end of TnulS11ctlotJS during reportitlg period

:>tsc:iptfon cf Assets reporting period reporting period (im;luCini;: trno\ MS)

I.foot Cller:q:it :from disclosure(!) (1)

(2) (3) Piace "(XJ' after e:u:h asset exempt Vai Value Type (e.g. Date: Value Gain Identity of Aniount Type from p:ior d:isclo:mr:"

55, Gannett Co, common stock

so. ettsionAccount

AT&T corr.moo stock

58. Coca-Cola common stock

Intel common stock

Jolmson & Johnson common stock

61. Altria Group, Inc (formerly Philip Morris common sttr..k)

62. Sam Lee common stock

Fund

64. New Perspec-thre Mutual Fund

65. JTS Corp. common stock

66. General Electric

67. Applied Material COinmon .stock

68. Clear Channel common stock

69. Dell Corp. common stock

70, Safeway common stock

71. Sun Micrru;ystems oornmon stock

Tyco common stock

(e.g. COO.I d:h'. rent. OT (A-H) :int.)

A Dividend

E Dlvidend

A Dividend

A Dividend

A Divideod

B Dividend

D Dividend

B Dividend

None

A Dividend

None

D Dividend

None

A Dividend

None

N(ll'IC

None

A Dividend

Code2 ?l-1ethod buy, sell. Month Code2 {J"P) Code-3 nlerger, Doy (J·P)

(Q-W) redemption)

L T

Pl T

J T

K T

L T

L T Buy 11119 J

M T Buy 1114 J

L T Buy 11119 J

K T

K T

I T

M T

K T

K T

K

J T

J T

K T

Codel OOyerfscller (A-ll] (if private

transactkm)

! . ln.tom!>Gain Cole;;: A "'-$1,000 crr Jes C ""S2.5{JJ 'i'.5,:::":::1i e =SS.CS1-Sl5,\J-D0 E. $J5,00J-$50,00(I

(See Cohtm:n:,; Bl and 04} F ""'$..')iJ,fJo!ll-$100.(i!Xl : : = SLCVC:.U01-S3",CC0.0Q::: H2 ""More tC;;m $5,COO,Q /I)

·SJ5,0Cf.1 crks

(1) (2)

Type

73.

74.

76.

I

c.

(l) (2) (2} (3) (4)

Gain

A

(5)

. -

---------·-------·-·------

I

I

I

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Pages of17 WARDLAW, KIMM 51!512004

VII. INVESTMENTS and TRUSTS - incc:ne, value, trarucatio:1s (:nc.h.tles those oft!le spouse and deperident children. See pp. 34 57 of filing illstructions,)

A. B. D. facorre durfug Gross value at end of 'fransactbl!S during .rqiorting period

Dcsttiy-:i;m cf Ass-eG reporting period reporting p:::riod (focl:ldllig trust as:re:S)

(:) Un::;t exempt from dfackJ.:wre

Pince (X}" nfter erid1 asset ex.empt t\u;ount (e.g. Value Value Type (e.g. DAIB: Value ldontlty of from prior discicsl.ln! CQ

93.

94.

96.

97.

(1) (2)

c

II) (I) If

(2) (3) (4) (5)

--

I I '

I

l

92.

(Q-W)

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 6 of17 WARDLA'V\11 KIMM 5115/2004

VII. INVESTMENTS and TRUSTS

A. B. c. D. Income during Gross va1oo at rnd of 1'raasactions during reporting period

Descriptim:. of Assc:z. reporting period reporting period(lttc1tiling :ruSi n;;sets)

not e.xempl from ili.sclos1.tre (I)

Place "(X}" after each i:isse! ex.empt A11l0unt Type c Value Value Type (e.g. Dnte: Value O.ain ldetitity of fr;;u:1 prior dlscioSure C'.11de I div, rent. or Code2 1''1etltoi1 buy, sell, ?vlcnlh • Code2 Code l bnyer/seTier

(A-lf) ffiL) (J.f') Code:l mcJE.;;r, Day (J-P) (A-lf) (ifprivmeredemption) trlln.sattion)

El Centro California Fin. Auth. B Interest L T9L

Foot!UU DeAnzaCA B Interest L T

La Canada CA Unified -

Los Angeles Cnty CA Pub Wks

95. Los Angeles CA CTPS

Los Angeles CA Dept Water

Northern CA Power Agency

98. Sacramento CA Municipal

99. San Francisco CA City & County Gon Oblig

100. San Francisco CA CY CO ARPTS

101. Schlumberger Ltd. common stock

102. Time Wan1er (formerly AOL Time Vl-arner)

103. Cal Com Devel Corp

104. Public Storage

105. Target Corp.

106. Fresno UnifieC School District

107. Hanford California Special Tax

!OE. Los Ar:ge:es CA WST\\'TR System

c Interest

B Interest

B Interest

B Interest

c Interest

c Interest

B Interest

c Interest

A Dividend

None

c -

E Dividend

A Dividend

B Interest

Interest

B lnterest

L T

L T

L T

Re:.::y:;- , 3.: ""h-ioru l'lan $S_C0C,OOG

2. \'a:u::Cod::s: J ""SlS/JCUo::les:, L ··- 5C:,::::i-$'.O::.,OG:J :'A ,,,, SJC•G.fl:IJ-!25Cr.0CO

·:;:;;.; C0b:tnb. \I .u.1 D:>) N '= l25V.OfJti.£;5\1(1))0

-

(I) (2)

T

·----------- ----- ·-----

FINANCIAL DISCLOSURE REPORT Date ofReportName of Person Reporting Page 7 of17 WARDLAW, KIMM 511512004

- income, value, transc:ations (includes those oftl1e spouse and dependent children. See pp. 34-57 of filing instructions.)vrr. INVESTMENTS and TRUSTS

B. c. D. Income duriug Gross value at end of Trausactions d11ring reporting period

A.

Description of Assets reporting perio

{1}

I

I

I

(2)

"""

(I) (2) (I) (2) (JJ

K

(4)

I

(5)

! i •

i

i

: '

•

(e.g.

FINANCIAJ, DISCLOSURE REPORT Date of ReportName of Person Reporting Page 8 of17 WARDLAW, KlMM 5/1512004

VIL INVESTMENTS and TRUSTS

A.. ll. c. ll.

Description of Assets (lncludiagtrust assets)

Jncc:rc l)'udng reporting periOC

Gross value at end of reporting period

T1'2llS!lctious (htriltt reporting pt:OOd

ff oot e;iiicwpt from disclosure

Pince "(X)" after each ass,;t exvmpt AITI01L."lt Value va:ttt Type {e.g. Date Value Gaiu ldtmtity;;;f from prior dlli:losure buy, m:ll. Month·C::de l d:iv. renl or Code2 te:bcd Code2 Code 1 buyer/seller

lft.MH) int.) (J-P) Code3 -· Day (J-P) (A·HJ (ifprtvaw (Q·W) tnmsaction)te ·O ?2 = 'il5,0(FJ,VCl-S:L�.f:!;\1. 00

r-. "'\1:::-c :h 1: s.sc,rnx.,,or;.:J

-

156

repomngperi-Od

('.l)

"""""" """'

0) (2) (I) (2) (3)

C"°' 2

I

l

(4) (S)

. -

I

--···----- ----

' '

·········---··--- ··········

FINANCIAL DISCLOSURE REPORT Page 9 ofl7

Nrutte of Person Reporting

WAllDLAW, KlM M

D::te cf Report

511512004

VII. INVESTMENTS and TRUSTS - lneome, value, tnmsclliions (includes those of the spouse anddepootlent riffikt'"er.. See pp. 34 5:7 offiling instrnctious.)

A.

Descriptitin cf As.sets (ixludi'l& trust assets}

Place "{X}" afier e.'lcb asset exempt fromprior dls:closuro

B. c. D. Income duriiig Gross value a; end of Trml.Sactions dm:i:ng reporrbg period

reporting period

(1) Ifnot exe::uµt from disdosure

Code J (A·HJ

(e.g. div. rent or Im.)

va:ue

(!·Pl

Value Metlmd Cod 3 · (Q-W)

Type (eg. buy, sell. mc:ger, redem;::icn)

Date; Mouth· Day

Value Code 2 (J·P)

Gain C"odel (A·HJ

Identity of huyer/scller (if private tnnt

(l) (2} (i) (2) 1rorn

(2) f.3)

I

Gain

(Ml)

--

I

! i

FINANCIAL DISCLOSURE REPORT Dare of Report Name of Persor. Reporting Page 10of17 WARDLAW, KIMM 5/!512004

- ir.:orne, >-alue, trrmscations (indutlrs those oftlie spouse and depemlent children. See pp, 34NS7 i:>ffiliug htstructim:a) VII. INVESTMENTS and TRUSTS

A. •• c. D• 1:::icon11 during Gross ''11lue-at end of Transacti0110- dming reporting perlod

DeSt.'Tiptfrm of Assets reportii1g per.;xi ·reporting period (including trusi: assets)

lfnot exe t disclosure(l) (4) (5)

Place "(X)" -nfter eacl1 asset exempt A:rn;nmt Ty;w (o.g, va;L,.; Value Type (e.g. Dnte: Va.hie Jdentityof fron1 prior disclosure buy, sell. Codel div. rent. or Cc-di; 2 t etlioC Month Code 2 CoGe 1 buyer/seller

(A·Hl int) (J-P) CoC.e 3 merger, Day (J-P) (ifprivare (Q-\\;) tnnsacti:lll) redemption)

!63. California Ed. FACS Auth. None M T Buy 9117 M

164. Cucarnonga Water District CTFS None M T Buy 9117 M

165. Orange County \Vater District CTFS --

166. Sacto Mun. UtiL Dist

167. Santa Ba:ba:a Redev, Tax Alloc.

168. Contra Costa County Pub. Fin.

169. Caiifam a Water Res. Dev.

170. El Segundo School Dist.

171. Los Ar.ge!es DWP" Power Syst.

172. Oceanside CITS Waste Wtr.

1i3. Murrieta Vy. Sch. Dist

174. DPLlnc.

175. DPL!n

' G

(t) (2) (I) irr

(2) (l)

I

(4) (5) Gain

.

I '

(2)

FINAN CI.AL DISCLOSURE REPORT Date of Report Name of Person ,Reporting ·Page 11of17 WARDLAW, KJMM 51) 512()04

VIT. INVESTMENTS and TRUSTS - lnconr., vnlue, transcalicns (includes those of the Sl:fOu::>e and depcOOeru children. See pp. 34-57 of :filing iustructkms.)

A. B. c. n. Ino:;mie di,aliig Gross value at end of Transactions during «;potting period

:::iesc:ipti0n of Assets reporting period reporting period {indurling trust !ls.rets)

(1) l iiot C;\eJnpt m dlsclosure

E1l;ice "(X)" aller each :tSset J1CH-S5,00G.O'.XJ

"$5'.:.GC/1-$:0C•,OO'J

"""s1.0.x,,o J-is.0::ic;.0J

D ""£5.DUl-S,15,000 H2 ""l0orc tltan $5.iuO;IOO

},f .,.. S;V- \OCiJ- 25fJ,ll00

!·'2 ""s::,noo.(Jlli·Si'..:5.000.ocw

E "'$15,00l-!50.00t,

3. V;tm ,\: fo>d Cedes

!i:>::'.· \'.ulrnnn C21

A.

-

I

216

(1) (2} (2) (l) (4)

I

-

u

I Pl

lJ

.

I u

FINANCIAL DISCLOSL"RE REPORT Dnt ofRepc'.'tName of Person Reporting WARDLAW, KJMM 5/15/1004Page 12of17

-- income. vlllue, tnmscations (includes those of the spoo;;.:: am? depende:i cl:lldrcn.. See ;ip. 34-57 o! filfag Jnstrucli::ms,) VII. INVESTMENTS and TRUSTS

B, c. 0. Income du.'ir.g Gross value a: end of '!.timsactioas du."111.g reporting period

Description of Assets reporting period rei:;-0::fug pe::iod {inc.:uding trus.t assets)

lfnot exempt from disc!i::i:1mre {1)

(2) (J) (5) Place "{X)" u:fler each asset exempt va:ue Vah;e 7ype (e.g. Date: Identity ofAnui:."lt ':'ype {e.g. Value Gain f:rom prior di:;closute Co& J div. rent. or Ccde2 .M:e-::hod buy, sell. f,,tonth- Code1 Ceder buyer!se:ler

merger,(A-H) int) (J.P) Code3 n,y (J·P) (A·h) (i:priva:e (Q-W) iWCJnp:tion) transaction)

199, Advance Auto

200. Advance Auto

20;, AsbU')' Automotve corrmon stock

202. I'le Pantry comrnon stock

203. Cent.rry fv1aiotenance comrnon stock

204, AFC Enterprises coI'm?on stock

205. Miller Pub cornmon stock

206. Gaiyan's Co. ccmmo:a stock

207, :tvficro Vl.arehoi:.se

208. Sur La Tab e

1 209 Ress-Simmons

i 2i0 Riordan Vent'.1reAssoc. (LP. lnt)

21\. Financial Pacific Inc. stock

212, RHL Learn preferred stock, sub debt (Store o£ Knowledge)

213. Elkay common stock

2!4. Corda ied comroon notes

215. RLH Silverado Dividend Pref, stock debt

Physic.al Rehabilitation

None

None

None

None

None

None

None

None

None

B L"':t/Divend

None

Nooe

None

None

None

None

Partial Sale 12111 N G

Partial Sale 12129 0 G

J..1 u -

M

Sale 12123 HI

K

K u

M u

N u

M u Buy 4111 K

N u

M u .

K u

Sell 12/16 K E

K u

K u

l u

lntttJme/Gain Cnd1n. A $1,000 o: !e§ B = $1.00J .,S2,SOO C ""s:::,501 $5.DOO

{Sc:e ('()Junm!. BJ and 04) F £5'.1.0:J1-5- J00,i):X'. G "'$100/.!Gl-1:1,D;}:;,D-Y:i

J ""- $15,0 1'.i orle,,s K o. $1.'i,00l-S5'.:;,D0::

(Sc(· CchtnotsCI and DJ) N ""S250,iJO•J

I (l) (2)

-

--------------

·--···--------·---------

(I) (2) {!) (2) (3) (4) (5)

-

I

bey, sell.

FINANCIAL DISCLOSURE REPORT

Page 13 of17 Name of Person Reporting

WARDLAW, KIMM

Date of Report

511512004

-- income, vn t:.e, transcatk:1s (i;; ludes !hose of tlie spouse and rlepende!:1! cbildreJL See pp, 34,57 offilbg instructions.} VII. 1\IVESTMENTS and TRUSTS

A. n. c. ll. rnzoue durU1g Gross value at eru:l of 'Transactions during reporting: period

Description of Assets reporting perfod reporting period (:mclt:ding trust assets}

Ifnot exempt frmn disclosure

Plae\1 (X)" af!.er each asS¢t ex mpt Vilt:(- Value Type (e.g. Date:Arooimt Tl'P" (e.g.

(A -fl) inc) (1-P) Code3 merger, Duy (J-P) (A-ti} (if private (Q-W) transsct o1:)redeftl?tlon)

J u217. Axce!erant None

J u Buy 12122 JFounds tone :None2I8.

Ascol.ta None J u219.

NQne J u B-.;y 5115 JBradshaw220.

L1tri Plex Tech.. None J u Buy 9125 J221.

Buy 11119 J222. Systems Management ��one J u

Buy223, ITS Co::p. Non J T 7/3 J

u224. Bfatro 45 common stock A Dividend l

T 401k profit sh

225. RetireAccts c Dividend N

226. Pacifie Growth Fund Qvfutual Fund) None J T

227. Llquid .Asset .-\ccount Trust Fund A Dividend J T

228. Philips Elect NV A Dividend K T

! 229, H \1

A.

(2) (1) (2) 1tU!n ilisc!Oliure

{2) (3)

()aiu

(A-!!)

. -

-

A

'

.

l

I

I I

(J-P)

FINANCIAL DISCLOSURE REPORT Date of Report ame of Person Reporting Page 14 of17 5!l5i2004WARDLAW, KlMM

•. incrone, value, traruc:itions (includes thOse of the spouse and dependent cbildren. See pP. 34.$7 of filing bstror::t::ms.) VII. INVESTMENTS and TRUSTS

R c. D.

Jncon during Gross value at :mC of 'rrnm-it1..1.imu. during rcportiug period Dcsc-ription of Assets reporting period reporting period

\inciudingtn;.st assets) if not exempt

(1) (1) (4) (S)

t>ltice "(X)" after-e:?.500

i Columns Hl and D4} · ""$5\1.{)(;l-$iOGJ>X! G = Sl!Xi,001-$1,00J.00\"1 !U ""s;,1;1JQ.\)Ql-S5,0D·:J,OOG H2 ""M;JT t: .mi l.5,02G.0GO

"' '.,Lil:.:OCDd ·s: SJ5!J00or1ess l .,_. Sl:i.OOJ-.$50,00 1 '!., ""550,001-$100,000 .n = Sl J'.::JIC>!-S'.:50,DQr.J

(::.et· Colw:1110 · : a:1C D!I \: "'S2S\J00(J...:i5{>1,(KJO 0 ""$.5{F'.i,{!0:l-$1.00J,Ot'i.1 Pl "'$LOot\O'.J1 £5;00J.COO ?2 = S5,0UG,001-$:'.5,00U.Oot1

'2 = 525.000,00i.- 5C,OOC,DJ'.J P4 S>·fo:rt tmm SSO,DXD'.:O

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FINA..\'"CIAL DISCLOSURE REPORT Date of ReportName of Perso:-i Reporting Page 15 of17 WARDL W, K!MM 5115/2004

-· ineome, vahx, t:$1igations (includes !hose of the 5pouse and dependent diildren. See pp, 24-57 cff;lfuig illstruetions,) \lIT. INVESTMEN!S and TRUSTS

A. B. c. D. Iw:ome during Gross VlllUtl at end of Transactions durllig: ding period

IX:scri;:ition of Assets reporting pericd reporting period (including !rust assets]

Ifuol exempt from disclosure

Place "(X)" aft.er adi asset eX-Ornpt Type (e.g. Vsl'!Je \'a:ut Type: (e.g. Date: Value Gaiu Identityof buy, .,14

redenvtkm)

from prior disclosure Monfu --Code 2 -Iet.Jmd buyer/Jl

vidend

I I lividend

{l) (2) (3)

K

K

(4)

(A-H)

(SJ

! I

!

(A·H)

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Rcporfrng Page 16of17 5115/2034WARDL'\W, KlM M

- focorre, value, trtmscati.ons (includes :hose of tire spouse a:iG depe:ident children. See pp. 34-57 offii-ing bstructions.) VIL INVESTMENTS and TRUSTS

A. I

reporting peric O:tlurrin:;; ('J au:! D?i ' S250,00fL!i-5•-10,1;ou 0 ""'sso0,co;.s;:Ji(1:::·,000 " ' $1,000,00l-S5.JOJ,GJ::· P2 = SS,ffiXl,001-S'.15,0Jt:Of;J

P} = :i,:;:.ooo,cot.1s. \'31ue; ;1/;;;,-K,c C:nd s Q •- _l,_f.;J:'llis;i'. h -,, 0>:'. ;1- ee.· !-.s:a1e Cm,y; $ AS eo ..

· FINANCIAL DISCLOSURE REPO.RT Name cf Pe™>n Reporting Date of Report

511512004WARDLAW, KIMM

V1II. ADDffiONAL INFORMATION OR EXPLANATIONS c1ndicare;snorRepoa)

Date (a_.-/l/--CJ 'f

FINANCIAL DISCLOSURE REPORT Narr.e or Person Reporting

W AfIDLA W, KIM !J

Date of Report

5/15/2004

IX. CERTIFICATION.

I certify that all ir.formation given above (including infonn.ation pertaining to my spou.se and minor or dependent children, if any) is accurate, true, and complete to the best of my knov,1edge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and-honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 5()1 et. seq., 5 U.S.C. § 7353, and Judic:iJll Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFt:LL Y FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 1()4)

FILING INSTRUCTIONS

Mail signed original and 3 additio:JJ1! copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbu.s Circle, N.E.

Washington, D .C. 20544