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Page 1: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Particle Size Analysisin the Pharmaceutical Industry

Mark Bumiller

Page 2: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Outline

Why is particle size important?Relationship between particle size and dissolution, absorption and content uniformity

Do I need to set a specification?Recent recommendations from PQRIParticle sizing techniques

Microscopy/image analysis, dynamic light scattering, laser diffraction, acoustic attenuation

– ISO standards & USP <429>

Page 3: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Monitor Particle Processes

Milling/size reductionMixing/blendingSeparationFiltrationGranulationHomogenizationCrystallization

Narrow particle size distributions minimize segregation problems during mixing – more homogeneous distribution of components in final product

Page 4: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Particle Size and Dissolution

David R. Friend, PhD; Gregory E. Parry, PhD; T. Francis, PhD; Gary Kupperblatt, PhD; Suggy S. Chrai, PhD; and Gerald Slack,Mathematical Modeling of a Novel Controlled-Release Dosage FormDrug Delivery Technology,

XS is the mass of solid drug (mg),t is time (minutes), D is the drug diffusivity (cm2/min), X0 is the initial drug mass (mg), r is the drug density (mg/mL), h is the diffusion layer thickness (cm), r0 is the initial particle radius (cm),CS is the drug solubility (mg/mL), Xd is the mass of dissolved drug (mg), V is the volume of dissolution media (mL).

Page 5: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Content Uniformity

good good good bad

Page 6: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Tablets SuspensionsSize of active ingredient effects content uniformitySize influences tablet hardnessSize and shape effects packingSize and shape effect powder flow

Dissolution and absorptionContent uniformityAbility to stay in suspensionFeel in mouth

Page 7: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Excipients

Particle size and physical characteristics critical in selection and performance

Page 8: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Not Just Theoretical

Included in the January FDA-483 report were observations alleging that the product quality review methods for unnamed drug delivery and particle size "were inadequate in that the methods exhibit various unidentified extraneous peaks."

PRODUCTUnnamed Drug Inhalation Aerosol with mouthpiece, Net Contents 14g (10 ml), Metered Dose Inhaler, 200 metered doses. Recall # D-840-2007CODELot Numbers: 050912W, expiration date Dec 07 and lot # 060359W, expiration date Jun 08.RECALLING FIRM/MANUFACTURERRecalling Firm: Unnamed Company, letter dated May 14, 2007. Manufacturer: Unnamed Company. Firm initiated recall is ongoing. REASON Product failed particle size distribution analysis during stability.VOLUME OF PRODUCT IN COMMERCE137,491 canisters

Page 9: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Need a Specification? Decision Tree 3

Page 10: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Preclinical and Phase I*

Scheme for outlining particle evaluation for preclinical studies.

Decision tree outlining particle evaluation for Phase I clinical studies*PQRI Recommendations on Particle-Size Analysis of Drug Substances Used in Oral Dosage FormsJOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 96, NO. 6, JUNE 2007

Page 11: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Phase II

Scheme for outlining particle evaluation for Phase III clinical studies

Page 12: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

PQRI Recommendations: Techniques

PQRI Recommendations on Particle-Size Analysis of Drug Substances Used in Oral Dosage FormsJOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 96, NO. 6, JUNE 2007

Page 13: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Microscopy in the Pharm Industry

Microscopy used for many years– USP <776> “Optical Microscopy”

USP <788> for parenterals– Light obscuration or microscope

Home made, components since 1985Automated image analysis since ~1995New generations vastly superior

– Computer speed, cameras, software

Page 14: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

USP <776> TermsAcicular— Slender, needle-like particle of similar width and thickness. Columnar— Long, thin particle with a width and thickness that are greater than those of an acicular particle. Flake— Thin, flat particle of similar length and width. Plate— Flat particles of similar length and width but with greater thickness than flakes. Lath— Long, thin, and blade-like particle. Equant— Particles of similar length, width, and thickness; both cubical and spherical particles are included.

Page 15: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Don’t use words to describe particle shape Quantify morphology through image analysis

Dynamic:particles flow past camera

Static:particles fixed on slide,stage moves slide

Two Approaches

Page 16: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Multi-particulates, Dynamic IA

Inert CoreDrug + BinderPolymer CoatingDrug release

Sugar Sphere Plus Drug Layer Plus Polymer Layer

Ghost After Dissolution,

Expansion Noticeable

Sugar Sphere Plus Drug Layer

Sugar Sphere

Heinicke et al., Pharm Dev Tech, 10, 85, 2005 G. Heinicke©

Page 17: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Drug Layering*13%Weight gain

15%Weight gain

Sphericity = 0.96

G. Heinicke©

*Heinicke et al., Pharm Dev Tech, 10, 85, 2005

Page 18: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Drug Layering*

Heinicke et al., Pharm Dev Tech, 10, 85, 2005G. Heinicke©

Page 19: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Pharmaceutical ApplicationsSugar Spheres Globules

Coating thickness

20% < 0.98 Roundness1% < 0.98 Roundness

Page 20: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Static Image Analysis: PSA300

•Release vacuum•No point of impact•Software controlled•Break up agglomerates•Don’t break fragile particles•Even distribution on slide

undispersed dispersed

Page 21: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Image Processing

Erosion: remove

Dilation: add

Closing: bothsmaller valleysfilled

Delineation:increasecontrast at edges

Tool box to improve imagesbefore assigning size &shape values

Page 22: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Image Processing

Multi-layer grab

Contrast Thresholding

Convex hull

Page 23: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Fiber Separation

Acilcular SeparationEach fiber has its own bitplaneActually measure longestdiameter

Page 24: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Screen Excipients: Magnesium Stearate

Page 25: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Active Ingredients

150.050.020.010.05.02.01.00.3CircDiam (µm)

0.0

5.0

10.0

15.0

20.0

25.0

Sph

Vol (

%)

0

20

40

60

80

100

Cum

ulat

ive (%

)

StatisticsMinimum: 0.3 µmMaximum: 117.7 µmD[4,3] 52.3 µmStd Dev.: 34.6 µmSum: 553229657.7 µmCount: 11208Under: 0Over: 0Accepted: 100.0 %Field Count: 400Field Area: 183702.5 µm²Total Area: 73480997.2 µm²D10: 15.9 µmD50: 40.1 µmD90: 100.0 µm

1.00.50.20.10.1 0.0Roundness

0

5

10

15

20

25

Cou

nt (%

)

0

20

40

60

80

100

Cum

ulat

ive (%

)

Mean 0.6Std Dev 0.2Count 11208Field Count 400

20.010.05.02.01.0AspRatio

0

5

10

15

20

25C

ount

(%)

0

20

40

60

80

100

Cum

ulat

ive (%

)

Mean 1.9Std Dev 1.0Min 1.0Max 17.6Count 11208Field Count 400

Page 26: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Static IA: Method Validation

*Bell, Dennis, Hendriksen, North, Sherwood, Position Paper on Particle Sizing: Sample Preparation, Method Validation and Data Presentation, Pharmaceutical Technology Europe, November 1999

RecommendationsOf the possible validation headings discussed above, the following items are considered significant and should be included in a particle sizing validation report:• the procedure (or reference to it)• precision• range (suitability assessment including microscopic comparison)• robustness.

Page 27: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Contamination: Image Analysis

Page 28: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Submicron by PCS: Brownian motion: 1 nm – 1 µm

Particles in suspension undergo Brownianmotion due to bombardment by solventmolecules in random thermal motion.

Nanoparticles attachedto red blood cells

Page 29: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.Explore the Future Seminar Series 2009 Horiba Particle Characterization

Dynamic Light Scattering: 1 nm – 1 µm

Particles in suspension undergo Brownian motion due to solventmolecule bombardment in random thermal motion.

• Brownian Motion– Random– Related to Size– Related to viscosity– Related to temperature

Page 30: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.Explore the Future Seminar Series 2009 Horiba Particle Characterization

Diffusion

Particle is randomly diffusingLarger particles will diffuse more slowlyLarger particles have more Inertia

Scatter light off this diffusing particleMeasure the Frequency Shift of the signal

Laser

Dete

ctor

Frequency Shifted Signal

Page 31: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.Explore the Future Seminar Series 2009 Horiba Particle Characterization

Stokes-Einstein

Dynamic Light Scattering

Measured frequency-intensity distribution (power spectrum)

Power spectrum takes form of Lorentz distribution, whose half-value width can be expressed as 2Dq²

All parameters in the half-width are known or measured

The Diffusion Coefficient D is related to the Particle Size

Frequency Shifted Signal

Frequency-IntensityDistribution

Iterative Calculation

Page 32: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.Explore the Future Seminar Series 2009 Horiba Particle Characterization

Liposomes

Liposomes to target tumor growthSize is critical to how the liposome

Encapsulates proteinFunctions within bodyRemains stable over timeDelivers the protein

Page 33: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.Explore the Future Seminar Series 2009 Horiba Particle Characterization

2mg/mL filtered BSA

BSA- well characterized protein DLS – Can be used to determine the aggregation state of the protein

Page 34: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.Explore the Future Seminar Series 2009 Horiba Particle Characterization

Protein Aggregation Time Study*

Unstabilized 10mg/ml lysozyme at pH 2

*Lisa Cole and Ben Burnett at the Florida Institute of Technology

Page 35: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.Explore the Future Seminar Series 2009 Horiba Particle Characterization

Time EvolutionStability is influenced by:

TemperatureProtein concentrationpHIonic strength

Aggregation is influenced by:Freezing Exposure to airInteractions with metal surfaces

Page 36: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

ADVANTAGES:Can accommodate high sample concentrationsNo need to consider complex optical properties

Acoustic Spectroscopy

ApplicationsEmulsions & suspensionsDispersion stability with zeta potential

DetectorSignalsource

Signal output

Pulsed electric field applied to sampleParticles vibrateSound waves converted to

size

Page 37: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Dispersion Stability

10 -2 10 -1 10 0 10 1

Diameter [um]

85nm suspension

aggregates at IEP

Page 38: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Laser DiffractionParticle size 0.01 – 3000 µm

•Converts scattered light to particle size distribution

•Quick, repeatable•Most common technique•Suspensions or powders

Page 39: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Low End Sensitivity

30, 40, 50, 70 nm latex standards

Page 40: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Low End SensitivitySensitivity: small particle detection30 nm silica 40 nm latex

Page 41: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Low End Sensitivity: CosmeticsSome (unfounded?) concernswith particles <100nmLA-950 good at determining sub 100nm particlesSoftware set to display % underany given sizeData shown left is for skin creamand TiO2 suspensionOther systems capable of thesemeasurements:

-DT-1201 acoustic spectrometer-LB-550 DLS system

Page 42: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Small Sample Volume (MiniFlow)

Colloidal Silica (weak scatterer)Median (D50): 35 nmSample Amount: 132 mg

Magnesium StearateMedian (D50): 9.33 μmSample Amount: 0.165 mg

Bio-degradable PolymerMedian (D50): 114 μmSample Amount: 1.29 mg

Page 43: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Reproducibility: Dry Powder Feeder

Direct flow ofpowder down tocell rather thanturn 90o, thenaround plastic tube

Page 44: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Reproducibility: Dry Powder Feeder

Automatic control of sample feed rateLA-950 monitors amount of sample supplied by the vibratory feeder. Automatic feed back control keeps constant mass flow rate of powder during measurementThis is CRITICAL

– More reproducible, robust– No ghost peaks– No cutting off results

Page 45: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

USP<429> Software

ISO13320-1-1999 “Particle size analysis — Laser diffraction methods — Part 1: General principlesEP 2.9.31 “Laser Diffraction Measurement of Particle Size”; Lead for this monographAppearance in Pharmacopeial Forum 28, Number 3 2002Now in USP 28, NF25

– in Stage 4 of the harmonization process with the EP and the JP

Page 46: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

USP<429> Software

USP <429>: ReplicatesMay call this reproducibility

At least three different representative samples from the same batch

CV < 10% at median d 50CV < 15% at d10 & d 90

Can double when below 10 µm

Page 47: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

COV Calculations

Page 48: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Qualification: Accuracy and Repeatability

Three independent measurements, calculate meanX50 <3% “certified range of values”X10 & X90 < 5% “certified range of values”Also check repeatabilityCOV X50 < 3%COV X10 & X90 < 5%

Page 49: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Accuracy Calculations

Page 50: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

ISO 13320

ISO 13320 has samerequirements

Just different specs

EVERY user shouldUse these features

Page 51: Particle Size Analysis in the Pharmaceutical Industry · 2010-02-17 · Size and shape effects packing ... Explore the Future Seminar Series 2009 Horiba Particle Characterization

© 2007 HORIBA, Ltd. All rights reserved.

Conclusions

Particle size and shape are critical physical characteristics for pharmaceutical powders & suspensionsLaser diffraction most popular technique

USP<429> may drive method developmentImage analysis becoming more popular

PQRI recommendations suggest useAcoustic spectroscopy w/zeta potential useful in formulation