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1 Pedagogic discourse: contexts of schooling 1 J R Martin & David Rose In N Nørgaard [Ed.] RASK International journal of language and communication, Special volume in honour of Carl Bache, 2013, 1-46 Abstract In pursuit of democratising education outcomes, this paper analyses contexts of schooling from the perspectives of two powerful models of social context: the model of text-in- context developed within systemic functional linguistic theory (SFL), and the model of pedagogic contexts developed in the sociological theory of Basil Bernstein (1975, 1990, 2000). In the first section, a model of social context as levels of meaning, including both genre and register, is outlined and argued for, and then applied to analysing varieties of ‘knowledge genres’ written in the school. In the second section, Bernstein’s model of pedagogic discourse is re-configured in terms of register and genre theory, to describe the contexts of classroom learning as ‘curriculum genres’, through which knowledge is acquired in the school. This model is then applied to analysing varieties of classroom discourse, to reveal the enactment of authority and identities in the pedagogic relations of the classroom. Introduction Building on Halliday’s view of linguistics as an ideologically committed form of social action, a major goal of language research in the Sydney School (Hyon 1996, Johns 2002, Martin 2000, Rose 2008, 2011, Rose & Martin 2012) has been to analyse and redesign the pedagogic contexts through which school knowledge is acquired and evaluated. The research has drawn on two complex theories of social context, including the model of text- in-context developed within systemic functional linguistic theory (SFL), and the model of pedagogic contexts developed in the sociological theory of Basil Bernstein (1975, 1990, 2000). The Sydney School model stratifies social context as register, including fields of activity, tenor of social relations, and mode of semiosis, woven together at the level of genre, defined as ‘goal-oriented social process’ (Martin 1992, 2001, Martin & Rose 2008). Bernstein’s model stratifies pedagogic contexts in terms of production, recontextualisation and reproduction of knowledge. On one hand, the Sydney School research has applied the model of text-in-context to describe the systems of ‘knowledge genres’ that students are expected to read and write in school. On the other, it has adapted Bernstein’s theory of pedagogic discourse to describe the ‘curriculum genres’ (Christie 2002) through which control of the written genres of schooling are acquired and evaluated. 1 An early draft of this paper was radically revised as Rose & Martin in press; only the first five paragraphs of the early draft survived the revision and have been repeated, very slightly adjusted, here.

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Page 1: Pedagogic discourse-contexts of schooling - Reading to Learn · 2016-01-05 · 2 This chapter begins by outlining the model of language and context that has evolved in SFL theory,

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Pedagogic discourse: contexts of schooling1 JRMartin&DavidRose

InNNørgaard[Ed.]RASKInternationaljournaloflanguageandcommunication,SpecialvolumeinhonourofCarlBache,2013,1-46

Abstract

Inpursuitofdemocratisingeducationoutcomes,thispaperanalysescontextsofschoolingfromtheperspectivesoftwopowerfulmodelsofsocialcontext:themodeloftext-in-contextdevelopedwithinsystemicfunctionallinguistictheory(SFL),andthemodelofpedagogiccontextsdevelopedinthesociologicaltheoryofBasilBernstein(1975,1990,2000).Inthefirstsection,amodelofsocialcontextaslevelsofmeaning,includingbothgenreandregister,isoutlinedandarguedfor,andthenappliedtoanalysingvarietiesof‘knowledgegenres’writtenintheschool.Inthesecondsection,Bernstein’smodelofpedagogicdiscourseisre-configuredintermsofregisterandgenretheory,todescribethecontextsofclassroomlearningas‘curriculumgenres’,throughwhichknowledgeisacquiredintheschool.Thismodelisthenappliedtoanalysingvarietiesofclassroomdiscourse,torevealtheenactmentofauthorityandidentitiesinthepedagogicrelationsoftheclassroom.

Introduction

BuildingonHalliday’sviewoflinguisticsasanideologicallycommittedformofsocialaction,amajorgoaloflanguageresearchintheSydneySchool(Hyon1996,Johns2002,Martin2000,Rose2008,2011,Rose&Martin2012)hasbeentoanalyseandredesignthepedagogiccontextsthroughwhichschoolknowledgeisacquiredandevaluated.Theresearchhasdrawnontwocomplextheoriesofsocialcontext,includingthemodeloftext-in-contextdevelopedwithinsystemicfunctionallinguistictheory(SFL),andthemodelofpedagogiccontextsdevelopedinthesociologicaltheoryofBasilBernstein(1975,1990,2000).TheSydneySchoolmodelstratifiessocialcontextasregister,includingfieldsofactivity,tenorofsocialrelations,andmodeofsemiosis,woventogetheratthelevelofgenre,definedas‘goal-orientedsocialprocess’(Martin1992,2001,Martin&Rose2008).Bernstein’smodelstratifiespedagogiccontextsintermsofproduction,recontextualisationandreproductionofknowledge.Ononehand,theSydneySchoolresearchhasappliedthemodeloftext-in-contexttodescribethesystemsof‘knowledgegenres’thatstudentsareexpectedtoreadandwriteinschool.Ontheother,ithasadaptedBernstein’stheoryofpedagogicdiscoursetodescribethe‘curriculumgenres’(Christie2002)throughwhichcontrolofthewrittengenresofschoolingareacquiredandevaluated.

1AnearlydraftofthispaperwasradicallyrevisedasRose&Martininpress;onlythefirstfiveparagraphsoftheearlydraftsurvivedtherevisionandhavebeenrepeated,veryslightlyadjusted,here.

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ThischapterbeginsbyoutliningthemodeloflanguageandcontextthathasevolvedinSFLtheory,andappliesthismodeltoanalysingsomeofthetextsthatstudentswriteinschool.ItthenintroducesBernstein’smodelofpedagogicdiscourseandarticulatesitwiththeSFLmodelofgenreandregister.Thisderivedmodelisappliedtoanalysingcurriculumgenres,attheleveloftheirgenericstructuringandtheclassroomexchangesthatrealisethem.Theanalysisisappliedtoredesigningcurriculumgenres,toenhancetheirpotentialforenablingallstudentstoachievesuccess.Thearticulatedmodelofpedagogicdiscourseisasignificantdevelopmentinthefield,thatoffersresearchersnewtoolsforinterpretingpedagogiccontexts.

ModellingcontextinSFL

Halliday(inMartin2013:215)rehearsesthequestion‘Canweactuallymodelandrepresentandinterpretcontextwithintheframeworkofwhatisgenerallyinvolvedasatheoryoflanguage?’,notingthathisteacherFirththoughtyoucouldandthathethinkssotoo,‘ifonlybecauseit'sthebestchanceyou’vegot.’HisremarksreflectthelongstandingconcerninFirthianandneo-Firthianlinguisticswithmodellingcontextasalevelofmeaning(Monaghan1979).AsFirthcomments(1968:200-201),‘Themeaningoftextsisdealtwithbyadispersalofanalysisatmutuallycongruentseriesoflevels,beginningwithcontextsofsituationandproceedingthroughcollocation,syntax(includingcolligation)tophonologyandphonetics…’.Halliday,moreinfluencedbyHjelmslev(1961)andWSAllenthanFirthinthisregard,hadmodelledthisdispersalasarealizationhierarchysuchasthatoutlinedinFig.1,withphonologyrealizinglexicogrammar,lexicogrammarrealizingsemantics,andsemanticsrealizingcontext.ThisprivilegescontextasastratumofmeaninginHalliday’smodel(akintoHjelmslev’sconnotativesemiotics),realizedthroughpatternsoflanguagechoice(e.g.Halliday2005).

Fig.1:Contextasastratumofmeaning

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Halliday’slinguisticperspectiveoncontext,inwhichlanguageconstrues,isconstruedbyandovertimereconstruesandisreconstruedbycontext,canbetermedsupervenient.Itcontrastswiththecircumvenientperspectivewherebylanguageisconceivedasembeddedincontext,wherecontextistreatedasextra-linguisticandnotitselfmodelledinlinguistictermsasasystemofmeaning.ThetwoperspectivesareoutlinedinFig.2,usingco-tangentialcirclesforthesupervenientperspectiveandconcentriccirclesforthecircumvenientone.2

Fig.2:Supervenienceandcircumvenience

Martin(e.g.1985,1992)furtherdevelopsthesupervenientperspective,suggestingthatHalliday’sstratumofcontextneedsitselftobestratifiedintotwolevelswhichhecallsregisterandgenre(Fig.3below).IndoingsoMartinisproposingamodelinwhichcontextcanbemappedasasystemofgenres(Christie&Martin1997,Martin&Rose2008),realisingthroughfield,tenorandmodesystems(collectivelyreferredtoasregister).OneofhisreasonsforstratifyingcontextasgenreandregisteristofosterHalliday’sproposals(e.g.1978)forusingintrinsicfunctionality(ideational,interpersonalandtextualmeaningwithinlanguage)tomapextrinsicfunctionality(field,tenorandmoderespectively)asdimensionsofcontext(Martin2001),withouthavingtoincorporateconsiderationsofgenrethatmuddythewaters(forargumentationseeMartin1999,2001).AlsosignificantisMartin’srecontextualisationofHalliday’ssemantics(cf.Fig1)asdiscoursesemantics(e.g.Martin1992,Martin&Rose2003),bywayofemphasisingthatregisterandgenrearerealisedthroughmeaningrelationsintextwhichregularlyextendbeyondtheclause.Contextisnotinotherwordsapatternoflexicogrammaticalpatterns,butapatternofpatternoflexicogrammaticalpatterns–thebasicunitofanalysisincontextuallinguisticshastobetext,notclause.

2WeareindebtedtoChrisCleirighforthisterminology(whichhenolongerdeploys);wearenotusingthetermsinquitethewayheoriginallyintended.

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Fig.3:Martin’ssupervenientmodeloflanguageandsocialcontext

Martin’ssupervenientmodeldiffersfromthatdeployedbyHalliday,Hasan,Matthiessenandothersinthatitstratifiescontextasregisterandgenre,ratherthanworkingwithasinglestratumcalledcontext.AsexploredinMartin1992,1999,2001perhapsthecrucialissueherehastodowithhowrelationsamonggenresaremodelled.InMartin’smodeltherecurrentconfigurationsoffield,tenorandmodevariablesconstitutinggenrearerelatedtooneanotheratthelevelofgenre–ashighlevelsystemsofmeaning.Theserecurrentconfigurationsofmeaningarethenfactoredintoideational,interpersonalandtextualperspectivesatthelevelofregisterasfield,tenorandmoderespectively.Insinglestratummodelsontheotherhandrelationsamongtheserecurrentconfigurationsofmeaningareeitherignoredoraredevelopedwithinonecontextualvariableoranother.Forexample,Hasan1985derivesobligatoryelementsofgenrestructurefromfield,therebyarguingthatrelationsamonggenresareprimarilyamatteroffield.SimilarlyMatthiessen(e.g.Matthiessenetal.2008)mapsrelationsamongthesocialprocessesmodelledbyMartinatthelevelofgenreasamatteroffield.

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IfHasanandMatthiessenarefollowingHallidayasfarastherelationofintrinsictoextrinsicfunctionalityisconcerned,thenwhattheyaresuggestingisthatgenresareprimarilyrelatedtooneanotherthroughideationalmeaning.Martinarguesontheotherhandthatgenresarerealisedthrougharecurrentmappingofideational,interpersonalandtextualmeaningontooneanother,unfoldingthroughrecurrentstages3indiscourse.Hismodeldoesnotprivilegeideationalrelationsasfarasgenrerelationsareconcerned.Asnotedabove,thismakesHalliday’ssuggestionthatfieldisbyandlargeconstruedideationallyfarmoreplausiblethanwouldbethecaseifgenrerelationswereamatteroffield.Decadesofworkonstorygenresforexamplehasfocussedontheinteractionofideationalandinterpersonalmeaningasfarasthepointofastorygenreisconcerned(e.g.Labov&Waletzky1967,Martin&Plum1997,Martin&Rose2008).Hasan(e.g.1999:294onnarrating)andMatthiessen(e.g.Matthiessenetal.2008:191onrecreating)exploretheserelationswithinthecontextvariablefield,placingthemselvesinthepositionofeitherhavingtoarguethatrelationsamongtherelevantgenresrelationsaremainlyideational,orthatHalliday’scorrelationoffieldwithideationalmeaningcannotbesustained.4

Themajorchallengeforsupervenientmodellingofthiskindismultimodality,sincegenresaretypicallyrealisedintextsthatinvolvemorethanonesemioticsystem(Bateman2008).ConsequentlySFLresearch,inspiredbyKress&vanLeeuwen1996andO’Toole1994,haspushedhardatthefrontiersofwhatcanbemodelledassystemsofsigns,usingarangeoftheoreticaltools–axis,metafunctionandrankinparticular(forasynopsisoftheseparametersseeMatthiessen&Halliday2009).AlongsideKress&VanLeeuwen’sandO’Toole’slandmarkstudiesofimage,sculptureandarchitecture,systemicfunctionalsemioticshasalsogainedapurchaseonmusic(e.g.vanLeeuwen1999),space(e.g.Stenglin2009),gesture(Hood2011),picturebooks(Painteretal2012),film(Baldry&Thibault2006),Bateman2007),webpages(Martinec&vanLeeuwen2009)andaction(Martinec1998,2000,2001).Martinec2005reviewsthesedevelopments;forsurveysofrecentworkseeDreyfusetal.2011,O’Halloran2004,O’Halloran&Smith2011,Royce&Bowcher2007andVentola&Guijarro2009.Bateman(2005,2009)andMartin(2011)offercriticalreviewsofthetheoreticalassumptionsunderlyingsomeofthiswork;Martin2010proposesdevelopinginstantiationtheoryindirectionsthatwillfacilitatethemodellingofinteractionamongmodalitiesastheyconstrue,enactandcomposegenres.

Acrudemapofwhatisatstakehere,fromtheperspectiveofrealisation,isofferedasFig.4,whichpositionscontextualsystems(i.e.genreandregister)asrealisedthoughlanguageandothersemioticsystems.Forallitslimitationsasfarasinstantiationisconcerned,Fig.4reinforcesthesupervenienceperspectiveoncontextoutlinedabove.Superveniencemeansthatcontextisbeingmodelledasexhaustivelyaspossibleasconfigurationsofmeaning,avoidingasfaraspossibletheneedtoconsiderrelationsbetweensemiosisandcontextual3TheimportanceofstagingasfarasmappinggenrerelationsisconcernediscentralforbothHasan(e.g.1977,1979,1984,1985)andMartin(1985,2002,Martin&Rose2008).ForMartinstagingcanbeusefullyexploredfromtheperspectivesofparticulate,prosodicandperiodicstructure(e.g.Martin1994,1995,1996).4TreatinggenrerelationsasamatteroffieldalsoraisesquestionsabouthowdisciplinarityismodeledinSFL,whichwillnotbepursuedhere.ForworkonfieldinrelationtoknowledgestructureseeChristie&Martin2007,Christie&Maton2011.

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variablesmodelledinotherterms.Thisistoadoptaradicalsocialsemioticperspectiveoncontext,conceivingitinlinguistictermsassystemsofmeaning.Ultimatelythisispushingtowardsamodelofmeaningandmatterinwhichsocialsemioticiansworkonaninterdisciplinarybasiswithneurobiologistsasfarastheembodimentoflanguageandsemiosisinbrainsisconcerned,bypassingasfaraspossiblephilosophicalandpsychologicalaccountsofconceptsandcognitionintheirvariouscharacterisationsofmind(fordiscussionofthisbypassstrategyinrelationtoEdelman’sworkseeHalliday1994).

Fig.4:Themultimodalrealisationofgenre

Analysingtextincontext–studentwriting

Contextualsemioticsasjustoutlinedcanbeusedineducationalarenastoexploreboththeknowledgegenresthatstudentsreadandwritealongsidethecurriculumgenresthroughwhichtheylearntoreadandwrite.Inthissectionwe’lldeploythemodeltoexploresomestudentwritingfromprimaryschool,andturnourattentiontoclassroompracticeinthefollowingsection.Webeginwithanexpositionarguingaboutacommunityissue,andthenturntoareportandexplanationaboutascientificphenomenon.

Conal,thenage8inYear3,wrotethefollowingtextastheoutcomeoftheindependentconstructionstageofagenre-basedliteracyprogramteaching/learningcycle(Rose&Martin2012,Chapter2).Hispunctuationandspellingisreproducedbelow;theissueaddressedwasprovidedbyhisteacher.

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[1]ShouldweeatoutatMcDonaldsregularly?IthinkweshouldenteatatMcDonaldsItisnothealthybecause,ithasaloteoffatinit.Andyoushouldeeatathomebecauseyoucouldofmadeithealthy.McDonaldshaslotsofpigsfatintheirice-cream.ItisoktoeatMcDonaldsaccationallybutitisnothealthytoeattherealote.

Asfarasideationalmeaningisconcerned,thetextdealswithstudents’everydayunderstandingoftheirworld–whethertoeatathomeoratMcDonaldsfastfoodrestaurantinparticular:

Actor Process Goal Locationstudents eat atMcDonaldsstudents eat athomeyou(family) make food athome

Thespecialisedknowledgeinthetext,learnedatschool,hastodowiththecompositionofMcDonalds’food–theamountoffatingeneral,andtheamountofpigsfatintheicecream:

Carrier Process Attribute LocationMcDonalds’food have aloteoffat init(McDonalds’food)McDonalds have lotsofpigsfat intheirice-cream

Thefieldthusbridgesacrosseverydayandschooledexperience(acrosshorizontalandverticaldiscourseinBernstein’sterms(Bernstein1996/2000).

Interpersonally,theargumentforegroundspersonalopinion(Martin&White2005)–whatConalthinksandwhatheproposespeopleshouldorshouldn’tandcoulddo:

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IthinkShouldweeatoutatMcDonaldsregularlyweshouldenteatatMcDonaldsAndyoushouldeeatathomebecauseyoucouldofmadeithealthy.HowoftenpeopleshouldeatatMcDonaldsisgradedalongascaleofhightolow:ShouldweeatoutatMcDonaldsregularly?ItisoktoeatMcDonaldsaccationallybutitisnothealthytoeattherealote.ButtheamountoffatinMcDonalds’foodisscaledashigh:because,ithasaloteoffatinit.McDonaldshaslotsofpigsfatintheirice-cream.Asfarasattitudeisconcerned,ConalappreciatesMcDonald’sfoodasunhealthy,comparedtofoodmadeathome,butlegitimatesanoccasionalfastfoodmealasacceptable:Itisnothealthyyoucouldofmadeithealthybutitisnothealthytoeattherealote.ItisoktoeatMcDonaldsaccationally

ThetenorthusnegotiatedpositionsConalassomeonearguingpersonallywithpeers,usingtherangeofinterpersonalresources(i.e.implicitlysubjectiveandobjectivemodalitiesofobligationandusuality,gradedquantity,polarityandattitude)heshareswithfellowstudents.

Textually,ConalbeginswithunmarkedtopicalThemesreferringtostudentsandMcDonaldsrestaurants,andcomplementstheseorientationstohissubjectmatterwithNewsaboutstudenteatinghabitsandthequalityandcompositionofMcDonalds’food.Hislasttwoclausesusethemepredicationtoforegroundattitude(ok,nothealthy)asThemeandNews,therebyhighlightinghisconsideredopinion.

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TopicalTheme (extended)Newwe (eatoutatMcDonalds)regularlyI thinkwe (eat)atMcDonaldsIt[=McDonald’sfood] healthyit[=McDonald’sfood] (has)aloteoffatyou (eat)athomeyou (madeit)healthyMcDonalds (lotsofpigsfat)intheirice-creamok (toeatatMcDonalds)accationally(not)healthy (toeatthere)alote

Asfarashigherlevelperiodicityisconcerned,thetitleoftheexpositioncanbetakenasmacro-Theme,Conal’sinitialrecommendationthatweshouldn’teatatMcDonaldsashyper-ThemeandhiscompromisesuggestionsthateatingthereoccasionallyisOKashyper-New.Hisrhetoricalsandwich,reflectiveasitisofplannedediteddiscourseinwrittenmodeisoutlinedbelow.

macro-ThemeShouldweeatoutatMcDonaldsregularly?hyper-ThemeIthinkweshouldenteatatMcDonaldsItisnothealthybecause,ithasaloteoffatinit.Andyoushouldeeatathomebecauseyoucouldofmadeithealthy.McDonaldshaslotsofpigsfatintheirice-cream.hyper-NewItisoktoeatMcDonaldsaccationallybutitisnothealthytoeattherealote.

Fromtheperspectiveofgenre,thesepatternsofideational,interpersonalandtextualmeaningarephasedontooneanotherinstagesastheyconstruethefield,enactthetenorandcomposethemodeofConal’sexposition.Theactualscaffoldingdeployedinhisclassforthestagingofthegenreisprovidedbelow,beginningwithnameofthetexttypeinquestion(Exposition)andcontinuingwiththestagesofConal’stext(Statement,numberedArgumentsandConclusion).

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ExpositionShouldweeatoutatMcDonaldsregularly?StatementIthinkweshouldenteatatMcDonaldsArguments1.Itisnothealthybecause,ithasaloteoffatinit.2.Andyoushouldeeatathomebecauseyoucouldofmadeithealthy.3.McDonaldshaslotsofpigsfatintheirice-cream.ConclusionItisoktoeatMcDonaldsaccationallybutitisnothealthytoeattherealote.

Fromatheoreticalperspective,genrethusaccountsforthefield,modeandtenorcombinationsacultureallowsandthestagingthatmapsonevariableintoanother.AsFig.5outlines,itthusaffordsanintegratingmonocularperspectiveonHalliday’strinocularmetafunctional(ideational,interpersonal,textual)worldview.Thestratifiedmodelofcontextenablesustomaptogetherwhatintrinsicfunctionalityhaspulledapart.

Fig.5:Genreasapatternoffield,modeandtenorpatternsrealisedthroughlanguage

Theteacher’spromptintext1above(ShouldweeatoutatMcDonaldsregularly?),infactpositionsConal’stextasaresponse–therebyrecontextualisinghisexpositionproperasaninstanceofpedagogicdiscourse.ThismeansthatBernstein’s(e.g.1975)notionsofregulativeandinstructionaldiscoursearebothatplay.Inthenextsectionwere-interprethisconceptionofpedagogicdiscoursefromtheperspectiveofthemodelofcontextbeingintroducedhere.AtthispointwesimplynotethattwoinstructionaldiscoursesareatplayinConal’stext,onehavingtodowitheatingatMcDonald’s(foodcompositionandquality)andtheotherwiththelinguisticallygroundedtheoryofgenre(texttypes,stagesandlinguisticfeatures)informingConal’sapprenticeshipintowrittendiscourse.Martin1999referstotheformerofthesesimplyasinstructionaldiscourse(ID)andthelatterassocialsemioticinstructionaldiscourse(SSID).AsnotedabovetheinstructionaldiscourseinConal’s

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expositioninvolvesonlyalittleuncommonsense(i.e.thefatinMcDonald’sfood).Intexttwoontheotherhand,areportonvolcanoes,muchmoreverticaldiscourseisatplay.Thistextwasalsowritteninyear3,whenConal’sbrotherHamishwas8yearsold.Aswecansee,Hamish’steacherexplicitlyinviteshimtodisplayhisknowledgeoftechnicaltermsencodinggeologicalknowledgeaboutvolcanoes.

[2]WhatisaVolcano?Inpairswriteyourowndefinition.Youmightliketousesomeofthesewords:openings,

surface,earth,gas,hot,moltenrock,magma,escapelandseafloor,lava,cools,hardens,ash,cinders,pile,vent,cone.

AvolcanoisanopeningintheEarth’scrustwerelavaashandhotgassesdevelopandeventuallyshootout.Butnotallvolcanoesareactiveallthetimemostofthevolcanosintheworldaredormantwhichmeansinactive.Notallvolcanoesareonlandmanyvolcanoesareundertheseaandbeliveitornotmanyvolcanoesundertheseaeruptallthetime.Whenavolcanoeruptsundertheseathelavahardensanditturnsintorock.InfactthatishowtheHawianislandsweremadeandthatwhytheresomanyvolcanoesintheHawai.ThatiswhytheHawianspraisethefiregoddessandtheythatsheisinthevolcanoesinHawaiandthatiswhypeoplepraisethevolcanoesifthey’refromHawai.

InresponseHamishbeginsbydefiningvolcanoesasanopeningintheearth’scrustwherelaveandhotgasesdevelopandeventuallyshootout.Hethendistinguishesbetweenactiveanddormantvolcanoes,notesthatvolcanoescanbefoundonlandorundertheseaandthatifenoughlavahardensintorockwhenvolcanoeseruptundertheseathenislandssuchasHawaiiareformed.Atthispointheswitchesfields,fromgeologytosocialstudies,andcommentsonthesacredstatusofvolcanoesintraditionalHawaiianreligiouspractices.

Thisreportonvolcanoescontrastswiththeexplanationintext3.ThistimeroundHamishbeginswithacomparabledefinition(invitedonceagainbytheteacher’squestion)butwhatfollowsisastep-by-stepgeologicalexplanationofhowvolcanoesareformed,notaclassificationoftypesofvolcanoandtheirculturalsignificance.Manyofthesametechnicaltermsareinvolved(volcano,Earth’scrust,hotgases,ash,rock,erupt,lava)butasthecausalandtemporalslinkersindicate(caused,although,if,when,eventually,after,then,as),ascientificimplicationsequenceisforegroundedovertaxonomyhere(Unsworth1997,Veel1997).

[3]WhatareVolcanoes?AvolcanoisanopeningintheEarthscrustcausedbyamixtureofhotgases,ashand

moltenrockgushingupandbreakingaweakspotintheearthscrust.Theearth'scrustismadeupofhugeplatesofsolidrock.Althoughtheseplatesonlymove

onetotencentimetresayear,iftheybumptogetheritcancauseearthquakesorvolcanoestoerupt.

Whentheplatesbumptogetheritpushesmagmafromthemantleintotheearthscrust.Whenit'sintheearthscrustitformsaliquidpoolofmagmacalledamagmachamber.

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Themagmachamberisfullofmovinggaseswhichmovesthemagmaaroundandeventuallypushesthemagmatothesurfaceoftheearth.Afterthishappensiteventuallymakesatunnelcalledavent.

Theventisfullofmagmaandeventuallythemagmareachesthesurface.Whenthemagmaisonthesurfaceoftheearthitisthencalledlava.

Thecanflowoutlikeastreamorexplodeoutwithash,smokeandhardbitsoflava.Asthelavakeepsmovingitcollsandhardensintosolidrock.

Asthehardenedlavaandashupitformsintoaconeshape.Thisconecanbuildupaftermanyeruptionsandmakeavolcanicmountain.

Volcanicmountainsusuallyhaveaverywideholeinthetop.Thisholeiscalledavent.

Genresareconfigurationsofmeaning,recognisablebytheirparticularconfigurations.Globallythisincludestheirstaging,suchastheStatement^Arguments^ConclusionstagesofConal’sexposition.Suchstagingrealisesthegenre’ssocialgoals,inthiscasestatingapositionandarguingforit.Differenttypesofsocialgoalsproducedifferenttypesofgenericstructuring.Forexample,explainingasequenceofcausesandeffectsproducesaserialstructure,suchasHamish’sexplanationofvolcanoformation,consistingofaseriesofsteps,distinguishedbyparagraphing.Conal’sargumentontheotherhandbeginswithapositionstatementasitsnucleus,fromwhicheachsupportingargumentradiates,inanorbitalstructure,illustratedinFig6.Similarly,Hamish’sreportbeginswithageneraldefinitionofvolcanoes,fromwhichsub-typesradiateorbitally.

Fig6:OrbitalstructureofConal’sexposition

Onestrategyformappingthegenresofacultureistogroupthemaccordingtotheirbroadsocialgoals,anddistinguishthembytheirlocalorganisation(Martin&Rose2008).Fig7presentssuchamapofgenresthatstudentsareexpectedtoreadandwriteinschool,identifiedinSydneySchoolresearch,thatwehavereferredtoas‘knowledgegenres’.Theyareclassifiedfirstlyintermsofthreegeneralfunctions:engagingreaders,informingthem,orevaluatingtextsorpointsofview.Ofcourseanytexthasmultiplepurposes;itisitsprimarysocialgoalthatgeneratestherecognisablestagingofthegenre.Forexample,wemightassumethatthefunctionofnewsstoriesistoinformreaders,butinfacttheytypicallybeginwithaLeadstagewhosefunctionistoengagereaderswiththenubofthestory,beforereviewingitfromvariousAnglesthatservetoengageaswellinform.Thisgenreisthereforegroupedwithotherstories,butdistinguishedasnon-timestructured.

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Fig7:Knowledgegenresintheschool

Teachingtextincontext–curriculumgenres

Onthefaceofit,therespectivesocialsemioticfunctionsofConal’sandHamish’sexposition,reportandexplanationweretoargueforaposition,describetypesofvolcanoes,andexplaintheirformation.Butwithinthepedagogiccontextsinwhichtheywerewritten,theyservedadifferentfunction,thatistodemonstratetheknowledgethatConalandHamishhadacquiredthroughactivitiesoftheschool.

Theseclassroomactivitieswouldhaveincludeddiscussionoffieldssuchasfastfoodconsumptionandthegeologyofvolcanoes,readingassociatedinformationtexts,andwritingnewtextswithguidancefromtheteacher.Boththefieldsdiscussedandwrittenabout,andthegenresinwhichtheywerecomposed,originatedinothercontexts,otherfieldsofsocialactivity–everydayfieldssuchaseatingoutatMcDonald’s,politicalfieldsofpublicdebate,andspecialisedfieldsofhealthsciencesandearthsciences.

Knowledgeoriginatingintheseothercontextsisrecontextualisedintheschoolaspedagogicknowledgeandpractices,withnewfunctions.Wherethegoalsofresearchinfieldssuchashealthandearthsciencesaretounderstandandmanageaspectsofthenaturalandsocial

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worlds,theirrecontextualisedfunctionsintheschoolaretoapprenticechildrenintothestructuresofschoolknowledge.Thefunctionsofchildrenwritingaboutthesefieldsincludedemonstratingtheknowledgetheyhaveacquired,sothatteacherscanevaluatetheiracquisition.

TointerpretthesepedagogiccontextsweturnnowtothesociologicaltheoryofBasilBernstein(1975,1990,2000),lookingforpotentialarticulationswiththeSFLtheoryofsocialcontextoutlinedabove.Bernsteinprovidestwocomplementaryperspectivesonpedagogiccontexts,asinstitutionalstructures,andasrulesgoverninginstitutionalpractices.Fromthestructuralperspective,hedescribeseducationsystemsasa‘pedagogicdevice’operatingatthreelevels:1)fieldsofproductionofknowledge,primarilyintheupperechelonsofacademe;2)recontextualisingfields,wherethisknowledgeistransformedforpedagogicpurposes,e.g.teachertrainingortextbookpublishing;3)fieldsofreproduction,whererecontextualisedknowledgeistransmittedandacquiredbylearners.Fromtheperspectiveofsociologicalrules,Bernsteindistinguishes1)distributiverulesregulatingthedistributionofresourcestosocialgroups,includingdiscursiveresourcesdistributedbyeducation;2)recontextualisingrulesregulatingthetransformationofknowledgeintopedagogicdiscourse;3)evaluativerulesregulatingtransmissionandacquisitionofknowledge.

Thesethreelevelsofrulesareinterrelated.Evaluationregulatesthedistributionofdifferenttypesandlevelsofeducationtodifferentgroupsofstudentsthroughtheirschoolyears,andhencetoprofessional,vocationalormanuallevelsofoccupations.Distributiverulesinturnshapetheformsinwhichknowledgeisrecontextualisedfordifferentgroupsofstudents,accordingtotheirevaluations,forexampleasdetailedscientificknowledgeforstudentsdestinedforsciencebasedoccupations,orassimplehands-onscienceactivitiesforlesssuccessfulstudents.

AllthesedimensionsofthepedagogicdevicearerealisedintheschoolaswhatBernsteintermspedagogicdiscourse,inwhichhedistinguishestwoaspects:aninstructionaldiscourse“whichcreatesspecialisedskillsandtheirrelationshiptoeachother”,andaregulativediscourse“whichcreatesorder,relationsandidentity”(2000:46).Bernsteinemphasisesthattheinstructionalisembeddedinanddominatedbytheregulative,thattheacquisitionofknowledgeisregulatedbythesocialorderandrelationsunderpinningpedagogicdiscourse.

Fromthestandpointofgenreandregistertheoryoutlinedabove,Bernstein’suseofthetermdiscoursereferstofieldsofsocialactivity,colouredbytenor.5Thuspedagogicdiscoursecanbeinterpretedintermsofpedagogicregister,includingsequencesoflearningactivities(field),pedagogicrelationsbetweenlearnersandteachers(tenor),andmodalitiesoflearning–spoken,written,visual,manual(mode).ThesethreedimensionsaresummarisedinFig8.Inthisperspective,itisthesocialrelationsenactedovertimeinpedagogicactivitiesthatcreate‘order,relationsandidentity’.

5Theterm‘discourse’isalsousedsimilarlybycriticaltheoristsanddiscourseanalystssuchasGee(e.g.2005),torefertofieldscolouredbytenor.

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Fig8:Pedagogicregister

Theinstructionaldiscoursethusincludesthefieldsofknowledge(orskills)acquiredthroughthesepedagogicactivities,relationsandmodalities.Insocialsemioticterms,fieldsofknowledgeare projectedbythepedagogicregister,astheactofsayingprojectsalocution,orthinkingprojectsideas(inHalliday’s1994/2004terms).Onthismodel,knowledgeisprojectedbyactivitiesofteachingandlearning.TherearethustwofieldsinBernstein’sinstructionaldiscourse:thefieldofpedagogicactivity,andthefieldofknowledgeprojectedbyit.Theentireconfigurationofpedagogicactivities,relations,modalitiesandprojectedknowledgeconstitutesagenrethatChristie(2002)hastermedacurriculumgenre,illustratedinFig9.

Fig9:Curriculumgenre

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AsFig9suggests,itisnotonlyknowledgethatlearnersacquirethroughpedagogicactivities,relationsandmodalities,butidentitiesaslearnersthataremoreorlesssuccessful,andmoreorlessincludedinthecommunityoflearningintheschool.Differentiationinlearneridentitiesisaproductof1)continualevaluation,whichpositionsthemonahierarchyofsuccessandfailure,2)varyingdegreesofengagementinlessonactivitiesandclassroominteractions,and3)varyingcontrolovermodalitiesoflearning,particularlyreadingandwriting.Bythesemeans,pedagogicdiscoursecreatesanunequalsocialorderandasymmetricsocialrelations.Thecreationofdifferentiallearneridentitiesinternalisesandthusnaturalisesthesocialorderproducedbythepedagogicdevice.AsBernstein(2000:5)asks“Howdoschoolsindividualizefailureandlegitimizeinequalities?Theanswerisclear:failureisattributedtoinbornfacilities(cognitive,affective)ortotheculturaldeficitsrelayedbythefamilywhichcometohavetheforceofinbornfacilities.”

Curriculumgenres

Wearenowinapositiontodistinguishtwosetsofgenresassociatedwitheducation:theknowledgegenresthroughwhichacademicknowledgeispresented,suchasConal’sandHamish’sexposition,reportandexplanation,andcurriculumgenresthroughwhichknowledgegenresareacquiredintheschool.

Withrespecttogenericstructuring,wecanidentifyageneralisednuclearstructuretocurriculumgenres.Atthecoreofeachcurriculumgenreisalearningtask,throughwhichlearnersacquirethetargetknowledge.Inaformalpedagogiccontext,eachlearningtaskisinitiatedbyataskfocus.Thismaybeaquestionordirection,suchasthequestionheadingtext[1]above,ortheteacher’sdirectionintext[2].Inaddition,eachlearningtaskisultimatelyevaluated,eitherimmediatelyoroncetheproductispresentedtoothers.Bernsteinemphasisesthat“thekeytopedagogicpracticeiscontinuousevaluation…evaluationcondensesthemeaningofthewholedevice”(2000:42-50).Thenucleusofeachcurriculumgenrethusconsistsofthreephases–Focus,Task,Evaluate,asinFig10.

Fig10:Nuclearphasesofcurriculumgenres

Thesenuclearphasesaretypicalcomponentsofacurriculumgenre,butoptionalcomponentsmayincludeapreparationphasethatsupportslearnerstoperformthetasksuccessfully.Forexample,manualtasksaretypicallyfirstmodelledbyanexpertwhomaythenobserveandguideaslearnerspractisethetask.Furthermore,theknowledgeacquiredthroughthelearningtaskmaybeelaborated,followingsuccessfulcompletion.Forexample,acommonlearningtaskinschoolistoreadpassagesoftextaloud,ortolistenasthetextisread.Suchreadingsaretypicallyelaboratedbydiscussingkeymeanings,andevaluatedwith

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comprehensionquestions.TheseoptionalphasesofPrepareandElaboratearepresentedasmarginalelementsinFig11.

Fig11:Marginalphasesofcurriculumgenres

Anypedagogicactivitymaybeanalysedintheseterms,tobringoutnotonlyitsgenericstructuring,butitsvaluesinfield,tenorandmode.Forexample,atthetimegenre-basedliteracypedagogy(hereafter‘genrepedagogy’)wasfirstdevelopingintheearly1980s,‘processwriting’wasbeingwidelyadoptedinanglophoneprimaryschoolsasanappropriateapproachforchildrenlearningtowrite.Theprogressivist/constructivistprinciplebehindthisnowendemicapproachisthatlearningemergesfromwithineachindividual,andshouldnotbeconstrainedby‘teacherinterventions’.Itsleadingexponent,DonaldGravesconsideredthat“Themostimportantthingchildrencanlearniswhattheyknowandhowtheyknowit”(1991:116).Theinstructionalfieldisthusrecontextualisedfromthechild’sexperienceofhomeandcommunity;thechild’staskistodiscoverherownknowledge.6

Thecoretaskintheprocesswritinggenreiswidelyknownas‘drafting’,precededby‘pre-writing’inwhichchildrenaretoldto‘thinkaboutwhatyouwanttowrite’,andfollowedby‘editing’inwhichthedraftisshowntoothersforsuggestionstoimproveit.Theidealwritingtopicinthisapproachis“asubjectthechildisawarethatheknowssomethingabout”(Graves1985:118),soonecommonFocusforwritingis‘Whatyoudidonyourholidays/weekend’.Aslearningisexpectedtoemergefromwithinthechild,teacherevaluationisreconstruedas‘conferencing’,inwhichthedraftisshowntoteacherandpeersfor‘suggestions’.Theprogressivist/constructivistidealistoreversetherolesofchildlearnerandadultteacher,bymeansofprescriptionssuchasGraves(1994:59)“thepurposeofthewritingconferenceistohelpchildrenteachyouaboutwhattheyknowsothatyoucanhelpthemmoreeffectivelywiththeirwriting.”Evaluationisthusreconstruedas‘childrenteachingtheteacherwhattheyknow’.Thestagesoftheprocesswritingcurriculumgenrecanbeanalysedasfollows.

Prepare Focus Task Evaluate ElaboratePre-writing Choosetopic Drafting Conferencing Editing

6Thepedagogicprincipleof‘self-discovery’seemstobeoriginallyrecontextualisedfromreligiousfields,whereknowledgeisacquiredthroughintrospectionandrevelation.

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Onethingglossedoverbyprogressivist/constructivistidealsisthevastlydifferentexperienceswithwrittentextsthatchildrenbeginschoolwith,fromupto1000hoursofparent-childreadinginliteratemiddle-classfamiliestolittleornoneinlessliteratefamilies(Adams1990,Williams1995).Where‘thinkingaboutwhatyouwanttowrite’maybesufficientforsomechildrentoprepareforwriting,forothersitisplainlyinadequate.Thehugedisparityinthequalityoftextsthatchildrenareabletoproduceinprocesswritingactivitiesexposesthefallacythatlanguagemerelyemergesfromwithinthechild.Text[4]illustratesacommonstandardforsomestudentsinupperprimaryschool,afterfourorfiveyearsofprocesswriting(Gray1987,Martin1990,Rose1999,Rose,Gray&Cowey1999).

[4]Processwritinginupperprimary

Graves(1985:120)celebratessimilarwritingstandardsintheearlyyearsofschool,followedbyanexampleofteacher/student‘conferencing’.

[5]MyGrdan

IhelpmyDadwiththegrdanferstyouhavetodigitupanthanyourakeangettheracksoutofit.Thanyoumakerosanyouhavetobecerfulltomakeitdeepenuffsotheletiswillcomeup.

Gravescategorisedthischildwith‘learningdisabilities’,claimingthat“Billy'sbreakthroughasawritercamewhenhisteacherdiscoveredhisinterestinandknowledgeofgardening”.Histeacher“helpedhimtoteachheraboutthissubject”(ibid).

Graves’‘conferencing’exchangeisanalysedhereusingthesametermsoutlinedaboveforcurriculumgenres.Herehowever,theanalysisisappliedtomicro-phasesoftheexchangethatconstitutesthegenericstage,bringingoutfractalrelationsbetweenthestructureofcurriculumgenresandtheinteractioncyclesthatrealisethem(Rose2004,2005,Martin2007,Martin&Rose2007,Rose&Martin2012).

TheexchangebeginswiththeteacherevaluatingBilly’seffortsinwriting,andelaboratingonwhathehaswritten,byre-interpretingitinstandardEnglish.

[6]Exchangeinprocesswriting(Graves1985:120)

Teacher Evaluate You'vebeenworkinghard,Billy. Elaborate Iseethatyouworkwithyourdadonyourgarden.

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Evaluate Youknowjustwhatyoudo; Elaborate youdigitup,rakeittogettherocksout,andthenyouhavetobe

carefulhowdeepyouplantthings. Check DidIgetthatright?Billy Yup.

Thistaskevaluationisfollowedbyaseriesoffocusquestions,forwhichBilly’staskistoproposearesponsefromhisknowledge,whichtheteacherthenevaluates.Eachexchangethusconsistsofthelearner’stask,precededbyafocus,andfollowedbyevaluation.

Teacher Focus Well,Iwaswondering,Billy.Yousaythatthelettucehastobeplanteddeepenoughsothelettucewillcomeup.Couldyoutellmemoreaboutthat?Ihaven'tplantedagardenforalongtime.

Billy Propose Well,Ifyouplantittoodeep,itwon'tcomeup.Lettuceisjustnearthetop.

Teacher Evaluate Oh,Isee. Focus Anddidyouplantsomeotherthingsinyourgarden?Billy Propose Yup,carrots,beans,turnips(Ihate'em),spinach(that,too)beets,and

tomatoes;Iliketomatoes.Teacher Evaluate That'squiteagarden,Billy. Focus Andwhatwillyoubewritingherenext?Billy Propose Youhavetowateritonceyouplantit.Teacher Evaluate Thenyoualreadyknowwhatyou'llbedoing,don'tyou.

Theteacher’slastmoveheresimultaneouslyevaluateswhatBillyhassaid,anddirectsthenext‘editing’stageofhiswritingtask,towritemoredetail.ThistaskfocusisphrasedasthoughthedirectioniscomingfromBilly,yettheteacherclearlyhastheauthoritytodirectandevaluatethelearner’sutterancesaswellashiswritingproducts.Howevertheonlycriteriatheteacherprovidesareto‘dowhatyoualreadyknow’.Noothercriteriaforevaluationarerevealedtothechild.

Bernstein(1975:119-120)contraststhistypeofpedagogywithoneinwhichcriteriaaremadeexplicit:7

Aninvisiblepedagogyiscreatedby:(1)implicithierarchy;(2)implicitsequencingrules;(3)implicitcriteria.Theunderlyingruleis:‘Thingsmustbeputtogether.’Avisiblepedagogyiscreatedby: (1)explicithierarchy(2)explicitsequencingrules

7ForusefulbreakdownsofthisoppositionseeAlexander2000:548-9andBrophy2002:ix,bothofwhomargueforajudiciouslyinclusivepedagogyinplaceofcrusadingadversarialism.

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(3)explicitandspecificcriteria.Theunderlyingruleis:‘Thingsmustbekeptapart.’

Theconsequenceofapparentlyinvertingteachingauthority,andleavingevaluationcriteriaimplicit,isthatstudentslikeBillymaybewritingatasimilarstandardyearafteryear,astext[4]illustrates.Meanwhile,othersuccessfulstudentsprogresssteadilythroughthecurriculumsequenceoftheschool,byintuitingitsimplicithierarchy,criteriaandsequencingrules.

Incontrast,genrepedagogyaimstomakethecriteriaforsuccessfulwritingasexplicitaspossible,tobothteachersandstudents,inordertogiveallstudentsequalopportunitiestoprogress.Afoundationforthisistheteacher’sexplicitauthorityasanexpertinthestructuringandlanguagepatternsofknowledgegenres.ThecurriculumgenredesignedbyJoanRotheryforteachingwriting(e.g.1994)consistsofasequenceofexplicitpreparationphases,beforestudentsareexpectedtowriteforevaluation.

Inthefirstpreparationphase,theteacherguidestheclasstodeconstructamodeltext,identifyingandnamingitsstages,andsalientlanguagepatterns.Inthesecondpreparationphase,theteacherguidestheclasstojointlyconstructanewtext,followingthesamestaging,andincorporatingsimilarrelevantlanguagepatterns.TheFocusthenspecifiesthegenreandregisterthatstudentsareexpectedtowrite.Thestudents’Taskisanindependentconstructionofanewtextofthesamegenre.Evaluationcriteriaarethusexplicitlyframedasthespecifiedgenreandregister.Elaborationmayincludetheclassreviewinghowcriteriawereachievedinstudents’texts(seeexampleinRose&Martin2012,Chapter2).Thesestagesareanalysedasfollows.

Prepare Focus Task Evaluate ElaborateDeconstruction^JointConstruction

Specifygenre&register

IndependentConstruction

Bygenre&registercriteria

Reviewcriteria

ThefollowingexampleofaJointConstruction[7]iswithaclassofjuniorsecondarystudentswhoseliteracyskillsarecomparablewiththeauthoroftext[4].Scienceeducationforthesestudentswouldtypicallyberestrictedtosimplehands-onactivities,thatavoidedengagingwithsciencetextbooks.

However,withtheteacher’sguidance,theclasshasreadanexplanationonthewatercycleinatextbook.Aseachparagraphwasread,theteacherguidedstudentstoidentifykeyinformation,whichtheythenwroteontheboardasnotes.Astheyreadthetextandmadethenotes,theteacherhasalsoguidedthemtolabeleachstageandphaseofthetext,tomakeitsstructureexplicit(seeexampleinRose&Martin2012,Chapter4).

TheteachernowbeginstheJointConstruction,bypointingtothenotesandthelabelstheyhavewrittentoorganisetheinformation.Shethenasksastudenttoscribeontheboard(labelledbelowasDirect),assheguidestheclasstoputthenotesintonewsentences.Inresponsetoherfocusquestions,variousstudentsproposewordings,whichsheacceptsand

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adjustsastheyarescribedontheboard.Eachexchangecycleisdistinguishedwithbordersarounditsnuclearphases(Focus-Propose-Evaluate).

[7]ExchangeinJointConstruction

Teacher Prepare Sowhatwe'regoingtodonowiswriteourownexplanation,makingsurethatwerememberaboutthesequenceofsteps.Sowe'regoingtofollowthesamepatterninourwritingasthetextthatwe'vejustread.Weneedtohavethesameintroduction,identifywhatitiswe'regoingtotalkabout,movethroughthesteps,andfinishitwithaconclusion.

Direct HowaboutPeter?Canyoucomeupandstartthefirstsentenceplease?

Focus We'regoingtostartwithwater.Student Propose 'moving'Teacher Evaluate It'smoving.OK,good. Focus Whatdoesitdo?Ican'tsay'watermoving',canI?We'vegotto

changetheword.Student Propose 'keepson'Teacher Evaluate Wecouldsay'keepsonmoving'.Soyep'keepson'. Direct SoPeter,ifyoucanwriteup,remembercapitaltostartthesentence.

'Waterkeepson'.[studentscribes] Focus What’sitkeepingondoing?Student Propose 'moving'Teacher Evaluate 'keepsonmoving'Soit'smoving.[studentscribes] Focus Whatelseisitdoing?Jeremy,fromournotesuphere,whatelseisit

doing?Student Propose 'changing'Teacher Evaluate Changing.Good. Focus What'sitchanging?Student Propose 'state'Teacher Evaluate State, Elaborate …fromsolid,liquid,gas,OK. Focus Sowe'regoingtotrytobuildthatintothesentence.Student Propose 'Itconstantlychangesstate'Teacher Evaluate OK,greatideaTrent.'Itconstantlychanges'.[studentscribes] Direct [spellsout'constantly''changesstate'.] Focus Whatifwesaid,hereinournotes,thatit'sgoingfrom...Student Propose 'liquidwater'Teacher Evaluate Liquidwater,yep, Focus to...Student Propose 'tovapour,toice,toliquid'Teacher Evaluate OK,excellent.Student Propose 'backtosolid'Teacher Elaborate Maybetoasolid.

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Student Propose 'maybetoasolid'[studentscribes]Teacher Direct [spellsout'solid'] Evaluate You'redoingwell,that'salright. Prepare Andwewanttogetthisideaofacycle. Focus Wherediditfinish?Student Propose 'backtotheliquid'Teacher Evaluate OK.[studentscribes]

Inthisexchange,teacherandstudentsarenegotiating,notjustthewordingstowritenewsentences,butthescientificconceptsassociatedwiththewatercycle,ofwatermovingthroughtheenvironmentandsimultaneouslychangingstate.Theparagraphtheycreateisasfollows:

TheWaterCycle

Waterkeepsonmovingtodifferentplacesinthewatercycle.Itconstantlychangesstatefromliquidtogas,maybetoasolid,andbacktoaliquid.

Theythenreturntotheirnotestonegotiatethenextparagraph.Theteacherpreparesbydrawingtheirattentiontothetopicofthenextstepintheexplanation,andasksthestudentstorepeatthetechnicaltermfortheprocess.

Teacher Prepare Sothemainideawe'vegottoconveyinthisparagraphisthatit'sabout‘evaporates’.

Focus Orthewordfortheprocessis…Canwesaythattogetheragain?Students Propose 'Evaporation'Teacher Evaluate Exactly.Teacher Focus What'sthisthirddotpoint?Whichsectionofourwritingdidwelabelit

as?Student Propose 'Step1'Teacher Evaluate It'spartofStep1,yeh. Focus SohowamIgoingtoshowthatinourrewrite?Student Propose 'Startanewparagraph'Teacher Evaluate Startanewparagraph,fantastic.

Alongwiththetechnicaltermsinthescientificfield,theteacherusesexplicitmetadiscoursetorefertoelementsofthetext,suchasintroduction,steps,conclusion.Afterlabellingtheoriginaltextandthenotes,thestudentscannowconfidentlynametextphasessuchas‘Step1’,andrecognisethatsuchphasesofmeaningareexpressedasparagraphs(Rose2006).Nowtheteacheragainpointstothenotes,tonegotiatetheparagraph.

Teacher Prepare Startingfromhere, Focus Whatwasitaboutthesunthatactuallycausestheevaporation?Students Propose 'theheat'Teacher Evaluate Theheat.

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Direct Solet'sstartwiththat,Zac,'evaporates'[studentscribes] Focus Andwhatwasitwewereevaporating?Student Propose 'fromthewatersurface'Teacher Elaborate So'waterfromthesurface'.[studentscribes]Teacher Focus SowhatdoIwanttosayaboutthevapour?Ng,Where'sitcoming

from,thistime?Student Propose 'treesandotherplants'Teacher Evaluate Treesandotherplants.Student Propose 'Watervapouriscomingfrom'Teacher Evaluate Absolutely.Greatidea,Nathan.Student Propose 'Watervapourcomesfromtreesandotherplants'Teacher Elaborate It'snottheonlyplace,isit?Solet'sincludetheword'also'.[student

scribes] Focus We'regoingtokeepthetechnicalterm.Student Propose 'sothisiscalledtranspiration'Teacher Evaluate It'snotreallya'so'link.Student Propose 'whichiscalled'Teacher Evaluate Whichiscalled.You'reright.Goodone.Student Propose 'whichiscalledtranspiration'.Teacher Evaluate Nametheprocess.WelldoneRodney.Student Direct [spellsout'transpiration']Teacher Direct Soinyourbooks,canwelabelitagainsowecanstillseethissection. Focus Sowhatwasthisparagraphcalled?Students Propose 'Phenomenon'Teacher Evaluate Yep. Focus Andthisparagraph?Students Propose 'Step1'Teacher Elaborate Thisparagraph,we'vestartedoursequentialexplanation.

Theparagraphisscribedasfollows:

Theheatfromthesunevaporateswaterfromthesurfaceofrivers,lakes,streamsandthesoil.Thechangefromliquidwatertogasiscalledevaporation.Watervapouralsocomesfromtreesandotherplants,whichiscalledtranspiration.

Thecombinationofexplicitguidance,withincreasinghandovertothestudents,andtheuseofmetadiscourseforelementsofthetext,ensuresthatallstudentswillultimatelybeabletosuccessfullywritetheirowntextsinthesamegenre,usingthekindsofscientificlanguagetheyhavenegotiatedintheJointConstruction.Teachersconsistentlyreportthatstudentswhowouldpreviouslyproduceonlyafewlinesinwritingtasks(asintext[4])nowwriteextendedcoherenttexts.Theyalsoconsistentlyreportthatstudentswhorarelyparticipate

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inclassdiscussionnowactivelyrespond.8Byembeddingscientificliteracyinscienceteaching,studentswhowouldotherwisebeexcludedfromsuccessinsecondarysciencelearntocontrolboththetechnicalfield,andthelanguagethatrealisesthefield.

Thiskindofpedagogyemergesfromaviewoflanguagethattreatsitscontextsasstrataofmeaning,includingbothregisterandgenre,asweoutlinedabove.Theinstructionalfieldofthiscurriculumgenreincludesboththescientificfieldunderfocus,andthemetadiscoursethatteacherandstudentsusetonegotiateit.Inthisbriefextract,metadiscoursehasincludedtermssuchassequentialexplanation,Phenomenon,Steps,sequenceofsteps,text,section,paragraph,introduction,conclusion,process,technicalterm,mainidea,notes,dotpoints,sentence,capital.

Thegoalofthistypeofpedagogyistoaddresstheinequalitiesinparticipationandoutcomesthatcontinuetoplagueeducationsystems.CurriculumgenressuchasGravesadvocatesfor‘processwriting’above,haveservedtomaintaintheseinequalities,byindividuatinglearningtasks,andleavingevaluationcriteriaandsequencingrulesimplicit.Asaresultstudentsprogressatdifferentrates,successfulstudentstacitlyacquiretheknowledgeaboutlanguage(KAL)theyneedtoreadandwritetheknowledgegenresofthecurriculum,whileweakerstudentsacquireonlylowlevelknowledgeaboutlanguageandcurriculumfields.ThistypeofbifurcatedcurriculumgenreisdiagrammedinFig11.

Fig11:Standardcurriculumgenrecreatesinequalities

Incontrast,thecurriculumgenresofgenrepedagogy9aredesignedtoemphasiselearningasasocialactivityguidedbyexpertteachers.Thelocationofknowledgeinwrittentextsis

8Inourprofessionallearningprograms,teacherstypicallyreportthatonly2-3or4-5studentsconsistentlyrespondinclassroomexchanges.Nuthall(2005:920)concurs:“Teachersdependontheresponsesofasmallnumberofstudentsasindicatorsandremainignorantofwhatmostoftheclassknowsandunderstands.”

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madeexplicit,asistheknowledgeaboutlanguagethatstudentsneedtoreadandwritethesetextssuccessfully.Outcomesincludeaccessforallstudentstothesamelevelofcurriculumfieldsandmetadiscourse,andpotentiallysuccessfullearneridentitiesforall,diagrammedinFig12.

Fig12:Genrepedagogyfostersequalityofpedagogicactivities,relations,knowledgeandidentities

Conclusion:pedagogicidentities

Tothispointinourdiscussionoflanguage/contextrelations,wehavefocusedonthehierarchyofabstractionfromlanguagetoregistertogenre.Wehavealsoincidentallytouchedoninstantiation,ahierarchyofgeneralityfromlanguagesystemstoactualtexts,byexemplifyingsystemsofknowledgegenreswithactualtextswrittenbychildreninschool,andsystemsofcurriculumgenreswithactualteacher-studentexchanges.

Alongsideinstantiation,anotherhierarchyofgeneralitywehaveincidentallyaddressedisindividuation,fromlanguagecommunitiestoindividualusers.Inthisregardwehavebeenconcernedwithdifferencesbetweenlearnersintheirengagementincurriculumgenres,theirmasteryofknowledgegenres10,andtheiridentitiesaslearners(cfMaton9SydneySchoolcurriculumgenreshavenowevolvedoverseveraldecades.Rose&Martin2012reviewvariousdevelopments;seealsodeSilvaJoyce&Feez2012.10Ourfocusonthemasteryofgenreisbasedonourconviction,followingBakhtinamongothers,thatcreativitydependsonmasteryofthegenre:““Thebetterourcommandofgenres,themorefreelyweemploythem,themorefullyandclearlywerevealourownindividualityinthem...themoreflexiblyandpreciselywereflecttheunrepeatablesituationofcommunication-inaword,themoreperfectlyweimplementourfreespeechplan.”(Bakhtin1986:80).ExamplesofstudentsrecontextualisinggenresforcivicanddomesticpurposesaregiveninMartin1999,Rose&Martin2012,Martin&Matthiesseninpress.SydneySchoolcurriculumgenresregularlyincludeafocusonthecreativeexploitationofandcriticalorientationtogenres(cf.

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forthcoming).InBernstein’sterms,individuationrelatesthereservoirofmeaningsinaculturetotherepertoireavailabletoaperson.

Ishallusethetermrepertoiretorefertothesetofstrategiesandtheiranalogicpotentialpossessedbyanyoneindividualandthetermreservoirtorefertothetotalofsetsanditspotentialofthecommunityasawhole.Thustherepertoireofeachmemberofthecommunitywillhavebothacommonnucleusbuttherewillbedifferencesbetweentherepertoires.Therewillbedifferencesbetweentherepertoiresbecauseofthedifferencesbetweenmembersarisingoutofdifferencesinmembers’contextandactivitiesandtheirassociatedissues(2000:158).

Eachpersonpossessesasetofstrategiesforrecognisingcontexts,andforrealisingthetextsexpectedinacontext,forwhichBernsteinusesthetermsrecognitionandrealisationrules.Intermsofgenreandregistertheory,astudentmaybeabletorecognisethecurriculumgenrethattheirclassisengagedin,butmaynotbeabletorealisetheresponsesneededtoparticipatesuccessfullyintheclassroomexchange.Ortheymaybeabletoneitherrecogniseaknowledgegenre,suchasanexplanationofnaturalprocesses,nortorealiseitsuccessfullyasawrittentext.

Bernstein'srecognitionandrealisationrulesarerelatedtohisnotionsofclassificationandframing;classificationreferstothestrengthofboundariesbetweencategories,framingtothenatureofcommunicationwithinthem.Furthermore,classificationandframingareassociatedwithpowerandcontrolrespectively.Differencesinpowerarelinkedtoone’smembershipofsocialcategories,mostgenerallythemasteridentitiesofclass,ethnicity,gender,ageanddis/ability.Sopowerisassociatedwiththerecognitionofsuchcategories,ofboundariesbetweenidentities.Conversely,individualsexercisecontrolwithinacontextthroughtheircapacitytorealiselegitimatecommunication,tonegotiatetheiridentities.Martin2010referstothisperspective,ofpersonsidentifyingthemselvesinsocialgroupings,as‘affiliation’.Intheschool,evaluationisthepivotonwhichindividuationandaffiliationturn.Studentsarecategorisedontheircapacitytorecogniseandrealisethegenresoftheschool,andovertimetheycometoaffiliatethemselvesandeachotherwiththecategoriesdecidedbytheirevaluations.Learneridentitiesareaproductofbothindividuationandaffiliation.

YetBernsteinalsopointsoutthateachpersonpossessesananalogicpotential,whichweunderstandasthepotentialforexpandingone’srepertoirefromtheknowntothenew.Acentralfunctionoftheschoolistofacilitatetheexpansionofeachstudent’srepertoiretoincorporatemoreandmoreoftheculture’sreservoirofpotentialmeanings.Forsomestudentstheexpansionoftheirrepertoirebuildssteadily,yearbyyear,insyncwiththecurriculumsequenceoftheschool,whiletherepertoireofotherslagsbehind,sometimesfarbehind.Macken-Horarik2002),aspartofanyteaching/learningapprenticeship.Thepointofthepedagogyisnotreproduction,butrathertocreatepossibilitiesfordeployment,creativeexploitationandre-contextualisationbystudentswhowouldotherwisenothavebeenabletoaccesstherelevantdiscourse(withoutitmustbesaidprescribingforthe‘other’whattheyhavetodowithgenresoncetheycontrolthem).

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Thesedifferencesintherealisationofstudents’analogicpotentialarenotincidentaltothefunctioningoftheschool;theyarecentraltothecreationandmaintenanceofsocialinequalities,notonlyintheresourcesthateducationaffords,butinthepersonalidentitiesthatareshapedbyeducation,asBernstein(2000:5)warns:“Biasesintheform,content,accessandopportunitiesofeducationhaveconsequencesnotonlyfortheeconomy;thesebiasescanreachdowntodraintheveryspringsofaffirmation,motivationandimagination.”

Tocounterthesebiases,Bernstein(2000:8)proposesforeachstudent,three“pedagogicdemocraticrightsof‘enhancement’,‘inclusion’and‘participation’asthebasisforconfidence,communitasandpoliticalpractice.”‘Enhancement’weinterpretastheexpansionofeachstudent’srepertoire,buildingconfidentidentitiesassuccessfullearnersastheyprogressthroughtheschool’scurriculumsequence.Intermsofgenreandregister,thisincludesaccumulatingknowledgeofcurriculumfieldsthroughreading,andcontrolofknowledgegenresinwriting.‘Inclusion’weinterpretasactiveengagementinthecurriculumgenresoftheschool,buildingidentitiesasauthoritativemembersofacommunityoflearners.Thisrequiresenablingallstudentstorespondsuccessfullyinclassroomexchanges,tobecontinuallyaffirmed,andsobenefitequallyfrompedagogicactivities.‘Participation’wewillinterpretasanoutcomeofenhancementandinclusion,sincebothknowledgeandbelongingarenecessaryconditionsforexercisinginformedcitizenship;theyareasBernsteinsays,‘thenecessaryandeffectiveconditionsfordemocracy’.

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