phase 2® food science dossier

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Technical and Applications Data Confidential, For Trade Distribution, only. Food Science Dossier Pharmachem Laboratories, Inc. 265 Harrison Avenue, Kearny NJ 07032 USA 201-246-1000 • 800-526-0609 www.phase2info.com [email protected]

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Page 1: Phase 2® Food Science Dossier

Technical and Applications Data

Confidential, For Trade Distribution, only.

Food Science Dossier

Pharmachem Laboratories, Inc.265 Harrison Avenue, Kearny NJ 07032 USA

201-246-1000 • 800-526-0609www.phase2info.com

[email protected]

Page 2: Phase 2® Food Science Dossier

Phase 2 Food Science Dossier

Table of Contents

• Safety and Efficacy White Paper“A Proprietary Alpha-Amylase Inhibitor from White Bean (Phaseolus Vulgaris): A Review of ClinicalStudies on Weight Loss and Glycemic Control.” Jay Udani, MD, Nutrition Journal.

• Evaluation of Phase 2 Carb ControllerTM vs. Hi-Maize Resistant Starch – A Market Opportunity“Review and Analysis of Hi-Maize Resistant Starch Product from National Starch Company andEvaluation of Potential Benefits for Phase 2 Products Applications.” Kanak Udani, PhD, Food Scientist.

• Studies and Applications Data for Phase 2 Carb Controller/StarchLite

Technical Overview

Stability and Activity in Fresh Pasta (France)

Stability and Activity in White Bread (France)

Stability in Instant Mashed Potatoes (United States)

Inhibitory Action in Chewing Gum (United States)

Stability in Orange Drink (United States)

Inhibitory Action in Pasteurized Milk (United States)

pH and Thermal Stability (France)

Stability in Microwave Cooking (Japan)

Amino Acid Sequence of Inhibitor 1

Amino Acid Sequence of Inhibitor 2

Disorder Probability AI 1

Disorder Probability AI 2

Homology of Inhibitor 1 and 2

• Functional Seasoning Application

Product Overview

Nutritional Fact Sheets

Product Specifications

Allergen Data

• Sensory Evaluation and Product Recipes“Product Development of Baked Goods with a Proprietary Fractionated White Bean Extract”(includes consumer sensory studies on a variety of baked goods with Phase 2)

Wheat Bread Formulation

Blueberry Muffin Formulation

Cheese Pizza Formulation

Coffee Cake Formulation

Confidential; for authorized distribution, only.

Page 3: Phase 2® Food Science Dossier

• Product Documents and Technical Specifications

Product Data Sheet

Certificate of Analysis

Material Safety Data Sheet

Process Flowchart

GMO Statement

Irradiated/ETO Statement

Kosher Statement

Ifanca Halal Product Certificate

GRAS Statement

Page 4: Phase 2® Food Science Dossier

This Provisional PDF corresponds to the article as it appeared upon acceptance. Fully formattedPDF and full text (HTML) versions will be made available soon.

A proprietary alpha-amylase inhibitor from white bean (Phaseolus vulgaris): Areview of clinical studies on weight loss and glycemic control

Nutrition Journal 2011, 10:24 doi:10.1186/1475-2891-10-24

Marilyn L Barrett ([email protected])Jay K Udani ([email protected])

ISSN 1475-2891

Article type Review

Submission date 17 September 2010

Acceptance date 17 March 2011

Publication date 17 March 2011

Article URL http://www.nutritionj.com/content/10/1/24

This peer-reviewed article was published immediately upon acceptance. It can be downloaded,printed and distributed freely for any purposes (see copyright notice below).

Articles in Nutrition Journal are listed in PubMed and archived at PubMed Central.

For information about publishing your research in Nutrition Journal or any BioMed Central journal, goto

http://www.nutritionj.com/info/instructions/

For information about other BioMed Central publications go to

http://www.biomedcentral.com/

Nutrition Journal

© 2011 Barrett and Udani ; licensee BioMed Central Ltd.This is an open access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0),

which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

Page 5: Phase 2® Food Science Dossier

A proprietary alpha-amylase inhibitor from white bean

(Phaseolus vulgaris): A review of clinical studies on weight

loss and glycemic control

Marilyn L Barrett1, Jay K Udani 2,3§

1Pharmacognosy Consulting, Mill Valley, CA 94941, USA

2Medicus Research LLC, Northridge, CA 91325, USA

3UCLA School of Medicine, Department of Medicine, Los Angeles, CA 90024, USA

§Corresponding author

Jay K. Udani, MD

Medicus Research, LLC.

18250 Roscoe Blvd., Suite 240

Northridge, CA. 91325

Phone: (818) 882-9442

Fax: (818) 479-9373

Email: [email protected]

Page 6: Phase 2® Food Science Dossier

2

Abstract Obesity, and resultant health hazards which include diabetes, cardiovascular disease and

metabolic syndrome, are worldwide medical problems. Control of diet and exercise are

cornerstones of the management of excess weight. Foods with a low glycemic index may reduce

the risk of diabetes and heart disease as well as their complications. As an alternative to a low

glycemic index diet, there is a growing body of research into products that slow the absorption of

carbohydrates through the inhibition of enzymes responsible for their digestion. These products

include alpha-amylase and glucosidase inhibitors. The common white bean (Phaseolus vulgaris)

produces an alpha-amylase inhibitor, which has been characterized and tested in numerous

clinical studies. A specific and proprietary product named Phase 2® Carb Controller

(Pharmachem Laboratories, Kearny, NJ) has demonstrated the ability to cause weight loss with

doses of 500 to 3000 mg per day, in either a single dose or in divided doses. Clinical studies also

show that Phase 2 has the ability to reduce the post-prandial spike in blood glucose levels.

Experiments conducted incorporating Phase 2 into food and beverage products have found that it

can be integrated into various products without losing activity or altering the appearance, texture

or taste of the food. There have been no serious side effects reported following consumption of

Phase 2. Gastro-intestinal side effects are rare and diminish upon extended use of the product. In

summary, Phase 2 has the potential to induce weight loss and reduce spikes in blood sugar

caused by carbohydrates through its alpha-amylase inhibiting activity.

Page 7: Phase 2® Food Science Dossier

Review

Obesity is a major health hazard, with increased risk for cardiovascular disease (mainly heart

disease and stroke), type 2 diabetes, musculoskeletal disorders (especially osteoarthritis) and

certain types of cancer (endometrial, breast, and colon) [1]. The World Health Organization

(WHO) estimated that in 2005, approximately 1.6 billion adults worldwide were overweight and

at least 400 million were obese. Further, the WHO estimated that at least 20 million children

under the age of 5 years were overweight. The projected numbers for 2015 are larger, with 2.3

billion adults expected to be overweight and 700 million expected to be obese [1].

The cause of excess body weight is an imbalance between energy intake and expenditure. The

WHO has identified a global shift in diet towards increased intake of energy-dense foods that are

high in fat and sugars but low in vitamins, minerals and other micronutrients. At the same time

there is a trend towards decreased physical activity due to the increasingly sedentary nature of

many forms of work, changing modes of transportation, and increasing urbanization [1].

Control of diet and exercise are cornerstones of the management of excess weight. A number of

nutritional approaches and diets with difference proportions of lipids, proteins and carbohydrates

have been prescribed for weight loss. Initial guidance on weight loss was a restriction in

saturated fats. However diets low in saturated fats did not necessarily result in weight loss as

expected. More recently there has been a shift towards a reduction in carbohydrates, particularly

refined carbohydrates, as an approach to reduce weight and the incidence or related disease risk

[2].

Page 8: Phase 2® Food Science Dossier

4

In most diets, carbohydrates are the greatest source of calories. Carbohydrates are polyhydroxy

aldehydes, ketones, alcohols and acids that range in size from single monomeric units

(monosaccharides) to polymers (polysaccharides). Before being absorbed by the body,

carbohydrates must be broken down into monosaccharides. This breakdown occurs due to two

major enzymes: amylase and glucosidase [3].

Digestion of carbohydrates begins in the mouth, with amylase secreted by salivary glands. This

action accounts for only about 5% of the breakdown of carbohydrates. The process is halted in

the stomach due to the high acid environment destroying the amylase activity. When the food

enters the intestine, the acidic pH is neutralized by the release of bicarbonate by the pancreas and

by the mucous that lines the walls of the intestine. Amylase is secreted into the small intestines

by the pancreas. Alpha-glucosidase enzymes are located in the brush border of the small

intestines. Amylase breaks down the carbohydrates into oligosaccharides. The glucosidase

enzymes (including lactase, maltase and sucrose) complete the breakdown to monosaccharide

units. It is only the monosaccharide units that are absorbed into the body. Glucose and other

monosaccharides are transported via the hepatic portal vein to the liver. Monosaccharides not

immediately utilized for energy are stored as glycogen in the liver or as fat (triglycerides) in

adipose tissue, liver and plasma. Carbohydrates that are resistant to digestion in the intestine

enter the colon, where they are fermented by colonic bacteria to produce short-chain fatty acids,

carbon dioxide and methane.

Page 9: Phase 2® Food Science Dossier

Dietary carbohydrates that are composed mostly of monosaccharide units are absorbed quickly

and are said to have a “high glycemic index”. Carbohydrates in polymeric form are absorbed

more slowly and said to have a “low glycemic index”. The glycemic index (GI) is defined as the

incremental area under the blood glucose curve following ingestion of a test food, expressed as a

percentage of the corresponding area following an equivalent load of a reference carbohydrate,

either glucose or white (wheat) bread [4]. Factors that influence the GI besides the composition

of the carbohydrate are the fat and protein content of the food, the acidity of the food and the

presence of fiber [5]. Low GI foods (< 55) include vegetables, unsweetened yogurt and protein-

enriched spaghetti. High GI foods (> 70) include white bread, baked potato and dates.

After consumption of high GI foods, there is a large, rapid increase in blood sugar levels and in

response a rapid increase in insulin levels. Insulin promotes the uptake of glucose from the blood

into cells in the liver and skeletal muscle tissue, storing it as glycogen. Insulin also increases

fatty acid synthesis and can result in the accumulation of lipids. Accumulation of lipids in

skeletal muscle and the liver is associated with a decrease in insulin sensitivity. Insulin resistance

increases the chance of developing type-2 diabetes and heart disease. Post-prandial

hyperglycemia and insulin resistance are thought to play a central role in the development and

progression of cardiovascular disease in subjects with impaired glucose tolerance. Post-prandial

hyperglycemia is associated with endothelial dysfunction and an increase in intima-media

thickness as well as a higher prevalence of atherosclerotic plaques. High glucose levels have

been shown to stimulate expression of adhesion molecules (intercellular adhesion molecule-1,

vascular adhesion molecule-1, E-selectin) and cytokines in in-vitro models. Hyperglycemia

causes an increase in oxidative stress with associated oxidation of low-density lipoprotein,

Page 10: Phase 2® Food Science Dossier

6

platelet activation and thrombin generation [5,6]. A body of evidence, including prospective

cohort studies, randomized controlled trials and mechanistic experiments, support a role for low

GI diets in the prevention of obesity, diabetes and cardiovascular disease [7-9]. Three large-scale

epidemiological studies on women reported a correlation between a high glycemic index diet and

the incidence of type 2 diabetes [10-12]. The populations studied were 59,000 US black women,

65,000 Chinese women and 91,249 US nurses, who were each followed for periods of time of 5

to 8 years. Another prospective cohort study in Europe, which included 25,000 men and women,

concluded that high cereal fiber was inversely associated with the risk of developing diabetes

[13].

As previously indicated, the choice of the type of carbohydrate foods in the diet, with their

varying glycemic properties, with determine the rate of absorption of sugars into the body. One

means of reducing the GI of a meal is the inclusion of resistant starches. Resistant starches are

those that resist digestion in the small intestine, thereby passing into the large intestine, where

they act like dietary fiber [14]. These starches are naturally found in seeds, legumes and

unprocessed whole grains. The amount of resistant starch in food is influenced by processing,

which can either increase or decrease the amounts found in the raw substance. Resistant starch

can be added to foods such as bread, biscuits, sweet goods, pasta, nutritional bars and cereal, in

order to lower their GI index, without affecting taste or texture [15,16].

An alternative to a low GI diet are products that slow the absorption of carbohydrates through the

inhibition of enzymes responsible for their digestion. These products include alpha-amylase and

glucosidase inhibitors. Acarbose (Prandase®, Precose®) is a prescription drug, which inhibits

Page 11: Phase 2® Food Science Dossier

alpha-glucosidase enzymes in the brush border of the small intestines and pancreatic alpha-

amylase. Other drugs that belong to this class are miglitol and voglibose. Acarbose reduces post-

prandial hyperglcemia and is used to treat diabetes type-2. Clinical studies with subjects with

impaired glucose tolerance have demonstrated not only an improvement in post-prandial

hyperglycemia but also cardiovascular benefits. Acarbose has been shown to slow the

progression of thickening of the intima-media in the carotid arteries, reduce the incidence of

cardiovascular disease and reverse newly diagnosed hypertension. Recently acarbose has been

reported to improve insulin resistance in subjects with impaired glucose tolerance or diabetes

type-2. Due to these findings, acarbose has been suggested as treatment to reduce cardiovascular

risk in subjects with metabolic syndrome (a cluster of risk factors including high triglycerides,

low high-density lipoprotein cholesterol and hypertension) [6].

Alpha-amylase inhibitors with activity against mammalian forms of the enzyme are present in

plants and it is suggested that they were developed by plants in order to strengthen their defense

against predators. Plant constituents with enzymatic inhibitory activity include polyphenolic

compounds and glycoproteins [17]. For example, anthocyanins and ellagitannins present in

raspberries and strawberries have been reported to inhibit alpha-glucosidase and alpha-amylase

activity, respectively [18]. In addition, theaflavins and catechins present in green and black teas

have been reported to inhibit alpha-amylase and alpha-glucosidase activity as well as retard

starch digestion in an in-vitro model [19]. Alpha-amylase inhibitors are also present in grains,

including wheat and rice [17]. However, the greatest body of research has gone into

glycoproteins extracted from kidney beans (Phaseolus vulgaris) and more specifically on the

proprietary Phase 2 product.

Page 12: Phase 2® Food Science Dossier

8

Properties of alpha-amylase inhibitors from beans

Common beans have 3 isoforms of alpha amylase inhibitor (alpha-A1, alpha-A12, alpha-AIL).

The alpha-AI isoform has anti-amylase activity in humans. This enzyme is found in the

embryonic axes and cotyledons in the seed and not in other organs of the plant. It is not active

against plant alpha-amylases and is therefore classified as an anti-feedant or seed defense protein

[20].

The alpha amylase inhibitor prevents starch digestion by completely blocking access to the

active site of the alpha-amylase enzyme. Factors that affect the activity of the alpha-AI isoform

inhibitor are pH, temperature, incubation time and the presence of particular ions. The optimum

pH for the inhibitor is 4.5 to 5.5 and the optimal temperature is 22 to 37oC. There is no activity at

0oC and the inhibitor is completely inactivated by boiling for 10 minutes. The ideal incubation

period has been recorded as 10 minutes, 40 minutes and 120 minutes by three different

researchers [3]. The different incubation times are thought to be due to the use of different test

conditions; namely a pH of 6.9 for the longer incubation periods and a pH of 4.5 for the shortest

[3].

Background Experiments in Humans

In the early 1980’s several products containing crude preparations of bean amylase inhibitors

were marketed in the United States. However early clinical studies were disappointing and it was

discovered that the preparations had insufficient enzyme inhibiting activity, as well as issues

Page 13: Phase 2® Food Science Dossier

with potency and stability. Subsequently, a research group at the Mayo Clinic developed a

partially purified white bean product and published a series of studies exploring the activity of

inhibitor in human clinical studies. The test product was described as a concentrate: 6 to 8-fold

by total protein content and 30 to 40 fold by dry weight [21]. The product was found to

inactivate salivary, intraduodenal and intraileal amylase activity in vitro. Its activity was not

affected by exposure to gastric juice and only minimally by duodenal juice (by 15%). In vitro

studies demonstrated that the inhibitor decreased digestion of dietary starch in a dose-dependent

manner [21]. Perfusion of the white bean product into the duodenum of human subjects

completely inhibited the activity of intraluminal amylase activity (5.0 mg/ml at 5 ml/min) [21].

Subsequent experiments were conducted with volunteers intubated with an oroileal tube in order

to obtain duodenal, jejuna and terminal ileal samples [22]. After intubation the subjects ingested

50 g rice starch and on the subsequent day they ingested starch with the amylase inhibitor (5g or

10g white bean extract). The white bean extract significantly reduced duodenal, jejunal, and ileal

intraluminal amylase activity by more than 95%; it acted as quickly as 15 minutes, and for as

long as 2 hours. It increased the post prandial delivery of carbohydrates to the distal small bowel

by 22 to 24% (as measured by oroileal tube aspiration) and increased hydrogen concentrations in

the breath from 30 to 90 minutes after the meal. Hydrogen breath testing is an accepted method

of determining carbohydrate malabsorption as colonic bacteria ferment carbohydrates into

organic acids, carbon dioxide and hydrogen. A percentage of these gases are absorbed into the

portal blood stream and subsequently expired through the lungs [23-25]. The white bean extract

also reduced the postprandial plasma glucose rose by 85% and eliminated the subsequent fall of

glucose level to below fasting levels. The extract significantly lowered the postprandial plasma

levels of insulin, C-peptide and gastric inhibitory polypeptide [22].

Page 14: Phase 2® Food Science Dossier

10

A follow-up study using subjects with diabetes mellitus demonstrated a decrease in the

postprandial increases in plasma glucose and insulin levels [26]. Further studies revealed that a

dose of 3.8 g white bean inhibitor could cause more than twice the amount of hydrogen in the

breath following a standard spaghetti meal. The percentage of malabsorbed carbohydrate

increased from 4.7% to 7.0% (p<0.05). Also, the form of the inhibitor (powder, tablet) had no

effect on the activity when taken with the spaghetti [27]. Follow-up studies found that a dose of

2.9 g was sufficient to significantly inhibit the postprandial increases in blood glucose, C-peptide

and gastric inhibitory polypeptide following 650-calorie meal containing carbohydrate, fat and

protein [28]. A longer-term study was conducted over 3 weeks with 6 non-insulin dependent

diabetics. The subjects were given sufficient white bean inhibitor to reduce the increase in

postprandial plasma glucose by more than 30%: a dose of 4 to 6 g with each meal. As a result

there were significant decreases in postprandial glucose, C-peptide, insulin and gastric inhibitory

polypeptide along with a significant increase in hydrogen excretion in the breath. Diarrhea and

gastrointestinal symptoms occurred the first day of administration of the inhibitor and resolved

over the next couple of days [29]. A further experiment with 18 healthy subjects reported that

carbohydrates perfused into the ileum delayed emptying of a meal infused into the stomach. In

one half of the subjects, the amylase inhibitor was added to the ileum perfusate. The inhibitor

significantly reduced the absorption of carbohydrate from the ileum and enhanced the delay in

gastric emptying. Plasma concentrations of C-peptide, glucagon, motilin, gastrin and human

pancreatic polypeptide were not influenced by changes in gastric emptying or by the ileal

perfusates. However the delay in gastric emptying was significantly associated with a decrease in

plasma concentrations of gastric inhibitory polypeptide and neurotensin along with an increase in

Page 15: Phase 2® Food Science Dossier

concentrations of peptide YY. This effect was caused by the delay in gastric emptying, rather

than the other way around. Human polypeptide levels were not changed and the authors

concluded that the hormonal changes were not mediated via the vagus nerve [30].

Phase 2 specifications

The Phase 2® product is a water extract of the white kidney bean (Phaseolus vulgaris)

standardized to alpha-amylase (8;12;15;39) inhibiting units (Pharmachem Laboratories, Kearny,

NJ). Phase 2 is produced from non-GMO whole white kidney beans, which are ground and then

extracted for 4 hours. The liquid is filtered and concentrated under vacuum. The extract is

filtered again, and then pasteurized before being spray dried. Phase 2 is odorless and tasteless.

Each lot of Phase 2 has at least 3000 alpha amylase inhibiting units (AAIU) per g when tested at

a pH 6.8 using potato starch as the substrate and pancreatin as the enzyme source. The Phase 2

extraction process was designed to make it more potent and stable than the white bean product

tested by the Mayo clinic.

Phase 2 is used as a dietary supplement in various forms, including powders, tablets, capsules

and chewables. There are approximately 200 brands of nutritional supplement / weight loss

products in the worldwide market that contain Phase 2. A typical dose is 1 to 2 capsules, each

containing 500 mg, taken before each of 3 daily meals, for a total of 1500 to 3000 mg per day. A

private safety panel approved a maximum daily intake of 10,000 mg (10 g) [31].

Page 16: Phase 2® Food Science Dossier

12

Experiments conducted incorporating Phase 2 into food products have found that it can be

incorporated into chewing gum, mashed potatoes, yeast-raised dough (bread, pizza, etc) without

losing activity or altering the appearance, texture or taste of the food [32-34].

Clinical studies conducted with Phase 2

Ten clinical studies have demonstrated weight loss over time following administration of Phase

2. Three studies demonstrated significant loss of body weight with Phase 2 compared to a

placebo control in people who are overweight or obese. The doses ranged from 445 mg for 4

weeks to 3000 mg for 8 to 12 weeks .[35-37]. A placebo controlled study by showed a

comparative loss in body weight only when subjects were stratified by dietary carbohydrate

intake. Those who consumed the greatest amount of carbohydrate, lost significant body weight in

comparison to the placebo group [38]. Six additional studies reported a loss of weight over time

[39-44]. Three clinical studies reported a reduction in serum triglycerides over time [40,41,44]

(Table 1).

Weight loss – compared to placebo

A 12 week randomized double-blind placebo controlled trial included 60 overweight individuals

(BMI between 24 and 32 kg/m2). The subjects consumed 2 soft chews before each meal

containing either Phase 2 (500 each mg) or placebo for 12 weeks. The Phase 2 group consumed a

total of 3000 mg Phase 2 per day. A total of 88 men and women enrolled in the study, while 60

completed the study and were included in the analyses. There was a statistically significant

weight reduction in the active group compared with the placebo group at weeks 6, 8 and 12. The

amount of weight lost by the active group at 12 weeks was 6.9 ±7.9 lbs (average of 0.575 lbs per

Page 17: Phase 2® Food Science Dossier

week) while the placebo group gained 0.8 lbs ±6.1 (p=0.029 between groups). There were no

significant differences between groups in body fat, lean body mass or body measurements

(waist/hip circumferences). No adverse events were reported [36].

A randomized, double-blind, placebo-controlled study was conducted with 60 slightly

overweight subjects (5 to 15 kg overweight). The subjects were required to have a stable weight

for the past 6 months and underwent a 2-week single-blinded, run-in period prior to

randomization. The subjects took 1 tablet (active or placebo) per day for 30 consecutive days

before a meal rich in carbohydrates (2000 to 2200 calorie diet). The active tablet contained 445

mg Phase 2 and 0.5 mg chromium picolinate (≈55 mcg elemental chromium). After 30 days, the

active group had a significant reduction in body weight, BMI, fat mass, adipose tissue thickness

and waist/hip/thigh circumferences while maintaining lean body mass. The active group lost an

average of 2.93 kg (6.45 lbs) in 30 days compared with an average of 0.35 kg (0.77 lbs) in the

placebo group (p<0.001). BMI in the test group was reduced from an initial 25.9 ± 2.0 (SEM) to

24.9 ± 1.9 (p<0.01). The placebo showed no significant change from the initial 26.0 ± 2.3

(SEM). Body composition was measured with bioelectrical impedance. The active group

demonstrated a 10.45% reduction in body fat compared with a 0.16% reduction in the placebo

group (p<0.001). Waist and hip circumferences measured in a standard way, showed the same

pattern as well. The active group demonstrated 2.93 cm and 1.48 cm reductions respectively,

compared with 0.46 cm and 0.11 cm reductions in the placebo group (p<0.001). No adverse

events were reported [35].

Page 18: Phase 2® Food Science Dossier

14

A randomized, double-blind, placebo-controlled study was conducted in China with 101

volunteers who had a BMI between 25 and 40. The subjects were given a single capsule

containing 1000 mg Phase 2 or placebo three times per day, just before meals, for 60 days. The

active group ingested a total of 3,000 mg Phase 2 per day. As a result, there was significant

weight loss in the active groups compared to the placebo group after 30 and 60 days. After 60

days, the average weight loss in the active group was 1.9 ± 0.15 kg compared to 0.4 ± 0.13 kg in

the placebo group (p<0.001). There was also a significant reduction in waist measurement in the

active group compared to the placebo group (1.9 ± 0.32 cm compared to 0.4 ± 0.26 (p<0.001).

There was no effect on hip measurements. Blood chemistries did not change significantly over

the 2 month study and no adverse side effects were reported [37].

A 4-week, randomized, double-blind, placebo-controlled study conducted with 25 healthy

overweight (BMI 25-30) subjects [38]. The subjects took 1000 mg of Phase 2® or an identical

placebo twice a day (before breakfast and lunch) as part of a weight loss program which included

diet, exercise and behavioral intervention. The subjects were given nutritional guidelines to

standardize their caloric intake at 1800 Kcal/day. Breakfast and lunch were provided to increase

compliance. In addition, subjects met with a personal trainer to establish an exercise program and

had a counseling session with a behavioral psychologist to identify psychological barriers to

weight loss. As a result of this intervention, both groups reduced weight and waist size

significantly compared to baseline, but there were no significant differences between groups.

After 4 weeks, the active group lost 6.0 lbs and the placebo group lost 4.7 lbs compared to

baseline (p=0.0002 active and p=0.0016 placebo). The active group lost a mean of 2.2 in inches

from their waists and the control group lost 2.1 inches from their waists compared to baseline

Page 19: Phase 2® Food Science Dossier

(p=0.050 and 0.0001, respectively). For exploratory analysis, subjects were stratified by dietary

carbohydrate intake. In this analysis, the tertile that took in the most carbohydrates demonstrated

significantly greater loss of body weight compared with the placebo group (8.7 pounds vs. 1.7

pounds, p=0.04). This group also had a significantly greater loss in inches around the waist (3.3

vs 1.3 inches; p=0.01). There were no significant changes from baseline in hip circumference,

triglycerides, fasting glucose, total cholesterol, appetite control, hunger, energy level, and

percent body fat, neither were there any significantly differences between groups. No side effects

or adverse events were reported [38].

Weight loss – over time

In a randomized double blind placebo controlled trial, forty healthy overweight (BMI 27.5 to

39.0) were randomized and instructed to take 2 tablets of the test product immediately after all 3

meals (breakfast, lunch and dinner) for 12 weeks [39]. Subjects were also instructed to follow a

1200 kcal/day low-fat diet. The tablets, 650 mg each, contained a proprietary blend (Suco-

Bloc®) including 200 mg of Phase 2 (Phaseolamin®, Leuven Bioproducts, Belgium), 200 mg of

inulin (from chicory root), and 50 mg of Garcinia cambogia extract. The remaining 200 mg in

the tablets were not described. All subjects were included in an intent-to-treat analysis, including

7 subjects who dropped out of the study (6 in the placebo arm, 1 in the active arm). After 12

weeks, the active group had a significant reduction in weight, BMI and percent body fat

compared to baseline, whereas there was no significant change in the placebo group. The active

group lost an average of 3.5 kg (7.7 lb; p=0.001) and the placebo group lost 1.3 kg (2.9 lb). BMI

decreased by 1.3 kg/m2 (p=0.01) in the active group and by 0.5 kg/m2 in the placebo group.

Percent body fat (measured by bioelectrical impedance) decreased by 2.3% (p=0.01) in the active

Page 20: Phase 2® Food Science Dossier

16

group and by 0.7% in the placebo. Body mass analyses showed that the weight loss in the active

group consisted mainly of fat loss as >85% of the weight loss was accounted for by fat. Between

group analyses was not provided for any of the variables. No adverse events were reported in

either group [39].

A 12 week double-blind, placebo-controlled study was conducted and this period was followed

by an additional 12 weeks were in all the participants received the active treatment [40]. In the

first part of the study, the subjects took 2 capsules twice a day of placebo or Thera-Slim™.

Thera-Slim™ capsules contained 500 mg Phase 2 plus 250 mg fennel seed powder. The placebo

contained cellulose and fennel seed powder. The active group received a total of 2000 mg Phase

2 per day. The subjects were asked to eat a diet in which lunch and dinner contained 100 to 200 g

of carbohydrates. Sixty overweight and obese adult subjects (BMI 24-36) were randomized and

54 completed the study. After the first 12 weeks, the active group lost a average of 1.4 lbs and

the placebo gained an average of 0.6 lbs. Serum triglyceride levels dropped by almost 3.3 times

in the active group compared to the placebo group (-38.1 vs -11.9). The levels of total cholesterol

and HDL were similar in both groups. No between group analyses were included in the report.

There were no adverse events reported after 24 weeks of usage.

A randomized double blind placebo controlled study was conducted with 39 obese subjects (BMI

30-43) who were randomly allocated to receive either 1500 mg of Phase 2 or an identical placebo

twice daily with lunch and dinner for 8 weeks [44]. The active group received a total of 3000 mg

Phase 2 per day. Subjects were instructed to consume a controlled high fiber/low fat diet that

provided 100 to 200 g of complex carbohydrate intake per day. Subjects were also instructed to

Page 21: Phase 2® Food Science Dossier

eat the majority of their carbohydrates during lunch and dinner since those were the meals at

which the Phase 2 or placebo were taken. The amount of carbohydrate intake was determined for

the subjects on the basis of their estimated daily maintenance carbohydrate requirement. Twenty

seven subjects completed the study (14 active and 13 placebo). After 8 weeks the active group

lost an average of 3.79 lbs. (an average of 0.47 lbs. per week) compared with the placebo group

which lost an average of 1.65 lbs. (an average of 0.21 lbs. per week). The difference was not

statistically significant with a two tailed p-value of 0.35. Triglyceride levels in the Phase 2 group

were reduced by an average of 26.3 mg/dl. This reduction was more than three times the average

reduction of 8.2 mg/dl seen in the placebo group (p=0.07).

Several secondary outcomes were measured during the study including body fat percentage,

waist and hip circumferences, energy level, hunger, appetite, HbA1c, and total cholesterol. For

each of these secondary measures, no clinically or statistically significant differences were

identified between the active and the placebo group. No adverse events occurred that were felt to

be due to the active product. One placebo subject experienced abdominal pain, bloating and gas

while one active group subject complained of an increased incidence of tension headaches. There

were no clinically significant changes in biochemical indicators of safety, including serum

electrolytes, and markers of kidney and liver function [44].

Weight loss – open studies

An open study was conducted with 10 healthy subjects (5 men and 5 women) with a BMI

between 23 and 30 and a body fat ratio of over 25% for men and over 30% for women [41]. The

subjects took 3 capsules of Phaseolamin™ 1600 diet twice a day, 30 min before lunch and

Page 22: Phase 2® Food Science Dossier

18

dinner, for 8 weeks. The six capsules (1.5 g) contained 750 mg Phase 2, 200 mg clove, 20 mg

lysine, 20 mg arginine, 20 mg alanine.

Over the course of 8 weeks, caloric intake decreased from 1742 ± 254 kcal/day to 1525 ± 249

kcal/day (p=0.01) and the subjects lost a significant amount of weight (2.4%; 74.5 ± 7.3 to 72.7 ±

7.8; p=0.002). There were also a significant reduction in body fat (p<0.001) and BMI (p=0.002).

There were reductions in waist and of hip circumferences, without a significant change in the

ratio of waist to hip circumference. Over the 8 weeks there were significant reductions in systolic

and diastolic blood pressure (p=0.01 and p<0.001). There were also significant reductions in

triglycerides (p=0.019) and HDL cholesterol (p=0.001), but not in total cholesterol or LDL

cholesterol. There was no change in blood glucose levels and no adverse events were reported

[41].

An open study was conducted with 50 healthy adult subjects who were overweight or obese.

They were given Precarb (Natrol’s Carb Intercept 500 mg capsules) containing

Phaseolamin/Phase2 [42]. The subject took 1 g Precarb (2 capsules, 3 times daily with high

carbohydrate meals) for 30 days. A per-protocol analysis was conducted on the 37 to 39 subjects

who completed the study. There was a significant reduction in mean body weight of 2.34 ± 2.21

kg (n=37; p<0.001) and a significant reduction in mean waist-to-hip ratio 2.77 ± 2.55 (n=39;

p<0.001).

In an open label study 23 adult men and women (BMI 22) took “Super Bows Diet Type B”, a

granular food available in Japan that contains 500 mg Phase 2, Coleus forskohlii extract and

Page 23: Phase 2® Food Science Dossier

mushroom chitosan (Plus fort Barrious®) for a period of 8 weeks [43]. Bows Diet Type B was

taken as 1 packet of powder in a glass of water 20 minutes before lunch and dinner. After 8

weeks, the product caused a significant decrease in body weight (0.78 ± 0.20 kg, p<0.01) and

percent body fat (1.19 ± 0.37%, p<0.01). There was no change on calorie intake during this

period. In 10 subjects who had a BMI over 24 and a total cholesterol over 220 mg/dl, there was a

significant decrease in cholesterol after 4 and 8 weeks (25.3 ± 7.1 mg/dl and 11.3 ± 4.0 mg/dl,

respectively; both p<0.05). There were temporary gastrointestinal symptoms such as bloating

and constipation but these symptoms disappeared following a few days of continuous intake of

the product.

Glycemic Index (GI)

Four cross-over clinical studies addressed the potential effect of Phase 2 on post-prandial

increases in blood sugar. All four studies indicated that Phase 2 could reduce post-prandial

spikes in blood sugar with a suggestion that the effect is dose-related.

In the first study, a placebo-controlled, cross-over study, eleven fasting subjects (men and

women aged 21 to 57) were given 4 slices of white bread and 42 g (3 Tbs) of margarine with or

without 1500 mg of Phase 2 (the Phase 2 was added to the margarine) [45]. The food contained a

total of 610 calories, 60.5 of which came from carbohydrate. The tests were administered a week

apart. Absorption and metabolism of carbohydrate was measured as levels of plasma glucose

over time. In comparison to control, the glucose levels following consumption of Phase 2

returned to baseline 20 minutes earlier. The area under the plasma glucose vs. time curve was

66% lower with Phase 2 compared to the control (p<0.05). The authors concluded that this

Page 24: Phase 2® Food Science Dossier

20

indicated that 1/3rd of the carbohydrate in the bread was absorbed. However, actual absorption

and subsequent excretion was not measured.

The second study, published in the same paper, was also a placebo-controlled, cross-over study.

Seven subjects (men and women 23 to 43 years old) were given a frozen dinner containing

country fried steak, mash potatoes, green beans and cherry-apple pie (630 calories with 64 g

carbohydrate) with and without 750 mg Phase 2. In this study, the Phase 2 was mixed with the

gravy. The effect of Phase 2 was to reduce the average plasma glucose vs. time curve by 28%

and the authors concluded that 2/3rds of the carbohydrate in the meal was absorbed. The authors

noted that there appeared to be a dose-related effect with the 1500 mg dose of Phase 2 being

twice as effective as the 750 mg dose [45].

A 6-arm crossover study was conducted with 13 randomized subjects (BMI 18-25) to determine

whether the addition of Phase 2 would lower the GI of a commercially available high glycemic

food (white bread) [46]. Standardized GI testing was performed using capillary blood glucose

measurements following ingestions of white bread with butter, with and without the addition of

Phase 2 in capsule or powder form. In both formulations, Phase 2 was given in dosages of 1500

mg, 2000 mg, and 3000 mg. The powdered form was mixed with the butter. Statistical analysis

was performed by one-way ANOVA of all seven treatment groups using unadjusted multiple

comparisons (t tests) to the white bread control. For the capsule formulation, the 1500 mg dose

had no effect on the GI and the 2000 mg and 3000 mg capsule doses caused insignificant

reductions in GI. For the powder, the 1500 mg and 2000 mg doses caused insignificant

Page 25: Phase 2® Food Science Dossier

reductions in the GI, while the 3000 mg dose caused a significant reduction in post-prandial

glucose levels (a reduction of 34.11%, p=0.023).

A single dose double-blind cross-over test was conducted on the effects of Super Bows Diet

Type B on blood sugar levels [43]. As previously stated, this product is a granular food available

in Japan that contains 500 mg Phase 2, Coleus forskohlii extract and mushroom chitosan. The

experiment included 13 men and women with a fasting blood glucose level above 126 mg/dl. In

two test periods 1 week apart, the subjects took a packet of product or placebo along with a glass

of water 5 minutes before eating 300 g polished rice. Blood samples were taken before the intake

of the rice and 30, 60, 90 and 120 minutes afterward. Blood sugar levels 30 minutes after eating

the rice were significantly lower with the test product (p<0.01). Plasma insulin levels were

significantly lower compared to the control at 30 and 60 minutes after consuming the rice

(p<0.01).

Safety

In the human clinical studies reviewed above there were no reports of serious side effects

resulting from ingestion of white bean extracts. Clinical efficacy studies using doses of Phase 2

up to 3000 mg per day in divided doses for periods of 30 days to 24 weeks also reported no

significant adverse events. An acute animal toxicity study was conducted in rats with Phase 2 at

doses of 500 to 5000 mg/kg body weight along with a subchronic study of 90 days with doses of

200 to 1000 mg/kg. In response, there were no adverse reactions and signs of toxicity in

biochemical and histopathological analysis [47]. A 28-day toxicity study conducted with male

and female rats reported a no-adverse-effect level (NOAEL) of 2500 mg/kg/day [48]. Cantox

Page 26: Phase 2® Food Science Dossier

22

Health Sciences International conducted a safety review of published and unpublished data on

Phase 2 and the panel of experts concluded that it could be safety consumed at doses up to 10 g

per day [31].

Since alpha-amylase inhibitors prevent the degradation of complex carbohydrates into

oligosaccharies, those carbohydrates will pass through the intestine into the colon. In the colon,

bacteria will digest the complex carbohydrates, and this may initially cause gastrointestinal side-

effects such as flatulence and diarrhea. In the study conducted with Super Bows Diet Type B

which contained Phase 2 along with other ingredients, there were temporary gastrointestinal

symptoms including bloating and constipation but these symptoms resolved with continued

intake of the product [43].

Raw beans contain phytohaemagglutinin (PHA) at high levels which have been associated with

toxic effects in animals and severe gastrointestinal disturbances in humans [3]. However, PHA

levels in beans are drastically reduced by cooking. In addition, white beans have negligible

amounts of PHA compared to colored beans. Phase 2 is a standardized white bean extract

prepared using a specialized process which substantially inactivates haemagglutinating activity

(HA) and trypsin inhibiting activity (TIA). The finished product contains less than 700 HA units

per g and less than 20 TIA units per mg dry weight [31].

Product equivalency

This review is focused on the development and clinical research of a proprietary product, Phase 2

Carb Controller (Pharmachem Laboratories, Kearny, NJ). We felt it was important to focus on

Page 27: Phase 2® Food Science Dossier

this product as there is no evidence that carbohydrate blockers are equivalent. Early studies on

the alpha-amylase inhibitor from white bean indicated that enzyme stabilization through specific

manufacturing processes was key to an active product. The challenge of establishing biological

equivalency for protein biopharmaceuticals has been highlighted in recent publications. The

complexity of these molecules, and their production in living cells, makes the final product

sensitive to changes in manufacturing conditions. Because of this, the European Medicine

Agency has introduced a new regulatory pathway for biosimilars (also known as follow-on

biologics) which mandates clinical trials in order to show therapeutic equivalence [49]. In the

US, companies are expected to use the approval process for new branded drugs [50]. While the

Phase 2 product is a dietary supplement, and not a pharmaceutical, we believe similar principals

apply.

Conclusions

Experiments conducted with the Phase 2 alpha-amylase inhibitor indicate that it reduces the rate

of absorption of carbohydrates, thereby reducing the GI of foods. The evidence also indicates

that Phase 2 promotes weight loss when taken concurrently with meals containing carbohydrates.

The importance of reducing the GI of foods in weight management and type 2 diabetic control is

indicated by an emerging body of evidence. Reducing the post-prandial spikes of glucose and

insulin following a high GI meal may also reduce the risks of developing insulin resistance,

which can lead to cardiovascular disease.

Page 28: Phase 2® Food Science Dossier

24

Competing Interests

Medicus Research has received research support grants from Pharmachem Laboratories. JKU has

provided consulting services to Pharmachem Laboratories. MLB has provided consulting

services to Medicus Research. The authors and Medicus Research do not endorse any brand or

product.

Authors’ Contributions

MLB and JKU were both involved in writing this review. They both read and approved the final

manuscript.

Acknowledgements

The authors would like to acknowledge Pharmachem Laboratories for sponsoring this review.

Page 29: Phase 2® Food Science Dossier

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Page 37: Phase 2® Food Science Dossier

Table 1: Phase 2 Clinical Data

Reference

(Author,

date)

Study

Design /

Duration

Subjects Purpose Preparation/ Dose Main Results

Thom, 2000

[39]

RPCT, 12

weeks

n=40 (BMI

28- 39)

weight

loss

400 mg Phaseolamin®

3X after meals, total

1200 mg/day (other

ingred. inulin &

Garcinia extract)

body weight, BMI &

%body fat in active group

(p<0.05), no effect in

placebo group; no between

group analysis

Erner, 2003

[40]

RPCT, 12

weeks, then

open 12

weeks

n=54 (BMI

24-36)

weight

loss

Thera-Slim: 1000 mg

Phase2 before 2 meals,

total 2000 mg/day

trend toward body

weight, 3X decrease in

triglycerides; no between

group analysis

Rothacker,

2003

[36]

RPCT, 12

weeks

n=88 (BMI

24-32)

weight

loss

StarchAway chews: 1000

mg Phase2 before 3

meals, total 3000 mg/day

body weight comparison

to placebo (p<0.05)

Udani, 2004

[44]

RPCT, 8

weeks

n=39 (BMI

30-43)

weight

loss

Phase 2 1500 mg 2X,

3000 mg/day

body weight comparison

to placebo (ns)

trigylcerides (ns)

Koike, 2005

[41]

Open, 8

weeks

n=10 (BMI

23-30)

weight

loss

3 capsules Phaseolamin

1600 diet 2X daily; 750

mg Phase 2 daily

body weight (p=0.002),

calorie intake, BMI,

triglycerides & HDL (all

p<0.05)

Page 38: Phase 2® Food Science Dossier

34

Osorio,

2005

[42]

Open, 30

days

n=39

(overweight

& obese)

Weight

loss

PreCarb capsules: 1000

mg Phase3 with meals,

total 3000 mg/day

body weight &

waist to hip ratio over

time (both p<0.001)

Celleno,

2007

[35]

RPCT, 30

days

n=60 (BMI

avg 26)

Weight

loss

Phase 2 + chromium;

445 mg extract daily

body weight (p<0.001),

BMI, body fat (both

p<0.01)

Vinson,

2009

[45]

PCT, X-

over, single

dose

Part 1: n=11,

Part 2: n=7

Plasma

glucose

Phase 2 mixed with

margarine or gravy. 750

or 1500 mg.

AUC post prandial blood

glucose; higher dose

(p<0.05).

Udani, 2009

[46]

RPC, X-

over, single

dose

n=13 (BMI

18-25)

Plasma

glucose

Phase 2 capsules or

mixed w/butter. 1500,

2000, 3000 mg

AUC post prandial blood

glucose; 3000 mg w/butter

(p<0.05).

Wu, 2010

[37]

RPCT, 60

days

n=101 (BMI

25-40)

Weight

loss

Phase 2; 1,000 mg 3X

daily

body weight, waist

circumference (both

p<0.01)

DB = double-blind, PCT = placebo-controlled trial, RPCT = randomized placebo-controlled trial, X-over =

crossover

Page 39: Phase 2® Food Science Dossier

Hi-maize Resistant starch report by Kanak Udani, Ph.D. June 15, 2011 Review and analysis of Hi-maize resistant starch product from National Starch Company and evaluation of potential benefits for Phase 2 products applications Introduction: National Starch company (Now part of Corn Products) has been promoting their resistant corn starch product Hi-maize resistant starch as a dietary fiber ingredient for incorporating in baked goods, pasta products and for incorporation in wheat flour for general uses. In March 2010, the European Food Safety Authority (EFSA) issued an opinion on dietary fiber. In this opinion, resistant starch is included in their definition of what constitutes a dietary fiber defined as non-digestible carbohydrates. In April 2011, EFSA issued an opinion on claims related to resistant starch and reduction of post-prandial glycemic responses and concluded that resistant starches reduces post-prandial responses when it replaces digestible starches in baked goods. To bear this claim, high carbohydrate baked goods should contain at least 14% of total starch in replacement to digestible starch. The claimed effect is “digestive health benefits” and “favors a normal colon metabolism”. The purpose of this report is to review Hi-maize resistant starch product, its properties, uses, benefits and limitations. The report also compares them with Phase 2 and identify opportunities for Phase 2. General background: Starch is a carbohydrate produced by green plants as a energy source and it consists of two molecules: the linear molecule Amylose (20-25%) and the branched molecule Amylopectin (75-80%). Amylose is more resistant to digestion than amylopectin and is therefore an important form of resistant starch. Resistant starch is defined as the amount of starch and the products of starch degradation that resists digestion in the small intestine of healthy people. Resistant starch is considered a functional fiber. Resistant starches are classified as type 1 – 4 according to their physical and chemical characteristics. Only type 1, 2 and 3 resistant starches are naturally present in foods. Hi-maize resistant starch is made from fractionation of high amylose corn and it is classified as type RS2 – natural granular starch (no chemical modification). Foods containing resistant starches have been consumed for thousands of years and this resistant starch has recently been rediscovered as a beneficial ingredient. As the foods have become more processed and packaged for convenience, the amount of resistant starch in our diets has decreased. Individuals in developed countries such as U.S. Consume about 5 grams of resistant starch per day. In less developed countries, individuals consume 15-20 grams of resistant starch

Page 40: Phase 2® Food Science Dossier

in their diet – the amount recommended by health experts for full physiological benefits. Resistant starch is naturally found in common foods such as legumes beans (including white bean - source of Phase 2), peas, whole grains, potatoes and bananas. For years, health professionals have recommended increased use of complex carbohydrates (whole grains, legumes, fruits etc.) in the diet. Resistant starch is part of complex carbohydrates. Since Phase 2 delays the digestion and absorption of carbohydrates, reduces caloric impact of starchy foods and lowers glycemic index, a comparison with Hi-maize resistant starch would be useful in identifying new potential opportunities to Pharmachem in expanding their Phase 2 business.

Page 41: Phase 2® Food Science Dossier

Hi-maize 260 resistant starch product data: High-maize 260 resistant starch is made from high amylase corn Starch, a natural food source that resists digestion in the

Small intestine. Label: Resistant Corn starch (dietary fiber) FDA status: GRAS GMO-free Reduces calories when it is used to substitute digestible Carbohydrates. Reduces glycemic response when substituted for digestible Carbohydrates. Increases insulin sensitivity Acts as fiber. Total fiber 60% min (DSB) Recommended for use in baked goods, past and snacks Color: white/off-white Taste: Bland Particle size: 10 – 15 microns Moisture: 10 – 14%

Page 42: Phase 2® Food Science Dossier

Phase 2 product data: Phase 2 is a white bean extract (Phaseolus Vulgaris) that delays Digestion and absorption of carbohydrates Label: white bean extract FDA status: GRAS GMO – free Assists in weight control with sensible diet Reduces glycemic index when taken with carbohydrates Recommended for baked goods, pasta, pizza and snack products Color : white to beige Taste: Bland Mesh: 100% through US 60 mesh Moisture: <10%

Page 43: Phase 2® Food Science Dossier

Hi-maize in food applications: The main nutritional benefits claimed by use of Hi-maize resistant starch when used to replace digestible carbohydrates include: Reduced calories Reduced glycemic response Increased insulin sensitivity Increased satiety – post meal and 24 hours Prebiotic fiber Contributing to regularity The Hi-maize resistant starch is being recommended for use in baked goods, pasta and snacks to replace flour in the formulations primarily to reduce the digestible starch portion in the flour. Recommended use levels are from 5 to 20% of dry mix. Phase 2 and Hi-maize – Prs and Cons.: Product formulations and processing considerations: Incorporating Hi-maize in in existing baked goods would be challenging. Replacing up to 20% flour in breads with Hi-maize could significantly affect organoleptic attributes. Especially, a high level of resistant starch could produce a dry sensation in mouth. Additional water may be required in the formulation to counter the dryness. In contrast, incorporation of 1 – 2 % Phase 2 in baked goods requires minimum adjustment in the formulations. In terms of preparation procedures, use of both Hi-maize and Phase 2 would require adjustments. Phase 2 – Opportunities: Hi-maize is being positioned as an alternate to other fiber products such as wheat fiber, oat fiber and inulin to reduce the digestible starches in baked goods. These other fiber products do not have benefits of weight, glycemic and energy managements and as such it is not competing against Phase 2. In many aspects, Hi-maize and Phase 2 provide similar benefits: Both reduce absorption of digestible starches present in foods consumed. Both lower glycemic index. Both help weight control – with sensible diet and exercise. Both have prebiotic benefits as undigested starches ferment in large intestine. Thus indirectly, Phase 2 functions as Hi-maize which is classified as a fiber. Both are well tolerated. The greatest advantage Phase 2 may have over Hi-maize would be the ease of incorporating Phase 2 in baked foods, pastas, pizzas and snack products. Phase 2 incorporation would not require major reformulations of the products and would not affect sensory attributes such as dryness in mouthfeel.

Page 44: Phase 2® Food Science Dossier

While Hi-maize replaces part of digestible starch from the food product, a large portion of digestible starch still remains in the product. Inclusion of Phase 2 in these products could further reduce the amount of digestible starch that would delay the digestion and absorption of digestible starches. Cost considerations: The estimated price of Hi-maize is $125/100wt. Replacing up to 20% flour in the Baked goods formulations would be considerable requiring higher premium for the products. Generally, flour constitutes about 2/3 of the ingredients in most baked goods. The estimated price is $20-25/100wt. Recommendations: In order to establish potential benefits and a competitive advantage of Phase 2 over Hi-maize resistant starch, two approaches are recommended. Results of these studies could provide a marketing edge to Pharmachem. Clinical evaluation: To determine the relative benefits of Phase 2 and Hi-maize, food products containing Phase 2 and Hi-maize should be evaluated individually for the reduction in glycemic index in a condensed clinical study. In addition, another study on the reduction in glycemic index with products containing both Phase 2 and Hi-maize together would determine if their impact on glycemic index is cumulative or synergistic. Product evaluation: Identical food products containing Phase 2 and Hi-maize for should be tested in sensory evaluation for their relative consumer acceptance. Suggested food products are wheat bread and cheese pizza. Depending upon the outcome of clinical studies recommended above, sensory evaluation of food products with both Phase 2 and Hi-maize should also be evaluated. Summary: Hi-maize is being marketed as a dietary fiber. It claims benefits of fiber as well as reduction in glycemic response. While Phase 2 is not a fiber source, its benefits are similar to those of Hi-maize.

Page 45: Phase 2® Food Science Dossier

Incorporating Hi-maize in food products requires major reformulation and sensory properties, particularly taste are expected to be affected. Cost of Hi-maize to reduce digestible starch in foods could be an important factor. Since health concerns for healthy living and obesity are major public issues, products such as Phase 2 and Hi-maize that could provide nutritional benefits would be perceived as useful products and would provide business opportunities.

Page 46: Phase 2® Food Science Dossier

For Trade Distribution, only.

Studies and Applications Data for Phase 2 Carb Controller/Starchlite

Page 48: Phase 2® Food Science Dossier

Phase 2 Carb Controller® incorporation into baked goods was researched in a joint effort with the Geffen Center for Human Nutrition at UCLA. Amylase enzyme content of flours must be considered, as it will affect Phase 2 Carb Controller® performance in the product (showing that it works).

Extensive tests have been conducted to check the effects of standard processing, such as homogenization, UHT treatment, pasteurization, sterilization, baking, extrusion, molding, fermentation and acidification. Alpha-amylase inhibition remains unaffected (See Figure 1 and Figure 2).

Page 49: Phase 2® Food Science Dossier

Inhi

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Figure 1. Inhibition of Alpha-Amylase Activity by Phase 2 Carb Controller® in Mashed Potatoes

Samples

Control No Phase 2 Carb Controller® - No mashed potatoes P2 Post Prep Phase 2 Carb Controller® added to mashed potatoes post preparation MP Mashed potatoes - No Phase 2 Carb Controller® P2 Prep Mashed potatoes prepared with Phase 2 Carb Controller®

Figure 2. Inhibition of salivary alpha-amylase activity by Phase 2 Carb Controller® in Chewing Gum

3 Tests Each: 1. Uninhibited Salivary Alpha-Amylase 2. Control Chewing Gum 3. Phase 2 Carb Controller®

Chewing Gum

Page 50: Phase 2® Food Science Dossier

Alph

a-Am

ylase

Act

ivity

(Ex

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38

Rela

tive

Activ

ity

Phase 2 Carb Controller® in Liquid Products Phase 2 Carb Controller® can simply be mixed with liquids (e.g. milk) just before processing, while retaining alpha-amylase inhibiting activity (see Figure 3 and 4).

Figure 3. Inhibition of Alpha-Amylase Activity by Phase 2 Carb Controller® in a Pasteurized Orange Drink

Enzyme Control reaction without any inhibitor

Control Untreated drink (No Phase 2 Carb Controller®)

P2 Pre Pre-treated drink (Phase 2 Carb Controller® added during processing/pasteurization @ 100 mg/24 mL) P2 Post Untreated drink with added Phase 2 Carb Controller® in the laboratory for assay purpose

Figure 4. Alpha-amylase activity in untreated and Phase 2 Carb Controller® treated pasteurized milk

Untreated Milk P2 Treated Milk

Page 51: Phase 2® Food Science Dossier

Stability and Shelf Life:

pH Stability Phase 2 Carb Controller® shows very good stability for acid pH, so it is fully suitable for applications such as acidic drinks. At very basic pH, the activity decreases, probably because of a lower solubility of the powder.

Thermal Stability Phase 2 Carb Controller® shows good stability from 20°C to 120°C. Activity decreases with long-time heat treatment, but retains over 40% inhibition of alpha-amylase. Therefore, Phase 2 Carb Controller® is fully suitable for industrial processes that use heat treatment over 70°C, such as pasteurization or sterilization.

Microwave Stability Phase 2 Carb Controller® was treated with a microwave oven (500 W) for 1-5 minutes. Alpha- amylase inhibitory activity was not decreased by microwave treatment.

Source Material The source material used for Phase 2 Carb Controller® (Phaseolus vulgaris) is 100% grown in the U.S.A. and supplied by Archer Daniels Midland Company. The extract is manufactured under (c)GMP conditions in a Pharmachem Laboratories, Inc. owned and operated U.S. facility. There is full traceability from farm to manufacture.

Regulatory Aspects • Self-affirmed GRAS (Generally Recognized as Safe) for use as an ingredient in foods and bever-

ages, thanks to the assistance of CANTOX. • Non-GMO • Prop 65 compliant • Solvent-free

Phase 2 Carb Controller® Outdoes the Competition • Very low, efficacious dose • 18 clinical and safety studies, and clinical citations support claims • Applications range from supplements, to foods, to unique food applications (such as seasonings) • Source material is fully traceable, non-GMO, and grown in the U.S.A. • More versatile for food applications than resistant starch • New forms being developed for improved formulations and applications

“Enjoy a little more, absorb a lot less!”™  with  Phase  2  Carb

Controller®

Page 52: Phase 2® Food Science Dossier

StarchLiteStarchLite®® stability and stability and activity in fresh pastaactivity in fresh pasta

July 2011

Page 53: Phase 2® Food Science Dossier

2

TRIALS AIMTRIALS AIM

Aim of this study

To observe the impact of StarchLite® on the quality attributes of fresh pastas (aspect, flavour and taste)

To quantify and validate StarchLite® activity in the finished product

To measure the influence of process on StarchLite® stability.

Introduction

Page 54: Phase 2® Food Science Dossier

3

RecipeRecipe

30.33 %30.33 %Water (50rC)

2.64%2.64%Milk Protein

2 %2 %

65.03 %

Fresh pasta with 2%

StarchLite®

StarchLiteStarchLite®®

Durum wheat semolina

Raw materials

XX

67.03 %

Control

Fresh pasta

Fresh pastas were made without egg

Page 55: Phase 2® Food Science Dossier

4

ProcessProcess

Mixing all ingredients

Kneading 10 minutes

Leaving the dough as a ball 30 minutes

Dividing the dough in small parts

Rolling the dough in a pasta machine

Dividing in long and thin parts

Drying the pastas 24h at 55rC

Page 56: Phase 2® Food Science Dossier

5

ResultsResults

Visual appearance:No significant difference between the fresh pastas with StarchLite and the reference (no browning, no discoloration).

Physical stability:No significant difference between the fresh pastas with StarchLite and the reference (no hardening).

Sensory properties (triangle test):No significant difference between the fresh pastas with StarchLite and the reference.

Page 57: Phase 2® Food Science Dossier

6

AnalyticalAnalytical methodmethod

Extraction method :Starchlite® decreases the Glycemic Index by inhibiting alpha-amylase, an enzyme present in saliva and also produced by the pancreas.

Extraction method :Extraction method :

Control : Fresh pastaswithout StarchLite

100g of control + phosphate buffer up to 100mL

100g of control + phosphate buffer up to 100mL + 4g StarchLite

100g of Test product + phosphate buffer up to 100 mL

Mixing by vortex

Centrifugation (9000rpm / 20rC / 30 min)

Supernatant

Test : Fresh pastaswith StarchLite

Centrifugation (9000rpm / 1 min)

Page 58: Phase 2® Food Science Dossier

7

EnzymaticEnzymatic inhibitioninhibitionmethodmethod

Principle:

Measurement of alpha-amylase enzymatic activity during the hydrolysis of its specific substrate (Amylose, Sigma A0512)in presence of Control extract (to observe matrix effect), by absorbance analysis Measurement of alpha-amylase enzymatic activity when StarchLite® is added.Comparison of both results to express alpha-amylase inhibitory activity of StarchLite®.

Products:

Pasta Control without StarchLitePasta with 2% of StarchLiteStarchLite in powder U08502

Sample preparation:

Pasta control without StarchLite: 100 g of product are mixed and dissolved in 100mL of Buffer phosphate 20mM pH 6.9. Mixing and centrifuged at 9 000 rpm 20rC during 30min. Taking the supernatant and before analysis do a new spin 9 000rpm 1min. Analysis this final solution.

Pasta control + StarchLite in Powder (U08502) : 100g of product are mixed and dissolved in 100mL of Buffer phosphate 20mM pH 6.9 Addition of 4g of StarchLite® U08502 (in order to get approx 20mg of StarchLite®/mL of

Buffer Phosphate 20mM pH 6.9) Mixing and centrifuged at 9 000rpm 20rC during 30min. Taking the supernatant and before analysis do a new spin 9 000rpm 1min. Analysis this final solution

Pasta sample with 2% of StarchLite : 100g of product are mixed and dissolved in 100mL of Buffer phosphate 20mM pH6.9 (on

the basis that the product contains about 2% of StarchLite®). Mixing and centrifuged at 9 000rpm 20rC during 30min. Taking the supernatant and before analysis do a new spin 9 000rpm 1min. Analysis of the final solution.

Analytical method:

Enzymatic Method (M.RD.AA.012) – 450nmUsed of 0.1mL of each supernatant

Page 59: Phase 2® Food Science Dossier

8

EnzymaticEnzymatic inhibitioninhibitionResultsResults

Determination of Inhibition rate after extraction

99%Pasta sample (2% of Starch Lite)

100%Pasta control + Starch Lite U08502

Inhibition Recovery Rate (%)

Enzymatic activity was determined from the analysis of Pasta control in order to overcome the matrix effect.

An inhibitory activity was determined in Pasta control + StarchLite(Comparison between enzymatic activity in Pasta control and enzymatic activity in Pasta control when StarchLite is added) to obtain a reference.

The recovery rate is obtained by comparing Inhibitory activity in Pasta control + StarchLite and inhibitory activity in Pasta extract sample.

Evidences

Compared to Pasta Control + Starchlite Powder extract:

99% of the inhibitory activity normally find in Pasta samples have been dosed.

Very few part of StarchLite and his activity must have been lost during sample extraction.

Page 60: Phase 2® Food Science Dossier

9

ConclusionsConclusions

The addition of StarchLite® has no significant impact on the quality attributes of fresh pastas.

The dosage of StarchLite® in pastas sampleswith the enzymatic method showed a recovery rate of 99%.

With an addition of 2% StarchLite® in pastas, the alpha-amylase inhibitor activity is totally preserved.

Page 61: Phase 2® Food Science Dossier

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Page 70: Phase 2® Food Science Dossier

ISSI LABORATORIES, INC.515 BLUE RIDGE AVENUEPISCATAWAY, NEW JERSEY 08854-5013Telephone: 732-246-3930 (Voice), 732-247-4977 (Facsimile)Email: <[email protected]>

CONFIDENTIAL

April 12, 2007

Mr. Mitch SkopPharmachem Laboratories, Inc.265 Harrison AvenueKearny, NJ 07032201-246-1000 (Fax 8105)

Dear Mr. Skop:

Phase2®/StarchLite™

This is to report to you on the analytical results obtained at our laboratory on Phase2®/StarchLite™.

Introduction

Ingested starch (amylose and amylopectin) is hydrolyzed into simple sugars (such as glucose,maltose and maltotriose) by an enzyme (D-amylase), resulting in increased availability of themonosaccharides. If this process can be minimized, it would limit the availability of sugars in theblood stream. A glycoprotein from white kidney bean was known to have some inhibitory effect onD-amylase (up to 50% inhibition). In human subjects, the glycemic index was considerably reducedupon ingestion of white kidney bean powder. It would, therefore, be a beneficial situation if the whitekidney bean powder is incorporated into certain regular food items, especially to the benefit of obeseand diabetic individuals.

Analytical Problem

When the white kidney bean powder (Phase2®/StarchLite™) was incorporated into a prepared food,ingestion of it yielded the desired glycemic effect in vivo. However, the available laboratory assaytechniques were unable to detect the expected inhibitory effect in vitro. This apparent anomaly hadto be resolved, in order to unequivocally establish the inhibitory activity of Phase2®/StarchLite™ inprepared foods.

Objective of Investigation

The objective of the proposed investigation is to determine the fate of Phase2®/StarchLite™ in theprocessed foods and to develop a method for monitoring its inhibitory activity. At the outset, theinvestigation rested on the hypothesis that (1) Phase2®/StarchLite™ was active in the preparedfood, but was inaccessible for measurement in vitro; (2) the source of a-Amylase was not that ofhuman; and (3) the assay reaction mixture was inappropriate for the enzyme-inhibitor complex.

Page 1 of 7

Metabolism -- Biochemistry -- Analytical ChemistryResearch -- Testing -- Consultation

Page 71: Phase 2® Food Science Dossier

ISSI No. P25036Pharmachem / StarchLite®

Page 2

Materials and Methods

Equipment and Materials

1. Stove, domestic style (natural gas)2. Cooking pan, stainless steel (4 quart size)3. Mixing bowl, stainless steel (4 quart size)4. Fork, stainless steel, domestic5. Balance (Scale), capable of 100 g at 0.01 g increments6. Water (city tap)7. Butter, unsweetened, unsalted8. Reagent grade water9. Mashed Potatoes (Potato Buds®, Betty Crocker® Brand by General Mills)10. Phase2®/StarchLite™11. Plastic storage bags12. Refrigerator (~5 oC)13. Microcentrifuge (Centronics Model C0240; Spintron Inc., Metuchen, NJ or equivalent unit)14. Microcentrifuge plastic tubes for above, 1.5 mL capacity15. Refrigerated Centrifuge (2000 rpm at 10 oC)16. 50-mL Capacity plastic centrifuge tubes for above17. Multiwell plate (96-well)18. Pipettes (assorted)19. Į-Amylase, human salivary (from volunteers at our laboratory)20. Substrate (2-Chloro-4-nitrophenyl-Į-D-maltotrioside; C24H34ClNO18, FW 660)21. Phosphate Buffered Saline, pH 7.4, 10 mM.22. Microplate Reader (Bio-Rad Model 680 or equivalent unit)23. Hot surface (~30 oC)24. Multi-channel pipette, adjustable volume

Preparation of Instant Mashed Potatoes with Phase2®/StarchLite™ (“MP”)

Pharmachem’s Stove-Top Method:

Water-- 300 mL (73%)Butter-- 27.12 g (6.6%)Potato Buds-- 71.51 g (17.4%)StarchLite® -- 12.33 g (3.0%)

“Premix Potato Buds and Phase2®/StarchLite™ until Phase2®/StarchLite™ is completely blendedinto the mixture. Combine water and butter in a pot. Heat until boiling. Remove pot from heat. Stirin Potato Buds/ StarchLite® mixture until moistened. Let stand for approximately 2 minutes or untilliquid is absorbed and whip up with a fork.”

A control preparation without Phase2®/StarchLite™ was prepared in a similar manner.

The preparations was allowed to cool at room temperature for about an hour, then transferred intoplastic bags and kept overnight at ca. 5 oC in a refrigerator.

Extraction of Į-Amylase Inhibitor of Phase2®/StarchLite™ from Instant Mashed Potatoes (MP)

Water-soluble constituents in MP were extracted with Phosphate Buffered Saline (PBS) bysonication, shaking and centrifugation, as follows:

1. Weigh out 10 g of Instant Mashed Potatoes with Phase2®/StarchLite™ (“SMP”) into a 50-mLplastic centrifuge tube.

2. Weigh out 10 g of Instant Mashed Potatoes without Phase2®/StarchLite™ (“CMP”) into a 50-mLplastic centrifuge tube.

Page 72: Phase 2® Food Science Dossier

ISSI No. P25036Pharmachem / StarchLite®

Page 3

3. Weigh out 10 g of Instant Mashed Potatoes without Phase2®/StarchLite™ (“CMP”) into a 50-mLplastic centrifuge tube, and add 306 mg of StarchLite.

4. Weigh out 306 mg of StarchLite into a 50-mL plastic centrifuge tube.5. To all 4 tubes above, add 10 mL of PBS.6. Mix with a Votex® mixer for 30 sec.7. Sonicate in an ultrasonic water bath for 5 min.8. Centrifuge for 1 hr at 2,000 rpm and 10 oC.9. Pipette out aliquots of the supernatant from each tube into 4 microcentrifuge tubes.10. Centrifuge with the microcentrifuge for 10 min at room temperature.11. Use the clear supernatant for assays.

Assay Method

The assay method is based on the principle that the hydrolysis of 2-Chloro-4-nitrophenyl-Į-D-maltotrioside, catalyzed by Į-Amylase, yields 2-Chloro-4-nirophenol that is quantitatively measuredby its absorbance at 415 nm. Its formation is directly proportional to the Į-Amylase activity.Hitherto, the measurements were mostly made with spectrophotometers that usually require millilitervolumes of reaction mixture. However, with the advent of multi-well plate reader technology, it isnow more convenient, efficient, and economical to conduct these tests, up to 96 reactions at a time.

In the present study, assays were carried out with a total volume of 150 ȝL of reaction mixture perwell, as follows:

1. Į-Amylase (1,4-Į-D-Glucan-glucanohydrolase; E.C. 3.2.1.1); equivalent of10 ȝL human saliva

2. 100 ȝL of sample extract (100 ȝL PBS for control)(Į-Amylase inhibitor was equivalent of 3 mg of Phase2®/StarchLite™)

3. Incubate for the assigned time over a warm plate (~30 oC), covering the multiwell plate looselywith a plastic lid

4. Add 40 ȝL of the substrate (2-Chloro-4-nitrophenyl-Į-D-maltotrioside) solution5. Measure the Optical Density at 415 nm. If time course values are planned, continue

measurements at the selected time intervals.

Results and Discussion

The following 5 reaction conditions were assayed in 2 separate assays, and in duplicate within eachassay:

1. Control-- No Phase2®/StarchLite™ and Mashed Potatoes. This is a reaction that would providethe extent of enzymatic hydrolysis of the substrate, free of any influence by the ingredients in thefood preparation.

2. SL-- Phase2®/StarchLite™ Only (No Mashed Potatoes). This is a reaction that would providethe extent of enzymatic hydrolysis of the substrate after the enzyme was exposed toPhase2®/StarchLite™, but free of any influence by the ingredients in the food preparation.

3. SL+UT-- Phase2®/StarchLite™ added to Mashed Potatoes prepared withoutPhase2®/StarchLite™. This is a reaction that would provide the extent of enzymatic hydrolysisof the substrate after the enzyme was exposed to (“uncooked”) Phase2®/StarchLite™, but notfree of any influence by the other ingredients in the food preparation. (This is a post-preparationaddition of Phase2®/StarchLite™.)

4. UT-- Mashed Potatoes Prepared Without Phase2®/StarchLite™. This is a reaction that wouldprovide the extent of enzymatic hydrolysis of the substrate in the total absence ofPhase2®/StarchLite™, but not free of any influence by the ingredients in the food preparation.

Page 73: Phase 2® Food Science Dossier

ISSI No. P25036Pharmachem / StarchLite®

Page 4

5. T-- Mashed Potatoes Prepared With Phase2®/StarchLite™. This is a reaction that would providethe extent of enzymatic hydrolysis of the substrate after the enzyme was exposed toPhase2®/StarchLite™, but not free of any influence by the other ingredients in the foodpreparation.

The observed Optical density values, which are directly related to the Į-Amylase activity, aresummarized in the following Figure 1.

Figure 1. Inhibition of Į-Amylase Activity by Phase2®/StarchLite™ in Instant Mashed Potatoes.

Control = No Phase2®/StarchLite™ - No Mashed Potatoes SL = Phase2®/StarchLite™ Only-No Mashed Potatoes SL+UT = Phase2®/StarchLite™ Added to Mashed Potatoes Prepared Without Phase2®/StarchLite™ UT = Mashed Potatoes Prepared Without Phase2®/StarchLite™ T = Mashed Potatoes Prepared With Phase2®/StarchLite™

Vertical bars represent Assay 1, Assay 2, and their Mean values, respectively.

StarchLite Assays

0

0.5

1

1.5

2

2.5

3

Control SL SL+UT UT T

Sample

Opt

ical

Den

sity

(OD

)

Optical Density (415 nm)Sample Assay 1 Assay 2 Mean

Control 2.033 2.244 2.139SL 0.088 0.096 0.092

SL+UT 0.161 0.149 0.155UT 2.094 2.694 2.394T 0.152 0.160 0.156

Page 74: Phase 2® Food Science Dossier

ISSI No. P25036Pharmachem / StarchLite®

Page 5

Inhibition of Į-Amylase by Phase2®/StarchLite™ in Instant Mashed Potatoes (MP)

By a direct comparison of the Į-Amylase activity between the Instant Mashed Potatoes preparedwith and without Phase2®/StarchLite™ (samples T and UT, respectively), the extent of inhibition wascalculated as:

100–([0.156/2.394] x 100)= 100–(0.06516 x 100)= 100–6.516= 93.5%

Interference of Other Ingredients in Instant Mashed Potatoes (MP)

There was a slight increase in the Į-Amylase activity when the reaction mixture contained MP (seeSL 0.92 versus SL+UT 0.155 or T 0.156). It appears that the potato starch was responsible for thissituation. Since potato starch is a substrate by itself, it is not surprising that it could add to theoverall reaction velocity, as could be expected under the first order kinetics. Nonetheless, theobserved effect was negligible and, with the employment of appropriate control, had no negativeimpact on the assay outcome.

Effect of Incubation Time on Inhibition

An independent assay was carried out to determine the optimum time of exposure (incubation) toachieve a desired level of inhibition. Incubation times of 0, 30, 60 and 120 min were studied.Following the incubation, the substrate was added and activity read (OD415). Following the initialreading, the readings were continued through 2 min, 5 min and 10 min.

The results of these observations are summarized below in Figure 2:

Incubation Optical Density Reading Time (min)Time (min) Initial 2 min 5 min 10 min

0 0.890 1.435 1.844 2.01130 0.184 0.195 0.217 0.24760 0.173 0.175 0.184 0.199120 0.164 0.164 0.170 0.184

Page 75: Phase 2® Food Science Dossier

ISSI No. P25036Pharmachem / StarchLite®

Page 6

Figure 2. Effect of Time of Incubation on Į-Amylase Activity by Phase2®/StarchLite™ in Instant Mashed Potatoes.

Vertical bars at each Incubation Time represent 4 readings taken initially, and after 2 min, 5 min and 10 min, respectively.

As could be seen above, most of the inhibition (nearly 88%) occurred by 30-min incubation.Additional incubations (up to 2 hours) did not contribute significantly. It appears, therefore,that a 30-min incubation would be adequate, although an hour of incubation was employedin present study.

With regards to the time-course reaction of the substrate hydrolysis, the readings taken atthe 4 time intervals showed a clear linear rate, from 0.890 to 2.011 over the 10-min periodin the uninhibited reaction (see 0-min incubation data above). For comparative purposes,it appears adequate to make readings at 5 min following the addition of substrate. In thepresent study, readings were taken at 4 min for routine evaluation of the activity levels.

It is also interesting to note that the reading time intervals did not matter in case of inhibitedreactions (see 30-min, 60-min and 120-min incubation data above). This situation suggeststhat the substrate per se had no influence on the integrity of the enzyme-inhibitor complex.

StarchLite Incubation Time (min)

0.000

0.500

1.000

1.500

2.000

2.500

0 30 60 120

Incubation Time (min)

Opt

ical

Den

sity

(OD

)

Init ial

2 min

5 min

10 min

Page 76: Phase 2® Food Science Dossier

ISSI No. P25036Pharmachem / StarchLite®

Page 7

Conclusions

1. The Į-Amylase of human saliva was significantly inhibited by the inhibitor inPhase2®/StarchLite™.

2. The inhibitor in Phase2®/StarchLite™ was unaffected during the preparationof Instant Mashed Potatoes.

3. Exposure of Į-Amylase to Phase2®/StarchLite™ for 30 min resulted in significant inhibition.4. The assay method has been adapted for a multiwell plate reader.

Respectfully Submitted

Yesu T. Das, Ph.D.ISSI Laboratories, Inc.

Page 77: Phase 2® Food Science Dossier

ISSI LABORATORIES, INC.515 BLUE RIDGE AVENUEPISCATAWAY, NEW JERSEY 08854-5013Telephone: 732-246-3930 (Voice), 732-247-4977 (Facsimile)Email: <[email protected]>

CONFIDENTIAL

July 19, 2007

Mr. Gregory DrewPharmachem Laboratories, Inc.265 Harrison AvenueKearny, NJ 07032201-246-1000 (Fax 8105)

Dear Mr. Drew:

Phase2®/StarchLite™ in Chewing Gum

This has reference to your samples of chewing gum that were processed with- and withoutPhase2®/StarchLite™.

Objective of Investigation

The objective of the analytical efforts is to assess the efficacy of Phase2®/StarchLite™ in the gumtowards inhibiting the human salivary D-Amylase.

When Phase2®/StarchLite™ was incorporated into the chewing gum, there appears to be anintimate physical association of it with the gum components. This situation prevented themeasurement of inhibitory activity, since Phase2®/StarchLite™ was not present as an aqueoussolution. It was, therefore, necessary to first release Phase2®/StarchLite™ from the gum before anassay could be conducted. The following were the practical issued to be resolved:

(1) The assay methodology requires that all reagents must be in aqueous solutions.(2) The chewing gum per se is insoluble in water, although there may be some minor constituentsthat may be water-soluble.(3) Phase2®/StarchLite™ is soluble in water, but only after it is released from the gum.(4) Blending or squeezing in aqueous medium did not release Phase2®/StarchLite™ from the gum.

Experimental Strategy

It became evident that a valid assay for Phase2®/StarchLite™ could not be conducted withoutreleasing it from the gum.

The following aspects were, therefore, included in the present investigation.

Page 1 of 4

Metabolism -- Biochemistry -- Analytical ChemistryResearch -- Testing -- Consultation

Page 78: Phase 2® Food Science Dossier

ISSI No. P25036-BPharmachem / StarchLite®

Page 2

(1) Apply a suitable method to “break up” the gum.(2) Extract Phase2®/StarchLite™ into an aqueous buffer.(3) Assay the aqueous buffer extract for the Į-Amylase inhibition.

Materials and Methods

Sample Preparation

The Chewing Gum had an average weight of 1 g/piece. Using a kitchen cheese grater, the pieceswere individually grated into particles of ca. 1-3 mm.

Extraction Method

1. Place 1 g of chewing gum particles into a 50-mL capacity plastic vial (centrifuge tube).2. Add ca. 10 g of clean sand (ca. 1-mm size).3. Add 10 stainless steel balls (4-mm diameter).4. Add 5 mL of Potassium Phosphate Buffer Saline (PBS) (pH 7.4, 10 mM).5. Shake in an Orbit Shaker for 140 min at 300 rpm.6. Pipette out 1 mL-aliquots of the supernatant into 4 microcentrifuge tubes.7. Centrifuge with a microcentrifuge for 20 min at room temperature (at ca. 14,000 g).8. Use the clear supernatant for assays.

Assay Method

The assay method is based on the principle that the hydrolysis of 2-Chloro-4-nitrophenyl- Į-D-maltotrioside, catalyzed by Į-Amylase, yields 2-Chloro-4-nirophenol that is quantitatively measuredby its absorbance at 405 nm. Its formation is directly proportional to the Į-Amylase activity.

In the present study, assays were carried out with a total volume of 150 ȝL of reaction mixture per amicroplate well, and measuring the Optical Density with a Microplate Reader (Bio-Rad Model 680),as follows:

1. Į-Amylase (1,4-Į-D-Glucan-glucanohydrolase; E.C. 3.2.1.1); equivalent of 1 ȝL human saliva.2. 100 ȝL of sample extract (Į-Amylase inhibitor was equivalent of 2.5 mg of

Phase2®/StarchLite™).3. Incubate for 30 min over a warm plate (~30 oC), covering the microplate loosely with a plastic lid.4. Add 160 ȝL of the substrate (2-Chloro-4-nitrophenyl-Į-D-maltotrioside) solution.5. Measure the Optical Density at 405 nm at 5 min.

Measurements were made with 3 replications of each of the following:

Table 1

Reaction Enzyme (ȝL) Buffer (PBS) (ȝL) Gum Extract (ȝL) Substrate (ȝL)

1. Blank (Background) None 110 None 1602. Untreated Gum None 10 100 1603. Uninhibited Enzyme 10 100 None 1604. Treated Gum 10 None 100 1605. Phase2/StarchLite 10 None 100 1606. Untreated Gum plus Phase2/StarchLite

10 None 100 160

Page 79: Phase 2® Food Science Dossier

ISSI No. P25036-BPharmachem / StarchLite®

Page 3

Results

The assays were conducted in triplicate for the Untreated (Chewing Gum withoutPhase2®/StarchLite™) and Treated (Chewing Gum with Phase2®/StarchLite™, along with theexperimental controls.

The Optical density values, which are directly related to the Į-Amylase activity, are summarized inthe following Table 2 and Figure 1.

Table 2

Optical Density (405 nm)

Replication Enzyme(Uninhibited)

Untreated ChewingGum

Treated ChewingGum

1 1.915 1.809 0.2462 1.862 1.915 0.2183 1.925 1.951 0.289

Mean 1.901 1.892 0.251

Activity Remaining 99.53% 13.20%

Figure 1. Inhibition of Į-Amylase Activity by Phase2®/StarchLite™ in Chewing Gum.

Phase2/StarchLite in Chewing Gum

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

1.8

2

1 2 3Uninhibited Enzyme (1), Untreated Chewing Gum (2),

and Treated Chewing Gum (3), Each with 3 Replications

Opt

ical

Den

sity

(405

nm

)

Page 80: Phase 2® Food Science Dossier

ISSI No. P25036-BPharmachem / StarchLite®

Page 4

The data obtained with the recovery of Phase2®/StarchLite that was spiked (mixed) withUntreated Gum ( see Reactions 5 and 6 in Table 1) are summarized below in Table 3.

Table 3

Optical Density (405 nm)

Replication Phase2®/StarchLite

Chewing Gum Spiked withPhase2®/StarchLite

1 0.156 0.1462 0.166 0.1293 0.156 0.170

Mean 0.159 0.148

Recovery 93.08%

As could be seen from the above data, about 7% of Phase2®/StarchLite was left behind after theextraction.

Conclusions

(1) The Į-Amylase of human saliva was significantly inhibited by the inhibitor inPhase2®/StarchLite™. The mean inhibition of Į-Amylase activity was 86.80%, calculated as follows:

[100-13.20] = 86.80%

(2) The remainder of 12.88% is most likely the amount of Phase2®/StarchLite™ that was stillunextractable from the Chewing Gum. At least, about 7% of it could be attributed to theunextractability, as was seen in the spiked experiment. Since the spiking of the UntreatedChewing Gum does not mimic the actual formulation of the product, it is reasonable to expectthat an additional 5% of the activity could be still resident in the Treated Gum.

(3) The inhibitor in Phase2®/StarchLite™ was unaffected during the processing/manufacturing of theChewing Gum.

Respectfully submitted:

Yesu T. Das, Ph.D.

Page 81: Phase 2® Food Science Dossier

Pasteurized Orange Drink

Inhibition of D-Amylase Activity by Phase2�/StarchLite� in Pasteurized Orange Drink

Author

Yesu T. Das, Ph.D.

Completion Date

April 16, 2008

Performing Laboratory

ISSI Laboratories, Inc. (ISSI)515 Blue Ridge AvenuePiscataway, NJ 08854

Telephone (732) 246-3930

ISSI Number

P28031

Sponsor

Pharmachem Laboratories, Inc.265 Harrison Avenue

Kearny, New Jersey 07032Telephone 201-719-7405

Sponsor Representative

Gregory Drew

Page 1 of 7

Page 82: Phase 2® Food Science Dossier

ISSI 28031Pharmachem / Orange Drinks

Page 2

Objective

The objective of the analytical efforts is to assess the efficacy of Phase2®/StarchLite™ that wasincorporated into the pasteurized orange drink towards inhibiting the human salivary D-Amylase.

Materials and Methods

Materials

Substrate

DQ�-BODIPY£FL Conjugate (Invitrogen Detection Technologies/Molecular Probes Inc.,Eugene, Oregon). This is a derivatized corn starch (DQ�) labeled with a fluorescent dye(BODIPY£FL).

Enzyme

Human salivary D-Amylase (1,4-Į-D-Glucan-glucanohydrolase; E.C. 3.2.1.1), clarified by freezingand centrifugation, and used undiluted.

Buffers

Potassium Phosphate Buffer Saline (PBS) (pH 7.4, 10 mM).Sodium Acetate Buffer (pH 4.0, 50 mM).MOPS Buffer (pH 6.9, 1 M).

Fluorescence Microplate Reader

Zynaxis Zymmune� Auto-Reader F, Labsystems Model 372, Thermo Electron Corporation,Finland.

Sample Preparation

The pasteurized orange drink bottles (Untreated and Treated) were gently shaken with hand toobtain a uniform consistency. For preparing the spiked sample, 24 mL of the untreated drink wasmixed with 100 mg of Phase2®/StarchLite™, and gently shaken with hand until a uniformconsistency was obtained. Aliquots of 100 PL were used for assay.

Assay Method

The assay method is based on the principle that the hydrolysis of a derivatized starch substrate,catalyzed by Į-Amylase, yields a fluorescent product that is quantitatively measured by itsfluorescence (Excitement485/Emission538). The intensity of fluorescence is directly proportional tothe Į-Amylase activity.

Page 83: Phase 2® Food Science Dossier

ISSI 28031Pharmachem / Orange Drinks

Page 3

Assays were carried out with a total volume of 200 ȝL of reaction mixture per a microplate well,and by measuring the fluorescence with a Microplate Reader, as follows:

1. Į-Amylase (1,4-Į-D-Glucan-glucanohydrolase; E.C. 3.2.1.1); equivalent of 50 ȝL humansaliva.

2. 100 ȝL of sample extract (Į-Amylase inhibitor was equivalent of 0.417 mg ofPhase2®/StarchLite™).

3. Incubate for 30 min over a warm plate (~30 oC), covering the microplate loosely with a plasticlid.

4. Add 50 ȝL of substrate solution (containing 10 Pg of DQ�-BODIPY£FL Conjugate).5. Monitor fluorescence (Excitement485/Emission538) at various time intervals.

Results

The fluorescence values for the triplicate analysis conducted on each reaction, which are directlyrelated to the Į-Amylase activity, are summarized in Table 1 and Figure 1.

The fluorescence values increased from 518 to 787 in Enzyme, from 251 to 463 in Untreated,from 234 to 349 in Treated, and from 199 to 300 in Spiked, over a period of 20 min. As could beexpected, the highest activity was seen with uninhibited enzyme control, and lowest activity wasseen with spiked inhibitor control (Figure 1). However, the focus of attention was on theUntreated and Treated drinks, which provided significant difference between them. Their rates ofincrease in fluorescence (Reaction Velocities), along with the spiked control, were statisticallyderived by subjecting the data to Correlation-Regression analysis (Figure 2). The resultingvelocity values were 9.50 and 5.52 for the Untreated and Treated drinks, respectively. Anormalized comparative picture of these values is shown in Figure 3.

Conclusions

(1) The Į-Amylase of human saliva was significantly inhibited by the inhibitor inPhase2®/StarchLite™. Based on the reaction velocities, the mean inhibition of Į-Amylaseactivity in the Treated drink was 41.90%, calculated as follows:

[100-58.10] = 41.90%

(2) The spectrophotometric assays that are routinely employed for monitoring Į-Amylase activitymet with some problems by the interference of orange pigments in the drinks. For thisreason, a fluorescence technique was employed in the present investigation. Furtheroptimization of certain parameters of this assay system, such as substrate/enzymeconcentration and reaction time, offer scope for better data acquisition.

(3) The inhibitor of Phase2®/StarchLite™ appeared to be unaffected by theprocessing/pasteurization stress during the manufacturing of the drinks.

Submitted By:

Yesu T. Das, Ph.D.ISSI Laboratories, Inc.

Page 84: Phase 2® Food Science Dossier

ISSI 28031Pharmachem / Orange Drinks

Page 4

Table 1. Hydrolysis of Starch Substrate (DQ�) by Human Salivary D-Amylase Showing Observed Fluorescence Values (Excitement485/Emission538) Under Various Reaction Conditions.

Time IntervalsReaction Replication 0 min 3 min 13 min 20 min

Enzyme 1 512 706 806 8412 502 656 726 7493 541 697 752 772

Mean 518 686 761 787

Control 1 231 348 422 4502 288 397 478 5103 234 333 400 428

Mean 251 359 433 463

Treated 1 236 275 334 3632 248 294 347 3743 219 245 290 309

Mean 234 271 324 349

Spiked 1 199 233 276 2912 198 226 274 2973 199 240 290 311

Mean 199 233 280 300

Enzyme: Control reaction without any inhibitor.Control: Untreated drink (No Phase2/StarchLite).Treated: Treated drink (Incorporated with Phase2/StarchLite during

processing/pasteurization @ 100 mg/24 mL).Spiked: Untreated drink with added Phase2/StarchLite in the laboratory

for assay purpose.

Page 85: Phase 2® Food Science Dossier

ISSI 28031Pharmachem / Orange Drinks

Page 5

Figure 1. Hydrolysis of Starch Substrate (DQ�) by Human Salivary D-Amylase Monitored By Fluorescence Microplate Reader (Excitement485/Emission538) Under Various Reaction Conditions.

Enzyme: Control reaction without any inhibitor.Control: Untreated drink (No Phase2/StarchLite).Treated: Treated drink (Incorporated with Phase2/StarchLite during

processing/pasteurization @ 100 mg/24 mL).Spiked: Untreated drink with added Phase2/StarchLite in the laboratory

for assay purpose.

alpha-Amylase Activity

0

100

200

300

400

500

600

700

800

900

0 5 10 15 20 25

Time (min)

Ex 4

85 /

Em 5

38 V

alue

Enzyme Control Spiked Treated

Page 86: Phase 2® Food Science Dossier

ISSI 28031Pharmachem / Orange Drinks

Page 6

Figure 2. Reaction Rates (v) of Starch Substrate (DQ�) Hydrolysis by Human Salivary D-Amylase Monitored By Fluorescence Microplate Reader (Excitement485/Emission538) Under Various Reaction Conditions.

Untreated (Control): Untreated drink (No Phase2/StarchLite).Treated: Treated drink (Incorporated with Phase2/StarchLite during

processing/pasteurization @ 100 mg/24 mL).Spiked: Untreated drink with added Phase2/StarchLite in the laboratory

for assay purpose.

See Figure 3 for a comparison of reaction rates of untreated and treated drinks.

Reaction Velocities of alpha-Amylase Activity

100

150

200

250

300

350

400

450

500

0 5 10 15 20 25

Time (min)

Ex 4

85 /

Em 5

38 V

alue

Untreated (v = 9.50)

Treated (v = 5.52)

Spiked (v = 4.85)

Page 87: Phase 2® Food Science Dossier

ISSI 28031Pharmachem / Orange Drinks

Page 7

Figure 3. Comparative Reaction Rates (Velocities, v) of Starch Substrate (DQ�) Hydrolysis by Human Salivary D-Amylase Monitored by Fluorescence Microplate Reader (Excitement485/Emission538) For Untreated and Treated Drinks.

Untreated (Control): Untreated drink (No Phase2/StarchLite). Normalized to 100%.Treated: Treated drink (Incorporated with Phase2/StarchLite during

processing/pasteurization @ 100 mg/24 mL).

Activity of alpha-Amylase in Pasteurized Orange Drinks

100%

58.10%

0%

20%

40%

60%

80%

100%

120%

Untreated (Velocity = 9.50) Treated (Velocity = 5.52)

Rel

ativ

e %

Val

ue

Page 88: Phase 2® Food Science Dossier

Pasteurized Milk

Inhibition of D-Amylase Activity by Phase2� in Pasteurized Milk

Author

Yesu T. Das, Ph.D.

Completion Date

May 22, 2008

Performing Laboratory

ISSI Laboratories, Inc. (ISSI)

515 Blue Ridge Avenue

Piscataway, NJ 08854

Telephone (732) 246-3930

ISSI Number

P28042

Sponsor

Pharmachem Laboratories, Inc.

265 Harrison Avenue

Kearny, New Jersey 07032

Telephone 201-719-7405

Sponsor Representative

Mitch Skop

Page 1 of 4

Page 89: Phase 2® Food Science Dossier

ISSI P28042Pharmachem / Milk

Page 2

Objective

The objective of the analytical efforts is to assess the efficacy of Phase2®

that was incorporated

into the pasteurized milk towards inhibiting the human salivary D-Amylase.

Materials and Methods

Materials

Test Substances

Untreated (Control) Milk (No Phase2®

)(Toong Yeuan Blank)

Treated Milk (Phase2®

Milk)(Toong Yeuan Phase2 Milk, 400 mg Phase2®

/200 mL)

Substrate

2-Chloro-4-nitrophenyl- Į-D-maltotrioside (CNPG3)

Enzyme

Human salivary D-Amylase (1,4-Į-D-Glucan-glucanohydrolase; E.C. 3.2.1.1), clarified by freezing

and centrifugation, and used undiluted.

Buffers and Reagents

Potassium Phosphate Buffer Saline (PBS) (pH 7.4, 10 mM).

Sodium hydroxide (1 N aqueous solution).

Microplate Reader

Bio-Rad Model 680.

Assay Principle

The assay method is based on the principle that the hydrolysis of 2-Chloro-4-nitrophenyl- Į-D-

maltotrioside, catalyzed by Į-Amylase, yields 2-Chloro-4-nirophenol that is quantitatively

measured by its absorbance at 405 nm. Its formation is directly proportional to the Į-Amylase

activity.

The pasteurized milk samples were treated with a-Amylase and allowed to interact at 37 oC for 60

min. The milk proteins were then precipitated with Trichloroacetic acid (TCA), removed by

centrifugation, and the clear supernatant was used for evaluating the residual enzymatic activity,

after neutralizing with alkali (1N NaOH).

Page 90: Phase 2® Food Science Dossier

ISSI P28042Pharmachem / Milk

Page 3

Assay Method

In the present study, assays were carried out with a total volume of 300 ȝL of reaction mixture per

a microplate well, and measuring the Optical Density with a Microplate Reader (Bio-Rad Model

680), as follows:

1. Į-Amylase (1,4-Į-D-Glucan-glucanohydrolase; E.C. 3.2.1.1); equivalent of 3 ȝL human saliva.

2. 100 ȝL of sample (Į-Amylase inhibitor was equivalent of 100 ȝg of Phase2®

).

3. 100 ȝL of sodium hydroxide solution (1 N)

4. 100 ȝL of the substrate (2-Chloro-4-nitrophenyl-Į-D-maltotrioside) solution.

5. Optical Density measurement at 405 nm.

Results

The Optical Density (OD) values of the duplicate assays, which are directly related to the

Į-Amylase activity, are summarized in the following Table 1 and Figure 1.

Table 1

Optical Density (405 nm)

Replication Untreated Milk Treated Milk

1 37.0 31.0

2 39.5 30.0

Mean 38.3 30.5

Relative Activity 79.6%

Conclusions

(1) The Į-Amylase of human saliva was significantly inhibited by the inhibitor in

Phase2®. The mean inhibition of Į-Amylase activity in the Treated Milk was 20.4%,

calculated as follows:

[100-79.6] = 20.4%

(2) The spectrophotometric assay that is routinely employed for monitoring Į-Amylase activity

met with some problems by the interference of the milk proteins. For this reason, a special

step was introduced to precipitate out the proteins to minimize the opacity.

(3) The inhibitor in Phase2®

appeared to be unaffected by the processing/pasteurization stress

during the manufacturing of the milk.

(4) Further optimization of the assay parameters, such as substrate/enzyme/inhibitor

concentrations and reaction time, offer scope for better data acquisition and better visibility of

the inhibitory level.

Page 91: Phase 2® Food Science Dossier

ISSI P28042Pharmachem / Milk

Page 4

Figure 1. Relative Activity of Human Salivary D-Amylase in Untreated and Treated Milk.

Untreated (Control) Milk (No Phase2). Normalized to 100%.Treated Milk (Incorporated with Phase2).

Submitted By:

Yesu T. Das, Ph.D.

ISSI Laboratories,Inc.

Phase2 in Pasteurized Milk

79.6%

100.0%

0.0%

20.0%

40.0%

60.0%

80.0%

100.0%

120.0%

Untreated Milk Treated Milk

Rel

ativ

e A

ctiv

ity

Page 92: Phase 2® Food Science Dossier

STABILITY REPORTSTABILITY REPORT

pH and thermal stability of StarchLite

February 2009

Page 93: Phase 2® Food Science Dossier

2

TRIAL AIM :

To measure the influence of pH and heating conditions on the stability of StarchLite in water.

Product :

StarchLite powder dissolved in distilled water (1% w/w).

Experimental conditions :

Stability of StarchLite was assessed by using experimental design (Doelhert matrix), which studies the variation of 3 factors :

pH : from 2 to 10 Temperature : from 20㫦C to 120㫦CDuration : from 0 to 20 minutes

Process :

Samples were prepared as followed :

1% Starchlite solution

pH adjustment (HCl 2N or NaOH 2N)

heat treatment

cooling

analysis

Introduction

Page 94: Phase 2® Food Science Dossier

3

ANALYTICAL METHODANALYTICAL METHOD

Analytical method :

Principle :Principle :α-amylase enzymatic activity is measured during the hydrolysis of its specific substrate (2-chloro-4-nitrophenyl-alpha-D-maltotrioside) by absorbance analysis.

Enzymatic Test :Enzymatic Test :Preparation of reactional mix :

[StarchLite solution 2g/L + PBS buffer pH 5.2 + enzyme (porcine pancreatic α-amylase 150mM)]

Incubation (1 hour / 38㫦C). Addition of substrate C24H34Cl N O18 =2-chloro-4-nitrophenyl-

alpha-D-maltotrioside (1mM)Addition of Na2CO3 after 5 min to stop reaction (t0). Measurement of Absorbance at 404nm.

Results expression :

The stability of StarchLite is determined from the comparison of StarchLite α-amylase inhibition activity before and after heat/pH treatment.

Method

Page 95: Phase 2® Food Science Dossier

4

RESULTS & COMMENTSRESULTS & COMMENTS

Heat stability of StarchLite at pH = 3

At pH 3, whatever the heat treatment applied on StarchLite, the activity remains > 60%.

In general, at acidic pH, StarchLite is more stable at temperature under 60㫦C.

In case of a long heating time treatment, StarchLite activity is preserved. However, the lower α -amylase inhibition rate is observed for short heating time treatment.

Results

-amylase inhibition activity of StarchLite at pH 3

20

40

60

80

100

120

0 5 10 15 20

Time (min)

Tem

pera

ture

(°C)

95-100% activity

60-70% activity 70-95% activity

α

Page 96: Phase 2® Food Science Dossier

5

Heat stability of StarchLite at pH 5

At pH 5, no side effect on the α-amylase inhibition rate was observed for heat treatment until 80-90㫦C.Higher temperatures have consequences by decreasing the α-amylase inhibition rate.When temperature decreases, StarchLite activity is preserved.

Results

-amylase inhibition activity of StarchLite at pH 5

20

40

60

80

100

120

0 5 10 15 20

Time (min)

Tem

pera

ture

(°C)

90-100% activity

50-70% activity

70-90% activity

α

RESULTS & COMMENTSRESULTS & COMMENTS

Page 97: Phase 2® Food Science Dossier

6

Heat stability of StarchLite at pH 7

At pH 7, whatever the heat treatment applied on StarchLite, the activity remains > 60%.There is no degradation of inhibiting activity for short time heat treatment until 110㫦C.When heating time decreases, StarchLite activity is preserved.

Results

-amylase inhibition activity of StarchLite at pH 7

20

40

60

80

100

120

0 5 10 15 20

Time (min)

Tem

pera

ture

(°C) 65-75%

activity

60-65% activity

90-100% activity

75-90% activity

α

RESULTS & COMMENTSRESULTS & COMMENTS

Page 98: Phase 2® Food Science Dossier

7

RESULTS & COMMENTSRESULTS & COMMENTS

Stability of StarchLite in industrial processes

Thermisation : 75㫦C / 30 sec ; at pH 3Pasteurization : 85㫦C / 3 min ; at pH 5

Sterilization : 120㫦C / 10min ; at pH 7

Results0-20%

20-40%

60-80%

40-60%

% ac

tivi

tyof

Sta

rchL

ite

Thermisation

Pasteurization

Sterilization

Activity of StarchLite in industrial processes

80-100%

Page 99: Phase 2® Food Science Dossier

8

GENERAL CONCLUSIONSGENERAL CONCLUSIONS

pH stability

StarchLite shows very good stability for acid pH. At very basic pH, the activity decreases probably because of a lower solubility of the powder.

Application :Application :

StarchLite is fully suitable for applications such as acid drinks.

Thermal stability

StarchLite shows a good stability from 20㫦C to 120㫦C.

Starchlite activity decreases at long time heat treatment but remains >40% inhibition of α-amylase

Application :Application :

StarchLite is fully suitable for industrial process with heat treatment over 70㫦C such as pasteurization or sterilization.

General conclusion

StarchLite is fully suitable for a large spectrum of applications.

Conclusions

Page 100: Phase 2® Food Science Dossier

�(�� ! (+�$�����'���(&��(���* (��" �&$*�)���������������������������������������������%& !�� �����

03142/�%$*��&�

���"!����"+!�'���

4% soluble starch ,!�

0.002 N iodine solution ,���������#����(�&.�� ,!!�

absorbance at 620 nm was measured��

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MATERIALS AND METHODS

Microwave treatment

Powder of Phase 2 was treated with microwave oven for 1, 2, 3, 4 or 5 min.

Alpha-amylase inhibitory assay

Determination of α-amylase inhibitory activity was analyzed by iodine-starch assay. The test compounds suspended in 50 µl of distilled water were incubated with 10 µl of 125 U/ml α-amylase (Type --B from Porcine Pancreas; SIGMA) prepared in 20 mM phosphate buffer (pH 7.4) containing 20 mM CaCl2, at room temperature. After 5 min of incubation, 125 µl of 4% soluble starch was added to the mixture, and further incubated for 7.5 min at room temperature. After the incubation, 125 µl of 0.002 N iodine solution and 695 µl of distilled water were added, and the absorbance at 620 nm was measured using a microplate reder. Inhibitory activity was expressed the absorbance difference (%) of the test samples relative to the change in absorbance of the control (100%) that used distilled water instead of the test solution.

petermccartney
petermccartney
Dr. Takanari Tominaga, TK Bio Laboratory Co. Ltd, Iwaki Meisei University
Page 101: Phase 2® Food Science Dossier

% in

hibi

tion

% c

ontr

ol

RESULT

��

��

��

Non-treatment (control)

1 min 2 min 3 min 4 min 5 min

��

��

��

��

Non-treatment (control)

1 min 2 min 3 min 4 min 5 min

Time of microwave treatment

Time of microwave treatment

OD value Enzyme - : 0.5733 Enzyme + : 0.0632

Page 102: Phase 2® Food Science Dossier

RESULT

The stability of Phase 2 is determined from the comparison of α-amylase inhibition activity before and after microwave treatment. Alpha-amylase inhibitory activity of Phase 2 was not decreased by microwave treatment. Inhibitory activity was found to have been sustained for 1-5 min microwave treatment.

CONCLUSION

Phase 2 shows a good stability for microwave treatment.

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Showing 223 aa region from aa 22.

GenBank: AAT35809.1

alpha amylase inhibitor-1 precursor [Phaseolus vulgaris] Features Sequence

LOCUS AAT35809 223 aa linear PLN 28-JUL-2008 DEFINITION alpha amylase inhibitor-1 precursor [Phaseolus vulgaris]. ACCESSION AAT35809 REGION: 22..244 VERSION AAT35809.1 GI:47571317 DBSOURCE accession AY603476.1 KEYWORDS . SOURCE Phaseolus vulgaris ORGANISM Phaseolus vulgaris Eukaryota; Viridiplantae; Streptophyta; Embryophyta; Tracheophyta; Spermatophyta; Magnoliophyta; eudicotyledons; core eudicotyledons; rosids; fabids; Fabales; Fabaceae; Papilionoideae; Phaseoleae; Phaseolus. REFERENCE 1 (residues 1 to 223) AUTHORS Prescott,V.E., Campbell,P.M., Moore,A., Mattes,J., Rothenberg,M.E., Foster,P.S., Higgins,T.J. and Hogan,S.P. TITLE Transgenic expression of bean alpha-amylase inhibitor in peas results in altered structure and immunogenicity JOURNAL J. Agric. Food Chem. 53 (23), 9023-9030 (2005) PUBMED 16277398 REFERENCE 2 (residues 1 to 223) AUTHORS Moore,A.E. and Higgins,T.J. TITLE Direct Submission JOURNAL Submitted (21-APR-2004) CSIRO Plant Industry, G.P.O. Box 1600, Canberra, ACT 2601, Australia COMMENT Method: conceptual translation. FEATURES Location/Qualifiers source 1..223 /organism="Phaseolus vulgaris" /cultivar="Pinto" /db_xref="taxon:3885" Protein <1..223 /product="alpha amylase inhibitor-1 precursor" mat_peptide 1..223 /product="alpha amylase inhibitor-1" Region 2..201 /region_name="Lectin_legB" /note="Legume lectin domain; pfam00139" /db_xref="CDD:143910" CDS <1..223 /coded_by="AY603476.1:1..735" ORIGIN 1 atetsfnidg fnktnlilqg daivssngnl qlsynsydsm srafysapiq irdsttgnva 61 sfdtnftmni rthrqansav gldfvlvpvq peskgdtvtv efdtflsris idvnnndiks 121 vpwdvhdydg qnaevrityn sstkvfavsl lnpstgksnd vsttveleke vydwvrvgfs 181 atsgayqwsy ethdvlswsf sskfinhkdq ksersnivln kil //

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alpha amylase inhibitor-1 precursor [Phaseolus vulgaris]

AAT35809.1 (1)

alpha-amylase inhibitor-2 [Phaseolus vulgaris]

BAA05105.1 (1)

Towards biochemical reaction monitoring using FT-IR

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ExPASy Proteomics ServerDatabases Tools Services Mirrors About Contact

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ProtParam

User-provided sequence:

10 20 30 40 50 60 ATETSFNIDG FNKTNLILQG DAIVSSNGNL QLSYNSYDSM SRAFYSAPIQ IRDSTTGNVA 70 80 90 100 110 120 SFDTNFTMNI RTHRQANSAV GLDFVLVPVQ PESKGDTVTV EFDTFLSRIS IDVNNNDIKS 130 140 150 160 170 180 VPWDVHDYDG QNAEVRITYN SSTKVFAVSL LNPSTGKSND VSTTVELEKE VYDWVRVGFS 190 200 210 220 ATSGAYQWSY ETHDVLSWSF SSKFINHKDQ KSERSNIVLN KIL References and documentation are available.

Please note the modified algorithm for extinction coefficient.

Number of amino acids: 223 Molecular weight: 24896.3 Theoretical pI: 4.92 Amino acid composition: Ala (A) 11 4.9% Arg (R) 8 3.6% Asn (N) 20 9.0% Asp (D) 17 7.6% Cys (C) 0 0.0% Gln (Q) 8 3.6% Glu (E) 9 4.0% Gly (G) 10 4.5% His (H) 4 1.8% Ile (I) 13 5.8% Leu (L) 13 5.8% Lys (K) 10 4.5% Met (M) 2 0.9% Phe (F) 12 5.4% Pro (P) 5 2.2% Ser (S) 30 13.5% Thr (T) 18 8.1% Trp (W) 4 1.8% Tyr (Y) 8 3.6% Val (V) 21 9.4% Pyl (O) 0 0.0% Sec (U) 0 0.0% (B) 0 0.0% (Z) 0 0.0% (X) 0 0.0% Total number of negatively charged residues (Asp + Glu): 26 Total number of positively charged residues (Arg + Lys): 18 Atomic composition: Carbon C 1100 Hydrogen H 1687 Nitrogen N 297 Oxygen O 360 Sulfur S 2

CSV format

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Formula: C1100H1687N297O360S2 Total number of atoms: 3446 Extinction coefficients: Extinction coefficients are in units of M-1 cm-1, at 280 nm measured in water. Ext. coefficient 33920 Abs 0.1% (=1 g/l) 1.362 Estimated half-life: The N-terminal of the sequence considered is A (Ala). The estimated half-life is: 4.4 hours (mammalian reticulocytes, in vitro). >20 hours (yeast, in vivo). >10 hours (Escherichia coli, in vivo). Instability index: The instability index (II) is computed to be 37.33 This classifies the protein as stable. Aliphatic index: 77.71 Grand average of hydropathicity (GRAVY): -0.386

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Showing 198 aa region from aa 23 to 220.

GenBank: BAA05105.1

alpha-amylase inhibitor-2 [Phaseolus vulgaris] Features Sequence

LOCUS BAA05105 198 aa linear PLN 01-FEB-2000 DEFINITION alpha-amylase inhibitor-2 [Phaseolus vulgaris]. ACCESSION BAA05105 REGION: 23..220 VERSION BAA05105.1 GI:529075 DBSOURCE locus PHVAA2 accession D26109.1 KEYWORDS . SOURCE Phaseolus vulgaris ORGANISM Phaseolus vulgaris Eukaryota; Viridiplantae; Streptophyta; Embryophyta; Tracheophyta; Spermatophyta; Magnoliophyta; eudicotyledons; core eudicotyledons; rosids; fabids; Fabales; Fabaceae; Papilionoideae; Phaseoleae; Phaseolus. REFERENCE 1 AUTHORS Suzuki,K., Ishimoto,M. and Kitamura,K. TITLE cDNA sequence and deduced primary structure of an alpha-amylase inhibitor from a bruchid-resistant wild common bean JOURNAL Biochim. Biophys. Acta 1206 (2), 289-291 (1994) PUBMED 8003534 REFERENCE 2 (residues 1 to 198) AUTHORS Suzuki,K. TITLE Direct Submission JOURNAL Submitted (07-DEC-1993) Kazunori Suzuki, National Agriculture Research Center, Legume Breeding Laboratory; 3-1-1 Kannondai, Tsukuba, Ibaraki 305, Japan (Tel:0298-38-8503, Fax:0298-38-8515) FEATURES Location/Qualifiers source 1..198 /organism="Phaseolus vulgaris" /isolate="breeding line OAr4" /db_xref="taxon:3885" /clone="pOAr4-1" /tissue_type="cotyledon" /clone_lib="lambda gt11" /dev_stage="midmature seed" Protein <1..>198 /product="alpha-amylase inhibitor-2" Region 1..198 /region_name="Lectin_legB" /note="Legume lectin domain; pfam00139" /db_xref="CDD:143910" CDS <1..>198 /gene="alpha-ai2" /coded_by="D26109.1:1..723" /experiment="experimental evidence, no additional details recorded" ORIGIN 1 sdtsfnfysf netnlilqgd atvsskgylq lhtvdsmcsa fysapiqird sttgnvasfd 61 tnftmnittq reansvigld falvpvqpks kghtvtvqfd tfrsrisidv nnndiksvpw 121 deqdydgqna kvritynsst kvlavslsnp stgksnevsa rmevekeldd wvrvgfsais 181 gvheysfetr dvlswsfs //

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RecName: Full=Alpha-amylase inhibitor 2; Short=Alpha-AI-2; Short=Alpha-AI2;

[Q41114]

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alpha-amylase inhibitor-2 [Phaseolus vulgaris]

BAA05105.1 (1)

Towards biochemical reaction monitoring using FT-IR

h di iPurification and partial characterization of an elastolytic

Inhibition of human leucocyte elastase by ursolic acid. Evidence

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ProtParam

User-provided sequence:

10 20 30 40 50 60 SDTSFNFYSF NETNLILQGD ATVSSKGYLQ LHTVDSMCSA FYSAPIQIRD STTGNVASFD 70 80 90 100 110 120 TNFTMNITTQ REANSVIGLD FALVPVQPKS KGHTVTVQFD TFRSRISIDV NNNDIKSVPW 130 140 150 160 170 180 DEQDYDGQNA KVRITYNSST KVLAVSLSNP STGKSNEVSA RMEVEKELDD WVRVGFSAIS 190 GVHEYSFETR DVLSWSFS References and documentation are available.

Please note the modified algorithm for extinction coefficient.

Number of amino acids: 198 Molecular weight: 22029.2 Theoretical pI: 4.79 Amino acid composition: Ala (A) 10 5.1% Arg (R) 8 4.0% Asn (N) 14 7.1% Asp (D) 15 7.6% Cys (C) 1 0.5% Gln (Q) 8 4.0% Glu (E) 9 4.5% Gly (G) 9 4.5% His (H) 3 1.5% Ile (I) 10 5.1% Leu (L) 10 5.1% Lys (K) 8 4.0% Met (M) 3 1.5% Phe (F) 12 6.1% Pro (P) 5 2.5% Ser (S) 28 14.1% Thr (T) 17 8.6% Trp (W) 3 1.5% Tyr (Y) 6 3.0% Val (V) 19 9.6% Pyl (O) 0 0.0% Sec (U) 0 0.0% (B) 0 0.0% (Z) 0 0.0% (X) 0 0.0% Total number of negatively charged residues (Asp + Glu): 24 Total number of positively charged residues (Arg + Lys): 16 Atomic composition: Carbon C 968 Hydrogen H 1487 Nitrogen N 261 Oxygen O 320 Sulfur S 4

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You are here: ExPASy CH > Tools > Primary structure analysis > ProtParam

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Formula: C968H1487N261O320S4 Total number of atoms: 3040 Extinction coefficients: Extinction coefficients are in units of M-1 cm-1, at 280 nm measured in water. Ext. coefficient 25440 Abs 0.1% (=1 g/l) 1.155, assuming all pairs of Cys residues form cystines Ext. coefficient 25440 Abs 0.1% (=1 g/l) 1.155, assuming all Cys residues are reduced Estimated half-life: The N-terminal of the sequence considered is S (Ser). The estimated half-life is: 1.9 hours (mammalian reticulocytes, in vitro). >20 hours (yeast, in vivo). >10 hours (Escherichia coli, in vivo). Instability index: The instability index (II) is computed to be 23.82 This classifies the protein as stable. Aliphatic index: 72.27 Grand average of hydropathicity (GRAVY): -0.362

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DisEMBL™ Prediction results for AI1

Download PostScript file

Disordered by Loops/coils definition

>AI1_LOOPS 1-65, 74-99, 110-133, 151-162, 196-217 ATETSFNIDG FNKTNLILQG DAIVSSNGNL QLSYNSYDSM SRAFYSAPIQ IRDSTTGNVA SFDTNftmni rthRQANSAV GLDFVLVPVQ PESKGDTVTv efdtflsriS IDVNNNDIKS VPWDVHDYDG QNAevrityn sstkvfavsl LNPSTGKSND VSttveleke vydwvrvgfs atsgayqwsy ethdvLSWSF SSKFINHKDQ KSERSNIvln kil

Disordered by Hot-loops definition

>AI1_HOTLOOPS 1-14, 90-99, 107-122, 149-162, 203-223 ATETSFNIDG FNKTnlilqg daivssngnl qlsynsydsm srafysapiq irdsttgnva sfdtnftmni rthrqansav gldfvlvpvQ PESKGDTVTv efdtflSRIS IDVNNNDIKS VPwdvhdydg qnaevrityn sstkvfavSL LNPSTGKSND VSttveleke vydwvrvgfs atsgayqwsy ethdvlswsf ssKFINHKDQ

Page 1 of 2DisEMBL 1.5 - Predictors of intrinsic protein disorder

2010/04/07http://dis.embl.de/cgiDict.py

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KSERSNIVLN KIL

Disordered by Remark-465 definition

>AI1_REM465 none atetsfnidg fnktnlilqg daivssngnl qlsynsydsm srafysapiq irdsttgnva sfdtnftmni rthrqansav gldfvlvpvq peskgdtvtv efdtflsris idvnnndiks vpwdvhdydg qnaevrityn sstkvfavsl lnpstgksnd vsttveleke vydwvrvgfs atsgayqwsy ethdvlswsf sskfinhkdq ksersnivln kil

Low-complexity predicted by CAST

>AI1_LOW-COMPLEXITY none atetsfnidg fnktnlilqg daivssngnl qlsynsydsm srafysapiq irdsttgnva sfdtnftmni rthrqansav gldfvlvpvq peskgdtvtv efdtflsris idvnnndiks vpwdvhdydg qnaevrityn sstkvfavsl lnpstgksnd vsttveleke vydwvrvgfs atsgayqwsy ethdvlswsf sskfinhkdq ksersnivln kil

Beta aggregation predicted by Tango

>AI1_TANGO none atetsfnidg fnktnlilqg daivssngnl qlsynsydsm srafysapiq irdsttgnva sfdtnftmni rthrqansav gldfvlvpvq peskgdtvtv efdtflsris idvnnndiks vpwdvhdydg qnaevrityn sstkvfavsl lnpstgksnd vsttveleke vydwvrvgfs atsgayqwsy ethdvlswsf sskfinhkdq ksersnivln kil

DisEMBL™ is Copyright © 2003-2006 by Rune Linding & Lars Juhl Jensen - EMBL

JOB-ID AI1_0304470yJQJAoBAY8AAGwCJvsAAAAAFrames used smooth=8 peak=8 join=4

Thresholds used coils=0.516 rem465=0.6 hot loops=0.1204Name AI1

Description noneTitle/ID AI1

Sequence length 223Download predictions smoothed scores raw scores

Page 2 of 2DisEMBL 1.5 - Predictors of intrinsic protein disorder

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DisEMBL™ Prediction results for AI2

Download PostScript file

Disordered by Loops/coils definition

>AI2_LOOPS 1-31, 39-65, 72-97, 103-130, 147-157 SDTSFNFYSF NETNLILQGD ATVSSKGYLQ LhtvdsmcSA FYSAPIQIRD STTGNVASFD TNFTMnittq rEANSVIGLD FALVPVQPKS KGHTVTVqfd tfRSRISIDV NNNDIKSVPW DEQDYDGQNA kvritynsst kvlavsLSNP STGKSNEvsa rmevekeldd wvrvgfsais gvheysfetr dvlswsfs

Disordered by Hot-loops definition

>AI2_HOTLOOPS 85-127, 144-158, 178-198 sdtsfnfysf netnlilqgd atvsskgylq lhtvdsmcsa fysapiqird sttgnvasfd tnftmnittq reansvigld falvPVQPKS KGHTVTVQFD TFRSRISIDV NNNDIKSVPW DEQDYDGqna kvritynsst kvlAVSLSNP STGKSNEVsa rmevekeldd wvrvgfsAIS GVHEYSFETR DVLSWSFS

Page 1 of 2DisEMBL 1.5 - Predictors of intrinsic protein disorder

2010/04/07http://dis.embl.de/cgiDict.py

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Disordered by Remark-465 definition

>AI2_REM465 148-161 sdtsfnfysf netnlilqgd atvsskgylq lhtvdsmcsa fysapiqird sttgnvasfd tnftmnittq reansvigld falvpvqpks kghtvtvqfd tfrsrisidv nnndiksvpw deqdydgqna kvritynsst kvlavslSNP STGKSNEVSA Rmevekeldd wvrvgfsais gvheysfetr dvlswsfs

Low-complexity predicted by CAST

>AI2_LOW-COMPLEXITY none sdtsfnfysf netnlilqgd atvsskgylq lhtvdsmcsa fysapiqird sttgnvasfd tnftmnittq reansvigld falvpvqpks kghtvtvqfd tfrsrisidv nnndiksvpw deqdydgqna kvritynsst kvlavslsnp stgksnevsa rmevekeldd wvrvgfsais gvheysfetr dvlswsfs

Beta aggregation predicted by Tango

>AI2_TANGO none sdtsfnfysf netnlilqgd atvsskgylq lhtvdsmcsa fysapiqird sttgnvasfd tnftmnittq reansvigld falvpvqpks kghtvtvqfd tfrsrisidv nnndiksvpw deqdydgqna kvritynsst kvlavslsnp stgksnevsa rmevekeldd wvrvgfsais gvheysfetr dvlswsfs

DisEMBL™ is Copyright © 2003-2006 by Rune Linding & Lars Juhl Jensen - EMBL

JOB-ID AI2_0305481sPgawoBAY8AAGNHSCgAAAADFrames used smooth=8 peak=8 join=4

Thresholds used coils=0.516 rem465=0.6 hot loops=0.1204Name AI2

Description noneTitle/ID AI2

Sequence length 198Download predictions smoothed scores raw scores

Page 2 of 2DisEMBL 1.5 - Predictors of intrinsic protein disorder

2010/04/07http://dis.embl.de/cgiDict.py

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AI1 1 ATETSFNIDGFNKTNLILQGDAIVSSNGNLQLSYNSYDSMSRAFYSAPIQIRDSTTGNVASFDTNFTMNIRTHRQAAI2 1 -SDTSFNFYSFNETNLILQGDATVSSKGYLQL--HTVDSMCSAFYSAPIQIRDSTTGNVASFDTNFTMNITTQREAconsensus 1 ...**** ** ********* *** * ***.. . *** **************************** * * *

AI1 81 GLDFVLVPVQPESKGDTVTVEFDTFLSRISIDVNNNDIKSVPWDVHDYDGQNAEVRITYNSSTKVFAVSLLNPSTGAI2 78 GLDFALVPVQPKSKGHTVTVQFDTFRSRISIDVNNNDIKSVPWDEQDYDGQNAKVRITYNSSTKVLAVSLSNPSTGconsensus 81 **** ****** *** **** **** ****************** ******* *********** **** *****

AI1 161 VSTTVELEKEVYDWVRVGFSATSGAYQWSYETHDVLSWSFSSKFINHKDQKSERSNIVLNKILAI2 158 VSARMEVEKELDDWVRVGFSAISGVHEYSFETRDVLSWSFS----------------------consensus 161 ** .*.***. ********* ** .*.**.********......................

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For Trade Distribution, only.

Functional Seasoning Application

Page 115: Phase 2® Food Science Dossier

Introducing the World’s First Functional Seasoning for Weight Control

Page 116: Phase 2® Food Science Dossier

Just sprinkle it on… and reduce the calories absorbed up to 60%

Page 117: Phase 2® Food Science Dossier

Convenient, portable packets for consumers who want to control their

carbs wherever they go…

In four delicious flavors!

Page 118: Phase 2® Food Science Dossier

Add it to your favorite comfort foods!

Page 119: Phase 2® Food Science Dossier

PHARMACHEM LABORATORIES, INC.

265 Harrison Ave. ï Kearny, NJ 07032-4315 ï (201) 246-1000 ï Fax (201) 246-8105 ï 1-800-526-0609 ï www.pharmachemlabs.com

phar-ma-foodsÆ... efficacious food supplements standardized for specific potency, solubility, direct compression and disintegration characteristics...

TOTAL CALORIES (Kcal) 275 CALORIES FROM FAT (Kcal) 14.30

TOTAL FAT 1.60 GM - SATURATED FAT 0.25 GM - TRANS FAT 0 GM -

CHOLESTEROL 0 GM -

SODIUM 6720 MG -

TOTAL CARBOHYDRATE 60 GM - SUGAR 12.3 GM - DIETARY FIBER 2.70 GM - PROTEIN 12.50 GM - VITAMIN A 4100 IU -

CALCIUM 220 MG -

VITAMIN C 14 MG -

IRON 5.8 MG -

BETA CAROTENE 1460 MCG -

WATER/MOISTURE 5.8 GM -

NUTRITIONAL DATAPRODUCT: PHASE 2 ITALIAN HERB SEASONING

NUTRIENT PER 100 GRAM

THIS CALCULATED VALUE BASED ON INFORMATION RECEIVED FROM SUPPLIER. DATE: AUGUST 30, 2011

Page 120: Phase 2® Food Science Dossier

PHARMACHEM LABORATORIES, INC.

265 Harrison Ave. ï Kearny, NJ 07032-4315 ï (201) 246-1000 ï Fax (201) 246-8105 ï 1-800-526-0609 ï www.pharmachemlabs.com

phar-ma-foodsÆ... efficacious food supplements standardized for specific potency, solubility, direct compression and disintegration characteristics...

TOTAL CALORIES (Kcal) 265 CALORIES FROM FAT (Kcal) 34

TOTAL FAT 3.8 GM - SATURATED FAT 2.1 GM - TRANS FAT 0.1 GM -

CHOLESTEROL 0 GM -

SODIUM 8510 MG -

TOTAL CARBOHYDRATE 51.5 GM -- SUGARS 16 GM - DIETARY FIBER 2.70 GM - PROTEIN 11.2 GM - VITAMIN A 135 IU -

CALCIUM 115 MG -

VITAMIN C 1.7 MG -

IRON 2.5 MG -

BETA CAROTENE 50 MCG -

WATER/MOISTURE 5.4 GM -

NUTRITIONAL DATAPRODUCT: PHASE 2 BUTTER GARLIC

NUTRIENT PER 100 GRAM

THIS CALCULATED VALUE BASED ON INFORMATION RECEIVED FROM SUPPLIER. DATE: AUGUST 30, 2011

Page 121: Phase 2® Food Science Dossier

PHARMACHEM LABORATORIES, INC.

265 Harrison Ave. ï Kearny, NJ 07032-4315 ï (201) 246-1000 ï Fax (201) 246-8105 ï 1-800-526-0609 ï www.pharmachemlabs.com

phar-ma-foodsÆ... efficacious food supplements standardized for specific potency, solubility, direct compression and disintegration characteristics...

TOTAL CALORIES (Kcal) 350 CALORIES FROM FAT (Kcal) 4.5

TOTAL FAT 0.5 GM - SATURATED FAT 0.1 GM - TRANS FAT 0 GM -

CHOLESTEROL 0 GM -

SODIUM 675 MG -

TOTAL CARBOHYDRATE 84.5 GM - SUGAR 62 GM - DIETARY FIBER 3 GM - PROTEIN 8.5 GM - VITAMIN A 40 IU -

CALCIUM 220 MG -

VITAMIN C 14 MG -

IRON 5.8 MG -

BETA CAROTENE 1460 MCG -

WATER/MOISTURE 5.8 GM -

NUTRITIONAL DATAPRODUCT: PHASE 2 CINNAMON SUGAR

NUTRIENT PER 100 GRAM

THIS CALCULATED VALUE BASED ON INFORMATION RECEIVED FROM SUPPLIER. DATE: AUGUST 30, 2011

Page 122: Phase 2® Food Science Dossier

PHARMACHEM LABORATORIES, INC.

265 Harrison Ave. ï Kearny, NJ 07032-4315 ï (201) 246-1000 ï Fax (201) 246-8105 ï 1-800-526-0609 ï www.pharmachemlabs.com

phar-ma-foodsÆ... efficacious food supplements standardized for specific potency, solubility, direct compression and disintegration characteristics...

TOTAL CALORIES (Kcal) 275 CALORIES FROM FAT (Kcal) 19

TOTAL FAT 2.1 GM - SATURATED FAT 0.3 GM - TRANS FAT 0.01 GM -

CHOLESTEROL 0.2 GM -

SODIUM 7780 MG -

TOTAL CARBOHYDRATE 59 GM - SUGAR 27 GM - DIETARY FIBER 4.2 GM - PROTEIN 12.30 GM - VITAMIN A 465 IU -

CALCIUM 185 MG -

VITAMIN C 2.4 MG -

IRON 3 MG -

BETA CAROTENE 220 MCG -

WATER/MOISTURE 4.8 GM -

NUTRITIONAL DATAPRODUCT: PHASE 2 ASIAN RUB

NUTRIENT PER 100 GRAM

THIS CALCULATED VALUE BASED ON INFORMATION RECEIVED FROM SUPPLIER. DATE: AUGUST 30, 2011

Page 123: Phase 2® Food Science Dossier

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Page 131: Phase 2® Food Science Dossier

For Trade Distribution, only.

Sensory Evaluation and Product Recipes

Page 132: Phase 2® Food Science Dossier

Product development of baked goods with a proprietary Fractionated White Bean Extract KANAK UDANI, Ph.D. P. O. box 1031 Agoura Hills, CA 91376 INTRODUCTION With the growing consumer demand for low carbohydrate and low glycemic foods, several methods have been evaluated to lower the effective glycemic index of existing foods. These include the addition of soluble fiber, psyllium, blackgram fiber, and barley, or the substitution of simple starches with resistant starches. One novel approach is the addition of the Phase 2 Carb Controller™/ StarchLite™ brand of proprietary fractionated white bean extract (FWBE) prepared from the White Kidney Bean (Phaseoulus vulgaris) which has α-amylase inhibitory properties. The purpose of this paper is to describe the results of the incorporation of the FWBE into baked goods and consumer acceptance of such products. The proposed mechanism of action for this FWBE is its ability to partially inhibit or delay the breakdown of complex carbohydrates into their more absorbable sub-constituents (mono and disaccharides). The delay in digestion may delay the gut absorption rate of glucose, and may also blunt the subsequent insulin rise. The White Kidney Bean (Phaseolus vulgaris) inhibits salivary and pancreatic α-amylase (1). Phaseolus vulgaris binds to α-amylase in non-competitive fashion, optimally at a pH of 5.5, forming a 1:1 molar complex (2). Similar binding can be seen at neutral pH as well. White bean extracts are not expected to have any activity on the brush border enzymes and an vitro study (3) confirmed that it does not inhibit the brush-border enzyme maltose/glucoamylase. The activity of Phaseolus vulgaris is dose dependent and extract dependent. Threshold levels of greater than 90% inhibition of amylase are required before any carbohydrate malabsorption is seen. Below this threshold, incomplete inhibition of amylase may not have any significant effect on carbohydrate malabsorption (4). Animal toxicity studies (5) (both acute and chronic) were performed on the proprietary fractionated white bean extract (from Pharmachem). Human clinical trials have yielded mixed results regarding weight loss, but pilot data shows promise for the ability of this ingredient to lower the glycemic index of carbohydrate containing foods. FWBE is currently available in tablet, capsule or a powder form and consumers take this product before or with meals. This requires consumers to have easy access to FWBE during their meal time as well as to remember to take it before or with meals. This can become a cumbersome regimen and an inconvenience for the consumers. Since convenience is one of the most important attribute desired by consumers in their lifestyle in general and in selection of food products in particular, incorporating FWBE into the high carbohydrate foods would provide consumers the desired convenience of not having to remember to take FWBE before or with their meals. Thus high carbohydrate foods with FWBE would become value added food products.

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REQUIREMENTS Incorporating FWBE into food products, particularly baked goods made with yeast raised dough such as breads and pizzas without affecting their product quality is challenging. When FWBE are to be incorporated in an existing baked goods product, the resulting product must be comparable in key attributes such as appearance, texture and taste to the existing product and liked by consumers as well as the existing product. The product must also be formulated to take into consideration the serving size and allow appropriate amount of FWBE per serving size of the product as consumed. In addition it should have a comparable shelf life. A key factor to be taken into consideration in the development of baked goods would be the effect of FWBE on the performance of yeast during the preparation of the dough for the baked goods. FWBE should not be added during dough fermentation as they would reduce the available assailable carbohydrates and prevents yeast to act on assailable carbohydrates to convert them into carbon dioxide and alcohol. Another important factor affecting the product performance would be the composition of flours, particularly the α-amylase enzyme content of the flours as it would affect the FWBE performance in the product. For example, rye flour contains high levels of α-amylase and makes it particularly difficult to formulate with FWBE. A study to find ways to incorporate FWBE in baked goods using the product requirements described above was recently done by the author in a joint effort with the manufacturer of FWBE and the Center for Human Nutrition at UCLA. Among the products developed were three varieties of breads, cheese pizza, coffee cake and muffins. Basic formulations for breads and pizza were developed broadly based on information available in the literature (6). The wheat bread formulation consisted of wheat flour, flour, water, honey, vegetable oil, gluten, yeast and salt. The multigrain bread formulation consisted of water, wheat flour, flour, multigrain mix, honey, vegetable oil, yeast, gluten and salt. The rye bread formulation consisted of flour, water, rye flour, sugar, yeast, vegetable oil, caraway seeds and salt. The cheese pizza formulation had three parts: Crust (flour, water, shortening, yeast, sugar, salt and gluten), pizza sauce and mozzarella cheese. Both pizza sauce and mozzarella cheese used in our work were retail products purchased from a local supermarket. The coffee cake formulation was an adaptation of a basic coffee cake recipe from a retail cake mix product. The blueberry muffin mix was a commercial product available locally. Several trials and iterations in the method of preparation and processing conditions were required to develop successful prototypes of control and test products with white bean extract. Key factors in the preparation that influenced the product performance were the order and method of

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ingredient incorporation, the time and temperature requirements for the dough development and the baking of the product. Prototype samples of both control products and test products with white bean extract were than evaluated by an outside consumer research company (Tragon Corp.) to assess consumer acceptance of the prototype test products made with white bean extract relative to a control product. Products were tested using a sequential monadic, balanced block design by qualified consumers (Heads of household, 50% female & 50% male, age 25-65, category users) in the San Francisco area. RESULTS Wheat bread: Number of tasters -34 Hedonic (9-point liking) Results

Control and Test were liked similarly by consumers. – The two products scored at statistical parity at the 95% and 90% confidence levels

for all hedonic means. Control and Test scored the same (6.1) for Overall Appearance. Test was numerically better liked for Overall Texture (6.0 vs. 5.7). Control was numerically better liked for Overall Taste (6.4 vs. 6.1). Control (6.0) received a slightly better Overall Opinion score than Test (5.9).

Multigrain bread: Number of tasters -35 Hedonic (9-point liking) Results

Control and Test were liked similarly by consumers. – The two products scored at statistical parity at the 95% and 90% confidence levels

for all hedonic means. Test was liked numerically higher than Control across all hedonic means.

- Overall Appearance 6.8 vs. 6.5 - Overall Texture 6.4 vs. 6.1 - Overall Taste 6.5 vs. 6.3 - Overall Opinion 6.6 vs. 6.1

Rye Bread: Number of tasters -34 Hedonic (9-point liking) Results

Consumers scored Control and Test similarly for Overall Texture, Overall Taste and Overall Opinion.

– The two products scored at statistical parity at the 95% and 90% confidence levels for all hedonic means.

Consumers liked Control significantly more than Test for Overall Appearance (7.1 vs. 6.1)

Test was liked numerically higher than Control for Overall Taste (6.8 vs. 6.6) Control was liked numerically higher than Test for Overall Texture (6.8 vs. 6.6) Consumers numerically rated both products equally in Overall Opinion (6.6 vs. 6.6)

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Cheese pizza: Number of tasters - 29 Hedonic (9-point liking) Results

Control and Test were liked similarly by consumers. – The two products scored at statistical parity at the 95% and 90% confidence levels

for all hedonic means. Test was numerically better liked than Control for Overall Appearance (6.07 vs. 6.03) Test was numerically better liked than Control for Overall Texture (6.28 vs. 6.07) Test was numerically better liked than Control for Overall Taste (6.48 vs. 6.31) Test was numerically better liked than Control for Overall Opinion (6.45 vs. 6.17)

Coffee Cake: Number of tasters -32 Hedonic (9-point liking) Results

Control and Test were liked similarly by consumers. The two products rated at statistical parity across all hedonic measures at the 90% and

95% Confidence Levels. Test rated numerically higher in liking for Overall Appearance (6.2 vs. 6.1), Overall

Texture (6.2 vs. 5.9) and Overall Taste (6.1 vs. 6.0) Control and Test were rated equal numerically (6.0 vs. 6.0) in overall opinion.

Blueberry Muffins: Number of tasters -32 Hedonic (9-point liking) Results

Control and Test were liked similarly by consumers. The two products rated at statistical parity across all hedonic measures at the 90% and

95% Confidence Levels. Control rated slightly higher numerically in liking for Overall Appearance (6.3 vs. 6.1)

and Overall Opinion (6.7 vs. 6.5). Test rated slightly higher numerically in liking for Overall Texture ( 6.7 vs. 6.5) Control and Test were numerically rated equally in liking for Overall Taste ( 6.7 vs. 6.7)

SUMMARY The StarchLite brand of proprietary fractionated white bean extract can be successfully incorporated in baked food products such as breads and pizzas without affecting the product quality and consumer acceptance while providing consumers a convenient way to reap the benefits of proprietary fractionated white bean extract.

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DISCLOSURES AND REFERENCES Dr. Udani provides consulting services for Pharmachem Laboratories, manufacturer of Phase2® 1. B.H. Meyer et al, Inhibition of starch absorption by alpha-amylase inactivator given with food.

Lancet, 1(8330) p.934 (1983)

2. P. Layer et al, Partially purified white bean amylase inhibitor reduces starch digestion in vitro and inactivates intraduodenal amylase in humans. Gastroenterology, 88(6) pp.1895-1902 (1985)

3. C.B. Hollenbeck et al, Effects of a commercial starch blocker preparation on carbohydrate digestion and absorption: in vivo and in vitro studies. Am J Clin Nutr, 38(4) pp.498-503 (1983)

4. M. Boivin et al, Effect of a purified amylase inhibitor on carbohydrate metabolism after a mixed meal in healthy humans. Mayo Clin Proc, 62(4) pp.249-255 (1987)

5. R. Maheshwari et al, Acute and Chronic Toxicity Studies of Phaseolamin2250. Report to Sponsor. 2002 6. E. J. Tyler, Baking Science and Technology, I, II

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KANAK UDANI, Ph.D. 5630 Silver Valley Avenue, Telephone: (818) 991 6590 Agoura Hills, CA 91301 Email: [email protected] December 24, 2005

Pharmachem – Phase 2 project: Wheat bread formulation with Phase 2: All-purpose flour 550 grams Whole wheat flour 516 grams Water (100 degrees F) 504 grams Honey 192 grams Olive oil 55 grams Phase 2 34 grams Gluten 30 grams Yeast (active dry) 18.8 grams Salt 13.8 grams Procedure:

1. Yeast proofing: Mix water, yeast and 12 grams of honey in a small bowl. Set aside for 10-15 minutes to activate yeast. Mixture should be bubbly and have a rounded crown.

2. Mixing: Place dry ingredients in a Hobart mixer bowl. Add oil, remaining honey and proofed yeast mixture. Mix with a dough hook at speed one for four minutes. Change to speed two and knead for five minutes, until the dough is smooth and elastic.

3. Place the dough in a greased bowl. Turn over to coat both sides. Cover with a plastic film and place in a warm place (90-100°F) to rise until the dough volume is doubled; approximately 1.5 hours.

4. Punch down dough. Divide dough into two 750 gram portions. Shape into loaves and place in greased baking loaf pans. (There will be excess dough and can be discarded).

5. Cover loaves loosely with plastic film; allow to rise in a warm place, until doubled in volume; approximately 1.0 hour.

6. Bake at 350°F for 25 minutes in a convection oven: until the bread loaves turn golden brown. Temperature at the center of the loaf should be 185-190°F.

7. Allow to rest in pans for 5 minutes. Remove loaves from the pans and put them on a cooling rack.

8. Allow the loaves to cool completely. 1-3 hours.

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KANAK UDANI, Ph.D. 5630 Silver Valley Avenue, Telephone: (818) 991 6590 Agoura Hills, CA 91301 Email: [email protected] December 24, 2005

Pharmachem – Phase 2 project:

Wild Blueberry Muffins formulation with Phase 2: Betty Crocker Wild Blueberry Muffin mix 423 grams (1package minus 9 grams) Large Eggs 2 eggs Whole Milk 71 grams Safflower Oil 56 grams Water 15 grams Phase 2 9 grams Procedure:

1. Preheat oven to 425 degrees F. 2. Place paper baking cups in12 regular size muffin cups. 3. Drain blueberries and set aside. 4. Add dry muffin mix into a medium sized bowl. 5. Mix eggs, oil, water and milk together in a separate bowl. Stir in gently Phase 2 powder

using a fork or a spatula until evenly suspended. 6. Add the mixture in step #5 to the muffin mix and stir until combined. 7. Gently stir in drained blueberries. 8. Divide the batter among 12 muffin cups, filling each cup about 2/3 full. 9. Bake 18 minutes or until golden brown and top of the muffin spring back when touched. 10. Place on a cooling rack to cool completely.

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KANAK UDANI, Ph.D. 5630 Silver Valley Avenue, Telephone: (818) 991 6590 Agoura Hills, CA 91301 Email: [email protected] December 24, 2005

Pharmachem – Phase 2 project: Cheese Pizza formulation with Phase 2: Pizza dough: All-purpose flour 996 grams Water (110 degrees F) 550 grams Shortening 48 grams Yeast (active dry) 25 grams Sugar 12 grams Salt 10.5 grams Gluten 10 grams Phase 2 4 grams Ragu Thick & Zesty Pizza sauce: 200 grams/360 grams pizza dough Kraft Mozzarella cheese: 100 grams/360 grams pizza dough Procedure:

1. Yeast proofing: Mix 200 grams of water, yeast and sugar in a small bowl. Set aside for 15 minutes to activate yeast. Mixture should be bubbly and have a rounded crown.

2. Dry blend 96 grams of all-purpose flour and 4 grams of Phase 2 in a small bowl and set aside.

3. Mixing: Add remaining water, yeast mixture, shortening and remaining flour, gluten and salt into a Hobart mixer bowl. Mix with a dough hook at speed one for four minutes until the dough structure is formed. Scrape the sides of the bowl. Change to speed two and knead for five minutes, until the dough is smooth and elastic.

4. Place the dough in a large bowl coated with cooking spray. Turn over to coat both sides. Cover with a plastic film and place in a warm place (90-100°F) to rise until the dough volume is doubled; approximately 45 minutes.

5. Punch down dough. Cover and let rest for five minutes. Knead in the remaining flour/Phase 2 mixture by hand until completely incorporated.

6. Divide dough into four 360 gram pieces. (There will be excess dough and can be discarded).

7. Roll each piece into a 14-inch circle between two sheets of plastic wrap. Make the whole round sheet of dough of the same thickness, including the edges. Shape and form each pizza at staggered rate to allow for staggered rising and baking times, e.g., approximately 10 minutes between each formed pizza.

8. Coat four 12-inch round pizza pans with cooking spray. Place dough in prepared pans; rotate pan, pressing dough until edges of pan are covered. Cover lightly with plastic wrap and let rise 20 minutes or until slightly puffy. Pierce dough with a fork 20 times to prevent excess puffing during baking.

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9. Top each pierced and unbaked crust with 200 grams of pizza sauce and 100 grams of mozzarella cheese. Cover with sauce and cheese right to the edges, distributing the cheese as evenly as possible over the top of the pizza.

10. Bake one pizza at a time at 450°F for 7 minutes or until the crust is golden brown, rotating pan 180 degrees halfway through baking. (The crust and cheese should only be very slightly browned if the pizza is going to be reheated later. Reheating would than finish cooking).

11. Allow to rest in pans for 5 minutes. Remove the pizza on a on a cooling rack. 12. Weigh the finished pizza: Target weight 600-620 grams.

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KANAK UDANI, Ph.D. 5630 Silver Valley Avenue, Telephone: (818) 991 6590 Agoura Hills, CA 91301 Email: [email protected] December 24, 2005

Pharmachem – Phase 2 project:

Coffee cake formulation with Phase 2: Part I Cake Batter: Original Bisquick mix 242 grams Whole Milk 162.5 grams Sugar 38 grams Large Eggs 1 egg Phase 2 8 grams Part II Cinnamon Streusel Mix: Brown Sugar 73 grams Original Bisquick mix 40 grams Parkay soft margarine 28 grams Ground Cinnamon 3 grams Procedure:

1. Prepare Cinnamon Streusel by mixing all ingredients in Part II in a small bowl until crumbly. Set aside.

2. Preheat oven to 375°F. 3. Spray an 8-inch square pan with corn oil PAM spray. 4. Beat together the milk and egg in a small bowl. In another bowl, stir together the Phase 2

powder and sugar. 5. Add the Phase 2 powder/sugar mixture to the milk and egg mixture, and beat with a

rotary beater for two minutes, or until all clumps of Phase 2 are broken and dissolved. 6. Add this mixture to the dry Bisquick mix, and mix until blended to form the batter. 7. Spread the batter into the 8-inch square pan. 8. Sprinkle the Cinnamon Streusel made in step 1 over the batter. 9. Bake for 27 minutes or until golden brown. 10. Cool completely on a wire cooling rack. 11. Cut to make 10 servings.

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For Trade Distribution, only.

Product Documents and Technical Specifications

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