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UNIVERSITY OF COPENHAGEN FACULTY OF HEALTH AND MEDICAL SCIENCES PhD Thesis By Pernille Frederiksen Deciding to work in spite of back pain -what makes a difference? Supervisors: Tom Bendix & Aage Indahl Submitted on the December 5 th 2017

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Page 1: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

U N I V E R S I T Y O F C O P E N H A G E N

F A C U L T Y O F H E A L T H A N D M E D I C A L S C I E N C E S

PhD Thesis

By Pernille Frederiksen

Deciding to work in spite of back pain

-what makes a difference?

Supervisors: Tom Bendix & Aage Indahl

Submitted on the December 5th 2017

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This thesis has been submitted to the Graduate School of Health and Medical Sciences, University of Copenhagen December 5th 2017. Graduate School of Health and Medical Sciences Institute: Department of Public Health Department: Copenhagen Centre for Back Research (COPE BACK), Centre for Rheumatology and Spine Diseases, Rigshospitalet Glostrup Author: Pernille Frederiksen Title and subtitle: Deciding to work in spite of back pain – what makes a difference? Submitted on: December 5th 2017 Supervisors: Professor Emeritus, MD Tom Bendix, Copenhagen Centre for Back Research (COPE BACK), Centre for Rheumatology and Spine Diseases, Rigshospitalet Glostrup, København Professor, PhD Aage Indahl, Department of Research and Development, Clinic Physical Medicine and Rehabilitation, Vestfold Hospital Trust, Stavern, Norway

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”To be well is not to avoid backache;

it is to have the

wherewithal to cope with it

effectively and repeatedly.”

Nortin M. Hadler

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List of contents

Preface ........................................................................................................................................... 4

Acknowledgements ...................................................................................................................... 7

Original Papers ............................................................................................................................. 9

Study I: ....................................................................................................................................... 9

Study II: ...................................................................................................................................... 9

Study III: ..................................................................................................................................... 9

Abbreviations & definition of key notions ................................................................................. 10

1. Short English summary .......................................................................................................... 11

2. Kort dansk resumé.................................................................................................................. 13

3. Introduction ............................................................................................................................. 15

3.1. Pain-related work disability ............................................................................................. 15

3.2. Patho-anatomy ................................................................................................................. 16

3.3. Physical loads .................................................................................................................. 16

3.4. Classical Treatments and frequently used interventions .............................................. 17

3.4.1. Medicine and injection therapy ................................................................................. 17

3.4.2. Surgery ....................................................................................................................... 18

3.4.3. Exercise ...................................................................................................................... 18

3.4.4. Continuing normal activity ........................................................................................ 18

3.4.5. Ergonomic interventions ........................................................................................... 19

3.4.6. Education ................................................................................................................... 19

3.5. Multidisciplinary versus simple interventions for work disability ................................ 20

3.6. Population-based studies testing information-based interventions ............................. 22

3.7. The social and contextual factors and work disability .................................................. 22

3.8. Individual or ’whole-systems’ approach ......................................................................... 23

4. Aim ........................................................................................................................................... 24

4.1. Overall aim ........................................................................................................................ 24

4.2. The specific aims .............................................................................................................. 24

5. The studies in this thesis ....................................................................................................... 25

5.1. Study I ............................................................................................................................... 25

5.1.1. Publication.................................................................................................................. 25

5.1.2. Aim .............................................................................................................................. 25

5.1.3. Design ......................................................................................................................... 25

5.1.4. Sample and recruitment ............................................................................................ 25

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5.1.5. Inclusion and Exclusion criteria ............................................................................... 26

5.1.6. The intervention ......................................................................................................... 26

5.1.7. Data collection and outcomes ................................................................................... 27

5.1.8. Data analyses ............................................................................................................. 29

5.1.9. Results ........................................................................................................................ 30

5.2. Study II .............................................................................................................................. 36

5.2.1. Publication.................................................................................................................. 36

5.2.2. Aim .............................................................................................................................. 36

5.2.3. Design ......................................................................................................................... 36

5.2.4. Sample ........................................................................................................................ 36

5.2.5. Data collection ........................................................................................................... 37

5.2.5. Results ........................................................................................................................ 38

5.3. Study III ............................................................................................................................. 42

5.3.1. Publication.................................................................................................................. 42

5.3.2. Aim .............................................................................................................................. 42

5.3.3. Design ......................................................................................................................... 42

5.3.4. Defining the ‘Black Flags’ .......................................................................................... 42

5.3.5. Selection of Black Flags for the present study ........................................................ 42

5.3.6. Literature search ........................................................................................................ 43

5.3.7. Selection of relevant records and subtraction of evidence .................................... 44

5.3.8. Results ........................................................................................................................ 46

6. Discussion ............................................................................................................................... 50

6.1. The findings in Study I ..................................................................................................... 50

6.1.1. Strengths and limitations .......................................................................................... 54

6.1.2. Comparing the results of the thesis-studies ............................................................ 55

6.2. The findings in Study II .................................................................................................... 57

6.2.1. Limitations of the study ............................................................................................. 61

6.2.2. Comparing with the results from Study III ................................................................ 61

6.3. The findings in Study III ................................................................................................... 61

6.3.1. Limitations of the study ............................................................................................. 64

6.4. General discussion based on the results of the present thesis .................................... 64

6.4.1. Multiple/multidisciplinary versus simple interventions ........................................... 65

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6.4.2. Individual versus ‘whole-systems’ approach ........................................................... 66

7. Conclusion .............................................................................................................................. 68

8. Future perspectives ................................................................................................................ 69

9. References .............................................................................................................................. 71

Appendix 1-5 Published studies I-III

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Preface

This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for

Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan University

College. Rigshospitalet Glostrup, The Danish Working Environment Research Fund

(Arbejdsmiljøforskningsfonden), and The Danish Rheumatism Association

(Gigtforeningen) funded the projects.

Important collaborators in the making of the studies, apart from my two supervisors,

were Kim Burton (Huddersfield University), Lars L. Andersen (National Research Centre

for the Working Environment), Serena Bartys (Huddersfield University), and the

management and employees in the five participating municipalities in two of three studies

(København, Roskilde, Høje-Taastrup, Gentofte, Lyngby-Taarbæk).

To help the reader understand how the thesis was created the following aim to explain

the process of its planning. As opposed to many PhDs, the present PhD does not consist

of highly related studies in terms of their objectives, target group, or methodology. This

was due to the fact that two of the studies were ‘born’ along the way as I identified gaps in

the existing empirical literature based on conversations with experienced researchers. The

three studies in this thesis are connected conceptually in the sense that they relate to

factors of the dominant bio-psychosocial approach. Moreover, they share overall focus: to

investigate factors influencing work participation in people suffering from back pain.

The first study I initiated was an experimental study with the purpose of adding evidence

to the ‘functional-disturbance’-model. The model was suggested by Aage Indahl from

University of Bergen (Norway) in 1999 in his PhD thesis and provides a theoretical

biological explanation to LBP, which, in the absence of identifiable pathology in most

cases of LBP, serves as an alternative to ‘no explanation’. Evidence from studies, which

had included information on the model along with other intervention elements, had

generally produced marked reductions in days of sickness absence among people with

LBP. I got to know Aage Indahl and his work through Tom Bendix, and my PhD was

initiated with the purpose of conducting a study using his model. Aage had shared the

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preliminary results from an ongoing study with Tom and me with the purpose of planning a

new study in cooperation. The results of the ongoing study indicated that group-based

information including information on the model might hold potential as an effective

intervention to reduce work disability; a highly simple one, which seemed easily

implementable as well. Thus, this constituted the first study in my PhD, which became an

experimental study (randomized controlled trial (RCT)) investigating the effect of guideline-

based information and information on the ‘functional-disturbance’-model on LBP-related

beliefs and behaviour.

The idea for the second and third study in the thesis came from a need to add further

information to the overall picture that I saw when doing the first study. Specifically, the

second study was formed during talks with Aage Indahl and during a visit at the research

unit Uni Helse in Bergen, which conducts studies in cooperation with Aage. Initially, the

objective of the study was to explore what was helpful in the information provided in my

experimental study – from the participants’ perspective. However, because the objective of

the study was conditional on the memory of the in terms of being able to recollect the

content of the information in detail up to a year after receiving it; it seemed risky to depend

on that objective alone. Thus, I decided to expand the objective. Literature searches

showed that evidence on factors important for work participation (when defined ad working

despite LBP) was underrepresented. Pursuing that seemed relevant and interesting to me.

Furthermore, I was curious to find out what – from a worker perspective – was influencing

the decision to stay home from work due to back pain with the multifactorial nature of back

pain and related behaviour in mind. Thus, my second study became a qualitative interview

study, which explored 1) the worker perspective on the factors influential on the ability to

work despite back pain and 2) the worker perspective on the decision to call in sick due to

back pain, and 3) the participant perspective on the experience of the talks in the prior

RCT.

During the planning of the RCT study, I had become acquainted with Kim Burton from

Huddersfield University (UK) through Tom. Kim took part in discussions concerning the

choice of outcomes because he was one of the creators behind The Back Beliefs

Questionnaire, which I was going to use. Furthermore, he took part in the discussions of

the overall design of the study being experienced in the field of low back pain and simple

information-based interventions. He has also contributed to the making of the ‘The

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Psychosocial Flags Framework’ used to identify psychosocial obstacles for work

participation following a pain episode. While talking to him, I learned that whereas the

suggested psychological and work-related factors (termed ‘Yellow Flags’ and ‘Blue Flags’,

respectively) believed to influence work participation had been thoroughly reviewed, the

contextual factors (termed ‘Black Flags’) had not. Thus, I decided to make the first attempt

to review some of the most explored suggested Black Flags – in cooperation with Kim. The

third study constituted a review of three suggested Black Flags: compensatory systems,

healthcare systems, and family systems.

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Acknowledgements

I am most grateful to the department at Rigshospitalet Glostrup, where I have worked

during most of the time while working on my studies: Centre for Rheumatology and Spine

Diseases. Thank you for giving me the opportunity to conduct the studies by providing me

with finances and office facilities. Also thank you to Metropolitan University College and my

current workplace: Health Centre Nørrebro (The Back Centre) for offering me the time and

support to finish my PhD studies.

The work was made possible due to a number of persons. First, I wish to express my

sincere thanks my supervisors. My principal supervisor Tom Bendix, who enthusiastically

encouraged me to start this project and with whom, I have shared many hours during the

past 7 years discussing, thinking, talking, and laughing. Tom, thank you so much for your

gentle and caring nature, your great trust in me, your humour, patience, and willingness to

share your great knowledge on back pain and on the profession of research in general. I

also owe sincere thanks to my co-supervisor Aage Indahl. Aage, you are the mastermind

behind the core ideas of the ‘functional disturbance- model’ and you have altered my entire

basic understanding of back pain management and of the role of the healthcare

professional. Your enthusiasm and your ideas, which break away from traditional thinking

is extremely inspiring!

Another important person, to whom I owe great thanks, is Kim Burton. Kim, apart from

offering useful advice for my experimental study, you also took on the job to help me with

my review because, “it could be great fun” you said. That sentence says a lot about you in

fact and you genuinely impress me with your experience, openness, great sense of

humour, professional passion, and your humble approach to research as well as to the

people you work with. I am amazed that you, with your kind of experience, amount of

knowledge, and workload would take the time to help me with my studies. I am very

grateful that you showed me your trust and that you considered your participation in my

studies worthwhile to you. Thank you so so much for all your help and for the many fun

correspondences along the way.

Furthermore, I would like to thank Mette Marie Vad Karsten, who took on the job of

assisting me with the qualitative study. Thank you so much for many hours of talking, hard

work, and discussion as well as for opening the world of Anthropology to me. You have

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been enthusiastic, dedicated, competent, and great fun to work with. I know you will bring

good things to the field of Anthropology in the future. Good luck on your PhD!

I also feel urge to thank Serena Bartys, who took on the task of leading the creation of

the paper based on my third study at a time when it was not possible for me to do so.

Serena, you added your valuable experience from the field to the work and managed to do

so while showing great respect for and loyalty to my original work. Thank you – your work

on our paper is highly appreciated! I hope we can continue working together in the future.

Thanks to Nina Beier for assisting me with the data keying in the experimental study, to

Sebastian Werngreen Nielsen for your help with the English wording and grammar in my

papers, and to Rasmus Hertzum-Larsen for assisting with the statistics in the experimental

study. I would also like to thank the participating municipalities and employees in the

experimental and qualitative studies for trusting me with their time and making the effort to

contribute to back pain research.

Finally, I would like to convey my deepest gratitude to my Christian - for your loving

support in this process as in everything else.

Pernille Frederiksen, Copenhagen, December 2017

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Original Papers

Study I:

Frederiksen P, Indahl A, Andersen LL, Burton K, Hertzum-Larsen R, Bendix T. Can group-

based reassuring information alter low back pain behavior? A cluster-randomized

controlled trial. Published in: PLoS ONE. 2017; 12(3):e0172003.

Study II:

Frederiksen P, Karsten MMV, Indahl A, Bendix T. What Challenges Manual Workers’

Ability to Cope with Back Pain at Work, and What Influences Their Decision to Call in

Sick? Published in: J Occup Rehabil. 2015 Dec;25(4):707-16.

Study III:

Bartys S, Frederiksen P, Bendix T, Burton K. System influences on work disability due to

low back pain: An international evidence synthesis. Published in: Health Policy. 2017

Aug;121(8):903-12.

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Abbreviations & definition of key notions

Abbreviations:

LBP – low back pain

RCT – randomized controlled trial

C-RCT – cluster-randomized controlled trial

SMS – short text message

The key notions and their definitions – in the present thesis:

Work disability: reduced work ability involving days of absence from work

Absenteeism: days of sickness absence

Work participation: coming to work during or following a pain episode

Staying at work or presenteeism: working despite pain

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1. Short English summary

Low back pain (LBP) is usually benign and self-liming. Nonetheless, it is one of the most

disabling conditions in the Western societies involving enormous human and societal costs

e.g. due to high sickness absence rates. Without a complete understanding of the patho-

anatomy behind LBP, the bio-medical paradigm has failed to help people with LBP. With

the introduction of the bio-psychosocial paradigm, clinicians and researchers have become

increasingly aware of the influence from the psychological and social factors on the course

of LBP. However, with LBP being multifactorial and the pain experience highly subjective

and personal, there are still several gaps in the existing knowledge in terms of finding

ways to help people continue their lives despite LBP. The present thesis help fill some of

these gaps by add to knowledge on whether, and to some extent how, selected elements

of the biopsychosocial model influence LBP-related behaviour, with specific emphasis on

occupational outcomes.

Three studies with varying methodology but conceptually similar and with work

participation as main outcome were conducted. The first study was a cluster-randomized

controlled trial (C-RCT), which investigated the isolated effect of a particular kind of

reassuring information on LBP-behaviour outcomes and on back beliefs. Two group-based

talks (one hour each) constituted the intervention. The participants were publically

employed workers mainly with manual work, with and without LBP experience at baseline.

Follow-up was one year. The results indicated that the intervention significantly positively

influenced a range of behaviour-outcomes and back beliefs in the workers, who

experienced LBP in the follow-up year.

The second study explored the worker perspective on what challenges workers’ ability

to stay working during back pain episodes and what influenced their decision to call in sick

due to back pain through focus group interviews. The participants were workers from the

study-population from the prior C-RCT study. An additional aim of the study was to explore

the experience of the talks in the C-RCT. However, due to the prospects of lacking data,

the aim was abandoned at an early stage in the study. The results showed that a generally

poor physical working environment (lack of appropriate equipment and lack of working

space) and lack of trust/support from the supervisors (lack of adjustment latitude)

challenged work during pain episodes. The workers stated that they were more inclined to

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call in sick when they experienced high pain intensity, in times with job strain (high work

pace) in cases where they did not feel responsible to any close co-workers, and when a

spouse believed and expressed that it was not sensible to go to work. Contrarily, they

were more inclined to go to work despite pain at times with job strain when close co-

worker relationships involving mutual responsibility, when they experienced the sickness

absence practices as threatening/unpleasant, and if they were bored when staying home.

The results add to a sparse amount of evidence on what is important for staying at work

when suffering from musculoskeletal pain conditions and provide a worker perspective on

the factors suggested to influence work participation.

The third study added to the evidence of the Psychosocial Flags Framework, which list

potential or known obstacles for work participation on three levels: individual (termed

‘Yellow Flags’), workplace (termed ‘Blue Flags’), and context (termed ‘Black Flags’). The

study reviewed three suggested Black Flags selected for the study: compensatory

systems, healthcare professionals, and significant others. A best-evidence synthesis-

method was considered most appropriate due to the well-known limited amount of

scientific evidence on the field. The evidence synthesis indicated that all three have the

potential to act as Black Flags and gave suggestions on how. The review constitutes the

first review of some of the suggested Black Flags.

The overall results of the thesis underlined the relevance of including all three domains

of the bio-psychosocial model in the approach to back pain. Furthermore, the results add

to important ongoing discussions on how to address the enormous problem with LBP-

related work disability.

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2. Kort dansk resumé

Lænderygsmerter er typisk godartede og selv-begrænsende af natur. Ikke desto mindre er

det én af de tilstande, der involverer mest funktionstab I de vestlige lande, hvilket

indebærer store menneskelige og samfundsmæssige omkostninger bl.a. på grund af højt

sygefravær. En ufuldstændig forståelse af den pato-anatomiske baggrund for

lænderygsmerter har betydet, at det biomedicinske paradigme ikke har kunnet dæmme op

for problemet. Med introduktionen af det bio-psykosociale paradigme er klinikere og

forskere blevet tiltagende opmærksomme på indflydelsen fra de psykologiske og social

aspekter på forløbet af lænderygsmerter, men idet lænderygsmerter er multifaktorielle, og

smerteoplevelsen i høj grad subjektiv og individuelle, så er der stadig mange huller i vores

viden i forhold til at hjælpe folk til at leve deres liv på trods af smerterne. Den aktuelle

afhandling bidrager med viden om og i nogen grad, hvordan udvalgte faktorer fra den bio-

psykosociale model influerer på lænderygsmerte-relateret adfærd med særlig fokus på

arbejdsrelaterede udfald.

Tre studier med forskellig metodologi men med ens koncept og med arbejdsdeltagelse

som fælles primære parameter blev gennemført. Det første studie var et gruppe-

randomiseret kontrolleret forsøg, der undersøgte den isolerede effekt af en særlig slags

tryghedsskabende information på lænderygsmerte-relaterede adfærds-parametre samt på

holdninger til ryggen. To gruppe-baserede foredrag af en times varighed hver udgjorde

interventionen. Deltagerne var offentligt ansatte primært med manuelt arbejde med og

uden forudgående erfaring med lænderygsmerter. Opfølgningsperioden var på et år.

Resultaterne indikerede, at interventionen gav en statistisk signifikant ændring af en række

adfærdsparametrene samt på rygrelaterede holdninger blandt arbejdere, der oplevede

lænderygsmerter i løbet af opfølgningsåret.

Det andet studie udforskede manuelle arbejderes perspektiv på, hvad der vanskeliggør

det at arbejde med rygsmerter, samt hvad der influerer på beslutningen om at sygemelde

sig på grund af rygsmerter gennem fokusgruppe interviews. Arbejderne var deltagere i det

forudgående forsøgsstudie. Et supplerende formål var at undersøge, hvordan deltagerne

havde oplevet foredragene i forsøgs-studiet, men med udsigten til manglende data blev

formålet droppet tidligt i studiet. Resultaterne viste, at et dårligt fysisk arbejdsmiljø

(manglende udstyr og dårlige pladsforhold) samt manglende støtte/tillid fra ledelsen

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(manglende handlefrihed) vanskeliggjorde arbejdet i perioder med rygsmerter. I forhold til

beslutningen om at sygemelde sig, så var arbejderen mere tilbøjelig til dette ved høj

smerte-intensitet, i tider med travlhed når man ikke havde tætte kollegiale relationer, samt

når ægtefællen syntes/ gav udtryk for, at det ikke var en god idé at gå på arbejde.

Omvendt var arbejderne mere tilbøjelige til at gå på arbejde i travle perioder, når de

oplevede at have tætte relationer til kolleger, når de oplevede praksis omkring

sygemelding som ubehagelig og intimiderende, samt når de oplevede at kede sig ved at

blive hjemme. Resultaterne føjer til den ellers sparsomme evidens omhandlende det at

forblive i arbejde trods muskel-skelet-smerter og tilføjer et arbejder-perspektiv på de

faktorer, der er foreslåede at influere på arbejdsdeltagelse.

Det tredje studie tilføjede evidens til det psykosociale Flags Frameworks, der oplister

kendte og foreslåede forhindringer for arbejdsdeltagelse på 3 niveauer: individuelt (kaldet

”Gule Flag”), arbejdsplads (kaldet ”Blå Flag”), samt kontekst (kaldet ”Sorte Flag”). Studiet

udgjorde et oversigtsstudie over tre faktorer, der er foreslået som Sorte Flag:

kompensations-systemer, sundhedsprofessionelle og nære relationer (her defineret som

ægtefælle/familie). En ”best-evidence” syntese metode ansås for at være den mest

passende, da det er velkendt, at der findes meget sparsom litteratur på emnet. Syntesen

indikerede, at alle tre faktorer har potentiale til at udgøre Sorte Flag og evidens-kilderne

rummede tillige forslag til, hvordan faktorerne agerer som sådanne flag. Oversigts-studiet

udgør det første af sin art på Sorte Flag.

Overordnet set understreger resultaterne af nærværende afhandling relevansen af at

inkludere alle 3 domæner af den bio-psykosociale model i tilgangen til rygsmerter.

Ydermere, bidrager resultaterne til den vigtige igangværende diskussion omkring, hvordan

man bedst adresserer det enorme ryg-relaterede sygefravær.

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3. Introduction

Back pain is a highly common condition with pain from the lower back (LBP) being the

most frequently reported. In 2010, LBP was assessed as the most disabling (years lived

with disability) condition out of 291 sickness entities [1]. The lower back is also the region

of the spine, which has been mostly explored in the scientific literature, and the following

introduction will focus on LBP.

According to the European guidelines from 2004, LBP can be defined as pain and

discomfort, localised below the costal margin and above the inferior gluteal folds and it can

involve leg pain as well [2]. The point- prevalence of LBP ranges from 12% to 37% [3-5],

whereas the lifetime prevalence ranges from 40% to 85% [3, 5, 6] depending on if it

measured globally or in a high-income country. In about 85% of people suffering from LBP,

it cannot be attributed to any certain pathology or neurological encroachment [2]. This type

of LBP is generally referred to as ‘simple’ or ‘non-specific’ LBP as opposed to ‘specific’

LBP, which has the most identifiable pathology. The most often used duration-based

classification of LBP is: acute (<4 weeks), subacute (5-12 weeks), and chronic (>12

weeks). At a LBP episode, most people (app. 90%) recover within six weeks from pain

onset and most recover ‘naturally’ - without interventions [2]. It does not seem that

treatment influence recovery vastly [8, 9], but very recent results have indicated that

genetics may play a part in recovery [10]. More than half will experience LBP relapses,

though [11-13], and 2-7% develop chronic LBP [2].

3.1. Pain-related work disability

With its’ benign, often self-limiting nature, and relatively fast recovery-time in most cases,

simple LBP does not naturally involve a long-term course with related work disability (pain-

related work absence). Yet, a marked increase in LBP-related work disability was

witnessed during the 1970’s and 1980’s, which could not be explained biologically [14].

The increase stabilized at a high level in the 1990’s. The development was seemingly a

phenomenon of the modernized western societies - an observation, which led to a theory

deeming the LBP-related work disability being a culturally induced problem – a

‘communicational disease’. Specifically, it was theorized that by applying an approach to

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16

simple LBP based on bio-mechanical principles and an injury paradigm had fostered

unhelpful beliefs in the general population, which had ultimately led to unhelpful pain-

related behaviour [14]. The theory was further reinforced by observations of similar

developments in the work disability rates, as seen in countries going through a

modernization process, e.g. East Germany after the fall of the wall [15]. Thus, despite the

advances within medicine and technology in the Western countries, improved diagnostics

and treatments for a range of diseases and conditions, it seemed that modern medicine

had failed at helping the majority of people with LBP. [14]

After the turn of the millennium, LBP has continued to be a major cause of work

disability [16, 17]. Studies have shown that it is a relatively small proportion of people with

LBP that progresses to long-term work disability, yet the numbers are large within the

community (because of the high prevalence rates) [2, 18, 19]. Pain-related work disability

involves a substantial economic burden for the society due to direct healthcare expenses,

but even more to the indirect costs such as productivity loss, disability benefits, and

healthcare [20, 21]. Furthermore, long-term work disability and chronic pain can have

deleterious effects on the individual's physical, mental and social wellbeing [16, 22, 23].

3.2. Patho-anatomy

Although no specific pathology has been demonstrated despite the enormous research

efforts, certain correlations between level of disc degeneration and LBP [24], and between

Modic changes and LBP [25-27] have been documented. However, both of these

conditions and others such as disc herniation, spondylolisthesis are sometimes rather

clearly associated with a pain condition, but generally, the overlap of MRI and pain is far

from always sufficient to name them ‘specific.’

3.3. Physical loads

Physical loading on the spine has also been suspected to be a cause of LBP, because the

two are associated [28, 29]. A causal relationship has not been confirmed, though. It is

discussed whether to believe the results of the range of systematic reviews based on the

strict Bratford-Hill criteria for causality speaking against a causal relationship [30-33] or

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17

whether to use scientific common sense deduction speaking for it. Doing the first, one

ought to consider the critique of the systematic reviews in terms of using “extremely

rigorous causality criteria” and failing to take all risk factors into account [28]. Doing the

latter, one must consider the following: 1) for decades it has been a common dogma

among people in general that loading on the spine not only involve risk of LBP but also risk

of injury, which e.g. was found in the population-based study by Buchbinder and

colleagues [34] and 2) the experience of pain is subject to an individual’s emotions,

attention, experience, and expectations etc. [35, 36]. Thus, it cannot be ruled out that

‘nocebo’ (when beliefs and expectations influence the pain experience) provides an

alternative explanation to the association between the two and the believed causal

relationship. Furthermore, despite the association between physical loads and LBP

reports, it has been shown that physical loaded work is virtually not associated with disc

degeneration. Of the known causes of disc degeneration genetics is by far the dominant

one [37]. In addition, it is worth taking into account too that some measure of physical

loading is actually beneficial, both for muscle strength and disc health [38].

3.4. Classical Treatments and frequently used interventions

Naturally, lack of identifiable specific pathology in most cases of LBP entails problems with

initiating effective treatment, which also displays in the results of various reviews of the

many existing clinical treatments; at best, some of these treatments have small effects on

subgroups of LBP patients in terms of reducing pain and improving physical function [39-

45]. Work disability is rarely an outcome in studies investigating treatment-effects.

3.4.1. Medicine and injection therapy

Recent studies have also questioned the benefits of means to relief the pain such as

prescription [46-49] and non-prescription [50-53] pain medication, especially when

compared to the potential harms they can cause when used long-term and/or in high

doses [46, 54-57]. Besides the well-known side effects from overuse, opioids are

suspected to lead to addiction and changes in the grey matter of the brain [56].

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18

Furthermore, one in five taking paracetamol regularly seemingly have decreased liver

function [54], whereas NSAID are suspected to increase the risk of heart disease [57].

Injection therapy is another medical treatment form frequently used for LBP. According

to the existing evidence, the evidence supporting its use for patients with subacute or

chronic LBP is limited and at best, some patients can experience short-term effects [42,

58-60].

3.4.2. Surgery

The highly used (in some parts of the world) and more invasive treatment spinal fusion

surgery, often used for the ‘degenerative disc disease’, seems only marginally superior to

‘relevant’ non-surgical treatment [61, 62], and seemingly no more efficacious than

structured cognitive behavioural therapy [63, 64].

3.4.3. Exercise

Whereas exercise interventions (e.g. resistance training) have proven effective at

preventing LBP episodes [65-67], exercise therapy seem less effective at treating LBP. It

is helpful for some people with chronic LBP in terms of reducing pain and improving

function outcomes, but not for those with acute or subacute LBP [68]. In terms of work-

related outcomes, these are less frequently targeted in exercise interventions. However,

two independent randomized controlled trials have both shown that exercise programs at

the workplace positively influenced the work ability in non-similar worker-populations with

musculoskeletal pain conditions [69, 70]. Furthermore, limited evidence suggests that

graded activity (and graded exposure) might be somewhat helpful for people with

subacute/persistent LBP by reducing pain and related (work) disability [68, 71, 72].

3.4.4. Continuing normal activity

Already in 2001, an extensive evidence review, which aimed at providing occupational

guidelines for the management of LBP at work concluded that continuing normal daily

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19

activities involves faster recovery in terms of pain relief, fewer recurrences, and reduced

work loss [73]. Today, the recent clinical guidelines in Denmark as well as the European

ones advocate the maintenance of usual activity when experiencing LBP [74, 75].

3.4.5. Ergonomic interventions

Load-ergonomic interventions such as manual materials handling and application of

assistive devices have been commonly used since the beginning of the increase in LBP-

related work disability, however, reviews have concluded that they are not helpful at

relieving pain or reducing disability [73, 76, 77]. Furthermore, a large randomized

controlled trial have indicated that instruction in lifting technique, aiming to reduce loads,

rather tend to increase the risk of later LBP episodes [78]. However, with the uncertainties

about an actual causal relationship between physical loads, and the fact that workplace

regulations, at least in Denmark, involve obligatory safety precautions in terms of the

employer providing the workers with frequent ergonomic training and appropriate

equipment, it seems relevant to consider weighing up the potential harms against the

potential benefits when continuing to intervene using ergonomic workplace-interventions.

A practice guideline based on the best available scientific evidence to support

occupational safety was introduced by Kuijer et al. (2014) to help find that balance [79].

3.4.6. Education

Education was first included in LBP rehabilitation interventions in the “Swedish Back

Schools” introduced in 1969. The information in the back school was based on the

biomechanical principles in line with the, at that time, predominant ‘injury paradigm’. [80]

Later, with the introduction of the bio-psychosocial paradigm and the awareness of the

negative influence of peoples’ unhelpful beliefs on pain-related behaviour, the content of

the education changed to address emotions such as fear of movement/re-injury and

behaviour such as activity restrictions. A highly frequent education-based intervention

element has been cognitive behavioural therapy. The isolated effect of (individual)

education on pain and disability outcomes was investigated in 2008; intensive patient

education (>2.5 hours) was effective at reducing work disability in people with (sub)acute

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20

LBP, whereas the effect in people with chronic LBP was unclear [81]. The evidence on the

effects of group-based education interventions is yet sparse; however, results from a

2015-review indicate that group-based education is as effective as physiotherapy or usual

medical treatment [82].

3.5. Multidisciplinary versus simple interventions for work disability

The multidisciplinary intervention programs emerged in response to the acknowledgement

of the multifactorial nature of back pain and related disability. An early example was the

before-mentioned Swedish Back School. It contained information on the anatomy of the

back, biomechanics, optimal posture, ergonomics and back exercises as elements [80].

Since the beginning of the back schools, the content and length of the back schools have

changed and vary widely today. However, recent systematic reviews have questioned the

effects of back schools for both chronic and acute/subacute LBP due to low quality

evidence from the great variation in content [83, 84].

During the late 1980’s, the Functional Restoration Programs were introduced as a new

kind of multidisciplinary intervention. These programs combined physical and ergonomic

training and psychological intervention with patient education for optimal coping. They

were clinical interventions aimed at chronic LBP patients focusing on clinical outcomes

(pain and function). However, although one of the first studies on the Functional

Restoration Program showed tremendous effects [85], later RCTs could not reproduce this

huge effectiveness [86]. Alongside, the back schools and functional restoration programs,

a growing number of multidisciplinary interventions were presented aiming at preventing

work disability during the 1990’s (e.g. the Sheerbroke Model by Loisel et al. (1997)) [97].

They generally took place at the workplace and typically combined elements addressing

the biomechanical factors believed to influence LBP (e.g. ergonomics or work task

adjustments) with elements addressing the psychosocial factors (e.g. education). Recent

reviews have confirmed the effect of such multidisciplinary interventions in a workplace

setting - both for chronic [88] and subacute LBP [89].

Interestingly, a range of studies testing simpler, typically education-based interventions

have also shown effect on work disability or (in one case) physical function. These studies

were carried out either in the clinic [90-92] or at the workplace [93, 94] and the education

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21

was either provided in face-to-face conversations [90, 92], with use of a booklet/leaflet [91,

93], or in group-based talks [94]. The provided information targeted psychosocial factors

such as fear and insecurity about LBP based on the existing scientific knowledge and

contained advice on the benefits of resuming normal/light activity. The information-based

interventions all had the purpose at helping people cope with their pain. Two of the studies

stood out on one point, though: they also provided the participants with a theoretical

explanation to LBP based on the ‘functional-disturbance’-model proposed by Indahl in

1999 [95]. According to this model, LBP could be explained to be the result of a reflex

spasm in the para-spinal muscles caused by a degenerative process inducing

inflammation in innervated parts of a disc. Pain and anticipation of pain as well as lack of

activity and natural movement maintains the muscle spasm, which, with time, can entail

stiffness and pain. Furthermore, muscle tension – for whatever reason – could reinforce

the pain. Two studies, one testing a hospital-based brief intervention (a clinical

examination followed by information by a rehabilitation physician and advice from a

physiotherapist) and the other testing a combined intervention at the workplace

(reassuring information, peer support and access to clinical examination/more information)

both produced significant reductions in LBP-related sickness absence [90, 94]. The

hospital-based brief intervention also demonstrated significant effects at 5 years in a

subsequent follow-up study [96].

With multidisciplinary and simple interventions both showing effect on work disability,

and with the simpler interventions being less costly and easier to implement, it is natural to

consider which one of the two is best. However, the great variations in the content of the

multidisciplinary interventions and the often sparse descriptions of the content of the

simple information-based interventions make it difficult to sum up the effect of the two

different types of interventions and to compare them why few of such comparison studies

exist. Those that have been made have generally shown that the two are equally effective

[97, 98]. A study exploring the cost-effectiveness of a simple hospital-based intervention

(clinical examination followed by information by a rehabilitation physician and advice from

a physiotherapist) compared to a multidisciplinary intervention (the hospital-based

intervention in combination with an individual rehabilitation plan involving a case manager

and a multidisciplinary team) showed that the brief intervention was generally more cost-

effective [99].

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22

3.6. Population-based studies testing information-based

interventions

Whereas interventions with the purpose of reducing pain-related work disability (sickness

absence) mainly include populations with ongoing pain issues, population-based

intervention studies (also) target prevention of negative consequences of first time or

recurrent pain episodes are sparsely represented in the empirical literature. The existing

ones have focused on improving pain-related beliefs [93, 100-102] and/or work outcomes

(mainly sickness absence) [93, 100-103]. Whereas all studies targeting pain-related beliefs

reported improved beliefs [100-102], only one of the four existing studies targeting

sickness absence have reported effect on that outcome [93]. Despite the sparse effects on

sickness absence so far, it is believed that influencing the knowledge and attitudes in large

proportions of a community, provides social support for (persistent) behaviour change.

Furthermore, due to the extent of back pain as a ‘widespread disease’, even small or

modest impacts in those at low or medium risk (of back pain-related work disability, red.)

are likely to deliver large improvements on a population-based scale [104]. However, with

the rather few existing population-based studies it is not possible to determine if such

studies have the expected potential yet.

3.7. The social and contextual factors and work disability

Social and contextual factors such as the family, the workplace, and the healthcare and

social systems have been suggested to influence work disability [105]. Nonetheless, social

factors are not well represented in current core-sets of outcome measure used by

clinicians and studies adding to bio-psychosocial evidence base on the influence from the

‘social’ component are scarce.

The Psychosocial Flags Framework constitutes an increasingly popular framework as

well as a generally applicable tool (for the clinician, the employer, the social worker etc.) to

identify obstacles for return-to-work in the individual. It clearly demonstrates that

musculoskeletal conditions such as LBP are multifactorial by suggesting that obstacles for

work participation exist on three levels: the individual level, the workplace level, and the

‘systems’ level (e.g. health or compensatory system) and categorize these levels into

‘flags’ categories. Its’ suggested flags are factors suggested to act as potential obstacles

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23

for work participation and constitute: ‘Yellow Flags’ (personal emotions and beliefs such as

fear of re-injury), ‘Blue Flags’ (an individual’s perception/experience of the workplace such

as social support), and ‘Black Flags’ (factors in an individual’s immediate surroundings

such as the compensation system or the healthcare professional). [Kendall] Where the

evidence supporting the Yellow and the Blue Flags have been thoroughly reviewed [106,

107], the evidence on the Black Flags has not. Reviewing the Black Flags and thereby

confirming or rejecting their individual influence on work disability might strengthen the

general perception of their relevance and their incorporation into future work disability-

interventions.

3.8. Individual or ’whole-systems’ approach

Even if the introduction of the bio-psychosocial model has entailed much needed changes

in the clinical and scientific approach to LBP and related work disability, and the

presentation of the Psychosocial Flags Framework has made way for the identification of

the potentially important psychosocial factors, many interventions and actions still seem to

target the individual - at the individual level. E.g. interventions at the workplace is most

frequently constituted by elements such as job accommodation, working techniques,

whereas the clinical interventions often contain elements such as physical training or

patient education. It is less frequently seen that the interventions or actions have to do with

the organization of the work, workplace regulations, or the social environment. Both

studies and The International Labour Organization have emphasized the need to add the

‘social’ component in a ‘whole-systems’ approach meaning that we probably need to do

both [108-110].

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24

4. Aim

4.1. Overall aim

The overall aim of the studies reported in this thesis was to add to knowledge on whether,

and to some extent how, selected elements of the biopsychosocial model influence LBP-

related behaviour, with specific emphasis on occupational outcomes.

4.2. The specific aims

The specific aims belonging to each of the three studies were:

1. To test if a workplace intervention based on a particular kind of reassuring information is

effective at altering LBP-related behaviour in particular but also LBP-related beliefs - in a

population of workers with or without previous LBP experience. The information was in line

with the general guidelines for management of LBP and combined with messages of the

’functional-disturbance’-model (Study I)

2. To explore the perspective of the participants from Study I in terms of their experiences

of the talks and to explore manual workers’ perceptions of factors influencing the ability to

work while experiencing back pain and what influences their decision to call in sick due to

back pain (Study II)

3. To determine if selected factors believed to act as obstacles for work participation,

which are related to a person’s context (so-called ‘Black Flags’) do really seem to work as

obstacles for work participation according to the existing empirical literature (Study III)

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25

5. The studies in this thesis

5.1. Study I

5.1.1. Publication

Frederiksen P, Indahl A, Andersen LL, Burton K, Hertzum-Larsen R, Bendix T. Can group-

based reassuring information alter low back pain behaviour? A cluster-randomized

controlled trial. PLoS ONE. 2017; 12(3):e0172003.

5.1.2. Aim

To test the isolated effect of reassuring information based on guideline-based information

combined with information on the ‘functional-disturbance’-model on LBP-behaviour

outcomes and back beliefs.

5.1.3. Design

Cluster-randomized controlled trial

5.1.4. Sample and recruitment

Based on results from initial power calculations, 505 participants from five different

municipality centres from Zealand (Denmark) were included in the study (recruitment

meetings) and then randomized (cluster level) into ‘Intervention group’ and ‘control group’

using a highly simple envelope-method (Figure A). All municipalities were represented with

at least one centre in both groups in order to reduce the risk of bias (cluster effects).

Administrative workers were also invited to participate in addition to the target population

(manual workers) mainly due to time limitations of the study.

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26

Figure A: The randomization process in the five municipalities

5.1.5. Inclusion and Exclusion criteria

Inclusion criteria were employment at one of the 11 included centres (clusters), adequate

proficiency to read and write in Danish, and agreement to participate. Exclusion criteria

were surgery- or trauma-induced LBP, illness seriously affecting the person (e.g. current

cancer) at baseline, and illness/pain conditions severely affecting the individual (e.g. acute

RA, Lupus), and pregnancy during the first nine months of the study.

5.1.6. The intervention

The intervention was carried out immediately after randomization of each municipality and

consisted of two talks of 1-hour each. The talks were held with a two weeks-interval. By

the end of the second talk, the participants were provided with two booklets; one which

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27

highlighted the most important messages of the two talks and another illustrating a range

of general stretching exercises, normally used by the physiotherapists at Rigshospitalet

Glostrup for back pain patients (Appendix 1 & 2). Furthermore, the intervention group was

offered the possibility to get in touch with a physiotherapist during the follow-up year if they

had questions concerning LBP.

The content of the talks was information on the existing evidence on LBP regarding:

aetiology and prognosis, anatomy and function of the spine, treatment options and their

general effects if any, the rationale for load ergonomics and its poor effectiveness, myths

and facts about disc herniation, pain mechanisms, effects of physical training, and pain

self-management (coping) strategies. Furthermore, the talks also contained information on

the ‘functional-disturbance’-model, which explains LBP to be the result of a temporary

muscular disturbance in the para-spinal muscles. It was stressed that the explanation was

theoretical and thus, not a validated explanation to LBP. It was considered important that

the speaker used a non-directive approach in the talks meaning that she gave information

without giving advice or instructions – but simply passed on knowledge in order to enable

the listeners to draw their own conclusions on if or how to use the ‘new’ knowledge.

The control group received no intervention during the study but was offered to attend

post-study talks resembling those from the intervention.

5.1.7. Data collection and outcomes

One month following the second talk, the first follow-up data collection took place using

short message service (SMS). After the reply of the question: “During the past month, how

many days have you had pain in your lower back (+/÷ sciatica)?” – the participants who

had replied ≥1 received seven more questions (Table A) concerning their pain experience

and pain-related behaviour. Similar data collection took place each month for 12 months. A

separate data collection measuring back beliefs took place 5.5 months into the follow-up

year. Telephone interviews, running through the same questions, were attempted in cases

where the participants had not responded to the regular (SMS) data collections.

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28

Tab

le A

: P

ara

me

tre

, sca

le,

origin

, w

ord

ing a

nd

va

lida

tio

n s

tatu

s o

f th

e p

rim

ary

an

d s

eco

ndary

ou

tco

me

s

Par

ame

ter

Me

asu

re

Ori

gin

W

ord

ing*

Si

nge

-ite

m

valid

ate

d

Val

idat

ed

sc

ale

1.L

BP

day

s≥0

N

ot

fro

m p

reex

isti

ng

scal

e

"Du

rin

g th

e p

ast

mo

nth

…"

or

"Sin

ce o

ur

last

dat

a co

llect

ion

, ho

w m

any

day

s h

ave

you

had

wit

h L

BP

(+/

÷sci

atic

a)?"

N

o

No

2.C

ut-

do

wn

day

s≥0

C

ore

Ou

tso

me

s M

easu

re

Ind

ex (

CO

MI)

item

4

"Du

rin

g th

e p

ast

mo

nth

…"

or

"Sin

ce o

ur

last

dat

a-c

olle

ctio

n, a

bo

ut

ho

w m

any

day

s d

id y

ou

cu

t d

ow

n o

n t

he

thin

gs y

ou

no

rmal

ly d

o f

or

mo

re t

han

hal

f a

day

bec

ause

of

LBP

(+/

sci

atic

a)?"

No

Ye

s

3.D

ays

off

wo

rk≥0

C

ore

Ou

tso

me

s M

easu

re

Ind

ex (

CO

MI)

item

5

"Du

rin

g th

e p

ast

mo

nth

…"

or

"Sin

ce o

ur

last

dat

a-c

olle

ctio

n,

ho

w m

any

(hal

f o

r fu

ll) d

ays

did

LB

P (

+/ s

ciat

ica)

ke

ep y

ou

fro

m g

oin

g to

wo

rk?"

N

o

Yes

4.W

ork

ab

ility

0-1

0 s

cale

Wo

rk A

bili

ty In

dex

(W

AI)

"O

n a

sca

le f

rom

0 t

o 1

0, h

ow

is y

ou

r cu

rren

t w

ork

ab

ility

co

mp

ared

wit

h y

ou

r lif

e-

tim

e b

est

? (0

= n

o w

ork

ab

ility

—1

0 =

op

tim

um

life

-tim

e w

ork

ab

ility

)?"

Yes

Yes

5.H

eal

th c

are

visi

ts≥0

N

ot

fro

m p

reex

isti

ng

scal

e

"Du

rin

g th

e p

ast

mo

nth

…"

or

"Sin

ce o

ur

last

dat

a co

llect

ion

, ho

w m

any

visi

ts t

o

hea

lth

car

e p

rofe

ssio

nal

s h

ave

you

mad

e d

ue

to L

BP

(+/

÷sci

atic

a)?"

N

o

No

6.

Bo

the

rso

men

ess

1-5

sca

leC

ore

Ou

tso

me

s M

easu

re

Ind

ex (

CO

MI)

item

1

"On

a s

cale

fro

m 1

to

5, h

ow

mu

ch h

as y

ou

r LB

P (

+/÷

scia

tica

) b

oth

ered

yo

u in

th

e p

ast

we

ek?"

N

o

Yes

7.R

est

rict

ed

acti

vity

1-5

sca

leC

ore

Ou

tso

me

s M

easu

re

Ind

ex (

CO

MI)

item

2

"On

a s

cale

fro

m 1

to

5, h

ow

mu

ch h

as y

ou

r LB

P (

+/÷

scia

tica

) re

stri

cted

yo

ur

acti

vity

in

th

e p

ast

wee

k?"

No

Ye

s

8.F

req

ue

ncy

of

pai

n m

ed

icat

ion

inta

ke

No

t at

an

y ti

me/

Less

fr

equ

entl

y th

an e

very

w

eek

/On

a w

eek

ly

bas

is/D

aily

The

Osl

o H

ealt

h S

tud

y (H

UB

RO

) "D

uri

ng

the

pas

t m

on

th, h

ow

oft

en h

ave

you

use

d p

ain

me

dic

atio

n (

for

LBP

or

any

oth

er r

easo

n)?

" Ye

s Ye

s

9.L

eve

l of

sad

ne

ss/

de

pre

ssio

n

No

t at

all/

A li

ttle

/To

so

me

deg

ree/

To a

hig

h

deg

ree

Sub

ject

ive

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Page 32: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

29

Main outcomes were (Table A) LBP-related days of cutting down on activity and work

participation days (measured as days of LBP-related sickness absence) with LBP.

Secondary outcomes were overall work ability, number of LBP-related treatment visits,

LBP-related bothersomeness, LBP-related restrictions in activity, frequency of pain

medication intake during LBP, and level of sadness/depression during LBP. The outcomes

‘pain medication intake’ and ‘level of sadness/depression’ were included for two reasons:

to be able to adjust for their influence in the subsequent analyses because they, according

to the existing literature, might influence pain reports, but also to treat them as ‘true’

outcomes – influenced by the intervention.

5.1.8. Data analyses

The analyses were carried out by a blinded assessor. Analyses on baseline data used

both parametric and non-parametric analyses. On follow-up data (the seven pain-

experience and pain-behaviour parameters), the analyses constituted cumulative logistic

regression (Proc Genmod of SAS version 9.4) based on one-year-means for each of the

participants (minimum one and maximum 12 responses from the monthly assessments to

compare the two groups. Group (intervention/control) was entered in the model as a fixed

factor, whereas cluster was entered using the repeated option (repeated subject = cluster

variable) in Proc Genmod. Linear mixed models (Proc Mixed, SAS version 9.4) was used

to analyse the back beliefs outcome. Again, Group (intervention/control) was entered in

the model as a fixed factor. Cluster was entered as a random factor. The analyses were

first adjusted for the baseline value of the outcome measure, and in a second analysis also

for gender, age, smoking, and type of work. Intention-to-treat (ITT), per-protocol (PP), and

drop-out analyses were carried out.

It wasn’t possible to make an analysis on the non-participants in order to determine

whether or not our worker-population was representative for the worker-population in their

municipality. This was because the municipality regulations did not allow us to get access

to information on the people, who did not consent to participate. However, for the purpose

of this thesis, our worker-sample was compared to a highly similar worker-sample

(building- and construction workers) - in terms of the type of work - from a large Danish

survey on the working environment. Specifically they were compared on their responses to

Page 33: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

30

two variables: ‘self-reported physical job demands’ measured and ‘workability’, both

measured on 0-10 scales same as in our study.

5.1.9. Results

Of the 505 recruited participants a total of ten participants were excluded based on the

exclusion criteria (Figure B). Thus, 495 participants were randomized. The intervention

group contributed with 256 and 217 participants for the ITT and PP analyses, respectively,

whereas the control group contributed with 239 and 228, respectively. Dropout-rates

between baseline and follow-up were less than 5%.

Figure B: Flow of the participants in the study

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31

Tab

le B

: B

ase

line

ch

ara

cte

ristics o

n d

em

ogra

ph

ic f

acto

rs, w

ork

-rela

ted

fa

cto

rs, fa

cto

rs c

once

rnin

g o

ve

rall

he

alth, lo

w b

ack p

ain

-da

ys,

low

ba

ck p

ain

be

ha

vio

ur,

an

d b

ack b

elie

fs (

n =

495

).

Sig

.

N o

f questionnaire r

esponders

elig

ible

for

analy

sis

De

mo

gra

fic f

acto

rsn

%M

ean

SD

Me

dia

nIQ

Rn

%M

ean

SD

Me

dia

nIQ

RP

β£

Perc

enta

ge m

ale

194

76.1

-

- -

-201

84.5

- -

- -

0.0

24

*

Age

255

-49.1

0

10.5

251.0

044.0

0-5

7.0

0236

-48.1

010.7

650.0

042.0

0-5

5.7

50.2

79

Perc

enta

ge s

mokers

67

26.2

- -

- -

94

39.5

- -

- -

0.0

02

*

Perc

enta

ge o

f unskill

ed w

ork

ers

87

34.3

- -

- -

93

39.4

- -

- -

0.2

61

Perc

enta

ge w

ith h

alf-

or

full

day m

anual w

ork

172

67.2

- -

- -

218

92.0

- -

- -

<0.0

01

*

Wo

rk-r

ela

ted

fa

cto

rs

Self-

report

ed p

hysic

al jo

b d

em

ands 0

(lo

w)

- 10 (

hig

h)

252

-4.5

93.0

25.0

02.0

0-7

.00

231

-5.8

42.4

16.0

05.0

0-8

.00

<0.0

01

*

Ove

rall

job s

atisfa

ction 0

(lo

w)

- 10 (

hig

h)

252

-7.6

91.6

58.0

07.0

0-9

.00

232

-7.5

61.8

48.0

07.0

0-9

.00

0.5

46

Leasure

tim

e a

ctivi

ty:

'mostly s

edenta

ry' o

r 'li

ght

activi

ty'

175

69.2

- -

- -

163

70.3

- -

- -

0.8

43

Ove

rall

he

alt

h a

nd

ba

ck p

ain

fa

cto

rs

Perc

enta

ge r

ating h

ealth a

s p

oor/

very

poor

32

12.6

- -

- -

26

11.1

- -

- -

0.6

75

Self-

report

ed d

ays o

f sic

kness a

bsence (

all

causes)

during t

he p

ast

12

month

s224

-7.2

810.8

45.0

02.0

0-1

0.0

0205

-7.3

910.6

55.0

01.0

0-1

0.0

00.8

88

Perc

enta

ge a

ffecte

d b

y illn

ess/s

pecifi

c (

back/o

ther)

pain

conditio

ns

69

27.7

- -

- -

58

25.3

- -

- -

0.6

05

Back b

elie

fs s

um

: 4-2

0 (

20=

faulty b

elie

fs)

250

-11.5

13.4

311.8

99.2

0-1

3.9

0235

-12.5

03.4

412.5

010.5

0-1

4.6

00.0

02

€*

Perc

enta

ge w

ith fre

quent/

consta

nt

LB

P82

41.4

- -

- -

69

37.5

- -

- -

0.4

64

Self-

rate

d c

hance o

f re

cove

ry fro

m L

BP

within

6 w

eeks 0

(good)

- 10 (

poor)

130

-2.1

82.7

01.0

00.0

0-3

.00

125

-2.4

92.6

62.0

00.0

0-4

.00

0.2

38

Pain

days last

month

246

-5.6

49.0

44.3

40.0

0-4

.34

218

-5.5

78.2

74.3

40.0

0-4

.34

0.2

67

Pa

in b

eh

avio

ur

am

on

g t

ho

se r

ep

ort

ing

LB

P a

t b

ase

lin

e

Cutd

ow

n d

ays last

month

234

-1.1

64.5

70.0

00.0

0-0

.00

214

-1.1

43.4

90.0

00.0

0-0

.00

0.5

35

Sic

k d

ays last

month

238

-0.1

90.8

90.0

00.0

0-0

.00

216

-0.2

20.9

20.0

00.0

0-0

.00

0.6

57

Work

abili

ty 0

(none)

- 10 (

lifetim

e b

est)

243

-9.0

61.5

210.0

08.0

0-1

0.0

0219

-8.5

21.8

39.0

08.0

0-1

0.0

0<

0.0

01

*

HC

P v

isits last

month

240

-0.3

01.0

40.0

00.0

0-0

.00

212

-0.4

31.1

60.0

00.0

0-0

.00

0.0

51

Both

ers

om

eness last

week 1

(not

at

all)

- 5

(to

a m

axim

um

leve

l)244

-1.2

71.4

31.0

00.0

0-2

.00

218

-1.5

61.5

12.0

00.0

0-3

.00

0.0

35

*

Restr

icte

d a

ctivi

ty last

week 1

(not

at

all)

- 5

(to

a m

axim

um

leve

l)244

-1.0

41.2

51.0

00.0

0-2

.00

220

-1.3

21.3

31.0

00.0

0-2

.00

0.0

19

*

Perc

enta

ge w

ith a

ny p

ain

medic

ine inta

ke

124

51.0

- -

- -

124

59.0

- -

- -

0.0

90

Perc

enta

ge w

ith s

om

e d

egre

e o

f re

port

ed s

adness/d

epre

ssio

n123

50.6

- -

- -

123

58.6

- -

- -

0.1

08

β P

roport

ions w

ere

teste

d u

sin

g C

hi-square

tests

. £ M

edia

ns w

ere

teste

d u

sin

g M

ann-W

hitn

ey U

test. €

Means (

back

belie

fs o

utc

om

e o

nly

) w

ere

teste

d u

sin

g u

npaired t-t

est. *

P <

0.0

5

Inte

rve

nti

on

gro

up

Co

ntr

ol g

rou

p

n=

256

n=

239

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32

The response rates were generally high in the follow-up data collections: minimum 84% at

group level and 70% at cluster level. The cluster randomization did not manage to

distribute all variables equally at an individual level. There existed some significant

baseline differences between the two groups in terms of sex, smoking, type of work

(administrative versus half/full day manual work), physical job demands, work ability, pain-

related bothersomeness and activity restrictions, and back beliefs (Table B, Appendix 3:

Baseline questionnaire).

The follow-up data showed no between-group differences in the reports of LBP-days or

days of cutting down on activity (Table C). However, it did show that the intervention group

participants were significantly more prone to report: more days of work participation

(OR=1.83 95% CI: 1.08-3.12), higher work ability (OR=1.40 95% CI: 1.01-1.94), fewer

health care visits (OR=1.72 95% CI: 1.01-2.94), lower levels of bothersomeness (OR=1.50

95% CI: 1.06-2.11), and lower levels of sadness/depression (OR=1.80 95% CI: 1.10-2.96).

Furthermore, the analysis showed a significant reduction (10.22 on a 100-scale) in the

negative back beliefs compared to the control group (Table D).

When assessing the mean days of LBP-related cutting down on activity and of LBP

work absence at a monthly basis, the intervention group reported consistently more days

of cutting down over the 12 data collections, whereas this was the case in 11 of 12 data

collections on days of work absence (Figure C).

The intervention group participant’s option of contacting a physiotherapist during follow-

up was only chosen by two individuals.

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33

Table C: Odds ratios for LBP-behaviour outcomes in the intervention group compared with the controls

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34

Table D: Multiple regression analysis of back beliefs sum score¥ in the intervention group and control group, respectively at 5.5 months follow-up. Higher score means more negative back beliefs

Figure C: Days of cutting down on usual activity (C1) and days of sickness absence (C2) at each of the 13 data collections in the two groups

C1:

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35

Figure C continued - C2:

Table E: Means of physical work demands (0-10 scale) and work ability (0-10 scale) in the present study population compared with the population from Arbejdsmiljø og Helbred 2014

When comparing our specific worker-sample with an overweight of manual workers with

the sample of public workers from a large Danish national survey (“Arbejdsmiljø og

Helbred”) from 2014 [111], the mean reports on physical work demands and work ability,

seem highly comparable (Table E). The slightly higher mean on the parameter physical

work demands in our population can be explained by the fact that the sample from the

national survey did not have the same high proportion of manual workers that our

population did.

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36

5.2. Study II

5.2.1. Publication

Frederiksen P, Karsten MMV, Indahl A, Bendix T. What Challenges Manual Workers’

Ability to Cope with Back Pain at Work, and What Influences Their Decision to Call in

Sick? J Occup Rehabil. 2015 Dec;25(4):707-16.

5.2.2. Aim

The specific aim of study II was to explore the worker perspective on factors perceived to

be challenging and helpful, respectively, in terms of working during back pain episodes

and on factors influencing their decision to call in sick due to back pain. A secondary aim

was to explore the participants’ experience of the talks given in Study I. However, that aim

was dropped at an early stage in the data collection because we could not retrieve

sufficient data.

5.2.3. Design

Focus-group interviews

5.2.4. Sample

The participants were recruited from the population in Study I using stratified purposeful

sampling to ensure a representation of participants across age, gender and municipality.

Furthermore, three criteria for participation were formed to ensure that included workers

were relevant to fulfil the purpose of the study: 1) being intervention-group participant and

having attended both talks in Study I, 2) having reported LBP at least once during the 1-

year follow-up, 3) having half- or full day manual work. Workers eligible for participation

were selected using alphabetically indexed name lists from each municipality by starting

from the top. A specific sample size was not set prior to inclusion but we aimed at

conducting three focus-group interviews with 6-8 participants each. The participants were

included consecutively until we reached the desired number of participants and groups. Of

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37

the 24 workers asked, 20 consented to participation. The four ‘decliners’ gave reasons like

“lack of time” or “lack of interest”. The participants were invited by phone.

The focus of the study, which naturally was influenced by the authors’ pre-

understanding of the challenges with back pain in relation to work participation, was aimed

at the workplace (and to some extend also context) issues influencing the ability to stay

working during pain episodes.

5.2.5. Data collection

Three focus-group interviews were conducted during February and March 2014. Three of

five municipalities which had participated in Study I were represented in the data. The

interviews took place in meeting-room facilities at two of the municipality centres. Any

transportation costs for the participants were covered by the study. Participants were

reminded about the interview the day before by SMS.

The group-discussions were audio-taped. Summarizing field notes were taken right

upon completion of the interview. The interviews were transcribed verbatim. An Interview

guide constituted the frame of the interview ensuring the initiation and relevance (cf. the

study objectives) and the chosen topics were inspired by the existing empirical literature as

well as the knowledge of the authors. The interview guide addressed overall topics related

to the general work environment (Appendix 4).

The primary investigative topics during the interviews were:

a) Challenges with working during back pain episodes

b) Factors within the physical working environment, which facilitates or impede the

ability to stay working while in pain

c) The experience of the social environment when working with back pain and in

general

d) Factors influencing the decision to stay home from work due to back pain and

general perception about pain-related sickness absence

e) Desired future scenarios

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38

The secondary investigative topic was experience of the talks, but this was only included in

the first of the three interviews and since abandoned. During the first interview, it became

obvious that the participants could not recall anything specific from the talks other than:

“they were good”. For those participants, the talks were a year back in time. This would

almost be the same for the participants in focus-group two, why it was decided to abandon

the investigative topic and instead expand the explorations of the primary investigative

topics. Abandoning the topic also allowed the first author to act as observer and notary.

The focus-group interviews were facilitated by the second author, who had not been

involved in the Study I. The sessions varied some in character by shifting between being

an interview (lead by the interview guide and involving all the participants) and discussions

(between two or more participants, which were not necessarily directly answering the

research questions). The discussions were allowed in order to pursue an inductive

approach, however, the facilitator made sure to stick to the interview guide.

The data were transcribed verbatim shortly after collecting them. Thematic Analysis was

used as an analytical tool to interpret the statements made by the participants. An

inductive explorative approach was kept during the process in order to stay ‘true’ to the

data. To ensure that themes were well founded in the data, these were identified and

defined across all three transcripts at once. Software was not involved in the analytic

processes.

5.2.6. Results

The 20 participants had a mean age of 53.5 years (SD 7.0) and 1/4 was a women. Three

had half-day manual and half-day administrative work, whereas the rest had full-day

manual work. The three groups differed slightly in terms of age and self-reported physical

work demands, however, overall, the three groups were very similar in terms of

background characteristics.

Regarding the challenges when working with back pain, three overall themes emerged

from the analysis: 1) Self-management strategies, 2) Social Climate, and 3) General

working conditions. The themes constitute the overall topics which the participants’

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39

statements was centred on in the interview-part concerning the challenges with working

during back pain episodes.

Figure D list the two main challenges mentioned by the participants and a range of

factors, which they had experienced or believed to positively influence their ability to cope

with back pain and the challenges.

Figure D: challenges and positive influencers on the ability to cope with back pain while working

Poor physical work conditions constituted a main challenge covering: inappropriate

equipment/working space, job strain, habits, or cooperation with external partners (e.g.

workers from other municipal departments). The workers mentioned two self-

managements strategies, which was used as a response to this: Individual adjustments

(defined as individually formed alternative work routines e.g. related to the work pace, the

order of tasks, or the way the task was carried out), individual initiatives (defined as e.g.

applying specific work wear, using pain medication, and seeking treatment). A

contradictory perception was mentioned concerning the individual adjustments: although

they were perceived to be effective, whereas traditional ergonomic techniques were

experienced as inconvenient and even idle time, the individual adjustments still ranged

‘lower’ in the workers’ perception of what was best for them. A believed positive influence

on the poor physical working environment was, according to the workers, if the supervisors

would provide them with appropriate equipment.

Lack of trust/support from the supervisors was defined as when they did not provide the

worker with adjustment latitude. As part of the talk about desired future scenarios, the

workers mentioned three potential actions, which the supervisor could take to increase the

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40

experience of being trusted and supported: providing frequent ergonomic training,

appropriate equipment, and access to health care. These suggestions constituted ideas.

Little insight in the workers tasks and considerations about economy rather than the

workers’ health and well-being were mentioned as explanations to why the workers felt

distrusted and not supported.

Back pain in itself did not range as a challenge in the results, but the workers mentioned

that the unpredictable nature of back pain entailed feelings of despair, insecurity, and fear

of pain progression. Furthermore, when back pain led to decreased work ability, it made

the workers feel insufficient and weak.

In terms of the factors influencing the decision to call in sick due to back pain, naturally,

high pain intensity was mentioned as one of the key factor decreasing work participation

(Table F). High pain intensity increased the likeliness of deciding to stay home. Other

factors mentioned to decrease work participation were job strain (in cases where the

workers did not have close co-workers and thus, did not feel responsible to them) and a

spouse’s opinion that going to work was not sensible.

Table F: Factors decreasing or increasing work participation during back pain episodes

Factors mentioned to increase work participation were job strain (feeling responsible to co-

workers who would otherwise have to do the work of the absentee too), threatening

sickness absence policies (experiencing contact during absence as a supervisor’s means

to control the worker and counts on the total amount of days of absence, which made the

worker fear dismissal), and boredom with staying home.

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41

The Psychosocial Flags Framework was applied to the results in order to increase the

transparency and by that also the applicability of the findings. The application simply

involved a comparison of the results with the three categories from the framework: the

Yellow Flags (personal emotions), the Blue Flags (perceptions of the workplace), and the

Black Flags (contextual factors related to the individual, the workplace or the societal

systems) as well as a labelling constituting the ‘arena’ in which they display (individual,

workplace, context). Because the purpose of the Psychosocial Flags Framework is to help

identify potential obstacles for work participation, only the challenges, their related

negative influencers, and the factors mentioned to decrease work participation were

included in the comparison.

Both main challenges belong to the Black Flags category, by being factors related to the

worker’s context; the workplace. Because the workplace constitutes the specific

department and the municipality, any actions to address the challenges is a supervisor or

top management task – perhaps even a political decision. The positive factors mentioned

to improve the abilities to cope with back pain and the workplace challenges (Figure D)

also mainly involve actions by the supervisor or management with exception of the

individual strategies/initiatives, which were actions taken by the worker him/herself.

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5.3. Study III

5.3.1. Publication

Bartys S, Frederiksen P, Bendix T, Burton K. System influences on work disability due to

low back pain: An international evidence synthesis. Health Policy. 2017 Aug;121(8):903-

12.

5.3.2. Aim

To determine if selected factors related to a person’s context and believed to act as

obstacles to work participation (so-called ‘Black Flags’) do in fact seem to act as such

according to the existing empirical literature.

5.3.3. Design

A best-evidence synthesis

5.3.4. Defining the ‘Black Flags’

According to the most recent evidence on the Psychosocial Flags Framework, the Black

Flags constitute system or contextual factors including relevant people, systems, and

policies that can affect disability [WD bog] and concern the context in which the person

functions, and include relevant people, systems, and policies. The Black Flags may

operate at a societal level, or in the workplace. [105] Table G provides a list of the

suggested Black Flags according to the existing literature.

5.3.5. Selection of Black Flags for the present study

Due to time limitations, the focus of the study could not involve all the suggested Black

Flags. Thus, three were selected: compensatory systems, healthcare ‘systems’ (mainly

healthcare professionals), and family ‘systems’ (specifically ‘significant others’ – here

defined as spouse or close family).

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Table G: List of suggested Black Flags. The flags selected for the present study are underlined.

5.3.6. Literature search

Searches for literature were conducted in eight scientific databases (PubMed, CINAHL,

EMBASE, PsychINFO, Scopus, Web of Science, Cochrane Library, ProQuest) and in two

grey databases (Google Scholar and OpenGrey) during December 2013. In addition,

evidence sources were added consecutively by four independent experienced researchers

within the field of work participation and through weekly database alerts until July 2014.

In the scientific databases and in the OpenGrey database, the search was conducted in

two ways: by using fixed key words (e.g. MeSH terms) made by the respective database

and by using free text combinations of similar words/terms – related to LBP, work

participation and the selected Black Flags e.g. “low back pain” or “back pain” and “work

disability” or “return-to-work” and “worker’s compensation” or “sick benefits”/and

“Healthcare professionals” or ”Family Physicians” or ”Health personnel” /and “Spouse” or

”Social support” or ”Significant others”. The Boolean operators “OR” and “AND” was used

to combine words or terms and a variety of combinations were attempted in each database

to increase chances of collecting all relevant material. Only language limits were applied

(English, Danish, Norwegian, and Swedish) to the searches. In the grey database Google

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Scholar only free text combinations were used with similar word combinations as listed

above.

5.3.7. Selection of relevant records and subtraction of evidence

After the collection of records from the various databases, a selection process took place

involving two screenings performed by the second author PF and two rounds of voting

among three authors (PF, TB, KB) (Figure E). The initial screening was for overall

relevance. Based on that, the number of remaining records was down to 498. The first

voting round concerned removal of irrelevant records based on their title/author/journal

and brought the remaining number of record further down to 272. Then another screening

took place, removing irrelevant records based on their abstract. Thus, the remaining

records were 126. The final voting round between the authors based on the records’

abstracts removed yet another 89 record leaving 57 records for inclusion. Next, the

selected records were read by PF, who proposed the content for the evidence tables

(Appendix 5 is an example of an evidence table). This content formed the basis for the

subsequent evidence grading of each record which was performed by three of four

reviewers (PF, KB, and TB). For this an evidence grading system adapted from a previous

large scale review was applied. The last step with forming the evidence statement by

summarizing the retrieved evidence was performed in cooperation between two of the

authors: PF and KB - as iterative process with discussions until consensus was reached.

TB then read and commented on the suggestions and final decisions were made in

cooperation. The fourth author (SB) joined the author group at a later stage and she gave

her input to the finally selected records and evidence statements at that point.

Although our search terms were strictly related to LBP, some articles were included

which concerned other non-specific musculoskeletal conditions in relation to work

participation because these were deemed highly relevant to our objective.

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Figure E: flow chart of the retrieved records and actions by the authors during the selections process

The evidence grading system (Table H) used for this review was adapted from the large-

scale review: “Is work good for your health?” by Waddell & Burton from 2006 [16]. The

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grade of this system refers to both the amount and quality of the evidence, which can be

referred to as the ‘strength’ of the evidence.

Due to the disparate nature of available evidence, it was not fit for application of a

formal method of quality assessment to each article. Thus, for the purposes of this study,

‘quality’ was largely attributed to academic peer-reviewed published articles. The

suggested explanations to how(/why) the Flag (obstacle) might influence work participation

were based on both evidence from the studies and theories presented by the authors in

the various studies – thus, they do not only constitute valid explanations but may also be

hypotheses or theories proposed by the author group behind the record.

Table H: the evidence grading system

5.3.8. Results

Of the initial 1.762 records retrieved in the literature searches (Figure F – displayed

earlier), a total of 65 were included in the evidence statements on the three potential Black

Flags for work participation: Compensatory systems (n=22), Healthcare systems

(healthcare professionals) (n=35), and Family systems (significant others) (n=7).

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The results of the synthesis of the evidence (Table I) on the compensatory systems

showed that the evidence supporting the suggestion that receiving worker’s compensation

in itself is an obstacle to work participation is limited (evidence statement no. 1) Instead,

robust evidence suggested that it is in fact the construct and conduct of the systems,

which entail delays in work participation (evidence statement no. 2).

Table I: The evidence statements of the three Flags

These comprised of i.e. financial insecurity during return-to-work, compensatory

regulations unfit for non-specific conditions, and high wage compensation rates.

On the Healthcare systems topic, the results of the synthesis indicated that the

healthcare professionals have the potential to work as an obstacle to work participation

when their practice lacks work-focused guidance (evidence statement no. 3). According to

the records, examples of work-focused guidance were: talking to the worker and the

employer, posing questions and giving advice to the patient about work

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accommodation/date for return-to-work and prevention of re-injury, and referral to other

relevant healthcare professionals. One of the 21 records contributing to the evidence

statement indicated that injury and workload characteristics worked as confounders on the

effect on work participation. Proposed explanations to why healthcare professionals would

refrain from providing work-focused guiding was: a belief that such guidance was not a

natural part of their professional remit, lack of financial incentives, lack of standard

procedures and role clarity, increasing job demands, distress about the complexity of LBP,

‘incorrect’ beliefs about work and LBP, distrust in the validity of the existing guidelines, and

struggling with acting as both a patient advocate and ‘gate-keeper’ of sickness

certification. Specific examples of work-focused guiding were suggested to be giving the

patient a return-to-work date and guidance on how to prevent recurrence or re-injury.

The evidence also showed that a lack of communication/cooperation between

healthcare professionals and other stakeholders negatively influenced work participation

(evidence statement 4). Lacking communication and/or cooperation was suggested to be

the result of factors such as poor communication skills, poorly communicated and/or

coordinated work participation activities among involved stakeholders, or unidirectional

communication. Furthermore, barriers to communication/cooperation were suggested to

consist of for example: lack of common goals, structural barriers, societal norms,

healthcare professionals’ desire to maintain the professional status quo, lack of trust,

conflicting demands among stakeholders, and healthcare professionals being

unaccustomed with involving others in their practice. One record emphasized the potential

of systematic cooperation between employer, occupational health service and social

insurance office to increase work participation on both a short- and long-term basis.

Another record questioned the effect of stakeholder collaboration because the association

between work participation and stakeholder contact (healthcare professional and

workplace) was weakened when adjusting for variables such as socio-demographic and

job characteristics, pain duration, and co-morbidity.

Finally, (adequate) evidence showed a lack of access to suitable and satisfactory

healthcare could act as an obstacle to work participation (evidence statement no. 5).

According to the interview-studies providing the evidence, suitable and satisfactory

healthcare referred to having easy and quick access to quality healthcare. Easy access

was governed by the type of healthcare (i.e. health insurance) and quick access by the

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geographical location of it and/or related to demands of the compensatory systems in

terms of the ‘claimant’s status’. Satisfactory healthcare depended on the preferences and

expectations of the patient. Furthermore, the employer was mentioned as an important

player in terms of how a disability claim was handled and if the employment involved

health insurance.

The results regarding the significant others indicated that the behaviour of the significant

other (evidence statement no. 6) negatively influences work participation if the significant

other does not offer appropriate support (adequate evidence). Although ‘support’ was

highlighted in all three records as influential on work participation, it seems that support

was not definitively beneficial. The evidence was inconsistent in the sense that both the

presence and lack of support negatively affected work participation – seemingly depending

on the type of support and the persons involved. Thus, the issue is rather complex and

highly related to interpersonal aspects.

In terms of the beliefs (e.g. fear/negative beliefs/expectations) of the significant others

(evidence statement no. 7), limited evidence constituting an evidence-informed guidance

document supported that such ones could be obstacles to work participation. Furthermore,

three records based on small qualitative studies indicated that the illness perceptions of

absentees are similar to those of their significant others but none of the records

investigated the actual influence of significant others on work participation.

The results of the study led to a range of recommendations for the revising the bio-

psychosocial-informed policies and practices aimed at improving work participation

following a LBP-episode (Table J).

Table J: recommendations for policies and practices to improve work participation following a LBP-episode episode (quote from the published paper)

“•integrating compensatory and health systems to ensure individuals have access to what’s needed, when it’s

needed, in a way which is personalised to their circumstances and needs;

•embedding work as a health outcome to stimulate all health-care professionals to implement work-focused

healthcare, and to promote the need for high quality occupational health provision, which will likely require

changes in the educational curriculum;

•ensuring a consolidation and standardisation of data collection around work participation to facilitate future

workforce planning and capacity requirements: these data will also facilitate a better understanding of what

works for whom, when, and at what cost;

•promoting the positive health benefits of work at a societal level using a public health approach involving all ‘key

players’”

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6. Discussion

In the following section, the results in each of the studies will be discussed first, followed

by a general discussion of the overall results of the thesis in relation to its overall aim.

6.1. The findings in Study I

The test of the effect of group-based reassuring information at the workplace on LBP-

related behaviour and beliefs showed that in the year following the intervention, the

intervention group reported significantly: more days of work participation, higher overall

work ability, fewer visits to healthcare professionals, lower levels of bothersomeness, and

lower levels of sadness/depression during LBP-episodes compared to the control group.

Furthermore, the intervention group reported more positive back beliefs compared to the

control group at 5.5 months into follow-up. There were no between-group differences in

the reports of days with LBP. It seems reasonable to attribute the group-differences seen

during the follow-up year to the intervention because the analysis included adjustments for

the observed differences in baseline characteristics as well as for the potential influence

from relevant co-variates. Furthermore, the results of the per-protocol analysis and the

intention-to-treat analysis were highly similar. Thus, in response to the specific aim of the

study, our findings did indicate that the information element is effective as an isolated

mean to improve behaviour and beliefs outcomes in a worker population.

The primary outcome LBP-related days of cutting down on activity did not show

between-group differences at follow-up. This may be explained by potential differences

participants’ response to the promotion of “light activity” as advantageous (message in the

talks) - in relation to their potentially different pre-existing activity-norms. In theory, an

alternative response to increased activity based on such a message could be a reduction

of the non-work activity to compensate for continuing work activities. If so, the results

would not necessarily show if a proportion of workers in fact did increase their activity in

response to the talks. The secondary outcome work ability also demonstrated between-

group differences, which, according to Hagen and colleagues, could be expected if one

assumes that work participation and work ability are related [112]. However, it is important

to note that Hagen and colleagues used a condition-specific work ability item as opposed

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to our, which measured the overall work ability. Frequency of healthcare visits also

seemed influenced by the intervention. However, generally, information-based or

education-based interventions have not seemed effective at reducing use of healthcare

[113]. The level of pain/symptom severity measured as ‘Bothersomeness’ was significantly

reduced following the intervention in the intervention group. The conclusions by other

information-based intervention-studies with similar outcomes have been inconsistent,

though [91, 114, 115]. These studies delivered somewhat different messages in different

ways, so perhaps the effect on pain depends partly on the nature, the style and the

consistency of the messages; a feature that has been considered previously to be

important [104]. Reporting feelings of sadness/depression was also seemingly positively

influenced by the reassuring information. Strong evidence has suggested depression to be

a predictor of chronic pain and disability [116]; however, the nature of the relationship

between depression and pain is largely unknown [117]. Furthermore, the finding was not

supported by the findings from a similar study [114]. Thus, our finding is somewhat

unexpected since it is difficult to see why (positive) information about back pain, delivered

generically outside a healthcare setting, should influence sadness/depression. On the

other hand, we did not distinguish sadness (a state of mind) from depression (a clinical

condition) and getting a benign, non-threatening, and believable explanation to LBP and

reassurance that it seems ‘safe’ to resume normal activities, could perhaps entail positive

alterations in the general mood why our results could reflect alterations in the level of

sadness rather than in the level of depression.

Although it is possible, it seems unlikely that the pamphlets handed out to the

intervention group (one containing key messages from the talks and another containing

illustrations/ instructions on general stretching exercises) played any crucial part in the

effect of the intervention. The ‘reminder-pamphlet’ may have supported the effect of

information from the talks a little. The pamphlet with the general stretching exercises was

not discussed in detail with the participants and the exercises were not demonstrated, why

it is unlikely that they have applied them as part of a daily ‘regime’ to manage their pain.

Moreover, evidence has shown that up to 70% of LBP-patients who have been instructed

e.g. by a physiotherapist to do home exercises do not do them, even if they probably have

been made aware of are important for their recovery from LBP [118].

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Because only two participants used the option of seeking physiotherapist-advice during

follow-up, this additional aspect in the intervention cannot have played any major part in

the results either.

Our results add to the evidence on information based on the ‘functional-disturbance’-

model and the findings on work participation and back beliefs highly resemble most of the

previous intervention-studies (three of four) involving information on the ‘functional-

disturbance’-model as an intervention-element [90, 92, 94], although these differ in terms

of study population (patient- versus worker-population), setting (clinic versus workplace)

and method of the delivery of the information (face-to-face versus group-based talks).

Our results also add to the existing but sparse evidence from population-based

intervention-studies testing the effects of simple information on pain-related absenteeism

and beliefs-outcomes. According to them, such brief information-based interventions have

been consistently effective at altering beliefs [93, 94, 100, 101]The results of a recent

Danish national campaign among public sector workers supported that [119]. The effects

on absenteeism of such studies have varied though [93, 94, 101, 103]. An important thing

to consider when looking at the overall effects of such information is, of course, the

specific content of the information, the method used to deliver the information and the

‘intensity’ of the information in terms of the duration and repetition of the information. The

existing population-based studies vary greatly on these aspects, why it is difficult to sum

up on the overall effect of them. However, with their consistent effect on pain-related

beliefs, the likely close link between beliefs and behaviour, and the generally simple and

implementable designs of such interventions in mind, they lend hope for the potential of a

suggested future public health-based approach to pain-related work disability [120].

Furthermore, the present study also adds to the discussion of multiple/multidisciplinary

versus simple interventions. Evidence has indicated that simple interventions can be

equally effective at improving various clinical as well as occupational outcomes as the

multiple/multidisciplinary interventions [97, 98]. In addition, a recent review evaluating the

effectiveness and cost-effectiveness of most community and workplace-based

interventions to manage musculoskeletal-related sickness absence and job loss suggested

a future focus on low-cost simple interventions [98]. A response to that was the study by

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Rantonen et al. (2016), which showed that a highly simple information-based intervention

(the Back Book patient information booklet) was cost effective when compared to the

natural course in terms of reducing healthcare costs and sickness absence [121].

Determining the long-term effects of simple interventions is obviously important. Three

of the previous studies using information on the `functional-disturbance'-model showed

maintained significant effects at six months, one year and five years, respectively,

following the intervention [96, 122, 123]. Although our main outcome measure was 12-

month means, our monthly registrations (Figure C) indicate that the effect at six months

was also evident.

Another issue to consider is that of individual versus population intervention in terms of

aiming the interventions at the individual rather than targeting populations. The present

study confirms that simple educational interventions aiming at a worker-population can

have an influence on work participation for those workers who experience LBP. However,

the literature also support the use of interventions/actions providing individual workplace

support (such as transitional work arrangements) to facilitate work participation for workers

with LBP [73, 105]. According to recent qualitative studies, workers themselves have

suggested that having adjustment latitude/leeway at the workplace improves their

possibilities for coping with LBP at work [124, 125]. To draw an overall conclusion, it

seems that there may be good reasons to consider combining individual and population

educational approaches if behaviour-outcomes are targeted.

One relevant question that our results did not provide evidence for was which part(s) of

the information that was the more influential ones in terms of altering LBP-related

behaviour. Knowing that would help future studies focus their information. Speaking for the

information-part based on the ‘functional-disturbance’-model as being a weighty aspect is

the consistently positive results on work participation shown by the studies using it.

Furthermore, we know that patients seek to get an explanation of their pain conditions

even if they range as ‘non-specific’ and studies have shown that when patients find their

physician’s explanation inadequate, they are dissatisfied, want more diagnostic tests, do

not cooperate well with treatment, and have poorer clinical outcomes [126, 127]. Thus,

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getting no explanation for their LBP does not favour recovery. In addition, it has been

shown that it is important for the patient that the explanation fit with their own

understanding of their problem in terms of trusting the person, who provides it [128].

Finally, evidence suggest that individual recovery expectations is one of such cognitive

factors working as a prognostic factor for poor outcome on return-to-work in people

suffering from non-specific LBP [129, 130]. Based on this, it seems likely that getting a

benign, non-threatening and believable (although theoretical) explanation to LBP could

entails changes in behaviour and beliefs. On the other hand, information using guideline-

based messages alone has been shown to be effective at altering both back beliefs and

work participation before [93]; however, not consistently [101, 112].

6.1.1. Strengths and limitations

Risk of bias was markedly reduced by the high response-rates and low drop-out rates. It

seems plausible that our data collection method (SMS service combined with telephone

interview), the manageable number of questions in follow-up data-collections, and the fact

that only one investigator (PF) conducted all steps of the study involving participants

contributed to this.

The choice of a cluster-randomization strengthened the study by reducing

‘contamination’ between intervention and control group. Furthermore, ensuring that all five

municipalities were represented in both groups reduced potential bias from

geographical/cultural differences between clusters. The fact that our data was collected on

a monthly basis reduced the risk of recall bias [131].

The limitations of the study constituted some design-related issues. First of all, some

participants may be have ‘learned’ that by reporting “0 LBP days” they would not have to

answer on any more questions during each monthly data collection. This may have

involved bias from the non-detectable proportion of people responding “0 LBP days”, when

they in fact had days with LBP. However, this factor would equally affect the intervention

and control groups, and thus not represent a systematic bias. Secondly, the randomization

resulted in unequal proportions of manual and sedentary workers across the two groups;

however we adjusted for these baseline differences (as well as for differences in gender,

age, smoking, and cluster) in the statistical analyses. A third potential limitation of the

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study was the fact that the design did not allow us to have the participants blinded to group

allocation. Thus, placebo effects and reporting bias cannot be ruled out. The fact that we

had to rely on self-report may also have been a limitation to the study by potentially

introducing information bias. Finally, a potential source of bias could also be the highly

consistent use of the primary investigator during the recruitment and data collection

phases.

Since 80% of the participants in our study population were manual workers with half or

full day physical work, the findings are highly generalizable to a manual worker population

and less generalizable to a general working population.

Based on the highly simple nature of the intervention, the limitations, and the results of

the study, the obvious next step would be to repeat the study on other populations (other

worker-populations from countries outside Scandinavia) - perhaps in a form that minimize

the risk of bias even more. An example could be to use register-based days of sickness

absence and increase the use of blinding in terms of the researchers conducting the study.

If the results are reproduced to an extent where it seems reasonable to conclude that the

intervention is in fact effective, relevant further investigations would be who benefits from it

and why/how, its effect size, and its cost-effectiveness. This would help determine to what

extent it is relevant to consider implementing it. With regard to the fact that LBP is such a

widespread problem and that it has been suggested that even small or moderate impacts

on those at low or medium risk of LBP-related work disability [104], one could suspect that

the intervention has potential in terms of being one appropriate action targeting LBP as a

public health issue in the nearby future.

6.1.2. Comparing the results of the thesis-studies

The results from Study II provide some potentially relevant information related to Study I.

First of all, the participants were not able to remember any key messages from the talks,

why the topic was abandoned in the following focus-group interviews. Being the statement

of very few we cannot know if it was a general issue in the entire Study I-population,

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however, assuming that it was, perhaps the messages from the talks were simply forgotten

and replaced by ‘old’ beliefs. Ree et al. (2016) concluded that the highly comparable

intervention to ours by Odeen et al. 2013 produced significant between-group differences

at 3 and 6 months but not at 9 or 12 months, which could imply that maybe our effect is

limited to the first year [94, 122]. Such short-term effect could be explained by the fact that

the participants are constantly subject to the beliefs and behaviour of their surroundings,

which, most likely, are not generally positive/appropriate with regard to the results from

previous population-based studies [100, 102]. Some specific statements from Study II also

seem to support that the effect of the talks may be short-term. the participants described

how high pain intensity fostered feelings of despair, insecurity, and fear of pain

progression, 2) that they highlighted ergonomic training as ideal in terms of managing back

pain at work, 3) they highlighted access to health care as important. The reassuring

information was designed to provide insight that would reduce negative feelings, insecurity

and fear of pain progression. Furthermore, the talks specifically addressed the topics

ergonomic training and treatment in relation to LBP.

It is also a possibility that the participants were not able to repeat any of the key

messages because they did not recollect what they believed before attending the talks. If

so, the talks gave them a new insight and a permanently changed approach to back pain.

A follow-up study at e.g. three years would reveal if this was the case.

The findings from Study III that the beliefs and behaviour of healthcare professionals

and significant others (spouse) influence an individual’s decision to go to work during or

following a LBP episode seems relevant for both the interpretation and the potential further

use of the results from Study I. As mentioned above, being subject to the beliefs and

behaviour of the surroundings likely have some ‘contamination’ effect on an individual

might explain why the messages of the talks were forgotten. It is also a fact, which should

be taken into account when using highly simple and short-term interventions such as that

in Study I.

The overall findings from Study III supporting that contextual factors influence work

participation implies that a highly simple intervention such as that from Study I cannot

stand alone when battling the extensive negative consequences of LBP.

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6.2. The findings in Study II

Study II covered the worker perspective on what challenges their ability to work during a

back pain episode and highlighted potentially helpful actions to improve this ability. Here

the workers emphasized a poor physical work environment and lack of supervisor

trust/support as the main challenges. Actions experienced or believed to improve their

ability to work while in pain were improvement of the physical working environment

(frequent ergonomic training, appropriate equipment, access to health care) on the

supervisor/workplace part and use of individual adjustments/initiatives on their own part.

The results regarding the factors influencing work participation due to back pain showed

that, apart from high pain intensity, job strain and a spouse’s opinion decreased work

participation whereas job strain (in workplaces where workers were organized into small

teams), threatening sickness absence practices, and boredom with being home increased

work participation. The factors experienced to increase work participation were mainly

related to an individual’s context and thus any actions to reinforce them would be on the

workplace/municipality part. However, it is important to note that the present study was a

qualitative study, and rather than guiding political decision-making or constituting high-

quality evidence, the results of it merely act as preliminary indications of what could guide

future research projects.

As mentioned in the section describing the rationale for the present thesis, the amount

of pre-existing evidence on factors influencing work participation (when defined as working

despite pain) with back pain was sparse. Furthermore, most of the retrieved studies

tended to focus on the influence of individual factors rather than factors related to the

workplace or the context. Thus, we had to make more broad-based searches and draw

inspiration from and compare results with studies with a slightly different focus. The results

on the challenges with working during back pain episodes were compared to the results of

four highly comparable qualitative studies and two somewhat comparable quantitative

studies. The results on the factors influencing the decision to call in sick were mainly

compared with literature on obstacles and facilitators for return-to-work and one qualitative

study with a similar focus. Because presenteeism (defined as working while in pain),

absenteeism, and loss of work are linked in a dynamic process, which is not yet fully

understood [16], it seemed reasonable to include evidence on e.g. return-to-work - for the

comparison of our results.

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Although ‘poor physical work conditions’ and ‘lack of supervisor trust/support’ have not

been specific reported findings in similar studies, it does seem that other studies have

implied something similar to those also constituted challenges according to their study

populations [124, 132]. In terms of the challenge ‘lack of supervisor trust/support’, Tveito et

al. (2010) described how their workers highlighted that being granted with sufficient leeway

not only helped the worker manage pain while working but also made the worker feel

valuable to the management, which is highly similar to the statements from the present

study. ‘Leeway’ was understood as being provided with appropriate equipment as well as

being allowed to make work task modifications (equal to ‘individual adjustments’ in the

present study). [124] Both were mentioned in our findings as part of the either poor

physical work conditions or lack of supervisor trust/support. Another study with a

somewhat similar focus to ours also highlighted factors such as control/flexibility in the

work and unmet need for making adjustments as challenges for remaining at work during

pain episodes [132]. Furthermore, a review by experienced researchers within the field of

work and musculoskeletal conditions also highlighted how a lack of work accommodations

might impede presenteeism and work participation [133]. Where the evidence from the

comparable studies did not mention the physical work conditions specifically, it is widely

accepted that working conditions impeding the possibility of applying assistive devices and

ergonomic working techniques (fc. bio-mechanical ergonomic principles) induce risk of e.g.

back pain. Thus, it seems reasonable to assume that poor physical work conditions (as

defined by us) do act as a challenge to workers in general in terms of managing (back)

pain while working.

Close co-worker relationships acted as a positively aspect in terms of coping with back

pain during pain episodes in the present study, which is in line with what the comparable

qualitative studies [124, 132, 134] and quantitative studies [135, 136] have found. In many

of these studies it is termed “support” or “social support” and is described as coming from

both the co-workers and the management – like in the present study. However, none of

the studies have presented that the organization of the workers might act as a key element

in creating these co-worker relationships. Tveito et al. (2010) did state that their workers

had mentioned team organization as advantageous – because it made it easier to take

over for each other when a pain episode resulted in days off work. Furthermore, one

informant had mentioned that he and some co-workers had formed an informal support

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group, which gave each other advice and support during pain episodes [124]. Thus, it

seems that small teams or groups could have a positive influence on the ability to cope

with pain at work. In our study, close co-worker relationship was described to foster

verbalization of pain, which was mentioned as positive as well e.g. by entailing helpfulness

between ‘team-members’. Communicating the pain to co-workers was also mentioned as

important by Tveito et al. (2010) because it made it easier for workers to ask for help,

whereas communicating the pain to the management was perceived to valuable when the

workers felt understood and accommodated [124].

The ‘individual adjustments’ and ‘individual initiatives’ described by our workers

somewhat resemble the worker-strategies described by all three comparable studies.

Tveito and colleagues used an overall term: ‘worker strategies’, which constituted altering

work and leisure time activities and routines to get one’s work done, reducing pain

symptoms, using cognitive strategies, and communicating pain effectively [124]. According

to de Vries et al. (2012), workers who stay working during pain episodes have higher pain

self-efficacy [137], which in principle could be linked to making use of self-developed

strategies to relief or endure the pain. Our workers compared their individual adjustments

with traditional ergonomic training - a phenomenon, which was not described in any of the

comparable studies. The fact that they ranked them as inferior to traditional ergonomic

training even though they perceived them as more helpful and applicable, show that they

tend to disregard their own experience and trust ‘the experts’. Perhaps it also implies that

they keep them to themselves instead of sharing their experience with co-workers and

supervisors e.g. due to a generally distrustful social environment.

The factors which according to our workers made them more inclined to call in sick were

high pain intensity, job strain (when perceiving the social environment as non-supportive),

and a spouse’s opinion that going to work was not a good idea. In the literature on the

obstacles for return-to-work, factors, which somewhat resemble these, are mentioned.

High pain intensity could resemble the psychological obstacles: ‘catastrophizing’,

‘unhelpful beliefs and expectations about pain and work’ [105], or ‘fear of re-injury’

[Dionne], which were described to potentially act as obstacles for return-to-work, however

we got no specific explanation from our workers, why it is guessing. The factors job strain

combined with a non-supportive working environment and the beliefs/support from a

spouse have been highlighted as influential on pain-related work disability by both Kendall

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et al. (2009) and Shaw et al. (2013) [105, 138]. In terms of the factors making our workers

more inclined to go to work during back pain episodes, a combination of job strain and

responsibility towards co-workers increased the likeliness of going to work, which

somewhat resembles the finding by two other qualitative studies. Both describe how their

workers expressed feeling of guilt towards their co-workers if they were absent [132, 139],

which could influence the decision on presenteeism [139]. The positive influence of

threatening sickness absence practices on work participation mentioned by our workers,

have also been supported somewhat by the findings from these studies. One described

how the policies and practices focusing on reducing absenteeism could ‘enforce’

presenteeism while disregarding the severity of the workers condition [132]. The other

described how concerns about the e.g. the managers’ perceptions could influence the

decision to take sickness absence [139]. Finally, our workers mentioned that boredom with

staying home could be decisive in terms of going to work despite back pain. Wynne-Jones

et al. (2011) described that a desire to work was mentioned as positively influencing

presenteeism [139]. Furthermore, de Vries et al. (2011) described how work acted as

therapy during pain episodes by e.g. creating structure and involving social contact, which

ultimately motivated work participation [140].

Overall, when comparing the results of the present study with similar studies as well as

the evidence on factors known to influence work participation outcomes, our findings did

not add new factors. However, it did highlight how some of the core factors become

influential e.g. by mentioning that the organization of workers might be a key to improve

the social environment at work, which ultimately have the potential to reduce the negative

impact of job strain on work participation. Furthermore, it confirmed that a range of

psychosocial factors otherwise known to influence return-to-work also influence the

decision to go to work despite being in pain.

In terms of the abandoned investigative topic concerning the experiences of the talks

given in Study I, one could hypothesize that if we had conducted the interviews at an

earlier stage, we would have been more successful. A Norwegian focus-group study with a

highly similar objective was successful at collecting data on the participants’ experience of

a similar information-based intervention [141]. They conducted their focus group interviews

4-6 months following the intervention whereas our focus-groups were interviewed after

study completion (12 months+). Conducting the interviews during the follow-up period in

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Study I would have involved some different conditions in terms of inclusion and sampling.

Alternatively, we could have investigated the experience of the talks using questionnaires

with open-ended questions.

6.2.1. Limitations of the study

An obvious limitation of the study was the relative specific group of workers (public sector

manual workers above 35 years of age), who participated. Moreover, they had participated

in a previous study, in which they had received information about coping strategies for

LBP. This might have influenced both their way of coping back pain at work and their

attitudes towards pain-related work absence. Because we did not have a study population

who resembles that of workers in general, naturally, have decreased the transferability of

the results. However, the results are seemingly highly transferable to populations of

manual workers, and with them being generally difficult to recruit for scientific purposes,

our results may be valuable in that respect. Furthermore, our results did resemble those of

other studies, which have included a much more varied group of people in terms of sector,

type of work and background characteristics.

6.2.2. Comparing with the results from Study III

Study II showed that work participation was influenced by two factors suggested to be

Black Flags according to the Psychosocial Flags Framework: a spouse and the workplace

sickness absence policies and practices. Both were confirmed as Black Flags in Study III.

In general, the other mentioned factors: lack of adjustment latitude, job strain (defined as

high work pace), lack of appropriate equipment and working space, and cooperation with

external partners are all potential Black Flags, which could be added to future more

extensive reviews of Black Flags.

6.3. The findings in Study III

From our extracted evidence records, we found that there existed adequate or robust

evidence to support that all three selected factors (‘Black Flags’) have the potential to act

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as obstacles for RTW. However it is important to note, that as opposed to a classic

systematic review, an evidence synthesis ‘accept’ evidence of lower quality (lower quality

studies and fewer of them) – due to a pre-identified lack of a sufficient number of existing

high-quality studies. Thus, the results should be interpreted with that in mind.

In the present study, limited and inconsistent evidence suggested that receiving

worker’s compensation (‘compensatory systems’) in itself act as an obstacle to work

participation. It has frequently been suggested that having access to such compensation,

in itself, negatively influence disability and work participation [142]. The main argument

has been that ‘rewarding’ people for their disability has led to fraud. One the other hand, a

multi-national study by Anema et al. (2009) indicated that less strict systems involving

easier access to compensation is in fact positively influencing disability and work

participation [143]. Contrarily, a recent critical narrative review argued that a general

source of ‘bias’ in such conclusions is that individuals with risk factors for protracted

disability and several (other) health problems are over-represented among workers who

file compensation claims [142]. Our results also indicated (robust evidence) that it could be

fertile to focus on the construct and conduct of the compensatory systems in order to

improve work participation in people receiving disability benefits or compensation instead -

rather than considering to remove or restrict this welfare service. Specifically, our results

gave indications that we could benefit from having compensatory system-regulations that

reduce financial insecurity during return-to-work/re-education/transition into a new job.

Instead of very high wage compensation rates during the absence and low/no rates during

return-to-work, it would perhaps be better to consider more equalized rates. Furthermore,

it seemed important to consider how the compensatory regulations influence peoples’

incentives to focus on work participation instead of having to justify their entitlement to

compensation or benefits. Finally, our evidence indicated that a part of the problem might

also be the ineffective case management. Altogether, it seems that the welfare societies

may benefit from introducing better worker transitions from being work absent to working

and by increasing people’s incentives and possibilities to focus on work participation.

Regarding the influence from healthcare professionals (‘healthcare systems’), our

evidence pointed towards a need for an improved clinical practice in terms of engaging in

return-to-work as a part of the clinical encounter and communication and cooperation with

other return-to-work stakeholders, in order to improve work participation (robust evidence).

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To make such changes, it is probably necessary to address actions at the practice of

issuing sick certifications in terms of standard procedures and at the healthcare

professionals in terms of their understanding the clinician’s important role in return-to-work

and willingness to engage in the return-to-work process. This might involve the need for a

change in the culture among clinicians as suggested by Waddell & Burton (2005) [144]. It

will probably also require an improvement in the clinicians’ awareness and knowledge on

the scientific basis of the clinical guidelines, especially in the non-specific conditions such

as most cases of LBP. Another relevant piece of evidence from the present study was that

a lack of access to suitable healthcare could be an obstacle for work participation

(adequate evidence), which could be caused by geographical issues or issues related to

the eligibility according to one’s ‘claimant’s status’. A straightforward solution maybe to

have employers offer workers the necessary healthcare at the workplace. However, this

would require careful considerations about how to ensure that all workers have equal

access, without at the same time, either imposing unreasonable expenses on i.e. small

sized workplaces or the welfare system. Another advantage from having the employer

provide work-focused healthcare is that it might improve the employer-employee

relationship and improve the healthcare professionals/occupational therapist’s

communication and cooperation with both the employer and employee.

In terms of the influence from the significant others (family ‘systems’), adequate

evidence suggesting that their behaviour could act as an obstacle for work participation.

Very little evidence exists on this topic so far, which was also the conclusion by a recent

study attempting to systematically review it in relation to musculoskeletal pain conditions

[145]. Most existing studies investigating the influence from significant others have focused

on chronic pain conditions. A range of them have stated though, that often, significant

others shoulder the burden of care for individuals suffering from pain conditions such as

LBP, why significant others should be considered as an important key to work participation

[146-149]. The present study also gave indications that the beliefs of a significant other

may act as an obstacle for work participation (limited evidence). A potential explanation to

that could be that presented by three small qualitative studies, which stated that significant

others seemingly share the negative illness perceptions of their sick-absent family

members. The authors hypothesized that this might negatively influence the absentee.

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However, none of the three studies investigated if these beliefs directly affected work

participation [150-152].

The results of the study confirm that the suggested contextual factors seem to

negatively influence work participation, although the quality of the evidence was lower

compared to the results of systematic reviews in general. The conclusion is the best ‘we

can do’ for now. The obvious next step would be adding to the evidence and thereby

enabling a future conduction of less inclusive types of reviews to make more weighty

conclusions. The results of the present study can so far act as a guide for political

decision-making and for scientific researchers in terms of pointing out where more

evidence is needed.

6.3.1. Limitations of the study

Obviously, the best evidence synthesis method involves less strict inclusion and more

judgement in terms of data extraction, the formation of the evidence statements, and the

evidence grading – when compared with a classic systematic review. One way in which it

was attempted to minimizing the risk of bias was to keep a systematic approach through

all parts of the process and make the steps and decisions taken as transparent as

possible. Applying the method and thereby accepting the potential of bias was necessary,

though, in light of the highly sparse evidence on the field. The compromise of using such

inclusive and broad approach evidence can be necessary, though, to provide pragmatic

answers with the purpose of guiding international policy and practice [153].

6.4. General discussion based on the results of the present thesis

The present thesis support the relevance of the bio-psychosocial paradigm – by showing

that, within the field of back pain, factors within all three domains were found to be

influential on work participation outcomes. Study I added evidence to the biological domain

by showing that guideline-based information added a simple, believable, and non-

threatening explanation to LBP positively influence LBP-related behaviour and beliefs.

Study II showed that biologic, psychologic and social factors influences staying at work

during pain and work participation. Finally, Study III added to the social domain by

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confirming that the suggested contextual factors do have the potential to negatively

influence work participation following a LBP episode.

6.4.1. Multiple/multidisciplinary versus simple interventions

The studies in this thesis all naturally bring up the discussion of simple versus

multiple/multidisciplinary interventions when targeting LBP-related consequences. As

mentioned in the introduction section, studies have shown that the two seem equally

effective on work outcomes [97, 98]. Due to the reasonable assumption (based on limited

evidence so far) that simple interventions are more cost-effective [Jensen], much speaks

for their use. The results from Study I seem to support the simple interventions-approach,

because the highly simple intervention managed to produce significant reductions on the

work participation-outcome among others. The effect size was not interpreted though,

however according to Main and Burton (2012) even small or moderate impacts on those at

low or moderate risk of pain-related disability are likely to deliver large improvements on a

population-based scale [104]. One relevant question that has not been answered, though,

is who benefitted from the intervention and why/how. A Danish intervention-study, which

also used information based on the ‘functional disturbance’-model (and compared it with a

multidisciplinary intervention) did conduct such subgroup analyses and found that

reporting low job satisfaction, no influence on work planning, and feeling at risk of losing

their jobs due to their sick leave seemed to be features involving that an individual

benefitted more from a multidisciplinary approach [154]. Thus, there are indications that

some people might not benefit from the Study I-intervention. More of such specific

knowledge would help determining the rationale for the use of the intervention from Study I

in terms of serving best as a population-based intervention which could be part of a

greater public health action or serving better as an intervention used on specific

subgroups.

The results from Study II and III, on the other hand, seem supportive of a

multiple/multidisciplinary approach, where several factors known to influence LBP-related

work outcomes are targeted at once. Study II showed that factors related to the individual,

the working environment, and the practices/policies at the workplace influenced the ability

to work despite pain and the decision to call in sick. Study III confirmed that suggested

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factors belonging to an individual’s context (compensatory systems, healthcare systems,

and family systems) have the potential to act as obstacles for work participation. The

designs of the studies did not allow for interpretations on the degree of influence from each

aspect. Based on the results from the two studies and the existing evidence on the many

influential factors, it is difficult to imagine that addressing at least some of these factors too

(together with an intervention such as the one from Study I) would not improve the

outcomes. However, to know which factors to target, more knowledge is needed on the

impact of the single factors and how/if they interact. Speaking against simply adding more

elements to e.g. the Study I-intervention is the phenomenon described by two recent

Norwegian studies, which indicated that adding more seemingly relevant elements to the

Study I-intervention does not necessarily add to the effect as well [155, 156]. In support of

that, Karjalainen et al. (2004) concluded that the more elements that were added to a mini-

intervention highly similar to the Study I-intervention, the less effective the intervention

became [157].

However, instead of going for either/or perhaps we should consider a both/and. Until a

sufficient amount of quality studies have determined how to stratify interventions according

to the differential needs of the large proportions suffering from acute/subacute and chronic

LBP, one might consider taking a stepped approach where the simple population-based

interventions are used as a start. This will help a proportion of the people to stay working

or resume work and probably start an important alteration in the beliefs and attitudes

general population (including healthcare professionals), which seems necessary in the

long term. Then one could consider adding more complex actions or interventions aimed

at the people that did not benefit sufficiently from the population-based approach. By

taking on such a stepped approach it may be possible to intervene broad-based but at

lower cost than if a multiple approach was used on everyone with LBP and to maintain a

‘how little is best’-approach, which seems important.

6.4.2. Individual versus ‘whole-systems’ approach

In line with the idea of a stepped approach perhaps it is also most effective to combine the

use of an individual approach with a ‘whole-systems’ approach. Some actions will target

the individual and some will target the workplace and e.g. compensatory or the healthcare

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systems too. However, when looking at a stepped approach as a whole it will fit the ‘whole-

systems’ approach.

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7. Conclusion

The studies in this thesis all added to the evidence on factors of the biological,

psychological, and social domains of the bio-psychosocial paradigm, which influence LBP-

related behaviour. A cluster-randomized controlled study showed that providing workers

with guideline-based information including a benign, non-threatening, and believable

biological explanation for most cases of LBP, produced significant alterations in LBP-

related behaviour (e.g. work participation and overall workability) and in back beliefs. The

intervention constituted a novel non-medical intervention targeted at peoples’

understanding of the ‘bio’-component. A focus-group interview study showed that when

manual workers experience their physical work environment as poor and do not feel

trusted/supported by their supervisor, their perceived ability to work during back pain

episodes was impeded. Furthermore, the study showed that, in addition to pain intensity,

workplace and personal factors also influenced a worker’s decision to call in sick due to

back pain. Finally, a best-evidence synthesis confirmed that selected contextual factors

(‘Black Flags’ - compensatory systems, healthcare professionals, and significant others)

have the potential to acts as obstacles for work participation.

The studies in the present thesis have added important evidence to ill-understood areas

and helped to fill gaps in the existing knowledge. In addition, their results added to the

highly relevant ongoing discussions about ‘how and when to intervene and on who?’ in

terms of finding effective ways to reduce the negative consequences of back pain for the

individual, the workplace, and the society.

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8. Future perspectives

With the current situation, where we do not fully understand the patho-anatomic

background for most cases of back pain, the best that scientific researchers can do is to

try to uncover how to intervene/act and on who. The best that clinicians can do is to

approach LBP using a ‘whole-person’ approach and inform the patients thoroughly about

what we know and do not know about back pain and how the patient can handle the pain -

in line with the clinical guidelines. Studies have shown that large proportions of healthcare

professionals do not adhere to the clinical guidelines in their management of patients with

musculoskeletal conditions [158-161]. This is a tendency which seems highly related to

their negative beliefs and attitudes about back pain e.g. fostered by a bio-medical

approach to back pain [162]. The previous studies, which have evaluated the beliefs and

attitudes in the general population, also indicate a need for a better basis of knowledge

among the people [100, 163]. Intervention studies have been consistently effective at

altering negative beliefs [93, 100-102], and some of them have also been successful at

altering work outcomes [93, 100]. Thus, it seems relevant to consider introducing e.g.

media-/public health campaigns more widely and consistently. Based on the evidence from

the present thesis and the existing knowledge from previous scientific research, such

campaigns could constitute the first of a range of actions in a ‘stepped approach’ designed

to address back pain at any stage. The proposed public health campaign will, with time,

alter the beliefs and attitudes among the general population, including healthcare

professionals, and will probably help a proportion of people to handle future back pain

episodes. Next, various actions within the various public sectors and the labour market

sector could follow. Such a stepped approach may be seen as a way of operationalizing

the idea of ‘how little is best’ in order to address the differing need of the individuals

experiencing back pain. Improvements within the labour market of e.g. the workers’

possibilities to modify their work during pain-episodes and the support from their

supervisors could be some of the following steps. Another could be actions to improve the

knowledge and practice of future and current doctors (general practitioners and hospital

doctors) in terms of providing work-focused guiding and thorough reassuring information to

the patients as part of the clinical encounter. Both steps can be seen as improvement of

the public health approach to back pain. In order to improve the people in need for

secondary preventions, a seemingly relevant step could be to take actions to reduce the

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incentives that might exist within the compensatory systems which tend to keep people

from returning to work such as financial insecurity during the transition from sick absent to

back at work. Within the healthcare system engaging the patients and their significant

others in the patient’s own care seem relevant and tailoring the treatment to address

individual risk-factors for chronicity and (work) disability. Finally, much speaks for

continuing to improve the interdisciplinary communication and cooperation between e.g.

general practitioner, hospital, job centres, and employer for this group of patients.

Such a stepwise approach would be in line with the ‘all players onside and acting’-

message promoted by several scientific researchers over the past decades [108, 109, 164]

and furthermore, it constitute both a ‘whole systems’ and ‘whole-persons’-approach, which

based on the current knowledge is highly relevant for conditions such as back pain.

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Obstacles to and facilitators of return to work after work-disabling back pain: the

workers’ perspective. J Occup Rehabil. 2013;23(2):280–9.

135. Wilkie R, Cifuentes M, Pransky G. Exploring extensions to working life: job lock

and predictors of decreasing work function in older workers. Disability and

Rehabilitation 2011;33:1719–27.

136. d'Errico A, Viotti S, Baratti A, Mottura B, Barocelli AP, Tagna M, et al. Low back

pain and associated presenteeism among hospital nursing staff. J Occup Health.

2013;55(4):276-83.

137. de Vries H, Reneman MF, Groothoff JW, Geertzen JHB, Brouwer S. Factors

promoting staying at working people with chronic nonspecific musculoskeletal

pain: a systematic review. Disabil Rehabil. 2012;34(6):443-58.

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85

138. Shaw WS, Campbell P, Nelson CC, Main CJ, Linton SJ. Effects of workplace,

family and cultural influences on low back pain: what opportunities exist to

address social factors in general consultations? Best Pract Res Clin Rheumatol.

2013 Oct;27(5):637-48.

139. Wynne-Jones G, Buck R, Porteous C, Cooper L, Button LA, Main CJ, Phillips CJ.

What happens to work if you're unwell? Beliefs and attitudes of managers and

employees with musculoskeletal pain in a public sector setting. J Occup Rehabil.

2011 Mar;21(1):31-42.

140. de Vries H, Brouwer S, Groothoff JW, Geertzen JHB, Reneman MF. Staying at

work with chronic nonspecific musculoskeletal pain: a qualitative study of

workers’ experience. BMC Musculoskeletal Disorders. 2011;12:126.

141. Ree E, Harris A, Indahl A, Tveito TH, Malterud K. How can a brief intervention

contribute to coping with back pain? A focus group study about participants'

experiences. Scand J Public Health. 2014 Dec;42(8):821-6.

142. Robinson JP, Loeser JD. Effects of worker’s compensation systems in recovery

from disabling injuries. In: Hasenbring MI, Rusu AC, Turk DC (editors). From

acute to chronic back pain. New York. Oxford University Press; 2012

143. Anema JR, Schellart AJM, Cassidy JD, Loisel P, Veerman TJ, van der Beek AJ.

Can cross-country differences in return-to-work after chronic occupational back

pain be explained? An exploratory analysis on disability policies in a six-country

cohort study. J Occup Rehabil. 2009;19:419-26.

144. Waddell G, Burton AK. Concepts of rehabilitation for the management of low

back pain. Best Prac Res Clin Rheumatol. 2005;19(4):655-70.

145. Prang KH, Newnam S, Berecki-Gisolf J. The impact of family and work-related

social support on musculoskeletal injury outcomes: a systematic review. J Occup

Rehabil. 2015 Mar;25(1):207-19.

146. DWP. Beliefs about work: an attitudinal segmentation of out-of-work people in

Great Britain. Department for Work and Pensions. London: TSO; 2011

147. Miller J, Timson D. Exploring the experiences of partners who live with a chronic

back pain sufferer. Health and Social Care in the Community. 2004;12:34-42.

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86

148. Haugli L, Maeland S, Magnussen LH. What facilitates return to work? Patients

experiences 3 years after occupational rehabilitation. J Occup Rehabil.

2011;21:573-81.

149. Kong W, Tang D, Luo X, Tak Sun Yu I, Liang Y, He Y. Prediction of return to

work outcomes under an injured worker case management program. J Occup

Rehabil. 2012;22:230-40.

150. McCluskey S, Brooks J, King N, Burton K. The influence of ‘significant others’ on

persistent back pain and work participation: a qualitative exploration of illness

perceptions. BMC Musculoskeletal Disorders 2011;12.

151. Brooks J, McCluskey S, King N, Burton K. Illness perceptions in the context of

differing work participation outcomes: exploring the influence of significant others

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152. McCluskey S, Brooks J, King N, Burton K. Are the treatment expectations of

‘significant others’ psychosocial obstacles to work participation for those with low

back pain. Work 2014;48:391–8.

153. Pawson R, Greenhalgh T, Harvey G, Walshe K. Realist review—a new method of

systematic review designed for complex policy interventions. Journal of Health

Services Research & Policy 2005;10:21–34.

154. Stapelfeldt CM, Christiansen DH, Jensen OK, Nielsen CV, Petersen KD, Jensen

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pain in a randomised trial comparing brief and multidisciplinary intervention. BMC

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155. Harris A, Moe TF, Eriksen HR, Tangen T, Lie SA, Tveito TH, et al. Brief

intervention, physical exercise and cognitive behavioural group therapy for

patients with chronic low back pain (The CINS trial). Eur J Pain. 2017

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156. Reme SE, Tveito TH, Harris A, Lie SA, Grasdal A, Indahl A, et al. Cognitive

Interventions and Nutritional Supplements (The CINS Trial): A Randomized

Controlled, Multicenter Trial Comparing a Brief Intervention With Additional

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87

Cognitive Behavioral Therapy, Seal Oil, and Soy Oil for Sick-Listed Low Back

Pain Patients. Spine (Phila Pa 1976). 2016 Oct 15;41(20):1557-64.

157. Karjalainen K, Malmivaara A, Mutanen P, Roine R, Hurri H, Pohjolainen T. Mini-

intervention for subacute low back pain: two-year follow-up and modifiers of

effectiveness. Spine (Phila Pa 1976). 2004 May 15;29(10):1069-76.

158. Pincus T, Greenwood L, McHarg E. Advising people with back pain to take time

off work: a survey examining the role of private musculoskeletal practitioners in

the UK. Pain. 2011 Dec;152(12):2813-8.

159. Rainville J, Pransky G, Indahl A, Mayer EK. The physician as disability advisor

for patients with musculoskeletal complaints. Spine (Phila Pa 1976). 2005 Nov

15;30(22):2579-84.

160. Houben PH, der van Weijden T, Sijbrandij J, Grol RP, Winkens RA. Reasons for

ordering spinal x-ray investigations: how they influence general practitioners'

management. Can Fam Physician. 2006 Oct;52(10):1266-7.

161. Coudeyre E, Rannou F, Tubach F, Baron G, Coriat F, Brin S, Revel M,

Poiraudeau S. General practitioners' fear-avoidance beliefs influence their

management of patients with low back pain. Pain. 2006 Oct;124(3):330-7. Epub

2006 Jun 5.

162. Darlow B, Fullen BM, Dean S, Hurley DA, Baxter GD, Dowell A. The association

between health care professional attitudes and beliefs and the attitudes and

beliefs, clinical management, and outcomes of patients with low back pain: a

systematic review. Eur J Pain. 2012 Jan;16(1):3-17.

163. Werber A, Zimmermann-Stenzel M, Moradi B, Neubauer E, Schiltenwolf M.

Awareness of the German population of common available guidelines of how to

cope with lower back pain. Pain Physician. 2014 May-Jun;17(3):217-26.

164. Burton K, Kendall N. Musculoskeletal disorders. BMJ. 2014 Feb 21;348:g1076.

Page 91: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Appendix 1:

Pamphlet with the key messages from the talks

(Study I)

Page 92: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Tilli

d t

il ry

ggen

– o

g ar

bej

det

Ph

.d. p

roje

kt o

m læ

nd

ery

gsm

erte

r

20

12

-20

14

v. V

ide

nce

nte

r fo

r R

ygsy

gdo

mm

e

Tilli

d t

il ry

ggen

– o

g ar

bej

det

Fin

ansi

eret

af

Glo

stru

p H

osp

ital

&

Gig

tfo

ren

inge

n

Har

du

sp

ørg

smål

til

aktu

elle

ryg

smer

ter

er d

u

velk

om

men

til

at k

on

takt

e P

ern

ille

tlf.

38

63

42

52

Page 93: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Ryg

fakt

a:

Lan

gt d

e fl

este

tilf

æld

e af

læn

der

ygsm

erte

r h

ar in

gen

alv

orl

ig

bag

ved

ligge

nd

e år

sag

som

får

lan

gvar

ige

følg

er. O

g d

e fo

rtag

er

sig

oft

est

ind

enfo

r d

age/

uge

r –

af s

ig s

elv.

Aku

t læ

nd

eryg

smer

te e

r n

orm

alvi

st i

bed

rin

g in

den

for

få d

age

elle

r u

ger

– i h

vert

fal

d n

ok

til a

t m

an k

an f

ort

sætt

e si

ne

no

rmal

e ak

tivi

tete

r.

No

gle

gan

ge v

arer

læn

der

ygsm

erte

rne

ved

ove

r en

læn

gere

p

erio

de,

me

n d

et b

etyd

er s

tad

ig ik

ke, a

t d

et e

r u

dtr

yk f

or

no

get

alvo

rlig

t. N

orm

alvi

st a

ftag

er s

mer

tern

e ti

l sid

st –

men

det

er

nat

url

igvi

s fr

ust

rere

nd

e, a

t m

an ik

ke v

ed, h

vor

lan

g ti

d d

er g

år.

Om

krin

g h

alvd

ele

n a

f d

em, d

er f

år læ

nd

eryg

smer

ter,

får

nye

sm

erte

-ep

iso

der

ind

enfo

r et

par

år.

Det

bet

yde

r st

adig

ikke

at

det

er

alvo

rlig

t. M

elle

m s

mer

te-e

pis

od

ern

e le

ver

de

fles

te e

t h

elt

no

rmal

t liv

med

elle

r in

gen

sm

erte

r.

Din

hån

dte

rin

g af

sm

erte

rne

i sta

rten

af

epis

od

en e

r vi

gtig

. Se

nge

leje

i m

ere

en

d é

n d

ag e

ller

to d

age

har

ikke

no

gen

gav

nlig

ef

fekt

smer

tern

e. T

vært

imo

d, -

det

kan

fak

tisk

re

med

virk

end

e ti

l at

per

iod

en m

ed s

me

rter

, sti

vhed

og

ind

skræ

nke

de

bev

æge

lser

fo

rlæ

nge

s.

Din

ryg

er

skab

t ti

l bev

æge

lse

– d

en h

ar b

rug

for

bev

æge

lse

– m

ege

t b

evæ

gels

e. J

o h

urt

iger

e, d

u b

egyn

der

at

bev

æge

dig

og

ven

de

tilb

age

til d

it v

anlig

e ak

tivi

tets

niv

eau

, jo

hu

rtig

ere

får

du

d

et b

edre

.

Den

bed

ste

måd

e at

hån

dte

re læ

nd

eryg

smer

ter

er a

t fo

rbliv

e ak

tiv

i det

om

fan

g, d

et k

an la

de

sig

gøre

og

un

dgå

at

foku

sere

smer

tern

e.

Mo

dsa

t h

vad

de

fles

te t

ror.

.

- M

ange

ryg

smer

ter

kom

mer

fra

det

v, d

er s

kab

er

bev

æge

lse

i ryg

gen

– m

usk

ler,

sen

er, l

edb

ånd

og

små

led

. Sm

ert

ern

e er

et

ud

tryk

fo

r, a

t d

er m

idle

rtid

ig e

r gå

et k

uk

i ry

ggen

s ’b

evæ

geap

par

atu

r’. I

såd

an e

n s

itu

atio

n e

r b

evæ

gels

e m

ed t

il at

sti

mu

lere

kro

pp

ens

evn

e ti

l at

gen

fin

de

bal

ance

n m

elle

m d

e ar

bej

den

de

mu

skle

r, le

d o

sv.

-

An

dre

sm

erte

r sk

yld

es f

orm

en

tlig

at

vi a

lle f

år n

ogl

e n

atu

rlig

e fo

ran

dri

nge

r i r

ygge

n m

ed t

iden

, so

m k

an g

ive

smer

ter

i per

iod

er. H

vord

an f

ora

nd

rin

gern

e u

dvi

kler

sig

og

hvo

rnår

er

bes

tem

t af

vo

res

gen

etik

. Lid

t lig

eso

m m

ed g

råt

hår

.

- D

in læ

ge/b

ehan

dle

r vi

l oft

e ik

ke k

un

ne

ud

peg

e ki

lden

til

smer

tern

e, n

år d

et d

reje

r si

g o

m a

lmin

de

lige

læn

der

yg-

smer

ter.

Hel

ler

ikke

sel

v o

m h

an/h

un

sen

der

dig

til

røn

tgen

/MR

. Ige

n, d

et k

an v

ære

fru

stre

ren

de

ikke

at

vid

e p

ræci

s h

vad

der

giv

er s

mer

tern

e. M

en o

mve

nd

t ka

n d

u

tæn

ke, a

t d

u s

å ve

d a

t d

et ik

ke e

r u

dtr

yk f

or

at d

in r

yg e

r i

no

gen

alv

orl

ig t

ilsta

nd

.

- A

f d

e år

sage

r vi

ken

der

til,

er g

enet

ik, d

en d

er b

etyd

er

mes

t fo

r o

m m

an f

år d

isku

s-p

rola

ps

i læ

nd

en. B

elas

tnin

ger

bet

yder

der

imo

d m

eget

lid

t fo

r u

dvi

klin

gen

af

såd

an é

n. D

vs.

at d

u a

ltså

ikke

slid

er d

ig t

il en

dis

kusp

rola

ps

med

de

bel

astn

inge

r, d

u e

r u

dsa

t fo

r et

no

rmal

t ar

bej

ds-

elle

r fr

itid

sliv

. Du

kan

sag

ten

s h

ave

en

pro

lap

s d

u ik

ke m

ærk

er

no

get

til o

g lig

eso

m e

n s

mer

tegi

ven

de

pro

lap

s fo

rsvi

nd

er

den

oft

est

af s

ig s

elv

igen

.

Page 94: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Hvo

rnår

ge læ

ge?

Læge

n k

an a

fkla

re o

m d

er e

r ta

le o

m a

lmin

del

ige

rygs

mer

ter

elle

r en

mer

e a

lvo

rlig

tils

tan

d. E

r d

u b

ekym

ret

for

din

e

rygs

mer

ter,

og

usi

kker

hvo

rdan

du

ska

l hån

dte

re d

em, s

å ka

n

det

re e

n g

od

idé

at o

psø

ge læ

gen

, så

du

får

afk

lari

ng.

Hvi

s d

u h

ar s

være

sm

erte

r d

er e

r ti

ltag

end

e o

g so

m e

vt. g

ør

dig

uti

lpas

Hvi

s d

u h

ar p

rob

lem

er m

ed a

t ko

ntr

olle

re v

and

lad

nin

g el

ler

affø

rin

g

Hvi

s d

u f

x ve

d t

oile

tbes

øg

rker

at

du

er

føle

lses

løs

om

krin

g

end

etar

m e

ller

køn

sorg

aner

Hvi

s d

u o

ple

ver

føle

lses

løsh

ed, p

rikk

en, s

nu

rren

elle

r st

ikke

n

elle

r sv

agh

ed i

ben

ene

Hvi

s d

u o

ple

ver

plu

dse

lige

pro

ble

mer

med

at

styr

e d

ine

ben

Hvi

s d

u p

lud

selig

t o

ple

ver

ned

sat

kraf

t i b

enen

e

Gen

ere

l uti

lpas

hed

og/

elle

r p

lud

selig

t væ

gtta

b

Når

uh

eld

et e

r u

de.

.

Ved

aku

tte

ryg

smer

ter

kan

du

med

fo

rdel

:

Bru

ge d

e m

idle

r ti

l at

kon

tro

llere

sm

erte

n m

ed, s

om

du

erfa

rer

virk

er; f

x sm

erte

still

end

e m

edic

in, u

dst

rækn

ing

og

kuld

e/va

rme.

Du

kan

ogs

å p

røve

beh

and

ling

såso

m

mas

sage

, man

ipu

lati

on

(fx

kir

op

rakt

or)

, aku

pu

nkt

ur

etc.

Vir

ker

beh

and

linge

n ik

ke e

fte

r 3

-4 g

ange

, så

virk

er d

en

san

dsy

nlig

vis

ikke

.

Mo

der

ere

din

e ak

tivi

tete

r lid

t d

e fø

rste

par

dag

e, h

vis

det

er

dve

nd

igt.

Forb

live

op

peg

åen

de

og

i gan

g o

g i d

et h

ele

tag

et f

ort

sætt

e

med

dit

liv

som

no

rmal

t

re a

lsid

ig i

din

e ak

tivi

tete

r, s

å d

u ik

ke f

orb

liver

i én

sti

llin

g

for

læn

ge (

fx s

idd

er o

ver

lan

g ti

d).

Fo

rker

te b

evæ

gels

er e

ller

still

inge

r fi

nd

es ik

ke –

hel

ler

ikke

sel

vom

de

gør

on

dt,

- b

are

sørg

fo

r at

var

iere

din

e b

evæ

gels

er o

g sk

ift

still

ing

oft

e.

Page 95: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Appendix 2:

Pamphlet with general stretching exercises

(Study I)

Page 96: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Træningsvejledning

Det er vigtigt, at du er instrueret af en fysio- eller ergoterapeut i at udføre øvelserne.

Bevægelighedsøvelser til patienter med lænderygsmerter

Rigshospitalet-GlostrupKlinik for Ergo- og Fysioterapi

1

August 2017

.

Rigshospitalet-Glostrup Fysioterapiafsnittet

Tlf. nr: 38 63 30 92E-mail: [email protected]: www.rigshospitalet.dk

UdspændingsøvelserI denne pjece finder du forskellige strækøvelser. Strækøvelserne kan være med til at opretholde din normale bevægelighed, og de kan lindre smerten i stram og opspændt muskulatur.

I samråd med fysioterapeuten udvælges øvelser specielt til dig. Øvelserne skal ses som et sup-plement til dine almindelige dagligdags bevægelser. Du kan vælge at lave øvelserne hver dag eller en gang i mellem, når du har overskud og energi til det. Husk at: ’Selv den længste rejse begynder med et skridt…’

Bevægelighedsøvelser for ryggen

Øvelse 1Sid yderst på en stol. Rund så meget du kan og hold stillingen et par sekunder. Svaj så meget du kan og hold stillingen et par sekunder.

Page 97: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Rigshospitalet-GlostrupKlinik for Ergo- og Fysioterapi

2

Øvelse 2.1Stå på alle fire. Rund så meget du kan og hold stillingen et par sekunder.

Øvelse 2.2Svaj så meget du kan og hold stillingen et par sekunder.

Øvelse 3.1Knæalbuestående. Rund så meget du kan og hold stillingen et par sekunder.

Øvelse 3.2Svaj så meget du kan og hold stillingen et par sekunder.

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Rigshospitalet-GlostrupKlinik for Ergo- og Fysioterapi

3

Øvelse 4Stå på alle fire. Træk hofte op mod skulder i den ene side. Kig efter den optrukne hofte. Gentag til modsat side.

Udspænding af ryggens muskulatur

Øvelse 5Rygliggende. Træk begge knæ mod maven.

Øvelse 6Sid på knæ. Før kroppen frem ned mod underlaget. Lad hovedet hvile mod underla-get. Armene kan placeres bagud eller fremad.

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Rigshospitalet-GlostrupKlinik for Ergo- og Fysioterapi

4

Øvelse 7Sid på en stol. Bøj forover og forsøg at få fat i begge ankler/stoleben.

Øvelse 8Rygliggende med bøjede ben. Før højre ben over venstre og træk mod højre. Gentag til modsat side.

Øvelse 9Stå med det ene ben krydset foran det andet. Løft armen over hovedet og læn kroppen over til modsat side.

Page 100: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Rigshospitalet-GlostrupKlinik for Ergo- og Fysioterapi

5

Øvelse 10Rygliggende med bøjede ben. Roter begge ben til en side og hold modsatte skulder i underlaget.

Udspænding af haser

Øvelse 11Sid yderst på en stolekant. Stræk det ene ben frem med hælen i underlaget. Hæld kroppen frem.

Udspænding af lårets forside

Øvelse 12Sideliggende med nederste ben bøjet. Tag fat om anklen på det øverste ben og træk benet bagud. Gentag på modsat side.

Udspænding af ballens muskulatur

Øvelse 13Rygliggende med bøjede ben. Sæt den ene fod på en væg og læg den anden fod på knæet.

Page 101: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Rigshospitalet-GlostrupKlinik for Ergo- og Fysioterapi

6

Øvelse 14Rygliggende med bøjede ben. Læg den ene fod på modsatte bens knæ. Løft knæet mod maven og hold om låret.

Udspænding af mavens muskulatur

Øvelse 15Maveliggende med albuerne i underlaget. Før ryggen bagud.

Udspænding af brystmuskulatur

Øvelse 16Stående i dørkarm med armene placeret vandret. Før brystkassen frem.

Udspænding af hoftens forside

Øvelse 17Stående med det ene ben på stol. Før hoften frem.

Page 102: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Appendix 3:

Baseline questionnaire

(Study I)

Page 103: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan
Page 104: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan
Page 105: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan
Page 106: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan
Page 107: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Appendix 4:

Interview guide

(Study II)

Page 108: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan
Page 109: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Appendix 5:

Example of an Evidence Table

(Study III)

Page 110: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Evid

en

ce

ta

ble

s

Ta

ble

1:

Wo

rke

r’s

co

mp

en

sa

tio

n

Ta

ble

1:

Wo

rke

r’s

co

mp

en

sa

tio

n (

n=

22

)

Au

tho

rs

Ke

y f

ind

ing

s

[R

evie

we

rs’ co

mm

ents

in

ita

lics in

sq

ua

re b

rackets

] S

pare

co

lum

n

C

ord

en A

&

Sa

insbu

ry R

(200

1)

Q

ual.

Pro

ject:

• d

iscu

ssio

ns

with

ke

y

adm

in. sta

ff

• in

terv

iew

s

with

clie

nts

(n=

34

)

• g

roup

exe

rcis

es w

ith

adm

in. sta

ff

Inca

pa

cit

y b

en

efi

ts a

nd

wo

rk in

ce

nti

ve

s

Indiv

. In

terv

iew

s:

Pa

rtic

ipan

ts i

n w

ere

peo

ple

wh

o h

ad

bee

n d

oin

g s

om

e k

ind o

f th

era

pe

utic w

ork

fo

r som

e

tim

e a

t th

e p

oin

t of th

e inte

rvie

w.

’Th

e w

ork

in

centive

me

asu

res c

ove

red

in

th

e r

ese

arc

h a

re d

esig

ned p

art

ly t

o r

edu

ce r

isk a

nd u

nce

rta

inty

. C

lients

em

ph

asis

ed t

he im

port

ance

of m

ain

tain

ing

inco

me s

ecurity

and

ade

qu

acy,

and o

bsta

cle

s p

erc

eiv

ed

inclu

de

d:

• th

e r

isk o

f lo

sin

g in

cap

acity b

en

efits

alto

ge

ther

• a r

isky tra

nsitio

n p

erio

d in

movin

g o

ff in

cap

acity b

en

efits

onto

earn

ings

• b

elie

f th

at th

ey w

ere

una

ble

to

aff

ord

wo

rk

• b

elie

f th

at

wo

rk w

ill n

ot le

ad

to

be

ing

be

tte

r off

bein

g u

na

ble

to s

usta

in p

aid

wo

rk

• n

ot u

nd

ers

tand

ing th

e o

ppo

rtu

nitie

s a

nd

co

nstr

ain

ts o

f th

e b

en

efits

/ ta

x c

redits s

yste

ms’

[O

bst

acl

es f

or e

ng

ag

ing

in

wo

rk u

po

n r

ecei

vin

g b

enef

its

com

pri

sed

of

asp

ects

co

nce

rnin

g f

ina

nci

al

situ

ati

on

, b

elie

fs

tha

t it

wa

s n

ot

hel

pfu

l to

the

ir o

vera

ll si

tua

tio

n, u

nd

erst

an

din

g t

he

com

pen

sato

ry s

yste

ms,

ta

x a

nd

wo

rk r

egul

ati

on

s]

Fro

m O

penG

rey

Ole

inic

k A

et

al.

(

199

6)

Co

ho

rt

Fac

tors

aff

ecti

ng

fir

st

retu

rn t

o w

ork

fo

llo

win

g a

co

mp

en

sab

le o

cc

up

ati

on

al

bac

k i

nju

ry

Pa

rtic

ipan

ts h

ad

be

en d

isa

ble

d e

ith

er

</>

8 w

eeks d

ue

to

back inju

ry.

Be

yo

nd

8 w

eeks,

ag

e,

esta

blis

hm

en

t siz

e a

nd

, to

a le

sser

deg

ree,

wa

ge

co

mp

en

satio

n r

ate

pre

dic

t d

ura

tion

of

wo

rk d

isa

bili

ty.

Orig

inal se

arc

h

Page 111: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Ta

ble

1:

Wo

rke

r’s

co

mp

en

sa

tio

n (

n=

22

)

Au

tho

rs

Ke

y f

ind

ing

s

[R

evie

we

rs’ co

mm

ents

in

ita

lics in

sq

ua

re b

rackets

] S

pare

co

lum

n

(n=

86

28

)

Follo

w u

p a

t 4

ye

ars

’Th

e e

ffe

ct of

co

mp

ensa

tio

n r

ate

, a

lth

oug

h n

ot

sig

nific

ant fo

r a

ny s

ing

le s

ub

cate

go

ry o

f w

eekly

co

mp

en

satio

n,

sug

ge

sts

th

at h

igh a

nd

low

co

mp

en

satio

n r

ate

s influ

en

ce r

etu

rn t

o w

ork

. W

ork

ers

in t

he

tw

o

low

est g

roup

s r

etu

rn e

arlie

r th

an t

he 6

4.4

% o

f w

ork

ers

in t

he r

ang

e $

15

0-3

49,

wh

ile t

hose

at th

e u

pp

er

end

retu

rn late

r.’

[Hig

h w

ag

e co

mp

ensa

tio

n r

ate

s m

ay

be

an

ob

sta

cle

for

RTW

. Es

tab

lish

men

t si

ze m

ay

als

o i

nfl

uen

ce d

ura

tio

n o

f d

isa

bili

ty.]

Me

rrill

A.P

(1

99

7)

Critica

l re

vie

w

Wo

rke

r's c

om

pe

ns

ati

on

, liti

gati

on

, a

nd

em

plo

ym

en

t fa

cto

rs in

re

turn

to

wo

rk

Qu

ote

: ‘O

ve

rall,

th

e lite

ratu

re e

xa

min

ing

th

e e

ffect of

wo

rkers

' com

pen

sation

on

re

turn

to

wo

rk is

incon

clu

siv

e.’

Stu

die

s in

clu

de

d in

th

e r

evie

w v

ary

in

te

rms o

f o

utc

om

e v

ariab

les, m

eth

ods a

nd

de

sig

n a

nd

ha

ve

ob

vio

us

fla

ws o

r sh

ort

com

ing in

ord

er

to d

ete

rmin

e w

heth

er

or

not

an a

ssocia

tion e

xis

ts.

[Wo

rker

’s c

om

pen

sati

on

can

no

t b

e d

eter

min

ed t

o b

e a

n o

bst

acl

e fo

r R

TW b

ase

d o

n t

he

retr

ieve

d e

vide

nce

bec

au

se

this

is in

con

clu

sive

an

d t

he

qu

alit

y o

f th

e in

clu

ded

stu

dies

is p

oor

.]

Orig

inal se

arc

h

To

lliso

n D

et

al.

(1

99

3)

Co

ho

rt w

ith

6

mo

nth

s f

ollo

w-

up

(n=

61

)

Co

mp

en

sa

tio

n s

tatu

s a

s a

pre

dic

tor

of

ou

tco

me

in

no

n-s

urg

icall

y t

rea

ted

lo

w b

ac

k in

jury

Pa

rtic

ipan

ts w

ere

e

ith

er

receiv

ers

o

r n

on

re

ceiv

ers

o

f co

mp

en

satio

n w

ag

e,

sig

ned

u

p fo

r a

fu

nctio

na

l re

sto

ration

pro

gra

m.

At

6 m

onth

s f

ollo

w-u

p,

pain

ra

tes h

ad

decre

ased

mo

re a

mo

ng

non

-com

pen

sate

d w

ork

ers

(sig

nific

ant

diff)

a

lth

ou

gh m

edic

ine inta

ke w

as h

igh

er

am

ong

com

pen

sate

d w

ork

ers

(d

iff no

t sig

nific

ant)

.

Mo

re w

ork

ers

in

th

e n

on-c

om

pe

nsa

ted

gro

up

retu

rne

d t

o w

ork

at

dis

ch

arg

e t

han

in

th

e c

om

pe

nsate

d g

roup

(31%

vs. 1

3%

P=

0.0

8)

bu

t n

o d

iffe

rence w

as s

een

at 6

mo

nth

s (

52%

vs. 50

%).

[Up

on

dis

cha

rge

fro

m a

fu

nct

ion

al r

esto

rati

on

pro

gra

m,

sig

nif

ica

ntl

y m

ore

wo

rker

s fr

om

th

e n

on

-co

mp

ensa

ted

gro

up

re

turn

ed t

o w

ork

how

ever

, no

dif

fere

nce

exi

sted

at

6 m

on

ths.

Th

us,

bei

ng

co

mp

ensa

ted

ma

y b

e a

n o

bst

acl

e fo

r ti

mel

y R

TW b

ut

no

t fo

r R

TW in

gen

era

l]

Fro

m E

xp

ert

Lis

t

Page 112: PhD Thesis - Fysio€¦ · This work presented in this PhD thesis was conducted from 2011-2016 at the Centre for Rheumatology and Spine Diseases, Rigshopitalet Glostrup, and at Metropolitan

Published Studies

Paper I