philippine army journal 1st quarter 2013
TRANSCRIPT
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The Road to Profciency:The PGS Prociency Report of the Philippine Armyby THE Army GovErnAncE And STrATEGy mAnAGEmEnT officE (AGSmo)
The ARMY
JOURNAL
After-Activity Report on thePhilippine Armys Journey towardsPGS Profciencyby JACKIE LyN N NUNAG, Army GovErNANCE
ANd StrAtEGy mANAGEmENt offICE (AGSmo)
Non-International Armed Conictsin the Philippinesby LtGEN rAymUNdo b fErrEr AfP &
LtC rANdoLPH G CAbANGbANG (INf) PA
A Case for Increasing theAustralian Defense Training Aid tothe Philippinesby LtC romEo N bAUtIStA III (INf) PA
The Sabah Claim: A Historical andFactual Narrativeby mAJ WILfrEdo b mANALANG III (mI) PA
The Asian Arms Raceby mAJ LEAH L SANtIAGo (fA) PA
The Relationship between TerrorGroups and the Media: Its Impactin Combating the Terrorist Threatsby mAJ mArIA vICtorIA b AGoNCILLo (CAv) PA
tHE ACAdEmIC JoUrNAL of tHE PHILIPPINE Army
January - March 201
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EdItorIAL boArd
LTGEN NOEL A COBALLES AFP
ChairmanMGEN MAXIMO G CARO AFP
Vice Chairman
COL GERRY P AMANTE GSC (OS) PA
Secretary
COL MACAIROG S ALBERTO GSC (MI) PA
COL MELQUIADES L FELICIANO GSC (INF) PA
COL RAMIRO MANUEL A REY GSC (INF) PA
LTC RANDOLPH G CABANGBANG (INF) PA
Members
EdItorIAL StAffCOL GERRY P AMANTE GSC (OS) PA
Editor-in-Chief
MAJ RUEL G ROMBAOA (INF) PA
Managing Editor
LTC VINCE JAMES DG BANTILAN (MI) PA
MAJ JIMMY V JIMENEZ (INF) PA
MAJ BENJAMIN C SOLIS JR (INF) PA
MAJ CRIZALDO A FERNANDEZ (INF) PA
Associate Editors
LINUS VAN O PLATA
Copy Editor & Circulation Manager
WARLOU JOYCE S ANTONIO
MA. KATHLEEN C CABAL
MA. PATRICIA M LANSANG
AIS LYNN FABIOLA G MANUEL
Proofreaders
HARRY JAMES A CREOLayout Artist
The Army Journal is an academic journal published quarterly by Headquarters, PhilippineArmy with the Army Governance and Strategy Management Ofce (AGSMO) as the ofce of
primary responsibility. It serves as a tool to publish original research or related literature on
subjects relevant to the PA or the Armed Forces of the Philippines (AFP). It also makes such
information available to other scholars and researchers. Furthermore, the journal contributes
to the advancement and extent of knowledge in the PA or the AFP in particular and the
Philippine society in general.
The views expressed herein are those of the authors and do not necessarily reect the ofcial
position of the Philippine Army. The Editorial Board ensures accuracy of the information
contained herein, but does not accept responsibility for errors and omissions. The authors are
responsible for the accuracy and source documentation of the material that they provide. The
Army Journal reserves the right to edit the materials.
Submissions are not limited to the ofcers, enlisted personnel, and civilian employees of the
Philippine Army and the Armed Forces of the Philippines. Articles, notes from the readers,
and book reviews by other writers outside the PA are highly encouraged and would be greatly
appreciated. Please send them to:
The Editor, The ARMY JOURNAL
Army Governance and Strategy Management Ofce (AGSMO), Philippine Army
Fort Andres Bonifacio, Metro Manila
E-mail: [email protected]
IN tHIS ISSUE
1 TheRoadtoProciency:ThePGSProciencyReportofthePhilippineArmy
(Executive Summary)by JACKIE LYN N NUNAG, Army Governance and Strategy Management Ofce
(AGSmo)
7 After-ActivityReportonthePhilippineArmysJourneytowardsPGS
Prociencyby JACKIE LYN N NUNAG, Army Governance and Strategy Management Ofce
(AGSmo)
17 Non-InternationalArmedConictsinthePhilippines LTGEn rAymUndo b fErrEr AfP
& LTc rAndoLPH G cAbAnGbAnG (inf) PA
27 A Case for Increasing the Australian Defense Training Aid to the Philippines LTc romEo n bAUTiSTA iii (inf) PA
35 TheSabahClaim:AHistoricalandFactualNarrative mAJ WiLfrEdo b mAnALAnG iii (mi) PA
45 The Asian Arms Race mAJ LEAH L SAnTiAGo (fA) PA
59 TheRelationshipbetweenTerrorGroupsandtheMedia:ItsImpactin
Combating the Terrorist Threatsb mAJ mAriA vicToriA b AGonciLLo (cAv) PA
The ARMY
JOURNAL
on THE covEr:
d. Jesus Estasla
(Chairman, Institute
for Solidarity in Asia)
and LTGEn noEL
A cobALLES
(Commanding General,
Philippine Army) placethe third heart on the Armys Performance
Governance System (PGS) plaque, symbolizing
the third stage in the PGS Pathway that the
organization has successfully passed last 19
March 2013 at the Public Governance Forum.
(Photo by OACPA, PA)
TiP: SCAN THECODE USING YOURSMARTPHONETO VISIT THEPHILIPPINE ARMYSOFFICIAL WEBSITE.
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EdItorS NotE:A frESH Army JoUrNAL
The Army Journal is a venue for academic discourse that serves a three-fold purpose: one, it serves as a tool to
publish research or related literature on subjects relevant to the Philippine Army; two, it makes information
available to other parties for the fur therance of their scholarly pursuits; lastly, it contributes to the advancement
and extent of knowledge of the Philippine Army in particular and the Philippine Society in general. All thesepurposes fulll the Armys strategic objectives under the Army Transformation Roadmap (ATR) to engage and
partner with key stakeholders, develop and communicate a brand image consistent with the Armys Core Values,
and become a professional Army loved by the people.
This issue of the Army Journal - and the succeeding issues, henceforth - puts on a fresh face in many ways: rst: it
is now being managed by the Army Governance and Strategy Management Ofce (AGSMO), an ofce created
last October of 2012 to ensure the success and sustainability of the Army Transformation Roadmap; second, the
articles go through a systematic process of peer-review and editing to ensure that they represent more scholarly
outputs; and third, it introduces a new format that is aesthetically appealing, and intellectually stimulating.
For this issue, reports and perspectives on various topics and in various levels are presented from the prog-
ress of the Philippine Army on its Performance Governance System Pathway (the framework on which the Army
Transformation Roadmap is anchored), to the various issues affecting not only state of affairs of the Philippine
Army but also those affecting the nation as a whole. We, therefore, invite our dear readers to par ticipate in the
discourse, so that we foster a healthy exchange of ideas, and together we can all contribute to the attainment of
our vision of a World Class Army tat is a source of National Pride by 2028.
COL GERRY P AMANTE GSC (OS) PA
Editor-in-Cief
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Background
For years, the Philippine Army (PA) has been hounded by issues and controversies that tarnished its image and
integrity. Through the involvement of a few in coup dtats, various cases of corruption, as well as the violation
of human rights, have been further magnied by the black propaganda of left leaning militants. Further, times are
changing and so are the needs of the nation. Although war ghting remains as the core function of the Armed
Forces, the Army is also increasingly expected to perform non-traditional roles in disaster response, peacekeeping
operations, and national development support.
tHE roAd to ProfICIENCy:tHE PGS ProfICIENCy rEPort
of tHE PHILIPPINE Armyby JAckiE Lyn n nUnAG, Army GovErnAncE And STrATEGy mAnAGEmEnT officE (AGSmo)
1
Atr CommItmENt CErEmoNy (28 NovEmbEr 2012). Major subordinate unit commanders and heads and chief
of ofces pledge their commitment to the transformation program of the Philippine Army. (Photo by OACPA)
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Army Vision: By 2028, A world-clAss Army thAt is A source of nAtionAl pride
Army core purpose: serVing the people, securing the lAnd
2
rationale for change and changeagenda
In view of these, the PA saw the need to reform
its ways and focus on addressing the following: (1)
improve public perceptions and meet the peoples
expectations; (2) be a better army; (3) synchronize
systems and processes to the Defense System ofManagement (DSOM), and support the thrusts of
the AFP Internal Peace and Security Plan Bayanihan
(IPSP); and (4) ensure organizational cohesion.
These very reasons led to the formulation the ATR
that highlights the commitment of the PA to pursue
genuine reforms founded on good governance
and performance excellence. It sets the focus on
the institution rather than individual personalities,
considers long-term strategies rather than short-term
tactics, and, approaches all matters from a systemsperspective in order to address interconnected
priorities instead single issues. Its primary purpose is
to transform the PA into a more capable, responsive,
reliable, and professional organization committed to its
mandate by addressing noted deciencies on systems,
organizational and individual levels.
components of transformation
This strategic shift in the management of the PAs
affairs is aimed at the attainment of the Armys ultimate
vision to be a world-class Army tat is a source
of national pride by 2028. The Army Governance
Charter articulates the concepts and principles
dening the character and purpose of the PA whilethe Army Strategy Map illustrates the strategy and
outlines the goals that must be achieved in order to
realize the vision. Furthermore, the Army Performance
Scorecard, which is what differentiates the ATR from
previous reform programs of the Army, is composed
of objectives, measures and performance targets that
translate the vision into actionable details to address
the strategy implementation gap.
army performance reportUsing this scorecard mechanism, the Army was able
to assess its performance for CY 2012 vis--vis the set
targets. Based on the Army Performance Scorecard
Report for CY 2012, out of the 25 performance
indicators, 7 or 28% of the indicators fall signicantly
short of their target or data is unavailable; 15 or 60%
Atr bASE CAmPS. Since the ATR is a long-term plan, the Army identiedfour (4) base camps from the time the ATR was conceived in April 2010
up to 2028, the vision year. (Diagram by OG5, PA and AGSMO)
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Army Vision: By 2028, A world-clAss Army thAt is A source of nAtionAl pride 3
Army core purpose: serVing the people, securing the lAnd
fall just below the expected targets; while 3 or 12%
meet or exceed their target.
In spite of these improvements, there is still a need
to further rene some of the performance indicators,
especially in terms of validity and reliability of data. By
having a valid tool and an appropriate representation
of the target respondent or data source, the PA will
also be able to generalize claims in the analysis of its
performance.
performance drivers
The PA has developed and implemented strategic
programs to drive these performance measures
and attain the desired end-state. Based on the latest
Strategic Program Review, 31% or 5 out of these 16
strategic initiatives fall signicantly short of targets,
while 69% or 11 of the 16 strategic initiatives fall just
below expected targets.
Because of this, the PA saw the need to conduct
a more in-depth review of the different strategic
initiatives and their impact on the performance
indicators of the enterprise scorecard. This requires
determining which among the sixteen (16) initiatives
should be managed at the strategic level, and at the
ofce level only. Signicant changes in the initiatives and
resources should also be taken into consideration todrive improvement.
pa strategy management system
Based on the results of the strategy and strategic
program review, the Army needs to improve the
validity and reliability of the indicators, focus on
Army GovErNANCE CHArtEr ANd StrAtEGy mAP. While the Charter articulates the concepts and principles dening the character and
purpose of the Army, the Strategy Map visually captures the organizations strategy to realize its vision. (Diagram by OG5, PA and AGSMO
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attaining 2013 targets, and to conduct of periodic
review of strategic performance. In this regard, the PA
formulated the PA Strategic Management System (PA
SMS) to harmonize the two strategic management
tools adopted by the PA: the PGS and the Defense
System of Management (DSOM). Since both systemshave unique processes and deliverables, there is a
need to integrate them so that the PA can function
with utmost efciency and effectiveness. Hence, the PA
SMS was developed and approved on 20 May 2011
as the Standing Operating Procedure (SOP) No. 5,
and was later on revised to be SOP No. 4. DSOM is
reinforced and complemented by the PGS at the core
of the revised PA SMS. It is an overarching framework
that reconciles and governs the Philippine Armys
planning and operating systems in order to achieve itslong-term, medium-term, and annual goals. To ensure
the synchronized implementation of the different
functional systems, key PA SMS deliverables were
outlined with specic Army Staff designated as ofce of
primary responsibility (OPRs) that will assist the Army
Governance and Strategy Management System in the
overall implementation of the PA SMS.
army governance and strategymanagement office
Another key step towards the Armys PGS Prociency
journey is the establishment of the Army Governance
and Strategy Management Ofce (AGSMO).
During the initial stages of the ATR, the Army Plans
Division (OG5 PA) took the pr imary responsibility
of advocating and implementing the ATR. However,
as the responsibilities in pursuing the ATR increased
and involved more cross-functional processes, the
need for an ofce of strategy management arose.
Thus, the Army organized the Army Governance
and Strategy Management Ofce last October 2012,
Army GovErNANCE ANd StrAtEGy mANAGEmENt offICE (AGSmo).
This ofce manages the implementation of the ATR. (Photo by AGSMO)
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Army Vision: By 2028, A world-clAss Army thAt is A source of nAtionAl pride 5
Army core purpose: serVing the people, securing the lAnd
which now serves as the principal staff assistant of
the Commanding General in all matters pertaining
to governance and strategy implementation. In the
exercise of this mandate, AGSMO reports to the Chief
of Staff, PA, and directly coordinates with the staff. It is
the ofce responsible for the execution of the PA SMS,
and as such, the focal point in the ATR implementation.
monitoring and reporting mechanism
One of the core functions of the AGSMO is the
conduct of Strategy and Strategic Program Reviews as
part of the PA SMS framework. The Strategy Review
is done to evaluate the performance status of each
measure vis--vis the strategic objectives; while the
Strategic Program Review is conducted to evaluate the
status of strategic programs vis--vis the performanceindicators. These reviews start with AGSMO
consolidating the reports of concerned ofces, which
is followed by the HPA Staff evaluation. Afterwards,
it will be forwarded to CGPA for his guidance, and
then the performance report is presented to the PA
Multi-Sector Advisory Board (PA MSAB) for their
information and additional inputs or advice. The
feedback gathered during the series of presentations
will be incorporated by AGSMO in the preparation of
the nal report and recommendations for approval of
the CGPA.
alignment mechanisms
Another key element in the successful implementation
of the ATR is alignment. The PA has achieved
organizational alignment by cascading the ATR,
linking the budget to strategy, and communicating it
consistently.
Alignment of the organization involves creating a
synergy between units by pursuing a commonality of
interests and functions. Towards this end, the PA has
cascaded the ATR to all the units of the PA all over the
country from 07 March 2012 to 10 February 2013.
Second level cascading was done in 35 HPA ofces, 27
major subordinate units, and 816 army personnel.
Next is linking budget to the strategy. Looking at the
PA SMS, the development of budget is anchored
SPrEAdING trANSformAtIoN. ATR Cascading Workshop at the 2nd Mechanized Infantry Brigade,
LAD, PA, Maria Cristina, Balo-I, Lanao del Norte (08-10 February 2013). (Photo by AGSMO)
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on the crafted strategy and the capability and
organizational plans. Based on the Annual Plan and
Budget (APB) for Fiscal Year 2013, 94.98% or 38.50
billion out of the 40.61 billion total budget of the
PA budget is aligned to the ATR. Moreover, strategy-
budget alignment is also expressed in the developmentof the PA medium-term program 2014 - 2019 as
manifested in its Program Objectives Memorandum.
The resulting medium-term program that specically
aims to institutionalize DSOM and PGS processes
among others, requires a total of 314.53 billion pesos.
The PA also aligned its units to the ATR by
communicating it. This was done with the PA
Command Information Mechanisms based on the
Army Civil-Military Operation framework and the
communication plan called BREAKTHROUGHRESULTS ALPHA.
plans moving forward
Determined to attain its ultimate goal, the PA came
up with plans that will help sustain its transformation
agenda. These are intended to make sure that the
Army successfully implements the ATR and, in short-
term, realize the 2013 base camp to have a disciplined
and motivated Army capable of addressing all internal
security threats. The plans include the following:
(1) Empowerment of Small Unit Leaders;
(2) Establishment of Performance Scorecard
Management Information System; and
(3) Governance Pathway for Army Units;
However, the PA is also focused on attaining set
performance targets for the next three years, and lay
down the building blocks to attain the 2016 base camp
to be a well-equipped Army that has established a
respectable image in Southeast Asia. To be a relevant
force in the Southeast Asia, the PA shall implement
its Capability Development Plan. It will strengthenits engagement with its local and international
stakeholders, and endeavor to be full mission-capable
in terms of internal peace and security operations.
All of these are aimed to institutionalize good
governance and performance excellence practices in
the organization, and to make this culture of ATR, the
culture of the Philippine Army.
aBout the author
Jacie Lyn N Nunag is Defense Research Ofcer I at the Army Governance and Strategy Management Ofce
(AGSMO). She is a graduate of BA Public Administration at the University of the Philippines Diliman.
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2AftEr-ACtIvIty rEPort oN tHEPHILIPPINE ArmyS JoUrNEy
toWArdS PGS ProfICIENCyby JAckiE Lyn n nUnAG, Army GovErnAncE And STrATEGy mAnAGEmEnT officE (AGSmo)
i. introductionThe Army Transformation Roadmap (ATR) is based on the Performance Governance System (PGS), which
espouses a performance-based good governance culture. Through the PGS, the ATR promotes an Army that is
institution-led and not personality-driven; thinks of long-term rather than of short-term strategies; and pursues
interconnected, sustained, and continuous priorities instead of single issues. The Philippine Armys progress
in institutionalizing the culture of good governance and performance excellence in the entire organization is
guided by the four-way PGS Pathway. After it was awarded the Initiated and Compliant Status last 23 September
LEtS tALK AboUt CHANGE. LTGEN NOEL A COBALLES AFP, Commanding General of the Philippine Army, repo
on the progress of Army transformation at the Public Governance Forum on 19 March 2013. (Photo by OACPA)
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2010 and 14 October 2011, respectively, the PA
has relentlessly persevered to hurdle the next stage,
Prociency, to bring about change in the management
and conduct of its affairs.
With the activation of the Army Governance
and Strategy Management Ofce (AGSMO), the
requirement of the Prociency stage of establishing
an ofce of strategy management had already been
satised. Hence, determined that the PA is prepared to
comply with the rest of the requirements of being PGS
Procient, then Commanding General of the Philippine
Army (CGPA) approved the PAs pursuance of the
Prociency Stage. Thus, in response to the invitation
of the Institute for Solidarity in Asia (ISA) President,
Mr Francisco C Eizmendi Jr, to participate in the Public
Governance Forum on 19 March 2013, the PA sent aletter of conrmation to undergo the PGS Prociency
Evaluation Process.
ii. oBjective
Undergoing the PGS Prociency Evaluation Process
is essential in validating the PAs Prociency level. This
will confer with the Procient Status and subsequently
advance to Institutionalization, the last stage of the PGS
Pathway.
iii. the pgs proficiency evaluationprocess
To successfully obtain the Procient Status, the PA
has to undergo the rigid PGS Prociency Evaluation
Process, which is a 3-step procedure that includes: (a)
Self-Assessment; (b) Third-Party Audit; and (c) Public
Revalida.
The rst stage is the self-assessment, which consists of
the following: strategic readiness test, focused group
discussion and interviews. This phase of the process is
essential in determining the PAs progress in terms of
embedding the PGS in the organization.
The third-party audit is designed to validate the level
of Prociency of the PA by ensuring that the elements
of this stage are present and operational. The result
of the third-party audit will then determine the PAs
advancement to the last par t of the process, the Public
Revalida.
The Public Revalida is the nal step towards the
conferral of the Prociency Stage, which is validated by
a panel of exper ts from different sectors of society.
Serving as the PAs guide in these processes is the
presence of the following PGS Prociency elements:
Ofce of Strategy Management1.
Functional Scorecards2.
Further Cascading3.
Consistent Communication4.
Link to Budget5.
Operations Review6.
Strategy Review7.
Functional MSGC8.
iv. results
A. Self-ASSeSSment
The self-assessment phase started with the
distribution of the survey questionnaires for the
Strategic Readiness Test star ting 16 January 2013. The
PA employed the use of online and paper and pen
survey, generating a total of 109 respondents. The
respondents prole is summarized in the table below:
PERSONAL INFORMATIONBY POSITION
Senior Leader 2
Leader 5
Assistant to Leader 15
Supervisor 50
Staff 37
TOTAL 109
BY DESIGNATION
General Headquarters 50
Combat Units 11
Combat Support Units 19
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PERSONAL INFORMATIONService Support Units 29
TOTAL 109
BY MEMBERSHIP
Ofcer 78
Enlisted Personnel 19
Non-uniformed personnel 12
TOTAL 109
ATTENDANCE TO ATR SESSIONS
Has attended at least one ATR Session 104
Has not attended any ATR Session 5
TOTAL 109
Another tool for the self-assessment is the focus
group discussion held last 29 January 2013, which
was facilitated by Ms Ma Socorro L Escueta fromISA. During this activity, the members of the technical
working group were asked about the accomplishments
of the ATR after almost three years of implementation.
The group was also asked about the notable changes
brought about by the establishment of AGSMO.
Accordingly, the creation of a separate ofce that
oversees the cross-functional processes related to
strategy management is a good move to ensure the
progress of the ATR.
For the interviews, the following personalities wereinterviewed to further determine the level of
Prociency of the PA:
INTERvIEWEE DATELTGEN NOEL A COBALLES AFP 01 Feb. 2013
MGEN NICANOR E DOLOJAN AFP 29 Jan. 2013
COL GERRY P AMANTE (OS) GSC PA 29 Jan. 2013
MS SAMIRA ALI GUTOC-TOMAWIS 01 Feb. 2013
From the results of the aforementioned activities, ISA
came up with an initial prociency evaluation report.According to the said repor t, the components of the
ATR have already demonstrated real, transformative
and attainable attributes with the organization focusing
on internal development in terms of clarity of strategy.
There is also a sense of ownership of the strategy from
the top leadership down to the lower units.
For the Ofce of Strategy Management, the
smooth transition of the function of managing the
implementation of the ATR from Plans Division (OG5)
to the Army Governance and Strategy Management
Ofce (AGSMO) was observed. This was attributed
to the proper keeping in place of the formers systemsand processes. Through the creation of AGSMO,
it is apparent that more focus is given on strategy
execution.
The report also cited that the Army Performance
Scorecard is already operational, and that it is
continuously being improved, along with its subsidiaries
This is being done to enhance the validity of the
performance measures.
On fur ther cascading, it was reported that the PA
is capable of conducting cascading workshops to
generate the scorecards of infantry divisions. Also, a
distinct observation is the PAs creation of modules
and templates to help make the PGS more suitable to
military culture and conditions.
The PAs internal communications on the other hand,
is deemed as one of its strongest feature. This was
observed through the effective use of the components
of the ATR in speeches, documents, and reports. It was
also noted that social media has been the main channe
in communicating the ATR externally. However, the use
of social media still needs to be improved.
Furthermore, the ATRs link to the PA budget is
ensured through the inclusion of AGSMO in the
program and budget advisory committee. This
guarantees that the ATR strategic initiatives that drive
performance measures are actually funded.
Other than that, the monitoring of the performance
of these initiatives and the performance measures
is ascertained through the conduct of strategy andstrategic programs (operations) review.
Lastly, the regular conduct of the PA Multi-Sector
Advisory Board (MSAB) meetings and the productive
results of these meetings demonstrated the presence
of a functional multi-sector governance coalition
(MSGC) in the PA.
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Based on these observations, it was determined that the PA is eligible to proceed to the next phase of the
evaluation process. The initial performance evaluation repor t was then forwarded to the third-party auditors to
serve as their guide.
B. third-PArty Audit
For the third-party audit, select auditors from the Institute of Internal Auditors-Philippines (IIA-P) were
commissioned by ISA to verify if the aforementioned Prociency elements are present and operational, thus
determining their level of the entrenchment in the PA.
These auditors include the following:
Mr Amador Racpan1.
Mr Alvin Mendoza2.
Mr Mags Mendez3.
Ms Richel Mendoza4.
Mr Eric Ebro5.
Ms Tanya Teves6.
The kick-off meeting with the auditors was conducted last 25 Februar y 2013 wherein the AGSMO team
presented the overview of the ATR. The audit team then gave a short brieng on how they will conduct the
auditing process. On the same day, the team requested for the documents to demonstrate the presence of the
Prociency elements in the organization. The off-site auditing was from 25-27 February, while the on-site audit
was conducted from 28 February-01 March 2013. During the on-site auditing, the team visited the different
key HPA Staff and two of the major subordinate units, namely, the Light Armor Division (LAD) and Training and
Doctrine Command (TRADOC).
The table below provides a quick look on the ndings of the audit-team:
ELEMENT MAINASSESSMENT NOTES
Clarity of Strategy Good Practice
ATR is shown to be internalized well by those who are aware of it.
Systems have been placed to ensure sustainability and support from
the top. Cascading of vision and mission down the line must persist.
Alignment to AFP and DND strategy has to be validated.
Ofce of Strategy
ManagementGood Practice
The creation of a separate OSM is a good step towards the progress of
the ATR. Full utilization of the roles of the OSM to ensure sustainable
strategy execution, and improve on the systems and processes within
OSM, and its relation with other units should be looked into.
Functionality of
Scorecards Getting Started
Measures and data in the rst-level scorecard should be nalized and
made operational. Constant reviews and renements should be done for
second-level scorecards to be fully functional.
Further Cascading Emerging Best Practice
Enthusiastic effort to cascade the strategy covering all infantry divisions
is shown. This has become instrumental in the commitments of second-
level leaders to the CGPA. Continuous efforts to cascade the strategy
must be sustained.
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ELEMENT MAINASSESSMENT NOTES
Consistent
CommunicationEmerging Best Practice
There is good utilization of subliminal messages aimed at PAs internal
audience and active usage of new media. Feedback mechanisms for
internal and external communication could be strengthened.
Link to Budget Good Practice
Annual planning for the budget takes into consideration the targets of
the ATR as quick win projects are also seen to be moving. Monitoring of
the initiatives progress is also being regularly done. Stronger internal
controls for funds outside GAA need to be established.
Monitoring
& Reporting
Mechanisms:
1. Operations Review
2. Strategy Review
Getting Started
Regularization of reviews have to be sustained while measures must be
operational and data inow more available. Analysis on how the impact
of measures or initiatives affects each other has to be strengthened.
Breakthrough results should be more present and communicated down
the line.
Functional MSGC Emerging Best Practice
Dynamic relationship with MSAB paves way for sustainment of the
ATR. Accountabilities are more permanently set. Duplicating ef fective
mechanisms such as the formation of a third-level MSAB could be
explored more.
According to the audit report submitted, the PAs consistent communication, MSAB, and fur ther cascading efforts
are emerging best practices, while the AGSMO and link of the ATR to PA budget are good practices.
C. revAlidA
Through the report and ndings of the audit team, the PA has qualied to proceed to the next and nal part of
the Prociency Evaluation Process.
Hence, last 19 March 2013, the PA participated in the Public Governance Forum, which was organized by ISA in
cooperation with the National Competitive Council. The Commanding General, Philippine Army, LTGEN NOEL A
COBALLES AFP, delivered the PAs revalida presentation at the Edsa Shangri-La Manila. Supporting him during the
public revalida were chiefs of the key HPA ofces.
The presentation lasted twenty (20) minutes, which was broken down into the following:
MINUTES ITEMS/CONTENT
2 minutes
CONTEXT SETTING (AVP or PPT Slides)
Current realities and reasons for adopting a good governance program
Strategic change agenda, or major transformations expected as a result of implementing the strategyMajor issues encountered in strategy implementation
3 minutes
PERFORMANCE PROGRESS OF THE ENTERPRISE STRATEGY
Highlight the critical elements of the strategy using the:
Charter Statement1.
Strategy Map2.
Governance Scorecard3.
Strategic Initiatives4.
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MINUTES ITEMS/CONTENT
3 minutes PA STRATEGIC MANAGEMENT SYSTEM
3 minutes
OFFICE OF STRATEGY MANAGEMENT
Creation and Sustainability of the Ofce for Strategy Management
Placement in the organization1.
OSM full-time plantilla2.OSM Part-time counterparts3.
Main functions and process ow in the OSM
Calendar of activities
3 minutes
MONITORING AND REPORTING MECHANISMS
Operations Review
Strategy Review
Multi Sector Governance Coalition
4 minutes
ALIGNMENT MECHANISMS
Scorecard Infrastructure
Status of Second level scorecards
Further cascading to lower unit levels
Link to Budget
How the strategy drives key strategic initiatives
Link initiatives and strategy to budget
Consistent Communication
Alignment of strategy to command guidance, key priorit ies, etc.
Communication materials and paraphernalia
2 minutes
PLANS MOVING FORWARD
Soft and hard benets attained as a result of using the PGS
Emerging best practices
2015 Commitments Emerging breakthrough results
Plans moving forward
The revalida presentation was immediately followed by the panel evaluation, wherein the panel members were
given ample time to raise questions and clarications, and provide inputs and recommendations. The panel was
composed of these select PGS and Balanced Scorecard experts and members of the PA Multi-Sector Advisory
Board (MSAB):
Dr. Jesus P. Estanislao1.Chairman, Institute for Solidarity in Asia & Institute for Corporate Directors (Panel Chair)
Mr. Pedro P. Benedicto Jr.2.President, Republic Surety & Insurance Co. Inc.
Mr. Gordon Alan Joseph3.
Director and CEO, Phil-Pacic Insurance Brokers
Asec. Danilo Francia4.Department of National Defense
Atty. Fe B. Barin5.Fellow, Institute for Corporate Directors
Ms. Doreen Yu6.Columnist, Philippine Star
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Ms. Solita Collas-Monsod7.Professor, University of the Philippines, School of Economics
Atty. Alexander Lacson8.Partner, Malcolm Law
Mr. Alber to A Lim9.Director, Development Bank of the Philippines
Thereafter, the aforementioned personalities deliberated on whether or not the PA has successfully completed
the Prociency requirements. Each panellist was given a score sheet in which they graded the PA based on the
revalida. The passing score for the revalida is 7.5, while it takes a rating of at least 8.5 for an organization to beconferred with a Governance Trailblazer seal.
After the panel deliberation, the PA garnered an over-all rating of 8.8 which enabled it to pass the PGS
Prociency Stage, and acquire the Silver Trailblazer Seal. The breakdown of this 8.8 mark is shown in the following
table:
rEvALIdAtEd. The Philippine Army passed the PGS Prociency Stage and acquired the Silver Trailblazer Seal at the Public Governance Forum.
Dr. Jesus Estanislao, Chairman of the Institute for Solidarity in Asia (ISA), awarded these distinctions to LTGEN COBALLES. (Photo by OACPA)
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CATEGORY REMARkS RATING
Commitment to
Transformation
The commitment in seeing the Army Transformation Roadmap (ATR) through is clearly
seen in the members of the Philippine Army (PA). Several panel members commended
the PA for showing their dedication to the ATR as seen in its progress and sustainment
despite changes in leadership. This connotes the enculturation of the transformation
program in the organization, rather than mere compliance to the demands of the
Commanding General (CGPA).
9.50
Ofce of
Strategy
Management
The panelists have noted the establishment of the Army Governance and Strategy
Management Ofce as a positive movement towards magnifying the needs of the
ATR and, at the same time, providing solutions to hit targets or amend the strategy. Its
set-up and organization is seen to be effective in so far as the ofce has been fullling
its roles as the OSM. Guarantees that would ensure sustainability of the ofce should,
however, be more evident.
9.19
Monitoring
and Reporting
Mechanisms
Internal monitoring of units and the analysis of the data gathered appears to be
present in the PA. While this is so, external body monitors that aims to check the
movement of targets should be an alternative that could be looked into. As suggested
by one panelist, this mechanism could authenticate and provide more substance to
the ndings of AGSMO or the Inspector General of the PA. The panel noted that the
PA must strengthen the statistical assessment of the data of the scorecard such as in
percentage improvements. PA can strengthen how an improvement in one measure
or initiative affects another scorecard component. Nonetheless, the act of regular
reporting and monitoring is already a step forward in setting accountability within the
organization. With respect to the usage of data, assessment of the strategy, and the
operations should be able to provide assistance in decision-making, particularly in the
capability development aspect of the PA.
8.81
Accountability to
the MSGC
The panel has acknowledged the dynamic relationship of the Multisectoral Advisory
Board (MSAB) members with the PA. Due to the positive effect of the MSAB in
being a functioning tool towards improving the PA and keeping those in the rst and
second level units in check, duplication in the provinces must be done to ensure
that transformation is dispersed even in the grassroots level as the strategy is being
brought down.
8.81
Scorecard
Infrastructure
Functionality of the CGPA Scorecard has been recognized but it is apparent that
some measures such as the Quality Recruit Index should be reviewed. As noted by
one of the panel members, a more coherent way of gauging the movement of targets
should also be explored to provide a clear picture of where the PA is at, in relation to its
progress. Moreover, the thrust of the new CGPA, LTGEN NOEL A COBALLES, to bring
the scorecard down to the line should be pursued aggressively. Another panelist noted
that cascading must be a two way process and that inputs from the eld must enrich
the enterprise strategy.
8.88
Link to Budget
While there is a direct relation to the strategy and the budget, some of the panelists
were not very clear on the linkage of the PA to the Department of Budget andManagement and the Congress. It was mentioned that the allocation of funds for
strategic initiatives should be well-communicated to these two bodies to ensure that
the important ATR-related projects are factored in the approved GAA.
8.75
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CATEGORY REMARkS RATING
Consistent
Communication
The communication strategies for both the internal and external audience of the PA
are seen to be impressive. Some panelists have commended the approach to focus
on communicating the strategy to the lower units as this indicates the desire for
truly institutionalizing the ATR. In fact, it was relayed during the revalida that ofcers
assigned in far-ung areas such as Basilan and Samar know about the ATR and
have found their place in the strategy. External communications, on the other hand,
is seen to be well-conceptualized but public knowledge of the PAs efforts towards
transformation must be measured to ensure that the approach being used now is
successful.
8.63
Plans Moving
Forward
Efforts to cascade the strategy down to the individual have been highlighted as the
focus of the PA with regard to the ATR. For the panel members, it is clear that the
organization is certain on what they want and are consciously competent at their
work towards becoming a world-class Army that is a source of national pride.
Therefore, the PA needs to ensure sustainability and continue to improve in their
performance of the strategy.
9.06
v. recommendations
In view of the above, the following are recommended:
Ensure the sustainability of the ATR;1.
Monitor responsiveness of external communications;2.
Duplicate effective mechanisms like the MSAB in the provincial-level;3.
Strengthen review mechanisms of the objectives and measures in the Army Performance Scorecard;4.
Align the ATR with current realities through a Strategy Refresh;5.
Communicate stories of individuals to garner more external stakeholder support; and6.
Move towards PGS Institutionalization.7.
aBout the author
Ms Jacie Lyn N Nunag is Defense Research Ofcer I at the Army Governance and Strategy Management Ofce
(AGSMO), PA. She is a graduate of BA Public Administration at the University of the Philippines Diliman.
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3NoN-INtErNAtIoNAL ArmEdCoNfLICtS IN tHE PHILIPPINES1
by LTGEn rAymUndo b fErrEr AfP & LTc rAndoLPH G cAbAnGbAnG (inf) PA
Many US soldiers in the Joint Special Task Force -
Philippines (JSOTF-P) who had been deployed in
Afghanistan, Iraq, and other theaters of war have
repeatedly described the non-international armedconict (NIAC) in Mindanao to be par ticularly
complex. In a place where you have a strong gun
culture, where local residents are part-time insurgents,
and kinship ties serve as force multipliers, how indeed
do we distinguish civilians from armed insurgents?
This article discusses NIAC in the Philippines and,
towards the end, briey notes the challenges it poses
on the security sector in applying the rules of the
International Humanitarian Law (IHL). To provide
readers the basic framework in understanding thenature of conict in the Philippines, we begin with an
organizational level of analysis of the NIAC. However,
it must be noted that on the ground, that is, from the
individual and operational levels of analysis, it is not so
neatly delineated. For example, organizational identities
in southern Mindanao, unlike in the West, are highly
temporal and uid. Civilians could be recruited to work
seasonally for an insurgent group and then quickly and
seamlessly resume their civilian life after operations are
completed.
Added to this complexity are the changing
organizational labels civilians effortlessly assume
without much question. Some civilians may work for
one insurgent group that has an outstanding peace
agreement with the government, then on the same day
join a command structure of a known terrorist group,
and then very quickly switch to supporting relatives
and kin who belong to a group currently in peace
negotiation with the government.
Organizations in the Philippines revolve around
personalities rather than positions.2 We in the ArmedForces of the Philippines strive to have interoperability
among ourselves and our allies, but here is our enemy
for whom interoperability seems like second nature.
NIAC in the Philippines is largely a homegrown
phenomenon with some components heavily
inuenced by foreign elements. Conicts rooted in
ideologies outside the Philippines have been co-opted
to provide a philosophical justication for a grassroots-
driven insurgency.
This paper will primarily focus on two major NIAC
facing the Philippines for convenience, we shall call
them the two Ms: the Maoist group and the Moro
group. We will quickly trace their origins and describe
some of their basic strategy and structure.
The Communist Party of the Philippines (CPP) and
its armed wing, the New Peoples Army (NPA), use
a Maoist ideology to justify its armed struggle against
the government. The CPP is considered the biggest
threat in the security of the Philippines.3 Their scope is
nationwide. While strongest in the nor thern region of
the Philippines, the Maoist group also has a presence
in northern and eastern Mindanao where it tends
to target for recruitment farmers in the rural areas,
workers in mining industry, teachers, youth, women
groups, and many other segments in the working class
population that are vulnerable to the persuasion of the
Maoist ideology.
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The Moro group, on the other hand, limits itself to
southern Philippines. Like the CPP-NPA, it is also
homegrown a secessionist movement that has been
ghting for independence for more than a hundred
years now. Islamic ideology inspires its members to
ght for self-determination and recognition of theirethnic identity.
The Maoist and Moro groups both exploit conditions
of poverty and marginalization in marshalling their
armed struggle against the government. According
to the Asian Development Bank in 2008, about 26
million Filipinos out of 92 million live below the Asian
Poverty Line.4 In other words, they are living on about
USD1.35 per day. The poorest of the poor live in
Muslim Mindanao. The Muslim poor are par ticularly
marginalized from mainstream Filipino society and thisfuels much of their grievance against the Philippine
government. So while the Maoist group targets people
through their occupation, the Moro group on the other
hand appeals to ethnicity and shared history in their
recruitment efforts.
the maoist movement
The communist insurgency the longest-running
Maoist insurgency in the world is waged by the
Communist Party of the Philippines (CPP) and its
armed wing the New Peoples Army (NPA). In August
2002, the United States designated the NPA as a
foreign terrorist organization; not too long after, on
November 2005, so would the European Union.5 The
CPP-NPA, together with its legal arm, the National
Democratic Front of the Philippines (NDFP),6 seeks to
overthrow the Philippine government.
The CPP was established in 1968 as part of a larger
sociological wave that was then taking the world by
storm the rise of student activism in the 1960s and
1970s. However, many scholars argue that the roots
of the organization could be traced all the way back
to the Hukbalahap a contraction of the Filipino
term Hukbong Bayan Laban sa mga Hapon which
means Peoples Army against the Japanese.7 Also
known as the Huks, these ghters mobilized against
Japanese occupation. The Huks were largely farmers
from central Luzon, estimated by one source to have
about 15,000 to 20,000 active members and 50,000
in reserve in the ear ly 1940s. After World War II, theHuks moved on to wage a guerilla war against the
United States. By the early 1960s, the Huk campaign
began to wane and the Sino-Soviet split at that time
further fractured the group. The CPP established itself
separate from the Soviet-style organization and in
1969 renamed the remnants of the Huks as the New
Peoples Army. The current strength of the NPA is
estimated to be around 4,200.
The Maoist group believes that the power of the gun
is necessary to protect ordinary citizens from humanrights abuses perpetuated by the government and
local politicians. For the NPA, a protracted peoples
war would bring about the downfall of the status quo
and the Philippine government would be replaced by a
socialist state.
The modus operandi of the NPA involves
the targeting of foreign investors and
businesses for extortion, or what it
euphemistically terms as revolutionary taxes.
The ultimate goal is to drive these investors
out of the Philippines and to bankrupt the
economy. NPAs also admit to assassinate
individuals such as politicians, members of
the media, and other personalities they
deem to stand in the way of them in
attaining their objectives.
GEArING UP. Members of the leftist New Peoples Army (NPA) performing military
drills at an unidentied location in the Philippines. (Photo by Keith Bacongco)
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It is observed that the general trend of the rise and
fall of the CPP-NPA membership coincides with the
level of violence associated with each presidential
administration. During the Marcos era (1965 to
1986), rampant human rights abuses fueled the
rise of membership in the CPP-NPA. Followers ofMarx and Mao in Philippine colleges and universities
formed student organizations protesting the plight
of farmers in the countryside and the urban poor.
Anti-government activism was fashionable back in the
1970s. College students then did not carry cell phones.
Instead, they carried a small red book which they used
as a reference when they gathered together to talk
about the ideology of Mao Tse Tung and a classless
society.
In 1972, Marcos declared Martial Law and for thenext 13 years under that dictatorial leadership, the
CPP attracted many recruits. But the trend shifted in
1986 when Corazon Cory Aquino, the mother of the
current president Benigno Aquino III, came to power.
She became the rst woman president through the
seminal people power movement in 1986 which was
largely propelled by the outpouring of outrage against
Marcos over the assassination three years earlier of her
husband, Ninoy.8
Early into Corys term (1986 to 1992), ceasere
with the NPA was declared, political prisoners were
released, and peace talks with the CPP-NDF-NPA
were initiated. However, when the talks collapsed
in 1987, the NPA returned to arms. The situation
worsened when security forces violently dispersed and
killed some peasants rallying for land reform one year
after Cory assumed power. Acting under the advice of
the United States, Cory launched a total war against
the NPA.
Sustained military offensives successfully reduced the
communist forces from 25,200 in 1987 to 14,800 in
1991. A two-pronged strategy was used that could
be described in current counterinsurgency parlance
as hard power or military offensive and soft power or
socio-economic development. To aid matters along,
there were also brutal purges within the Maoist group
that further demoralized its rank and le.9
On 11 September 2001, the NPA declared an all-out
war against the central government, believing it to be
controlled by the United States through its global war
on terror. Although the NPA most likely will not win a
military victory against government forces, its presence
persists in the countryside where poverty, injustice,
and the lack of social services provide conditions
for marshalling the peoples grievance against the
government.
the moro front three forms ofstruggle
In contrast to the CPP-NPA, the secessionist Moro
insurgency largely limits its armed struggle in the
southern portion of the country where the majority
of Muslim Filipinos reside. Similar to the organizational
pattern of the CPP-NPA, the oppressive rule of former
President Marcos Martial Law in the 1970s triggered
the Moro outcry against the central government which
they believed to be the cause of Moro suffering.
Like the CPP-NPA, the perception of marginalization
drives the underlying anger that fuels the Moro armed
struggle. For three centuries under Spanish rule and
nearly 50 years of US dominance in the Philippines, the
Moros were never conquered as a group. However,
they feel that they have to live under the Filipino
Christian rule of the central government and abide by
its non-Islamic way of governance.
PErILoUS. Talks between the government and the NPA have been
touch and go. (Photo and caption by the BBC)
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Philippine Muslim academic Macapado M. Abaton10
neatly summarized six key elements in the Moro
grievance: economic marginalization and destitution;
political domination; physical insecurity; threatened
Moro and Islamic identity; a perception thatgovernment is the principal culprit; and a perception of
hopelessness under the present order of things.
Indeed, on matters of economic marginalization and
destitution, the regions where most Muslims reside in
Mindanao still remain among the poorest regions in
the Philippines. Unemployment, illiteracy, and poverty
rates are highest in Muslim Mindanao.11 In terms of
political representation in the government, Muslims
in Mindanao still feel that they do not have a voice
in the central government.12 And while tremendousgains have been made over the past several years to
reduce the extremist hold in the various islands in
Mindanao, the condition for physical security is still not
where it should be. There is more to be done in order
to encourage business investments in Mindanao and
change the perception of rampant lawlessness in the
islands.
The fth and sixth elements are also related to the
Moro identity, namely the perception of the inability
of the central government to understand Muslim
Mindanao and the general apathy of most politicians
in the north with matters concerning the south.
Marginalization of the south has always been an
effective rallying cry for those who seek to manipulate
Moro grievance for ultimately extremist causes. The
perception of hopelessness in the status quo is partly
driving the moral justication for an armed struggle in
southern Mindanao. The current President however is
trusted by many Muslims and the attempt of Manila
to extend various social services into the far reaches
of Mindanao is slowly defeating the perception of
hopelessness in many Muslim sectors in southern
Philippines.
These six elements of Muslim grievance have been
used in one form or another in the rhetoric of many
insurgent groups. Two major Moro insurgent groups
in the southern Philippines are the Moro National
Liberation Front (MNLF) and the notorious Abu Sayyaf
Group (ASG). The MNLF already signed a Final Peace
Agreement with the government in 1996, although it
argues that such has not been fully implemented. For
its part, the ASG lacks command and control and in
many ways, like the MNLF, is no longer a formidableghting might.
the mnlf and the origins of the milf
Around the same time the CPP-NPA was formed, Nur
Misuari, who was very much inuenced by the Maoist
ideology, founded the MNLF in 1972. He started an
underground youth movement in Mindanao. His goal
was to free the Muslims from what he described as the
terror, oppression, and tyranny of Filipino colonialismand to secure a free and independent state for the
Bangsamoro.13
Bangsa means country or nation. Moro is derived from
the term early Spanish colonizers used to refer to the
Moors, and had over time stuck as the collective word
used to call all the various Muslim ethnic groups in
Mindanao. Muslims in Mindanao turned this pejorative
term into a badge of honor. Bangsamoro means Moro
Nation.
When Nur Misuari declared Jihad against the Philippinegovernment, the MNLF led the armed resistance of
all Muslims in Mindanao against Martial Law in 1972.
The MNLF became the organizational vehicle that
symbolized the Moro cause of 13 disparate Islamized
ethno-linguistic groups in Mindanao. Their aim the
establishment of an independent Moro nation.
momENt of PEACE. The MNLF signed a signicant peace agreement
with the government in 1996. (Photo and caption by the BBC)
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Four years of bloody war in Mindanao prompted the
Organization of Islamic Conference (OIC) to pressure
the MNLF to accept some form of political autonomy
in lieu of secession and independence. The MNLF
signed the Tripoli Agreement in 1976 but frustrations
over its implementation a year later led Misuari torevert back to armed struggle while his Vice Chairman
Salamat Hashim broke away from the MNLF to
establish the second Moro secessionist group, the MILF,
in 1984.
The MNLF-MILF split was largely based on differences
in political strategy and ideological orientation. The
MILF could be described as Islamic revivalist while the
MNLF is more secular-nationalist. Hashim of the MILF
wanted to push for the peace process under the Tripoli
Agreement and his commitment to peace negotiationsremains to be one of the dening points of the MILF.
The MNLF, however, believe in the use of force the
same armed struggle that Maoists nd necessary in
achieving peace in southern Philippines.
The MILF wants to govern the Moro homeland under
the ideals of Islam and the Shariah law. Religion is
central to the workings of the MILF, as could be seen
in the active involvement of the Ulama or Islamic
scholars in the leadership and internal workings of
the organization. The MNLF, on the other hand, largely
concerns itself with ghting for independence.
The leadership style of the MILF is consultative where
a central committee drives the organizations agenda,
while the MNLF is centralized where decisions
revolve around the leader. In addition, the MILF is
mostly dominated by the Maguindanaos from central
Mindanao, while the MNLF is largely composed
of ethnic Tausugs, the warrior class, from the Sulu
Archipelago. Traditionally, these two Muslim tribes could
not stand each other.
The rise of the MILF coincided with Misuaris descent.
The MNLF became increasingly fragmented in 1982
and ceased to be a formidable ghting force when it
inked the Final Peace Agreement with the government
of the Philippines in 1996. Some of the MNLF rebels
were integrated into the armed forces and national
police and some of them joined various livelihood
programs to help them reintegrate back into society.
Many of these livelihood programs were sponsored
by the United States Agency for International
Development (USAID) and the United Nations
Development Program (UNDP), and these have been
very successful. Fisheries, seaweed farming, and various
other livelihood programs beneted many former
MNLF rebels in the Sulu archipelago.
the milf today
The 12,000-strong MILF is mainly based in central
Mindanao, although it has presence in Palawan, Basilan,
and other islands in the Sulu Archipelago. Since 1997,
it has been pursuing peace negotiations with thegovernment.
The MILF leaders have put in signicant effort in
bringing in international audience into its peace
negotiations. The International Monitoring Team (IMT)
composed of representatives from Malaysia, Brunei,
Libya, Japan, Norway and European Union oversee the
ceasere agreement between the MILF and the GPH.
With international monitoring, over 70 agreements
have been reached between the MILF and the
Philippine government since 1997.
alliance with the asg
One Moro group that remains without any form of
ceasere agreement with the government and is not
considered by the International Committee of the
Red Cross (ICRC) as a NIAC is the Abu Sayyaf Group
HomE. The MILF is mostly based in remote islands in central
Mindanao. (Photo and caption by the BBC)
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(ASG). However, in its early years, one could argue that
it could be considered as a NIAC.
The inspiration for the al Qaeda-linked ASG came
from radical Islamism notably the jihad against Soviet
invasion of Afghanistan. Around the time that the
MNLF was engaged in peace negotiations with the
Philippine government in the late 1980s/early 1990s, an
underground movement of disenchanted youth began
to be mobilized by a charismatic preacher in Basilan,
Abdurajak Abubakar Janjalani.
Janjalani wanted an independent state for the Muslims
in Mindanao. Academics continue to debate whether
Janjalani in fact fought during the Afghanistan war.
Whether he did or not, the primary driving force
behind ASGs formation is rooted in a Jihadist war
that the MNLF failed to follow through according to
the perception of many idealistic Muslim youth. The
disenchanted Muslim youth felt that the older cadres
abandoned the spirit of the Bangsamoros struggle
against the government in the 1970s. They felt that the
MNLF leaders betrayed their cause and acquiesced to
the Philippine government when it entered into peace
negotiations.
Janjalani formally founded the ASG in 1992 and
justied his Jihad based on the following arguments:
(1) The Philippine government with the help of its
Christian allies, notably the US, severely oppressed
the Bangsamoro people; (2) This oppression came
about by the unwelcome intrusion of Christians into
the Muslim homeland; (3) To defeat this oppression,
the struggle for the cause of Allah must be waged
against the Christian invaders; and (4) It is the personal
obligation of every Muslim to carry out this Jihad and
failure to do so would be a sin against Allah.
Driven by its secessionist and extreme Islamic ideology,
the ASG quickly became internationalized with the
involvement of the Jemaah Islamiyah (JI), whose goal is
to establish a Muslim caliphate throughout Southeast
Asia. However, with the death of Janjalani and the
demise of several key ASG leaders, ASGs Jihadist
ideological fervor has died down particularly among
the rank and le. Many argue that the ASG has now
degraded into criminality.14
Kidnapping has always been a consistent staple for ASG
to raise funds, prompting many observers to argue
that Janjalanis Jihad has become a cloak to justify the
criminality of ASG. While the old timers remain loyal to
the cause, the nancial pressures, lack of loyalty among
the rank and le, and the US-backed military offensives
against the ASG have degraded the once notorious
Moro ghters into a bunch of thugs.
challenges in applying the rules of ihl
The rules of the IHL apply to war and armed conict
that, for humanitarian reasons, seek to limit the harmful
effects of these on non-participants. While these rules
do not prevent the use of force by the state, theselaws and customs do restrict the means and methods
to be employed for warfare. Memorandum Order #9
issued on 7 August 1998 directed state security forces
in the Philippines to implement the Comprehensive
Agreement on Respect for Human Rights and the
International Humanitarian Law (CARHRIHL),
which was signed by the NDFP and the Philippine
government ve months earlier in The Hague.15 Earlier
than this, the issue of human rights protection and the
application of the IHL rules were not clearly spelledout to parties to the NIAC in the Philippines.
For over forty years, the two concurrent NIACs in
the southern Philippines have extracted an exorbitant
toll in the number of lives, damage to property and
government resources, and economic opportunities
lost due to prolonged wars. The social cost of the
orIGIN. The Abu Sayyaf is a breakaway faction from the MNLF.
(Photo and caption by the BBC)
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conict in terms of damaged social cohesion and the
diaspora of Muslims in Mindanao is arguably much
bigger a price.
During the early years of the conict, there were
indeed some violations committed by the major
players the government forces, the Moro rebels,
and communist insurgents. Most of the abuses blamed
on the government forces happened during the
Martial Law years from 1972 to 1981. The protracted
conicts,16 however, make it appear that there were
widespread and continuing violations of human rights.
In fact, during the ear ly years of the Moro secessionist
and the Maoist communist insurgencies, NIAC rules
were not at all clear to state security forces. The Cold
War period was characterized by wars of national
liberation or internal wars. The Geneva Conventions
I-IV were made in 1949 as an offshoot of World War II,
while the Additional Protocols I and II were made only
in 1977. These rules would emerge after either front
had already initiated hostilities with the state forces.
The Armed Forces of the Philippines (AFP) has
been involved in Internal Security Operations (ISO)
since Martial Law was declared by President Marcos
in September 1972. Since then, the AFP and the
Philippine National Police (PNP) had been performing
law enforcement and combat operations against
insurgent groups. For lack of legal framework, the
Human Rights Law (HRL) and the IHL rules got mixed
up in these two types of missions.
The nature of the NIAC in the Philippines today and
the operational strategies they employ pose serious
challenges to the enforcement of the IHL rules.
Discussed below are some of the ner points of these
challenges.
on the principle of distinction
The Principle of Distinction requires that combatants
be distinguished from non-combatants. This distinction
is hard to make out in the case of militias employed
by the Maoist group who can be farmers during the
day and ghters at night. Habitually, also, the Maoist
group uses unarmed civilians as couriers, messengers,
early warning system, and bearers of logistics for their
ghters. When arrested, these civilians invoke their
human rights to be distinguished as non-combatants.
Note that most cases of such arrests are carried out
by government troops based only on intelligence
information. And while no arrest is made until the
intelligence information is corroborated by informants
or captured enemy personnel, such information will
not hold in cour t without physical evidence, which, in
most cases, could not be supplied.
Regular communist guerillas usually carry guns similar
to those issued to the state security forces. Disguisedin regulation uniforms and bearing arms, the insurgents
can deceive civilians enough to avoid detection and
get inside police stations or military detachments to
successfully conduct raids.
In their operations, communist guerillas are known
to mingle with civilians. They move around villages
for propaganda work and to solicit foodstuffs. When
government troops come upon them in the villages,
civilians could get caught in the crossre. Also, within
NPA camps, civilians who are mostly relatives ofthe rebels are utilized as cooks, errand persons, or
lookout. So while these camps are situated well away
from civilian villages and are no problem at targeting,
endangering the civilians within could become a human
rights issue that their Maoist groups mass organizations
and propaganda desks could exploit.
No fINGEr IN tHE PIE. Military wouldnt meddle in Sayyaf-MNLF
ghting last February. (Photo and caption by philstar.com)
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For the MILF, on the other hand, their camps are also
their communities. It is not uncommon then for MILF
villages to be for tied with trenches, ring positions,
outposts, guard posts, and other defense structures.
Usually, Muslims build a mosque or madrasah within
their camps where, because of the communal natureof their society, houses are clustered around. During
ceasere, the MILF members have their families staying
in the camps to farm and to do other chores.
The AFP does not have precision-guided munitions
in its inventory, such that its system of targeting is not
very accurate. Civilian objects are sometimes hit by the
AFPs bombs or artillery rounds. In order to address
this limitation, the AFP has established a Rule of
Engagement (ROE) whereby a Forward Air Controller
(FAC) of a Forward Observer (FO) is required toengage a target with indirect res.
principle of proportionality andlimitation on the use of methods and
means of comBat
This principle is generally dened by AFP ROEs issued
by higher authorities to operational commanders. It
is, for example, generally prohibited to use ar tillery or
bombs to attack NPA camps unless it is well fortied
since the NPAs do not use big guns17 and to avoid
creating fear among the civilians living nearby.
on children involved in armed conflict
The Maoist group use children as child soldiers. There
were many incidents when our troops captured child
soldiers, both male and female.
on the use of landmines
Landmines of various kinds continue to be used
by rebel groups particularly by the NPA, MNLF,
and the ASG in the several armed conicts in the
Philippines. Some of its uses are in accordance with
IHL, while some are not. In the period 2000-06, total
reported landmine and improvised explosive device
(IED) casualties (killed and wounded) were 362, of
which 299 were soldiers and policemen while 63 were
civilians, some of them children. In addition, unexploded
ordnance (UXO) or explosive remnants of war (ERW)
left in the battleeld pose danger to IDPs returning to
their homes and farms in conict-affected areas. That is
why during the cessation of hostilities, the AFP is taking
extra effort to recover these UXOs and ERWs.18
The Maoist group commonly uses improvised
command-detonated anti-personnel mines (APMs)
and anti-vehicle mines (AVMs). In recent years they
have extensively used improvised Claymore mines in
command-detonated mode, using scrap metal in lieu
of steel balls. Because of CARHRIHL, the CPP-NPA-
NDFP made certain commitments which generally
adhered to IHL rules on the use of landmines.
CHILdrENS rIGHtS ArE ALSo HUmAN rIGHtS. The Armed Forces of the Philippines (AFP) continues its mandate to protect childrens
rights in conict areas. (Photo by the Ofce of the Presidential Adviser on the Peace Process or OPAPP)
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On the Proliferation of Small Arms and Light Weapons
(SALW)
Small arms and light weapons proliferate in the
Philippines, complicating the armed conicts especially
in the Southern Philippines. There are an estimated1 million licensed rearms in the country and more
than 2 million illegally acquired rearms in Mindanao
alone.19 The proliferation of SALW contributes to the
formation of private armed groups and warlordism,
as well as the frequency and intensity of lawlessness
and clan wars in Mindanao.
addressing niac in the southernphilippines
There are now two parallel peace tracks currently
underway in connection with non-international
armed conicts in southern Philippines. The Philippine
government (GPH) is pursuing peace negotiations with
the CPP-NPA and with the MILF.
Localized conicts these days have become increasingly
intertwined with the social values of a larger
international audience, bringing about the downfall
of institutions and governments. Small grassroots
movements and extremist cells throughout the
world have capitalized on social media networks to
gain sympathy from an international audience all too
willing to impose their moral values and judgments
on the legitimacy of armed conicts. In the case of the
Philippines, however, one could argue that these two
NIACs with long roots from the past largely remain
outside the reach of an increasingly globalized world.
These NIAC appear to be propagated in the hearts
and minds of people who simply refuse to let go of the
past.
And yet, there is hope for the future generation where
the fatigue of war and the rhetoric of grievance no
longer inspire the same intense anger. In my experience
working with variouscommunities in promoting peace
as another way to defeat the enemy, I have learned
that people will behave according to the way they are
viewed: If you treat them as an enemy then they will
become one; if you treat them as partners then they
will respond in kind.
With all their complexities, non-international armed
conicts in the Philippines could be viewed simply as a
cry for human security the need to have a dignied
way of life where the basic necessities of survival
become a fundamental right for each and every
individual.
CoNfLICt IN tHE SoUtH. The southern Philippines has a
long history of conict, with armed groups including Muslim
separatists, communists, clan militias and criminal groups
all active in the area. (Photo and caption by the BBC)
aBout the authors
LT GEN RAYMUNDO B FERRER AFP commanded the Western Mindanao Command in Zamboanga City
from November 2010 to January 2012 while LT COL RANDOLPH G CABANGBANG PA served as the
Assistant Chief of Unied Command Staff for CMO, U7 and Spokesman of WestMinCom from November
2010 to November 2012. Both ofcers are graduates of the Civil Affairs Qualication Course and Psychological
Operations Course at US Army JFK Special Warfare Center and School, Fort Bragg, North Carolina.
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26
endnotes1 Revised from the authors presentation delivered during the Conference on
Non-international Armed Conict at the US Naval War College, Newport, R.I.on 22 July 2011.
2 See The Mindanao-Sulu Power Game: An Ethnography of Emergent Players Final Report. This is a commissioned research recently completed byBrandLab for a restricted audience.
3 See the First Semester 2011 Intelligence Report of the Deputy Chief of Stafffor Intelligence, J2, Armed Forces of the Philippines. This restricted source isalso used for gures on enemy strength and operational strategies employedby armed threat groups that are cited elsewhere in this paper.
4 See http://beta.adb.org/news/podcasts/launch-key-indicators-2008-introducing-asian-poverty-line?page=5
5 See http://balita.ph/2010/03/28/npa-transforms-into-terrorist-group-says-afp/.
6 The NDFP serves as the umbrella for various mass organizations of Maoistpersuasion.
7 See http://www.onwar.com/aced/data/papa/philippines1946.htm
8 Ninoy, or Senator Benigno Aquino, Sr., was recognized as the staunchest criticof the Marcos regime. He was assassinated on 21 August 1983.
9 See Abinales, 2008, pp 77-98.
10 See Abaton, 1994.
11 See Philippine Human Development Report 2005.
12 Positive changes may yet emerge to improve political participation with theongoing peace process and the political will of the current president to addressthe Moro problem.
13 See McKenna, 1998, p. 164.
14 Such perception of the ASGs transition from revolutionary to criminality ispicked up by community residents in Jolo and Basilan where ASG presencehad been and continues to be strongest. See Ilagan, 2011, pp. 42-47.
15 Implementation of the CARHRIHL would only be activated in 2004 with theformation of the GRP-NDF Joint Monitoring Committee. In December 2005, theNDFP Human Righs Monitoring Committee published a primer CARHRIHL thatsummarizes the points of the agreement. The CARHRIHL is also available onopen sources in the Internet.
16 In the southern Philippines, the conicts were made more complicated bythe proliferation of arms. Also, civilian armed group and vigilante groups areutilized to serve the personal interests of political warlords. See Santos et al.,2010.
17 The NPAs have a few mortars only and usually have light machineguns todefend their positions.
18 See Primer on Landmines Issue and Bill in the Philippines, 2010, pp. 28-30.
19 See Santos et al., 2010.
referencesAbaton, Macapado M. 1994. The Moro Armed Struggle in the Philippines: The
Nonviolent Autonomy Alternative. Marawi City: Mindanao State University.Abinales, Patricio N. 2008. Shifting Tactics: Politics and the Power of the Local in
the Philippines. In Ilagan, Gail Tan and Actub, M. Isabel S., eds. Tambara(25). Davao City: Ateneo de Davao University.
Civil Society Initiatives for International Humanitarian Law. 2010. Primer onRA No. 9851: A Breakthrough Law for International Humanitarian Law
in the Philippines. Quezon City: Civil Society Initiatives for InternationalHumanitarian Law.Human Development Network. 2005. Philippine Human Development Report
2005. Manila: Human Development Network.Ilagan, Gail T. 2011. The Mindanao Resilient Communities Project Report. Davao
City: Alternative Forum for Research in Mindanao and the United StatesEmbassy Manila.
Mastura, Datu Michael O. 2007. A Time for Reckoning for the BangsamoroStruggle. In Alejo, Albert E., Ilagan, Gail T., & Actub, M. Isabel S., eds.Tambara (24). Davao City: Ateneo de Davao University.
McKenna, Thomas M. 1998. Muslim rulers and rebels: Everyday Politics andArmed Separatism in the Southern Philippines. Berkeley: University ofCalifornia Press.
Mindanao Development Authority and the Autonomous Region in MuslimMindanao. 2010. Unpublished policy paper on the issue of InternallyDisplaced Persons (IDPs) in selected areas of Mindanao.
National Democratic Front of the Philippines Human Rights Monitoring Committee.2005. Booklet Number 5: Primer on the Comprehensive Agreement toRespect Human Rights and the International Humanitarian Law. Manila:
NDFP Human Rights Monitoring Committee.Philippine Campaign to Ban Landmines. 2010. Primer on the Landmines Issueand Bill in the Philippines, 2nd ed.
Santos, Soliman S., Santos, Paz Verdades M., & Dinampo, Octavio M. 2010.Primed and Purposeful: Armed Groups and Human Security Efforts in thePhilippines. Quezon City: South-South Network for Non-State Armed GroupEngagement and the Small Arms Survey.
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4A CASE for INCrEASING tHEAUStrALIAN dEfENSE trAINING AId
to tHE PHILIPPINESby LTc romEo n bAUTiSTA iii (inf) PA
CoNSIdErING AUSSIE PArtICIPAtIoN. CPT FELIPE ESTRADA greets Australian Armys LTC ROD LONG at a school
construction site. Long is part of an observation team in the Philippines to help determine whether or not Australia
would join the Balikatan Exercises. (Photo by US Marine Lance Cpl Cansin P. Hardyegritag)
introduction
On 08 May 2012, the Australian Minister for Defense, Stephen Smith MP, announced the provision of AUD3.307
million to the Defense Cooperation Program (DCP) budget to the Philippines for 2012-2013.1 This represents
an annual 13.9% decrease from the 2009-2012 DCP budgets to our country.2Although reecting the scal
pressures3experienced by Australia, there are compelling reasons to increase the defense training aid program to
the Philippines based on strategic and economic interests of both.
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28
The aim of this essay is to discuss the need to increase
Australias defense training aidto the Philippines for
2013-2014 and beyond. The objective is to provide
input for policy makers and the general public of both
countries given that an Australian Defense White
Paper (DWP) is set to be published in 20134
and theArmed Forces of the Philippines (AFP), particularly the
Philippine Army, embarks on a road for organizational
transformation and the end of the four-decade
insurgency.5 It will discuss the rationale and focus of
the defense training aid, proceed to the arguments
of increasing the aid, and provide appropriate
recommendations.
the current australian defense
training aidThe two countries defense cooperation dates back
to World War II when around 4,000 Australians
fought with their Philippine counterparts in the 1944-
1945 liberation of the islands.6 This partnership was
formalized when a Memorandum of Agreement was
signed in 1995. Relations were further strengthened
when the Australian Minister for Defense and the
Philippine Secretary of Department of National
Defense (DND) signed the Status of Visiting Forces
Agreement (SOVFA) on 31 May 2007, which was
subsequently ratied by the Philippine Senate on 24
July 2012.7
The rationale of Australias defense cooperation
with the Philippines is mainly geographic in nature
as encapsulated in its DWP 2009. It is in Australias
strategic interest to have stable neighbors in Southeast
Asia such as the Philippines which sit[s] astride its
northern approaches.8 Owing to this, the Philippines
is the 8th largest recipient of Australian aid in 2011-12
amounting to AUD123.1 million.9 This development aid
will increase to AUD128.7 million in 2012-2013, with
the Philipp