phylogenetic and phytochemical characteristics ch1 klein

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CHAPTER 1 INVESTIGATION AND PROJECT OVERVIEW Introduction Over 20,000 plant species are used as a primary form of medicine throughout the world. Over 3 million people depe nd on medicinal plants as a source of healing (Anonymous, 2002). Most of thes e species are a ngiosperms, of which there are over 257,000 species (Judd, et al., 2002). However, only 0.5% of angiosperm specie s have been researched for pharmacological properties. Traditional use of plants as medicine has been found to be a major indicator of bioactivity (Verpoorte, 1998). Conventional medicine in the United States today is wary of the use of medicinal plants and botanical dietary supplements, regardless of Congressional law, which solidly supports public access to these  products (US Congress, 1994). Similarly, many scientific disciplines sustain an active interest in the  potential application of botani cal products to health and disease, though a cautious tenor concerning s afety and efficacy is apparent. As evidenced by the robust aca demic literature, science and me dicine are nonetheless poised to embrace a direction in plant-based medicinal products. One particularly important application of medicinal plants involves the amelioration of pathological disorders related to heightened stress sensitivity and the dysregulation of stress-coping mechanisms, which contribute to nearly two-thirds of acute and chronic disease in the United States (Sabban and Kvet !ansk ", 2001). Stress has be en shown to have a c rucial role in insomnia, chronic anxiety disorder and depres sion, fatigue, sleep disorders, addictive behavior, neurodegeneration, allergic and autoimmune disorders, metabolic syndrome, gastrointestinal diseases, and pre-term labor (Vgontzas et al., 1998; Grammatopoulos and Chrousos, 2002). Stress is linked to many chronic diseases s uch as syndrome X, diabetes, and other autoimmune c onditions. Hyper- and hypo functional s ymptoms of stres s include infe rtility, impotence, anxiety, depression, illness, fatigue, weakness, panic disorder, chronic fatigue, free radical neural damage, memory deficits, and increased aging of the brain (Chrousos and Gold, 1992; McEwen, 1999; McEwen and Wingfield, 2003). Stress also plays a role in vulnerability to infectious diseases such as i n stomach ulcers (  Helicobac ter pylo ri ), progression of HIV, influenza, and the common cold (Elenkov and Chrousos, 1999). Stress hormones such as catecholamines themselves, have been shown to enhance bacterial growth in vitro and may play a role in the progression of infection in the host (Belay et al., 2003). Many classes of conventional drugs are used to treat stress-related conditions, although their safety and efficacy is still uncertain (Carrasco and Va n de Kar, 2003). The ethnobotanical, medical and  phytochemical literature is replete with pl ant remedies used by various world cultures to ameliorate str ess- related pathologies. Among these, the adaptogen remedies are the most recently developed and most  broadly used; they even have been suggested for use in central nervous system ailments (Carlini, 2003). As expanded upon in Chapter 4, an adaptogen is a substance that has the ability to increase resistance to stress and to ameliorate tissue damage caused by stress, as well as ameliorate some chronic diseases linked to stress. The adaptogenic acti vity is an accepted pharmacological property of specific drugs in Russia, Sweden and Armenia. The original definition of an adaptogen requi res that the substance be innocuous, nonspecific (any type of stress), and be able to adjust to normal excess or deficient pathological symptoms (Brekhman and Dardymov 1969; Davydov and Krikorian, 2000). The adaptogen class of plant remedies will be the primary focus of this thesis because all of the recent developments in thi s field need to be synt hesized. The scientific research of these remedies includes hypotheses concerning the exact chemical compounds believed to be responsible, along with potential mechanisms of action. A cursory review of adaptogenic s pecies indicates they are widespread throughout angiosperm plant families. The chemical characteristics of related species may help explain why adaptogens are so widespread in angiosperms, a trend common to phylogenies of secondary metabolites (Wink, 2003). Recent restructuring of angiosperm plant families due to new DNA techniques affords an excellent opportunity to study the evolution of adaptogens and determine if phylogeny can be used as a  predictor of adaptogenic properties in species n ever before chemically analyzed. The development of new tools, such as the  Angiospe rm Phylogeny Databas e  and Phylomatic, enable the non-systematist and non-  phylogeneticist to access up-to-da te information on species relationships and thus the ability to study the evolution of plant traits, and questions pertaining to the origins of species with adaptogenic properties.

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8/13/2019 Phylogenetic and Phytochemical Characteristics Ch1 KLEIN

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CHAPTER 1

INVESTIGATION AND PROJECT OVERVIEW

Introduction

Over 20,000 plant species are used as a primary form of medicine throughout the world. Over 3

million people depend on medicinal plants as a source of healing (Anonymous, 2002). Most of these

species are angiosperms, of which there are over 257,000 species (Judd, et al., 2002). However, only 0.5%

of angiosperm species have been researched for pharmacological properties. Traditional use of plants as

medicine has been found to be a major indicator of bioactivity (Verpoorte, 1998).

Conventional medicine in the United States today is wary of the use of medicinal plants and botanical

dietary supplements, regardless of Congressional law, which solidly supports public access to these

 products (US Congress, 1994). Similarly, many scientific disciplines sustain an active interest in the

 potential application of botanical products to health and disease, though a cautious tenor concerning safety

and efficacy is apparent. As evidenced by the robust academic literature, science and medicine are

nonetheless poised to embrace a direction in plant-based medicinal products.

One particularly important application of medicinal plants involves the amelioration of pathologicaldisorders related to heightened stress sensitivity and the dysregulation of stress-coping mechanisms, which

contribute to nearly two-thirds of acute and chronic disease in the United States (Sabban and Kvet!ansk ",

2001). Stress has been shown to have a crucial role in insomnia, chronic anxiety disorder and depression,fatigue, sleep disorders, addictive behavior, neurodegeneration, allergic and autoimmune disorders,

metabolic syndrome, gastrointestinal diseases, and pre-term labor (Vgontzas et al., 1998; Grammatopoulos

and Chrousos, 2002). Stress is linked to many chronic diseases such as syndrome X, diabetes, and other

autoimmune conditions. Hyper- and hypofunctional symptoms of stress include infertility, impotence,

anxiety, depression, illness, fatigue, weakness, panic disorder, chronic fatigue, free radical neural damage,

memory deficits, and increased aging of the brain (Chrousos and Gold, 1992; McEwen, 1999; McEwen and

Wingfield, 2003). Stress also plays a role in vulnerability to infectious diseases such as in stomach ulcers

( Helicobacter pylori), progression of HIV, influenza, and the common cold (Elenkov and Chrousos, 1999).

Stress hormones such as catecholamines themselves, have been shown to enhance bacterial growth in vitro

and may play a role in the progression of infection in the host (Belay et al., 2003).

Many classes of conventional drugs are used to treat stress-related conditions, although their safety

and efficacy is still uncertain (Carrasco and Van de Kar, 2003). The ethnobotanical, medical and

 phytochemical literature is replete with plant remedies used by various world cultures to ameliorate stress-related pathologies. Among these, the adaptogen  remedies are the most recently developed and most

 broadly used; they even have been suggested for use in central nervous system ailments (Carlini, 2003). As

expanded upon in Chapter 4, an adaptogen is a substance that has the ability to increase resistance to stress

and to ameliorate tissue damage caused by stress, as well as ameliorate some chronic diseases linked to

stress. The adaptogenic activity is an accepted pharmacological property of specific drugs in Russia,

Sweden and Armenia. The original definition of an adaptogen requires that the substance be innocuous,

nonspecific (any type of stress), and be able to adjust to normal excess or deficient pathological symptoms(Brekhman and Dardymov 1969; Davydov and Krikorian, 2000).

The adaptogen class of plant remedies will be the primary focus of this thesis because all of the recent

developments in this field need to be synthesized. The scientific research of these remedies includes

hypotheses concerning the exact chemical compounds believed to be responsible, along with potential

mechanisms of action. A cursory review of adaptogenic species indicates they are widespread throughout

angiosperm plant families. The chemical characteristics of related species may help explain whyadaptogens are so widespread in angiosperms, a trend common to phylogenies of secondary metabolites

(Wink, 2003). Recent restructuring of angiosperm plant families due to new DNA techniques affords an

excellent opportunity to study the evolution of adaptogens and determine if phylogeny can be used as a

 predictor of adaptogenic properties in species never before chemically analyzed. The development of new

tools, such as the  Angiosperm Phylogeny Database and Phylomatic, enable the non-systematist and non-

 phylogeneticist to access up-to-date information on species relationships and thus the ability to study the

evolution of plant traits, and questions pertaining to the origins of species with adaptogenic properties.

8/13/2019 Phylogenetic and Phytochemical Characteristics Ch1 KLEIN

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Goals of Investigation

My hypothesis is that by determining the phylogenetic relationships of plant species with adaptogenic

activity, we can begin to search for other potentially adaptogenic plant species that are presently unknown.

The phylogenetic presentation of the origins of adaptogenic properties in the angiosperms will be the topic

of the final chapter.

A phylogenetic tree that represented all of the major subgroups of angiosperms was required in this

study because species with adaptogenic properties are found in diverse angiosperm families. An extensive

angiosperm phylogeny is needed in order to ascertain whether species with adaptogenic properties tend to

 be related (i.e., adaptogenic properties tend to be inherited from common ancestors) and/or isolated among

groups otherwise lacking adaptogenic properties (i.e., adaptogenic properties tend to be independently

evolved). If adaptogenic properties tend to be inherited from common ancestors, the relatives of known

adaptogenic species should be targeted for phytochemical and pharmacological study.

Methods and Materials

The following steps involving a thorough search of the scientific literature were needed to meet this

goal.

Step 1: A literature search was made for reports of angiosperm species having adaptogenic activity,

including medicinal and other uses, exact chemical makeup, and potential mechanism of action of

adaptogenic species. This represented an effort to establish the potential homology of the chemical

 properties among a set of adaptogenic species chosen for this analysis. That is, a preliminary assessment

was made that chemical similarity among adaptogenic species could be due to inheritance from a common

ancestor. This step is described in Chapters 2, 3, 5, and 6.

Step 2: Species were selected that met a precise definition of adaptogen, which is to be described in

Chapter 4 along with the adaptogenic species selected for this study.

Step 3: A representative angiosperm phylogeny was derived from exemplar species that represented all

of the major subgroups or clades of angiosperms without regard to phytochemical constituents or medicinal

use. The source used to supply angiosperm species to contrast with the adaptogenic species was the Angiosperm Phylogeny Database  (http://www.mobot.org/MOBOT/research/APweb/). This source also

contributed up-to-date information related to the higher-level classification for each sampled species. Both

the adaptogenic species and background species was then submitted to Phylomatic

(http://www.phylodiversity.net/phylomatic/) in order generate a tree description, which could be submitted

to MacClade (Maddison and Maddison, 2001), PAUP (Swofford, 2001), or TreeView (Page, 2000) for

graphical output. These steps are described in Chapters 7.

Step 4: The selected adaptogenic species were then included in the phylogeny of exemplarangiosperm species, and the degree of relatedness among the adaptogens was then determined using

standard methods, as described in Chapter 7.

Summary

The field of natural products and the use of these products in medicine have been extremely valuable

to our society. The fields of phytochemistry and ethnopharmacology maintain a keen interest in medicinal

 plants and willcontinue to provide a source of novel drugs in the future (Breinbauer et al., 2002; Gottlieb et

al., 2002; Raskin et al., 2002; Newman et al., 2003; Wu et al., 2003a; Wu et al., 2003b; Rouhi, 2003).

 Needless to say, there are still important challenges to overcome in finding treatments for serious diseases,

induced by exposure to stress. Therefore, an exploration and identification of adaptogenic species is

relevant today. This thesis will contribute not only a shopping list of adaptogenic species, but also an

introduction and overview of the subject with which to guide future research. The phylogeny of

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adaptogenic species could help identify many more unrecognized adaptogens, which undoubtedly will

contribute novel mechanisms of action to pharmacology.

This thesis is unique in that no attempt has yet been made to investigate the evolutionary

relationships of adaptogenic plant species, especially in light of the recent rearrangements in the major

angiosperm groups, especially at family and subfamily levels. This thesis provides a valuable and timely

investigation into the identity and phylogenetic relationships of adaptogenic plants. This will facilitate a

search for additional species that have adaptogenic properties, but that are unknown in this regard.

Robyn Klein 2006 www.rrreading.com 

Phylogenetic and phytochemical characteristics of plant species with adaptogenic properties

MS Thesis, 2004, Montana State University

Chapter 1 of 8