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Page 1: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Phylogeny and Avian Evolution

Page 2: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Phylogeny and Evolution of thePhylogeny and Evolution of the Aves

I. Background

Scientists have speculated about evolution of birds ever since Darwin.

Difficult to find relatives using only modern animalsanimals

Page 3: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Aft bli ti f “O i i f S i ”After publication of “Origin of Species” (~1860) some used birds as a counter-argument i th k t iti l f tsince there were no known transitional forms at

the time!

Page 4: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

• turtles have modified necks and toothlessturtles have modified necks and toothless beaks

• bats fly and are warm blooded

With fossil discovery other potentialWith fossil discovery other potential relationships!

Page 5: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

• Birds as distinct order of reptiles

Many non-reptilian characteristics (e.g. endothermy feathers) but really reptilian inendothermy, feathers) but really reptilian in structure!

Page 6: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

If birds only known from fossil record thenIf birds only known from fossil record then simply be a distinct order of reptiles.

Page 7: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

II. Reptile Evolutionary History

A. “Stem reptiles” - Cotylosauria

Must begin in the late Paleozoic

C l i “ il ”Cotylosauria – “stem reptiles”

Page 8: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp
Page 9: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Radiation of reptiles from CotylosauriaRadiation of reptiles from Cotylosauria can be organized on the basis of temporal fenestrae (openings in back of skull forfenestrae (openings in back of skull for muscle attachment).

Page 10: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Subsequent reptilian lineages developed moreSubsequent reptilian lineages developed more powerful jaws.

Page 11: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp
Page 12: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp
Page 13: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

B. Anapsidp

Cotylosauria and Chelonia have anapsid pattern

C. Synapsid – single fenestray p g

Includes order Therapsida which gave rise to mammaliamammalia

Page 14: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

D. Diapsida – both supratemporal and p p pinfratemporal fenestrae

P tt f d i ti t h i iPattern found in extinct archosaurs, surviving archosaurs and also in primitive lepidosaur

S h d– Sphenodon.

Page 15: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

All remaining living reptiles and the lineageAll remaining living reptiles and the lineage leading to Aves are classified as Diapsida

Handout

Page 16: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Mammalia

Extinct Groups

Cynodontia

PelycosaursTherapsida Lepidosauromorpha

Ichthyosauria

Synapsida Anapsida

Mesosaurs

Protorothyrididae

Euryapsida

Archosauromorpha

Amphibia

Eureptilia

Diapsida

Sauria

Tetrapoda

Amniota

Sauropsida

Page 17: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

III. Relationship to Reptilesp p

Page 18: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Most groups present during Mesozoic id d bi dconsidered ancestors to birds.

• pterosaurspterosaurs

• crocodiles

• dinosaurs

h d• thecodonts

Page 19: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

2 j h th t d t d2 major hypotheses are accepted today

Differ with respect to lines of descent and pthe time when 1st bird appeared.

Page 20: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Aves derived from Diapsid ancestors, specifically through thecodonts (basalspecifically through thecodonts (basal archosaurs)

Lineage ancestral to Birds ????

• Crocodilia• Crocodilia

• Pterosauria

• Saurischia

• Ornithischia

• PseudopsuchiansPseudopsuchians

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DinosauriaLagosuchidae

Pterosauria

Prestosuchidae

Aetosauria

Rausuchidae Popsauridae

Ornithosuchidae

Euparkeria Parasuchia

Crocodylomorpha

Crurotarsi

Archosauria

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A. Hypotheses for immediate ancestry of birdsyp y

1. Pterosauria

Large membranous wings

t d b i l 4thsupported by single 4th

digitg

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They are diapsids large brains and similar ankleThey are diapsids, large brains, and similar ankle joint but

• the wings are formed by completely different bones

• no clavicles

• scapula and coracoid are fused forming distinctive “L” shaped structure

Page 24: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

DinosauriaLagosuchidae

Pterosauria

Prestosuchidae

Aetosauria

Rausuchidae Popsauridae

Ornithosuchidae

Euparkeria Parasuchia

Crocodylomorpha

Crurotarsi

Archosauria

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2 Crocodilia evidence based on2. Crocodilia – evidence based on tooth and skull structure.

Largely unsupported

Page 26: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

DinosauriaLagosuchidae

Pterosauria

Prestosuchidae

Aetosauria

Rausuchidae Popsauridae

Ornithosuchidae

Euparkeria Parasuchia

Crocodylomorpha

Crurotarsi

Archosauria

Page 27: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

DinosauriaLagosuchidae

Pterosauria

Prestosuchidae

Aetosauria

Rausuchidae Popsauridae

Ornithosuchidae

Euparkeria Parasuchia

Crocodylomorpha

Crurotarsi

Archosauria

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3. Directly from the pseudosuchians – Euparkeriay p p

H th i t f th bHypothesis put forth by Robert Broom 1910 –

t d E k isuggested Euparkeria as ancestral to birds

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Early Archosaurs were quadrupeds but may have been able to run short distances on hindlimbs

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Hypothesis mainly relies on presence of clavicle within pseudosuchians.

Birds also have clavicle but many of the more derived Archosaurs did not have a clavicle.

Hard to imagine structure lost and then reappearing

Page 31: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

DinosauriaLagosuchidae

Pterosauria

Prestosuchidae

Aetosauria

Rausuchidae Popsauridae

Ornithosuchidae

Euparkeria Parasuchia

Crocodylomorpha

Crurotarsi

Archosauria

Page 32: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Theropoda

Sauropodomorpha OrnithopodaMarginocephalia

Ornithischia

Saurischia

Recall that for l ti

Dinosauria

long time Saurischians not known to have aknown to have a clavicle

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20 + years ago Polish Scientists working in20 + years ago Polish Scientists working in Gobi desert found genus of Saurischian which did possess a clavicle!!!!which did possess a clavicle!!!!

Page 34: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

4 From Saurischian suborder Theropoda4. From Saurischian suborder Theropoda

Brief history of this hypothesis

Page 35: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

1871 - Thomas Henry Huxley compares hindlimb with ostrich 35 unique sharedhindlimb with ostrich 35 unique, shared characters!Concluded could be closely relatedConcluded – could be closely related.

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Harry Seeley – disagreed and suggestedHarry Seeley disagreed and suggested similarity due to convergence

Page 37: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

1916 Gerhard Heilmann rekindled interest in1916 – Gerhard Heilmann, rekindled interest in debate, “Origin of Birds”

Demonstrated that birds were anatomically i il t th d th thmore similar to theropods than any other group

(major exception – known theropods at time l k d l i l )lacked clavicle).

C l i i il i i dConclusion – similarities due to convergence

Page 38: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Heilmann influenced thinking for long timeHeilmann influenced thinking for long time

1924 – published finding of Oviraptor

Skeleton has clavicle but misidentified.but misidentified.

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R t t di h f d l i l i b dRecent studies have found clavicles in broad spectrum of theropods.

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1960 – John Ostrum described skeletal anatomy of Dienonychus and found similarity with the first bird -Archaeopteryx.

Page 41: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Ostrum went so far as to say that if yArchaeopteryx was discovered without feathers it would have been easily placed within the y pTheropods!

Prediction came true!

1970 – Specimen thought to be Compsognathus (since 1955) turned out to beCompsognathus (since 1955) turned out to be Archaeopteryx!!!

Page 42: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Concluded – birds descended directly from small theropod dinosaurs.

Recent use of phylogenetics indicates that not only are birds descendants of dinosaurs but theyonly are birds descendants of dinosaurs but they are in fact living dinosaurs.

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B Features birds share with theropodsB. Features birds share with theropods

• sclerotic ring

• fused clavicles

• flexible wrist with semilunate carpal

• straplike scapulastraplike scapula

• hinge-like ankle joint

• elongation of digits

Page 44: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

New feathered dinosaur!!New feathered dinosaur!!

Microraptor gui

Page 45: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

C l h iAllosaurus Velociraptor

Coelophysis

Maniraptora

Tetanurae

Theropods

Page 46: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

ArchaeopteryxModern birds

AvesAves

Page 47: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

Theropoda Allosaurus VelociraptorArchaeopteryx

Aves

Page 48: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

New fossils strengthened case for a theropod origin of birds.

Sinosauropteryx – feathered theropodSinosauropteryx feathered theropod

Sinornis santensis – intermediate between Archaeopteryx and modern birds

Page 49: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

IV A h tIV. Archaeopteryx

1st and best known fossil bird.

8 specimens provide linking form with tili d i h treptilian and avian characters.

Page 50: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp
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A. Skeletal Specimens

7 skeletal specimens

Lithographic slate quarry near SolnholfenLithographic slate quarry near Solnholfen, Bavaria, Germany

Page 52: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp
Page 53: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp
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1st – London Bird (1861)

A i d b G Ob t t i iAcquired by German Obstetrician

Sold to British Museum of Natural History.y

Dated ~ 147 mya

Page 55: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp

2nd – Berlin Bird (1877)

Acquired by Berlin

MuseumMuseum

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3rd – Maxberg Bird (1955) – Eduard Opitsch

Found in shed by quarry worker

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4th – Teyler Bird (1855) y ( )

Found 5 yrs before feather but misidentified.

Page 58: Phylogeny and Avian Evolution - Weber State Universityfaculty.weber.edu/jcavitt/OrnLect/Lecture2.pdf · Phylogeny and Avian Evolution. ... Tetrapoda Amniota Sauropsida. III. Relationshippp
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B. Avian and reptilian charactersp

Pubis loosely connected fossilizationPubis loosely connected – fossilization displaced (different position in all specimens)specimens)

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Thecodontia Pseudosuchians Theropods ArchaeopteryxModern

Birds

Quadrate immobile X X X

Cervical ribs X X X

Conical teeth X X X

Biconcave vertebrae X X X X

Gastralia X X X X

Broad, coracoid X X X XBroad, coracoid X X X X

Long "bony tail X X X X

Pubes perpendicular to ilium X X X ?

Pectoral girdle withPectoral girdle with clavicle X X X1 X X

Elongated scapula X X X X X

Bipedal X X X X

Hind limbs longerHind limbs longer than forelimbs X X X X

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ModernThecodontia Pseudosuchians Theropods Archaeopteryx

Modern Birds

Tarsometatarsus + tibiotarsus X X X

Elevated hallus X X X

Clavicles fused to form furcula X2 X X

Quadrate and upper jaw movable X2 X X

Feathers X X

Ribs attached to sternum X

Extended coracoid X

Hind limbs NOT longer than forelimbs X

Extensive reduction andreduction and fusion in manus X

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C Did Archaeopteryx fly?C. Did Archaeopteryx fly?

2 major hypotheses

1. Ground – up

2. Trees - down

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1. Arboreal Hypothesisyp

Alan Feduccia

Intuitive – flight evolved from gliding stage from arboreal perch.

Also has claws onAlso has claws on manus

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Hoatzin

(Opisthocomus hoazin)hoazin)

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Used clawed digits to climb trees and glide downUsed clawed digits to climb trees and glide down.

But –

No features of typical gliders

Claws typical of ground-dwelling birds and Theropods

No evidence of wear

Paleobotanical evidence – no large trees

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2 Cursorial Hypothesis2. Cursorial Hypothesis

Functional – ecological inferences

Strong agile biped

Originally suggested feathered wing used for food gathering

Now suggested for thermoregulation

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Problems –

1) Dead end process – work against gravity

2) Need high speed to gain lift

3) C l ti f i t i b th3) Can selection favor improvements in both forelimbs and hindlimbs

4) Lacked trioseal canal!

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3. Pouncing Proavis Hypothesisg yp

Garner et al. 1999.

Predecessor to modern birds specialized in ambush attacks from elevated perches.

Lift generating surfaces evolved – distal portion of forelimb

Maximum control and power

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4. Wing-assisted Incline Runningg gDial 2003. Science 299:402-404 – see website for article

F li b f t bi d d t idForelimbs of proto-birds used to provide improved hindlimb traction

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1

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2

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Proponents of all hypotheses agree ultimate cause for evolution f f h h i fli hof feathers was heat conservation not flight.

Aerodynamic nature of feather derived secondarily and thus

“exaptation”exaptation

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Theropod with “downy” feathers!

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D. Flight improvements after Arch.g p

Enantiornithines – Primitive Cretaceous birdsEnantiornithines Primitive Cretaceous birds

(Sinornis, Confuciusornis, Vorona)

Shortly after Arch. small Starling sized bird recovered with alula. ecove ed w u .

Early in history of birds wing mechanismEarly in history of birds wing mechanism evolved so that birds could fly at lower speeds.

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Confuciusornis

• size of magpie

• feathered

• claws on forelimbclaws on forelimb

• tail reduced

• horny beak!!

Some have long quills projecting from tail

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Many fossil birds dating to CretaceousMany fossil birds dating to Cretaceous quickly gained characters found in modern birdsbirds.

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E. Conclusions

1. Origins of birds likely Theropods in middle to late Jurassicto late Jurassic

2. Archaeopteryx shows characteristics of both b l d i l bi darboreal and cursorial bird

3. Clothes don’t necessarily make the man3. C o es do ecess y e e

4. After Archaeopteryx, bird evolution t d i t f fli htcentered on improvements of flight

apparatus

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V. Post Jurassic Radiation

A. Lower Cretaceous

1. Sinornis santensis – toothed, sparrow-sized bird (discovered 1992)

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the pectoral girdle and forelimb show many featuresforelimb show many features related to advanced wing designdesign

• wrist joint modified for• wrist joint modified for hyperflexion of the manusagainst the forearm duringagainst the forearm during the recovery phase of the flight stroke and for folding

Sinornisflight stroke and for folding the wing against the body.

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Shared many characteristics in common with Th d di d A hTheropod dinosaurs and Archaeopteryx

Suggests occupied basal position in avian evolution

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Reptilian characteristics

• toothed

p

• unfused carpals

li• gastralia

• unfused metatarsalsunfused metatarsals

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Avian characteristics

• reduced # trunk vertebrae (11 compared to 14)

• pygostyle (reduction of tail to fan shape)

i f ld• wing folds

• manus shorter than antebrachiummanus shorter than antebrachium

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B Upper CretaceousB. Upper Cretaceous

Order HesperornithiformesOrder Hesperornithiformes

1 Ichthyornis – described by Marsh 18731. Ichthyornis – described by Marsh 1873

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Toothed flying seabird keeledToothed, flying seabird, keeled sternum, ternlike.

Niobrara chalk beds of westernNiobrara chalk beds of western Kansas

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2 Hesperornis – described in 1875 from the same2. Hesperornis described in 1875 from the same formation.

Toothed but secondarily flightless

Resembled loonResembled loon.

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3 Survivors were the ancestors of the toothless3. Survivors were the ancestors of the toothless modern birds

4. Following Cretaceous ~ 40 spp including4. Following Cretaceous 40 spp including representatives of modern orders

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• Gruiformes

• Charadriiformes

• Pelecaniformes

Ci iif• Ciconiiformes

• Gaviiformes

• Podicipediformes

• Strigiformes

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C. Tertiary

1. Eocene – most if not all modern bird orders presentpresent

2. Oligocene – some modern genera present

3. Miocene – all non-passerine families and many passerine families presenty p sse e es p ese

4. Pliocene – all modern genera present, max di it tdiversity present

5. Pleistocene – all modern species foundp

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