pihusch et al-2001-american journal of reproductive immunology
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AJRI 2001; 46:124–131Printed in Ireland - all rights resered .
Thrombophilic Gene Mutations and RecurrentSpontaneous Abortion: Prothrombin Mutation
Increases the Risk in the First TrimesterRUDOLF PIHUSCH, TINA BUCHHOLZ, PETER LOHSE, HEIKE RÜBSAMEN, NINA ROGENHOFER, UWE
HASBARGEN, ERHARD HILLER, AND CHRISTIAN J. THALER
Pihusch R, Buchholz T , Lohse P, Rübsamen H , Rogenhofer N , Hasbargen U , Hiller E ,
Thaler CJ . Thrombophilic gene mutations and recurrent spontaneous abortion:
Prothrombin mutation increases the risk in the first trimester. AJRI 2001; 46:124–131
© Munksgaard , 2001
PROBLEM: Thrombophilic predisposition may be one of the underlying causes of recurrent spontaneous abortions (RSA). We studied the prevalence of five throm-
bophilic gene mutations in patients with RSA.
METHOD OF STUDY: 102 patients with two or more consecutive abortions and 128
women without miscarriage were analyzed for factor V Leiden mutation (FVL),
prothrombin G20210A mutation (PTM), C677T mutation in the 5,10-methylenete-
trahydrofolate reductase (MTHFR) gene, glycoprotein IIIa (GPIIIa) C1565T poly-
morphism, and -fibrinogen G-455A polymorphism by polymerase chain reaction
(PCR) techniques.
RESULTS: No differences in the prevalence of FVL, MTHFR T/T, GPIIIa and
-fibrinogen polymorphism were detected. Heterozygous PTM occurred more often in
patients with RSA. This effect was significant in a subgroup with abortions exclusively
in the first trimester (6.7% vs. 0.8%, P=0.027, OR 8.5).
CONCLUSIONS: In contrast to the other mutations and polymorphisms, het-
erozygous PTM is more common in patients with abortions in the first trimester. Thismight reflect an influence of PTM on pathogenesis of early pregnancy loss.
Key words:
-Fibrinogen, factor V Leiden,
genetic thrombophilia, GPIIIa,
habitual abortion, MTHFR
RUDOLF PIHUSCHERHARD HILLER
Haemostaseology Research
Laboratory, Department of
Haematology and Oncology,
Klinikum der Universität
München-Großhadern, Munich,
Germany
TINA BUCHHOLZ
NINA ROGENHOFER
UWE HASBARGEN
CHRISTIAN J. THALER
Department of Obstetrics and
Gynecology, Klinikum der
UniversitätMünchen-Großhadern, Munich,
Germany
PETER LOHSE
HEIKE RU BSAMEN
Molecular Biology Laboratory,
Department of Clinical
Chemistry, Klinikum der
Universität
München-Großhadern, Munich,
Germany
Address reprint requests to
Christian J. Thaler, Department
of Obstetrics and Gynecology,Klinikum der Universität
München-Großhadern, 81377
Munich, Germany.
E-mail:
Submitted September 25, 2000;
revised December 5, 2000;
accepted December 6, 2000.
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GENETIC THROMBOPHILIA AND RECURRENT SPONTANEOUS ABORTIONS / 125
INTRODUCTION
Recurrent spontaneous abortions (RSA) are a major
concern in gynecology, affecting about 1 – 5% of cou-
ples1,2 and frequently accompanied by maternal mor-
bidity as well as a considerable psychological burden.
Despite intense anatomic, endocrinologic, and im-
munologic screening efforts, up to 30 – 50% of RSA
remain unexplained.3,4
Common findings in placentae from recurrent
aborti are fibrin deposition and thrombi in intervillous
spaces and fetal stem vessels, associated with fetal
hypoperfusion, hypoxia, and fetal demise.5 The under-
lying pathophysiological mechanisms remain unclear,
although it has been speculated that increased coagu-
lation or decreased fibrinolytic activities may be po-
tential causes of RSA. The precedence of this disorder
is the antiphospholid syndrome, where activation of
coagulation generates arterial and venous clot forma-
tion and secondary placental insuf ficiency.6
During the last years, several genetic risk factors of
thrombophilia have been identified.7 – 14 The known
thrombophilic mutations, which were considered in
this study, are recapitulated in Table I. Besides caus-
ing hereditary thrombophilia, several studies demon-
strated that factor V Leiden mutation (FVL),
prothrombin mutation (PTM), and 5,10-methylenete-trahydrofolate reductase (MTHFR) mutations may
also increase a woman’s risk of recurrent pregnancy
loss in the second and third trimester,15 – 25 possibly by
affecting the maternal – fetal circulation.
We studied these mutations in our collective con-
sisting of abortions mainly in the first trimenon and
furthermore included polymorphisms in the glyco-
protein IIIa (GPIIIa) and -fibrinogen gene loci that
have so far not been investigated in this collective,
TABLE I. Genetic Risk Factors for Thrombosis7–14,26–30
Name Mutation Pathomechanism Prevalence (Caucasians) Clinical effect
FVL 1691 G A substitution HeterozygosityBlocked inactivation Heterozygosity increases
of factor Va byin the gene of approximately 5–10% the risk for thrombosis
coagulation factor V by approximatelyactivated protein C,
seven-fold,resulting in reduced
homozygosityclearance of factor
increases it by Va
approximately 80-fold
Heterozygosity increasesElevated prothrombin20210 G A substitutionPTM Heterozygosity
risk for thrombosis bylevels in plasma approximately 1–2%in the 3-untranslated
region of the approximately two-fold;
prothrombin gene increased risk of
myocardial infarction
and cerebral vein
thrombosis
TL-MTHFR Thermolabile variant of Possible increased riskHomozygosity for the TL-MTHFR
for venous thrombosisapproximately 10%677 CT substitution the enzyme with
and arterial infarctionin the MTHFR gene reduced catalytic
activity and elevated
plasma levels of
homocysteine
GPIIIa PI A1/ A2 PI A2 allelePlatelet GPIIIa is PI A2 allele potentially1565 CT substitution
in the gene for plateletpolymorphism essential for more often in subjectsapproximately 15%
with unstable anginaGPIIIa (PI A2
allele) aggregation andand myocardialthrombus formation
infarction
A / A genotype causes A allele−455 G A substitution Possibly associated with-Fibrinogen
polymorphism arterial complicationsapproximately 20%higher plasmain the promotor of the
fibrinogen levelsgene for the -chain
FVL, factor V Leiden mutation; PTM , prothrombin mutation; TL-MTHFR, thermolabile 5 ,10 -methylenetetrahydrofolate reductase, GPIIIa,
glycoprotein IIIa.
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although they may be of importance in the pathogen-
esis of arterial occlusions.14,26 – 30
MATERIALS AND METHODS
RSA Patients and ControlsWe analyzed 102 Caucasian women with two or more
unexplained consecutive abortions at 25 weeks of
gestation. The routine work up of these patients in-cluded vaginal ultrasound, hormonal evaluation (folli-
cle-stimulating hormone, luteinizing hormone,
prolactin, dehydroepiandosterone [DHEA], testos-
terone, thyroid-stimulating hormone), determination of
auto-antibodies (antinuclear antibodies [ANA], anti-
mitochondrial antibodies [AMA], IgG and IgM anti-
cardiolipin antibodies), dilute Russell viper venom time
(DRVVT) and lupus-sensitive activated partial throm-
boplastin time (aPTT).
If anticardiolipin antibodies (ACA) IgG was greater
than 20 IU/mL or ACA IgM was greater than 12
IU/mL in two consecutive measurements (more than 4
weeks apart) or if the DRVVT test and the lupus-sen-
sitive aPTT were positive, patients were considered as
having an antiphospholipid syndrome and were ex-
cluded from the study. All functional tests were per-
formed at least 2 months after the last pregnancy.
Patients with chromosomal aberrations were also ex-
cluded. None of the patients had deficiencies of an-
tithrombin, protein C, or protein S as determined by
functional assays.
One hundred and twenty-eight women with at least
one healthy term delivery and no history of abortions
or pregnancy-associated complications served as con-
trols. They were recruited from a series of consecutivepregnant women that delivered healthy term infants at
our institution between November 1998 and February
1999. Patients after artificial reproduction techniques
were excluded.
Each RSA patient and each control patient gave a
written informed consent allowing polymerase chain
reaction (PCR) testing for the mutations and polymor-
phisms mentioned in this paper.
Genetic StudiesThe FVL, PTM, MTHFR, GPIIIa, and -fibrinogen
genotype analyses were performed in all patients and
controls. Genomic DNA was extracted from white
blood cells using the QIAmp DNA blood mini kit
(QIAGEN, Hilden, Germany) and amplified by the
PCR with gene-specific primer pairs. Each 50-L reac-
tion contained 10 mM Tris – HCl, pH 8.3, 50 mM KCl,
1.5 mM MgCl2, 0,01% gelatin, 200 M of each dNTP,
20 M of each forward and reverse primer, approxi-
mately 200 ng of high molecular weight DNA, and 1.25
units Taq DNA Polymerase (Sigma-Aldrich, Deisen-
hofen, Germany). After denaturation at 95°C for 3 min,
DNA was amplified for 40 cycles at 95°C for 30 s, 59°C
(GPIIIa), 60°C (FVL and PTM), 62°C (-fibrinogen),
65°C (MTHFR), and finally annealed at 72°C for 2 min.
The positive assay control was DNA from a normal
(FVL and -fibrinogen) or homozygous mutant subject
(GPIIIa, MTHFR, and PTM), while a water blank
served as negative control for each analysis.Following PCR, the newly generated products were
digested with the appropriate restriction enzyme (New
England BioLabs) and electrophoresed in 2 – 3% low
melting point agarose gels (Gibco BRL Life Technolo-
gies, Karlsruhe, Germany). Mnl I digestion of the 288-
bp PCR product of the factor V gene generated
fragments of 158, 93, and 37 bp for the normal allele.
Digestion products of the mutant allele were 158 and
130 bp in size. The prothrombin fragment of 230 bp was
cleaved by HindIII in case the GA mutation was
present and yielded two smaller ones of 190 and 40 bp.
The 219-bp PCR product of the normal MTHFR allele
was also not digested by HinfI, whereas the mutantallele was characterized by two fragments, 176 and 43
bp in length.
For the PIA1/A2 polymorphism, the resultant PCR
product was digested with Msp I, generating fragments
of 275, 69, and 6 bp in case of the A1 allele and of 173,
102, 69, and 6 bp in case of the A2 allele. The 5-flanking
region and part of the first exon of the -fibrinogen gene
was enzymatically amplified by PCR as described by
Thomas et al.,14 using slightly modified oligonucle-
otides.
Statistical AnalysisResults of the two groups were compared with theMann – Whitney U-test, Fisher’s exact test, and Pear-
son’s chi-square test for categorial variables. Odds ratio
(OR) and its 95% confidence intervals (CI) were calcu-
lated. Statistical analysis was performed with the Statis-
tical Package for the Social Sciences (SPSS for
Windows 9.0, SPSS Inc., Chicago, IL).
RESULTS
Patient Demographics and Pregnancy DataThe demographic characteristics and pregnancy data of
the RSA patients and the controls are shown in Table
II. Women with recurrent abortions were significantly
older (P0.001), had a significant higher number of
pregnancies (P0.001), and less healthy children (P
0.001).
We documented 351 abortions in the RSA group. Of
the RSA patients, 65.7% had two or three abortions and
34.3% had four or more abortions. The median per
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GENETIC THROMBOPHILIA AND RECURRENT SPONTANEOUS ABORTIONS / 127
TABLE II. Demographic and Pregnancy Data of the Study Populations
All patients P value First-trimester patients P value Controls
102 75Number 128
Age 35 (22–48) 0.001 35 (22–48) 0.001 32 (18–44)
4 (2–9)Pregnancies 0.001 4 (2–9) 0.001 1 (1–4)
3 (2–9) 0.001 3 (2–8)Pregnancy Losses 0.001 0 (0–0)
First trimester 3 (0–8) 3 (2–8)
Second trimester 0 (0–3) –
61.8% (63) 61.3%(46)Primary
38.2% (39) 38.7%(29)Secondary
0 (0–4) 0.001 0 (0–4) 0.001 1 (1–4)Deliveries
All alues are medians ( range ) and percentage ( numbers ) , respecti ely.
P alues were determined by the Mann – Whitney U -test.
RSA patient was 3 (range 2 – 9), whereas, by definition,
none of the controls had abortions. The abortions wereclassified as primary in 63 patients (61.8%) and as
secondary in 39 patients (38.2%). This amounts to a
total of 217 primary and 134 secondary abortions. The
patients with secondary abortions had significantly
more pregnancies (median 5, range 3 – 9 vs. median 4,
range 2 – 9; P0.001) and, by definition, more normal
deliveries with healthy infants (median 1, range 1 – 4 vs.
median 0, range 0 – 2) than the primary aborters.
Seventy-five (73.5%) of the women had abortions
exclusively in the first trimester (at 12 weeks of
gestation), the remaining 27 (26.5%) had additional
abortions in the second trimester (gestation week 13 –
24). The first-trimester RSA patients had a total of 244abortions, 46 (61.3%) were classified as having primary
abortions, 29 (38.7%) as having secondary abortions.
Prealence of Thrombophilic MutationsEight women with RSA and 11 women of the control
group (7.9 vs. 8.6%, NS) were heterozygous for FVL,
while homozygous carriers were not detected (Table
III). The frequency of the 1691 A allele was 4.0 vs.
4.3% (NS). The PTM occurred only as the het-
erozygous form in five RSA patients and in one control
(4.9 vs. 0.8%, NS). The frequency of the 20210 A allele
was 2.5 vs. 0.4% (P=0.0265). The OR among het-
erozygous carriers for the PTM was 6.27 (95% CI
0.75 – 52.8). Heterozygosity for the MTHFR 677C/T
mutation was found in 47 RSA patients and in 61
controls (46.1 vs. 47.7%, NS), homozygosity (thermo-
labile [TL]-MTHFR) in 14 RSA patients and in 12
controls (13.7 vs. 9.4%, NS). The frequency of the
677T allele was 36.8 vs. 33.2% (NS). The 1565 C/T
(PIA1/A2) genotype of platelet GPIIIa was found in 21
RSA patients and in 31 controls (20.6 vs. 24.4%, NS),
while the 1565 T/T (PIA2/A2
) genotype was present inone RSA patient and in two controls (1.0 vs. 1.6%,
NS). The frequency of the 1565 T (PIA2) allele was 11.3
vs. 13.8% (NS). The −455 G/A genotype in the
promoter region of the -fibrinogen gene was detected
in 33 RSA patients and in 48 controls (32.4 vs. 37.5%,
NS), the −455 A/A genotype in eight RSA patients
and in 11 controls (7.8 vs. 8.6%, NS). Accordingly, the
frequency of the −455 A allele was 24.0 vs. 27.3%
(NS).
Subgroup analysis of those 75 RSA patients with
abortions occurring exclusively in the first trimester
demonstrated no significant difference in the preva-
lence of the FVL and 677C/T MTHFR mutations orof the GPIIIa and -fibrinogen polymorphisms. How-
ever, heterozygosity for the PTM occurred significantly
more often in the group of first-trimester RSA when
compared to all RSA patients as well as to the controls
(6.7 vs. 0.8%, P=0.027, Table IV). The OR was 8.53
(95% CI 1.02 – 71.7) for heterozygous carriers of the
G20210A PTM. Correspondingly, in the controls, the
prothrombin G/G genotype (wildtype) was signifi-
cantly increased (99.2 vs. 93.3%, P=0.027) and the
prevalence of the 20210A allele 3.3 vs. 0.4% (P=
0.009). Because there was from literature an a priori
basis for evaluating PTM, the P0.009 value does not
require a Benferroni correction for multiple compari-sons. No statistically significant difference existed be-
tween patients with primary and secondary abortions.
DISCUSSION
In this case – control study, the prevalence of FVL and
the TL-MTHFR was not increased in women who
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had RSA while otherwise healthy. This is in contrast
to previously published data: Ridker et al.15 found an
OR of 2.3 for FVL in 113 women with three or more
recurrent abortions before the third trimenon com-
pared to 437 postmenopausal multipara without abor-
tions. Meinardi et al.16 also reported an increased risk
of fetal loss (even single) and stillbirth in 228 carriers
of FVL compared to 121 healthy relatives. The OR
were 2.08 (95% CI 1.33 – 3.25) for loss before 20 weeksof gestation and 1.60 (95% CI 0.58 – 4.43) for stillbirth,
with homozygous carriers having an even higher risk.
In contrast to these two studies, however, our
cohort included mainly women with abortions in the
first trimester. It has been proposed that the patho-
genesis of first-trimester abortions is different from
loss of pregnancies occurring in the second and third
trimester, as profound structural and genetic abnor-
malities are common at this early stage of embryonal
development.31 This might dilute the influence of FVL
on pathogenesis of abortion in our study. Indeed, the
study of Younis et al.,25 who concentrated only onpregnancy losses after sonographic detection of a
fetal pulse, thereby excluding very early abortions
and many pregnancy losses due to failure of early
TABLE III. Prevalence of the Genotypes in all Recurrent Spontaneous Abortion Patients and Controls
P value OR (95% CI)ControlsPatients
128102Total
FVL
92.1% (93) 91.4% (117) NS1691 G/G
NS8.6% (11)7.9% (8)1691 A /G1691 A / A 0.0% (0) 0.0% (0) NS
Frequency of 1691 G 96.0% (194) 95.7% (245) NS
NSFrequency of 1691 A 4.3% (11)4.0% (8)
MTHFR mutation
40.2% (41) 43.0% (55) NS677 C/C
677 C/T 46.1% (47) 47.7% (61) NS
677 T/T 13.7% (14) 9.4% (12) NS
Frequency of 677C 63.2% (129) 66.8% (171) NS
Frequency of 677T NS33.2% (85)36.8% (75)
GPIIIa mutation
74.0% (94)78.4% (80)1565 C/C (PI A1/ A1 ) NS
1565 C/T (PI A1/ A2 ) 20.6% (21) 24.4% (31) NS
1565 T/T (PI A2/ A2 ) 1.0% (1) 1.6% (2) NS
Frequency of 1565 C 88.7% (181) NS86.2% (219)
NS13.8% (35)11.3% (23)Frequency of 1565 T
-fibrinogen mutation
−455 G/G NS59.8% (61) 53.9% (69)
−455 G/ A 32.4% (33) 37.5% (48) NS
8.6% (11)7.8% (8)−455 A / A NS
NS72.7% (186)76.0% (155)Frequency of −455 G
Frequency of −455 A 24.0% (49) 27.3% (70) NS
PTM
20210 G/G 95.1% (97) 99.2% (127) 0.0626.27 (0.75–52.8)0.0620.8% (1)4.9% (5)20210 A /G
0.0% (0)20210 A / A 0.0% (0) NS
Frequency of 20210 G 97.5% (199) 99.6% (255) 0.027
0.4% (1)2.5% (5)Frequency of 20210 A 0.027
OR, odds ratio; CI , con fidence interal ; FVL, factor V Leiden mutation; MTHFR, 5 ,10 -methylenetetrahydrofolate reductase; GPIIIa,
glycoprotein IIIa; PTM , prothrombin mutation; NS , not signi ficant.
Percentage ( number ) of patients and controls with the respecti e genotype.
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GENETIC THROMBOPHILIA AND RECURRENT SPONTANEOUS ABORTIONS / 129
TABLE IV. Prevalence of Prothrombin Genotype in Patients with First-trimester Recurrent Spontaneous Abortion
and Controls
Patients Controls P value OR (95% CI)
75 128Total
PTM
93.3% (70) 99.2% (127) 0.02720210 G/G
6.7% (5) 0.8% (1)20210 A /G 0.027 8.53 (1.02–71.7)
20210 A / A 0.0% (0) 0.0% (0) NS
96.7% (145) 99.6% (255) 0.009Frequency of 20210 G
3.3% (5) 0.4% (1) 0.009Frequency of 20210 A
OR, odds ratio; CI , con fidence interal ; PTM , prothrombin mutation.
Percentage ( number ) of patients and controls with the respecti e genotype.
NS , not signi ficant.
embryonic differentiation, was able to show an in-
creased prevalence of FVL in women who recurrently
aborted within the first trimester. However, as these
data reflect ethnic specificities and analyze a relatively
small number of highly selected patients (n=37), theymight overestimate the true role of FVL.
Perhaps more relevant, impaired placental perfusion
might not be critical for embryonic development dur-
ing very early gestation, due to very favorable placen-
tal/embryonic ratio at this stage. In agreement with
this explanation, several cohort studies17 – 23 found an
increased prevalence of FVL and TL-MTHFR only in
patients loosing their pregnancies in the second and
third trimester. Even more persuasive is the prospec-
tive study of Preston et al.24 In a large European
cohort, FVL and other coagulation inhibitor deficien-
cies (antithrombin, protein C, or protein S) increased
the risk of fetal death only after 28 weeks of gestation.The fact, that 2 consecutive abortions were used as
inclusion criterion in our study, does not seem to
explain our findings, as even those reports, which
concentrate on patients with 3 abortions within the
first trimester,15,17,18 failed to show an increased risk
with FVL or TL-MTHFR. In summary, we conclude
that, in unselected populations, FVL and TL-
MTHFR do not appear to play a relevant role for
first-trimester abortions.
In our study, we were unable to detect an in fluence
of the GPIIIa PIA2 allele on RSA. The GPIIIa PIA2/A2
has been associated with unstable angina, myocardial
infarction,26 and stent occlusion27; however, these data
have been contradicted by other studies.28,29 At
present, our data do not suggest an unfavorable influ-
ence of GPIIIa PIA2/A2 polymorphism on pregnancies.
Furthermore, our study did not reveal any effects of
the −455 G/A polymorphism in the promotor of the
-fibrinogen gene on recurrent fetal loss in the first or
second trimester. This gene polymorphism has been
associated with elevated fibrinogen levels30 and con-
secutive risk of ischemic heart disease. However, our
data do not indicate an increased risk of placental
perfusion or functional problems caused by the dis-
crete rise in fibrinogen concentrations that has beenshown for the -fibrinogen −455 G/A polymorphism.
Our study demonstrates that the prevalence of the
prothrombin 20210GA genotype is significantly in-
creased in patients with first-trimester abortions with
an OR of 8.4 and, therefore, has to be considered as
an important risk factor for RSA. In earlier studies,
Kutteh et al.,17 Gris et al.,21 and Brenner et al.22 have
identified this genotype as a risk factor for second-
and third-trimester abortions. Our significant findings
for the first trimester might be due to the composition
of the study group, as previous studies had relatively
small numbers of patients with early abortions that, in
contrast, represents 73% of the patients in our collec-tive. This may also explain the observed differences in
risk: our study revealed a much higher OR in the first
trimester than that reported for second- and third-
trimester abortions. Our findings implicate that PCR
testing for PTM might be valuable in all patients with
a history of abortions, as clinical clues for the pres-
ence of the mutation (history of thrombosis) are not
reliable and screening tests (PTM, aPTT) are normal
in these patients.
As PTM causes only a moderately thrombophilic
state,9,10 it is presently not known how it might cause
failure of first-trimester pregnancies. In contrast to
FVL, however, the PTM is associated with problems
in both venous9 and arterial system.10 In this respect,
PTM might resemble the antiphospholipid syndrome
that has been well documented to cause abortions6 as
well as arterial and venous thromboses. In addition,
increased prothrombin levels in heterozygous mothers
might not only affect plasmatic coagulation. Besides
fibrin generation, thrombin also activates platelets,
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smooth muscle cells, fibroblasts, mesangial cells, and
macrophages,32 all of which are represented within
placental tissues. Thrombin is able to induce cellular
responses, such as proliferation, chemotaxis, and inhi-
bition of neuronal outgrowth. Thus, increased
prothrombin levels might affect placental function by
influencing pivotal mechanisms, such as cell adhesion,
smooth muscle cell proliferation, and vasculogenesis.33
It might be rewarding to study these aspects inmiscarriages of mothers carrying the heterocygous
prothrombin mutation.
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