For Registration & Enquiries:

En. Asraf Abdul RahmanEmail : asraf@pnb.com.myTel : 03 - 2171 2304

En. Muhamad Masri Bin MustaffaEmail : mmasri@pnb.com.myTel : 03 - 2171 2304

PNB Investment Institute

www.pnbi.com.mypnbi@pnb.com.my

JULY - SEPT 2017PNBi 3rd Quarter Calendar

NO TOPIC SPEAKER CompetencyLevel*

PRICE (RM)

SIDC –CPE APPROVE DATE

1PRACTICAL APPLICATIONS IN USING REITS AS ALTERNATIVE PROPERTY INVESTMENT

LIEU CHING FOO I 1,000 10 CPE POINTS 14 JULY

2 INVESTMENT IN EXOTIC PRODUCTS MECHANICS JUSTIN ONG I 1,000 10 CPE POINTS 27 JULY

3

CORPORATE EXERCISE AND ASSET PRICING IN MALAYSIA(APPLICATIONS TO DEAL, STRUCTURE, VALUATION, DEFENCES STRATEGIES, CROSS BORDER TRANSACTIONS , REVERSE TAKE OVER)

CHRISSANE CHIN A 1,000 10 CPE POINTS 9 AUG

4CREDIT RISK ASSESSMENT IN DEBT SECURITIES MARKET

WONG LOKE LIM I 1,000 10 CPE POINTS 10 AUG

5AMLATFPUAA 2001 : RISK, CHALLENGES & VULNERABILITIES TOWARDS RISK BASED APPROACH

VIYARAAJ KANNIAH

A 1,000 10 CPE POINTS 20 SEPT

PNBi 3rd Quarter Calendar

Programme Details

Objective

• To identify the terminologies and fundamentals in REIT Investing.• To distinguish the different classes of REITS by its structures and underlying assets.• To analyze the advantages and limitations in REIT investment compared to direct property investment.• To explain the analysis and valuation method for profitable and sustainable REIT investing.

Content

Session 1 : Investing in the available REITS counters in MalaysiaHow to invest in in the available REIT conters in Malaysia

Session 2: Benefits of REITS compare to stocks and Real Estate propertyDissects the terms and jargons used in REIT annual reports.

Session 3 : Explores different types of REITS in Malaysia , their strength and weaknesses from investors’ perspectiveAn explanation of the pros and cons of REIT investment compared to direct property investment/

Session 4 : Analysis of REIT investment Various qualitative and quantitative indicators of a fundamentally sound REIT -DPU and Distribution Yield-Expenses Ratio- Property valuation- Asset acquisition- Asset disposal

Speaker

Lie Ching FooCFP B. Electrical and Electronics Engineering

14 JULY 2017, Training Room 1, PNBi

PRACTICAL APPLICATIONS IN USING REITS AS ALTERNATIVE PROPERTY INVESTMENT 10 CPEPOINTS

Objective

• To discuss the recent development of the financial markets and products• To describe the product attributes, market expectation and return/ P&L profile of equity structure products• To explain the product attributes, market expectation and return/ P&L profile of exotic swaps• To illustrate the product attributes, market expectation and return/ P&L profile of exotic options

Content

Session 1 :Equity Structured Product Investment •Equity Linked Notes•Target Redemption Notes•Reverse Convertible Equity Linked Note•Autocall Structured Deposits•Accumulators/ Decumulators

Session 2 :Exotic Swaps Investment •Asset swaps•Total return swaps•Forward swaps•Swaptions•Constant maturity swaps•Credit default swaps•Equity-linked swaps

Session 3 :Exotic Options Investment• Barrier Options• Compound Options•Lookback Options•Rainbow Options•Bermudan Options

SpeakerJustin OngCFA, FRM, CA (M)

27 JULY 2017, Training Room 1, PNBi

INVESTMENT IN EXOTIC PRODUCTS MECHANICS10 CPEPOINTS

Objective

• To present the circumstances under which corporate takeovers increase a firm’s value (Synergy)• To review of asset pricing, recommend and discuss the key principles of ‘‘stochastic discounting’’ that are used in corporate finance• To justify the principal nature of financial decision taking within corporations• To judge and have clear idea how finance theory can guide practitioners in their approach to corporate financial decisions.

Content

Session 1 : Take-overs And Mergers: Legal Perspective•Role Of Take-over Panel •Review Of Key Rules Of The Code And General Principles• Market And Contract Based Approach•Issues: Mandatory/Enabling Balance•Mandatory Disclosure Of Transaction In Corporate Control•Substantial Acquisition Rules• Merger Regulations : 33%of Voting Shares, Break Through Principles•Role Of The Competition Commission.

Session 2 : Take-overs And Mergers : Legal Perspective(continued)•Relevance Of Companies Act•Capital Market Services Act•Anti Fraud Provisions: Issues- Insider Trading, Market Manipulation& Short Selling••Market For Corporate Control, Market And Contract Based Approach, Shareholder Versus Board Primary Of Section 35 CMSA2007

Session 3: Asset Pricing: Application To Code Take -Overs & Mergers •Financial Structure Of Firms•Investment And Dividend Decision•Re-visit EMt Portfolio Analysis And Firm Valuation, Volatility, Behavioural Challenge To EMT

SpeakerChrissane ChinMBA (UK), CFA, FRM, ACMA, CA(M),CFP

CORPORATE EXERCISE AND ASSET PRICING IN MALAYSIA (APPLICATIONS TO DEAL, STRUCTURE, VALUATION, DEFENCES STRATEGIES, CROSS BORDER TRANSACTIONS, REVERSE TAKE OVER )9 AUG 2017, Training Room 1, PNBi

10 CPEPOINTS

Objective

• To identify the differences in approaches using by credit rating agencies in corporate debt credit analysis•To apply a structured and systematic approach to evaluate the credit standing of a company and assess the relative attractiveness of the risk-return profile of the investing / lending proposition•To recognize the key factors that drive a company's future performance and evaluate the likely impact on its credit standing•To analyze and interpret impact of sovereign risks, industry risks, financial and business cycle risks on debt structures and cash flows

Content

Session 1 – An Overview of Credit AssessmentCredit rating agencies and their rolesThe basics of credit rating and credit scoringCredit metrics for countries and industriesAnalysing credit risks

Session 2 – Techniques and Methodologies for Credit AssessmentThe process and methodology of rating and definitionsUnderstanding industry analysis and trendsRed flags and warning signals identification

Session 3 – Understanding Credit Defaults Probability of defaultDeveloping credit scoring models

Session 4: Applications of Credit AssessmentApplication of credit analysis frameworkWhat are the limitations of credit analysisPresentation of credit and risks summarising

SpeakerWONG LOKE LIMCA, CFP

10 AUG 2017, Training Room 1, PNBi10 CPEPOINTS

CREDIT RISK ASSESMENT IN DEBT SECURITIES MARKET

Objective

•Recognize the importance for Reporting Institutions in moving from KYC - Rule Based Approach to KYC- Risk Based Approach in mitigating the riskof money laundering and terrorism financing in the financial market.

•Identify various changes in modus operandi / pattern in AML/CFT risk and the need to enhance regulations to improve monitoring, detection &reporting suspicious transactions.

•Analyze the impact of non-compliance and the need to balance between business & compliance towards satisfying regulatorsexpectations.

Content

Session 1 : Latest Issues On Money Laundering • Common & emerging trends in money laundering – suspected predicate offences based on regulators observation.

• Importance of Bank staff familiarity with high risk areas to enhance monitoring & client profiling?

Session 2: Latest Issues On Terrorism Financing • Common & emerging trends in terrorism financing – list of predicate offences and the need to enforce it from a global perspective.• Complexity to detect changing pattern / modus operandi in terrorism financing & the challenges faced by reportinginstitutions.

Session 3 : Anti-money Laundering, Anti Terrorism Financing & Proceeds Of Unlawful Activities Act 2001 [Amlatfpuaa 2001] • Key changes in AMLATFPUAA 2001 & its impact of Reporting Institutions regulatory framework.• Reporting Institution obligations - has it changed/enhanced due to evolution in AML/CFT trends?• Importance of S14 AMLATFPUAA 2001 and the need to submit Suspicious Transactions Report (STR) & Cash Threshold Reporting (CTR) to

competent authority (FIED).• Key observation of STR / CTR & areas of reporting in Malaysia from regulators perspective.

SpeakerVIJAYARAJ R KANNIAHLLM, UMBSc (ECON) , CLP, CCP(IBBM) , CCPi (IBFIM), CLI, CII

20 SEPT 2017, Training Room 1, PNBi10 CPEPOINTS

AMLATFPUAA 2001 : RISK, CHALLENGES & VULNERABILITIES TOWARDS RISK BASED APPROACH

Please tick ()

TOPIC Date (2017)Course

Fee(RM)

No of participant

PRACTICAL APPLICATIONS IN USING REITS AS ALTERNATIVE PROPERTY INVESTMENT

14 JULY 1,000

INVESTMENT IN EXOTIC PRODUCTS MECHANICS 27 JULY 1,000

CORPORATE EXERCISE AND ASSET PRICING IN MALAYSIA(APPLICATIONS TO DEAL, STRUCTURE, VALUATION,

DEFENCES STRATEGIES, CROSS BORDER TRANSACTIONS , REVERSE TAKE OVER)

9 AUG 1,000

CREDIT RISK ASSESMENT IN DEBT SECURITIES MARKET 10 AUG 1,000

AMLATFPUAA 2001 : RISK, CHALLENGES & VULNERABILITIES TOWARDS RISK BASED APPROACH

20 SEPT 1,000

Please Select Below:-Program Registration

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LETTER OF UNDERTAKINGEnclosed is a Letter of Undertaking (LOU) from our company for the payment of RM ………………for the registration of ………pax.

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BANK TRANSFERMAYBANK Acc : 5140-5717-4099GST : 0005-2995-6864

*Please emailor fax (+60321663406) us the bank-in slip/transfer confirmation together with the completed registration form

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*SIDC CPE – Security Industry Development Centre Continuing Professional Education.*Group discount of RM100 per participant is available for 3 or more registrations.

* Payment is due before the course commences. No refunds will be given on cancellation of registrations. Substitutesare acceptable. Please send cheque/ letter of undertaking to:

PNB INVESTMENT INSTITUTE SDN BERHADLOT 4.8.4 LEVEL 4, DARBY PARK COMMERCIAL CENTRE

NO 10 JALAN BINJAI, 50450 KUALA LUMPURTel: 603 2171 1984 Fax No: 603 2166 3406

For registration, kindly contact Muhamad Masri D/L: 603 2166 4940 (email: mmasri@pnb.com.my)

MAY - SEPTEMBER 2017 PROGRAMME REGISTRATION FORM

Contact Us

For Enquiries:-

Mr. Masri (Registration)03 – 21664940mmasri@pnb.com.my

Mr. Asraf Abdul Rahman03 – 21663406Asraf@pnb.com.my

www.pnbi.com.my

PNB Investment InstituteLot 4.8.4 Level 4, PNB Darby ParkNo.10 Jalan Binjai50450 Kuala Lumpur

PNB Investment Institute