possible influence of clinical stage and type of treatment in the persistence of residual...
TRANSCRIPT
Possible Influence of Clinical Stage and Type of
Treatment in the Persistence of Residual Circulating
t(14;18)-Positive Cells in Follicular Lymphoma
Patients
GISELE W. B. COLLEONI*, LUIZ CLAUDIO C. DUARTE, FABIO R. KERBAUY, MARIA APARECIDA E. NOGUTI,ROBERTA SPETIC FELIX, JOSE SALVADOR R. DE OLIVEIRA, MARIA STELLA FIGUEIREDO and
ANTONIO CORREA ALVES
Sao Paulo Hospital, Brazil
(Received 1 June 2003)
Many patients with follicular lymphoma (FL) achieve response after treatment but completeremission (CR) rates are very low. Thus the majority of them will relapse, mainly those in advancedstage disease, due to the persistence of residual disease. Therefore, this study had the following aims:to determine the presence of bcl-2/IgH rearrangement in peripheral blood of early and advanced stageFL patients after treatment and to correlate it with their clinical situation at the same moment. Weobtained 100 consecutive peripheral blood samples from 30 FL cases and conducted molecular studiesusing two separate semi-nested PCRs for MBR and mcr rearrangements. These semi-nested PCRs forbcl-2/IgH rearrangement were able to detect one positive cell among 10,000 normal cells. Clinical andmolecular evolution of patients diagnosed as early stage disease suggested that molecular responsecould be obtained even with conventional chemotherapy or radiotherapy. In this group of patients,64% achieved molecular response in some point during follow-up. However, only 23% of patientsdiagnosed as advanced stage disease reached molecular response when treated with chemotherapy(with or without radiotherapy). Due to the low number of subjects assessed in this study, we onlyfound a tendency to significance when clinical stage at the diagnosis was associated to molecularresponse (P= 0.095). We observed 100% of concordance between clinical remission and molecularresponse in patients after bone marrow transplantation or in those cases treated with monoclonalantibody anti-CD20. This retrospective study, performed in a restricted number of patients, suggeststhat molecular response can be obtained in FL patients diagnosed at early stage disease, even withconventional chemotherapy and radiotherapy. In advanced stage disease, concordance betweenclinical remission and molecular response was observed in the majority of patients after bone marrowtransplantation or in those cases treated with monoclonal antibody anti-CD20. The prognosticsignificance of this data should be confirmed with extended follow-up and in a larger number ofpatients.
Keywords: Non-Hodgkin’s lymphoma; Follicular lymphoma; bcl-2/IgH rearrangement; Prognosis
INTRODUCTION
Follicular lymphomas (FL) are the most common type of
indolent NHL in adults and represent approximately 1/3
of NHL within this age group, with an incidence of
20,000 new cases diagnosed every year in the USA. The
median age at diagnosis is 42 years [1]. Most patients
show an advanced stage disease at diagnosis and are
considered incurable with currently available treatments.
This is because complete remission rates are very low even
though the initial response rates are greater than 90%
[1,2]. FL has a clinical course characterized by remissions
and relapses with a life expectance varying from 7 to 10
years. Death is generally due to refractory disease or to
transformation to aggressive lymphoma [1,2]. Around
85% of FL and 1/3 of the non-Hodgkin’s diffuse large B-
cell lymphomas show the t(14;18) (q32;q21) translocation.
This translocation is the result of the juxtaposition of the
*Corresponding author. Sao Paulo Hospital, Rua Botucatu, 740, 38. andar, Hematologia, CEP 04023-900, Sao Paulo, SP, Brazil.E-mail: [email protected]
Leukemia & Lymphoma, March 2004 Vol. 45 (3), pp. 539–545
ISSN 1042-8194 print/ISSN 1029-2403 online # 2004 Taylor & Francis LtdDOI: 10.1080/1042819031000159303
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bcl-2 oncogene, which is localized in the q21 region of
chromosome 18, to the 14q32 locus that corresponds to
the immunoglobulin heavy chain (IgH) region. As a
consequence of this translocation, there is an over-
expression of the bcl-2 gene, which codes for the Bcl-2
protein [3,4]. The function of this protein is to block the
apoptosis or programmed cell death, and its over-
expression is considered an important factor related to
multiple drug resistance and absence of response to
chemotherapy [5,6]. The bcl-2/IgH rearrangement can be
detected by Southern blotting, a laborious procedure, or
by PCR (polymerase chain reaction), which is a very
sensitive technique especially for the detection of minimal
residual disease (MRD) [7]. The bcl-2 gene has approxi-
mately 230 kb divided into three exons. In 70% of the
cases, the rearrangement that involves the bcl-2 gene
occurs in a region known as MBR (major breakpoint
region), which is localized in the third exon of the bcl-2
gene. However, in 5 – 10% of the cases, this rearrange-
ment occurs in the minor cluster region mcr, which is
localized around 20 kb from the MBR region. Moreover,
in about 15% of the cases, the t(14;18) (q32;q21)
translocation can not be detected by cytogenetic studies,
Southern blot or by PCR, and these cases are called
germline [8]. Using polymerase chain reaction (PCR),
that can detect one circulating lymphoid cell carrying
t(14;18) translocation among 16 105 to 16 106 normal
cells, it is possible to detect minimal residual disease
(MRD) in bone marrow aspirates or peripheral blood of
FL patients [9] for monitoring their response to
chemotherapy (associated or not to monoclonal antibody
anti-CD20) or allogeneic or autologos stem-cell trans-
plant [1]. Many patients with follicular lymphoma (FL)
achieve response after treatment but complete remission
(CR) rates are very low. Thus the majority of them will
relapse, mainly those in advanced stage disease, due to the
persistence of residual disease [10]. Persistence of residual
disease, detected as t(14;18)- or bcl-2/IgH-positive cells in
peripheral blood, was also described in early stage FL
patients treated with local radiotherapy and in prolonged
clinical remission [11]. One possible explanation is that
FL, even when localized, has to be considered as a
systemic disease [12]. Thus, the clinical significance of the
persistence of residual disease in FL patients diagnosed as
early stage disease has to be better investigated. There-
fore, this study had the following aims: to determine the
presence of bcl-2/IgH rearrangement in peripheral blood
of early and advanced stage FL patients after treatment
and to correlate it with their clinical situation at the same
moment.
PATIENTS AND METHODS
One hundred blood samples were collected from 30 FLs
followed-up at the NHL Outpatient Service of the Sao
Paulo Hospital - UNIFESP/EPM, Brazil, to access
minimal residual disease status after treatment. The
interval between the sample’s harvest varied according
to the disease phase and to the type of treatment
(avoiding cytopenic phases). All patients included in this
analysis were informed about the nature of the study and
signed a consenting form before blood withdrawal,
according to the Research Ethics Committee from the
Sao Paulo Hospital - UNIFESP/EPM. Patients were
treated according to the disease stage and the general
recommendations of NCCN (National Comprehensive
Cancer Network) [13]. Fifty-four percent of patients were
initially treated with CHOP, 28% received CHOP-like
regimen, 2% were treated with chlorambucil-based
chemotherapy, 10% were initially treated with surgery
(with or without radiotherapy) and 6% did not receive
treatment at diagnosis (watch and wait).
Histology and Immunohistochemistry
The diagnosis of FL was established according to the
W.H.O. classification for lymphoproliferative disorders
[14]. Immunohistochemical reactions were conducted in
paraffin-embedded sections using the streptoavidin –
biotin – peroxidase method and the following monoclonal
antibodies: CD 45 (LCA), CD 20 (L 26), CD 45 Ro
(UCHL-1) and Bcl-2 (Dako, Carpinteria, CA, USA).
DNA Extraction From Paraffin-Embedded Tissue
Three to ten 10-mm-thick slices were obtained from
paraffin blocks and were deparaffinized with xylene. The
pellet was resuspended in 495 ml of digestion buffer
(100 mM Tris, pH 8.0; 1 mM EDTA; 1% Tween 20) and
5 ml proteinase K (20 mg/ml) (Gibco BRL, Rockville,
MD, USA), followed by an incubation at 608C for 16 h.
Afterwards, the tube with the tissue was heated at 958Cand stored at 7 208C for further extraction. DNA was
purified with phenol/chloroform, precipitated with 3 M
sodium acetate and ethanol, and resuspended in sterile
water [15].
Detection of bcl-2/IgH Rearrangement Using DNA
Obtained from Paraffin- Embedded Tissue (one step
PCR)
DNA samples obtained from paraffin- embedded tissue
were tested only for the presence of the MBR
rearrangement, using the PCR technique proposed by
Johnson [16]. Positive controls for the MBR rearrange-
ment were: (1) Su-DHL-4 cell-line (Invivoscribe, Carls-
bad, CA, USA) and a DNA sample obtained from a
lymph node of a MBR-positive case (confirmed by
automated sequencing). Since we detected a high degree
of degradation of the DNA obtained from paraffin-
embedded tissue, we were not able to access the
presence of the mcr rearrangement using these DNA
samples (the expected PCR product should have
between 600 – 700 bp). PCR reactions were conducted
in duplicate in a Perkin Elmer 9700 thermocycler
540 G.W.B. COLLEONI et al.
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(Perkin Elmer, Norwalk, CT, USA) with: 1 mg of DNA
for each 50 ml reaction, 16 Taq polymerase buffer,
2 mM MgCl2, 200 mM dNTPs, 20 pmol of each primer
(internal MBR and external JH) (Table I), 2.5U Taq
polymerase (Invitrogen, Carlsbad, CA, USA), with an
initial denaturation at 948C/5 min and 40 cycles of:
denaturation at 948C/45 s, annealing at 588C/45 s,
extension at 728C/30 s, with final extension at 728Cfor 5 min. Due to the degradation of the DNA
obtained from paraffin-embedded tissue, in 12 (40%)
cases bands between 50 and 200 bp were not observed
for the bcl-2/IgH PCR reactions using the internal
MBR/external JH primers. Therefore, in an attempt to
optimize the detection of the MBR rearrangement,
without re-amplifying the amplicon, a new reaction was
conducted using the Eppendorf Master Mix 2.5X
(Eppendorf, Westbury, NY, USA). For each 50 mLPCR reaction, there was 1 mg DNA, 1.25U Taq DNA
polymerase, 50 mM KCl, 30 mM Tris-HCl (pH 8.3),
1.5 mM MgCl2, 200 mM dNTPs and 20 pmol of each
primer (internal MBR and external JH) (Table I). To
increase the chance of amplifying the fragment using
these degraded DNA samples, denaturation, annealing
and extension times were increased as follows: initial
denaturation at 948C/5 min, followed by 40 cycles of
denaturation step at 948C/1 min and 30 s, annealing at
588C/ 1 min and 30 s, extension at 728C/1 min, and
final extension at 728C for 5 min.
DNA Extraction From Peripheral Blood Samples
Proteinase K digestion of the leukocyte pellet, DNA
purification and precipitation were conducted according
to the protocol described by Lee et al [15].
Detection of bcl-2/IgH Rearrangement in Peripheral
Blood Samples (semi-nested PCR)
Peripheral blood samples were assessed for the presence
of MBR and mcr rearrangements through two different
semi-nested PCR reactions [16]. Each reaction had a
sense primer for each type of the rearrangement (MBR
or mcr) and the same anti-sense consensus primer for the
JH region of the immunoglobulin heavy-chain gene
(IgH). Positive controls for the MBR and mcr
rearrangements were produced by Invivoscribe (Carls-
bad, CA, USA). PCR reactions were conducted in
duplicate in a Perkin Elmer 9700 thermocycler. The first
PCR reaction had: 1 mg of DNA for each 50 ml of
reaction, 16 buffer of Taq polymerase, 2 mM MgS04,
200 mM dNTPs, 20 pmol of each primer (external
MBR/ external JH or external mcr/ external JH) (Table
II), 1.5U Platinum Taq polymerase High Fidelity
(Invitrogen, Carlsbad, CA, USA), with initial denatura-
tion at 948C/5 min and 30 cycles with: denaturation at
948C/45 s, annealing at 648C/45 s, extension at 728C/30 s, followed by a final extension at 728C for 5 min.
The second PCR reaction contained: 5 ml of the first
PCR product for each 50 ml reaction, 16 Taq
polymerase buffer, 1 mM MgCl2 for MBR/JH and
0.5 mM MgCl2 for mcr/JH, 200 mM dNTPs, 20 pmol
of each primer (internal MBR/ external JH or mc7/
external JH) (Table I), 2.5U Taq polymerase (Invitro-
gen, Carlsbad, CA, USA), with denaturation at 948C/5 min followed by 20 cycles of denaturation at 948C/45 s, annealing at 668C/45 s, extension at 728C/30 s, and
a final extension at 728C for 5 min.
Visualization of the PCR Products and Cloning of JH
Band
PCR products were visualized under UV light on a 2%
agarose gel, stained with ethidium bromide. MBR
rearrangement produced bands between 50 – 200 bp and
mcr rearrangement was detected as 600 – 700 bp bands
(Figs 1 and 2) [16]. A 550 bp band, also called JH band,
was visualized in all PCR reactions using DNA obtained
from peripheral blood samples. Cloning of the purified
550 bp fragment (not shown here) confirmed that this
important internal control corresponds to phosphoglice-
rate kinase (PGK) 1 pseudo-gene 2 localized at the short
arm of chromosome 19 (19p 13.3) (GenBank access
AC010422.7) [17].
PCR Sensitivity
The sensitivity of this non-radioactive semi-nested PCR
was established using MBR and mcr control samples
(Invivoscribe, Carlsbad, CA, USA) diluted in sterile
water and in human placenta DNA (1 mg DNA; 100 ng
or 1:10; 10 ng or 1:100; 1 ng or 1:1000; 0.1 ng or 1:10,000;
0.01 ng or 1:100,000 and 0.001 ng or 1:1,000,000) and the
above PCR conditions (Figs 1 and 2).
Statistical Analysis
In this study, the response to the primary treatment was
classified according to the International Workshop
proposed by Cheson et al [18]: complete response (CR),
unconfirmed complete response (CRu), partial response
(PR), stable disease (SD) or progressive disease (PD).
Molecular response was defined as the disapearence of
circulating t(14;18)-positive cells at any moment during or
after treatment, for a patient whose bcl-2 gene rearrange-
TABLE I PCR primers for the detection of the bcl-2/IgH rearrange-
ment [16, 24]
Primers
External MBR (sense): 5’ CAGCCTTGAAACATTGATGG 3’
External mcr (sense): 5’ GACTCCTTTACGTGCTGGTACC 3’
External JH (anti-sense): 5’ ACCTGAGGAGACGGTGACC 3’
Internal MBR (sense): 5’ AGTTGCTTTACGTGGCCTGT 3’
mc7 (sense): 5’ TCAGTCTCTGGGGAGGAGTG-
GAAAGGAA 3’
541RESIDUAL T(14;18)-POSITIVE CELLS IN FL
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ment at diagnosis was known. Associations between the
assessed variables and the response to the treatment were
tested with Pearson Chi-square Test (w2) or with Fisher’s
exact test. The level of significance for all statistical tests
was 5%. The analysis was conducted with the SPSS 8.0
software.
RESULTS
Twelve patients (40%) were diagnosed as early stage and
18 (60%) as advanced stage disease. Molecular analyses
identified 24 (80%) patients with MBR and 5 (17%) with
mcr rearrangement. In one case (3%) it was not identified,
despite numerous attempts to detect the type of
TABLE II PCR for bcl-2/IgH rearrangement in paraffin-embedded tissue and peripheral blood samples
MBR rearrangement in
bcl-2/IgH rearrangement in peripheral blood samples
Type of bcl-2/IgH
N Patient paraffin-embedded tissue MBR mcr rearrangement
1. 1 7 + NP MBR
2. 2 7 + NP MBR
3. 3 7 7 + Mcr
4. 4 7 + NP MBR
5. 5 + 7 7 MBR*
6. 6 + + NP MBR
7. 7 7 7 + Mcr
8. 8 + + NP MBR
9. 10 + 7 7 MBR*
10. 14 + + NP MBR
11. 18 + + NP MBR
12. 19 + 7 7 MBR*
13. 22 + 7 7 MBR*
14. 27 + + NP MBR
15. 28 + 7 7 MBR
16. 30 + + NP MBR
17. 31 7 7 + Mcr
18. 32 7 + NP MBR
19. 34 + + NP MBR
20. 35 + + NP MBR
21. 36 + + NP MBR
22. 40 + + NP MBR
23. 41 + + NP MBR
24. 42 + + NP MBR
25. 43 7 + NP MBR
26. 44 + + NP MBR
27. 45 7 7 7 Unknown*
28. 46 7 + 7 MBR
29. 47 7 7 + Mcr
30. 48 7 7 + Mcr
NP=not performed; *=amplification of MBR band was obtained with Eppendorf Master Mix.
FIGURE 1 Sensitivity of semi-nested PCR using MBR positivecontrol. Lane 1=1:1, lane 2=1:10, lane 3=1:102, lane 4=1:103, lane5=1:104 , lane 6=1:105, lane 7=1:106, lane 8=100 bp marker. Apositive PCR is shown up to 0.1ng dilution (lane 5).
FIGURE 2 Sensitivity of semi-nested PCR using mcr positive control.Lane 1=1:1, lane 2=1:10, lane 3=1:102, lane 4=1:103, lane5=1:104 , lane 6=1:105, lane 7=1:106, lane 8=100 bp marker. Apositive PCR is shown up to 0.1ng dilution (lane 5).
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rearrangement (Table II). Semi-nested PCR reactions for
MBR and mcr were positive up to 1:10,000 dilution (Figs
1 and 2). Thus, these semi-nested PCRs for bcl-2/IgH
rearrangement were able to detect one positive cell among
10,000 normal cells. Nineteen percent of samples of
known MBR or mcr patients have PCR negative results
(with positive JH band) in the presence of active disease.
Figs 3 – 6 show the time where samples where collected,
e.g., at diagnosis, during re-staging, at relapse or disease
progression, or during follow-up. Time zero represents
the dates of diagnoses. During follow-up, 4 (13%)
patients were treated with bone marrow transplantation
(3 allogeneic and one autologous) and 2 (7%) patients
were treated with rituximab. The analysis of Figs 3 and 4,
that show clinical and molecular evolution of patients
diagnosed as early stage (I or II) disease, suggests that
molecular response can be obtained even with conven-
tional chemotherapy or radiotherapy. In this group of 11
FIGURE 4 Clinical and molecular analyses of early stage (I/II) cases: samples taken 4 60 months after diagnosis of FL (initial treatment is notshown). Dots represent time when blood samples were collected (see Figure 3 for key to symbols).
FIGURE 3 Clinical and molecular analyses of early stage (I/II) cases: samples taken 0 – 60 months after diagnosis of FL. Dots represent time whenblood samples were collected.
FIGURE 5 Clinical and molecular analyses of late stage (III/IV) cases, samples taken 0 – 60 months after diagnosis of FL. Dots represent time whenblood samples were collected (see Figure 3 for key to symbols).
543RESIDUAL T(14;18)-POSITIVE CELLS IN FL
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patients, 7 (64%) achieved molecular response in some
point during follow-up. Patient 48 (Fig. 4), despite of
being diagnosed as early stage disease, showed many
relapses as disseminate disease and used rituximab after
the last chemotherapy schedule (when we performed the
molecular studies) and was excluded from this analysis.
Patients 2 and 41 (Fig. 4) had a negative PCR only in the
last collected sample, many months after the last
treatment approach. However, when Figs 5 and 6 were
analyzed, we concluded that only 8/18 (44%) of patients
diagnosed as advanced stage disease reached molecular
response. If we exclude the 5 patients submitted to
transplant (Patients 6, 28, 36, 47) or who received
rituximab (Patient 8) from this analysis, we will have 3/
13 or 23% of molecular response in advanced stage
patients treated with chemotherapy (with or without
radiotherapy). Also, in this study, we found 100% of
molecular response in 6 cases treated through either bone
marrow transplantation or rituximab.
DISCUSSION
In this study, the sensitivity of the semi-nested PCR for
MBR ormcr rearrangement was 16 104, e.g., it detected a
single t(14;18)-positive cell among 10,000 normal cells.
Perhaps, if the PCR reaction had a higher number of
cycles, the level of sensitivity could have been raised to
1:105 or 106 as documented in other studies [9,19]. The
obvious disadvantage of increasing the sensitivity of this
analysis is the identification of non-malignant t(14;18)-
positive cells in subjects considered in complete remission,
and who are not going to relapse. Nineteen percent of
samples of known MBR or mcr patients have PCR
negative results (with positive JH band) in the presence of
active disease. Maybe it reflects either false-negative or
bcl-2/IgH amount under the detection of the test. Analysis
of Figs 3 and 4, showing clinical and molecular follow-up
of the patients assessed at the initial stage, suggested that
molecular remission could be reached even with the use of
conventional chemotherapy and radiotherapy. The oppo-
site could be seen in Figs 5 and 6, which showed patients
followed-up who were diagnosed at advanced stage
disease. Due to the low number of subjects assessed in
this study, we only found a tendency to significance when
clinical stage at the diagnosis was associated to molecular
response (P= 0.095). After the initial treatment, a latent
period can occur between the achievement of CR and
molecular response, which could be correlated with the
elimination of the residual disease by the patient’s immune
system, especially by natural-killer cells. In this study, we
found 100% of molecular response in six advanced stage
cases treated through either bone marrow transplantation
or rituximab. Probably, the main application of MDR
analysis in FL patients is in the follow-up of patients
submitted to autologous or allogeneic stem-cell transplan-
tation and in those who received monoclonal antibody
anti-CD20. Currently, these therapies are well-known for
their potential of eradication of MDR. In the near future,
non-myeloablative allogeneic transplants will probably
represent one of the best therapeutic options for patients
with FL [20], and the presence of residual disease may
represent an important instrument in managing the graft-
vs.-lymphoma effect. In this study, Patients 2, 14, 41 and
42 who showed clinical remission after more than 60
months of follow-up of FL, had negative results for the
PCR reactions only at the last collected sample. A possible
explanation for these results would be the fluctuation of
the tumor content with levels lower than the sensitivity of
the method, thus requiring a serial observation for a final
conclusion on the patients’ condition. Another hypothesis
would be the presence of a non-malignant sub-clone
detected in several blood samples during the observation
of the residual disease, without any clinical meaning [11].
Finally, a third possibility could be a false-negative result
(despite of the identification of the positive internal JH
control). Therefore, the meaning of the presence of bcl-2/
IgH rearrangement in normal tissue is uncertain, but it
could suggest that the translocation is an early event, in
which cumulative oncogenic alterations are necessary for
the FL to be expressed as a clinical entity [21]. Lee et al [22]
suggested that the evaluation of the residual disease after
the treatment could identify groups of patients at risk for
FL relapse. The persistency of a large tumor mass between
12 and 23 months seemed to be predictive of low FFS. On
the other hand, the late tumor content (between 36 and 48
months of treatment) did not show an impact on FFS over
5 years. Therefore, based upon the literature, we can not
affirm that the detection of circulating t(14;18)-cells
through PCR correlates with an imminent relapse of the
FIGURE 6 Clinical and molecular analyses of late stage (III/IV) cases: samples taken 4 60 months after diagnosis of FL (initial treatment is notshown). Dots represent time when blood samples were collected (see Figure 3 for key to symbols).
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disease. One way of differentiating the persistence of
positive cells without potential tumor growth from a
relapse is the sequential follow-up of the patients, as
conducted in this study. The other possibility is the
quantitative analysis of the tumor content through real-
time PCR. However, it is still necessary to determine the
amount of the tumor cells that truly predicts the risk of
relapse. Mandigers et al [23] did not find differences in
FFS between patients that had a large number (above the
median of the group) or a small number (below the
median of the group) of circulating t(14;18)-positive cell at
diagnosis of FL, which was determined through real time
PCR. Also, the authors questioned the use of a
quantitative monitoring in patients treated with first line
methods, which are known to be non-curative. This study
is retrospective, performed in a restricted number of
patients, monitored at non-predefined time points in the
course of FL and treated with different approaches. It
suggests that molecular response can be obtained in FL
patients diagnosed at early stage disease even with
conventional chemotherapy and radiotherapy. In
advanced stage disease, concordance between clinical
remission and molecular response was observed in the
majority of patients after bone marrow transplantation or
in those cases treated with monoclonal antibody anti-
CD20. The prognostic significance of this data should be
confirmed with extended follow-up and in a larger number
of patients.
Acknowledgements
G.W.B. Colleoni., L.C.C. Duarte and F.R. Kerbauy were
partially supported by CNPq (Conselho Nacional de
Desenvolvimento Cientıfico e Tecnologico), Brazil. This
work was supported by grants from FAPESP (Fundacao
de Apoio a Pesquisa do Estado de Sao Paulo), Brazil.
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545RESIDUAL T(14;18)-POSITIVE CELLS IN FL
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