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© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
May 2015
John E. Smee, Ph.D.
Sr. Director, Engineering
Qualcomm Technologies, Inc.
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
This presentation addresses potential use cases and views on characteristics of 5G technology and is not intended to reflect a commitment to the characteristics or commercialization of any
product or service of Qualcomm Technologies, Inc. or its affiliates.
2
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.3
Wide Area IOE
Mobile broadband
High reliability services
Increased Indoor/ outdoor hotspot
capacity
Smart homes/buildings
Health & fitness, medical response
Sensing what’s around, autonomous
vehicles
Remote control, process
automation
5G targets a range of services and devices
Smart city, smart grid and infrastructure
Enhanced mobile
broadband
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
Technology enablers for improved system designs
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Technology
Improved RF/antenna capabilities
Improved radio processing
Improved baseband processing
Virtualized Network Elements
Air Interface Impact
New mmWave bands, and Massive MIMO
with new PHY/MAC design across bands
Faster narrow/wide bandwidth switching
and TDD switching
Lower latency and faster turn around,
new PHY/MAC algorithms
Dynamically move processing between
cloud and edge
• Drive fundamental improvements in user experience, coverage, and cost efficiency
• Deliver high quality of experience and new services across topologies and cell sizes
• New designs below 6 GHz and above 6 GHz including mmWave
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
Unified 5G design across spectrum types and bandsFrom narrowband to wideband, licensed & unlicensed, TDD & FDD
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5G
Range of application requirements
Diverse spectrum typesBand
Single component
carrier channel
Bandwidth examples
Target
Characteristics
FDD/TDD <3 GHz 1, 5, 10, 20MHz
Deep coverage, mobility,
high spectral efficiency,
High reliability, wide area IoE
TDD
≥3GHz
(e.g. 3.8-4.2, 4.4-
4.9)
80, 160MHzOutdoor & indoor, mesh,
Peak rates up to 10gbps
TDD 5GHz 160, 320MHz Unlicensed
TDD mmWave 250, 500 MHz, 1, 2 GHz Indoor & outdoor small cell,
access & backhaul
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
5G design across servicesEnabling phased feature rollout based on spectrum and applications
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5G Enhanced Broadband
• Lower latency scalable numerology across bands and
bandwidths, e.g. 160 MHz
• Integrated TDD subframe for licensed, unlicensed
• TDD fast SRS design for e.g. 4GHz massive MIMO
• Device centric MAC with minimized broadcast
…
mmWave
• Sub6 GHz & mmWave
• Integrated MAC
• Access and backhaul
• mmWave beam tracking
Wide area IoE
• Low energy waveform
• Optimized link budget
• Decreased overheads
• Managed mesh
High reliability
• Low latency bounded delay
• Optimized PHY/pilot/HARQ
• Efficient multiplexing of low
latency with nominal
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
Designing Forward Compatibility into 5GEnabling flexible feature phasing
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WAN D2D
hig
h r
elia
bilit
y
WAN
Compatible frame structure design for multiple
modes (5Gsub6, high reliability, D2D, mmW, etc.)
− Enable future features to be deployed on a different
frequency in a tightly integrated manner, e.g. 5Gsub6
control for mmW
Vertical service multiplexing on the same carrier
Hig
h r
elia
bilit
y
mmWave & 5Gsub6
5Gsub6
mmWave
Blank subframes and blank frequency resources
− Minimized broadcast
− Enable future features to be deployed on the same
frequency in a synchronous and asynchronous manner
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
Multi connectivity across bands & technologies4G+5G multi-connectivity improves coverage and mobility
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Rural area
4G+5G
Sub-urban area4G+5G
Leverage 4G investments to enable phased 5G rollout
4G & 5G
small cell coverage
Macro5G carrier aggregation with
integrated MAC across
sub-6GHz & above 6GHz
Smallcell
multimode device
Simultaneous connectivityacross 5G, 4G and Wi-Fi
Urban area
4G & 5G macro coverage
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
5G targeting enhanced mobile broadband requirements
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Key requirements
• Uniform user experience
• Increased network capacity
• Higher peak rates
• Improved cost & energy efficiency
Technical considerations
• Scalable numerology and TTI to support various
spectrum and QoS requirements
• Massive MIMO to achieve high capacity, better
coverage, and low network power consumption
• Self-contained TDD subframes to enable massive
MIMO and other deployment scenarios
• Device centric MAC to reduce network energy
consumption & improve mobility management
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
5G scalable numerology to meet varied deployment/application/complexity requirements
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160MHz bandwidth
Sub-carrier spacing = 8NIndoor
Wideband
(e.g. unlicensed)
Sub-carrier spacing = 2N
80MHz
Normal CP
(e.g. outdoor
picocell)
500MHz bandwidth
Sub-carrier spacing = 16N
mmWave
Note: not drawn to scale ECP
FG
NCP
ECP
ECP
FG
NCP
TTI k TTI k+1 TTI k+2
Numerology Multiplexing
5G mmW synchronized to 5Gsub6 at e.g. 125us TTI level for common MAC, along
with scaled subcarrier spacing, and timing alignment with 1ms LTE subframes
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
Driving down air-interface latency & enabling service multiplexing
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Order of magnitude lower HARQ RTT − Faster processing time and shorter TTI
− Driving down HARQ latency and storage
Self-contained TDD subframes− Integrated approach to licensed spectrum,
Massive MIMO, unlicensed spectrum, D2D
− Decoupling UL/DL data ratio from latency
− Very low application layer latency
High reliability
High reliability
High reliability
Nominal short
Nominal medium
Nominal long
2N scaling of TTI
Provides various levels of QoS, hence bundled
TTI design for latency/efficiency tradeoff
− Short TTI traffic with low latency and high reliability
− Long TTI for low latency and higher spectral efficiency
Service aware TTI multiplexing
0 1 0 1
ACK0
Data
ACKACK
1ACK
0
Data GP
ACK
FDD
TDD
HARQ RTT
TTI
TTI
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
Self-contained TDD subframesDecouple HARQ processing timeline from uplink/downlink configuration
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Cellular DL or mesh/D2D
transmission scheduled subframe
Control
(Tx)
Data
(Tx) Gu
ard
P
eri
od Uplink
(Rx)
• To transmit control, data
and pilots
• To receive ACK and other
uplink control channels
Enhanced subframeAdditional headers/trailers for advanced deployment scenarios
PDCCH
(Tx)
Data
(Tx) Gu
ard
P
eri
od
Uplink(Rx)
• To support massive MIMO/ unlicensed/D2D/mesh/COMP
• E.g. headers associated with Clear Channel Assessment (CCA),
hidden node discovery protocol for 5G unlicensed spectrum
access
Note: Multiple users are typically multiplexed over each control/data region in FDM/TDM/SDM manner
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
5G modulation and access techniques
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OFDM for enhanced mobile broadband access
− 5G broadband access requires the following
− Low latency
− Wide channel bandwidth and high data rate
− Low complexity per bit
− OFDM is well suited to meet these requirements due to the following characteristics
− Scalable symbol duration and subcarrier spacing
− Low complexity receiver for wide bandwidth
− Efficiently supports MIMO spatial multiplexing and multiuser SDMA
− OFDM implementations allow for additional transmit/receiver filtering based on link and adjacent
channel requirements
In addition, resource spread multiple access (RSMA) waveforms have advantages for
uplink short data bursts such as low power IoE− Supports asynchronous, non-orthogonal, contention based access
− Reduces IoE device power overhead
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
5G coverage layer improvements (1.7km intra-site distance)with 4GHz massive MIMO & new TDD SF design
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• Gains of 4 GHz Massive MIMO with 80MHz compared to 2GHz with 2Tx DL over 20 MHz
• Leverage same cell tower locations and same transmit power as legacy systems (no new cell planning)
• Cell-edge user @ 1km cell radius still able to scale up throughput with bandwidth (for ~80 Mbps)
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
1 10 100 1000
CD
F
User Throughput (Mbps)
2Rx devices
80MHz bandwidth, 24x2
20MHz bandwidth, 2x2
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
1 10 100 1000
User Throughput (Mbps)
4Rx devices
80MHz bandwidth, 24x4
20MHz bandwidth, 2x4
Assumptions: 46 dBm Tx power
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
mmW deployment scenarios
Stand alone mmW access Collocated mmW + 5Gsub6 access
mmW integrated access & backhaul relayNon-collocated mmW + 5Gsub6 access
5Gsub6 mmW15
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
Advanced multicell scheduling algorithms improvemmWave user experience
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Coordinated scheduling techniques reduce interference and improve user experienceNon-trivial interference from neighboring cell transmissions in mmW bands for small cell radii of ~100m
0 dB 5 dB 10 dB 15 dB 20 dB 25 dB 30 dB0
20%
40%
60%
80%
100%
Interference measure (SNR - SINR)
No coordination
Limited coordination
Full coordination
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
5G device centric MACControl plane improvements for energy efficiency and mobility
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Zone 1
coverage
Coverage for zone 2
Serving cluster
Device side: light weight mobility
− Transparent mobility within a device centric zone
− Coordinated control plane processing for tightly
coupled cluster
Network energy saving with less broadcast
− On-demand system info. transmission
− When no devices are around, base station only
provides a low periodicity beacon for initial
discovery
− When a few devices enter coverage, base station
provides system information via on demand unicast
− When many devices are present (or SI changes),
base station can revert to broadcast
Zone 3
coverage
Transmit
periodic sync
Transmit
SIB
No SIB
Transmission
SIB transmission request No SIB transmission request
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
5G targeting high reliability service requirements
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Key requirements
• High reliability and availability
• Low end-to-end latency
• Minimal impacts to nominal traffic while
meeting reliability and latency
requirements
Technical considerations
• Integrated nominal/high-reliability system design
- New PHY coding, New FEC, and link-adaptation framework
for efficient traffic multiplexing
• Low latency design
- Efficient HARQ structure for fast turn-around
- Scalable TTI for latency, reliability & efficiency tradeoff
• High reliability design
- Large diversity orders to support bursty high-reliability traffic
- New link adaptation paradigm for lower error rates
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
Hard latency bound and PHY/MAC design
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2nd tx queue
1st tx queue
Residual RTT
Poisson arrivals
3rd tx queue
nth tx queue
time
freq.
...
1st Tx HARQ
2nd Tx HARQ
3rd Tx HARQ
nth Tx HARQ
Packet drop at Rx
Successful
transmission
Failed transmission
Failed 1st Tx
Failed 2nd Tx
Failed (n-1)th Tx
...
Highest
priority
Lowest
priorityPa
ck
et lo
ss a
t Tx
• Causes of packet drop1. Last transmission fails at Rx2. Delay exceeds deadline at Tx queues
Single-cell multi-user evaluation/queueing model
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
Increased reliability benefits from wideband multiplexing
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Wider bandwidth provides significant capacity benefits
• FDM of high-reliability/nominal traffic is sub-optimal
At lower bandwidth, achieving very low latency bound
requires drop in reliability
Notes: e.g. 256 bit control every 10ms: 40 machines is 1 Mbps.
Packet Error Rate (PER) results based on -3dB cell edge worse case scenario.
Reliability = 1e-4
Reliability, Capacity, Latency, Bandwidth Tradeoff
0 0.5ms 1ms 1.5 2ms 2.5ms 3ms0
0.5
1
1.5
2
2.5
3
3.5
Hard delay bound
Hig
h r
elia
bili
ty c
apacity (
Mbps)
total BW = 20MHz
total BW = 10MHz
~3X gain
0 0.5ms 1ms 1.5ms 2ms 2.5ms 3ms0
0.5
1
1.5
2
2.5
3
3.5
Hard delay bound
Hig
h r
elia
bili
ty c
apacity (
Mbps)
Asymptotic capacity
reliability 1e-2
reliability 1e-4
BW = 10 MHzReliability = 1e-4
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
5G targeting wide area IOE requirements
21
Key requirements
• Superior coverage for supporting
remote and deep indoor nodes
• Low power consumption to
enable longer battery life
• Better support low rate bursty
communications from multiple
device types including
smartphone bursty traffic
• Scalability to enable massive
number of connections
Technical Approaches
IOE
IOE
IOEIOE
IOE
Direct access on
licensed e.g. FDD
Mesh on unlicensed or
partitioned with uplink FDD
Uplink IOE
Non-Orthogonal
Distributed Scheduling
Downlink IOE
Orthogonal
Centralized Scheduling
Non-orthogonal RSMA
• Resource spread multiple
access
• Avoids energy cost of
establishing synchronism
• Distributed scheduling
Uplink mesh downlink direct
• Leverage DL sync
• Coverage extension
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates.
5G design across servicesEnabling phased feature rollout based on spectrum and applications
22
5G Enhanced Broadband
• Lower latency scalable numerology across bands and
bandwidths, e.g. 160 MHz
• Integrated TDD subframe for licensed, unlicensed
• TDD fast SRS design for e.g. 4GHz massive MIMO
• Device centric MAC with minimized broadcast
…
mmWave
• Sub6 GHz & mmWave
• Integrated MAC
• Access and backhaul
• mmWave beam tracking
Wide area IoE
• Low energy waveform
• Optimized link budget
• Decreased overheads
• Managed mesh
High reliability
• Low latency bounded delay
• Optimized PHY/pilot/HARQ
• Efficient multiplexing of low
latency with nominal
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www.qualcomm.com & www.qualcomm.com/blog
© 2015 QUALCOMM Technologies, Inc. and/or its affiliates. All Rights Reserved.
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used with permission. Other products or brand names may be trademarks or registered trademarks of their respective owners.
References in this presentation to “Qualcomm” may mean Qualcomm Incorporated, Qualcomm Technologies, Inc., and/or other subsidiaries or business units within the
Qualcomm corporate structure, as applicable. Qualcomm Incorporated includes Qualcomm’s licensing business, QTL, and the vast majority of its patent portfolio.
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