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  • 8/16/2019 Practice Parameter: Evaluation of the child with microcephaly (an evidence-based review)

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    Practice Parameter: Evaluation of the child withmicrocephaly (an evidence-based review)Report of the Quality Standards Subcommittee of the American Academy of Neurology and the Practice Committee of the Child Neurology Society 

    Stephen Ashwal, MD

    David Michelson, MD

    Lauren Plawner, MD

     William B. Dobyns, MD

    ABSTRACT

    Objective: To make evidence-based recommendations concerning the evaluation of the child with

    microcephaly.

    Methods: Relevant literature was reviewed, abstracted, and classified. Recommendations were

    based on a 4-tiered scheme of evidence classification.

    Results:  Microcephaly is an important neurologic sign but there is nonuniformity in its definition

    and evaluation. Microcephaly may result from any insult that disturbs early brain growth and can

    be seen in association with hundreds of genetic syndromes. Annually, approximately 25,000

    infants in the United States will be diagnosed with microcephaly (head circumference 2 SD).

    Few data are available to inform evidence-based recommendations regarding diagnostic testing.

    The yield of neuroimaging ranges from 43% to 80%. Genetic etiologies have been reported in

    15.5% to 53.3%. The prevalence of metabolic disorders is unknown but is estimated to be 1%.

    Children with severe microcephaly (head circumference3 SD) are more likely (80%) to have

    imaging abnormalities and more severe developmental impairments than those with milder micro-

    cephaly (2 to  3 SD;  40%). Coexistent conditions include epilepsy (40%), cerebral palsy

    (20%), mental retardation (50%), and ophthalmologic disorders (20% to 50%).

    Recommendations: Neuroimaging may be considered useful in identifying structural causes in the

    evaluation of the child with microcephaly (Level C). Targeted and specific genetic testing may be

    considered in the evaluation of the child with microcephaly who has clinical or imaging abnormali-

    ties that suggest a specific diagnosis or who shows no evidence of an acquired or environmental

    etiology (Level C). Screening for coexistent conditions such as cerebral palsy, epilepsy, and sen-

    sory deficits may also be considered (Level C). Further study is needed regarding the yield of

    diagnostic testing in children with microcephaly. Neurology ® 2009;73:887–897

    GLOSSARY CP cerebral palsy; GDD global developmental delay; HC head circumference; MRE medically refractory epilepsy;OMIM Online Mendelian Inheritance in Man.

    Microcephaly is an important neurologic sign but

    there is nonuniformity in the definition of micro-

    cephaly and inconsistency in the evaluation of af-

    fected children.1,2 Microcephaly is usually defined as

    a head circumference (HC) more than 2 SDs below 

    the mean for age and gender.2,3 Some academics have

    advocated for defining severe microcephaly as an HC

    more than 3 SDs below the mean.4-7 Other than

     where specified, this parameter uses the usual defini-

    tion of microcephaly. Recommended methods for

    HC measurement are described in appendix 2.

    If HC is normally distributed, 2.3% of children

    should by definition be microcephalic. However,

    published estimates for HC 2 SD at birth are far

    lower, at 0.56%8 and 0.54%.9 The difference may be

    accounted for by a non-normal distribution, postna-

    tal development of microcephaly, or incomplete as-

    certainment. Severe microcephaly would be expected

    Supplemental dataatwww.neurology.org

    From the Division of Child Neurology (S.A., D.M.), Department of Pediatrics, Loma Linda University School of Medicine, CA; Division of Pediatric

    Neurology (L.P.), Children’s Hospital Regional Medical Center, Seattle, WA; and The University of Chicago (W.D.), Department of Human

    Genetics, IL.

     Appendices e-1 through e-6 and references e1– e12 are available on t he Neurology  Web site at www.neurology.org.

     Approved by the Quality Standards Subcommittee on November 5, 2008; by the Child Neurology Society (CNS) Practice Committee on August 2,

    2009; by the AAN Practice Committee on November 20, 2008; and by the AAN Board of Directors on July 7, 2009.

    Disclosure: Author disclosures are provided at the end of the article.

     Address correspondence and

    reprint requests to the American

     Academy of Neurology, 1080

    Montreal Avenue, St. Paul, MN

    55116

    [email protected]

    SPECIAL ARTICLE

    Copyright © 2009 by AAN Enterprises, Inc.   887

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    in 0.1% of children if normal distribution is as-

    sumed, which agrees with the published estimate of 

    0.14% of neonates.9

    Microcephaly may be described as syndromic or

    as pure, primary, or true (microcephalia vera), de-

    pending on the presence or absence of extracranial

    malformations or dysmorphic facial features. These

    terms do not imply a distinct etiology and can be

    seen with either genetic or environmental causes of 

    neurodevelopmental impairment. Some of the more

    common causes are outlined in table 1.

     A comprehensive history, growth records for the

    child and close relatives, and a detailed physical ex-

    amination will often suggest a diagnosis or direction

    for further testing. Advances in neuroimaging and

    genetics have improved understanding of the causes

    of microcephaly, suggesting new approaches to classi-

    fication and testing. In developing diagnostic algo-

    rithms for microcephaly defined as congenital or of 

    postnatal onset, we also examined whether the diagnos-

    tic yield depended on the severity of microcephaly.

    DESCRIPTION OF THE ANALYTIC PROCESS

    Literature examined for this parameter (1966–

    2007) included 4,500 titles and abstracts, of which

    150 articles were selected for review. See appendices

    e-1A–e-1C on the  Neurology ®  Web site at www.

    neurology.org for information on databases, search

    terms, and article classification.

    ANALYSIS OF EVIDENCE  What is the role of diag-

    nostic testing of children with microcephaly? Neuroimaging.

    CT data are available from 2 Class III studies involv-ing 143 children with microcephaly (table e-1).10,11

    In one study, 61% of 85 children with microcephaly 

    (2 SD) had abnormal CT findings.10 Patients

     with a known history of perinatal or postnatal brain

    injury (n 22) had the highest percentage of imag-

    ing abnormalities (91%). Patients with one or more

    extracranial congenital anomalies (n    30) had an

    intermediate yield (67%). The lowest yield (36%)

     was in patients (n 33) with no evidence by history 

    or examination of a brain injury, although 4 patients

    had major CNS malformations that were not sus-

    pected clinically. Imaging findings were classifiedinto 4 groups: normal (39%), mild atrophy/ventricu-

    lar dilatation (31%), moderate to severe atrophy/

    ventricular dilatation (28%), and isolated parenchymal

    abnormalities (2%). The degree of microcephaly corre-

    lated with the severity of cerebral atrophy or ventricular

    dilatation. Five cases (6%) had findings that led to a 

    more specific diagnosis (e.g., schizencephaly, holo-

    prosencephaly). In a second study of 58 children with

    microcephaly (HC 2 SD), head size did not corre-

    late with CT findings, but there were correlations be-

    tween CT findings and mental retardation, motor

    disturbance, and epilepsy.11 CT was felt to be useful for

    determining prognosis.

    Data from 2 Class III MRI studies of 88 children

     with microcephaly found abnormalities in 67% and

    80% (table e-1).12,13 In one study, abnormalities were

    detected in 68% of children in whom a genetic disor-

    der was suspected or diagnosed, with the most fre-

    quent findings being neuronal migrational disorders

    or callosal malformations.13 In the children with

    postnatal onset microcephaly, 100% showed abnor-

    malities, with hydranencephaly and infarction being 

    most common. The second studyclassified MRI abnor-

    malities into 4 groups: congenital cytomegalovirus

    (CMV) infection (n    6), cerebral malformations/

    myelination disorders (n    16), unclassifiable patho-

    logic findings (n 8), and normal (n 3).12 The high

    prevalence of CMV infection was due to case selection

    bias. In this small study, the authors did not find a cor-

    relation between the severity of the cerebral malforma-

    tion and neurodevelopmental disturbances.

    Two Class III studies examined the diagnostic yieldof either CT or MRI and the severity of microcephaly 

    (table e-1).14,15 In one study, children with mild micro-

    cephaly (2 SD) had a yield of 68.8% whereas those

     with severe microcephaly (3 SD) had a yield of 

    75%. A second study also found that children with se-

    vere microcephaly were more likely to have imaging ab-

    normalities (80%) than those with mild (2 to  3

    SD) microcephaly (43%).15 There was correlation be-

    tween imaging findings and neurodevelopmental out-

    comes as measured by the Bayley Scales of Infant

    Development or the McCarthy Scales of Children’s

     Abilities, depending on the patient’s age.15 Develop-

    mental quotients in the normal imaging group were 70

    or greater, whereas quotients in the abnormal imaging 

    group were 52 or less.

    Conclusions.   Data from 6 Class III studies (2 CT, 2

    MRI, 2 CT/MRI) of 292 children with microceph-

    aly found diagnostic yields ranging from 43% to

    80%. In 2 studies, children with severe microcephaly 

    (3 SD) were more likely (i.e., 75%, 80%) to have

    an abnormal MRI than those with milder micro-

    cephaly. MRI detected brain abnormalities typically 

    beyond the sensitivity of CT.Recommendation.  Neuroimaging may be considered

    useful in identifying structural causes in the evaluation

    of the child with microcephaly (Level C).

    Clinical context.   MRI often reveals findings that

    are more difficult to visualize on CT, such as migra-

    tional disorders, callosal malformations, structural

    abnormalities in the posterior fossa, and disorders of 

    myelination, and is considered the superior diagnos-

    tic test.16 An MRI-based classification scheme of mi-

    crocephaly is outlined in appendix 3.17  While based

    on retrospective review, its usefulness is apparent as

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    certain malformations (e.g., lissencephaly, schizen-

    cephaly) are well known to be associated with severe

    neurologic impairment and specific gene abnormali-

    ties have been found in several of these disorders.

    Thus, MRI is often helpful for definitive diagnosis,

    prognosis, and genetic counseling.

    Genetic testing. There are very few data as to the

    prevalence and specific type of genetic abnormali-

    ties in children with microcephaly. In one Class II

    study of 58 children referred for evaluation of mi-

    crocephaly, 9 (15.5%) were found to have a ge-

    netic etiology.18 One patient had Angelman

    syndrome, 1 had tuberous sclerosis, 2 had multiple

    congenital anomalies, and 5 had a family history 

    of microcephaly. A Class III study of 30 infants in

     whom prenatal microcephaly was diagnosed by ul-

    trasound found associations with a chromosome

    disorder in 23.3%, multiple congenital anomalies

    in 23.3%, and specific genetic syndromes in

    20%.19 In this cohort, an additional 16.7% had

    holoprosencephaly, a malformation often associ-ated with genetic abnormalities.19

    Conclusions.   Genetic etiologies may be found in

    15.5% (Class II, n 58) to 53.3% (Class III, n

    30) of children with microcephaly. MRI studies may 

    detect specific malformations associated with well-

    described genetic conditions.

    Recommendation.  Specific targeted genetic testing 

    may be considered in the evaluation of the child with

    microcephaly in order to determine a specific etiol-

    ogy (Level C).

    Clinical context.  Microcephaly has been associated

     with numerous genetic etiologies (appendix 4), in-

    cluding syndromes whose causes are as yet unidenti-

    fied but which may be elucidated by further

    research.20 Because the genetics of microcephaly is a 

    rapidly evolving field, currently available data likely 

    underestimate the importance and relevance of ge-

    netic testing as part of the diagnostic evaluation of 

    children with microcephaly.20 Many of the micro-

    cephaly genes identified to date have been associated

     with specific phenotypes, allowing more targeted

    clinical testing. Available screening tests for chromo-

    somal deletions and duplications include karyotyp-ing, subtelomeric fluorescent in situ hybridization, and

    bacterial artificial chromosome or oligo-based compara-

    tive genomic hybridization.2,20,21  As the diagnostic

    yields of these tests in children with microcephaly is

    currently unknown, specific recommendations regard-

    ing their use cannot be made at this time.

     Metabolic testing. Metabolic disorders rarely present

     with nonsyndromic congenital microcephaly, with 3

    notable exceptions: maternal phenylketonuria, in which

    the fetal brain is exposed to toxic levels of phenylala-

    nine; phosphoglycerate dehydrogenase deficiency, a dis-

    Table 1   Etiologiesof congenitaland postnatal onset microcephaly

    Congenital Postnatal onset

    Genetic Genetic

    Isolated Inborn errors of metabolism

    Autosomal recessive microcephaly Congenitaldisorders ofglycosylation

    Autosomal dominantmicrocephaly Mitochondrial disorders

    X-linked m icrocephaly Peroxisomal d isorders

    Chromosomal (rare: “apparently” balanced rearrangementsand ringchromosomes)

    Menkes disease

    Amino acidopathies and organic acidurias

    Glucose transporter defect

    Syndromic Syndromic

    Chromosomal

    Trisomy 21,13, 18

    Unbalanced rearrangements

    Contiguous g ene d eletion Contiguous g ene d eletion

    4pdeletion(Wolf-Hirschhornsyndrome) 17p13.3 deletion (Miller-Diekersyndrome)

    5p deletion (cri-du-chat syndrome)

    7q11.23 deletion (Williams syndrome)

    22q11 deletion (velocardiofacialsyndrome)

    Single gene defects Single gene defects

    Cornelia d e Lange s yndrome Rett s yndrome

    Holoprosencephaly (isolated orsyndromic)

    Nijmegen breakage syndrome

    Smith-Lemli-Opitz syndrome Ataxia-telangiectasia

    Seckel syndrome Cockayne syndrome

    Aicardi-Goutieres syndrome

    XLAGsyndrome

    CohensyndromeAcquired Acquired

    Disruptive injuries Disruptive injuries

    Death o f a monozygous t win Traumatic b rain i njury

    Ischemic stroke Hypoxic-ischemic encephalopathy

    Hemorrhagic s troke Hemorrhagic a nd i schemic s troke

    Infections Infections

    TORCHES (toxoplasmosis,rubella,cytomegalovirus,herpes simplex,syphilis) and HIV

    Meningitis and encephalitis

    Congenital HIV encephalopathy

    Teratogens Toxins

    Alcohol , hydantoin, r adi ation Lead p oi soning

    Maternal p henylketonuri a Chroni c renal f ailure

    Poorly controlled maternal diabetes

    Deprivation Deprivation

    Maternal h ypothyroidism Hypothyroidism

    Maternal folate deficiency Anemia

    Maternal malnutrition Malnutrition

    Placental i nsufficiency Congenital h eart d isease

    Reprinted with permission from Elsevier from: Abuelo D. Microcephaly syndromes. Semin

    Pediatr Neurol 2007;14:118–127. Note that there are approximately 500 listings for mi-

    crocephaly in OMIM (http://www.ncbi.nlm.nih.gov/omim).

    Neurology 73 September 15, 2009   889

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    order of   L-serine biosynthesis; and Amish lethal

    microcephaly, which is associated with 2-ketoglutaricaciduria.22 Metabolic disorders associated with syn-

    dromic congenital microcephaly are listed in appendix 

    e-2. Metabolic disorders are more likelyto cause postna-

    tal onset microcephaly and are typically associated with

    global developmental delay (GDD). As was published

    in a practice parameter on the topic, the diagnostic yield

    of routine screening for inborn errors of metabolism in

    children with GDD is about 1% and the yield may 

    increase to 5% in specific situations, such as when mi-

    crocephaly is present.23

    Conclusions. The prevalence of metabolic disorders

    among children with microcephaly is unknown.Based on prior analysis of studies of children with

    GDD, it is likely 1% to 5%.

    Recommendation.  There is insufficient evidence to

    support or refute obtaining metabolic testing on a 

    routine basis for the evaluation of the newborn or

    infant with microcephaly (Level U).

    Clinical context. Microcephaly is common in GDD

    and the yield of metabolic testing may be higher when

    the following are present: a parental history of consan-

    guinity, a family history of similar symptoms in rela-

    tives, episodic symptoms (seizures, ataxia, vomiting,

    encephalopathy), developmental regression, extracra-

    nial organ failure, or specific findings on neuroimag-

    ing.23 Metabolic testing may also have a higher yield in

    children whose microcephaly remains unexplained after

    other evaluations have been done. There are insufficient

    data to recommend when and how metabolic testing 

    should be done, although it is reasonable to test infants

     with severe primary congenital microcephaly for the el-

    evated urine alpha-ketoglutaric acid found in Amish le-

    thal microcephaly.23

     What neuro logic disorders are associated with micro-

    cephaly? Epilepsy. Data from one Class III study involv-

    ing 66 children with microcephaly (2 SD) found

    an overall prevalence of epilepsy of 40.9%.24 Two Class

    III studies suggest that epilepsy is more common in

    postnatal onset than in congenital microcephaly. In one

    study, epilepsy occurred in 50% of children with post-

    natal onset microcephaly compared to only 35.7% of 

    those withcongenital microcephaly.24 The second study 

    found that epilepsy was 4 times more common in post-

    natal onset microcephaly.25

    Microcephaly is a significant risk factor for medi-

    cally refractory epilepsy (MRE).26-28 In a Class III

    study of 30 children, microcephaly was found in

    58% of those with MRE compared to 2% in whom

    seizures were controlled (odds ratio 67.67;   p  

    0.001).27

    Epilepsy is a prominent feature of some types of 

    syndromic microcephaly, which are summarized

    in table 2. Studies have not examined the role of 

    obtaining a routine EEG in children with micro-

    cephaly. In one Class III study of children with

    microcephaly, EEG abnormalities were found in

    51% of 39 children who either had no seizures or

    had occasional febrile seizures.24 Epileptiform

    EEG abnormalities were present in 78% of 18

    children with MRE.

    Conclusions.   Children with microcephaly are more

    likely to have epilepsy, particularly epilepsy that is diffi-

    cult to treat. Certain microcephaly syndromes are asso-

    ciated with a much higher prevalence of epilepsy. There

    are no systematic studies regarding EEG testing of chil-

    dren with microcephaly with and without epilepsy.

    Recommendations.

    1. Because children with microcephaly are at risk for

    epilepsy, physicians may consider educating caregiv-

    ers of children with microcephaly on how to recog-

    nize clinical seizures (Level C).

    2. There are insufficient data to support or refute

    obtaining a routine EEG in a child with micro-

    cephaly (Level U).

    Cerebral palsy. Data from a Class II study of chil-

    dren with developmental disabilities found cerebral

    palsy (CP) in 21.4% of the 216 children with micro-

    Table 2   Severeepilepsy and microcephaly associated genetic syndromes

    Disorder Gene(s)

    Structural malformations

    Classic lissencephaly (isolatedLIS sequence)   Lis1, DCX, TUBA1A

    Lissencephaly: X-linked withabnormalgenitalia

     ARX 

    Lissencephaly: autosomal recessive withcerebellar hypoplasia

    RELN

    Bilateralfrontoparietalpolymicrogyria(COB)   GPR56

    Periventricular heterotopia with microcephaly   ARFGEF2

    Schizencephaly   EMX2 (rare)

    Holoprosencephaly   H PE1 21q22 .3 HPE 6 2 q3 7.1

    HPE2 2p21 HPE7 9q22.3

    HPE3 7q36 HPE 8 14q13

    H PE4 18p11 .3 HPE9 2 q14

    HPE513q32

    Syndromes

    Wolf-Hirschhorn syndrome   4p

    Angelman syndrome   UBE3A,15q11-q13

    Rettsyndrome   Xp22,Xq28

    MEHMO(mental retardation, epilepsy,hypogonadism, microcephaly, obesity)

     Xp22.13-p21.1

    Mowat-Wilson syndrome (microcephaly,mental retardation, distinct facial featureswith/without Hirschsprung disease)

    ZFHX1B, 2q22

    Data extracted from OMIM (http://www.ncbi.nlm.nih.gov/omim) and the reader is referred to

    that sourcefor updated information as newentries areaddedand data arerevised.The reader

    can alsogo directly to GeneTests (http://www.genetests.org), to whichOMIM links, for updated

    information regardingthe availabilityof genetic testing on a clinical or research basis.

    890   Neurology 73 September 15, 2009

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    cephaly compared to 8.8% of the 1,159 normoce-

    phalic children ( p 0.001).29

    Two Class I (n 2,445) studies and one Class

    III (n 540) study of children with CP found an

    average incidence of congenital microcephaly of 

    1.8%.30-32 In 3 Class III (n     338) studies, the

    combined prevalence of congenital and postnatal

    onset microcephaly ranged from 32.5% to 81%

    and averaged 47.9%.33-35 In one of these studies

    (n 96), 68% were diagnosed with postnatal on-

    set microcephaly and 13% had congenital micro-

    cephaly.33 Others have shown that the yield of 

    determining the etiology of CP is higher when mi-

    crocephaly is present.36

    Conclusions. CP is a common disability in children

     with microcephaly. Microcephaly, particularly of 

    postnatal onset and identifiable etiology, is more

    common in children with CP.Recommendations.

    1. Because children with microcephaly are at risk for

    CP, physicians and other care providers may con-sider monitoring them for early signs so that sup-

    portive treatments can be initiated (Level C).

    2. Because children with CP are at risk for develop-

    ing acquired microcephaly, serial HC measure-

    ments should be followed (Level A).

     Mental retardation. What is the prevalence of microcephaly 

    in different populations?  Prevalence estimates of micro-

    cephaly in Class III surveys of institutionalized pa-

    tients vary widely from 6.5%35 to 53%.37 For

    children seen in neurodevelopmental clinics, 3 Class

    III studies (n

    933) found an average prevalence of microcephaly (2 SD) of 24.7% (range 6% to

    40.4%).38-40 Similarly, a high rate of severe (3

    SD) microcephaly (20%) was found in a Class III

    study of 836 children undergoing evaluation for

    mental retardation.e1

     A number of studies have looked at the prevalence

    and significance of microcephaly in children with ap-

    parently normal intelligence. One Class II study of 

    1,006 students in mainstream classrooms found that

    1.9% had mild (2 to   3 SD) and none had

    severe (3 SD) microcephaly.e2 The students

     with microcephaly had a similar mean IQ to thenormocephalic group (99.5 vs 105) but had lower

    mean academic achievement scores (49 vs 70). A 

    Class III study looking at the records of 1,775 nor-

    mally intelligent adolescents followed by pediatri-

    cians found 11 (0.6%) with severe microcephaly 

    (3 SD).e3  Among a separate sample of 106 ad-

    olescents with mental retardation, the prevalence

    of severe microcephaly was 11%.What is the prevalence of developmental disability in individu-

    als with microcephaly?  Three Class I studies based on the

    National Institute of Neurological Disorders and

    Stroke Collaborative Perinatal Project examined data 

    on microcephaly. In an early report (n 9,379), half 

    of the children with microcephaly (males   2.3

    SD, females 2.4 SD) at 1 year of age were found

    to have an IQ 80 at 4 years of age.e4 A subsequent

    study (n 35,704) found congenital microcephaly 

    (2 SD) in 1.3% and in certain populations this

    conferred a twofold risk of mental retardation at 7

    years of age (15.3% vs 7%).e5 The third study (n

    28,820) found that of normocephalic children, 2.6%

     were mentally retarded (IQ 70) and 7.4% had bor-

    derline IQ scores (71–80). Of the 114 (0.4%) chil-

    dren with mild microcephaly (2 to   3 SD),

    10.5% were mentally retarded and 28% had border-

    line IQ scores.9 Severe microcephaly (3 SD) was

    found in 41 (0.14%) children, of whom 51.2% were

    mentally retarded and 17% had borderline IQ scores.

    These findings have been supported by several Class

    III studies.29,e6

     A Class II retrospective study of 212 children

     with microcephaly found a significant correlation be-tween the degree of microcephaly and the presence of 

    mental retardation. Among the 113 subjects with

    mild microcephaly (2 to 3 SD), mental retarda-

    tion was found in 11%. Mental retardation was diag-

    nosed in 50% of the 99 subjects with severe

    microcephaly (3 SD) and in all of those with an

    HC less than 7 SD.e7

     A number of Class III studies of children with

    microcephaly have examined other clinical factors.

    There are conflicting data as to whether proportion-

    ate microcephaly (i.e., similar weight, height, and

    head size percentiles) is predictive of developmental

    and learning disabilities.9,e2 Other Class III studies

    have shown that early medical illness or brain injury 

    are associated with microcephaly and mental retarda-

    tion.e8 The pattern of head growth can thus be a 

    predictor of outcome: infants with normal birth

    HCs who acquire microcephaly by 1 year of age

    are likely to be severely delayed. On the other

    hand, studies of children from countries with

    emerging economies have shown that when micro-

    cephaly and developmental delay are acquired as a 

    consequence of malnutrition, poverty, and lack of stimulation, there is significant potential for reha-

    bilitation.e9 The findings from these and other se-

    lected studies are summarized in appendix e-3.

    Conclusions. Microcephaly is commonly found in

    developmentally and cognitively impaired children.

    Children with microcephaly are at a higher risk for

    mental retardation and there is a correlation between

    the degree of microcephaly and the severity of cogni-

    tive impairment.

    Recommendation. Because children with microceph-

    aly are at risk for developmental disability, physicians

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    should periodically assess development and academic

    achievement to determine whether further testing and

    rehabilitative efforts are warranted (Level A).

    Ophthalmologic and audiologic disorders. One Class I

    study of 360 children with severe microcephaly (3

    SD) found eye abnormalities in 6.4%,but in only 0.2%

    of 3,600 age-matched normocephalic controls.e10 A re-

    lated study found 145 casesof congenital eye malforma-tions in 212,479 consecutive births, but prevalences for

    individual malformations could not be ascertained.e11

    Microcephaly was among the associated malformations

    in 56% of these children.

     Appendix e-4 lists microcephaly syndromes in

     which prominent ophthalmologic involvement has

    been reported. A Boolean search of the Online Men-

    delian Inheritance in Man (OMIM) database of the

    499 genetic syndromes associated with microcephaly 

    found that 241 (48%) of the entries mentioned vari-

    ous ophthalmologic abnormalities. This search

    method provides an upper estimate of the frequency 

     with which ophthalmologic abnormalities might be

    found in patients with syndromic microcephaly.

     A study of 100 children with complex ear anomalies

    reported that 85 had neurologic involvement and 13

    had microcephaly.e12 There are no published studies

    regarding the frequency of audiologic disorders in chil-

    dren with microcephaly. Appendix e-5 lists OMIM mi-

    crocephaly syndromes in which prominent audiologic

    involvement has been reported. A Boolean search of 

    OMIM listings of genetic syndromes associated with

    microcephaly found 113 (23%) in which hearing loss

    had been described.

    Conclusions.  Ophthalmologic disorders are more

    common in children with microcephaly but the fre-

    quency, nature, and severity of this involvement has not

    been studied. Data on the prevalence of audiologic

    disorders in children with microcephaly have not

    been reported.Recommendation. Screening for ophthalmologic ab-

    normalities in children with microcephaly may be

    considered (Level C).

    Clinical context.   Certain microcephaly syndromes

    are classically characterized by sensory impairments,

    as listed in appendices e-4 and e-5. Early identifica-

    tion of visual and hearing deficits may help with both

    the identification of a syndromic diagnosis and the

    supportive care of the child.

    CLINICAL CONTEXT: CONGENITAL AND POSTNA-

    TAL ONSET MICROCEPHALY  Microcephaly can be

    categorized as either congenital or of postnatal onset.

    Diagnostic approaches for each type, summarized in

    figures 1 and 2, are general overviews of a complex eval-

    uation that is beyond the scope of this parameter to

    describe in further detail. Some online resources avail-

    able to assist clinicians in the evaluation are described in

    appendix 2.

    Congenital microcephaly.  Many medical experts ad-

    vocate doing a prompt and comprehensive evalua-

    tion of congenital microcephaly, whether mild or

    Figure1   Evaluationof congenitalmicrocephaly

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    severe, given the risk of neurodevelopmental impair-

    ment and the parental anxiety associated with the

    diagnosis.2,20,21 Consultation with a neurologist and

    geneticist are frequently helpful in guiding the diag-nostic evaluation and in supporting and educating 

    families. Establishing a more specific diagnosis pro-

    vides valuable information regarding etiology, prog-

    nosis, treatment, and recurrence risk.

    The initial history, examination, and screening labo-

    ratory testing may suggest a specific diagnosis or

    diagnostic category, allowing further screening or con-

    firmatory testing to be targeted, if necessary. If the ini-

    tial evaluation is negative and the child appears to have

    isolated microcephaly, the results of a head MRI may 

    help to categorize the type of microcephaly using the

    criteria outlined in appendix 3. Testing for specific con-

    ditions (table 1) may establish a diagnosis. In newborns

     with proportionate microcephaly and an unrevealing 

    initial evaluation, ongoing monitoring may reveal little

    neurodevelopmental impairment.

    Postnatal onset microcephaly. Microcephaly from ac-

    quired insults to the CNS or from progressive metabol-

    ic/genetic disorders is usually apparent by age 2 years.

    Mild or proportionate microcephaly may go unrecog-

    nized unless a child’s HC is measured accurately. Mak-

    ing comparisons to parents’ HCs may be important as

    familial forms of mild microcephaly, some associated

     with specific genetic disorders, have been described.

    The complex issues influencing the appropriate timing 

    and extent of testing are discussed in several excellentreviews.1,2,19,e11 Currently available assessment tools

    may not ultimately establish a specific etiologic diagno-

    sis. As neurodevelopmental research progresses, the

    need for testing children with microcephaly of undeter-

    mined origin should be reassessed.

    RECOMMENDATIONSFOR FUTURE RESEARCH

    1. Large, prospective epidemiologic studies are needed

    to establish the prevalence of congenital and postna-

    tal microcephaly and the degree to which the signif-

    icance of microcephaly is altered by ethnicbackground, a history of prematurity, head shape,

    and parental head size. Such studies may also clarify 

    the significance of head size that remains within the

    normal range for the average population but which

    1) is 2 SD for the person’s family or 2) has de-

    creased more than 2 SD over time. In addition, the

    appropriate ages at and until which HC should be

    measured and plotted to evaluate for patterns of ab-

    normal brain growth need to be revisited.

    2. Large, prospective studies of neuropsychological,

    neuroimaging, genetic, metabolic, neurophysiologic

    Figure2   Evaluation of postnatal onsetmicrocephaly

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    (i.e., EEG), and ancillary (vision and hearing) tests

    should be undertaken in children with microcephaly 

    to establish the diagnostic yields of these tests and

    inform the development of an evidence-based algo-

    rithmic approach to evaluation.

    3. The burden of neurodevelopmental disability and

    comorbid medical illness in children with micro-

    cephaly should be more thoroughly studied to

    guide the provision of preventative and rehabilita-

    tive services that might improve outcomes.

    DISCLOSURE

    Dr. Ashwal serves on the scientific advisory board of the Tuberous Sclero-

    sis Association and the International Pediatric Stroke Society; serves as an

    editor of  Pediatric Neurology ; and receives research support from the NIH

    [1 R01 NS059770-01A2 (PI), 1 R01 NS054001-01A1 (PI), and R01

    CA107164-03 (PI)]. Dr. Michelson reports no disclosures. Dr. Plawner

    receives royalties from publishing  PEMSoft: The Pediatric Emergency Med-

    icine Software  (2007 and 2008); receives research support from the NIH

    [NO1-HD-3-3351 (Co-investigator); and has served as an expert consul-

    tant in a legal proceeding. Dr. Dobyns serves on the editorial advisory 

    boards of the American Journal of Medical Genetics  and  Clinical Dysmor-

     phology  and receives research support from the NIH [1R01-NS050375

    (PI) and 1R01-NS058721 (PI)].

    DISCLAIMER

    This statement is provided as an educational service of the American

     Academy of Neurology and the Child Neurology Society. It is based on an

    assessment of current scientific and clinical information. It is not intended

    to include all possible proper methods of care for a particular neurologic

    problem or all legitimate criteria for choosing to use a specific procedure.

    Neither is it intended to exclude any reasonable alternative methodolo-

    gies. The AAN and the Child Neurology Society recognize that specific

    patient care decisions are the prerogative of the patient and the physician

    caring for the patient, based on all of the circumstances involved. The

    clinical context section is made available in order to place the evidence-

    based guideline(s) into perspective with current practice habits and chal-

    lenges. No formal practice recommendations should be inferred.

    CONFLICT OF INTEREST STATEMENT

    The American Academy of Neurology is committed to producing inde-

    pendent, critical, and truthful clinical practice guidelines (CPGs). Signifi-

    cant efforts are made to minimize the potential for conflicts of interests to

    influence the recommendation of this CPG. To the extent possible, the

     AAN keeps separate those who have a financial stake in the success or

    failure of the products appraised in the CPGs and the developers of the

    guidelines. Conflict of interest forms were obtained from all authors and

    reviewed by an oversight committee prior to project initiation. AAN lim-

    its the participation of authors with substantial conflicts of interest. The

     AAN forbids commerci al participa tion in, or funding of, guideline

    projects. Drafts of the guidelines have been reviewed by at least three AAN

    committees, a network of neurologists,  Neurology ®

    peer reviewers, andrepresentatives from related fields. The AAN Guideline Author Conflict

    of Interest Policy can be viewed at http://www.aan.com.

    APPENDIX 1A

    Quality Standards Subcommittee Members 2007–2009: Jacqueline French,

    MD, FAAN (Chair); Charles E. Argoff, MD; Eric Ashman, MD; Stephen

     Ashwal, MD, FAAN (Ex-Officio); Christopher Bever, Jr., MD, MBA,

    FAAN; John D. England, MD, FAAN; Gary M. Franklin, MD, MPH,

    FAAN (Ex-Officio); Deborah Hirtz, MD, FAAN (Ex-Officio); Robert G.

    Holloway, MD, MPH, FAAN; Donald J. Iverson, MD, FAAN; Steven R.

    Messé, MD; Leslie A. Morrison, MD; Pushpa Narayanaswami, MD,

    MBBS; James C. Stevens, MD, FAAN (Ex-Officio); David J. Thurman,

    MD, MPH (Ex-Officio); Dean M. Wingerchuk, MD, MSc, FRCP(C);

    Theresa A. Zesiewicz, MD, FAAN.

    APPENDIX 1B

    Child Neurology Society Practice Committee Members:  Bruce Cohen, MD

    (Chair); Diane Donley, MD; Bhuwan Garg, MD; Michael Goldstein

    (Emeritus); Brian Grabert, MD; David Griesemer, MD; Edward Kovnar,

    MD; Agustin Legido, MD; Leslie Morrison, MD; Ben Renfroe, MD;

    Shlomo Shinnar, MD; Russell Snyder, MD; Carmela Tardo, MD; Greg 

     Yim, MD.

    APPENDIX 2

    Resources for evaluating children with microcephaly 

    1. Accurate head circumference (HC) measurement is obtained with a flexible non-stretchable measuring tape pulled tightly across the most

    prominent part on the back (occiput) and front (supraorbital ridges) of 

    the head.

    Standardized growth charts in percentiles for boys and girls from birth

    to age 36 months are available online from the Web site of the National

    Center for Health Statistics.

    Growth charts for HC for boys and girls from birth to age 5 years and

    plotted as standard deviations from the mean are available through the

     World Health Organization Web site. These charts, updated in 2006,

    are based on data from 8,500 well-nourished children from Brazil,

    Ghana, India, Norway, Oman, and the United States.

    Measurements from patients older than 36 months can be evaluated

    using charts derived in 1968 from pooled data from a few countries(Nellhaus G. Head circumference from birth to eighteen years: com-

    posite international and interracial graphs. Pediatrics 1968;41:106–

    110), made available online through the Web site of the Department of 

    Neurology at Emory University.

    Growth charts for premature infants and for children born in countries

    other than the United States, including China, India, Korea, and Viet-

    nam, can be found online at Web sites specializing in information for

    prospective adoptive parents, such as that of the Center for Adoption

    Medicine. There is evidence that extremely premature infants (1 kg)

     who survive never catch up to infants with birth weights over 1 kg. In

    these cases, if one uses standard HC graphs, many normal children will

    appear microcephalic and might be subjected to unnecessary evalua-

    tions. (Sheth RD, Mullett MD, Bodensteiner JB, Hobbs GR. Longitu-

    dinal head growth in developmentally normal preterm infants. ArchPediatr Adolesc Med 1995;149:1358–1361.)

     Web sites:

    http://www.cdc.gov/growthcharts

    http://www.who.int/childgrowth/standards/hc_for_age/en/index.html

    http://www.pediatrics.emory.edu/divisions/neurology/hc.pdf 

    http://www.adoptmed.org/topics/growth-charts.html

    2. The freely searchable Online Mendelian Inheritance in Man (OMIM)

    database contains close to 500 entries for genetic disorders associated

     with microcephaly.

     Web site: http:// www.ncbi.nlm.nih.gov/omim

    3. GeneTests is a publicly funded medical genetics information resource

    that provides reviews of genetic disorders causing microcephaly and a 

    directory of laboratories that perform confirmatory genetic and enzy-matic testing.

     Web site: http:// www.genetests.org 

    4. Pictures of Standard Syndromes and Undiagnosed Malformations

    (POSSUM) is a computer-based system that can be purchased for

    approximately $1,000. It contains information on more than 3,000

    syndromes, including chromosomal and metabolic disorders associated

     with multiple malformations and skeletal dysplasias.

     Web site: http:// www.possum.net.au

    5. The London Dysmorphology Database, London Neurogenetics Data-

    base, and Dysmorphology Photo Library on CD-ROM (2001, 3rd

    edition) combine 2 comprehensive databases and an extensive photo

    library onto a single CD-ROM that can be purchased for $2,495.

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    There are more than 3,400 nonchromosomal syndromes in the dys-

    morphology database and nearly 3,300 neurologic disorders in the

    neurogenetics database, with online updates made available to regis-

    tered users.

     Web site: http://www. lmdatabases.com

    APPENDIX 3

    MRI-based classification of microcephaly*

    1. Microcephaly with normal to thin cortex 

    a. Autosomal recessive microcephaly i. Autosomal recessive microcephaly with normal or slightly 

    short stature and high function

    (a)   MCPH1 mutations

    (b)   ASPM  mutations

    (c)   CDK5RAP2  mutations

    (d)   CENPJ  mutations

    ii. Autosomal recessive microcephaly with normal or minor short

    stature and very poor function

    (a) Profound microcephaly—Amish-type lethal microcephaly 

    (SLC25A19  mutations)

    (b) Less severe microcephaly with periventricular nodular het-

    erotopia ( ARFGEF2  mutations)

    (c) Less severe microcephaly with abnormal frontal cortex 

    and thin corpus callosum—Warburg micro syndrome

    (RAB3GAP  mutations)b. Extreme microcephaly with simplified gyral pattern and normal

    stature

    i. Extreme microcephaly with jejunal atresia 

    ii. Microcephaly with pontocerebellar hypoplasia 

    c. Primary microcephaly, not otherwise classified

    2. Microlissencephaly (extreme microcephaly with thick cortex)

    a. MLIS with thick cortex (Norman-Roberts syndrome)

    b. MLIS with thick cortex, severe brainstem and cerebellar hypopla-

    sia (Barth MLIS syndrome)

    c. MLIS with severe, proportional short stature—Seckel syndrome

    ( ATR  mutation)

    d. MLIS with mildly to moderately thick (6-mm to 8-mm) cortex,

    callosal agenesis

    3. Microcephaly with polymicrogyria or other cortical dysplasias

    a. Extreme microcephaly with diffuse or asymmetric polymicrogyria 

    b. Extreme microcephaly with ACC and cortical dysplasia 

    *Adapted from Barkovich AJ, Kuzniecky RI, Jackson GD, Guerrini R,

    Dobyns WB. A developmental and genetic classification for malforma-

    tions of cortical development. Neurology 2005;65:1873–1887.

    The reader can also go directly to GeneTests (http://www.genetests.

    org), to which OMIM links, for updated information regarding the availabil-

    ity of genetic testing on a clinical or research basis.

    APPENDIX 4

    Syndromic classification of primary microcephaly and

    associated genes*

     Autosomal recessive microcephaly (OMIM 251200) MCPH1 (Microcephalin; 8p22-pter)

     MCPH2  (19q13.1-13.2)

     MCPH3 (CDK5RAP2; 9q34)

     MCPH4  (15q15-q21)

     MCPH5  (ASPM; 1q31 )

     MCPH6  (CENPJ; 13q12.2 )

    Microcephaly with severe IUGR 

     ATR  Seckel syndrome

    PCNT2   microcephalic osteodysplastic primordial dwarfism, type

    2; Seckel syndrome

    Microcephaly with a simplified gyral pattern (OMIM 603802)

     Autosomal dominant microcephaly (OMIM 156580)

     Amish lethal microcephaly (OMIM 607196)

    Other genes

     AKT3 severe postnatal microcephaly 

    SLC25A19  Amish lethal microcephaly 

    LIS1 lissencephaly 

    DCX  lissencephaly (X-linked)

    SHH  holoprosencephaly 

     ZIC2  holoprosencephaly 

    TGIF  holoprosencephaly 

    SIX3 holoprosencephaly 

    DHCR7  Smith-Lemli-Opitz syndrome

    CREBBP  Rubinstein-Taybi syndrome

    PAK3 X-linked mental retardation

    NBS1 Nijmegen breakage syndrome MECP2  Rett syndrome (X-linked)

    *Inheritance is autosomal recessive excepted where noted. Data collated

    from Mochida and Walsh20; Alderton GK, Galbiati L, Griffith E, et al.

    Regulation of mitotic entry by microcephalin and its overlap with ATR 

    signaling. Nat Cell Biol 2006;8:725–733; Bond J, Woods CG. Cytoskel-

    etal genes regulating brain size. Curr Opin Cell Biol 2006;18:95–101;

     Woods CG, Bond J, Enard W. Autosomal recessive primary microcephaly 

    (MCPH): a review of clinical, molecular, and evolutionary findings. Am J

    Hum Genet 2005;76:717–728.

    The reader can also go directly to GeneTests (http://www.genetests.

    org), to which OMIM links, for updated information regarding the avail-

    ability of genetic testing on a clinical or research basis.

    Received December 18, 2008. Accepted in final form July 7, 2009.

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    Editor’s Note to Authors and Readers: Levels of Evidence in Neurology ®

    Effective January 15, 2009, authors sub-

    mitting Articles or Clinical/Scientific

    Notes to Neurology ® that report on clin-

    ical therapeutic studies must state the

    study type, the primary research ques-tion(s), and the classification of level of 

    evidence assigned to each question based

    on the classification scheme require-

    ments shown (top). While the authors

     will initially assign a level of evidence,

    the final level will be adjudicated by an

    independent team prior to publication.

    Ultimately, these levels can be translated

    into classes of recommendations for clin-

    ical care, as shown (bottom). For more

    information, please access the articles

    and the editorial on the use of classifica-tion of levels of evidence published in

    Neurology .1-3

    1. French J, Gronseth G. Lost in a jungle of evi-dence: we need a compass. Neurology 2008;71:1634–1638.

    2. Gronseth G, French J. Practice parameters andtechnology assessments: what they are, whatthey are not, and why you should care. Neurol-ogy 2008;71:1639–1643.

    3. Gross RA, Johnston KC. Levels of evidence:taking  Neurology ® to the next level. Neurology 2008;72:8–10.

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    DOI 10.1212/WNL.0b013e3181b783f72009;73;887-897 Neurology

    Stephen Ashwal, David Michelson, Lauren Plawner, et al.Neurology and the Practice Committee of the Child Neurology Society

    review): Report of the Quality Standards Subcommittee of the American Academy ofPractice Parameter: Evaluation of the child with microcephaly (an evidence-based

    This information is current as of September 14, 2009

    Online ISSN: 1526-632X.1951, it is now a weekly with 48 issues per year. Copyright . All rights reserved. Print ISSN: 0028-3878.

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