pre-approved dc plansaljen asset management llc ; cedar knolls, nj : 317c1532701-003 :...
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor City, State FFN Plan Type LSN-Date 1ST SOURCE BANK SOUTH BEND, IN 3177035BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
401 PLANS SIMI VALLEY, CA 317B1080701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
401K ADMINISTRATORS.COM LA JOLLA, CA 317D572FT04-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
401K AMERICA INC CHINO, CA 317C225BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
A C G ASSOCIATES INC NEW HARTFORD, CT 317A216FT04-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
AAAA BENEFITS INC CHARLOTTE, NC 317D3010701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ABA RETIREMENT FUNDS CHICAGO, IL 31702580003-001 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ABA RETIREMENT FUNDS CHICAGO, IL 31702580003-004 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ABA RETIREMENT FUNDS CHICAGO, IL 31702580003-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
ABA RETIREMENT FUNDS CHICAGO, IL 31702580003-008 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ABACUS RETIREMENT SOLUTIONS LLC ALBUQUERQUE, NM 317D9008520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ABG RETIREMENT PLAN SERVICES PEORIA, IL 317A413FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ABG RETIREMENT PLAN SERVICES PEORIA, IL 317A413FT03-001 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
ABOVE & BEYOND RETIREMENT LLC GIG HARBOR, WA 317E023BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ACCESS RETIREMENT PLAN RESOURCES LLC WAVERLY, IA 317D8350701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ACCESS RETIREMENT SERVICES LLC GOODLETTSVILLE, TN 317A2780702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ACCRUED BENEFIT ADMINISTRATORS INC SANTA BARBARA, CA 317A623BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ACCRUED BENEFIT ADMINISTRATORS INC SANTA BARBARA, CA 317A623BH04-001 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
ACCRUED BENEFITS PLANNING LTD SMITHTOWN, NY 317B6630701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ACH RETIREMENT PLAN CONSULTANTS INC TUCSON, AZ 317A2960701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ACTUARIAL BENEFITS & DESIGN CO MIDLOTHIAN, VA 317A7780001-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ACTUARIAL BENEFITS CORP TORRANCE, CA 317D156BE13-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ACTUARIAL BENEFITS CORP TORRANCE, CA 317D156BE14-000 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ACTUARIAL CONSULTING SERVICES INC AMHERST, NY 317B5990701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ACTUARIAL DATA INC CARNEGIE, PA 317A2940701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ACTUARIAL IDEAS INC POMONA, NY 317E035BE14-000 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ACTUARIAL PENSION RETIREMENT SERVICES IRVINE, CA 317E1548520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
Page 1
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor City, State FFN Plan Type LSN-Date ACTUARIES & ASSOCIATES AMARILLO, TX 317B0368520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
PURCHASE/CODA ADMINISTRATIVE RETIREMENT SERVICES INC GLEN ELLYN, IL 317B0358520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
PURCHASE/CODA ADMINISTRATOR PLANNING SERVICES INC COCKEYSVILLE, MD 317A6890701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
PURCHASE/CODA ADP, LLC FLORHAM PARK, NJ 317C1710701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
PURCHASE/CODA ADP, LLC FLORHAM PARK, NJ 317C1710701-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ADP, LLC FLORHAM PARK, NJ 317C1710702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ADP, LLC FLORHAM PARK, NJ 317C1710703-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ADVANCED BENEFIT CONSULTANTS INC BROKEN ARROW, OK 317E081BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ADVANCED PENSION DESIGNS LLC WALL TOWNSHIP, NJ 317E176BE14-000 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ADVANCED PLAN DESIGNS LLC SPRINGFIELD, MO 317D919FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ADVANTAGE RESOURCE INC LEXINGTON, KY 317E0620701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ADVISORS PLAN ADMINISTATORS LLC OKLAHOMA CITY, OK 317D296BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
AEGIS RETIREMENT PARTNERS CONCORD, MA 317E068BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
AHP BENEFITS LLC BAY CITY, MI 317A9980701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
AIG FUNDS JERSEY CITY, NJ 317B7792701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
AIG FUNDS JERSEY CITY, NJ 317B7792701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
AIG FUNDS JERSEY CITY, NJ 317B7792702-001 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
AIMBANK LITTLEFIELD, TX 31741322701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ALDRICH RETIREMENT SOLUTIONS LP LAKE OSWEGO, OR 317B7310701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ALDRICH RETIREMENT SOLUTIONS LP LAKE OSWEGO, OR 317B7310701-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ALERUS FINANICAL NA ARDEN HILLS, MN 31723620702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ALERUS FINANICAL NA ARDEN HILLS, MN 31723620703-001 NON-STANDARDIZED MONEY PURCHASE/PROFIT NOT ISSUED YET SHARING
ALERUS FINANICAL NA ARDEN HILLS, MN 31723620704-001 NON-STANDARDIZED ESOP NOT ISSUED YET
ALEXANDER INVESTMENT SERVICES CO LOUISVILLE, KY 317B5618520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ALJEN ASSET MANAGEMENT LLC CEDAR KNOLLS, NJ 317C1532701-003 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ALJEN ASSET MANAGEMENT LLC CEDAR KNOLLS, NJ 317C1532702-001 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ALL VALLEY ADMINISTRATORS LLC FRESNO, CA 317B6248520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ALLEN PRITCHETT & BASSETT LLP TIFTON, GA 317E177BE14-000 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
Page 2
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor
ALLEN R NORRIS LAW OFFICE LLC
ALLIANCE BENEFIT GROUP OF HOUSTON INC
ALLIANCE BERENSTEIN
ALLIANCE BERENSTEIN
ALLIANCE BERENSTEIN
ALLIANT INSURANCE SERVICES INC
ALLIANT INSURANCE SERVICES INC
ALLIANT INSURANCE SERVICES INC
ALLIANT INSURANCE SERVICES INC
ALLIANT INSURANCE SERVICES INC
ALLIANT INSURANCE SERVICES INC
ALLIED CONSULTANTS INC
ALPHA RETIREMENT PLAN CONSULTANTS
ALTIGRO PENSION SERVICES INC
ALTMAN & CRONIN BENEFIT CONSULTANTS A DIVISION OF GALLAGHER BENEFIT SE ALTMAN & CRONIN BENEFIT CONSULTANTS A DIVISION OF GALLAGHER BENEFIT SE AMERICA'S 401K INC
AMERICA'S 401K INC
AMERICAN CENTURY INVESTMENT MANAGEMENT INC AMERICAN CENTURY INVESTMENT MANAGEMENT INC AMERICAN CENTURY INVESTMENT MANAGEMENT INC AMERICAN ECONOMIC PLANNING GROUP INC
AMERICAN NATIONAL INSURANCE COMPANY
AMERICAN NATIONAL INSURANCE COMPANY
AMERICAN PENSION ADVISORS LTD
AMERICAN PENSION BENEFITS
AMERICAN PENSION BENEFITS
AMERITAS LIFE INSURANCE CORPORATION
AMERITAS LIFE INSURANCE CORPORATION
City, State
DAYTON, OH
HOUSTON, TX
WHITE PLAINS, NY
WHITE PLAINS, NY
WHITE PLAINS, NY
NEW YORK, NY
NEW YORK, NY
NEW YORK, NY
NEW YORK, NY
NEW YORK, NY
NEW YORK, NY
CHINO HILLS, CA
KENNEWICK, WA
FAIRFIELD, NJ
SAN FRANCISCO, CA
MADISON, WI
DALLAS, TX
DALLAS, TX
KANSAS CITY, MO
KANSAS CITY, MO
KANSAS CITY, MO
WARREN, NJ
GALVESTON, TX
GALVESTON, TX
INDIANAPOLIS, IN
WEXFORD, PA
WEXFORD, PA
LINCOLN, NE
LINCOLN, NE
FFN
317D969BH01-003
317D302FT01-001
317E1992701-001
317E1992701-002
317E1992702-001
317E008BH01-001
317E008BH01-005
317E008BH03-001
317E008BH03-002
317E008BH05-001
317E008BH05-002
317B5168520-001
317E075BH01-001
317D3450701-001
317E126BH01-003
317E126FT02-002
317D826BH01-001
317D826BH03-001
31747972701-001
31747972701-002
31747972702-001
317B5388520-001
31703520701-001
31703520701-002
317B4160702-001
317D370FT01-001
317D370FT01-003
31707460701-001
31707460703-001
Plan Type PURCHASE/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED MONEY PURCHASE/PROFIT
LSN-Date
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
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NOT ISSUED YET
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NOT ISSUED YET
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NOT ISSUED YET
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NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
Page 3
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor City, State FFN Plan Type LSN-Date SHARING
AMG NATIONAL TRUST BANK GREENWOOD VILLAGE, 317B9840701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET CO PURCHASE/CODA
AMG NATIONAL TRUST BANK GREENWOOD VILLAGE, 317B9840701-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET CO
AMG NATIONAL TRUST BANK GREENWOOD VILLAGE, 317B9840702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET CO PURCHASE/CODA
AMY WAN SIMI VALLEY, CA 317E030BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ANEW 401K TPA LLC LOUISVILLE, KY 317E050BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ANEW 401K TPA LLC LOUISVILLE, KY 317E050BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ANEW 401K TPA LLC LOUISVILLE, KY 317E050BH02-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
APEX CLEARING CORPORATION DALLAS, TX 317D7962701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
APEX CLEARING CORPORATION DALLAS, TX 317D7962701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
APEX CLEARING CORPORATION DALLAS, TX 317D7962702-001 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
APPLE BANK NEW YORK, NY 31781332701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
APPLE BANK NEW YORK, NY 31781332701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
APPLIED PENSION SERVICES LLC HAUPPAUGE, NY 317B282FT04-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
APS PENSION SERVICES INC MELVILLE, NY 317A6110701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ARMANINO, LLP DALLAS, TX 317A506FT04-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ARMSTRONG TEASDALE LLP ST LOUIS, MO 317D532BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ARMSTRONG TEASDALE LLP ST LOUIS, MO 317D532BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
ARMSTRONG TEASDALE LLP ST LOUIS, MO 317D532BH02-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ARMSTRONG TEASDALE LLP ST LOUIS, MO 317D532BH04-001 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
ARNOLD WARSHAVCHIK BROOKLYN, NY 317E055BE13-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ARNOLD WARSHAVCHIK BROOKLYN, NY 317E055BE14-000 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ARS RETIREMENT CORPORATION LAFAYETTE, LA 317E165BE13-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ARS RETIREMENT CORPORATION LAFAYETTE, LA 317E165BE14-000 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ASC INSTITUTE LLC SYLMAR, CA 317D048BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ASC INSTITUTE LLC SYLMAR, CA 317D048BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ASC INSTITUTE LLC SYLMAR, CA 317D048BH01-003 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ASC INSTITUTE LLC SYLMAR, CA 317D048BH01-004 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ASC INSTITUTE LLC SYLMAR, CA 317D048BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
ASC INSTITUTE LLC SYLMAR, CA 317D048BH02-001 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ASC INSTITUTE LLC SYLMAR, CA 317D048BH03-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
Page 4
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor ASC INSTITUTE LLC
ASC INSTITUTE LLC
ASC INSTITUTE LLC
ASC INSTITUTE LLC
ASC TRUST LLC
ASC TRUST LLC
ASCENSUS LLC
ASCENSUS LLC
ASCENSUS LLC
ASCENSUS LLC
ASCENSUS LLC
ASCENSUS LLC
ASCENSUS LLC
ASCENSUS LLC
ASSOCIATED BENEFIT PLANNERS LTD
ASSOCIATED FINANCIAL CONSULTANTS LLC
ASSOCIATED FINANCIAL CONSULTANTS LLC
ASSOCIATED FINANCIAL CONSULTANTS LLC
ASSOCIATED PENSION CONSULTANTS
ASSOCIATED TRUST COMPANY NA
ASSOCIATED TRUST COMPANY NA
ASSOCIATED TRUST COMPANY NA
ASSOCIATION COUNTY COMMISSIONERS OF GEORGIA AT RETIREMENT SERCIES LLC
ATLANTIC PENSION SERVICES INC
ATLANTIC PENSION SERVICES INC
ATLANTIC PENSIONS INC
ATR INC
ATR INC
ATTEBERRY/ SEARLE INCORPORATED
AUSTIN CAPITAL RETIREMENT PLAN
City, State SYLMAR, CA
SYLMAR, CA
SYLMAR, CA
SYLMAR, CA
HAGATNA, GU
HAGATNA, GU
DRESHER, PA
DRESHER, PA
DRESHER, PA
DRESHER, PA
DRESHER, PA
DRESHER, PA
DRESHER, PA
DRESHER, PA
KING OF PRUSSIA, PA
FORT LAUDERDALE, FL
FORT LAUDERDALE, FL
FORT LAUDERDALE, FL
CHICO, CA
NEENAH, WI
NEENAH, WI
NEENAH, WI
ATLANTA, GA
PITTSBURGH, IA
KENNETT SQUARE, PA
KENNETT SQUARE, PA
VIRGINIA BEACH, VA
KING OF PRUSSIA, PA
KING OF PRUSSIA, PA
SACRAMENTO, CA
DALLAS, TX
FFN 317D048BH03-002
317D048BH04-001
317D048BH05-001
317D048BH05-002
317E1840701-001
317E1840701-002
31799270701-005
31799270703-001
31799270705-001
31799272701-001
31799272701-002
31799272701-003
31799272701-004
31799272702-001
317B5398520-001
317D827BH01-001
317D827BH01-005
317D827BH05-001
317A6090702-001
3179074BH01-001
3179074BH01-005
3179074BH03-002
317E1090002-001
31703890702-001
317D943BH01-001
317D943BH01-002
317B5150701-001
317A217BH01-001
317A217BH02-001
317A303FT01-001
317D8980701-001
Plan Type NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE/PROFIT SHARING NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY
LSN-Date NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
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NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
Page 5
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor SERVICES LLC
AUSTIN CAPITAL RETIREMENT PLAN SERVICES LLC AXA EQUITABLE
AXA EQUITABLE
AXA EQUITABLE
AXA EQUITABLE
AXA EQUITABLE
AXA EQUITABLE
AXA EQUITABLE
AXA EQUITABLE
AXA EQUITABLE
B&E PENSION ADVISORS INC
BAKER & HOSTETLER LLP
BAKER & HOSTETLER LLP
BAKER & HOSTETLER LLP
BALLARD SPAHR LLP
BANCFIRST
BANCFIRST
BANCFIRST
BANCO POPULAR DE PUERTO RICO
BANK OF EDWARDSVILLE
BANK OF EDWARDSVILLE
BANK OF EDWARDSVILLE
BANK OF HAWAII
BANK OF HAWAII
BANK OF PONTIAC
BANK OF PONTIAC
BANK OF SUN PRAIRIE
BANK OF SUN PRAIRIE
BANK OF THE WEST
BANK OF THE WEST
BANK OZK
BANKERS TRUST COMPANY
BARACK PENSIONS, LLC
City, State
DALLAS, TX
NEW YORK, NY
NEW YORK, NY
NEW YORK, NY
NEW YORK, NY
NEW YORK, NY
NEW YORK, NY
NEW YORK, NY
NEW YORK, NY
NEW YORK, NY
WAYZATA, MN
ORLANDO, FL
ORLANDO, FL
ORLANDO, FL
PHILADELHIA, PA
DUNCAN, OK
DUNCAN, OK
DUNCAN, OK
SAN JUAN, PR
EDWARDSVILLE, IL
EDWARDSVILLE, IL
EDWARDSVILLE, IL
HONOLULU, HI
HONOLULU, HI
PONTIAC, IL
PONTIAC, IL
SUN PRAIRIE, WI
SUN PRAIRIE, WI
OMAHA, NE
OMAHA, NE
LITTLE ROCK, AR
DES MOINES, IA
KEY WEST, FL
FFN
317D8980701-002
3171787BH01-001
3171787BH01-003
3171787BH01-004
3171787BH01-005
3171787BH02-001
3171787BH03-001
3171787BH03-002
3171787BH05-001
3171787BH05-002
317C1900701-001
317A462BH01-001
317A462BH01-003
317A462BH01-005
317D096FT04-000
3179665BH01-001
3179665BH01-003
3179665BH02-001
317E0650701-001
3170554BH01-002
3170554BH01-003
3170554BH01-005
31705792701-001
31705792701-002
317ZZHCBH01-001
317ZZHCBH02-001
31706792701-001
31706792701-002
31706872701-001
31706872701-002
317E105BH01-001
31707530702-001
317D3030701-001
Plan Type PURCHASE/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY
LSN-Date
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
Page 6
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor
BARBER EMERSON LC
BARBICH HOOPER KING DILL HOFFMAN ACCOUNTANCY CORPORATION BARNARD & ASSOCIATES RETIREMENT PLAN SPECIALISTS LLC BARNES BROCK CORNWELL & HEILMAN PLC
BATES & COMPANY
BATES & COMPANY
BATES & COMPANY
BAUMAN NOONAN & ASSOCIATES
BEARD PENSION SERVICES INC
BEENE GARTER LLP
BENCOR INC
BENDER LIPPERT & COMPANY
BENEFIT ASSOCIATES INC
BENEFIT ASSOCIATES INC
BENEFIT CONSULTANTS GROUP INC
BENEFIT CONSULTANTS GROUP INC
BENEFIT EQUITY INC
BENEFIT EQUITY INC
BENEFIT PLAN PROS INC
BENEFIT PLANS ADMINISTRATIVE SERVICES LLC BENEFIT PLANS ADMINISTRATIVE SERVICES LLC BENEFIT PLANS ADMINISTRATIVE SERVICES LLC BENEFIT PLANS INC
BENEFIT PLANS SERVICES INC
BENEFIT PROFESSIONALS INC
BENEFIT PROFESSIONALS INC
BENEFIT RESOURCES INC
BENEFIT SOLUTIONS
City, State
LAWRENCE, KS
BAKERSFIELD, CA
PENSACOLA, FL
CHESAPEAKE, VA
WINTER PARK, FL
WINTER PARK, FL
WINTER PARK, FL
PARSIPPANY, NJ
YOUNGSTOWN, OH
GRAND RAPIDS, MI
SARASOTA, FL
WESTLAKE VILLAGE, CA
HUNTINGTON BEACH, CA
HUNTINGTON BEACH, CA
CHERRY HILL, NJ
CHERRY HILL, NJ
SANTA ANA, CA
SANTA ANA, CA
STUART, FL
UTICA, NY
UTICA, NY
UTICA, NY
OMAHA, NE
HUNTINGTON, WV
ALBERTVILLE, AL
ALBERTVILLE, AL
SACRAMENTO, CA
ABILENE, TX
FFN
317A7620702-001
317A7540702-001
317A311BH01-001
317D6030701-001
317D533BH01-001
317D533BH03-002
317D533BH05-001
317A224BH01-001
317A528FT01-001
317A5260701-001
317D2290001-001
317B5138520-001
317D161BH01-001
317D161BH01-005
317B1840701-001
317B1840701-002
317D536BH01-002
317D536BH01-005
317A227BH01-001
317D373FT01-001
317D373FT01-004
317D373FT02-001
317A6030701-001
317A230FT01-001
317A732FT01-002
317A732FT04-000
317A5220701-001
317B6288520-001
Plan Type PURCHASE/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA
LSN-Date
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
Page 7
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor City, State FFN Plan Type LSN-Date BENEFIT SOLUTIONS, ETC. LIMITED DAYTON, OH 317E053FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BENEFIT STRATEGIES INC GRANADA HILLS, CA 317D162FT01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BENEFITS ADMINISTRATORS LLC LEXINGTON, KY 317A9030701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BENEFITS ADMINISTRATORS LLC LEXINGTON, KY 317A9030703-001 NON-STANDARDIZED MONEY PURCHASE/PROFIT NOT ISSUED YET SHARING
BENEFITS INTEGRITY LLC COLORADO SPRINGS, 317D954BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET CO
BENEFITS INTEGRITY LLC COLORADO SPRINGS, 317D954BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET CO
BENEFITS INTEGRITY LLC COLORADO SPRINGS, 317D954BH04-001 NON-STANDARDIZED PROFIT NOT ISSUED YET CO SHARING/CODA/ESOP
BENEFITS MANAGEMENT INC FAIRPORT, NY 317D950BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BENETECH INC SANTA ANA, CA 317A240BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BENETECH INC SANTA ANA, CA 317A240BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BENETECH INC SANTA ANA, CA 317A240BH01-003 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BENETECH INC SANTA ANA, CA 317A240BH01-004 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BENETECH INC SANTA ANA, CA 317A240BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
BENETECH INC SANTA ANA, CA 317A240BH02-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BENETECH INC SANTA ANA, CA 317A240BH04-001 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
BENETECH INC SANTA ANA, CA 317A240BH05-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BESSEMER TRUST CO NA NEW YORK, NY 31708282701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BESSEMER TRUST CO NA NEW YORK, NY 31708282701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
BESSEN ACTUARIAL SERVICES INC SCOTTSDALE, AZ 317D830BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BESSEN ACTUARIAL SERVICES INC SCOTTSDALE, AZ 317D830BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
BEVER DYE LC WICHITA, KS 317A6450702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BFP ASSOCIATES INC WEST SPRINGFIELD, MA 317D7180701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BIDWELL CONSULTING SERVICES INC CHICO, CA 317D509FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BIDWELL CONSULTING SERVICES INC CHICO, CA 317D509FT01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BIG SKY RETIREMENT, INC. HELENA, MT 317B096BE13-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BIG SKY RETIREMENT, INC. HELENA, MT 317B096BE14-000 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BINGHAM GREENEBAUM DOLL LLP LOUISVILLE, KY 31799AS0001-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BINGHAM GREENEBAUM DOLL LLP LOUISVILLE, KY 31799AS0701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BINGHAM GREENEBAUM DOLL LLP LOUISVILLE, KY 31799AS0704-001 NON-STANDARDIZED ESOP NOT ISSUED YET
BKR INTERNATIONAL NEW YORK, NY 31794050701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
Page 8
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor City, State FFN Plan Type LSN-Date PURCHASE/CODA
BLACK CREEK RETIREMENT PLANS INC JACKSONVILLE, FL 317E118FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BLAND GARVEY PC RICHARDSON, TX 317D778FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BLANK ROME LLP PHILADELPIA, PA 317D0500001-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BLB&B PLAN SERVICES MONTGOMERYVILLE, PA 317E135BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BLUE BENEFITS CONSULTING INC CARMEL, IN 317B9580701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BLUE BENEFITS CONSULTING INC CARMEL, IN 317B9580701-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BLUE SKY 401 (K) SPECIALISTS INC MATTHEW, NC 317B4690702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BLUESTAR RETIREMENT SERVICES INC PONTE VEDRA BEACH, 317D1950701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET FL PURCHASE/CODA
BNC NATIONAL BANK BISMARCK, ND 3176078BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BOERTZEL & ASSOCIATES LTD COLUMBIA, MD 317E1538520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BOKF NA TULSA, OK 3170650FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BOKF NA TULSA, OK 3170650FT01-004 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
BOKF NA TULSA, OK 3170650FT02-001 NON-STANDARDIZED PROFIT SHARING NOT ISSUED YET
BOKF NA TULSA, OK 3170650FT02-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
BOKF NA TULSA, OK 3170650FT03-001 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
BOSTON BENEFITS CONSULTING CONCORD, MA 317A329BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BOSTON BENEFITS CONSULTING CONCORD, MA 317A329BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BOULAY DONNELLY & SUPOVITZ CONSULTING WORCESTER, MA 317U235BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET GROUP BOYCE & ASSOCIATES INC PHOENIX, AZ 317A917BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BOYCE & ASSOCIATES INC PHOENIX, AZ 317A917BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
BOYCE SPADY & MOORE PLC SUFFOLK, VA 317C2220701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BOYCE SPADY & MOORE PLC SUFFOLK, VA 317C2220701-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BOYS & GIRLS CLUBS OF AMERICA ATLANTA, GA 317A2430001-001 STANDARDIZED MONEY PURCHASE NOT ISSUED YET
BOYS & GIRLS CLUBS OF AMERICA ATLANTA, GA 317A2430001-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BRADLEY ARANT BOULT CUMMINGS LLP NASHVILLE, TN 317A9410701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BRANCH BANKING & TRUST COMPANY GREENSBORO, NC 31754370702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BRANCH BANKING & TRUST COMPANY GREENSBORO, NC 31754370703-001 NON-STANDARDIZED MONEY PURCHASE/PROFIT NOT ISSUED YET SHARING
BRANCH BANKING & TRUST COMPANY GREENSBORO, NC 31754370704-001 NON-STANDARDIZED ESOP NOT ISSUED YET
BREMER BANK NATIONAL ASSOCIATION ST. PAUL, MN 31717160702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
Page 9
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor BRENNAN MANNA & DIAMOND LLC
BRENNAN MANNA & DIAMOND LLC
BRINKLEY MORGAN
BRODEK & GILLARD SC
BRONFMAN E.L. ROTHSCHILD L.P.
BROOKS PIERCE MCLENDON ET AL
BROOKS PIERCE MCLENDON ET AL
BROWN EDWARDS & COMPANY LLP
BROWN EDWARDS & COMPANY LLP
BROWN EDWARDS & COMPANY LLP
BRYAN CAVE LEIGHTON PAISNER LLP
BSG BENEFITS INC
BSG BENEFITS INC
BST & CO., CPAS, LLP
BUELOW VETER BUIKEMA OLSON & VILET LLC
BUELOW VETER BUIKEMA OLSON & VILET LLC
BUFFINGTON & AARON ALC
BURLEIGH CONSULTING GROUP
BURLEIGH CONSULTING GROUP
BUTLER SNOW O' MARA STEVENS & CANNADA PLLC BUTTERFIELD SCHECHTER & VAN CLIEF LLP
C & M ADMINISTRATORS INC
CADES SCHUTTE A LLLP LLP
CADES SCHUTTE A LLLP LLP
CALIFORNIA BENEFIT PLANNERS
CALIFORNIA DENTISTS' GUILD
CALIFORNIA PENSION ADMINISTRATORS & CONSULTANTS INC
City, State FFN AKRON, OH 317B714001-001
AKRON, OH 317B714001-002
FORT LAUDERDALE, FL 317B9650702-001
RACINE, WI 317D0380001-001
APPLETON, WI 31769420701-001
GREENSBORO, NC 317A2860702-001
GREENSBORO, NC 317A2860704-001
BLACKSBURG, VA 317A6380701-001
BLACKSBURG, VA 317A6380701-002
BLACKSBURG, VA 317A6380704-001
ST LOUIS, MO 317A4510001-001
LAYTON, UT 317E163BE13-001
LAYTON, UT 317E163BE14-000
ALBANY, NY 317D3530701-001
WAUKESHA, WI 317D758FT01-001
WAUKESHA, WI 317D758FT04-000
SAN FRANCISCO, CA 317D0210001-000
MEMPHIS, TN 317A6360701-001
MEMPHIS, TN 317A6360701-002
RIDGELAND, MS 317A6350702-001
SAN DIEGO, CA 317D0137301-001
SAN ANTONIO, TX 317A5970701-001
HONOLULU, HI 317D426FT03-001
HONOLULU, HI 317D426FT04-000
PASADENA, CA 317C0038520-001
SACRAMENTO, CA 317E089BH01-001
AGOURA HILLS, CA 317D206BE13-001
Plan Type NON-STANDARDIZED PROFIT SHARING
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED ESOP
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED ESOP
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA
LSN-Date NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
Page 10
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor CALIFORNIA PENSION ADMINISTRATORS & CONSULTANTS INC CALIFORNIA RETIREMENT PLANS INC
CAMPBELL PENSION SERVICES INC
CANTERBURY BENEFIT SOLUTIONS INC
CAPE ANN SAVINGS BANK
CAPITAL BANK & TRUST COMPANY
CAPITAL GROUP RETIREMENT PLAN SERVICES CAPITAL GROWTH MANAGEMENT
CAPITAL GROWTH MANAGEMENT
CAPITAL ONE INVESTING
CAPITAL ONE INVESTING
CAPITAL PENSION SERVICES INC
CAPITAL RETIREMENT PLAN SERVICES INC
CAPITAL RETIREMENT PLAN SERVICES INC
CAPITOL LAW GROUP PLLC
CAPITOL LAW GROUP PLLC
CAPITOL LAW GROUP PLLC
CARLSMITH BALL LLP
CARLTON FIELDS JORDEN BURT PA
CARLTON FIELDS JORDEN BURT PA
CARNAHAN EVANS CANTWELL & BROWN PC
CARNAHAN EVANS CANTWELL & BROWN PC
CARNOW & ASSOCIATES LTD
CARRUTHERS & ROTH PA
CASE LOMBARDI & PETTIT
CATANZARITE LAW CORPORATION
CAUTHEN & FELDMAN PA
CBIZ BENEFITS & INSURANCE SERVICES INC
CBIZ BENEFITS & INSURANCE SERVICES INC
City, State AGOURA HILLS, CA
WALNUT CREEK, CA
WOODLAND HILLS, CA
INDIANAPOLIS, IN
GLOUCESTER, MA
IRVINE, CA
IRVINE, CA
BOSTON, MA
BOSTON, MA
MCLEAN, VA
MCLEAN, VA
SACRAMENTO, CA
CANONSBURG, PA
CANONSBURG, PA
BOISE, ID
BOISE, ID
BOISE, ID
HONOLULU, HI
TAMPA, FL
TAMPA, FL
SPRINGFIELD, MO
SPRINGFIELD, MO
NORTHFIELD, IL
GREENSBORO, NC
HONOLULU, HI
ANAHEIM, CA
TAVARES, FL
TORRANCE, CA
TORRANCE, CA
FFN 317D206BE14-000
317D759FT01-001
317D7008520-001
317E0220701-001
31789072701-001
317E1900701-001
317E1600702-001
31795842701-001
31795842701-002
31733282701-001
31733282701-002
317B4630702-001
317B3020701-001
317B3020701-002
317B131BH01-001
317B131BH02-001
317B131BH04-001
317D0580001-000
317E087BH03-001
317E087BH03-002
317A6520702-001
317A6520704-001
317E0448520-001
317A6510702-001
317A5960702-001
317D208BE13-001
317A650BH01-002
317E069BH01-001
317E069BH01-002
Plan Type NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED ESOP
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
LSN-Date NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
Page 11
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor CBIZ BENEFITS & INSURANCE SERVICES INC
CBIZ BENEFITS & INSURANCE SERVICES INC DBA CBIZ RETIREMENT PLAN SERVIC CBIZ MHM LLC
CBIZ RETIREMENT PLAN SERVICES
CBIZ RETIREMENT PLAN SERVICES
CCH INCORPORATED DBA FTWILLIAM COM
CCH INCORPORATED DBA FTWILLIAM COM
CCH INCORPORATED DBA FTWILLIAM COM
CCH INCORPORATED DBA FTWILLIAM COM
CCH INCORPORATED DBA FTWILLIAM COM
CCH INCORPORATED DBA FTWILLIAM COM
CCH INCORPORATED DBA FTWILLIAM COM
CCH INCORPORATED DBA FTWILLIAM COM
CCH INCORPORATED DBA FTWILLIAM COM
CDA BENEFIT CONSULANTS INC
CDA BENEFIT CONSULANTS INC
CDA BENEFIT CONSULANTS INC
CENTRAL ADMINSTRATIVE SERVICES INC DBA HICKS PENSION SERVICES CENTRAL BANK & TRUST CO
CENTURY PENSION CORPORATION
CENTURY PENSION CORPORATION
CERBERUS RETIREMENT INC
CERTIFIED PENSION SERVICES INC
CETERA RETIREMENT PLAN SPECIALISTS
CH PENSION SERVICE
CHANDLER & ASSOCIATES PC
CHARLES SCHWAB & CO. INC.
CHARLES SCHWAB & CO. INC.
CHARLES SCHWAB & CO. INC.
CHARLES W WHETSTINE PC
City, State TORRANCE, CA
CLEVELAND, OH
KANSAS CITY, MO
PHILADELPHIA, PA
PHILADELPHIA, PA
MADISON, WI
MADISON, WI
MADISON, WI
MADISON, WI
MADISON, WI
MADISON, WI
MADISON, WI
MADISON, WI
MADISON, WI
SAN JOSE, CA
SAN JOSE, CA
SAN JOSE, CA
FRESNO, CA
LEXINGTON, KY
LOS ANGELES, CA
LOS ANGELES, CA
PEORIA, AZ
TWINSBURG, OH
WALNUT CREEK, CA
SAN JOSE, CA
WILLIAMSON, GA
SAN FRANCISCO, CA
SAN FRANCISCO, CA
SAN FRANCISCO, CA
PHOENIX, AZ
FFN 317E069BH01-005
317B3010701-001
317B2610701-001
317E1880701-001
317E1880705-000
317C083FT01-001
317C083FT01-002
317C083FT01-003
317C083FT01-004
317C083FT01-005
317C083FT02-001
317C083FT02-002
317C083FT03-001
317C083FT04-000
317D753BH01-001
317D753BH01-005
317D753BH03-001
317D9208520-001
31710530702-001
317E133BH01-002
317E133BH01-005
317E082BH01-001
317A6480701-001
317D865BH01-001
317B0160702-001
317B7288520-001
31762472701-001
31762472701-002
31762472702-001
317A664BH01-002
Plan Type NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED TARGET BENEFIT
NON-STANDARDIZED PROFIT SHARING
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
LSN-Date NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
Page 12
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor CHARLES W WHETSTINE PC
CHASE BENEFIT ADVISORS
CHEMICAL BANK
CHEMICAL BANK
CHEMICAL BANK
CHEMICAL BANK
CHEMICAL BANK
CHEMICAL BANK
CHEMUNG CANAL TRUST COMPANY
CHEMUNG CANAL TRUST COMPANY
CHEROKEE BENEFITS GROUP INC
CHEROKEE BENEFITS GROUP INC
CHEROKEE BENEFITS GROUP INC
CHERRY BEKAERT LLP
CHEVY CHASE TRUST COMPANY
CHEVY CHASE TRUST COMPANY
CHEVY CHASE TRUST COMPANY
CHIMENTO & WEBB PC
CHOICES 401K LLC
CHUHAK & TECSON PC
CHUHAK & TECSON PC
CIT BANK NA
CIT BANK NA
CITIZENS & NORTHERN BANK
CITIZENS BANK & TRUST
CITIZENS STATE BANK OF NEW CASTLE IN
CITIZENS STATE BANK OF NEW CASTLE IN
CLARK SCHAEFER HACKETT & COMPANY
CLINTON NATIONAL BANK
CLINTON NATIONAL BANK
CMC RETIREMENT & EMPLOYEE BENEFITS SPECIALISTS INC
City, State FFN Plan Type LSN-Date PHOENIX, AZ 317A664BH03-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
GLEN ALLEN, VA 317E1528520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
MIDLAND, MI 317D604BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
MIDLAND, MI 317D604BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
MIDLAND, MI 317D604BH01-003 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
MIDLAND, MI 317D604BH02-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
MIDLAND, MI 317D604BH03-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
MIDLAND, MI 317D604BH05-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ELMIRA, NY 31711510701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ELMIRA, NY 31711510701-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
WOODSTOCK, GA 317B605BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
WOODSTOCK, GA 317B605BH03-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
WOODSTOCK, GA 317B605BH05-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
VIRGINIA BEACH, VA 317D3120701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
BETHESDA, MD 317B6062701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
BETHESDA, MD 317B6062701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
BETHESDA, MD 317B6062702-001 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DEDHAM, MA 317E0972701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
WEAVERVILLE, NC 317D6212702-001 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CHICAGO, IL 317D402FT03-001 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
CHICAGO, IL 317D402FT04-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
PASADENA, CA 317D6232701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
PASADENA, CA 317D6232701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
WELLSBORO, PA 31772810701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
MARYVILLE, MO 31712232701-3 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
NEW CASTLE, IN 31713412701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
NEW CASTLE, IN 31713412701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
MIDDLETOWN, OH 317A2110702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
CLINTON, IA 31786570701-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CLINTON, IA 31786570702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
GLENDALE, CA 317A715BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
Page 13
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor CMC RETIREMENT & EMPLOYEE BENEFITS SPECIALISTS INC CMC RETIREMENT & EMPLOYEE BENEFITS SPECIALISTS INC CMC RETIREMENT & EMPLOYEE BENEFITS SPECIALISTS INC CMFG LIFE INSURANCE COMPANY
CMFG LIFE INSURANCE COMPANY
CN & COMPANY CPA'S LTD
COE ADMINISTRATORS LLC
COLE, EVANS & PETERSON CPA' S
COLLIER & ASSOCIATES INC
COLLIN W FRITZ & ASSOCIATES LTD
COLUMBIA BANK
COLUMBIA BANK
COLUMBIA BANK
COMMUNITY TRUST & INVESTMENT COMPANY
COMPENSATION BENEFIT PLANNING INC
COMPENSATION BENEFIT PLANNING INC
COMPENSATION PLANNING INC
COMPUTERIZED PENSION ADMINISTRATION INC CONCERT RETIREMENT PLAN CONSULTING INC CONCERT RETIREMENT PLAN CONSULTING INC CONCORDIA PLAN SERVICES
CONRAD M SIEGEL INC
CONSULTING ACTUARIAL GROUP INC
CONSULTING ACTUARIAL GROUP INC
CONSULTING ACTUARIAL GROUP INC
CONSULTING ACTUARIAL GROUP INC
CONSULTING ACTUARIES INCORPORATED
City, State GLENDALE, CA
GLENDALE, CA
GLENDALE, CA
MADISON, WI
MADISON, WI
WESTMONT, IL
OSHKOSH, WI
SHREVPORT, LA
CLEVELAND, OH
BRAINERD, MN
FAIR LAWN, NJ
FAIR LAWN, NJ
FAIR LAWN, NJ
ASHLAND, KY
LEES SUMMIT, MO
LEES SUMMIT, MO
WARWICK, RI
BAY SHORE, NY
HOLLY SPRINGS, NC
HOLLY SPRINGS, NC
ST.LOUIS, MO
HARRISBURG, PA
NORTHFIELD, IL
NORTHFIELD, IL
NORTHFIELD, IL
NORTHFIELD, IL
FAIRFIELD, NJ
FFN 317A715BH01-005
317A715BH02-001
317A715BH05-001
31716380701-001
31716380703-001
317A9330702-001
317A8440701-001
317D8940701-001
317D0610001-001
31799110001-001
31714462701-001
31714462701-002
31714462702-001
31739150701-001
317B0840701-001
317B0840701-002
317D7018520-001
317D8950701-001
317E131BH01-001
317E131BH02-001
317E001BH05-001
317D0270001-001
317A660BH01-001
317A660BH01-003
317A660BH01-005
317A660BH02-001
317A696FT01-001
Plan Type NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED MONEY PURCHASE/PROFIT SHARING NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
LSN-Date NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
Page 14
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor City, State FFN Plan Type LSN-Date CORNERSTONE BANK YORK, NE 3177644BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CORNERSTONE BANK YORK, NE 3177644BH02-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CORNERSTONE BANK FARGO, ND 317B9522701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CORPORATE BENEFIT ADMINISTRATORS INC ST.CLOUD, MN 317D7900702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
CORPORATE COMPENSATION ADVISORS LTD SCOTTSDALE, AZ 317C1578520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
CORPORATE FINANCIAL SERVICES LLC MONTGOMERY, AL 317D4330701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
CORPORATE RETIREMENT SOLUTIONS LLC SCHOFIELD, WI 317D955BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CORRELL CO HICKORY HILLS, IL 317A4390001-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
COUNTRY CLUB TRUST COMPANY NA KANSAS CITY, MO 317D7982702-001 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
COUNTRY INVESTORS LIFE BLOOMINGTON, IL 31740212701-003 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
COUNTRY INVESTORS LIFE BLOOMINGTON, IL 31740212701-004 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
COUNTRY TRUST BANK BLOOMINGTON, IL 31732210702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
CPH PENSION ADMINISTRATORS INC CHATTANOOGA, TN 317B0110701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
CRAIG F SIMON ATTORNEY AT LAW HIGHLAND HILLS, NY 317D060BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CREATIVE BENEFIT STRATEGIES INC BROADVIEW HEIGHTS, 317D2980701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET OH PURCHASE/CODA
CREATIVE BENEFITS SERVICES INC BALTIMORE, MD 317B684BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CREATIVE PENSION CONSULTANTS INC ALBANY, NY 317B0328520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
CREATIVE PENSION DESIGN INC PALATINE, IL 317D859BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CREATIVE PENSION DESIGN INC PALATINE, IL 317D859BH02-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CREST RETIREMENT PLAN ADMINISTRATORS DUBLIN, OH 317E116FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CREST RETIREMENT PLAN ADMINISTRATORS DUBLIN, OH 317E116FT01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CROSSPLANS LAGUNA HILLS, CA 317D874BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CROSSPLANS LAGUNA HILLS, CA 317D874BH01-003 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CROSSPLANS LAGUNA HILLS, CA 317D874BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
CROSSPLANS LAGUNA HILLS, CA 317D874BH02-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CROWE LLP SOUTH BEND, IN 317A8030701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
CROWE LLP SOUTH BEND, IN 317A8030703-001 NON-STANDARDIZED MONEY PURCHASE/PROFIT NOT ISSUED YET SHARING
CROWN BENEFITS INC LOS ANGELES, CA 317D860BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
CULVER RETIREMENT SERVICES INC BROOMFIELD, CO 317B4988520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
CURTIN LAW ROBERSON DUNIGAN & SALANS WASHINGTON, DC 317D3190701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
Page 15
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor City, State FFN Plan Type LSN-Date PC PURCHASE/CODA
CUSHING MORRIS ARMBRUSTER & ATLANTA, GA 317A9270702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET MONTGOMERY LLP PURCHASE/CODA CWM RETIREMENT PLAN SERVICES WORCESTER, MA 317E127FT04-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DA DAVIDSON & COMPANY GREAT FALLS, MT 31709262701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DA DAVIDSON & COMPANY GREAT FALLS, MT 31709262702-001 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DACOTAH BANK ABERDEEN, SD 31720482701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DANIEL R SAUNDERS ASSOCIATES PC HACKENSACK, NJ 317D5248520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DANZIGER & MARKHOFF LLP WHITE PLAINS, NY 317D064BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DANZIGER & MARKHOFF LLP WHITE PLAINS, NY 317D064BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
DANZIGER & MARKHOFF LLP WHITE PLAINS, NY 317D064BH04-001 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
DARNALL SIKES GARDES & FREDERICK LAFAYETTE, LA 317B1380701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DARNALL SIKES GARDES & FREDERICK LAFAYETTE, LA 317B1380701-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DATAIR EMPLOYEE BENEFIT SYSTEMS INC WESTMONT, IL 31799858520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DATAPATH INC LITTLE ROCK, AR 317D802BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DAVID L GETZ ESQ NEW YORK, NY 317D211BE13-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DAVID L GETZ ESQ NEW YORK, NY 317D211BE14-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DAVIS MOORE & ASSOCIATES INC BELLEVUE, WA 317B1370702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DAVIS WRIGHT TREMAINE LLP C/O R. SEATTLE, WA 317A2050001-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET BIRMINGHAM DCP RETIREMENT SERVICES LLC ROCKVILLE, MD 317E178BE14-000 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
PURCHASE/CODA DEAN ACTUARIES LLC DALLAS, TX 317E091BH01-004 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DEARBORN FEDERAL SAVINGS BANK DEARBORN, MI 31789422701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
DECIMAL INC DBA UBIQUITY RETIREMENT SAN FRANCISCO, CA 317A1630701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DECIMAL INC DBA UBIQUITY RETIREMENT SAN FRANCISCO, CA 317A1630701-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DELAWARE LIFE INSURANCE COMPANY WALTHAM, MA 31754320701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DELAWARE VALLEY RETIREMENT INC RIDLEY PARK, PA 317C2110701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DEMARS PENSION CONSULTING SERVICES OVERLAND PARK, KS 317B0080701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET INC PURCHASE/CODA DEMPSEY LORD SMITH LLC ROME, GA 317E137BH01-003 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DERMODY BURKE & BROWN CPAS LLC SYRACUSE, NY 317C1550701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
Page 16
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor City, State FFN Plan Type LSN-Date PURCHASE/CODA
DEVINE MILLIMET & BRANCH PA MANCHESTER, NH 317B1330701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DF PENSION INC JACKSONVILLE BEACH, 317D928BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET FL
DICKINSON WRIGHT PLLC TROY, MI 317D066FT04-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DIGITAL RETIREMENT SOLUTIONS INC LONGMONT, CO 317A5470701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DIGNAN GROUP INC OAK LAWN, IL 317D648BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DIGNAN GROUP INC OAK LAWN, IL 317D648BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DIME COMMUNITY BANK BROOKLYN, NY 31781402701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DIME COMMUNITY BANK BROOKLYN, NY 31781402701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
DINSMORE & SHOHL LLP CINCINNATI, OH 317E1610702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DIXON HUGHES GOODMAN LLP NORFOLK, VA 317C1620701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DOCUMENT AGILITY INC LAKE MARY, FL 31799BEBE13-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DOCUMENT AGILITY INC LAKE MARY, FL 31799BEBE13-002 NON-STANDARDIZED PROFIT SHARING/ESOP NOT ISSUED YET
DOCUMENT AGILITY INC LAKE MARY, FL 31799BEBE14-000 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DOCUMENT AGILITY INC LAKE MARY, FL 31799BEBE15-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DOCUMENT AGILITY INC LAKE MARY, FL 31799BEBE15-002 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
DOCUMENT AGILITY INC LAKE MARY, FL 31799BEBE16-000 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
DOCUMENT AGILITY INC LAKE MARY, FL 31799BEBE17-001 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
DONOHUE FEIMAN RETIREMENT PLAN DENVER, CO 317B007FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET SERVICES INC DOUGLAS M FARR & CO INC LA CRESCENTA, CA 317B5178520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
PURCHASE/CODA DOWNEAST PENSION SERVICES INC NEW GLOUCESTER, ME 317A8930701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
PURCHASE/CODA DOWNEAST PENSION SERVICES INC NEW GLOUCESTER, ME 317A8930701-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DR HUBE LLC ELLIJAY, GA 317E1920701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DRAPER & MCGINLEY PA FREDERICK, MD 317E166BE13-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DRAPER & MCGINLEY PA FREDERICK, MD 317E166BE14-000 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DRDA PLLC HOUSTON, TX 317D1970701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
Page 17
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor City, State FFN Plan Type LSN-Date DST RETIREMENT SOLUTIONS LLC QUINCY, MA 317D6270701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
PURCHASE/CODA DST RETIREMENT SOLUTIONS LLC QUINCY, MA 317D6270701-002 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DUBUQUE BANK AND TRUST CO DUBUQUE, IA 31717190702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DUNBAR BENDER & ZAPF INC PITTSBURGH, PA 317B1550701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DUNBAR BENDER & ZAPF INC PITTSBURGH, PA 317B1550704-001 NON-STANDARDIZED ESOP NOT ISSUED YET
DUNCAN FINANCIAL GROUP LLC IRWIN, PA 317D7080701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DWC THE 401(K) EXPERTS ROSEMOUNT, MN 317B7840702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
DYATECH LLC RIDGELAND, MS 317B587FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DYATECH LLC RIDGELAND, MS 317B587FT01-003 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
DYLAN C TAI CONSULTING ACTUARY MISSION VIEJO, CA 317B5028520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
E*TRADE SECURITIES LLC JERSEY CITY, NJ 317C1862701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
E*TRADE SECURITIES LLC JERSEY CITY, NJ 317C1862701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
E*TRADE SECURITIES LLC JERSEY CITY, NJ 317C1862702-001 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
E. H. THOMSON & CO INC SEA GIRT, NJ 317B5378520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
EAST WEST BANK PASADENA, CA 317B955BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EAST WEST BANK PASADENA, CA 317B955BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
ECP DESIGN & SERVICE GROUP LTD BOHEMIA, NY 317A7960701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
EDBERG PERRY LLC PHOENIX, AZ 317B006BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EDBERG PERRY LLC PHOENIX, AZ 317B006BH04-001 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
EDWARD D JONES & COMPANY LP ST. LOUIS, MO 317A3950702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
EISNERAMPER LLP NEW YORK, NY 317C029FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EISNERAMPER LLP NEW YORK, NY 317C029FT01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EISNERAMPER LLP NEW YORK, NY 317C029FT01-003 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EISNERAMPER LLP NEW YORK, NY 317C029FT04-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EJ REYNOLDS INC PEMBROKE PINES, FL 317B005BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EJ REYNOLDS INC PEMBROKE PINES, FL 317B005BH02-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ELLIS & WARD CONSULTING GROUP CORDOVA, TN 317B5548520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
EMIGRANT BANK NEW YORK, NY 31718822701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EMIGRANT BANK NEW YORK, NY 31718822701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
EMPLOYEE BENEFIT COMPLIANCE SERVICES ROCKY HILL, CT 317B0040701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET
Page 18
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor City, State FFN Plan Type LSN-Date INC PURCHASE/CODA
EMPLOYEE BENEFIT SERVICES INC BRENTWOOD, TN 317B5018520-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
EMPLOYEE BENEFITS GROUP LLC TULSA, OK 317E0190701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
EMPLOYEE BENEFITS LAW GROUP PC FOLSOM, CA 317E0960001-000 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
EMPLOYEE FIDUCIARY LLC MOBILE, AL 317D933FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EMPLOYEE FIDUCIARY LLC MOBILE, AL 317D933FT01-003 STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EMPLOYEE INCENTIVE PLANS INC AUSTIN, TX 317B2760701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ENHANCED RETIREMENT SOLUTIONS LLC ROCHESTER, NY 317E028FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ENTERPRISE PENSIONS INC PHOENIX, AZ 317D863BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EPIC ADVISORS INC ROCHESTER, NY 317A355BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EPIC ADVISORS INC ROCHESTER, NY 317A355BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
EPIC ADVISORS INC ROCHESTER, NY 317A355BH03-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EPIC ADVISORS INC ROCHESTER, NY 317A355BH04-001 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
EPIC ADVISORS INC ROCHESTER, NY 317A355BH05-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EPLANEDGE SANTA BARBARA, CA 317E106BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EPlan Services Inc DENVER, CO 317A2290701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
EQUITRUST LIFE INSURANCE COMPANY WEST DES MOINES, IA 317E1982701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
EQUITRUST LIFE INSURANCE COMPANY WEST DES MOINES, IA 317E1982701-002 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
ERISA INC BROOKLYN PARK, MN 317B540BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ERISA PARTNERS INC NASHVILLE, TN 317D550BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ERISA SERVICES INC KNOXVILLE, TN 317B2750701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
ERNEST S RYDER & ASSOCIATES INC SAN DIEGO, CA 317D0680001-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ERP ACTUARIES & CONSULTANTS MELVILLE, NY 317D652BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ERP ACTUARIES & CONSULTANTS MELVILLE, NY 317D652BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
ESLER & VANDERSCHAAFF CO LPA DAYTON, OH 317D525FT01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ESLER & VANDERSCHAAFF CO LPA DAYTON, OH 317D525FT03-001 NON-STANDARDIZED PROFIT NOT ISSUED YET SHARING/CODA/ESOP
ESLER & VANDERSCHAAFF CO LPA DAYTON, OH 317D525FT04-000 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ESTATE & PENSION ADVISORY BOARD CHERRY HILL, NJ 317D864BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ESTATE & PENSION ADVISORY BOARD CHERRY HILL, NJ 317D864BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
ETA CONSULTING LLC MARION, SC 317D926BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
ETA CONSULTING LLC MARION, SC 317D926BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
Page 19
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor ETA CONSULTING LLC
EXECUTIVE BENEFITS DESIGN
EXECUTIVE BENEFITS DESIGN
EXPERT i INC
FACTS INC
FACTS INC
FAIR FITZGERALD & HERSHAFT PC
FAM FUNDS
FARM BUREAU LIFE INSURANCE
FARM BUREAU LIFE INSURANCE CO
FARM BUREAU LIFE INSURANCE CO
FARMER & BETTS INC
FARMER & BETTS INC
FARMER & BETTS INC
FARMERS NEW WORLD LIFE INSURANCE COMPANY FECTEAU BENEFITS GROUP INC
FECTEAU BENEFITS GROUP INC
FEDERATED FUNERAL DIRECTORS OF AMERICA FEINGOLD COMPANIES
FERGUSON & WIDMAYER PC
FERGUSON & WIDMAYER PC
FIELD & MAIN BANK
FIFTH THIRD BANK
FINANCIAL FOCUS RETIREMENT PLAN SERVICES FINANCIAL TECHNOLOGY INC
FINDLEY INC
FINDLEY INC
FINDLEY INC
FIRST AMERICAN BANK
City, State MARION, SC
HOUSTON, TX
HOUSTON, TX
ORANGE, CA
CRAWFORDSVILLE, IN
CRAWFORDSVILLE, IN
WHITE PLAINS, NY
COBLESKILL, NY
LANSING, MI
WEST DES MOINES, IA
WEST DES MOINES, IA
TACOMA, WA
TACOMA, WA
TACOMA, WA
BELLEVUE, WA
EAST PROVIDENCE, RI
EAST PROVIDENCE, RI
SPRINGFIELD, IL
WORCESTER, MA
ANN ARBOR, MI
ANN ARBOR, MI
HENDERSON, KY
CINCINNATI, OH
CHANDLER, AZ
EAST LANSING, MI
BRENTWOOD, TN
BRENTWOOD, TN
BRENTWOOD, TN
ELK GROVE VILLAGE, IL
FFN 317D926BH02-001
317E012BH01-003
317E012BH01-004
317D462FT01-001
317A904BH01-001
317A904BH05-001
31799AB0701-001
317A0032702-001
31718372701-002
31718352701-001
31718352701-002
317D596BH01-001
317D596BH01-005
317D596BH05-001
31719100701-001
317D213BE13-001
317D213BE14-000
317E0848520-001
317B6910701-001
317D070FT03-001
317D070FT04-000
31744770701-001
31740050702-001
317E125FT01-003
317D6240701-001
317A3990702-001
317A3990703-001
317A3990704-001
31790960702-001
Plan Type NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED MONEY PURCHASE/PROFIT SHARING NON-STANDARDIZED ESOP
NON-STANDARDIZED PROFIT SHARING/MONEY
LSN-Date NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
Page 20
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor
FIRST AMERICAN BANK
FIRST BANK & TRUST
FIRST BANK & TRUST
FIRST BUSINESS BANK
FIRST COUNTY BANK
FIRST COUNTY BANK
FIRST FINANCIAL TRUST & ASSET MANAGEMENT CO NA FIRST HAWAIIAN BANK
FIRST HAWAIIAN BANK
FIRST NATIONAL BANK & TRUST
FIRST NATIONAL BANK & TRUST
FIRST NATIONAL BANK & TRUST
FIRST PREMIER BANK
FIRST STATE BANK OF UVALDE
FIRST STATE BANK OF UVALDE
FIRST WESTERN BANK & TRUST
FIRST WESTERN BANK & TRUST
FIS BUSINESS SYSTEMS LLC
FIS BUSINESS SYSTEMS LLC
FIS BUSINESS SYSTEMS LLC
FIS BUSINESS SYSTEMS LLC
FIS BUSINESS SYSTEMS LLC
FIS BUSINESS SYSTEMS LLC
FIS BUSINESS SYSTEMS LLC
FJC & ASSOCIATES INC
FLORA PETTIT PC
FLORA PETTIT PC
FLORIDA ACTUARIAL CORPORATION
FLORIDA RETIREMENT CONSULTANTS
City, State
ELK GROVE VILLAGE, IL
BROOKINGS, SD
BROOKINGS, SD
MADISON, WI
STAMFORD, CT
STAMFORD, CT
ABILENE, TX
HONOLULU, HI
HONOLULU, HI
WILLISTON, ND
WILLISTON, ND
WILLISTON, ND
SIOUX FALLS, SD
UVALDE, TX
UVALDE, TX
MINOT, ND
MINOT, ND
JACKSONVILLE, FL
JACKSONVILLE, FL
JACKSONVILLE, FL
JACKSONVILLE, FL
JACKSONVILLE, FL
JACKSONVILLE, FL
JACKSONVILLE, FL
NEWTOWN, CT
HARRISONBURG, VA
HARRISONBURG, VA
FORT LAUDERDALE, FL
TAMPA, FL
FFN
31790960704-001
31723520701-002
31723520702-001
3173625BH01-003
317ZZKT2701-001
317ZZKT2701-002
317C1750702-001
31721882701-003
31721882701-004
31723872701-003
31723872701-004
31723872702-001
31757360702-001
31794642701-001
31794642701-002
31729292701-003
31729292702-001
31799070701-001
31799070701-002
31799070701-003
31799070702-001
31799070703-001
31799070704-001
31799070705-000
317E1518520-001
317C1440701-001
317C1440704-001
317D7382701-001
317B3880701-001
Plan Type PURCHASE/CODA
NON-STANDARDIZED ESOP
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE/PROFIT SHARING NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED MONEY PURCHASE/PROFIT SHARING NON-STANDARDIZED ESOP
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED ESOP
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA
LSN-Date
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
NOT ISSUED YET
Page 21
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor FLOWER & ASSOCIATES INC
FLOWER & ASSOCIATES INC
FMR LLC
FMR LLC
FMR LLC
FMR LLC
FMR LLC
FORESTERS FINANCIAL SERVICES INC
FORESTERS FINANCIAL SERVICES INC
FORRESTALL CPA LLC
FORTUNE BENEFITS INC
FORTUNE BENEFITS INC
FOSTER PEPPER PLLC
FOSTER SWIFT COLLINS & SMITH P C
FOULSTON SIEFKIN LLP
FOUTS & MORGAN CPA
FOX ROTHSCHILD LLP
FOX ROTHSCHILD LLP
FOX ROTHSCHILD LLP
FOX ROTHSCHILD LLP
FRANCIS P GALLAGHER & ASSOCIATES INC
FRANDSEN BANK & TRUST
FRED M LEE FINANCIAL CORPORATION DBA FINANCIAL DECISIONS FRED M LEE FINANCIAL CORPORATION DBA FINANCIAL DECISIONS FRED M LEE FINANCIAL CORPORATION DBA FINANCIAL DECISIONS FRED M LEE FINANCIAL CORPORATION DBA FINANCIAL DECISIONS FRED S SHAPIRO & ASSOCIATES INC
FRED S SHAPIRO & ASSOCIATES INC
FREDERIC Z KONIGSBERG PC
FREDRIKSON & BYRON PA
City, State LAFAYETTE, LA
LAFAYETTE, LA
BOSTON, MA
BOSTON, MA
BOSTON, MA
BOSTON, MA
BOSTON, MA
NEW YORK, NY
NEW YORK, NY
BUFORD, GA
ATLANTA, GA
ATLANTA, GA
SEATTLE, WA
LANSING, MI
WICHITA, KS
MEMPHIS, TN
MINNEAPOLIS, MN
GREENVILLE, SC
PITTSBURGH, PA
PITTSBURGH, PA
WESTLAKE, OH
NEW ULM, MN
STOCKTON, CA
STOCKTON, CA
STOCKTON, CA
STOCKTON, CA
OWINGS MILLS, MD
OWINGS MILLS, MD
HAUPPAUGE, NY
MINNEAPOLIS, MN
FFN 317B632BH01-001
317B632BH01-003
317E1080004-001
317E1080004-002
317E1080016-001
317E1080017-001
317E1080018-001
31722022701-001
31722022701-002
317D956BH01-003
317D653BH01-001
317D653BH02-001
317E0490702-001
317D0740001-001
317A4770001-000
317D216BE13-001
317D0180001-001
317D0180702-001
317D018FT03-001
317D018FT04-000
317D0720001-000
31774020702-001
317D654BH01-001
317D654BH01-005
317D654BH02-001
317D654BH03-001
317A139BE13-001
317A139BE14-000
317D3780702-001
317D0760702-001
Plan Type NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED ESOP
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/ESOP
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED MONEY PURCHASE
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/CODA
NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY
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Start Date Entered: 10/02/2017 Pre-Approved Plans
End Date Entered: 12/31/2018 Defined Contribution
Plan Sponsor City, State FFN Plan Type LSN-Date PURCHASE/CODA
FREEDOM BANK MONONA, IA 317B8932701-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
FREEDOM ONE RETIREMENT SERVICES LLC CLARKSTON, MI 317D3260701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
FREEMAN RETIREMENT PLAN CONSULTING MYSTIC, CT 317D1980701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET LLC PURCHASE/CODA FRIDAY ELDREDGE & CLARK LITTLE ROCK, AR 31799830001-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
FRIDAY ELDREDGE & CLARK LITTLE ROCK, AR 3179983BE13-002 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
FRIDAY ELDREDGE & CLARK LITTLE ROCK, AR 3179983BE17-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
FRIEDMAN & FRIEDMAN LLP TOWSON, MD 317A318BH01-001 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
FRIEDMAN & FRIEDMAN LLP TOWSON, MD 317A318BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
FRINGE BENEFIT GROUP INC AUSTIN, TX 317C2060701-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
FRINGE BENEFITS DESIGN OF MINNESOTA INCBLOOMINGTON, MN 317A5130702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
FROST BANK WEALTH ADVISORS SAN ANTONIO, TX 3173052BH01-002 NON-STANDARDIZED PROFIT SHARING/CODA NOT ISSUED YET
FROST BANK WEALTH ADVISORS SAN ANTONIO, TX 3173052BH01-005 NON-STANDARDIZED MONEY PURCHASE NOT ISSUED YET
FROST BROWN TODD LLC LOUISVILLE, KY 317A5120702-001 NON-STANDARDIZED PROFIT SHARING/MONEY NOT ISSUED YET PURCHASE/CODA
FROST BROWN TODD LLC LOUISVILLE