presentation- american business and public policy

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    Summarizing

    American Business, Public Policy, Case Studies and

    Political Theory

    Theordore J. LowiWorld Politics, XVI 1964

    Presented by:James Kwame Mensah

    ID: 5610131024

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    Theodore J. Lowi was born

    on July 9, 1931 Michigan State University

    Harvard University

    American Political ScienceAssociation

    International Political ScienceAssociation

    Cornell University American Politics

    Public Policy

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    Main Purpose of the Article

    Case Studies Existing Notions: The Non-theories Of Power In

    America

    Arenas of Power: An Interpretative Scheme For

    Cases

    Areas of Policy Defined

    Arenas of Power

    Arenas & Political Relationships: A DiagrammaticSummary

    Conclusion and Observations

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    Uses a well-known case-study by Bauer, Pool and

    Dexter American Business and

    Public Policy

    To develop a model of

    policy analysis To link types of policies to

    theories of policy making

    To generalize beyond the

    case-study

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    One of the most important methods of political scienceanalysis

    Schattschneider, Herring and others in the 1930s haveused case studies to conduct a variety of decisions

    Case studies vary in terms of subject matter and format,in scope and rigour

    This paper is an analysis of political relationship withinthe context of a single, well-defined issue foreigntrade

    Analysis of business attitudes, strategies,communications and business relationships in politics

    Makes good use of the best behavioural researchtechniques without losing sight of the rich context of

    policies, traditions and institutions

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    Interesting questions:

    What do all these case studies seek to add up to? Including

    this one

    How much further along the road have we through thesecase studies?

    What questions have the author of these case studies

    raised?

    This paper will provide us with

    The occasion for asking these questions

    Help us to attempt to formulate theories that can beassessed, weighed and cumulated

    But before we do this,

    Lets take a look at the theories we have now

    How does this case study relate to them

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    Case studies have produced three main theories of

    power and public policy Group /pluralist theory

    The elites theory

    Pressure group theory

    Group / Pluralist Theory This is based on the idea that policy making is a process of group

    struggle

    Power in US is highly decentralized

    Resources are distributed through a process of interest groups

    competing This involves an analysis of group participants and their

    strategies

    The extremists in this theory have treated government (formalinstitutions) as a tabula rasa

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    Criticism of Group / Pluralist Theory Failed to take into account the economic and political

    structure within which the group process takes place

    It understate the independent and creative role that publicofficials play in the policy process

    Elites Theory Public policy is regarded as reflecting the values and

    preferences of a governing elite

    Public policy is not determined by the demands and actions

    of the people or the masses but rather by a ruling elite Society is divided into the few who have power and the

    many who do not.

    Only a small number of persons allocate values for society;the masses do not decide public policy.

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    Pressure group theory

    This has not been used so much since its creation in 1935because is mistakenly taking as a case of pluralism

    Public policy happens in a multiplicity of groups in adecentralised and bargaining arena

    The relationship here is based on mutual non-interferenceamong uncommon interest

    Criticisms of these theories

    They do not generate related propositions that can be testedby research and experience

    The findings of studies based upon any one of them are notcumulative

    These "theories" becomes self- directing and self-supportive

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    Findings from the Analysis of American Business

    and Public Policy These findings test the assumptions of pluralist and

    elites schools of thought There was no nexus between the policies at stake and

    interest group activation with a settlement by compromise The two "sides" of the controversy never met in a face-to-

    face conflict

    Cohesion was found to be directly (not inversely) related to

    overlapping membership Little in the way of direct attempts to influence policy-

    makers could be found

    Most Congressmen were found to have their ownindependent ideologies and interests

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    Problems of the tariff decision (both pluralist and

    elitist) No evidence that the top military played a role of any sort

    in both the tariff and foreign trade

    Only a minority of businessmen large and small ever felt

    themselves aligned with either side of the issue

    Of the 128 big business leaders, 56% -free trade, 3% -raisingtariffs, and 41%- leaving tariffs as is

    Leaders of the largest firms remained inactive because their

    firms were too diversified to have a clear interest (GeneralElectric and Dupont)

    Most other industrialists in the top "command posts"probably favoured freer trade

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    Irrelevance of The Models/Theories

    The pluralist model was of little use to them

    Elitist model was also of less assistance

    This is because neither approach is a model/theory

    Self-validating standpoint

    The pluralist approach suggests what to look for

    The elitist model suggests what not to look for

    Neither has much bearing on specific cases They dont afford a means for cumulating the data

    and findings in coherent and logical abstractionswith other findings

    Merely provide a basis for repeating the assumptions

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    American Business and Public Policy despite itsrichness suffers some handicaps like all casestudies

    Problem of uniqueness

    Lack of comprehensiveness and exhaustiveness of itsanalysis and makes it more of a story book

    Problems of broad theories

    Can American Business case study be generalized

    from single issue of free trade to all domesticdecisions?

    What classes of cases can we generalize to?

    This case could not offer anything different

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    We are about where we were before this book waspublished

    The authors came out in favour of cashiering thepresent approaches

    So what is needed to be done A basis for cumulating, comparing, and contrasting diverse

    findings

    Would bring the diverse cases and findings into a more

    consistent relation to each other Would begin to suggest generalizations sufficiently close to

    the data

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    This is what interpretative scheme seeks to do

    It is based on these arguments

    The types of relationships to be found among peopleare determined by their expectations

    In politics, expectations are determined bygovernmental outputs or policies

    A political relationship is determined by the type of

    policy at stake So that for every type of policy there is likely to be a

    distinctive type of political relationship

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    Three major categories of public policies in thescheme: distribution, regulation, and redistribution

    These types are historically and functionally distinct They constitute real areas of power

    Each develops its own characteristic; politicalstructure, political process, elites, and group relations

    Distributive Policies

    Distributive policies involve allocation of services orbenefits to particular segments of the population

    individuals, groups, corporations, and communities Highly individualized decisions that aggregate into a

    policy

    Indulged & deprived, loser and recipient never come

    into direct confrontation

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    Regulatory Policies

    Involve imposing restrictions on the behaviour ofindividuals and groups

    That is, they reduce the freedom or discretion to actof those who are regulated

    Specific & individual in impact Show no favoritism

    The formation of regulatory policy usually involves

    conflict between two groups or coalitions of groups,with one side seeking to impose some sort of controlon the other side

    Regulatory decisions involve clear winners and

    losers

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    Redistributive Policies

    Involve deliberate efforts by the government to shiftthe allocation of wealth, income, property, or rightsamong broad classes or groups of the population,such as haves and have-nots, masses and the elite

    Equal possession not equal treatment Welfare state programs-redistribute to only those

    who qualify (retired or unemployed)

    Redistributive policies are difficult to secure becausethey involve the reallocation of money, rights, orpower.

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    Once you look at the areas of policy and theories ofpolicy, a number of hypothesis emerge

    The regulatory arena corresponds to the pluralistschool

    The redistributive arena closely approximate theelites view of political process

    Distributive Arena Greater multiplicity of interest groups

    It is a politics of every man for himself

    Single person and single firm are the major activists

    Application of Distributive Policies Rivers & harbours, Land development, Tax exemptions,

    Defense procurement, Area of redevelopment andgovernment services

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    Regulatory Arena

    Multiplicity of groups with tangential interests-slightly

    touching interests Two basic groups-indulged and deprived

    Power structure is less stable coalitions form aroundshared interests and shift coalitions as interest change or

    conflict emerge.

    Redistributive arena

    The political structure seems to be highly stabilise

    This derived from shared interest It influences politics towards centralisation and stablisation

    of conflict

    Application of redistributive policies

    Health insurance, income tax

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    Arena PoliticalUnit

    RelationAmongUnits

    Powerstructure

    Stabilityofstructure

    Decisionallocus

    Implementation

    Distributive Individual,firm,corporation

    Log-rolling,mutual non-interference,uncommoninterest

    Non-conflictualelite withsupportgroups

    Stable Congressionalcommitteeand/ oragency

    Agencycentralised toprimaryfunctional unit(bureau)

    Regulatory Group The coalition,sharedsubjectmatterinterest,bargaining

    Pluralistic,multi-centered,theoryofbalance

    Unstable Congress,in classicrole

    Agencydecentralisedfrom center bydelegation,mixed control

    Redistribution

    Association

    The peakassociation,class,ideology

    Conflictualelite, i.e,elite andcounterelites

    Stable Executiveand peakassociation

    Agencycentralisedtowards top(abovebureau),

    elaboratestandards

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    Conclusion No study of policy can equal American Business and Public

    Policy in care, rigor and exhaustiveness It covers a lot of policies, types of public policies and

    theories of public policies

    It tried to link the types of public policies to the theories ofpublic policies and the relationship between them

    Observations It is ambiguous

    There was also confusion as to whether the author wastalking about domestic trade or international trade

    The author is unusually clear about the research aim

    Public policy is broad and taking a single case like foreigncannot help the author to find in detail types of publicpolicies as well as theories of public policies