presentation- american business and public policy
TRANSCRIPT
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Summarizing
American Business, Public Policy, Case Studies and
Political Theory
Theordore J. LowiWorld Politics, XVI 1964
Presented by:James Kwame Mensah
ID: 5610131024
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Theodore J. Lowi was born
on July 9, 1931 Michigan State University
Harvard University
American Political ScienceAssociation
International Political ScienceAssociation
Cornell University American Politics
Public Policy
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Main Purpose of the Article
Case Studies Existing Notions: The Non-theories Of Power In
America
Arenas of Power: An Interpretative Scheme For
Cases
Areas of Policy Defined
Arenas of Power
Arenas & Political Relationships: A DiagrammaticSummary
Conclusion and Observations
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Uses a well-known case-study by Bauer, Pool and
Dexter American Business and
Public Policy
To develop a model of
policy analysis To link types of policies to
theories of policy making
To generalize beyond the
case-study
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One of the most important methods of political scienceanalysis
Schattschneider, Herring and others in the 1930s haveused case studies to conduct a variety of decisions
Case studies vary in terms of subject matter and format,in scope and rigour
This paper is an analysis of political relationship withinthe context of a single, well-defined issue foreigntrade
Analysis of business attitudes, strategies,communications and business relationships in politics
Makes good use of the best behavioural researchtechniques without losing sight of the rich context of
policies, traditions and institutions
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Interesting questions:
What do all these case studies seek to add up to? Including
this one
How much further along the road have we through thesecase studies?
What questions have the author of these case studies
raised?
This paper will provide us with
The occasion for asking these questions
Help us to attempt to formulate theories that can beassessed, weighed and cumulated
But before we do this,
Lets take a look at the theories we have now
How does this case study relate to them
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Case studies have produced three main theories of
power and public policy Group /pluralist theory
The elites theory
Pressure group theory
Group / Pluralist Theory This is based on the idea that policy making is a process of group
struggle
Power in US is highly decentralized
Resources are distributed through a process of interest groups
competing This involves an analysis of group participants and their
strategies
The extremists in this theory have treated government (formalinstitutions) as a tabula rasa
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Criticism of Group / Pluralist Theory Failed to take into account the economic and political
structure within which the group process takes place
It understate the independent and creative role that publicofficials play in the policy process
Elites Theory Public policy is regarded as reflecting the values and
preferences of a governing elite
Public policy is not determined by the demands and actions
of the people or the masses but rather by a ruling elite Society is divided into the few who have power and the
many who do not.
Only a small number of persons allocate values for society;the masses do not decide public policy.
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Pressure group theory
This has not been used so much since its creation in 1935because is mistakenly taking as a case of pluralism
Public policy happens in a multiplicity of groups in adecentralised and bargaining arena
The relationship here is based on mutual non-interferenceamong uncommon interest
Criticisms of these theories
They do not generate related propositions that can be testedby research and experience
The findings of studies based upon any one of them are notcumulative
These "theories" becomes self- directing and self-supportive
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Findings from the Analysis of American Business
and Public Policy These findings test the assumptions of pluralist and
elites schools of thought There was no nexus between the policies at stake and
interest group activation with a settlement by compromise The two "sides" of the controversy never met in a face-to-
face conflict
Cohesion was found to be directly (not inversely) related to
overlapping membership Little in the way of direct attempts to influence policy-
makers could be found
Most Congressmen were found to have their ownindependent ideologies and interests
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Problems of the tariff decision (both pluralist and
elitist) No evidence that the top military played a role of any sort
in both the tariff and foreign trade
Only a minority of businessmen large and small ever felt
themselves aligned with either side of the issue
Of the 128 big business leaders, 56% -free trade, 3% -raisingtariffs, and 41%- leaving tariffs as is
Leaders of the largest firms remained inactive because their
firms were too diversified to have a clear interest (GeneralElectric and Dupont)
Most other industrialists in the top "command posts"probably favoured freer trade
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Irrelevance of The Models/Theories
The pluralist model was of little use to them
Elitist model was also of less assistance
This is because neither approach is a model/theory
Self-validating standpoint
The pluralist approach suggests what to look for
The elitist model suggests what not to look for
Neither has much bearing on specific cases They dont afford a means for cumulating the data
and findings in coherent and logical abstractionswith other findings
Merely provide a basis for repeating the assumptions
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American Business and Public Policy despite itsrichness suffers some handicaps like all casestudies
Problem of uniqueness
Lack of comprehensiveness and exhaustiveness of itsanalysis and makes it more of a story book
Problems of broad theories
Can American Business case study be generalized
from single issue of free trade to all domesticdecisions?
What classes of cases can we generalize to?
This case could not offer anything different
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We are about where we were before this book waspublished
The authors came out in favour of cashiering thepresent approaches
So what is needed to be done A basis for cumulating, comparing, and contrasting diverse
findings
Would bring the diverse cases and findings into a more
consistent relation to each other Would begin to suggest generalizations sufficiently close to
the data
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This is what interpretative scheme seeks to do
It is based on these arguments
The types of relationships to be found among peopleare determined by their expectations
In politics, expectations are determined bygovernmental outputs or policies
A political relationship is determined by the type of
policy at stake So that for every type of policy there is likely to be a
distinctive type of political relationship
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Three major categories of public policies in thescheme: distribution, regulation, and redistribution
These types are historically and functionally distinct They constitute real areas of power
Each develops its own characteristic; politicalstructure, political process, elites, and group relations
Distributive Policies
Distributive policies involve allocation of services orbenefits to particular segments of the population
individuals, groups, corporations, and communities Highly individualized decisions that aggregate into a
policy
Indulged & deprived, loser and recipient never come
into direct confrontation
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Regulatory Policies
Involve imposing restrictions on the behaviour ofindividuals and groups
That is, they reduce the freedom or discretion to actof those who are regulated
Specific & individual in impact Show no favoritism
The formation of regulatory policy usually involves
conflict between two groups or coalitions of groups,with one side seeking to impose some sort of controlon the other side
Regulatory decisions involve clear winners and
losers
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Redistributive Policies
Involve deliberate efforts by the government to shiftthe allocation of wealth, income, property, or rightsamong broad classes or groups of the population,such as haves and have-nots, masses and the elite
Equal possession not equal treatment Welfare state programs-redistribute to only those
who qualify (retired or unemployed)
Redistributive policies are difficult to secure becausethey involve the reallocation of money, rights, orpower.
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Once you look at the areas of policy and theories ofpolicy, a number of hypothesis emerge
The regulatory arena corresponds to the pluralistschool
The redistributive arena closely approximate theelites view of political process
Distributive Arena Greater multiplicity of interest groups
It is a politics of every man for himself
Single person and single firm are the major activists
Application of Distributive Policies Rivers & harbours, Land development, Tax exemptions,
Defense procurement, Area of redevelopment andgovernment services
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Regulatory Arena
Multiplicity of groups with tangential interests-slightly
touching interests Two basic groups-indulged and deprived
Power structure is less stable coalitions form aroundshared interests and shift coalitions as interest change or
conflict emerge.
Redistributive arena
The political structure seems to be highly stabilise
This derived from shared interest It influences politics towards centralisation and stablisation
of conflict
Application of redistributive policies
Health insurance, income tax
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Arena PoliticalUnit
RelationAmongUnits
Powerstructure
Stabilityofstructure
Decisionallocus
Implementation
Distributive Individual,firm,corporation
Log-rolling,mutual non-interference,uncommoninterest
Non-conflictualelite withsupportgroups
Stable Congressionalcommitteeand/ oragency
Agencycentralised toprimaryfunctional unit(bureau)
Regulatory Group The coalition,sharedsubjectmatterinterest,bargaining
Pluralistic,multi-centered,theoryofbalance
Unstable Congress,in classicrole
Agencydecentralisedfrom center bydelegation,mixed control
Redistribution
Association
The peakassociation,class,ideology
Conflictualelite, i.e,elite andcounterelites
Stable Executiveand peakassociation
Agencycentralisedtowards top(abovebureau),
elaboratestandards
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Conclusion No study of policy can equal American Business and Public
Policy in care, rigor and exhaustiveness It covers a lot of policies, types of public policies and
theories of public policies
It tried to link the types of public policies to the theories ofpublic policies and the relationship between them
Observations It is ambiguous
There was also confusion as to whether the author wastalking about domestic trade or international trade
The author is unusually clear about the research aim
Public policy is broad and taking a single case like foreigncannot help the author to find in detail types of publicpolicies as well as theories of public policies