lNTERNATIONALASSOCIATlONOFMARITIMEUNIVERSITIES

PROCEEDrNGSOFINAUGURAl．GENERALASSEMBLY

26－29JUNE2000，lSTANBUL，TURKEY

PROBLEMSOFSTCW95WHITELISTUPDATING

V．A．LoginoYSky

MakarovStateMaritimeAcademy，RUSSIANFEI）ERATION

ABSTRACT

The commercialshipplng has passed the

first slgnincant chart polnt On the way to

COrnPlytheSTCW95provisions，itwasthelSt

OfAugust1998，by this day Parties tothe

CollVention submitted their reports to show

thattheyhadgivenfullandcompleteeffbctto

STCW95provisions．

The second slgnificant eVentis the

Publicationofso－CalledWhiteList．Thenext

Oneis the recognltlOn Of certincates and

anotherdateisthelStofFebruary2002・By

this dateall seafarers must be educatedand

trainedincompliancewiththenewstandards

and all seafarers must carry STCW　95Cert沌cates．

A氏erthat every nve years Parties to the

Convelltion must report toIMO on the

independentevaluationoftrainlng，education，

assessment and certincation．activities to

updatetheWhiteList．

The paper presents the optimization

PrOCedure of collectlng and evaluatlng this

infbrmation based onloglCalmechanism of

Checking．

RECOGNITIONOFCERTIFICATES

－TheprocedureofrecognltlOnOfcertificates

in accordanCe WithSTCW95provisionsis

ProvisionsoftheConvention，theSecretary－

Generalshallsubmitareporttothisefftctto

J・4人オUJ托dugWrdGg促rOJ心5emあか

COVered by”interlocking network ofcontrol

mechanisms”，Dearsleyll］，and to review

One Of these mechanisms we have to go

throughthisprocedurestepbystepl2］‥

1．1naccordanCeWithArticlelV（1）（a，b，C）

，Regulation U7and section A－I／7each Party

shall communicate the　infonnation to the

Secretary－GeneralofIMO．

2．ByA止icleIV（2）theSecretary－General

ShallnotifyallthePartiesofthereceiptofanyCOmmunicationunderparagraph（1）（a）・

3．Followlng the section A－I／7　and

paragraphs5－7，the Secretary－General shall

maintain thelist of competent persons

approvedbytheMaritimeSafetyCorrmittee，

4．Inaccordancewithprovisionsof section

A－I／7，paragraph9，When preparlngarepOrttO

the Maritime Saftty Committee・．．the

Secretary－General shall seek clarifications

録omthePartyandidentify　anyareainwhich

the Partymay have requested assistanCe tO

implementtheConvention．

5．FollowlngtherequlrementSOfsectionA－

1／7，paragraPh8the competentperSOnS Shal】、

On COnndentialbasis，eXpreSS their viewsin

WrltlngOnSubmittedinformation・

6．Whenthecompleteinformationhasbeenreceived and suchinformation connrms that

fu11and complete e飴ctis glVen tO the

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178

Figurel，hformationlinksinSTCW95WhiteListprocedure

the Maritime Saftty Comittee（RegulationI／7，Para卵ph2．）

7．IdentificationofWhiteListatthesession

Of　the Maritime Safety　Committee，

（RegulationU7，paragr叩h3．1）．

8．The Party　shall arrange the control

proceduresunderArticleXintheportsofa

Pany（RegulationU4）．

9．Torecognizethecerti丘catesoftheother

Pany　the Administration has to con丘nn，

throughallnecessarymeasures，Which may

include inspection of facilities　and

PrOCedures…thatthe STCW95requlrementS

arefully compliedwith，（Regulation U10，

RegulationI／4，Paragr叩hl／1）．

10．Aftertheidenti丘cationof WhteListin

accordanCeWithRegulationI／7，PamgraPh3．2．

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179

0therParties shallbe entitled，Subiect to the

PrOvision〟4amdI／10，tOaCCePt，inprlnCiple

thatcerti丘catesissuedbyoronbehalfofthe

PartieSidenti負edin paragr叩h　3．1arein

COmpliancewiththeConvention・

11．haccordanCeWiththeRegulationI／10，

ParagraPh　3，information provided　and

measures agreed uponunder this regulation

Shall be corr皿umicated to the Secretary－

Generaloncon血rmitywiththerequirements

OfregulationI／7．RegulationI／4・

So，　the procedure of recognltlOn Of

Certi負cates，WhichgoesthroughtheWhiteList

isratherhardandlong．Onlythe White List

Part takesinaverage2lweeks，butmaximum

timeismorethan1．5year．The geometrical

interpretationofthiswaylSglVenbythegr叩h

in丘騨∬el．

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INDEPENDENTEVALUATION

To showthatPartyiscontinuingtogive

fu11and complete e脆ct to the applicable

PrOVisions ofthe Convention required by

regulationI／80fSTCW95andsectionA－I／7

0fthe Codeitis necesSary tO arrange thC

independent evaluation　and submit　the

叩PrOPrlaterepOrttOtheSecretary－General．

ThefollowlngStePSaretObemade：

12．Paragr叩h20fSTCW95regulationl／8，tOgether with section A－u8　0f STCW

Code，requires each Partyto carry outan

ind印endent evaluation ofits tmiming，

assessmentandcertificationsystematiIitervalS

Ofnotmorethanfiveyears．

13．Pdragraph30fregulatiQnI／8，tOgether

withparagraph40fsectionA－I／70fSTCW

Code，requlreSthatresultsoftheevaluationbe

reported tothe Secretary－Generalwithin six

monthsofitscompletion．

14．Paragraph40fsection U70fSTCWCode brieny outlinestheinformation to be

includedinthereport．

15．Paragraph8．20f sectionI／70fthe

Code states　that　the competent persons

appointed bythe Secretary－Generalare tO

expresstheirviewsinwitingonthatreport．

16・Beginnlngfromstep6．

After thatthe situationis regulated by

Paragraph30fregulationI／7．

So，WeCanSee，thattheWhiteListwaylSthe part ofthe recognition of certiBcates

PrOCedureandindependentevaluation hasto

repeatthesamewaytroughpositions1－11inthe茄gurel．

The results ofind印endent evaluation

meanSthe＿dymamicWhiteList．ItisnotaneaSy

WaytOgOthroughsuchaprocedureeverynve

yearsandwehavetousethe血StWhteList

〟〟U血仇g鮎川JGg噸mJdJ∫e椚あか

180

experiencenottowastealotoftimeandnotto

makemistakes．Tobee触tivetheprocedureOfindependentevaluationhastobepreparedin　advanCe　and maximum　formalized　for

inspection of competent persons・Singapore

imitiatedthe problem at the3lSt sesSiop of

STWSub蟹COmitt印，SingaporeE3］・

ByouroplnlOntheindependentevaluation

means仏e丘）llowlng：

●independentevaluationinsidethecountry

・uSlngOfindependentinformationsourcesSuChas：

－　authorities

－　mantlmelnStitutions

（academies）

－　trainingcenters

－　Shippingandcrewlng

COmpanies

－　reglOnalPSC

－　　databasesofother

COuntdes，etC．

●independent evaluation ofsubmitted to

IMOreportbythepanelofco叩p申entpersons・

INFORMATIONFORINDEPENDENT

EVALUATION

Tofollowtheabove saidweproposethe

Set Ofinformation tal）les　forindependent

evaluation（Appendix）andlogicalmechanism

Oftheirwo止thatisonthegraphinFig．2．

ByourOPlnlOntheitemsofevaluationmaybeashllows：

A．Listofnationaldocumentsissuedin

COmplianCewithSTCW95provisions．

B．GeneralplanOftheindependent

evaluationinaccordancewithparagraph2，

regulationI／80fSTCW95．

C．Extent of complianCe Of national

legislationtoSTCW95provisions．

A，BandCformthenationallegalbaseof

STCW95and self－eValuation will help the

5b雨脚rβ一肌Ir血〃gGr0岬j

Padyand℃OmPetentperSOnStOreViewthereal

Situationinthisarea．

K．CountriesrecogmiZingthecerti且catesof

tbParty．

Figure2．Logical1inksofanindependentevaluationprocedure

Independent sources ofinformatiopwill

help to makethe evaluation more ef艶ctive

鮎stlyfor the Partyto be evaluated．These

D．Educationalinstitutions（academies）

Carried outthe education　and tmining ofsea伽ers．

E．Maritimetraimingcenterscarriedoutthe

trainlngOfseafarers．

F．Shippingcompaniescarriedouttheon

boardtrainingofseafhrers．

G．Authorities responsible　forissue ofcertiBcates．

H．PortStateControl

〟〟UJ朋耶JGg〃er。り餓血妙

ほ1

J．　Countries which certincates are

recognizedbythePartyl

K．InLbrmatiOn sources about accidents

related　with　non・fu】脆llment of STCW　95

requlrementS・

REFERENCES

l・Dearsly D・STCW95：Are we gettingthere？MamngandTrainingConference，8

September，1999．

2．STCW95，Saint－Petersburg，CNIIMF

ltd，1996，551p．

3・GuidanCeOnthepreparationandreview

ofindependentevaluationrequiredbySTCW

regulationI／andsectionA－I／70ftheSTCW

Code，STW　3l Working paper　31／5／3

SubmittedbySingapore．

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APPENDIX

Inbrmationtables

F．Li stoftlational docum entsissued in com pliancewi th STCW 95provisionsN 0mcialnameO【adocumemt Dateo†enteringinto　fbrce

B．Generalplanofthcindependentevaluation

inaccordaJICewithparagraph2，regtIlationI／80fSTCW95

O bjector TIleteam ， Q uali爪eation N ationallegalbasefbreYaluatioII Carried outtbe amd experiemeeor ev鑓Iuation

evaluatioh ‾tbeeValu如ion

team m em bやⅠ等一一（N rrom listA）

C・ExtentofcomplianfeOfnationallegi＄IationtoSTCW95provisionsてり’

S T C W N ot E xid t o r n ll爪虹h ent o r D ocu m en t鉦d血 D e甫cie皿Cies95

regulati

OmS

a pp licab le ST C W regu la tion tab le A covered th e　regu latjoll （if an y in ）

Not Com p H igher N Par喝rap B Co汀eC00 m ply lies 仙an帽qulreS h（S） rief

descr叩厄on

tivem eaSureS

D・Listofeducationalinstitutions（academies）carriedouttheeducationand

trainingofseafhrers

N Institutio Typeor Complii血eto Actionsandtermsfbrm ’■dip10makeNifkate STCW ，5provisions improvement

issued （ifneceSary）Complies

　 Not

COmply

E・ListofmaritimetraiJlingCeZlterSCarriedouHhctraiJlizlgOfsea蝕rers

N Tr舶血喝 TypeoI Conlpli如CetO ActionsaDd term sfbreenter Ce山浦catt！isSued STCW 95 pro摘ions im proYem ent

（ifnecessaけ）

Com plies

　 N ot

COm ply

182

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F・ListofshipplngCOmpaJIieSCarriedouttheonboardtrainingofsea蝕rers

N Shipp Flag CompliantetO ACtiomsandtermsbring

COmpanySTCW 95proviSionS im provem8nt

（irnecessaけ）Complies

　 Not

COmply

G・Atlthoritiesresponsiblehrissueofcertificates

N ’ Nam e ■Type oI C om pliaJtCe Of A ctionSand term 5eertincate ksued Certification procedure to ねrim proYem emt

STC W 95 proYisions （irnecessalY）

Com plie

S

N otcom ply

H・DetentionsofshipSbyPSCduring5yearSLbrz10Jl－COJnPJiazICetOSTCW95

N Regi N um ber 蝕ippim Rea50皿Sfbr Actionsand term sLbrOnallISC OrShip＄ gCom pany detやntion im provem ent

（ifneceSSaⅣ）

Ⅰ・ListofcountriesrecognizingthecertificatesoftheParty

N Coumtry Dateorrecognition

J．ListofcountrieswhichcertificatesarerecognizedbytheParty：

N C ountry Dateo†recognitiom

K．ListofaccidentsrelatedwithJ10n－fulfillmentofSTCW95requlremCntS：

N Sbip Ye Sbippi Type W bicb A ctionsand term sfbrim provem ent

ar 　 mgCOm pamy

Or

atcident

provisions

OrSTCW ，5are

in什inged

（ifnecessaけ）

183

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