processing status of draft offer...

PROCESSING STATUS OF DRAFT OFFER DOCUMENTS AS ON SEPTEMBER 17, 2010

[Updated on weekly basis. Next updation as on September 24, 2010 will be uploaded on September 27, 2010]

1

SEBI has been receiving draft offer documents from Merchant Bankers as per Regulation 18 of SEBI ( Substantial Acquisition of Shares and Takeovers) Regulations, 1997 (the Regulations) in respect of acquisitions of shares/voting rights of listed companies, in terms of the Regulations.

2

In terms of Regulation 18 of the Regulations,

18(1) :- Within fourteen days from the date of public announcement made under Regulation 10, Regulation 11 or Regulation 12 as the case may be, the acquirer shall, through its merchant banker, file with the Board, the draft of the letter of offer, containing disclosures as specified by the Board.

18(2):- The letter of offer shall be dispatched to the shareholders not earlier than 21 days from its submission to the Board under sub-regulation (1).

Provided that if, within 21 days from the date of submission of the letter of offer, the Board specifies changes, if any, in the letter of offer, (without being under any obligation to do so) the merchant banker and the acquirer shall carry out such changes before the letter of offer is despatched to the shareholders.

[Provided further that if the disclosures in the draft letter of offer are inadequate or the Board has received any complaint or has initiated any enquiry or investigation in respect of the public offer, the Board may call for revised letter of offer with or without rescheduling the date of opening or closing of the offer and may offer its comments to the revised letter of offer within seven working days of filing of such revised letter of offer.]

3

If any reference is made by SEBI to other agencies in relation to any draft offer document, SEBI may await comments from such agencies before issuing observations on the draft offer document.

4

Certain abbreviations have been used in the report, which are explained as under:

TC = Target Company

MB = Merchant Banker

RBI = Reserve Bank of India

SAT = Securities Appellate Tribunal

DOD = Draft Offer Documents

PA = Public Announcement SEBI(SAST)

Regulations = Securities and Exchange Board of India (Substantial Acquisition of shares and Takeover)Regulations, 1997

5

In the report, draft offer documents on which observations have been issued, are highlighted in grey colour for easy reference.

Sl No

Target Company Acquirer Merchant Banker PA Date DOD recd

on Due date

for offering comments

Reg. (s) triggered

Offer Size (Rupees in

crores)

ProcessingStatus

1 SCENARIO MEDIA LTD

SCENARIO COMMUNICATIONS PVT LTD

ARYAMAN FINANCIAL

SERVICES LTD 28-May-05 10-Jun-05 1-Jul-05 10 & 12 0.24

Final Observation

s issued. Case

Closed

2

JAGATJIT INDUSTRIES

LTD / (JAGATJIT DISTILLING AND ALLIED INDUSTRIES)

LPJAISWAL & SONS PVT LTD

CHARTERED CAPITAL AND

INVESTMENT LTD 14-Apr-06 27-Apr-06 18-May-06 10 & 12 38.00 Under

process.

3 DUNLOP INDIA LTD

WEALTH SEA PTE LTD. &MANALI

PROPERTIES&FINANCE P L

MICROSEC CAPITAL LTD. 2-Feb-07 19-Feb-07 08-Mar-10 10 & 12 9.80 Under

process.

4 GMR FERRO ALLOYS &

INDUSTRIES LTD.

CRONIMET MERCON

INVEST LTD.

YES BANK LIMITED 29-May-08 12-Jun-08 3-Jul-08 10 & 12 6.40

Final Observation

s issued. Case

Closed

5

BLUE GREEN CONSTRUCTI

ONS AND INVESTMENT

S LTD.

CASH & CARRY WHOLESALE

TRADERS PVT LTD.

COLLINS STEWART INGA 6-Jun-08 19-Jun-08 10-Jul-08 10 & 12 1.00 Under

process.

6

SHRIRAM CITY UNION

FINANCE LTD / (SHRIRAM

HIRE PURCHASE

FINANCE PRIVATE LTD

SHRIRAM RETAIL

HOLDING PRIVATE LIMITED

DSP MERRILL LYNCH LTD 15-Sep-08 26-Sep-08 17-Oct-08 10 431.00

Final Observation

s issued. Case

Closed

7 FEM CARE PHARMA LTD.

DABUR INDIA LIMITED

AMBIT CORPORATE FINANCE PTE

LTD.

26-Nov-08 11-Dec-08 1-Jan-09 10 & 12 56.00

Final Observation

s issued. Case

Closed

8

KIC METALIKS

LTD (FORMERLY

KAJARIA IRON

CASTINGS LTD)

KARNI SYNTEX PVT LTD

MICROSEC CAPITAL LTD 11-Dec-08 24-Dec-08 14-Jan-09 10 & 12 3.13

Final Observation

s issued. Case

Closed

9 SHAILY

ENGINEERING PLASTICS

LTD MOTIKA LTD

V B DESAI FINANCIAL

SERVICES LTD 1-Jan-09 14-Jan-09 4-Feb-09 10 8.20

Final Observation

s issued. Case

Closed

10 ZENOTECH

LABORATORIES LTD.

DAICHII SANKYO

COMPANY LTD.

ICICI SECURITIES LTD 19-Jan-09 2-Feb-09 23-Feb-09 10 & 12 78.22

Final Observation

s issued. Case

Closed

11 ORISSA SPONGE IRON &

STEEL LTD.

BHUSHAN POWER AND

STEEL LIMITED

CENTRUM CAPITAL LIMITED 7-Feb-09 20-Feb-09 13-Mar-09 10 & 12 156.00

Final Observation

s issued. Case

Closed

12

ORISSA SPONGE IRON & STEEL

LTD.(First competitive

bid)

MOUNTEVEREST, TRF, TRFI

AND MIEL

ICICI SECURITIES LTD 25-Feb-09 13-Mar-09 3-Apr-09 10 & 12 189.00

Final Observation

s issued. Case

Closed

13

ORISSA SPONGE IRON & STEEL

LTD((Second competitive

bid)

BHUSHAN ENERGY LTD &

OTHERS IDFC SSKI LTD 28-Feb-09 13-Mar-09 3-Apr-09 10 & 12 201.30

Final Observation

s issued. Case

Closed

14 RANE BRAKE LININGS LTD

NISSHINBO INDUSTRIES

INC AND OTHERS

ERNST & YOUNG MERCHANT

BANKING SERVICES PVT

LTD

3-Mar-09 17-Mar-09 7-Apr-09 10 & 12 7.90

Final Observation

s issued. Case

Closed

15

GENESYS INTERNATION

AL CORPORATIO

N LIMITED

Mr.SOHEL MALIK

FEDEX SECURTIES

LIMTIED 21-Jun-08 26-Jun-08 17-Jul-08 11(1) 35.00

Final Observation

s issued. Case

Closed

16 CONTINENTA

L VALVES LIMITED

MRS. RASHMI CHOWDHARY

MICROSEC CAPITAL LIMITED 17-Mar-09 31-Mar-09 21-Apr-09 11(1) 0.13

Final Observation

s issued. Case

Closed

17 CORE

EMBALLAGE LTD

ZAVERILAL V MANDLIA, S/O VIRJIBHAI H MANDALIA

VIVRO FINANCIAL SERVICES PVT

LTD 20-Mar-09 2-Apr-09 23-Apr-09 10 & 12 2.73

Final Observation

s issued. Case

Closed

18 NOVARTIS INDIA LTD NOVARTIS AG DSP MERRILL

LYNCH 27-Mar-09 2-Apr-09 23-Apr-09 11 437.00

Final Observation

s issued. Case

Closed

19 SURANA

INDUSTRIES LTD.

G R SURANA, MR

DINESHCHAND SURANA & OTHERS

SAL SECURITIES PVT LTD. 25-Mar-09 8-Apr-09 29-Apr-09 11 62.03

Final Observation

s issued. Case

Closed

20 BOMBAY RAYON

FASHIONS LTD

AAA UNITED B.V. AXIS BANK LTD 25-Mar-09 9-Apr-09 30-Apr-09 10 & 12 322.27

Final Observation

s issued. Case

Closed

21 SINCLAIRS HOTELS LTD

XANDER INVESTMENT

HOLDING

VC CORPORATE ADVISORS PVT

LTD 28-Mar-09 31-Mar-09 21-Apr-09 10 & 12 20.92

Final Observation

s issued. Case

Closed

22

CIBA INDIA LTD.

(FORMERLY CIBA

SPECIALTY CHEMICALS (INDIA) LTD)

BASF SE, BASF HANDELS

(PAC)

JM FINANCIAL CONSULTANTS

PVT LTD. 10-Apr-09 20-Apr-09 11-May-09 10 & 12 63.00

Final Observation

s issued. Case

Closed

23 ZIM

LABORATORIES LTD.

UNIJULES LIFE SCIENCES LTD., MR ANWAR S

DAUD

SAFFRON CAPITAL

ADVISORS PVT LTD.

21-Apr-09 23-Apr-09 14-May-09 11 3.00

Final Observation

s issued. Case

Closed

24 PFIZER LIMITED

PFIZER INVESTMENTS NETHERLANDS BV, PFIZER INC

(PAC

HSBC SECURITIES AND

CAPITAL MKTS (INDIA) PVT LTD.

16-Apr-09 29-Apr-09 20-May-09 11 650.00

Final Observation

s issued. Case

Closed

25

SPICE MOBILES

LTD. FORMERLY SPICE NET LIMITED/

MODI OLIVETTI

LTD.)

SPICE TELEVENTURE

S PVT LTD.

ENAM SECURITIES PVT

LTD. 20-Apr-09 29-Apr-09 20-May-09 10 & 12 16.00

Final Observation

s issued. Case

Closed

26 SATYAM

COMPUTER SERVICES

LTD.

VENTURBAY CONSULTANTS

PVT LTD., TECH

MAHINDRA

KOTAK MAHINDRA

CAPITAL CO. LTD. 22-Apr-09 6-May-09 27-May-09 10 & 12 1,154.00

Final Observation

s issued. Case

Closed

27 NIVEDITA

MERCANTILE & FINANCING

LTD

ESKAY INFRASTRUCT

URE DEVELOPMENT

PVT LTD

INTENSIVE FISCAL

SERVICES PVT LTD

27-Apr-09 11-May-09 1-Jun-09 10 & 12 0.79

Final Observation

s issued. Case

Closed

28 ANIL

PRODUCTS LTD

BHARTI CONSUMER MARKETING

PVT LTD AND OTHERS

TRANSWARRANTY CAPITAL PVT

LTD 30-Apr-09 14-May-09 4-Jun-09 10 & 12 14.00

Final Observation

s issued. Case

Closed

29

LALIT POLYMERS

AND ELECTRONIC

S LTD

B S TRADERS PVT LTD AND

ALOK FINTRADE PVT

LTD

RR INVESTORS SERVICES PVT

LTD 21-May-09 3-Jun-09 24-Jun-09 10 & 12 0.84

Final Observation

s issued. Case

Closed

30 WOO YANG

ELECTRONICS (INDIA) LIMITED

M/S PICTURE THOUGHTS

PVT LTD.

ARIHANT CAPITAL

MARKETS LTD. 29-May-09 10-Jun-09 1-Jul-09 10 & 12 0.24

Final Observation

s issued. Case

Closed

31 OCL IRON & STEEL LTD

GARIMA BUILDPROP

PVT LTD., GATEWAY

IMPEX PVT LTD

ICICI SECURITIES LTD. 3-Jun-09 16-Jun-09 7-Jul-09 10 & 12 56.34

Final Observation

s issued. Case

Closed

32 GREAT

OFFSHORE LTD.

NATURAL POWER

VENTURES PVT LTD. &

PACS

SBI CAPITAL MARKETS LTD. 3-Jun-09 18-Jun-09 9-Jul-09 10 269.64

Final Observation

s issued. Case

Closed

33 STERLING HOLIDAY RESORTS

(INDIA) LTD

INDUS HOSPITALITY FUND LTD &

INDIA DISCOVERY

FUND

COLLINS STEWART INGA

PVT LTD 19-Jun-09 10-Jul-09 31-Jul-09 10 21.91 Under

process.

34 CONFIDENCE TRADING CO

LTD

MR SURESH KUMAR SOMANI

ANAND RATHI FINANCIAL

SERVICES LTD. 26-Jun-09 7-Jul-09 28-Jul-09 10 & 11(1) 0.01

Final Observation

s issued. Case

Closed

35 GREAT

OFFSHORE LTD.

ELEVENTH LAND

DEVELOPERS PVT LTD., ABG SHIPYARD LT

KOTAK MAHINDRA

CAPITAL CO. LTD. 7-Jul-09 28-Jul-09 18-Aug-09 10 & 12 343.00

Final Observation

s issued. Case

Closed

36 ANUKARAN

COMMERCIAL ENTERPRISE

S LTD

MR PREMAL S PAREKH & OTHERS

SMC CAPITALS LTD 2-Jul-09 10-Jul-09 31-Jul-09 10 & 12 0.38

Final Observation

s issued. Case

Closed

37 CAPITAL TRUST LTD.

I C CINSTRUCTION

& SERVICES LTD

I C CONSTRUCTION & SERVICES LTD

29-Jun-09 13-Jul-09 3-Aug-09 11(1) 1.50

Final Observation

s issued. Case

Closed

38 GLOBE

CAPITAL MARKET LTD

CVCIGP II CLIENT

ROSEHILL LTD & OTHERS


BANKING SERVICES LTD

30-Jun-09 16-Jul-09 6-Aug-09 10 164.00

Offer Withdrawn.

Case Closed

39 VYBRA

AUTOMET LIMITED

MANDAKINI HOLDINGS PVT

LTD.


LTD. 1-Jul-09 16-Jul-09 6-Aug-09 10 & 12 1.42

Final Observation

s issued. Case

Closed

40 KOLMAK

CHEMICAL LIMITED

S. SUKUMAR AND S.

KALAYARASI


LTD. 22-Jul-09 5-Aug-09 26-Aug-09 10 & 12 0.60

Final Observation

s issued. Case

Closed

41 INDO ZINC LTD.

ICL Financial Services Limited with The Indian

Cements Limited

MAPE Advisory Group (Pvt) Ltd. 23-Jul-09 8/7/2009 28-Aug-09 10 & 12 2.02

Final Observation

s issued. Case

Closed

42 IAG

COMPANY LTD.

AnjaniPutra Ispat Limited

MICROSEC CAPITAL LTD. 11-Jul-09 24-Jul-09 14-Aug-09 10 & 12 3.42 Under

process.

43 MAN

ALUMINIUM LTD.

RAVINDER/MOHINDER NATH

JAIN

SPA MERCHANT BANKERS LTD. 31-Jul-09 13-Aug-09 3-Sep-09 10 & 12 3.04

Final Observation

s issued. Case

Closed

44 ESSEN

SUPPLEMENTS INDIA LTD.

SHRI GANESH KUMAR

SINGHANIA AND SMT.

ANITA SINGHAN


LTD 30-Jul-09 13-Aug-09 3-Sep-09 10,11(1) &

12 1.20

Final Observation

s issued. Case

Closed

45 CCAP LTD Ramayana Promoters

Private Limited

SUMEDHA FISCAL

SERVICES LTD. 10-Aug-09 21-Aug-09 11-Sep-09 10 & 12 5.71

Final Observation

s issued. Case

Closed

46 SQL STAR

INTERNATIONAL

SUPERSTAR EXPORTS PVT LTD AND PACs

INDBANK MERCHANT


7-Aug-09 25-Aug-09 15-Sep-09 10 & 12 7.80

Final Observation

s issued. Case

Closed

47 HASTI

FINANCE LTD.

NITIN SOMANI, SONAL SOMANI

ASHIKA CAPITAL LTD. 10-Aug-09 25-Aug-09 15-Sep-09 10 & 12 0.77

Final Observation

s issued. Case

Closed

48 FINAVENTUR

E CAPITAL LTD

KANNAN VISHWANATH

SAFFRON CAPITAL

ADVISORS PVT LTD

11-Aug-09 14-Aug-09 4-Sep-09 10 & 12 8.45

Final Observation

s issued. Case

Closed

49 TILAK NAGAR INDUSTRIES

Amit Dahunukar & Shivani Amit Dahunukar & other PACs

D&A Financial Services (P)

Liomited 10-Aug-09 24-Aug-09 14-Sep-09 11(1) 18.97

Final Observation

s issued. Case

Closed

50 PRISM

INFORMATICS LIMITED

IDHASOFT LTD

SAFFRON CAPITAL

ADVISORS PVT LTD.

12-Aug-09 25-Aug-09 15-Sep-09 10 & 12 0.82

Final Observation

s issued. Case

Closed

51 RATNABALI

CAPITAL MARKETS

LTD.

Mr. Vikash Somani, Mr.

Suresh kumar Somain, Mrs.

Jaishree Somain

DALMIA SECURITES PVT

LTD. 12-Aug-09 25-Aug-09 15-Sep-09 11(2) 0.13

Final Observation

s issued. Case

Closed

52 VISHAL

COTSPIN LTD.

MR. DEEPAK CHHEDA

VIVRO FINANCIAL SERVICES LTD. 13-Aug-09 27-Aug-09 17-Sep-09 10 & 12 0.19

Final Observation

s issued. Case

Closed

53 SARLA GEMS LTD.

TARA HOLDINGS PVT LTD., KALPENA

INDS LTD.


LTD 12-Aug-09 26-Aug-09 16-Sep-09 10,11(1) &

12 1.10

Final Observation

s issued. Case

Closed

54 KAPIL COTEX LIMITED

MR. PRAKASH CHANDRA RATHI AND

MRS. POONAM P RATHI

ARYAMAN FINANCIAL

SERVICES LTD. 26-Aug-09 8-Sep-09 29-Sep-09 10 & 12 0.16

Final Observation

s issued. Case

Closed

55 BLUE CHIP STOCKSPIN

LIMITED MR. JIGNESH HIRAL SHAH

CHARTERED CAPITAL AND INVESTMENT

LTD.

26-Aug-09 7-Sep-09 28-Sep-09 10 & 12 0.27

Final Observation

s issued. Case

Closed

56 BLUE CIRCLE

SERVICES LTD.

M/s PRIME CAPITAL

MARKET LTD.


LTD. 27-Aug-09 7-Sep-09 28-Sep-09 10 & 12 0.21

Final Observation

s issued. Case

Closed

57 MAYTAS INFRA LTD. IL&FS SBI CAPITAL

MARKETS LTD. 2-Sep-09 15-Sep-09 6-Oct-09 10 & 12 132.90

Final Observation

s issued. Case

Closed

58

MATHEW EASOW

RESEARCH SECURITIES

LIMITED

VISTA VYAPAAR PRIVATE LIMITED

MICROSEC CAPITAL LIMITED 3-Sep-09 16-Sep-09 7-Oct-09 10 & 12 1.14

Final Observation

s issued. Case

Closed

59 TILAK

FINANCE LIMITED

HANDFUL INVESTRADE

PRIVATE LIMITED

INTENSIVE FISCAL

SERVICES PVT LTD

3-Sep-09 11-Sep-09 2-Oct-09 10 & 12 0.07

Final Observation

s issued. Case

Closed

60 UTTAM GALVA STEELS LIMITED

ARCELOR MITTAL

NETHERLANDS

SBI CAPITAL MARKETS LTD. 7-Sep-09 18-Sep-09 9-Oct-09 10 & 12 422.00

Final Observation

s issued. Case

Closed

61 WALL

STREET FINANCE

LTD.

IDBI CAPITAL MKT SERVICES

LTD.

IDBI CAPITAL MKT SERVICES

LTD. 8-Sep-09 22-Sep-09 13-Oct-09 12 12.90

Final Observation

s issued. Case

Closed

62 YAMUNA

SYNDICATE LTD.

Mr.RANJIT PURI & Mr.ADITYA

PURI

D&A Financial Services (P)

Liomited 7-Sep-09 18-Sep-09 9-Oct-09 11(1) 0.42

Final Observation

s issued. Case

Closed

63 SAYAJI

INDUSTRIES LTD.

PRIYAM BIPIN MEHTA

MEGHRAJ CAPITAL

ADVISORS PVT LTD

24-Sep-09 8-Oct-09 29-Oct-09 11(1) 1.80

Final Observation

s issued. Case

Closed

64 VARDHAMAN

HOLDINGS LTD.

PRADEEP MERCANTILE

COMPANY PRIVATE LIMITED

SOBHAGYA CAPITAL

OPTIONS LTD. 25-Sep-09 8-Oct-09 29-Oct-09 11(2) 5.60

Final Observation

s issued. Case

Closed

65

OJSWI TRADES

INVESTMENT & FINANCE

LTD.

SANDEEP GARG, SHASHI

VERMA


LTD.

30-Sep-09 9-Oct-09 30-Oct-09 10 & 12 0.66

Final Observation

s issued. Case

Closed

66 OMEGA

INTERACTIVE TECHNOLOGI

ES LTD.

Smt. Renu Soni and Smt.

Kanchan Soni

FEDEX SECURITIES LTD. 30-Sep-09 8-Oct-09 29-Oct-09 10 & 12 0.73

Final Observation

s issued. Case

Closed

67 ZENU INFOTEC LTD.

Choice International Ltd.

FEDEX SECURITIES LTD. 30-Sep-09 12-Oct-09 2-Nov-09 10 & 12 1.07

Final Observation

s issued. Case

Closed

68 JALGAON

REROLLING INDUSTRIES

LTD.

SHRI SHANKARRO A BORKAR, SMT.

SUNANDA S BORKAR &

SHRI AMOL S BORKAR

FEDEX SECURITIES LTD. 8-Oct-09 22-Oct-09 12-Nov-09 10 & 12 0.36

Final Observation

s issued. Case

Closed

69 VULCAN

ENGINEERINGS LTD.

Terruzziferxalx SPA

ALMONDZ GLOBAL

SECURITIES LTD. 15-Oct-09 28-Oct-09 18-Nov-09 10 & 12 2.46

Final Observation

s issued. Case

Closed

70 BALASHRI

COMMERCIAL LIMITED

Jewel Shelters Private Limited

VC Corporate Advisors Private

Limited 27-Oct-09 10-Nov-09 1-Dec-09 10 & 12 2.62

Final Observation

s issued. Case

Closed

71 WIRES AND

FABRIKS (S.A.)

BKM MERCANTILE

PRIVATE LIMITED


LTD. 26-Oct-09 30-Oct-09 20-Nov-09 11(2) 2.40

Final Observation

s issued. Case

Closed

72 Golden

Tobacco Limited

PRANIDHI HOLDINGS PVT

LTD & MR. PRAMOD JAIN

VC Corporate Advisors Pvt Ltd. 12-Nov-09 26-Nov-09 17-Dec-09 10 & 12 44.46

Reply awaited from MB

73 GOLECHHA

GLOBAL FINANCE LIMITED

ADVANI PRIAVATE LTD

FEDEX SECURITIES LTD. 12-Dec-09 24-Dec-09 14-Jan-10 10 & 12 0.94

Final Observation

s issued. Case

Closed

74 SAMPADA

CHEMICALS LTD.

SHYAM ALCOHOL AND

CHEMICALS LTD.

Imperial Corporate Finance &

Securities Pvt Ltd. 17-Dec-09 30-Dec-09 20-Jan-10 10 & 12 4.66

Final Observation

s issued. Case

Closed

75 IPOWER

SOLUTIONS INDIA LTD.

RAM N. RAMAMURTHY

Systematix Corporate Services

Limited 22-Dec-09 4-Jan-10 25-Jan-10 10 & 12 0.51

Final Observation

s issued. Case

Closed

76 FRONTIER

LEASING AND FINANCE

LTD. ESFPL

INTENSIVE FISCAL

SERVICES PVT LTD

23-Dec-09 5-Jan-10 26-Jan-10 10 & 12 0.15

Final Observation

s issued. Case

Closed

77 SHREE OM TRADES LTD.

DEVENDRA SOMANI, TARUN SOMANI

ARIHANT CAPITAL

MARKETS LTD. 4-Jan-10 13-Jan-10 3-Feb-10 10 & 12 0.11

Final Observation

s issued. Case

Closed

78

HIMADRI CHEMICALS

AND INDUSTRIES

LTD.

BAIN CAPITAL INDIA

INVESTMENTS

ENAM SECURITIES PVT

LTD. 6-Jan-10 19-Jan-10 9-Feb-10 10 327.95

Final Observation

s issued. Case

Closed

79 ELPRO

PACKAING LTD

ABHISHEK R MEHTA AND BHAVANA R

MEHTA

ARYAMAN FINANCIAL

SERVICES LTD 12-Jan-10 15-Jan-10 5-Feb-10 10 & 12 0.10

Final Observation

s issued. Case

Closed

80 DRILLCO METAL

CARBIDES LTD.

MR RAHUL TIMBADIA

DALMIA SECURITIES PVT

LTD. 13-Jan-10 25-Jan-10 15-Feb-10 10 & 12 2.40

Final Observation

s issued. Case

Closed

81 AGRO DUTCH INDUSTRIES

LTD

MALVINDER SINGH

BHINDER, GURPREET

SINGH BHINDER, M/S PENTA HOMES

PVT LTD.

KARVY INVESTOR

SERVICES LTD. 21-Jan-10 3-Feb-10 24-Feb-10 11(1) 17.14

Final Observation

s issued. Case

Closed

82 OLYMPIC OIL INDUSTRIES

LTD.

MR SUNIL VERMA AND

MR UDAY DESAI

ARYAMAN FINANCIAL

SERVICES LTD. 22-Jan-10 27-Jan-10 17-Feb-10 10 & 12 0.03

Final Observation

s issued. Case

Closed

83 CEEKAY DAIKIN LTD.

EXEDY CORPORATION

AMBIT CORPORATE FINANCE PVT

LTD

25-Jan-10 8-Feb-10 1-Mar-10 11(2) & 12 21.44

Final Observation

s issued. Case

Closed

84 SHAKTI MET DOR LTD.

V S S SUBBA RAJU, MRS M UMA RAJU &

OTHERS

KARVY INVESTOR

SERVICES LTD. 28-Jan-10 5-Feb-10 26-Feb-10 11(1) 9.91

Final Observation

s issued. Case

Closed

85 RASOI LTD.

PALLAWI RESOURCES

LTD. / J L MORISON

(INDIA) LTD.

SREI CAPITAL MKTS LTD. 29-Jan-10 11-Feb-10 4-Mar-10 11(2) 9.89

Final Observation

s issued. Case

Closed

86 SCENARIO MEDIA LTD.

SCENARIO COMMUNICATI

ONS LTD

KEYNOTE CORPORATE

SERVICES LTD. 29-Jan-10 11-Feb-10 4-Mar-10 10 & 12 2.15

Final Observation

s issued. Case

Closed

87 DPSC LTD ORBIS POWER VENTURE PVT

LTD AXIS BANK LTD 30-Jan-10 15-Feb-10 8-Mar-10 10 & 12 60.12

Final Observation

s issued. Case

Closed

88 VALLABH

POLY-PLAST INTERNATION

AL LTD.

MR. DHEERAJ WADHAWAN

KARVY INVESTOR

SERVICES LTD. 3-Feb-10 16-Feb-10 9-Mar-10 10 & 12 2.40

Final Observation

s issued. Case

Closed

89 STAR

LEASING LTD.

MR.M. SRINIVASA

REDDY

INTENSIVE FISCAL

SERVICES PVT LTD

3-Feb-10 15-Feb-10 8-Mar-10 10 & 12 0.04

Final Observation

s issued. Case

Closed

90 FAME INDIA LTD.

INOX LEISURE LTD. &

GUJARAT FLUROCHEMICALS LTD. (PAC)

ENAM SECURITIES LTD. 6-Feb-10 19-Feb-10 12-Mar-10 10 & 12 41.98 Under

process.

91 ASIAN

OILFIED SERVICES

LTD.

SAMARA CAPITAL

PARTNERS FUND I LTD

MEGHRAJ CAPITAL

ADVISORS PVT LTD

9-Feb-10 23-Feb-10 16-Mar-10 10 & 12 18.75

Final Observation

s issued. Case

Closed

92

NAHAR CAPITAL AND

FINANCIAL SERVICES

LTD.

OSWAL WOOLLEN

MILLS LIMITED

SOBHAGYA CAPITAL

OPTIONS LTD. 13-Feb-10 22-Feb-10 15-Mar-10 11(2) 15.31

Final Observation

s issued. Case

Closed

93 MULTIFARIOUS TRADING &

AGENCIES LIMITED

KERNEL TECH NETWORKS P

LTD

SOBHAGYA CAPITAL

OPTIONS LTD. 16-Feb-10 24-Feb-10 17-Mar-10 10,11(2) &

12 0.30

Final Observation

s issued. Case

Closed

94 SOLVAY PHARMA

INDIA LTD

ABBOTT CAPITAL INDIA

LTD

DSP MERRILL LYNCH LTD 17-Feb-10 2-Mar-10 23-Mar-10 10 & 12 308.51

Final Observation

s issued. Case

Closed

95 H K

FINECHEM LTD.



18-Feb-10 4-Mar-10 25-Mar-10 10 & 12 4.79

Final Observation

s issued. Case

Closed

96 FAME INDIA LTD.

RELIANCE MEDIAWORKS

LTD.

ICICI SECURITIES LTD. 21-Feb-10 5-Mar-10 26-Mar-10 12 180.14 Under

process.

97 CALIFORNIA SOFTWARE

CO. LTD.

SINGFUEL INVESTMENT

PTE LTD.

SBI CAPITAL MARKETS LTD. 27-Feb-10 17-Mar-10 7-Apr-10 10 & 12 11.14

Final Observation

s issued. Case

Closed

98 RAJDHANI LEASING &

INDUSTRIES LTD

MR SANJAY JAIN & MR RAJIV JAIN

CORPORATE PROFFESSIONAL

S PVT LTD 05-Mar-10 18-Mar-10 8-Apr-10 10 0.37

Final Observation

s issued. Case

Closed

99 MSK

PROJECTS (I) LTD

WELSPUN INFRATECH

LTD


PVT LTD 20-Mar-10 31-Mar-10 21-Apr-10 10 & 12 104.40

Final Observation

s issued. Case

Closed

100

GOLDEN LEGAND

LEASING & FINANCE LIMITED

ULLASH PARIKH

CORPORATE STRATEGIC

ALLIANZ LTD. 25-Mar-10 31-Mar-10 21-Apr-10 10 & 12 0.21

Final Observation

s issued. Case

Closed

101 DJS STOCK

AND SHARES LIMITED

BK DYEING & PRINTING

MILLS DETAILS

VIVRO FINANCIAL

SERVICES LTD. 23-Mar-10 29-Mar-10 19-Apr-10 10 & 12 4.51

Final Observation

s issued. Case

Closed

102 LANCING

INVESTMENT LTD.

RITMAN COMMERCICAL

PVT LTD., RITMAN

CONCRETE PVT LTD.


LTD. 17-Mar-10 29-Mar-10 19-Apr-10 10 & 12 0.06

Final Observation

s issued. Case

Closed

103 BHILWARA SPINNERS

LIMITED

AHINSA INFRASTRUCT

URE AND DEVELOPERS

LTD

D&A FINANCIAL SERVICES (P)

LTD 22-Mar-10 5-Apr-10 26-Apr-10 10 & 12 2.43

Final Observation

s issued. Case

Closed

104 WOMEN

NETWORKS LIMITED

RAJESH KUMAR

PAGARIA & ANAND

VINAYAK COALFIELDS

LIMITED

D&A FINANCIAL SERVICES (P)

LIMITED 29-Mar-10 9-Apr-10 30-Apr-10 10 & 12 2.50

Final Observation

s issued. Case

Closed

105 PIPAVAV

SHIPYARD LIMITED

SKIL INFRASTRUCTURE LIMITED


PRIVATE LIMITED 29-Mar-10 12-Apr-10 3-May-10 11(1) & 12 818.93

Final Observation

s issued. Case

Closed

106 KAASHYAP

TECHNOLOGIES LIMITED

TAIB SECURITIES MAURITIUS

LIMITED

BIRLA CAPITAL AND FINANCIAL

SERVICES LIMITED

31-Mar-10 15-Apr-10 6-May-10 10 9.46

Final Observation

s issued. Case

Closed

107 SAYAJI HOTELS LIMITED

CLEARWATER CAPITAL

PARTNERS (CYPRUS) LIMITED

Systematix Corporate Services

Limited 31-Mar-10 13-Apr-10 4-May-10 10 & 12 38.53


108

CRONIMET ALLOYS

INDIA LIMITED

(FORMERLY KNOWN AS

GMR FERRO ALLOYS &

INDUSTRIES LTD.)

ATLANTA NATURAL

RESOURCES PTE. LTD.

KEYNOTE CORPORATE

SERVICES LTD. 31-Mar-10 13-Apr-10 4-May-10 10 & 12 9.68

Final Observation

s issued. Case

Closed

109 SANJAY LEASING LIMITED

KETAN KOTHARI,

MOHINIDEVI KOTHARI,

DEVKUMARI KOTHARI, KALAVATI KOTHARI, RAKESH

KOTHARI, ASHISH DOSHI


LIMITED

29-Apr-10 9-Apr-10 30-Apr-10 10 & 12 0.53

Final Observation

s issued. Case

Closed

110 CHAMAK HOLDING LTD

Mr. Subhash Chander

Kathuria and Mr. Anubhav Kathuria

D & A FINANCIAL 07-Apr-10 19-Apr-10 10-May-10 10 & 12 0.02

Final Observation

s issued. Case

Closed

111 HOWARD HOTELS LIMITED

NIRANKAR NATH MITTAL,

NIRVIKAR NATH MITTAL,

BRIJ LATA MITTAL

SPA MERCHANT BANKERS LTD. 08-Apr-10 20-Apr-10 11-May-10 10 & 11(1) 2.40

Final Observation

s issued. Case

Closed

112 TECHTRAN

PLOYLENSES LIMITED

CREDENCE INFRASTRUCTURE LIMITED

SAFFRON ENERGISING

IDEAS 12-Apr-10 22-Apr-10 13-May-10 10 & 12 4.05


113 GMR

INDUSTRIES LIMITED

PARRY INDIA LIMITED

ENAM SECURITIES PVT

LTD. 26-Apr-10 10-Mar-10 31-Mar-10 10 & 12 44.19

Final Observation

s issued. Case

Closed

114 SIGNET

INDUSTRIES LIMITED

MR. MUKESH SANGLA, MR.

SAURABH SANGLA N OTHERS

ALMONDZ GLOBAL

SECURITIES LTD. 04-May-10 19-May-10 9-Jun-10 10 & 11(1) 3.89

Final Observation

s issued. Case

Closed

115 VYBRA

AUTOMET LIMITED

MR. VILAS VITTHAL VALUNJ

MICROSEC CAPITAL LIMITED 10-May-10 25-May-10 15-Jun-10 10,11(1) &

12 3.20

Final Observation

s issued. Case

Closed

116 DEVEE

COMMERCIALS LTD

NEW WAY CONST. LTD, EPL SEC LTD

AND ORS

MICROSEC CAPITAL LIMITED 13-May-10 27-May-10 17-Jun-10 10 & 12 4.05

Final Observation

s issued. Case

Closed

117 SALASAR

INVESTMENTS LIMITED

MR.AJAY DILKHUSH SARUPRIA

INTENSIVE FISCAL

SERVICES PVT. LTD.

17-May-10 26-May-10 16-Jun-10 10 & 12 0.06 Reply

awaited from MB

118 ABB Ltd ABB ASEA

BROWN BOVERI LTD

HSBC 17-May-10 28-May-10 18-Jun-10 11(1) 4,365.98

Final Observation

s issued. Case

Closed

119 KIDDERPORE

HOLDINGS LIMITED

ADINATH BUILDERS PVT

LTD

ARIHANT CAPITAL

MARKETS LTD. 17-May-10 31-May-10 21-Jun-10 10 & 12 46.68

Final Observation

s issued. Case

Closed

120 APTE

AMALGAMATIONS LIMITED

MR. JAYDEEP VINOD MEHTA,

MR. NIKHIL VINOD MEHTA AND OTHERS

VIVRO FINANCIAL SERVICES

PRIVATE LIMITED 19-May-10 4-Jun-10 25-Jun-10 10 & 12 0.39

Final Observation

s issued. Case

Closed

121 KAILASH

AUTO FINANCE LIMITED

M/S. PADMA IMPEX

PRIVATE LIMITED

COMFORT SECURITIES PVT.

LTD. 18-May-10 1-Jun-10 22-Jun-10 10 & 12 0.23 Under

process.

122 AMULYA

LEASING AND FINANCE LIMITED

MR. SAMEER GUPTA

CORPORATE PROFFESSIONAL

S PVT LTD 20-May-10 1-Jun-10 22-Jun-10 10 & 12 2.80


123 AREVA T & D

INDIA LIMITED

ALSTOM SEXTANT 5

DSP MERRILL LYNCH 28-May-10 14-Jun-10 5-Jul-10 10 & 12 1,412.36 Under

process.

124

AGC NETWORKS

LIMITED (formerly

TATA TELECOM

LTD)

ESSAR CAPITAL FINANCE PRIVATE LIMITED

EDELWEISS CAPITAL LIMITED 31-May-10 14-Jun-10 5-Jul-10 10 & 12 77.99

Final Observation

s issued. Case

Closed

125 AMTEK INDIA LIMITED

AMTEK AUTO LIMITED D & A FINANCIAL 31-May-10 14-Jun-10 5-Jul-10 10 & 12 171.56


126 SURANA

INDUSTRIES LTD.

Mr. G.R. Surana, Mr. Shantilal Surana and

others

SAL SECURIITES LIMITED 14-Jun-10 23-Jun-10 14-Jul-10 11(2) 167.79 Under

process.

127 SPICEJET LIMITED

KAL AIRWAYS PVT LTD AND

MR. KALANITHI MARAN

ENAM SECURITIES PVT.

LTD. 14-Jun-10 28-Jun-10 19-Jul-10 10 & 12 479.29 Under

process.

128 MAYTAS

INFRA LIMITED

SBG PROJECTS

LIMITED

EDELWEISS CAPITAL LIMITED 21-Jun-10 5-Jul-10 26-Jul-10 11(1) & 12 301.86


129

SUCHITRA FINANCE &

TRADING COMPANY

LIMITED

MARIGOLD INVESTRADE

PRIVATE LIMITED


LIMITED

30-Jun-10 13-Jul-10 3-Aug-10 10 & 12 5.96

Final Observation

s issued. Case

Closed

130 SYNCOM

FORMULATIONS (INDIA) LIMITED

MR. KEDARMAL BANKDA, MR.

VIJAY BANKDA, MR. GOVIND BIYANI AND

OTHERS


LTD. 06-Jul-10 20-Jul-10 10-Aug-10 11(2) 11.78


131

SULABH ENGINEERS

AND SERVICES LIMITED

MR. MANOJ KUMAR

AGARWAL AND MRS. DEEPA

MITTAL


LIMITED

09-Jul-10 20-Jul-10 10-Aug-10 10 & 12 0.16 Reply

awaited from RBI

132

SHREE SPONGE STEEL & FORGING

LTD.

MR. VINAYKUMAR PURSHOTTAMDAS PARIKH

ASIT C. MEHTA INVESTMENT

INTERMEDIARIES LTD.

09-Jul-10 14-Jul-10 4-Aug-10 11(1) 2.60

Final Observation

s issued. Case

Closed

133 MONOTYPE

INDIA LIMITED

PRISM IMPEX PVT. LTD. AND

MR. SUSHIL KUMAR

KHAITAN

MICROSEC CAPITAL LIMITED 19-Jul-10 2-Aug-10 23-Aug-10 10 & 12 0.12 Under

process.

134 PREMIER CAPITAL

SERVICES LIMITED

MANOJ KASLIWAL,

SHARDA KASLIWAL,

DILIP KUMAR

INTENSIVE FISCAL

SERVICES PVT.LTD

20-Jul-10 2-Aug-10 23-Aug-10 10 & 12 1.21

Final Observation

s issued. Case

Closed

135 EVERONN

EDUCATION LIMITED

SKIL INFRASTRUCTURE LIMITED

EDELWEISS CAPITAL LIMITED 22-Jul-10 4-Aug-10 25-Aug-10 10 & 12 211.46


136 ONTRACK SYSTEMS LIMITED

B.HARI, R.P.INFOSYSTE

MS PRIVATE LTD

VC CORPORATE ADVISORS PVT.LTD

23-Jul-10 6-Aug-10 27-Aug-10 10 & 12 6.57

Final Observation

s issued. Case

Closed

137 SAYAJI

INDUSTRIES LIMITED

MRS.SUJATA PRIYAM

MEHTA,PCEPL & BCEPL


LTD 26-Jul-10 2-Aug-10 23-Aug-10 11(2) 0.61

Reply awaited from RBI

138 INTERLINK

PETROLEUM LIMITED

SIM SIANG CHOON LIMITED


PVT LTD 31-Jul-10 12-Aug-10 2-Sep-10 10 & 12 33.71


139 CAPMAN

FINANCIALS LTD

RAMESH K.BODRA, JAGDISH K.BODRA,

MAFATBHAI D.SIROYA,

MUKHESHBHAI M.ITALIA


LTD 09-Aug-10 20-Aug-10 10-Sep-10 10 0.92


140 AVIVA

INDUSTRIES LTD

Mr. Bharvin S. Patel and Mr.

Mahesh M. Patel


LTD.

11-Aug-10 25-Aug-10 15-Sep-10 10 & 12 1.16 Reply

awaited from MB

141 ZENZY

TECHNOCRATS LTD

SINGHAL MERCHANDISE INDIA PVT.LTD


LTD. 11-Aug-10 20-Aug-10 10-Sep-10 10 & 12 0.15

Final Observation

s issued. Case

Closed

142 CAIRN INDIA LIMITED

THE ALUMINIUM

LTD, VEDANTA RESOURCES

LTD


PVT.LTD 17-Aug-10 31-Aug-10 21-Sep-10 10 & 12 13,160.00


143 D.D.LEASING LIMITED

MR.RAJIV GAMBHIR, MR.KUNAL GAMBHIR, MRS.RENU CHADDA,

MS.TANISHA GAMBHIR AND

M/S.MAYA LEASING AND FINANCE PVT

LTD

D & A FINANCIAL 17-Aug-10 27-Aug-10 17-Sep-10 10 & 12 0.02 Reply

awaited from MB

144 RELIGARE

ENTERPRISES LIMITED

RHC HOLDING PRIVATE LIMITED

KOTAK MAHINDRA

CAPITAL COMPANY

LIMITED

25-Aug-10 8-Sep-10 29-Sep-10 11(2) 1,279.26 Under process.