professor frederick k.s. leung director of education and …. monday may... · 2017-06-22 · aims...
TRANSCRIPT
5th World Conference on Research Integrity
May 28 – 31, 2017, Amsterdam
Professor Frederick K.S. Leung Director of Education and Development for Research Integrity The University of Hong Kong
“Research Integrity is the central and guiding principle for all the University’s scholarly activities”
Research Ethics course for Graduate Students:
Compulsory for all MPhil and PhD students to complete within the first 1-1.5 years of study
5 Faculty-based courses to select from
12 hours including lecture and in‐class, case‐based discussion
Students learn essential vocabulary, principles, and practices conducive to the promotion of RI in general and in their relevant disciplines
Aims of the survey
1. To evaluate first- and second-year research postgraduate students’ attitude towards and knowledge about research integrity; and
2. Whether there is any change in their attitude and awareness after taking the compulsory Research Ethics course in 2016/17
The anonymized survey questionnaire is divided into 2 parts
Part I (completed at the first/second lesson of the course)
Students state their name/alias on the first page
Students spend 5-10 minutes to complete Part I (they may choose to terminate the survey at any time without negative consequence
Part II (completed at the last/second to last lesson of the course)
Students locate their own questionnaire and continue with Part II
1st page with name/alias will be removed when the form is completed
Data analysis (only done after completion of the whole questionnaire; all collected information remained strictly confidential, and access to the data was permitted
only by the Principal Investigator and his designates)
Same questions asked in Part I to find out if there is any change in attitude and awareness after the Research Ethics course
Additional question asked in Part II
Additional question asked in Part II
Same question asked in Part I
Target Faculty group Course code No. of
enrollment
No. of
questionnaires
completed
(Part I)
No. of
questionnaires
completed
(Part I & II)
Response rate
(Part I & II)
Business & Economics,
Education, Law and
Social Sciences
GRSC6029A 89 55 33 37%
GRSC6029B 63 47 38 60%
Arts and Architecture GRSC6030A 61 43 27 44%
Dentistry and Medicine GRSC6031A 185 165 86 46%
Science
GRSC6033A 88 74 54 61%
GRSC6033B 37 22 15 41%
Engineering GRSC6032A 150 27 0 0%
Total 673 433 253 38%
Gender
Male Female
207
(48%) 226
(52%)
1 (0%)
44 (10%)
96 (22%)
159 (37%)
4 (1%)
27 (6%)
39 (9%)
6 (1%)
11 (3%)
31 (7%)
15 (4%)
0 50 100 150 200
Independent Centre
Social Sciences
Science
Medicine
Law
Engineering
Education
Dentistry
Business & Economics
Arts
Architecture
151
(35%) 282
(65%)
MPhil
PhD
Programme
Faculty
379
(88%)
26
(6%)
3
(1%)
25
(6%)
0 100 200 300 400
1st year
2nd year
3rd year
4th year
Year of Study
136
(54%)
117
(46%)
Male Female0 (0%)
27 (11%)
69 (27%)
83 (33%)
3 (1%)
0 (0%)
28 (11%)
3 (1%)
10 (4%)
20 (8%)
10 (4%)
0 20 40 60 80 100
Independent Centre
Social Sciences
Science
Medicine
Law
Engineering
Education
Dentistry
Business & Economics
Arts
Architecture
Faculty
82
(32%) 171
(68%)
MPhil
PhD
Programme
230
(91%)
8
(3%)
1
(0%)
14
(6%)
0 100 200 300
1st year
2nd year
3rd year
4th year
Year of Study
Gender
3,26
3,15
2,98
2,59
3.42
2.95
2,82
2,31
2 2,2 2,4 2,6 2,8 3 3,2 3,4 3,6
Responsible conduct of research
Publication-related conduct
Care and safety of all human research subjects
Care and safety of all animal research subjects
Proper handling of research data
Disclosure of conflict of interest
Ethics approval process
How to report irresponsible research practice
How familiar are you with the following concepts of
research integrity? (n = 433) – 1st Lesson
Not at all familiar/Not applicable
Slightly familiar
Moderately familiar
Very familiar
Extremely familiar
1 2 3 4 5
Mean score
Score assigned to the 5-point likert scale:
4,28
4,31
4,11
3,75
4,34
4,04
4,06
3,96
3,5 3,7 3,9 4,1 4,3 4,5
Responsible conduct of research
Publication-related conduct
Care and safety of all human research subjects
Care and safety of all animal research subjects
Proper handling of research data
Disclosure of conflict of interest
Ethics approval process
How to report irresponsible research practice
How important are the following issues to you
personally? (n = 433) – 1st Lesson
Not important
Rather important
Neutral Quite important
Very important
1 2 3 4 5
Mean score
Score assigned to the 5-point likert scale:
3,3
3,22
2,94
2,49
3,45
2,91
2,74
2,28
3,91
3,91
3,72
3,53
4,06
3.95
3,83
3,71
2 2,5 3 3,5 4
Responsible conduct of research
Publication-related conduct
Care and safety of all human research subjects
Care and safety of all animal research subjects
Proper handling of research data
Disclosure of conflict of interest
Ethics approval process
How to report irresponsible research practice
How familiar are you with the following
concepts of research integrity? (n = 253 )
Mean score of
Last lesson
Mean score of
1st lesson
Mean score Not at all familiar/Not applicable
Slightly familiar
Moderately familiar
Very familiar
Extremely familiar
1 2 3 4 5
Score assigned to the 5-point likert scale:
4,36
4,38
4,12
3.75
4,49
4,08
4,08
4,02
4,42
4,45
4,17
3,91
4,51
4,38
4.32
4,26
3,6 3,7 3,8 3,9 4 4,1 4,2 4,3 4,4 4,5 4,6
Responsible conduct of research
Publication-related conduct
Care and safety of all human research subjects
Care and safety of all animal research subjects
Proper handling of research data
Disclosure of conflict of interest
Ethics approval process
How to report irresponsible research practice
How important are the following issues to you
personally? (n = 253)
Mean score
Mean score of
Last lesson
Mean score of
1st lesson
Not important
Rather important
Neutral Quite important
Very important
1 2 3 4 5
Score assigned to the 5-point likert scale:
2.72
2,81
2,49
2.20
2,94
2,62
2.77
2.46
2 2,1 2,2 2,3 2,4 2,5 2,6 2,7 2,8 2,9 3
Responsible conduct of research
Publication-related conduct
Care and safety of all human research subjects
Care and safety of all animal research subjects
Proper handling of research data
Disclosure of conflict of interest
Ethics approval process
How to report irresponsible research practice
Have you discussed the following issues with your
supervisor since you joined this University as a research
postgraduate student? (n = 253) – Last lesson
Not at all/Not applicable
Briefly In some depth
In great depth
1 2 3 4
Mean score Score assigned to the 4-point likert scale:
1,58%
1,19%
1,58%
0,79%
1,98%
1,58%
1,19%
1,58%
1,58%
1,98%
1,19%
3,95%
3,95%
5,53%
2,37%
7,11%
3,95%
2,77%
4,74%
5,14%
5,14%
7,11%
28,06%
32,81%
27,27%
30,04%
36,76%
32,81%
35,97%
38,34%
41,11%
44,27%
49,41%
66,40%
62,45%
66,01%
67,19%
55,34%
61,66%
60,47%
55,73%
52,57%
49,01%
42,29%
-10% 0% 10% 20% 30% 40% 50% 60% 70%
Breaching of the relevant laws, or safety and health
guidelines
Infringement of another person's copyright, patents,
trade-marks, computer software etc
Non-compliance with conditions of ethical approval
Non-disclosure of potential conflict of interest
Improper ascription of authorship
Unauthorised use of data
Unethical collection of data
Falsification of data
Fabrication of data
Self-plagiarism
Plagiarism
I heard about it
I have been a witness
I have been involved
Since you joined this University as a research postgraduate student, did you come across
the following forms of questionable research practices/research misconduct? (n = 253)
I have not heard about it
No
96
(38%)
No
67
(26%)
Yes
157
(62%)
Yes
186
(74%)
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Part 1 Part 2
Are you aware of any trusted person in the Department
/Faculty/ University whom you can currently approach
for counsel concerning research misconduct? (n = 253)
Paired Samples T-test
t df Sig. (2-tailed)
How familiar are you with the
following concepts of research
integrity?
-17.190 252 .000
How important are the following
issues to you personally? -3.647 252 .000
1. There is a significant difference before the course and after the course (p<0.001).
Comparison between STEM vs Non-STEM Faculties
10
(10%)
20
(20%)
10
(10%) 28
(29%)
3
(3%)
27
(28%)
Architecture Arts
Business & Economics Education
Law Social Sciences
Non-STEM Faculties (n=98) STEM Faculties (n=155)
3 (2%)
83
(54%) 69
(44%)
Dentistry Medicine
Science
3,34
3,32
2,9
2,75
3,61
3,02
2,75
2,4
3,24
3,05
2,99
2,08
3,19
2,72
2,7
2,1
1,8 2 2,2 2,4 2,6 2,8 3 3,2 3,4 3,6 3,8
Responsible conduct of research
Publication-related conduct
Care and safety of all human research subjects
Care and safety of all animal research subjects
Proper handling of research data
Disclosure of conflict of interest
Ethics approval process
How to report irresponsible research practice
How familiar are you with the following concepts of
research integrity? (n = 98 for non-STEM students; n
= 155 for STEM students) – 1st Lesson
Not at all
familiar/Not
applicable
Slightly
familiar
Moderately
familiar
Very familiar Extremely
familiar
1 2 3 4 5
Mean score of Non-STEM students Mean score of STEM students Score assigned to the 5-point likert scale:
Mean score
4,35
4,39
4,05
3,97
4,58
4,01
4,06
4,01
4,36
4,37
4,23
3,44
4,36
4,18
4,11
4,03
3,3 3,5 3,7 3,9 4,1 4,3 4,5
Responsible conduct of research
Publication-related conduct
Care and safety of all human research subjects
Care and safety of all animal research subjects
Proper handling of research data
Disclosure of conflict of interest
Ethics approval process
How to report irresponsible research practice
How important are the following issues to you
personally? (n = 98 for non-STEM students; n =
155 for STEM students) – 1st Lesson
Not important
Rather important
Neutral Quite important
Very important
1 2 3 4 5
Mean score
Score assigned to the 5-point likert scale:
Mean score of Non-STEM students Mean score of STEM students
3,91
3,94
3,66
3,75
4,08
3,9
3,85
3,77
3,9
3,85
3,81
3,17
4,01
4,03
3,81
3,6
3 3,2 3,4 3,6 3,8 4 4,2
Responsible conduct of research
Publication-related conduct
Care and safety of all human research subjects
Care and safety of all animal research subjects
Proper handling of research data
Disclosure of conflict of interest
Ethics approval process
How to report irresponsible research practice
How familiar are you with the following concepts of
research integrity? (n = 98 for non-STEM students;
n = 155 for STEM students) – Last lesson
Not at all
familiar/Not
applicable
Slightly
familiar
Moderately
familiar
Very familiar Extremely
familiar
1 2 3 4 5
Mean score
Mean score of Non-STEM students Mean score of STEM students Score assigned to the 5-point likert scale:
4,39
4,45
4,09
4,12
4,52
4,33
4,27
4,23
4,47
4,46
4,3
3,58
4,49
4,47
4,38
4,3
3,4 3,6 3,8 4 4,2 4,4 4,6
Responsible conduct of research
Publication-related conduct
Care and safety of all human research subjects
Care and safety of all animal research subjects
Proper handling of research data
Disclosure of conflict of interest
Ethics approval process
How to report irresponsible research practice
How important are the following issues to you
personally? (n = 98 for non-STEM students; n =
155 for STEM students) – Last lesson
Not important
Rather important
Neutral Quite important
Very important
1 2 3 4 5
Score assigned to the 5-point likert scale:
Mean score
Mean score of Non-STEM students Mean score of STEM students
2,82
2,92
2,58
2,56
3,13
2,75
2,81
2,7
2,53
2,65
2,34
1,62
2,65
2,41
2,76
2,09
1,4 1,6 1,8 2 2,2 2,4 2,6 2,8 3 3,2 3,4
Responsible conduct of research
Publication-related conduct
Care and safety of all human research subjects
Care and safety of all animal research subjects
Proper handling of research data
Disclosure of conflict of interest
Ethics approval process
How to report irresponsible research practice
Have your discussed the following issues with your
supervisor since you joined this University as a research
postgraduate student? (n = 98 for non-STEM students;
n = 155 for STEM students) – Last lesson
Not at all/Not applicable
Briefly In some depth
In great depth
1 2 3 4
Score assigned to the 4-point likert scale:
Mean score
Mean score of Non-STEM students Mean score of STEM students
The T-test analysis shows that: 2. There is no significant difference between STEM and non-STEM students (p>0.05) regarding their towards research integrity.
1. At the 1st lesson, most students rated the RI issues as quite important to very important (mean score between 4 and 5); but there was a lack of understanding on these concepts – from slightly to moderately familiar (mean score between 2 and 3)
2. Most students’ understanding on RI concepts has significantly improved after taking the course, all mean scores are close to 4 (very familiar)
3. Most supervisors have briefly discussed/ discussed in some depths on RI issues with RPg students in the 1st year
4. A small portion of students (around 5–10%) have witnessed/been involved in questionable research practices/research misconduct
5. More than half of the students are aware of trusted person in the Department/ Faculty/ University whom they can approach for counsel concerning research misconduct
6. No significant difference is observed from the responses of the STEM and non-STEM students
As Part II of the questionnaire was completed at the last/second to last lesson after students completed another questionnaire on Student Evaluation of Teaching and Learning (SETL), students might experience questionnaire fatigue, which might lead to lower response rate
Respondents may make rush decisions as the questionnaire was conducted toward the end of the lesson
As the Research Ethics courses were conducted over 1 or 2 months only, the questionnaire only manages to analyse students’ change in attitude and knowledge on research integrity over a relatively short period of time
1. Encourage supervisors and departments to have better communication on RI concepts and issues with students, including how to report irresponsible research practices
2. Measure the change in attitudes and understanding on RI concepts over a longer time span (e.g. 1st year vs last year of study)
3. Invite other tertiary institutions to conduct the questionnaire, to get an overall picture of the situation in Hong Kong
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