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Provider Toolkit Module 4: Guide to Suitability 1 July 2016 ndis.gov.au 1 July 2016 | Provider Toolkit Module 4

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Page 1: Provider Toolkit Module 4: Guide to Suitability · Web viewAssistance in specialised supported employment/ADE 013 3 Disability Support Worker Welfare Worker Teacher Commonwealth quality

Provider Toolkit Module 4: Guide to Suitability1 July 2016

ndis.gov.au 1 July 2016 | Provider Toolkit Module 4

Page 2: Provider Toolkit Module 4: Guide to Suitability · Web viewAssistance in specialised supported employment/ADE 013 3 Disability Support Worker Welfare Worker Teacher Commonwealth quality

Contents Provider Toolkit Module 4: Guide to Suitability...............................................................................1

Contents.......................................................................................................................................2

Toolkit structure...........................................................................................................................4

Executive Summary.....................................................................................................................5

4.1. Specialist Disability Registration Groups..........................................................................6

4.2. Professional Registration Groups...................................................................................10

4.3. Other Registration Groups..............................................................................................13

4.4. Home and vehicle modification Registration Groups......................................................14

4.5. Assistive technology and equipment Registration Groups..............................................15

4.6. Professional Qualifications for NDIS Providers...............................................................17

4.7. State and Territory Requirements for Specialist Disability Providers..............................20

4.7.1 Requirements for new specialist disability providers in South Australia..................20

4.7.2 Requirements for new and existing specialist disability providers in Queensland...22

4.7.2.1 Criminal history screening................................................................................22

4.7.2.2 Complaints management..................................................................................22

4.7.2.3 Restrictive practices..........................................................................................23

4.7.2.4 Monitoring and compliance...............................................................................23

4.7.2.5 Quality assurance.............................................................................................23

4.7.2.6 Registration Process........................................................................................24

4.7.2.7 Provider Registration Process for Queensland................................................25

4.7.2.8 Mapping of Queensland Specialist Disability Services and Queensland Community Care services to NDIS registration groups......................................................26

4.7.3 Requirements for new and existing specialist disability providers in Tasmania......29

4.7.3.1 Requirements for new specialist disability providers in Tasmania...................29

4.7.3.2 Requirements for existing DHHS funded disability providers in Tasmania......30

4.7.4 Requirements for specialist disability providers in Victoria......................................33

4.7.4.1 Which quality and safeguards requirements apply?.........................................33

4.7.4.2 Arrangements for existing providers.................................................................34

4.7.4.3 Existing providers of Home and Community Care (HACC) services................35

4.7.4.4 Arrangements for new providers......................................................................35

4.7.4.5 Removal of ‘Victorian Approved NDIS Provider’ status....................................36

4.7.4.6 Victoria’s quality and safeguarding requirements by provider type..................37

4.7.4.7 Requirements for disability service providers...................................................37

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4.7.4.8 Requirements for providers of early childhood intervention supports...............38

4.7.4.9 Requirements for existing providers of HACC services....................................38

4.7.4.10 Table 1: NDIS registration groups that are in scope of Victorian requirements39

4.7.4.11 Table 2: Requirements for all Victorian approved NDIS providers...................40

4.7.4.12 Table 3: Requirements for disability service providers.....................................42

4.7.4.14 Table 4: Requirements for providers of psychosocial supports........................44

4.7.4.15 Table 5: Requirements for providers of early childhood supports (0-6 years)..46

4.7.4.16 Table 6: Requirements for existing HACC providers........................................48

4.7.5 Requirements for new specialist disability providers in ACT...................................50

4.7.6 Requirements for new specialist disability providers in New South Wales..............52

4.7.6.1 Registering to provide NDIS Services in NSW.................................................52

4.7.6.2 Registration of existing NSW funded service providers....................................52

4.7.6.3 Expanding range of service provision...............................................................52

4.7.6.4 Registration of new providers...........................................................................53

4.7.6.5 What are comparable standards?....................................................................53

4.7.6.6 Performance.....................................................................................................54

4.7.6.7 Governance......................................................................................................55

4.7.6.8 School Education..............................................................................................55

4.7.6.10 Probity in Employment......................................................................................56

4.7.6.11 Disability Reportable Incidents Scheme...........................................................56

4.7.6.12 Death................................................................................................................57

4.7.6.13 Work Health and Safety....................................................................................57

4.1.1.1 Workers Compensation....................................................................................58

4.7.6.14 Privacy..............................................................................................................60

4.7.6.15 Child Protection................................................................................................61

4.1.1.2 Health...............................................................................................................63

4.7.6.16 Mental Health....................................................................................................64

4.7.6.17 Accommodation................................................................................................64

4.7.6.18 Fire Safety........................................................................................................64

4.7.6.19 Supporting People............................................................................................65

4.7.6.20 Appendix 2: Disability Supports Part A.............................................................68

4.7.6.21 Appendix 2: Disability Supports Part B.............................................................72

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Toolkit structureThis is Module 4 of the Provider Toolkit, The Provider Toolkit also contains Modules 1 – 12.

Provider Toolkit

Module 1: Introduction and overview of the Provider Toolkit

Module 2: Registering as a Provider

Module 3: Terms of Business

Module 4: Guide to Suitability [this module]

Module 5: Service Agreements

Module 6: Service Bookings

Module 7: Payment and Assurance

Module 8: PRODA Step by Step guide

Module 9: myplace Provider Portal Step by Step Guide to logging into myplace for the first time – existing providers

Module 10: myplace Provider Portal Step by Step Guide to Registration for new providers

Module 11: myplace Provider Portal Step by Step Guide (excluding registration)

Module 12: Glossary

ndis.gov.au 1 July 2016 | Provider Toolkit Module 4 4

Page 5: Provider Toolkit Module 4: Guide to Suitability · Web viewAssistance in specialised supported employment/ADE 013 3 Disability Support Worker Welfare Worker Teacher Commonwealth quality

Executive SummaryThe Guide to Suitability is a key document in assisting providers understand what supports they will be providing, and what their obligations are as providers of these NDIS supports.

Different supports have different levels of risk associated with their delivery. To minimise risk, enhance outcomes and maximise the social and economic participation of participants, certain experience, qualifications, processes and expertise are required of the providers registered to provide NDIS supports. As quality and safeguarding of disability supports remains the responsibility of States and Territories in transition, some of these requirements may differ between States/Territories to align with existing systems and requirements.

The NDIS has a catalogue of support items that can be funded through a participants plan. For the purposes of quality and safeguards, these support items have been grouped into ‘Registration Groups’ where the requirements to provide these supports are generally similar. Details on the specific requirements of each of these registration groups can be determined by reading through the initial tables in conjunction with the relevant state/territory requirements section. These Registration Groups are generally informally categorised one of five ways:

1. Specialist Disability Registration Groups2. Professional Registration Groups3. Other Registration Groups4. Home and Vehicle Modification Registration Groups5. Assistive Technology and Equipment Registration Groups

Details on these categories can be found in the first section of the Guide to Suitability.

The grouping of supports into these Registration Groups also streamlines registration for providers. Instead of registering for individual line items, providers are able to instead just register for the Registration Group/s relevant to their business.

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4.1. Specialist Disability Registration GroupsProviders wishing to register for Specialist Disability Registration Groups must:

Be registered, approved and compliant with the requirements for registration or approval as a specialist disability service, community care or Home and Community Care provider as determined by the jurisdiction in which the provider wants to deliver supports. This includes Quality Assurance / Management systems compliance.

Submit evidence of this registration, approval and compliance issued by the jurisdiction, or authorised third party provider (as determined by each jurisdiction), for which you have applied to deliver supports. This evidence document must state the services that you are currently providing, or are authorised to provide under the NDIS;

New providers or providers wishing to expand their services should refer to the State requirements for new providers in this document.

Registration group No Professions Expectations as to Experience

Assistance to Access and Maintain Employment or higher education

[Assist Access/Maintain Employ]

Workplace assistance enables a participant to successfully obtain and/or retain employment in the open or supported labour market. Includes:

individual employment support employment preparation and support in a group School leaver employment supports transition through school and to further education

0102 Developmental Educator

Teacher Disability Support

Worker Social Worker Other care worker e.g.:- Welfare worker- Mental Health support

Worker- Mental Health Peer

Worker

Experience delivering person centred services in the community or in the home and working with people with disability seeking employment, training for employment, or building and delivering sustainable employment opportunities.

Development of Daily Living and Life Skills [Development-Life Skills]

Development of daily living and life skills focuses on training and development activities undertaken by the participant or their carer to increase their ability to live as autonomously as possible, including supports that will enhance the ability of the participant to travel and use public transport independently.

0117 Disability Support Worker (includes Mental Health or Peer Worker)

Welfare worker

Experience in providing training and supports to people with disability.

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Registration group No. Professions Expectations as to Experience

Daily Personal Activities

Assisting with and/or supervising personal tasks of daily life to enable the participant to live as autonomously as possible. These individual supports and can be provided in a range of environments, including but not limited to, the participant’s own home.

0107 Disability Support Worker

- Other care worker (includes Welfare worker, Mental Health support Worker, Peer Worker)

Experience delivering person centred services in the community or in the home and delivery of supports to assist people with disability with development of their skills and abilities.

High Intensity Daily Personal Activities

Assisting with and/or supervising personal tasks of daily life to enable the participant to live as autonomously as possible. These supports are provided by a worker with additional qualifications and experience relevant to the participants’ complex needs. These individual supports and can be provided in a range of environments, including but not limited to, the participant’s own home.

0104

Disability Support Worker (includes Mental Health or Peer Worker)

Welfare worker

Experience delivering person centred services in the community or in the home and delivery of supports to assist people with disability with development of their skills and abilities. Experience and where relevant credentialing in e.g. behaviour support, suctioning etc.

Assistance with daily life tasks in a group or shared living arrangement [Daily Tasks/Shared Living]

This registration group incorporates assistance with and/or supervising tasks of daily life in a shared living environment, which is either temporary or ongoing, with a focus on developing the skills of each individual to live as autonomously as possible. This registration group includes short-term accommodation and assistance (e.g. respite care)

0115 Disability Support Worker

Developmental Educator

Welfare worker- Other care worker

(includes, Mental Health support Worker Peer Worker)

Experience delivering person centred services in the community or in the home and delivery of supports to assist people with disability with development of their skills and abilities.

Participation in community, social and civic activities

[Participate Community]

Assisting participants to participate actively in community, social and civic activities; includes supporting participants during these activities, and developing participants’ ability to partake in these activities.

0125

Disability Support Worker

Welfare Worker Developmental

Educator

Experience delivering person centred services in the community or in the home and in the delivery of supports to assist people with disability with development of their skills and abilities.

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Registration group No Professions Expectations as to Experience

Group and Centre Based Activities [Group/Centre Activities]

Assisting participants to participate in group based community, social and recreational activities.

0136 Disability Support Worker

Social Worker Developmental

Educator Welfare worker Other care worker

(incl Mental Health support Worker, Peer Worker)

Experience delivering person centred services in the community or in the home and in the delivery of supports to assist people with disability with development of their skills and abilities.

Specialist Disability Accommodation [Specialist Accom]

Further information is being finalised.

0131

Housing ProviderSubmit declaration of suitability Submit Dwelling enrolment form

Management of Funding for Supports [Plan Management]

Plan management focuses on strengthening the participant’s ability to undertake tasks associated with the management of their supports. Plan management is the financial management of the plan supports including making payments to providers, expense claims processing, developing monthly statements for participants and claiming for payment from NDIA.

Financial Intermediary funding applies to registered plan management providers who deliver plan management supports.

A financial intermediary will typically possess good knowledge of providers and supports, developed through interaction with and processing payments to providers over time. As part of their plan management role, a financial intermediary should support participants and strengthen their capacity to find and implement alternative support options if the participant asks for assistance.

0127 Accountant / Bookkeeper

Experience in financial management of funding and working with people with disability.

Note that some providers may be exempt from “specialist disability service” requirements. For further information, please refer to the section in this document for the state or territory in which you intend to provide supports.

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Registration group No Professions Expectations as to Experience

Assistance in coordinating or manageing life stages, transition and supports – [Life Stage, Transition]

This registration group includes short and long-term supports that focus on strengthening the participant’s ability to coordinate their supports, and to assist them to live at home and participate in their community. Includes:

support connection

coordination of supports

assistance with accommodation and tenancy obligations

Life transition planning including mentoring, peer support and individual skill development

assistance with decision making, daily planning, budgeting

0106 Disability Support Worker

Developmental Educator

Social Worker Welfare worker

Other care worker (Includes: Mental Health support Worker, Peer Worker, Community mental Health Practitioner)

Experience delivering person centred services in the community or in their home.For peer support – lived experience of disability or psychosocial disability and relevant experiences and skills or training to perform this activity

IF Diploma in Disability Services studies, at least two years of experience

IF Cert III in Disability Services, substantial years of relevant experience and specialist skills sufficient to perform these activities

IF community mental health practitioner, bachelor’s degree or greater in a mental health relevant behavioural or social science discipline (including but not limited to social work, psychology, occupational therapy etc.)

IF Mental Health Support Worker, Certificate IV or diploma in a mental health relevant area of study

IF mental health peer worker, the lived experience of recovery from psychosocial disability, or of caring for someone with a psychosocial disability, combined with relevant qualifications and/or training (such as Intentional Peer Support, Cert IV in Mental Health Peer Work)

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Registration group No Professions Expectations as to Experience

Specialised Supported Employment

Assistance in specialised supported employment/ADE

0133 Disability Support Worker

Welfare Worker Teacher

Commonwealth quality and safeguarding arrangements apply, including certification against the National Standards for Disability Services (NSDS) via the  Human Services Scheme (part 3 (DEES).

Please note – Mental Health Support Workers, Mental Health Peer Workers and Community Mental Health Practictioners may be required to select ‘Disability Support Worker’ when registering through myplace before declaring evidence of their suitability to provide service under these professions.

4.2. Professional Registration GroupsThese registration groups require specific professional qualifications and experience as a prerequisite to provide these supports under the NDIS. Professionals who wish to provide specialist disability supports must also comply with quality and safeguards requirements of the relevant state/territories.

Additional requirements apply for some services in some jurisdictions. Please also see the information in this document for the state or territory in which you intend to provide supports.

Registration group No Professions Expectations as to Experience

Positive Behaviour support

Behaviour Support

Specialised Positive Behaviour support registration group includes support items provided by Allied Health professional s with specialist skills in positive behaviour support including assessment the development of a plan developed that aims to limit the likelihood of behaviours of concern developing and /or increasing.

0110 Occupational Therapist Psychologist Social Worker Other health

professional

Experience (minimum 2 years) working with people with disability who have challenging behaviours.

AND

Experience in professional / clinician supervision and development.

Community Nursing Care for High Needs

This is the provision of specialist care for participants who have high care needs. This involves support from a person with a high level of training to respond to the participant’s complex needs.

0114 Registered Nurse Other health

professional

Experience in professional / clinician supervision and development.Other Health Professional e.g. General Practicioner

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Registration group No Professions Expectations as to Experience

Early Intervention Supports for Early Childhood

Provision of a mix of therapies, and a key worker for the family.

0118 Occupational Therapist Psychologist Physiotherapist Social Worker Speech Pathologist Teacher Developmental

Educator Audiologist Music Therapist Counsellor Art Therapist Orthoptist Podiatrist

Ongoing professional developmentANDExperience in early childhood interventions with children with disability ANDExperience in providing service within a trans disciplinary framework.

Support Co-ordination

The provision of Support Coordination within a specialist framework necessitated by specific high level risks in the participant’s situation. Support is time limited and focuses on addressing barriers and reducing complexity in the support environment, while assisting the participant to connect with supports and build capacity and resilience. It may also involve development of an intervention plan which will be put in place by disability support workers.

0132 Psychologist Occupational Therapist Social Worker Other

Other = Supports are delivered by Allied health professionals with extensive experience in support coordination for people with complex needs

Custom ProstheticsCustomised prosthetics requiring specialist skills.

0135 Occupational Therapist Pedorthotist Podiatrist Orthostist/Prosthetist Physiotherapist

Experience relevant to the specific customised technology you wish to provide or assess. Further information under development.

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Registration group No Professions Expectations as to Experience

Therapeutic supports

Therapeutic supports are provided to assist the participant to apply their functional skills to improve participation and independence in daily, practical activities in areas such as Language and communication, Personal care, Mobility and movement, Interpersonal interactions and Community living.

0128 Art Therapist Counsellor Music Therapist Occupational Therapist Orthoptist Podiatrist Psychologist Physiotherapist Social Worker Speech and Language

Pathologist Developmental

Educator Dietician Rehabilitation

Counsellor

Experience in professional / clinician supervision and development.

Exercise Physiology & Personal Well-being Activities [Ex Phys Pers Training]

Physical wellbeing activities promote and encourage physical well-being, including exercise and healthy diets.

0126 Exercise Physiologist Personal Trainer Other qualified sports

coach

Experience working with people with disability relevant to this support.

Interpreting and Translation

Interpreting and translation focuses on assistance to the participant to enable independent communication in essential personal, social or community activities where translation is not available from a mainstream service.

0121 Interpreter/Translator NAATI accreditation level 2 or 3 and experience working with people with disability.

Specialised Hearing Services

Specialised hearing services for children and adults with complex needs. In kind services provided through the office of Hearing Services only - not available for general registration.

0119 Audiologist Speech Pathologist

Hearing Services 0134 Audiologist Audiometrist Speech Pathologist

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Registration group No Professions Expectations as to Experience

Hearing services. In kind services provided through the office of Hearing Services only- not available for general registration.

4.3. Other Registration GroupsThese registration groups do not have comprehensive requirements for providers wishing to register. These Registration Groups include ‘low-risk’ supports that do not require evidence of qualification or expertise for registration.

Registration group No Professions Expectations as to Experience

Accommodation/Tenancy Assistance - [Accommodation/Tenancy]

Includes transition supports only

0101 Social WorkerWelfare WorkerOther

Assistance with Travel/Transport arrangements

Rental of adapted vehicle

0108 Taxi/Bus driverOther

Household tasks

Household tasks enable the participant to maintain their home environment. This may involve undertaking essential household tasks that the participant is not able to undertake.

0120 Cleaner GardenerOther

Experience related the services you intend to provide (meal preparation and delivery, house maintenance, yard maintenance, cleaning and linen).

Assistance Animals

Further information is being finalised.

0130 Other

Specialised Driver Training

Specialised driver training includes training in driving, using adapted equipment or vehicle modification.

0129

Driving Instructor Licenced driving instructor with experience in providing training and supports to people with disability.

Innovative Community Participation 0116 OtherDevelopmental EducatorSocial Worker

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Registration group No Professions Expectations as to Experience

Further information is being finalized.

4.4. Home and vehicle modification Registration GroupsProviders of these Registration Groups must provide evidence of current accreditation or licensing by the relevant State or territory Authority to undertake building, engineering or mechanical work. It is important that providers of these supports are appropriately licensed and accredited to modify participant’s homes and equipment, to ensure NDIA participants are receiving value for money and quality services. The expertise required to provide these supports is different to the expertise required to provide supports within specialist disability registration groups.

Registration group Professions Expectations as to Experience

Home Modification Design and ConstructionThis registration group incorporates design and subsequent changes to the participant’s home. Home modification design and construction includes installation of equipment or changes to building structures, fixture or fittings to enable participants to live as independently as possible or to live safely at home.

0111 Architect Builder Building Inspector / Works

Assessor Building Surveyor Building Work Supervisor Building Work Project

Manager Carpenter / Joiner Electrician Plumber / Gas Fitter /

Drainer Tiler Occupational Therapist Rehabilitation Engineer

Experience and understanding of concepts and limitations of AS 1428 and other disability access standards and their application in accordance with a person’s needs and specifications of plans.

Vehicle modifications

Vehicle modifications include the installation of, or changes to, equipment in a vehicle to enable a participant to travel safely as a passenger or to drive.

0109 Mechanic Engineer

Experience modifying vehicles to comply with Australian Design Rules, Australian Standards and State Engineering Certification and registration requirements.

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4.5. Assistive technology and equipment Registration GroupsRegistration Groups relating to equipment and assistive technology often require diverse expertise to meet the needs of participants.

Registration group Professions Expectations as to Experience

Assistive Equipment for Recreation

This includes aids and equipment used in competitive and non-competitive sports and other recreational pursuits.

0112 OtherRehabilitation Engineer

Experience working with people with disability in providing assistive equipment for recreation

Assistive Products for Household Task

Aids and equipment to enable participants to undertake cooking, cleaning, washing, home maintenance and other tasks.

0123 Other Experience working with people with disability in providing assistive products for household tasks

Assist Products for Personal Care and Safety

Aids and equipment for personal care or safety including beds and pressure mattresses, toilet and bathroom equipment, specialised clothing and continence needs.

0103 OtherDevelopmental EducatorDietician

Experience working with people with disability in providing assistive products for personal care and safety

Communications & Information Equipment

This comprises of aids and equipment to assist participants with alternate communication or to access written or spoken communication via electronic or other means.

Some communication equipment can only be prescribed by health professionals (Speech pathology, Audiology, Occupational Therapy).

0124 OtherSpeech and Language Pathologist

Experience working with people with disability in providing communication and information equipment

Hearing Equipment

Wearable hearing aids, cochlear implants etc can only be provided by approved hearing health professionals

0122 Other Experience working with people with disability in providing assistive products for hearing

Personal Mobility Equipment

This includes equipment to assist participants to move around their home

0105 OtherRehabilitation Engineer

Experience working with people with disability in providing personal mobility equipment

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Registration group Professions Expectations as to Experience

or the community, such as equipment for walking, wheelchairs and transfer aids.

Vision Equipment

Products for navigation, orientation, braille, guide dogs, magnifiers and note taking equipment.

0113 Other Experience working with people with disability in providing assistive products for vision

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4.6. Professional Qualifications for NDIS ProvidersAs outlined above, the NDIA expects certain expertise and qualifications from the providers supporting NDIS participants. The table below outlines what constitutes recognition as a professional by the NDIS.

Profession name Professional qualifications or membership

Art Therapist Registration with the Australia New Zealand Arts Therapy Association (ANZATA)

Audiologist Full membership with Audiology Australia or ACAud

Dietitian Accredited Practicing Dietician with the Dietitians Association of Australia

Developmental Educator Full member of Developmental Educators Australia Inc

Exercise Physiologist Accredited exercise physiologist with Exercise and Sports Science Australia

Interpreter/Translator Accreditation (level 2 or above) with the National Accreditation Authority for Translators and Interpreters Ltd

Music Therapist Active “Registered Music Therapist” with the Australian Music Therapy Association

Registered Nurse Registration with AHPRA

Occupational Therapist Registration with AHPRA

Orthoptist Registration with the Australian Orthoptic Board

Orthotics Membership with the Australian Orthotic Prosthetic Association

Pedorthist Registration with the Australian Register of Pedorthists

Physiotherapist Registration with AHPRA

Podiatrist Registration with AHPRA

Prosthetics Membership with the Australian Orthotic Prosthetic Association

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Profession name Professional qualifications or membership

Psychologist registration with AHPRA

Social Worker Membership with Australian Association of Social Workers

Speech Pathologist Practising membership with Speech Pathology Australia

Rehabilitation Counsellor Membership with the Australian Society of Rehabilitation Counsellors Inc or equivalent

Welfare Worker Membership with the Australian Community Workers Association or equivalent

Audiometrist Membership with the Hearing Aid Audiometrist Society of Australia or equivalent

Counsellor Membership with the Australian Counselling Association or equivalent

Disability Support Worker Certificate III, Certificate IV, Diploma, Advanced Diploma in Disability or other relevant Qualification

Integration Aid Certificate III or IV in Education Support

Personal Trainer Personal training qualification, Certificate III, IV or Diploma in Fitness or equivalent

Accountant/Bookkeeper membership with ATMA, AAT, CBK, ACCA, ABAL, CPA, ICB, IPA or CAANZ or equivalent

Architect Registration with the state or territory board/authority in which you wish to provide supports

Builder Registration with the state or territory board/authority in which you wish to provide supports

Build Inspector/Works Assessor Registration with the state or territory board/authority in which you wish to provide supports

Building Surveyor Registration with the state or territory board/authority in which you wish to provide supports

Building Work Supervisor Registration with the state or territory board/authority in which you wish to provide supports

Building Work Project Manager Registration with the state or territory board/authority in which you wish to provide supports

Carpenter/Joiner Registration with the state or territory board/authority in which you wish to provide supports

Electrician Registration with the state or territory board/authority in which you wish to provide supports

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Profession name Professional qualifications or membership

Plumber/Gas Fitter/Drainer Registration with the state or territory board/authority in which you wish to provide supports

Rehabilitation Engineer Membership with Engineers Australia

Tiler Registration with the state or territory board/authority in which you wish to provide supports

Teacher Registration with the teacher regulatory authority in the state in which you wish to provide supports

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4.7. State and Territory Requirements for Specialist Disability Providers

Each state and territory has slightly different requirements of disability service providers operating in their jurisdiction. In addition to the expected professional requirements and expertise outlined above, providers must satisfy and comply with jurisdictional requirements relevant to the state/territory/ies in which they are providing service.

Please see below a jurisdiction-by-jurisdiction breakdown of requirements.

Note: the outline below lists only those requirements specific to disability services providers. It does not contain other legislation including but not limited to commercial, health and safety, corporate, tax, or other legislation and requirements that may be applicable to each jurisdiction.

4.7.1 Requirements for new specialist disability providers in South Australia

Note: These requirements are relevant for trial not transition. The requirements for transition are being finalised with the State.

The National Disability Insurance Agency (NDIA) has worked with the South Australian Government to implement arrangements to ensure that South Australia’s existing statutory and administrative quality assurance and safeguards for children are in place for new and existing providers for the trial of the National Disability Insurance Scheme (NDIS). The arrangements for new providers in South Australia are detailed below.

In preparing to register with NDIA providers are advised to review the Provider registration: Guide to Suitability. If the support category requires:

registered, approved or compliant with the requirements for registration or approval as a specialist disability service, community care or Home and Community Care provider with Australian, state or territory government in the state or territory in which supports will be provided; and

quality assurance / management system in compliance with relevant Australian, state or territory government requirements for specialist disability, community care or Home and Community Care providers in the state or territory in which supports will be provided.

These Providers will need to apply to the South Australian government to meet the requirements for the Disability Service Provider Panel (DSPP) within the Department of Communities and Social Inclusion.

Service providers are able to apply on an ongoing basis; however, membership of the Disability Service Provider Panel will not guarantee funding from either the Department

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of Communities and Social Inclusion or NDIA. Following approval for membership on the South Australian Disability Service Provider Panel providers can submit their NDIS registration application. This will be an abridged registration based on the provider already meeting the requirements for South Australian Disability Service Provider Panel.

All new service providers, including sole practitioners, staff, agents, volunteers, contractors and subcontractors, will be required to undergo a criminal screening assessment through the South Australian Department of Communities and Social Inclusion and be cleared to work with children and vulnerable adults. These requirements apply to the engagement or appointment of new staff, volunteers, agents, contractors and subcontractors.

Providers registered with the NDIA who are also registered with the South Australian Disability Service Provider Panel are required to demonstrate how they monitor compliance with the National Standards for Disability Services and have in place a formal quality improvement system such as the Australian Service Excellence Standards (ASES) or equivalent which involves an independent external review every three years.

Consistent with existing quality frameworks in South Australia, providers delivering supports through NDIA will be encouraged to employ workers who have attained a Cert III in Disability Services as a minimal qualification.

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4.7.2 Requirements for new and existing specialist disability providers in Queensland

Note: These requirements are relevant for trial not transition. The requirements for transition are being finalised with the State.

Providers seeking to register with the National Disability Insurance Agency (NDIA) to deliver specialist disability services in Queensland are advised to review the below requirements.

Until the national NDIS quality and safeguards framework is in place, or 30 June 2019, whichever is sooner, Queensland’s quality and safeguard framework will apply to NDIA providers delivering specialist disability services.

Providers registering with the NDIA to deliver specialist disability services in Queensland must meet the requirements of the NDIA provider registration process and:

adhere to the safeguards as set out in the Disability Services Act 2006 (DSA) and other Queensland state government legislation;

submit with their NDIA registration, evidence of compliance with the Queensland Human Services Quality Framework; and

have, maintain, implement and act in accordance with policies consistent with the Queensland state government Abuse, Neglect and Exploitation Policy .

For details of specialist disability service types, refer to the ‘Mapping of Queensland Specialist Disability Services and Queensland Community Care services to NDIS registration groups’ on page 39.

4.7.2.1 Criminal history screening

Providers of specialist disability services must comply with the requirements regarding criminal history screening as outlined in the DSA 2006.

These requirements apply to the engagement or appointment of new and existing sole practitioners, employees, board members, executive officers, students, volunteers, contractors and subcontractors engaged by the specialist disability services provider.

Screening applicants will meet this requirement at their own expense.

For more information: https://www.communities.qld.gov.au/disability/key-projects/criminal-history-screening

4.7.2.2 Complaints management

Providers of specialist disability services are to have clear and accessible complaints handling and dispute resolution processes which are in accordance with the

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Australian/New Zealand Standard Guidelines for Complaint Management in Organizations (AS/NZS 10002:2014).

Providers must advise participants that if they are not satisfied with the outcome of their complaint lodged with their provider, the participant can lodge a complaint with the Department of Communities, Child Safety and Disability Services (DCCSDS) Central Complaints Unit.

For more information: https://www.communities.qld.gov.au/gateway/about-us/compliments-and-complaints-feedback

4.7.2.3 Restrictive practices

Providers of specialist disability services are to comply with the DSA 2006 requirements for the use of restrictive practices.

Queensland’s restrictive practices framework only applies to adults with disability who:

have an intellectual or cognitive disability; requires restrictive practices as part of a positive behaviour support plan; and have impaired capacity to consent to the use of restrictive practices.

This group can include adults with an acquired brain injury.

The framework aims to reduce or eliminate the need for use of restrictive practices by ensuring practices are used in a way that: has regard for the human rights of those adults; is the least restrictive way of ensuring the safety of the adult or others; maximises the opportunity for positive outcomes and; complies with the positive behaviour support plan for the adult.

For more information: https://www.communities.qld.gov.au/disability/key-projects/positive-behaviour-support

4.7.2.4 Monitoring and compliance

Authorised officers from DCCSDS will investigate any alleged breaches of the DSA 2006 by registered providers of specialist disability services operating in Queensland.

The powers of authorised officers include, where appropriate, the use of search warrants and coercive powers to undertake investigations to determine whether a contravention of the legislation has occurred and the appropriate action, if any, is required.

4.7.2.5 Quality assurance

Registered providers of specialist disability services operating in Queensland must comply with Queensland’s Human Services Quality Framework published on DCCSDS’s website at:

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https://www.communities.qld.gov.au/gateway/funding-and-grants/human-services-quality-framework

Compliance requirements vary depending on the service being provided.

Providers will need to demonstrate and maintain compliance with the Human Services Quality Framework at their own expense.

4.7.2.6 Registration Process

To register as a provider, follow the steps outlined at: http://www.ndis.gov.au/providers/registering-provider

The supporting evidence required for Specialist Disability Registration groups is as follows:

Provider Type Registering to deliver Evidence to be submitted to NDIA

Existing providers with a Service Agreement with DCCSDS to provide specialist disability services

A “like” service to the one they are currently contracted to provide

HSQF certification

A service that is different to the one they are currently contracted to provide

HSQF certification anda Statement of Commitment

Any other providers (for example, Community Care providers, mental health providers and new specialist disability service providers without a Service Agreement with DCCSDS)

A specialist disability service registration group

Confirmation of meeting HSQF requirements

*A Statement of Commitment will include an assurance by an organisation to include any new specialist disability services in the scope of the next scheduled audit.

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4.7.2.7 Provider Registration Process for Queensland

Note: Certain aspects of this process are now out of date due to transition to myplace. This will be updated in due time.

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4.7.2.8 Mapping of Queensland Specialist Disability Services and Queensland Community Care services to NDIS registration groups

Service Type Definition [DS-NMDS descriptors and DCCSDS declaration]

NDIS Registration group

Accommodation support Services that provide accommodation to people with a disability and services that provide support needed to enable a person with a disability to remain in their existing accommodation, or to move to more suitable or appropriate accommodation:

Large residential/institution (>20 places) – 1.01

Small residential/institution (7-20 places) – 1.02

Hostels Group home (<7places) –

1.04 Attendant care/personal care

– 1.05 In-Home accommodation

support – 1.06 Alternative family placement

– 1.07 Other accommodation

support – 1.08

Assistance with daily life tasks in a group or shared living arrangement

Assistance with daily personal activities

Development of daily living and life skills

Community care – personal care

Assistance with daily personal activities

Community support Specialist therapeutic services/interventions required to increase functional participation in community:

Therapy support for individuals – 2.01

Therapeutic support Assistive technology

specialist assessment, set up and training

Early childhood intervention/early intervention– 2.02

Early intervention supports for early childhood

Behaviour/specialist intervention – 2.03

Behaviour Support (allied health professions only)

Development of daily living and life skills (Disability Worker with specific training)

Counselling (individual/family/group) – 2.04

Therapeutic support

Case management, local coordination and development – 2.06

Assistance in coordinating or managing life stages, transitions

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Service Type Definition [DS-NMDS descriptors and DCCSDS declaration]

NDIS Registration group

and supports Management of funding

for supports under a participant’s plan

Community Care – allied health services / allied health care

Therapeutic support Physical Wellbeing

Community Care – counselling

Therapeutic support

Community Care – case management

Assistance in coordinating or managing life stages, transitions and supports

Community Care – client care coordination

Assistance in coordinating or managing life stages, transitions and supports

Community access Services designed to provide opportunities for people with a disability to gain and use their abilities to enjoy their full potential for social and community independence:

Learning and life skills development – 3.01

Development of daily living and life skills

Recreation and holiday programs – 3.02

Participation in community, social and civic activities

Other community access – 3.03

Training for independence in travel and transport

Community Care – social support

Participation in community, social and civic activities

Development of daily living and life skills

Respite services Respite services provide a short-term and time-limited break for families and other voluntary care givers to continue their primary care giving role, and provide a

Own home respite – 4.01 Centre-based respite/respite

homes – 4.02 Host family respite/peer

support respite – 4.03 Flexible respite – 4.04 Other respite – 4.05

Assistance with daily personal activities

Assistance with daily life tasks in a group or shared living arrangement

Participation in

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Service Type Definition [DS-NMDS descriptors and DCCSDS declaration]

NDIS Registration group

positive experience for the person with disability:

community, social and civic activities

Development of daily living and life skills

Community Care – centre based day care

Community Care – respite care

Participation in community, social and civic activities

Development of daily living and life skills

Advocacy information and alternative forms of communication Services that includes alternative formats of communication for people who by reason of their disability are unable to access information provided in the standard format:

Alternative formats of communication – 6.05

Interpreting and translation

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4.7.3 Requirements for new and existing specialist disability providers in Tasmania

Note: These requirements are relevant for trial not transition. The requirements for transition are being finalised with the State.

The NDIA has worked with the Tasmanian Government’s Department of Health and Human Services (DHHS) to implement arrangements to ensure that the existing Tasmanian quality assurance framework, The Quality and Safety Standards Framework for Tasmania’s DHSS Funded Community Sector Organisations, is applied to new and existing providers for the NDIS trial subject to the transition to a nationally consistent risk based quality assurance approach in the longer term. In addition, Tasmania’s existing statutory safeguards for children and young people will continue to operate throughout the trial period.

The DHHS Quality and Safety Standards Framework requires organisations to have systems and processes in place to manage and respond to complaints and use feedback to contribute towards enhancing service delivery.

All NDIS support providers in Tasmania will comply with state regulations regarding pre-employment screening including National Criminal Checks.

Details of the specific arrangements for new and existing providers in Tasmania are below.

4.7.3.1 Requirements for new specialist disability providers in Tasmania

“New” community sector service providers are those who are:

not currently funded by DHHS; or currently funded by DHHS, but who are seeking to deliver substantially different

services from what they were originally contracted to provide (i.e. currently providing Population Health programs and they now wish to provide Disability Services).

In preparing to register with the NDIA new providers are advised to review the NDIA’s Provider Registration: Guide to suitability requirements. Some support categories listed in the guide require providers:

to be registered, approved or compliant with the requirements for registration or approval as a specialist disability service, community care or Home and Community Care provider with the Australian, State or Territory government in the state or territory in which supports will be provided; and

to have a quality assurance / management system in compliance with the relevant Australian, State or Territory government requirements for specialist

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disability, community care or Home and Community Care providers in the state or territory in which supports will be provided.

All new community sector service providers seeking to operate within Tasmania must complete a ‘due diligence assessment’ before they

are authorised to deliver services funded by the DHHS; and/or register with the National Disability Insurance Agency (NDIA), prior to 2019.

A completed due diligence assessment by DHHS is required before NDIA can register providers for the following registration groups:

Assistance with daily personal activities; Assistance with daily life tasks in a group or shared living arrangement; Participation in community, social and civic activities; Assistance to integrate into school or other educational program; Assistance to access and maintain employment; Development of daily living and life skills; Accommodation/Tenancy assistance; Development of daily living and life skills; Training for independence in travel and transport; Management of funding for supports in a participant's plan*; and Assistance in coordinating or managing life stages, transitions and supports.

*There are exemptions for this registration group for some Commonwealth Funded Service Providers.

New providers requesting registration to provide any ‘disability specific’ registration groups listed above must lodge an Application Form for the Registration of Providers with the NDIA in accordance with the NDIA’s Provider Registration procedures. Upon receipt of the registration form, the NDIA will refer the request to the DHHS for consideration, if appropriate. The DHHS may then contact the provider to complete relevant Quality and Safety and Due Diligence checks. DHHS will subsequently advise the NDIA and the Provider of the outcome of these checks and the NDIA will complete the NDIA’s Provider Registration process accordingly.

Following registration new providers of specialist disability supports in Tasmania will be required to:

Comply with Commonwealth and Tasmanian legislation particularly relevant to quality assurance, safety standards and restrictive practices; and

Comply with the Quality and Safety Standards Framework for Tasmania’s DHHS Funded Community Sector.  

4.7.3.2 Requirements for existing DHHS funded disability providers in Tasmania

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Existing DHHS funded providers who have been approved by DHHS to deliver any of the disability specific registration groups listed above are accepted by the NDIA as compliant with DHHS’s Quality and Safety Standards and Due Diligence requirements and can seek NDIA registration without further referral to the DHHS.

Existing DHHS funded providers seeking to deliver substantially different services from what they were originally contracted by DHHS to provide will be referred to DHHS for approval. DHHS may contact the provider to complete further Quality and Safety and Due Diligence checks at their discretion. NDIA will complete the provider registration process for the additional support on receipt of advice from DHHS.

The following flowchart outlines the current processes that DHHS follow when undertaking their Quality and Safety Standards and Due Diligence checks for new providers and existing providers seeking to register additional supports:

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DHHS Provider Registration FlowChart during the NDIS trial in

Tasmania

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4.7.4 Requirements for specialist disability providers in Victoria

Note: These requirements are relevant for transition

A prerequisite to NDIS registration to deliver supports in scope of Victoria’s quality and safeguarding arrangements is achieving and maintaining status as a ‘Victorian approved NDIS provider’. To gain status as a Victorian approved NDIS provider, organisations must demonstrate compliance with Victoria’s quality and safeguarding requirements as set out in this (Victorian) section of the Guide to Suitability. The Victorian Government’s approach to prescribing quality and safeguards requirements for NDIS registration groups is risk-based; and takes account of the context in which support is provided. Obligations for providers will depend on:

providers’ areas of specialisation and the client groups they work with (providers should refer to the heading ‘Applicable quality and safeguards requirements’ below); and

whether the provider is an ‘existing provider’ or a new provider (providers should refer to the headings ‘Arrangements for existing providers’ and ‘Arrangements for new providers’ below).

This section of the Guide should be read in conjunction with the Victorian Quality and Safeguards Working Arrangements for Transition (Victorian Working Arrangements) which sets out the quality and safeguarding arrangements for transition to the NDIS in Victoria. Part 3 and Part 4 of the Victorian Working Arrangements set out the requirements and processes for providers to register under the National Disability Insurance Scheme Act 2013 (NDIS Act).

Registered NDIS providers operating in Victoria during transition to the NDIS must comply with Victorian policy requirements with respect to quality and safeguards. Providers should also be aware of their additional obligations under Victorian and Commonwealth legislation

4.7.4.1 Which quality and safeguards requirements apply?

The below section entitled ‘Victoria’s quality and safeguarding requirements (by provider type)’ sets out the requirements for providers depending on the type of supports in which they specialise. Providers that are unsure of the category into which they fall will be advised of the requirements that will be applicable to them by the Victorian NDIS triage unit on application for Victorian approved NDIS provider status.

Table 1 lists the NDIS registration groups that are in scope of the Victorian requirements.

Table 2 sets out the mandatory quality and safeguards requirements for all Victorian approved NDIS providers.

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In addition to Table 1, there are mandatory requirements specific to particular services. Providers may need to comply with one or more of the following tables below for these services.

Table 3 sets out requirements for NDIS registered providers delivering services specifically for the support of persons with a disability (within the meaning of the Disability Act 2006 (Vic)).

Table 4 sets out requirements for NDIS registered providers delivering psychosocial supports provided only to people with a mental illness (as defined by the Mental Health Act 2014 (Vic)).

Table 5 sets out requirements for providers delivering early childhood supports (0-6 years).

Table 6 sets out requirements for existing Home and Community Care providers.

4.7.4.2 Arrangements for existing providers

An ‘existing provider’ means a provider that, as at 30 June 2016, was registered under the Disability Act 2006 and/or had a current Service Agreement with a Victorian Government Department (for the provision of services transitioning to the NDIS).

Existing providers are deemed to have already achieved Victorian approved NDIS provider status and will not have to undergo an additional review process in order to become a Victorian approved NDIS Provider.

Where an existing provider wishes deliver supports during transition that it did not deliver as at 30 June 2016, it may -at the sole discretion of the relevant Victorian Government Department – be required to undergo further quality assurance processes in order to demonstrate its ability to deliver the new supports in accordance with Victorian quality and safeguards standards.

The following ‘streamlined’ NDIS registration process applies to existing providers:

When an existing provider applies to the National Disability Insurance Agency (NDIA) to become a registered NDIS provider, the NDIA will notify the Victorian Government of that application;

At the NDIA’s request, the Victorian Government will confirm the provider’s status as a Victorian approved NDIS provider. The Victorian Government will also advise the NDIA as to which NDIS registration group(s) the provider has pre-approval for (based on the services it delivered under its service agreement with a Victorian Government Department and/or registration under the Disability Act 2006 as at 30 June 2016); and

If the Victorian Government confirms to the NDIA that the provider is in fact an existing provider, the NDIA will notify the provider directly of that confirmation and of the NDIA’s decision as to whether to register the provider under the NDIS Act 2013.

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Existing providers will be monitored for ongoing compliance with the jurisdictional requirements set out in this Guide by the Victorian Government. The Victorian Government reserves the right to refuse or revoke an existing provider’s status as a Victorian approved NDIS provider where it has concerns about the capacity of the provider to comply with Victoria’s quality and safeguarding requirements.

4.7.4.3 Existing providers of Home and Community Care (HACC) services

Existing providers of HACC services will continue to be subject to the terms and conditions of their service agreement with the Department of Health and Human Services during transition to the NDIS.

Table 6: Requirements for existing Home and Community Care providers will apply to these providers.

Where an existing provider of HACC services wishes to deliver supports during transition that it did not deliver as at 30 June 2016, it may –at the sole discretion of the relevant Victorian Government Department- be required to undergo further quality assurance processes in order to demonstrate its ability to deliver the new supports in accordance with the Victorian quality and safeguards standards.

If an existing provider of HACC services ceases to have a service agreement with the Department of Health and Human Services but continues to deliver the same services funded by the NDIS the provider will be required to demonstrate that it meets the requirements set out in Table 2: Requirements for all Victorian approved NDIS providers and Table 6: Requirements for existing providers of HACC services in order to retain their NDIS registration. Providers may also be required to undertake independent review against the Home and Community Care standards (at their own expense).

4.7.4.4 Arrangements for new providers

This section applies to any registered NDIS provider operating in Victoria during transition that is not an ‘existing provider’ (as defined above).

Such providers wishing to register for in-scope NDIS registration groups must submit evidence to the NDIA that they have achieved status as a Victorian approved NDIS provider.

Victorian approved NDIS providers will be monitored for ongoing compliance with the requirements set out in this Guide. The Victorian Government reserves the right to refuse or revoke a new provider’s status as a Victorian approved NDIS provider where it has concerns about the capacity of the provider to comply with Victoria’s quality and safeguarding requirements.

4.7.4.5 Removal of ‘Victorian Approved NDIS Provider’ status

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A provider’s status as a Victorian approved NDIS provider may be removed if the Victorian Government determines that the provider has not maintained compliance with all Victorian quality and safeguarding requirements relevant to the supports being delivered by the provider.

A provider delivering supports that are covered by the Disability Act 2006 will lose its status as a Victorian approved NDIS provider if its registration as a ‘disability service provider’ under the Disability Act 2006 is revoked. The process for revocation of a disability service provider’s registration under the Disability Act 2006 is set out in Part 4 of the Disability Act 2006.

A provider delivering other in-scope supports will lose its status as a Victorian approved NDIS Provider if the provider does not comply with the requirements set out in this Guide and poses an unreasonable risk to NDIS participants. The process for removal of Victorian approved NDIS provider status for such providers is as follows:

o The Victorian Government will notify the Victorian approved NDIS provider in writing of its intention to remove Victorian approved NDIS provider status. The notice will specify the decision, the reasons for the decision and the implications of the proposed decision (ie: that the NDIA may revoke the providers NDIS registration based on the loss of Victorian approved NDIS provider status). The provider will be given at least 14 days to provide a written response to the notice.

o Any response by the provider as to why the provider’s Victorian approved NDIS provider status should not be removed will be taken into consideration by the Victorian government in making its decision.

o The Victorian Government will notify the NDIA of its decision to remove Victorian approved NDIS provider status prior to the decision taking effect.

A provider that has lost Victorian approved NDIS provider status poses an unreasonable risk to NDIS participants and loss of Victorian approved NDIS provider status will therefore trigger the revocation of the provider’s NDIS registration in accordance with the NDIS Act 2013 and the NDIS (Registered Providers of Supports) Rules 2013 and the NDIA’s Terms of Business.

The NDIA may revoke a provider’s NDIS registration in part, if the provider is registered to provide supports in scope of Victoria's quality and safeguards requirements, along with other NDIS funded supports that are not in scope. The NDIA may also initiate the NDIA deregistration of a provider (in consultation with the Victorian Government) where the NDIA determines a provider poses an unreasonable risk to participants or has breached the NDIA Terms of Business.

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4.7.4.6 Victoria’s quality and safeguarding requirements by provider type

The requirements listed in Tables 1 to 6 in this section of the Guide will be regularly reviewed and updated and relevant policies may also be updated from time to time. All Victorian approved NDIS providers are responsible for regularly checking that they are up to date with any changes to the requirements in this Guide.

All references to ‘funded organisations’ in the policy documents listed in Tables 1 to 6 in the Victorian section of this Guide are to be read as references to Victorian approved NDIS providers.

4.7.4.7 Requirements for disability service providers

The requirements in this Section apply to providers specialising in services specifically for the support of persons with a disability within the meaning of the Disability Act 2006 (not including psychosocial or early childhood intervention supports) and registering (or registered) by the NDIA to provide supports in any of the following NDIS registration groups:

Plan Management

Assist-Life Stage Transition

Specialised support coordination

Daily Tasks/shared Living

Daily personal Activities

High intensity Daily Personal Activities

Specialised Positive Behaviour Support

Development of Life Skills

Participation in the Community

Group and Centre based Activities

Specialist Disability Accommodation1

Disability service providers delivering NDIS funded services under the registration groups above must comply with requirements listed in:Table 2: Requirements for all Victorian approved NDIS providers; and Table 3: Requirements for disability service providers

1 Quality and safeguards arrangements for the NDIS registration group ‘Specialist Disability Accommodation’ are under development and will be confirmed once finalised with the NDIA.

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The Victorian Government will monitor Victorian approved NDIS providers’ ongoing compliance with the requirements set out in this Guide, and in line with the Funded Organisation Performance Monitoring Framework.

4.7.4.8 Requirements for providers of early childhood intervention supports

The requirements in this Section apply to providers registering or registered to provide the NDIS registration group:

Early Childhood supports.

Providers delivering NDIS funded services under the registration group above must comply with the requirements listed in:Table 2: Requirements for all Victorian approved NDIS providers; and Table 5: Requirements for providers of early childhood supports (0-6 years).

The Victorian Government will monitor Victorian approved NDIS providers ongoing compliance with the requirements set out in this Guide, and in line with the Funded Organisation Performance Monitoring Framework.

4.7.4.9 Requirements for existing providers of HACC servicesThe requirements in this Section apply to existing HACC providers registering or registered to provide the following NDIS registration groups:

Assist-Life Stage Transition

Specialised support coordination

Daily personal Activities

High intensity daily personal activities

Development of Life Skills

Participation in the Community

Group and Centre based Activities

Providers delivering NDIS funded services under the registration group above must comply with the requirements listed in:Table 2: Requirements for all Victorian approved NDIS providers; and Table 6: Requirements for existing providers of HACC services

The Victorian Government will monitor Victorian approved NDIS providers’ ongoing compliance with the requirements set out in this Guide, and in line with the Funded Organisation Performance Monitoring Framework.

Providers are subject to a single review process against the Home Care Standards conducted by Australian Aged Care Quality Agency (AACQA).

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4.7.4.10 Table 1: NDIS registration groups that are in scope of Victorian requirements

National Disability Insurance Agency list of registration groupsStatus as a Victorian Approved NDIS provider Required?

Plan Management Yes

Accommodation/Tenancy No

Assist-Life Stage, Transition Yes

Specialised support co-ordination Yes

Assist Access/Maintain Employment or Higher Education No

Daily Tasks/Shared Living Yes

Daily Personal Activities Yes

High Intensity Daily Personal Activities Yes

Assist-Travel/Transport No

Assistive Equip-Recreation No

Hearing Equipment No

Assistive Prod-Household Task No

Assist Prod Pers Care/Safety No

Vision Equipment No

Hearing Services No

Specialised Hearing Services No

Specialised Positive Behaviour Support Yes

Comms & Info Equipment No

Community Nursing Care No

Development-Life Skills Yes

Early Childhood Supports Yes

Home Modification No

Household Tasks No

Interpret/Translate No

Participate Community Yes

Group and Centre Based Activities Yes

Personal Mobility Equipment No

Customised Prosthetics No

Exercise Physiology & Personal Training No

Therapeutic Supports No

SDA Yes

Specialised Driver Training No

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Specialised Supported Employment No

Vehicle modifications No

4.7.4.11 Table 2: Requirements for all Victorian approved NDIS providers

Compliance with the requirements in Table 2 is mandatory for all Vic approved NDIS providers.

Legislation policies and guidelines LocationVictorian approved NDIS providers must ensure that services are provided in compliance with all applicable Victorian and Australian Laws. This may include, but is not limited to: Disability Act 2006 (Vic) Mental Health Act 2014 (Vic) Children, Youth and Families Act 2005

(Vic) Charter of Human Rights and

Responsibilities Act 2006 (Vic) Privacy and Data Protection Act 2014

(Vic) Health Records Act 2001 (Vic) Public Records Act 1973 (Vic), including

applicable standards established by the Keeper of Public Records (Public Record Office Victoria)

Associations Incorporation Reform Act 2012 (Vic)

The Australian Consumer Law (Cth) Corporations Act 2001 (Cth) National Disability Insurance

Scheme Act 2013 (Cth)

Victorian Statute Book

http://www.legislation.vic.gov.au/

Victorian Charter of Human Rights and Responsibilities –[ policies and guidelines supporting implementation of the Act]

http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.9-victorian-charter-of-human-rights-and-responsibilities

Carers Recognition Act http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.23-carers-recognition-act

Privacy, data protection and protected http://www.dhs.vic.gov.au/facs/bdb/

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disclosures fmu/service-agreement/3.-terms-and-conditions/3.17-privacy-data-protection-and-protected-disclosures

Funded Organisation Performance Monitoring framework.

http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.10-funded-organisation-performance-monitoring-framework

Recordkeeping obligations detailed in the Service Agreement Information Kit of Funded Organisations (3.6.2).

http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/3.-terms-and-conditions/3.6-recordkeeping/3.6.2-recordkeeping

Assignment and subcontracting http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/3.-terms-and-conditions/3.10-assignment-and-subcontracting

Fire risk management guidelines http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.1-fire-risk-management

4.7.4.12 Table 3: Requirements for disability service providers

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Legislation, Standards, policies and guidelines

Location

Registration under the Disability Act 2006 (Vic)Disability service providers must obtain registration under the Disability Act 2006 as a pre-requisite for NDIS registration. Providers must apply for registration on the approved form; and complete a self-assessment against the gazetted Victorian Department of Human Services Standards Providers must attain accreditation, at the provider’s own expense, against the Human Services Standards with an independent review body within 12 months of registration under the Disability Act 2006 and are subject to independent review once in every three-year period. Independent review must be undertaken at the provider’s own expense by an independent review body that is endorsed by the Victorian Government. Providers must operate in accordance with the Disability Act 2006 including obligations with respect to complaints, Community Visitors and restrictive interventions. Where a disability service provider has its registration under the Disability Act 2006 revoked for any reason this will also mean loss of status as a Victorian approved NDIS provider for services in scope of the Act.

The process for registration under the Disability Act 2006 is set out in:Policy, procedures and forms for the registration of disability service providers registered/registering with the National Disability Insurance Agency (Registration Policy) Information on the Human Services Standards and the process for self-assessment is set out in:Human Services Standards policyThere is a list of review bodies endorsed by the Victorian Government to accredit and assess compliance against the Human Services Standards.http://www.dhs.vic.gov.au/for-service-providers/disability/service-quality-and-improvement/disability-act-2006-for-service-providerSenior Practitioner-Disability- Resources and guideshttp://www.dhs.vic.gov.au/for-service-providers/disability/service-quality-and-improvement/disability-act-2006-for-service-provider/Restrictive-interventions-and-compulsory-treatment/related-resources-holder8/restrictive-intervention-data-system-ebehaviour-support-plan

Policy, procedures and forms for the registration of disability service providers registered/registering with the National Disability Insurance

http://www.dhs.vic.gov.au/about-the-department/documents-and-resources/policies,-guidelines-and-legislation/national-disability-insurance-agency-disability-service-

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Agency(Registration Policy)

providers

Human Services Standards policy http://www.dhs.vic.gov.au/about-the-department/documents-and-resources/policies,-guidelines-and-legislation/human-services-standards

Critical incident management and reporting

http://www.dhs.vic.gov.au/funded-agency-channel/about-service-agreements/incident-reporting/human-services

Staff Safety screening http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.6-safety-screening-for-funded-organisations

Emergency preparedness policy http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.19-emergency-preparedness-policy-for-clients-and-services

Complaints management policy http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.5-complaints-management

Vulnerable people in emergencies http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.18-vulnerable-people-in-emergencies

4.7.4.13

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4.7.4.14 Table 4: Requirements for providers of psychosocial supports

Legislation, Standards, policies and guidelines

Location

New providers wishing to register to provide in-scope NDIS registration groups to persons with mental illness (as defined in the Mental Health Act 2014) will be required to obtain accreditation against the National Standards for Mental Health Services. Providers must be assessed and reviewed against the Standards by an independent accreditation body within 12 months of NDIS registration.An independent accreditation body is one that is recognised by either the International Society for Quality Health Care or the Joint Accreditation System of Australia and New Zealand, and at the providers’ own expense.Existing providers are encouraged to implement the National Standards for Mental Health Services 2010, however this is not mandatory. Existing providers may choose to be assessed and reviewed against standards, at their own expense and discretion, by an independent review body.

http://www.health.gov.au/internet/main/publishing.nsf/content/mental-pubs-n-servst10

Comply with obligations for mental health service providers under the Mental Health Act 2014, including the requirement to have regard to the principles in the Act, obligations in regard to reportable deaths, to establish procedures for managing and resolving complaints report to the Mental Health Complaints Commission on the number and outcomes of complaints received.

https://www2.health.vic.gov.au/mental-health/practice-and-service-quality/mental-health-act-201

Critical incident reporting policy and instruction (Health)

http://www.dhs.vic.gov.au/funded-agency-channel/about-service-agreements/incident-reporting

Responding to Allegations of physical or sexual assault

http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.4-responding-to-allegations-of-physical-or-sexual-assault

Emergency preparedness policy http://www.dhs.vic.gov.au/facs/bdb/fmu/

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service-agreement/4.departmental-policies-procedures-and-initiatives/4.19-emergency-preparedness-policy-for-clients-and-services

Victorian Framework for Recovery-Oriented Practice (Victorian Department of Health, 2011)

http://dosc.health.vic.gov.au/docs/doc/Framework-for-Recovery-orientated-Practice

Mental Health Statement of Rights and Responsibilities (2012), Australian Health Ministers Advisory Council (Commonwealth of Australia 2012)

http://www.health.gov.au/internet/main/publishing.nsf/Content/mental-pubs-m-rights2

Victorian Quality Improvement Framework for Health Care 2013-2022 (Victorian Department of Health)

http://www.health.vic.gov.au/divisions/chi/framework-healthcare.htm

Cultural responsiveness framework: guidelines for Victorian Health Services 2010-2013 or update version (Victorian Department of Health 2009)

http://docs.health.gov.au/docs/doc/Cultural-responsiveness-framework-Guidelines-for-Victorian-health -services

Vulnerable people in emergencies http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.18-vulnerable-people-in-emergencies

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4.7.4.15 Table 5: Requirements for providers of early childhood supports (0-6 years)

Legislation, Standards, policies and guidelines

Location

Providers wishing to register to provide the registration group Early Childhood Supports are required to complete a self-assessment against the Early Childhood Standards 2016 (ECI Standards) with an independent review body endorsed by the Victorian Government, at the providers’ own expense.

NDIS providers of early childhood supports are required to undertake a review of their compliance with the Victorian Early Childhood Intervention Standards 2016 within 18 months of NDIS registration.

The process for providers to complete self-assessment against the Early Childhood Intervention Standards is set out in:

Procedures and Forms for Early Childhood Intervention Standards for Service Providers Operating Under the National Disability Insurance Scheme (being drafted – will link)

There is a list of review bodies endorsed by the Victorian Government.

Providers must comply with any performance standards made under the Education and Care Service National Law Act 2010 (Vic) where relevant to provider operating model.

Providers must comply with the Child Safe Standards

http://www.dhs.vic.gov.au/about-the-department/documents-and-resources/policies,-guidelines-and-legislation/child-safe-standards

Quality of service delivery http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/3.-terms-and-conditions/3.3-service-delivery/3.3.1-quality-of-service-delivery

Responding to Allegations of physical or sexual assault

http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.4-responding-to-allegations-of-physical-or-sexual-assault

Staff Safety screening http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.6-safety-screening-for-funded-organisations

Conducting research in early childhood settings and schools

http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.20-conducting-research-in-early-childhood-settings-and-schools

Complaints management (as amended from http://www.education.vic.gov.au/about/

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time to time) contact/Pages/complainecother.aspxIncident Reporting Guidance for ECIS Providers (as amended from time to time)

[Under development]

EC Programs and Services Guide (as amended from time to time)

http://www.education.vic.gov.au/childhood/providers/funding/Pages/devgroupprogguide.aspx

ECIS Guide (as amended from time to time) http://www.education.vic.gov.au/childhood/providers/needs/Pages/ecispublications.aspx

Procedures and Forms for Early Childhood Intervention Standards for Service Providers Operating Under the National Disability Insurance Scheme (as amended from time to time)

[Under development]

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4.7.4.16 Table 6: Requirements for existing HACC providers

Legislation, Standards, policies and guidelines

Location

Providers of HACC services must comply with and be reviewed against the Home Care Common Standards Providers are subject to a single review process against the Home Care Standards conducted by Australian Aged Care Quality Agency (AACQA).

https://www.aacqa.gov.au/for-providers/home-care

Responding to Allegations of physical or sexual assault

http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.4-responding-to-allegations-of-physical-or-sexual-assault

Critical incident management instruction (health)

http://www.dhs.vic.gov.au/funded-agency-channel/about-service-agreements/incident-reporting

Staff Safety screening http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.6-safety-screening-for-funded-organisations

Emergency preparedness policy http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.19-emergency-preparedness-policy-for-clients-and-services

Complaints management policy http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.5-complaints-management

Occupational health and Safety http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.7-occupational-health-and-safety

Workcover http://www.dhs.vic.gov.au/facs/bdb/fmu/service-agreement/4.departmental-policies-procedures-and-initiatives/4.8-workcover

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4.7.5 Requirements for new specialist disability providers in ACT

Note: These requirements are relevant for trial not transition. The requirements for transition are being finalised with the State.

The National Disability Insurance Agency (NDIA) has worked with the ACT Government to ensure that the existing quality assurance standards and safeguards in the ACT are available to NDIS participants in the trial.

To ensure that NDIS participants have access to disability support providers who meet the existing ACT quality standards and have access to existing safeguards there are additional requirements for providers who intend to offer disability supports that require the following:

registered, approved or compliant with the requirements for registration or approval as a specialist disability service, community care or Home and Community Care provider with Australian, State or Territory government in the State or Territory in which supports will be provided; and

quality assurance / management system in compliance with relevant Australian, State or Territory government requirements for specialist disability, community care or Home and Community Care providers in the State or Territory in which supports will be provided.

Existing safeguards as currently applied through contracts with the ACT Government will continue to operate within the ACT through trial implementation, for all specialist disability service providers through amendment to the Disability Services Act 1991. The ACT government is undertaking legislative amendment to ensure that current quality assurance and safeguarding obligations contained in contracts are able to transition into the NDIS trial environment. The legislative amendment raises obligations for providers into a legal framework as the Government progressively phases out contracts through the transition to the NDIS

Through the trial, new providers will be required to register with the NDIS and:

Comply with Commonwealth and ACT legislation particularly relevant to quality assurance, safety standards and restrictive practices;

New service providers must comply with the existing Quality and Safeguards Framework for the ACT. The monitoring of compliance against the Standards Framework for new providers during trial will be the responsibility of the ACT Government;

Ensure Staff and volunteers have undergone a Working With Vulnerable People Check (WWVPC) and registration in order to be engaged in the role by the end of 2014; and

Have a written Child Protection policy detailing:o Voluntary and Mandatory reporting requirements; and

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o Training available to help staff for the purposes of the Act; and avenues of assistance that staff can access to help them to comply with the Act.

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4.7.6 Requirements for new specialist disability providers in New South Wales

Note: These requirements are relevant for trial and transition.

The National Disability Insurance Agency (NDIA) has worked with the New South Wales Government to ensure that the existing quality assurance standards and safeguards in New South Wales are available to NDIS participants in transition

4.7.6.1 Registering to provide NDIS Services in NSW

In order to become a registered provider under the National Disability Insurance Scheme (NDIS) during the transition period, a provider must submit an application form to the National Disability Insurance Agency (NDIA). This application form, along with further information on the registration process, can be found at on the provider registration page http://www.ndis.gov.au/providers/registering-provider

Where you are applying to provide NDIS services in NSW that are classed as ‘specialist disability supports’, you will need to meet the NSW Disability Services Standards http://www.adhc.nsw.gov.au/sp/quality/standards_in_action

All providers will need to also ensure they read the New South Wales Transitional Quality Assurance and Safeguards Working Arrangements (Transitional Working Arrangements). Compliance with the Transitional Working Arrangements will be a condition of your ongoing registration to provide NDIS services.

4.7.6.2 Registration of existing NSW funded service providers

Providers operating under an existing funding arrangement with the NSW Government - NSW Department of Family and Community Services, Ageing, Disability and Home Care (ADHC) will be automatically recognised by the NDIA, providing they have completed the NDIA’s registration process. The registration process includes:

completing the application form signing a declaration of suitability agreeing to the terms of business.

Further information can be found on the [hyperlink: provider registration page].

The NDIA and the NSW Government are working together to ensure that all existing service providers are registered as quickly as possible. Initially, providers will be registered to provide their current services (as specified in the relevant funded service agreements).

4.7.6.3 Expanding range of service provision

Existing ADHC funded service providers who wish to expand the range of services they offer should apply directly to the NDIA for registration of additional registration groups.

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If the additional registration groups are ‘specialist disability supports’ as identified below, providers will be required to provide a statement of commitment, which can be downloaded from the NDIS website.

A statement of commitment is an assurance by an organisation that they will include any new specialist disability supports in time for the next scheduled third party verification audit, if this takes place before 30 June 2018.

Existing ADHC funded services providers seeking to register for ‘assistance with daily living in a shared or group living arrangement’, may need to undertake additional quality and safeguard checks. Additional information will be provided on this in tandem with the release of information relating to registering for supported disability accommodation.

4.7.6.4 Registration of new providers

Providers that are not currently operating under a funded service agreement, but wish to provide specialist disability supports in NSW, will need to provide evidence of third party verification (TPV) against the NSW Disability Services Standards (or comparable standards – see below).

The NSW Government and the NDIA take quality assurance and safeguards very seriously, and regard compliance with the NSW Disability Service Standards as essential to protect and promote the interests of NDIS participants.

The NDIA will not register specialist disability support providers until evidence that TPV has been undertaken is uploaded to the NDIS Provider Portal.

4.7.6.5 What are comparable standards?

Comparable standards include National Standards for Disability Services, Attendant Care Industry Standards, Home Care Standards, Victorian Department of Human Services Standards and the Queensland Human Services Quality Framework.

The ADHC Systems Recognition Tool may assist providers to understand the extent to which their existing accreditations and systems meet the NSW Disability Service Standards http://www.adhc.nsw.gov.au/sp/quality/adhc_systems_recognition_tool].

Third party verifiers (for new and comparable TPVs) must be accredited either by the Joint Accreditation System of Australia and New Zealand (JAS-ANZ) or International Society for Quality in Health Care (ISQua).

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Appendix 1: Requirements for providers of disability supports

Existing ADHC funded and new providers of specialist disability supports as identified at Appendix 2 Part B must provide services that comply with:

The Disability Inclusion Act 2014 (NSW) and Disability Inclusion Regulation 2014 (NSW),

All other relevant laws of NSW and Australia, Applicable codes of conduct, professional standards or quality assurance

standards, and NSW Disability Services Standards (NSW DSS) or relevant comparable

standards. Comparable standards include National Standards for Disability Services, Attendant Care Industry Standards, Home Care Standards, Victorian Department of Human Services Standards and Queensland Human Services Quality Framework.

4.7.6.6 Performance

Policy Quality Policy for ADHC funded servicesBrief description NSW Quality Framework for Disability Services is built on the

National Quality Framework for Disability Services in Australia and based on the NSW DSS, which align with the proposed revised National Standards for Disability Services.All providers must:

Comply with the ADHC Quality Framework Policy, Have a quality management system in place, and Have their compliance with the NSW DSS verified through

an independent third party.Who the policy applies to

Existing ADHC funded providers and new disability support providers

URL http://www.adhc.nsw.gov.au/__data/assets/file/0011/256835/Quality_Policy_for_ADHC_funded_services.pdf

Guidelines NSW Disability Services Standards and Standards in Action Manual

Brief description The NSW DSS form the basis of ADHC's quality requirements and have been updated to reflect contemporary practices that place people with disability at the centre of decision making and choice about their supports and services. The NSW DSS have been streamlined and align to the proposed revised National Standards for Disability Services.Where an organisation has attained third party verification against the NSW DSS, they will be deemed to meet the requirements of the proposed revised National Standards for Disability Services.

Who the guidelines apply to

Existing ADHC funded providers and new disability support providers

URL http://www.adhc.nsw.gov.au/sp/quality/standards_in_action

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4.7.6.7 Governance

Policy Governance policy for FACS funded disability service providers

Brief description Outlines the governance requirements appropriate to the size of an organisation to ensure sustainability, viability, efficiency and productivity

Who the policy applies to

Existing ADHC funded providers and new disability support providers

URL http://www.adhc.nsw.gov.au/__data/assets/file/0009/256833/Governance-policy-for-FACS-funded-disability-service-providers.pdf

Policy Sub-contracting and brokerage policy for FACS funded disability service providers

Brief description Outlines requirements for commissioning third party providers through sub-contracting and brokerage, including:

Definitions of ‘brokerage’ and sub-contracting’, Requirements for commissioning third part providers, and Mechanisms that funded disability service providers should

use to adequately manage those arrangements in the context of their own obligations.

Who the policy applies to

Existing ADHC funded providers and new disability support providers

URL http://www.adhc.nsw.gov.au/__data/assets/file/0004/256837/Sub-contracting-and-brokerage-policy-for-FACS-funded-disability-service-providers.pdf

4.7.6.8 School Education

Policy School supportsBrief description All NDIA registered providers must comply with any applicable

policy and guideline as advised by the relevant school, including preschool, about the provision of support to a student while at school. NSW Public Schools has developed a framework for principals to guide their interactions with external service providers, including those funded through the NDIS

Who the policy applies to

Existing ADHC funded providers and new disability support providers

URL Relevant NSW Public School or preschool principal to advise existing ADHC funded providers and new disability support providers.

4.7.6.9

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4.7.6.10 Probity in Employment

Policy Probity in Employment Policy for FACS funded disability service providers

Brief description Designed to promote a strong culture of probity in employment of persons (paid or unpaid) involved in delivering services and supports to people with disability.

Confirms the major obligations under the Disability Inclusion Act 2014:

o To ensure that appropriate probity checking is carried out on individuals involved in the provision of disability supports and services,

o A prohibition on the employment or engagement of individuals who have been convicted of certain offences,

o A requirement to repeat criminal records checks every four years.

Provides additional guidance and information on probity checking.

Who the policy applies to

Existing ADHC funded providers and new disability support providers

URL http://www.adhc.nsw.gov.au/__data/assets/file/002 0 /241355/Probity-in- Employment-Policy-for-FACS-funded-disability-service-providers.pdf

4.7.6.11 Disability Reportable Incidents Scheme

Guidelines Disability Reportable Incidents SchemeBrief description Service providers of disability supported group accommodation

and centre based respite are required to notify the NSW Ombudsman of ‘reportable incidents’ involving people with disability. Service providers must report the following incidents to the NSW Ombudsman:1. Employee to client incidents of sexual assault, sexual

misconduct, assault, fraud, ill-treatment or neglect,2. Client to client incidents of sexual, physical assault (causing

serious injury or involving the use of a weapon), or that forms a pattern of abuse,

3. Contravention of an AVO taken out to protect a person with disability,

4. Unexplained serious injury of a person with disability.Notification forms and fact sheets are available on the NSW Ombudsman website.

Who the guidelines apply to

Existing ADHC funded providers and new disability support providers

URL http://www.ombo.nsw.gov.au/what-we-do/our-work/community-and-disability-services / part-3c-reportable-incidents

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4.7.6.12 Death

Legislation Community Services (Complaints, Reviews and Monitoring) Act 1993 Part 6 - Reviewable Deaths

Brief description Service providers must report information about the deaths of children and adults with disability who, at the time of their death, were living in, or temporarily absent from, residential care provided by a service provider, or an assisted boarding house, to the NSW Ombudsman.

Who the legislation applies to

Existing ADHC funded residential care providers and new disability support residential care providers

URL https://www.ombo.nsw.gov.au/what-we-do/our-work/community-and-disability-services/reviewable - deaths

Policy Death ProceduresBrief description The ADHC Death Procedures embody the principles of legal and

human rights found in the NSW DSS, the commitment to delivery culturally responsive services to Aboriginal and Torres Strait Islander people under the Aboriginal Policy Statement and the person centred guiding principles of the ADHC Health and Wellbeing Policy. They provide direction to support workers in the event of a person becoming unresponsive, or if an unresponsive or deceased person is found.

Who the policy applies to

These procedures are mandatory for ADHC operated accommodation support services, including centre-based respite services and other support services, unless otherwise stated.Some sections are mandatory for ADHC funded non-government support services and assisted boarding houses.

URL http://www.adhc.nsw.gov.au/__data/assets/file/0005/373271/Death_Procedures.pdf

4.7.6.13 Work Health and Safety

Legislation Work Health and Safety Act 2011, Work Health and Safety Regulation 2011

Brief description A 'person conducting a business or undertaking' (PCBU) is a legal term under WHS laws for individual. As a PCBU you must meet your obligations, so far as is reasonably practicable, to ensure the health and safety of workers and other people like visitors and volunteers, and businesses or organisations that are conducting business.

Who the legislation applies to

Existing ADHC funded providers and new disability support providers.Participants/carers who are considered a PCBU.

URL https://www.workcover.nsw.gov.au/law-and-policy/employer-and-business-obligations/definitions-of-pcbus-and-workers

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4.1.1.1 Workers Compensation

Legislation Workers Compensation Act 1987, Workplace Injury Management and Workers Compensation Act 1998, Workers Compensation Regulation 2010

Policy Workers compensation insurance policyBrief description All employers in NSW (except exempt employers) are required to

have a workers compensation insurance policy. Exempt employers are employers who pay $7,500 or less in annual wages, who do not employ an apprentice or trainee, or are part of a group for premium purposes.

Who the policy applies to

Existing ADHC funded providers and new disability support providers. Participants/carers who are employers.

URL http://www.workcover.nsw.gov.au/insurance/workers-compensation-insurance-for-your-business

Policy Notification of workplace incidents and injuriesBrief description All employers and workers have specific obligations to report

workplace incidents and injuries.Who the policy applies to

Existing ADHC funded providers and new disability support providers. Participants/carers who are employers.

URL http://www.workcover.nsw.gov.au/workers-compensation-claims/report-an-incident-or-injury/notifying-and-recording-an-incident-or-injury

Policy Injury management programsBrief Description Under section 43(5) of the Workplace Injury Management and

Workers Compensation Act 1998 an employer must comply with obligations imposed by insurer’s injury management program i.e. the insurer’s written strategy for managing workplace injuries This requirement does not apply where the employer is a self-insurer.

Who the Policy Applies To

Existing ADHC funded providers and new disability support providers. Participants/carers who are employers.

URL http://www.legislation.nsw.gov.au/maintop/view/inforce/act+86+1998+cd+0+N

Policy Employer’s injury management plan obligationsBrief Description Under section 46 of the Workplace Injury Management and

Workers Compensation Act 1998 an employer must participate and cooperate in establishment of an injury management plan, and comply with obligations imposed under that plan. This requirement does not apply where the employer is a self-insurer.

Who the Policy Applies To

Existing ADHC funded providers and new disability support providers. Participants/carers who are employers.

URL http://www.legislation.nsw.gov.au/maintop/view/inforce/act+86+1998+cd+0+N

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Policy Suitable employmentBrief Description Suitable employment needs to be provided by the employer when

a worker is unable to immediately return to their normal duties after an injury.Under section 49 of the Workplace Injury Management and Workers Compensation Act 1998 employers are required to provide suitable employment (as defined in section 32A of the Workers Compensation Act 1987) and, as far as reasonably practicable, that is the same as or equivalent to the employment the worker was in at the time of the injury. Suitable employment does not have to be provided if: it is not reasonably practicable to do so the worker voluntarily left employment either, before or

after, the commencement of the incapacity for work the employer terminated the workers employment after

the injury, other than for the reason that the worker was not fit for employment as a result of the injury.

Note: It is an offence to dismiss an injured worker because they are not fit for employment as a result of the injury.

Who the Policy Applies To

Existing ADHC funded providers and new disability support providers. Participants/carers who are employers.

URL http://www.legislation.nsw.gov.au/maintop/view/inforce/act+86+1998+cd+0+Nhttp://www.legislation.nsw.gov.au/maintop/view/inforce/act+70+1987+cd+0+N

Policy Return to work programsBrief Description A return to work program consists of the formal policy and

procedures that an employer must have in place to help injured workers with their recovery and return to the workplace. A return to work program must be developed within 12 months of becoming an employer and be done in consultation with the employer’s workers and any industrial union representing those workers.For a category one employer (an employer with a basic tariff premium exceeding $50 000 per annum, or is self-insured, or is insured by a specialised insurer and employs more than 20 workers) a return to work program must be developed in accordance with the guidelines for workplace return to work programs.A category two employer (any employer who is not a category one employer as described above), can use the standard return to work program prepared by the State Insurance Regulatory Authority.

Who the Policy Applies To

Existing ADHC funded providers and new disability support providers. Participants/carers who are employers.

URL http://www.workcover.nsw.gov.au/__data/assets/pdf_file/0017/18305/guidelines_for_workplace_rtw_programs_2872.pdf

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4.7.6.14 Privacy

Legislation Privacy and Personal Information Protection Act 1998 (NSW)Brief description The legislation applies to NSW public sector agencies. However,

ADHC funded providers (by virtue of their funding agreement with ADHC) and new disability service providers (by virtue of these working arrangements) are also required to comply with the 12 Information Protection Principles.

Who the legislation applies to

Existing ADHC funded providers and new disability support providers

URL http://www.austlii.edu.au/au/legis/nsw/consol_act/papipa1998464Legislation Health Records and Information Privacy Act 2002 (NSW)Brief description Outlines how health information should be managed.

Includes 15 Health Privacy Principles that describe what to do when handling personal health information, including collection, storage, use, disclosure, as well as rights to access health information.

Additional principles relate to identifiers, anonymity, transferrals and linkages.

Who the legislation applies to

Existing ADHC funded providers and new disability support providers

URL http://www.austlii.edu.au/au/legis/nsw/consol_act/hraipa2002370/Legislation Privacy Code of Practice (General) 2003 (NSW)Brief description Allows departure from some privacy principles where an individual

lacks capacityWho the legislation applies to

Existing ADHC funded providers and new disability support providers

URL http://www.austlii.edu.au/au/legis/nsw/consol_reg/pcop2003251/Legislation Health Records and Information Privacy Code of Practice 2005

(NSW)Brief description Allows sharing of information with other service providers in limited

circumstancesWho the legislation applies to

The legislation applies to all health services providers in NSW, which includes providers of disability services or supports. Existing ADHC funded providers and new disability support providers are covered.

URL http://www.austlii.edu.au/au/legis/nsw/consol_reg/hraipcop2005458/

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4.7.6.15 Child Protection

Legislation Children and Young Persons (Care and Protection) Act 1998Brief description Defines certain classes of people who work with children and their

managers as mandatory reporters, who have a statutory obligation to report children who are at risk of significant harm (ROSH) to Community Services Child Protection Helpline on 132 111 when there are reasonable grounds to suspect that a child, or children, are at risk of significant harm from abuse or neglect.

Who the legislation applies to

Existing ADHC funded providers and new disability support providers who provide services to children and young people.

UURL http://www.legislation.nsw.gov.au/#/view/act/1998/157/wholePolicy Child Protection GuidelinesBrief description Designed to assist staff to understand their obligations and

responsibilities when they are concerned that children and young people are at risk of, or are being, neglected or abused, including:

an overview of the main legal compliance issues they need to be familiar with,

the responsibilities when they suspect neglect or abuse, or risk of neglect or abuse,

what action to take when the behaviour of families, carers or staff gives rise to concerns,

links to relevant supporting documents and external resources.

Who the policy applies to

Existing ADHC funded providers and new disability support providers who provide services to children and young people

URL http://www.adhc.nsw.gov.au/__data/assets/file/0019/232732/ADHC_Child_Protection_Guidelines.pdf

Legislation Child Protection (Working with Children) Act 2012 (NSW)Brief description Aims to protect children by:

Not permitting certain persons to engage in child-related work, Requiring persons engaged in child-related work to have

working with children check clearances.Who the legislation applies to

Existing ADHC funded providers and new disability support providers who provide services to children and young people

URL http://www.austlii.edu.au/au/legis/nsw/consol_act/cpwca2012388/s3.htmlPolicy Working with Children CheckBrief description Sole traders and individual employers must verify their Working

With Children Check as part of the NDIA registration process, where they are providing child related supports.

Who the legislation applies to

Sole traders and individual employers

URL Employer's Guide

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Legislation Ombudsman Act 1974 (NSW) - Part 3A Employment-related child protection

Brief description Requires the NSW Ombudsman to keep under scrutiny the systems that government and certain non-government agencies in NSW have for preventing reportable conduct and handling reportable allegations and convictions involving their employees.

‘Designated agencies’ must notify the NSW Ombudsman of all reportable allegations and convictions that arise inside and outside the employee’s work.

‘Other public authorities’ are only required to notify reportable allegations or convictions that arise in the course of the employee’s work.

‘Reportable conduct’ includes sexual offences, misconduct, assault, ill-treatment, neglect and behaviour that cause psychological harm to children.

Who the legislation applies to

Existing ADHC funded providers and new disability support providers who provide child care centres and substitute residential care to children and young people

URL http://www.ombo.nsw.gov.au/what-we-do/our-work/employment-related-child-protection

Guidelines Child Wellbeing and Child Protection - NSW Interagency Guidelines

Brief description Provides information and guidance to all agencies involved in the delivery of child wellbeing and child protections services in NSW.

One of the Keep Them Safe mechanisms that support collaborative practice.

Outlines legislation governing child protection and child wellbeing services in NSW, roles and responsibilities, guidance to child protection reporting and response, prevention and early intervention strategies, guidance to court processes, case management and information exchange.

Who the guidelines apply to

Existing ADHC funded providers and new disability support providers who provide services to children and young people

URL http://www.community.nsw.gov.au/ktsPolicy Out of Home Care Brief description Guides the provision of placements for children and young people

with a disability, by: Defining the types of out-of-home care placements and

supports that are available to children (aged 0-15 years) and young people (aged 16-17 years) with a disability,

Detailing best practice principles to guide the provision of out-of-home care placements,

Providing practice guidelines for the establishment and provision of out-of-home care placements.

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Who the policy applies to

Existing ADHC funded providers and relevant new disability support providers who provide:

Statutory and supported out-of-home care placements Long-term voluntary out-of-home care placements Unplanned, crisis placements

URL http://www.adhc.nsw.gov.au/__data/assets/file/0006/254490/OOHC_Policy_-_Internet.pdf

Policy Voluntary Out of Home CareBrief description NDIS registered providers operating in NSW who wish to provide

VOOHC must register their details with the OCG, and complete the VOOHC Registration and Self-Certification Checklist.

Who the policy applies to

Existing ADHC funded providers and relevant new disability support providers who provide voluntary out of home care, including overnight centre-based respite, host family care, residential placements and camps that provide respite or address challenging behaviour

URL VOOHC Registration, Self-Certification and Monitoring GuideVOOHC Statutory ProceduresVOOHC Register Manual

4.1.1.2 Health

Policy Health and WellbeingBrief Description

The Health and Wellbeing Policy embodies the principles of legal and human rights found in the NSW DSS and the commitment to deliver culturally responsive services to Aboriginal people under the Aboriginal Policy Statement.The Policy defines how people with disability and their families exercise their rights and entitlements, under the Standards and Statement, to make informed decisions about health services, including health promotion opportunities, treatments, therapy and rehabilitation.

Who the Policy Applies To

Existing ADHC operated and funded accommodation support services. ADHC funded non-government accommodation support services may adopt the procedures, or develop their own.

URL http://www.adhc.nsw.gov.au/__data/assets/file/0004/373441/Health-and-Wellbeing-Policy.pdf

Policy Health Planning ProceduresBrief Description

The Health Planning Procedures describe how the person, and support workers, plan, document, implement and review the person’s health and wellbeing needs in consultation with health professionals, and the person responsible or guardian.

Who the Procedures Applies To

The procedures are a requirement for ADHC operated accommodation support services to follow when they are applying the Guiding Principles of the Health and Wellbeing Policy. ADHC funded non-government accommodation support services may adopt the procedures, or develop their own.

URL http://www.adhc.nsw.gov.au/__data/assets/file/0009/373446/Health-Planning-Procedures.pdf

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4.7.6.16 Mental Health

Policy Accommodation Support PolicyBrief description All NDIA registered providers of NDIS supports to mental health

consumers must comply with any applicable policy and guideline as advised by the relevant NSW Local Health District Mental Health Service. This includes ensuring that NDIS supports are provided in a way that supports the recovery of mental health consumers. The recovery model assumes that people with complex support mental health conditions have the capacity to improve and obtain a life that is not defined by their illness. NDIA registered providers will work with mental health services, mainstream and specialist services and the local community to ensure that supports are provided in an integrated and coordinated way.

Who the policy applies to

Relevant NSW Local Health District Mental Health Service to advise existing ADHC funded providers and new disability support providers.

4.7.6.17 Accommodation

Policy Accommodation Support PolicyBrief description Sets out service principles for the provision of person-centred

accommodation support to people with disability, based on their disability support needs and preferences

Who the policy applies to

Existing ADHC funded providers and new disability support providers

URL http://www.adhc.nsw.gov.au/__data/assets/file/0019/228043/ADHC_AccSupp_Policy_WEB.pdf

4.7.6.18 Fire Safety

Policy Fire SafetyBrief description Services are responsible for ensuring:

The environment in which services are provided is safe and hazards are minimised,

All employees are familiar with all fire emergency equipment and facilities in the workplace and participate in regular fire safety programs,

Emergency management and evacuation plan and procedures are in place taking into account the support needs of people with disability,

Engagement occurs with the local community in developing fire safety procedures.

Who the policy applies to

Existing ADHC funded providers and new disability support providers

URL http://www.adhc.nsw.gov.au/__data/assets/file/0015/251232/Fire_safety_fact_sheet_Dec2013.pdf

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4.7.6.19 Supporting People

Policy Lifestyle PlanningBrief Description This policy sets out guiding person centred principles to lifestyle

planning with people who use ADHC operated and funded accommodation support services. These principles demonstrate a commitment to putting people with disability, their families and carers at the centre of decision making about how the specialist disability system supports them.

Who the Policy Applies To

The policy’s guiding principles are the basic mandatory requirements for ADHC operated and funded accommodation support services when planning with the people they support.

URL http://www.adhc.nsw.gov.au/__data/assets/file/0005/241088/Lifestyle_Planning_Policy_Aug_2012.pdf

Policy Decision Making and ConsentBrief Description Services are required to involve the person in all decisions that

affect the person’s life. No other person can make decisions for a person who is 16 years and older except when the person lacks capacity to make some decisions. Services will support people to make their own decisions and family and others provide informal decision making support where it is needed. A guardian with a specific decision making function is legally appointed to make critical decisions, for example, choosing accommodation.

Who the Policy Applies To

Existing ADHC funded providers and new disability support providers.

URL http://www.adhc.nsw.gov.au/data/assets/file/0006/228084/Decisi on_Making_and_Consent_Policy_and_Procedures_Apr_2012.pdf

Policy Wills and Estates Policy and ProceduresBrief description Supports people with a disability to participate in decisions

about their finances and property and the disbursement of these through a Will.

A Will should be reviewed every five years or whenever a person’s circumstances change.

Providers must maintain procedures to develop and review wills and distribute estates.

Who the policy applies to

Existing ADHC funded providers(As guidance only for new disability support providers)

URL http://www.adhc.nsw.gov.au/__data/assets/file/0006/228129/Wills_and_Estates_Policy_April_2012.pdf

Policy Abuse and NeglectBrief Description The Abuse and Neglect Policy provides information and guiding

principles to support paid and unpaid workers of ADHC operated and funded non-government disability support services, with the means to prevent, identify and respond to abuse and neglect when it occurs or is suspected.This policy should be read in conjunction with the Abuse and Neglect Procedures and Prevention Guidelines, which have been developed to support a structured, consistent and transparent approach to safeguarding people from abuse and neglect.

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Who the Policy Applies To

The policy, procedures and prevention guidelines provide paid and unpaid workers of ADHC operated and funded non-government disability support services with the means to identify abuse and neglect, and to respond quickly and appropriately to allegations of abuse and neglect.

URL http://www.adhc.nsw.gov.au/__data/assets/file/0006/372165/Abuse-and-Neglect-Policy.pdf

Policy Risk and SafetyBrief Description The Risk and Safety Policy provides a set of guiding principles for

supporting people to make decisions that involve some risk to them. These principles provide the framework for the identification, assessment and management of risk in a person centred environment.The Policy is supported by the Risk and Safety Procedures, Guidelines, Tools and Templates and Other Resources.

Who the Policy Applies To

The policy is mandatory in ADHC operated and funded non-government disability support services.

URL http://www.adhc.nsw.gov.au/__data/assets/file/0011/373259/Risk-and-Safety-Policy.pdf

Policy Behaviour Support PolicyBrief description Outlines minimum requirements in providing a behaviour support

service to adults, children or young people with an intellectual disability

Who the policy applies to

Existing ADHC funded providers and new disability support providers

URL http://www.adhc.nsw.gov.au/__data/assets/file/0007/228364/Behaviour_Support_Policy_March2012_updated.pdf

Policy Behaviour Support: Policy and Practice Manual 2009Brief description Provides guidelines to safeguard the rights of the individual

service user and promotes the use of person-centred positive behaviour support practices.

Provides a contemporary, practical resource for the development of high quality and consistent support and intervention practices that adhere to relevant departmental policy and procedures and legislative standards.

Who the policy applies to

Existing ADHC funded providers and new disability support providers

URL https://www.adhc.nsw.gov.au/sp/delivering_disability_services/behaviour_support_services/behaviour_support_policy_and_practice_manual

Guidelines Restricted Practices Authorisation Mechanism Operation Guide

Brief description Provides guidance on the operational aspects of an effective Restricted Practice Authorisation (RPA) mechanism.

Promotes consistency in the operation of RPA procedures within ADHC and across the funded sector.

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Who the guidelines apply to

Existing ADHC funded providers and new disability support providers

URL https://ngorpap.files.wordpress.com/2011/07/rpa-mechanism-operational-guide-osp.pdf

Legislation Community Services (Complaints, Reviews and Monitoring) Act 1993 (NSW)

Brief description NDIS participants can make complaints about service providers to the NSW Ombudsman

The NSW Ombudsman can monitor and review services provided to NDIS participants

Official Community Visitors can visit NDIS participants living in an accommodation service if in full-time care of a service provider

The NSW Ombudsman can review the death of a NDIS participant living in residential care provided by a NDIS service provider

Who the legislation applies to

Existing ADHC funded providers and new disability support providers

URL http://www.austlii.edu.au/au/legis/nsw/consol_act/csrama1993583/

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4.7.6.20 Appendix 2: Disability Supports Part A

NDIS REGISTRATION GROUP1 RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Household tasks enable theparticipant to maintain their home environment e.g.

Delivered meals House and / or yard

maintenance House cleaning

In-home accommodation support

Meals Other food

services Domestic

assistance Home

maintenance Linen service

Comply with the NDIS Rules –Rules for registered providers of supports and Agency’s Terms of Business.

Therapeutic supports includes:

Individual and group multidisciplinary interventions

Individual therapy (OT, Physio, Psychology, Social Work, Speech and Language pathology)Group therapy(OT, Physio, Psychology, Social Work,Speech and Language pathology)

Podiatry Therapeutic program

delivered by Therapy assistant

Individual/group family focussed information and training

Counselling for an individual or as part of a group

Therapy support for individuals:Allied health care, includingCounselling.Counselling provides clients and carers with assistance to understand and manage situations, behaviours and relationships associated with their need for care.

Comply with the NDIS Rules –Rules for registered providers of supports and Agency’s Terms of Business.

Meet the relevant professional requirements under the National Registration and Accreditation Scheme (National Scheme) for registered health practitioners.

Meet the eligibility requirements for membership of the AustralianAssociation of Social Workers (AASW).

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NDIS REGISTRATION GROUP1 RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Home modifications Home modifications Comply with the NDIS Rules –Rules for registered providers ofsupports and Agency’s Terms ofBusiness.

Meet relevant industry requirements where applicable.

Vehicle modifications Provision of goods and equipment

Comply with the NDIS Rules –Rules for registered providers of supports and Agency’s Terms of Business.

Meet relevant industry requirements where applicable.

Assistive technology and equipment(multiple registration groups)

Provision of goods and equipment

Comply with the NDIS Rules –Rules for registered providers of supports and Agency’s Terms of Business.

Meet relevant industry requirements where applicable.

Plan management: financial and service

intermediary activities financial intermediary

activities.

Plan management Comply with the NDIS Rules –Rules for registered providers ofsupports and Agency’s Terms ofBusiness.

Satisfy NDIS registration requirements including an assessment of qualifications, approvals, experience and capacity

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NDIS REGISTRATION GROUP1 RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Training for independence in traveland transport

This includes training in driving, using adapted equipment or vehicle modification, mobility training.

Learning and life skills development

Comply with the NDIS Rules – Rules for registered providers of supports and Agency’s Terms ofBusiness.

Satisfy NDIS registration requirements including an assessment of qualifications, approvals, experience and capacity

Meet relevant industry requirements where applicable.

Physical wellbeing

Physical wellbeing activities promote and encourage physical well-being, including exercise and healthy diets.

Other community support

Comply with the NDIS Rules –Rules for registered providers of supports and Agency’s Terms of Business.

Meet the relevant professional requirements under the NationalRegistration and AccreditationScheme (National Scheme) for registered health practitioners.

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NDIS REGISTRATION GROUP1 RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Interpreting and translation

Interpreting and translation focuses on assistance to the participant to enable independent communication inessential personal, social or community activities where translation is notavailable from a mainstream service.

Alternative formats of communication

Comply with the NDIS Rules – Rules for registered providers of supports and Agency’s Terms ofBusiness.

Meet the relevant professional requirements under the NAATI national Registration and Accreditation Scheme

Accommodation/Tenancy assistance

Includes support for a participant to ensure that they obtain or retain appropriate accommodation. This can include guidance or undertaking work on a participant’s behalf.

Assistance with accommodation and tenancy obligations

Transitional support

In-home accommodation support

Case management, local coordination and development

Comply with the NDIS Rules –Rules for registered providers of supports and Agency’s Terms of Business.

1 NDIS Registration groups – August 20152 Current designated disability services funded under the Disability Inclusion Act 2014 and related alignment to NDIS

Registration groups – August 2015.

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4.7.6.21 Appendix 2: Disability Supports Part B

NDIS REGISTRATION GROUP1

RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Assistance with daily life tasks in a group or shared living arrangement

Supported accommodation: Large Residences Group homes Emergency

accommodation support Accommodation support

for young people with disability to

transition from the parental

responsibility of the Minister for Community Services and to live as independently as possible.

Accommodation support for young people with intellectual

disability who have exited a correctional facility and

appropriate community integration along with pre and

post release clinical case management services.

Alternative family placement – out-of-home care for children

with disability Flexible respite Overnight respite HACC respite

Comply with the NDIS Rules –Rules for registered providers ofsupports and Agency’s Terms ofBusiness.

Undertake third party verification to confirm organisational performance against the NSW Disability Service Standards or relevant comparable standards such as National Standards for Disability Services (2013), Home Care Standards, Attendant Care Industry Standards, Victorian Department of Human Services Standards and Queensland Human Services Quality Framework;

Meet all relevant legislation, operational policies and guidelines outlined at Appendix 1.

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NDIS REGISTRATION GROUP1

RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Assistance with daily personalactivities includes:

assistance from a live-in carer

specialised home based assistance for a child

personal care.

Intensive personal care: Attendant care, including

low level assistance with hygiene and grooming

High complex needs

Comply with the NDIS Rules –Rules for registered providers of supports and Agency’s Terms of Business.

Undertake third party verification to confirm organisational performance against the NSW Disability Service Standards or relevant comparable standards such as National Standards for Disability Services (2013), Home Care Standards, Attendant Care Industry Standards, Victorian Department of Human Services Standards and Queensland Human Services Quality Framework;

Meet all relevant legislation, operational policies and guidelines outlined at Appendix 1.

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NDIS REGISTRATION GROUP1

RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Behaviour support: interventions

including intensive behaviour support / management plan;

training for carers and others in behaviour management strategies.

Behaviour/specialist intervention

Comply with the NDIS Rules –Rules for registered providers ofsupports and Agency’s Terms ofBusiness.

Relevant qualifications of Psychologist, OT, Speech Pathology, Nursing (with relevant experience),Special Education and Social Work, including minimum 2 years experience in the delivery of behaviour support that includes:

conducting and writing assessment reports which identify function of behaviours of concern

skills strengths and areas for further development – including: o how to replace the

behaviour/s with skill development

o service system capacity or to support the person

o recommendations that address environmental issues / trigger factors for behaviour

o replacing the behaviour with a functional skill

o situational management strategies

o skill development of staff to better address the persons needs

o development of strategies (behaviour support plan) that address the behaviours of concern within the environmental and resource constraints of the persons support system

o training of staff/carers in the implementation of developed strategies

Monitoring and evaluation of the effectiveness of both implementation and the strategies themselves.

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NDIS REGISTRATION GROUP1

RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Undertake third party verification to confirm organisational performance against the NSW Disability Service Standards or relevant comparable standards such as National Standards for Disability Services (2013), Home Care Standards, Attendant Care Industry Standards, Victorian Department of Human Services Standards and Queensland Human Services Quality Framework;

Meet all relevant legislation, operational policies and guidelines outlined at Appendix 1.

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NDIS REGISTRATION GROUP1

RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Assistance to integrate into schoolor other educational program

This includes: transition to

school, and from school to further education.

Learning and life skills development

Comply with the NDIS Rules –Rules for registered providers ofsupports and Agency’s Terms ofBusiness. Satisfy NDIS registration

requirements including an assessment of qualifications, approvals, experience and capacity

Meet relevant industry requirements where applicable.

Undertake third party verification to confirm organisational performance against the NSW Disability Service Standards or relevant comparable standards such as National Standards for Disability Services (2013), Home Care Standards, Attendant Care Industry Standards, Victorian Department of Human Services Standards and Queensland Human Services Quality Framework;

Meet all relevant legislation, operational policies and guidelines outlined at Appendix 1.

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NDIS REGISTRATION GROUP1

RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Individual or group multidisciplinaryearly childhood interventions

Early childhood intervention: early childhood special

education (centre-based, mainstream and in-home);

therapy services information and referral;

and coordination of early childhood intervention services with other specialist and mainstream services in the local area

Family support places and early interventions:

enable inclusion of children and young people with disability and their families in mainstream services and in community life

support the development of children and young people’s skills and their capacities

build the resilience and capacities of families caring for a child who has a disability.

Comply with the NDIS Rules – Rules for registered providers of supports and Agency’s Terms ofBusiness.

Undertake third party verification to confirm organisational performance against the NSW Disability Service Standards or relevant comparable standards such as National Standards for Disability Services (2013), Home Care Standards, Attendant Care Industry Standards, Victorian Department of Human Services Standards and Queensland Human Services Quality Framework;

Meet all relevant legislation, operational policies and guidelines outlined at Appendix 1.

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NDIS REGISTRATION GROUP1

RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Participation in community, socialand civic activities

Group based activities in a centre

Group based community activities

Community and social activities

Centre-based day programs

Recreation/holiday programs

Social support

Comply with the NDIS Rules –Rules for registered providers of supports and Agency’s Terms of Business.

Undertake third party verification to confirm organisational performance against the NSW Disability Service Standards or relevant comparable standards such as National Standards for Disability Services (2013), Home Care Standards, Attendant Care Industry Standards, Victorian Department of Human Services Standards and Queensland Human Services Quality Framework;

Meet all relevant legislation, operational policies and guidelines outlined at Appendix 1.

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NDIS REGISTRATION GROUP1

RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Assistance in coordinating ormanaging life stages, transitions and supports:

Life/transition planning

Complex supports coordination

Case management, local coordination and development

Client Care CoordinationCase Management

Comply with the NDIS Rules –Rules for registered providers of supports and Agency’s Terms of Business;

Undertake third party verification to confirm organisational performance against the NSW Disability Service Standards or comparable standards such as National Standards for Disability Services (2013), Home Care Standards, Attendant Care Industry Standards, Victorian Department of Human Services Standards and Queensland Human Services Quality Framework;

Meet all relevant legislation, operational policies and guidelines outlined at Appendix 1.

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NDIS REGISTRATION GROUP1

RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Development of daily living and lifeskills:Focuses on training and development activities undertaken by the participant or their carer to increase their ability tolive as autonomously as possible. Includes:

skills development in a group

individual life and personal skills development

individual social /living skills development

training for carers/parents

training in planning and plan management

skills to increase independence in community, social and recreational participation

development of skills in household tasks

public transport training and support

social skills training

training in planning and management; numeracy, literacy,

Learning and Life Skills development:

ongoing support

Comply with the NDIS Rules –Rules for registered providers of supports and Agency’s Terms of Business;

Undertake third party verification to confirm organisational performance against the NSW Disability Service Standards or comparable standards such as National Standards for Disability Services (2013), Home Care Standards, Attendant Care Industry Standards, Victorian Department of Human Services Standards and Queensland Human Services Quality Framework;

Meet all relevant legislation, operational policies and guidelines outlined at Appendix 1.

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Page 81: Provider Toolkit Module 4: Guide to Suitability · Web viewAssistance in specialised supported employment/ADE 013 3 Disability Support Worker Welfare Worker Teacher Commonwealth quality

NDIS REGISTRATION GROUP1

RELATED DISABILITY SUPPORTSFUNDED UNDER THE NSW

DISABILITY INCLUSION ACT 20142

QUALITY ASSURANCEREQUIREMENTS

Assistance to access and maintainemploymentWorkplace assistance enables aparticipant to successfully obtain and/or retain employment in the open or supported labour market.Includes:

employment related assessment and counselling

assistance in specialised supported employment

employment preparation and support individually or in a group.

Transition to Work Comply with the NDIS Rules –Rules for registered providers of supports and Agency’s Terms of Business;

Undertake third party verification to confirm organisational performance against the NSW Disability Service Standards or comparable standards such as National Standards for Disability Services (2013), Home Care Standards, Attendant Care Industry Standards, Victorian Department of Human Services Standards and Queensland Human Services Quality Framework;

Meet all relevant legislation, operational policies and guidelines outlined at Appendix 1.

1 NDIS Registration groups – August 20152 Current designated disability services funded under the Disability Inclusion Act 2014 and related alignment to NDIS

Registration groups – August 2015. Note: Not all ADHC funded

disability supports listed may be provided in all areas across NSW.

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