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    European Heart Journal(2002) 23, 13791386doi:10.1053/euhj.2001.3156, available online at http://www.idealibrary.com on

    Randomised controlled trial of continuous positive

    airway pressure and standard oxygen therapy in

    acute pulmonary oedema

    Effects on plasma brain natriuretic peptide concentrations

    C. A. Kelly1, D. E. Newby2, T. A. McDonagh3, T. W. Mackay1, J. Barr1, N. A. Boon2,H. J. Dargie3 and N. J. Douglas1

    1Department of Respiratory Medicine, Royal Infirmary, Edinburgh, Scotland, U.K.; 2Department of Cardiology,

    Royal Infirmary, Edinburgh, Scotland, U.K.; 3Clinical Research Initiative in Heart Failure, Western Infirmary,Glasgow, Scotland, U.K.

    Aims The study aim was to compare the effects of continu-

    ous positive airway pressure (CPAP) on clinical outcomes

    and plasma neurohormonal concentrations in patients withacute pulmonary oedema.

    Methods and Results In addition to standard therapy,

    58 consecutive patients were randomized to receive 60%

    inhaled oxygen with or without CPAP at 75 cmH2O press-

    ure. Clinical variables, symptoms and oxygenation were

    monitored and plasma epinephrine, norepinephrine and

    brain natriuretic peptide (BNP) concentrations estimated at

    0, 1, 6 and 24 h. CPAP was associated with less breathless-

    ness at 1 h (P

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    haemodynamic variables more rapidly than standardoxygen therapy or CPAP, the data on this form oftreatment in acute heart failure are limited[10,11].

    Heart failure is characterized by activation of severalneurohormonal systems, particularly the sympatheticnervous system and the renin-angiotensin-aldosteronesystem[1214]. In addition, counteregulatory mechanismssuch as the natriuretic peptide system are activatedproducing increased plasma concentrations of bothatrial natriuretic peptide (ANP) and brain natriureticpeptide (BNP)[15,16]. Although BNP is a good indicatorof subsequent prognosis and morbidity in chronic heartfailure[17,18], there is little information on the significanceof BNP in acute heart failure.

    The aim of this study was to compare the effectsof oxygen therapy and CPAP on clinical outcomesand plasma neurohormonal concentrations in patientspresenting with acute pulmonary oedema.

    MethodsStudy population

    Patients requiring hospitalization for acute pulmonaryoedema were recruited into the trial. Fifty-eight consecu-tive patients fulfilling the following entry criteria wererecruited: (1) acute onset of breathlessness (within 6 h),(2) respiratory rate >20/min, (3) bilateral basal crackleson chest auscultation, and (4) typical chest X-rayappearance of pulmonary oedema. Patients wereexcluded if they had chest X-ray features consistent withpneumonia or pneumothorax, or if they had receivedpre-hospital treatment with interventions other than

    oxygen, diuretics or opiates. The trial was conducted inaccordance with the Declaration of Helsinki (1989) ofthe World Medical Association and with the approval ofthe local research ethics committee. All patients gavewritten informed consent although, in some cases, theclinical condition necessitated initial witnessed verbalconsent before subsequent written consent could beobtained.

    Study protocol

    Patients had baseline measurements of heart rate, blood

    pressure, respiratory rate, oxygen saturation, creatinekinase and arterial blood gases. Standard therapy foracute pulmonary oedema was administered: 50100 mgintravenous frusemide, 5 mg buccal nitrate (if systolicblood pressure >90 mmHg) and 2510 mg intravenousmorphine sulphate. Patients were randomized, bybalanced blocks using sealed envelopes, to receive either60% oxygen delivered through a Venturi mask or CPAP(Vital Signs, NJ, USA) using a full face mask with apressure of 75 cm water and an inspired oxygen con-centration of 60% confirmed by an integral oxygenanalyser. Treatment was commenced in the emergency

    department and continued in the high dependency unitfor a minimum period of 6 h, or until no longer clinicallyindicated. Further drug therapy was given at thediscretion of the treating physician.

    Measurements

    Arterial blood gas analysis was performed on admissionand repeated 1 h after commencing treatment. Heartrate, blood pressure, respiratory rate and oxygensaturation were recorded on admission and at 1, 6 and24 h. Blood samples were taken for the estimation ofplasma neurohormone concentrations on study entry.Epinephrine and norepinephrine concentrations wererepeated at 1 h and BNP concentrations at 1, 6 and 24 hafter starting treatment. Venous blood was withdrawnand 10 ml admixed with each of 1 ml of 1% disodiumEDTA and 1 ml of disodium EDTA/2% sodium meta-bisulphite. Blood samples were placed on ice and imme-diately centrifuged at 2000g for 15 min. Plasma was

    separated and stored at 70 C before assay. PlasmaBNP was measured usinga standard radioimmunoassay(Peninsula, CA, U.S.A.)[19]. Plasma epinephrine andnorepinephrine concentrations were determined by anelectrochemical method after separation by reversephase high performance liquid chromatography[20].

    Echocardiography

    To assess left ventricular function, an echocardiogramwas performed within 24 h of admission by the sameinvestigator (D.N.). The left ventricular end systolic and

    diastolic dimensions were measured from the M-moderecordings at the tips of the mitral valve. The dimensionswere measured in both the long and short axis para-sternal views and the mean of the two measurementstaken. The ejection fraction was estimated by theTeicholz method[21].

    Visual analogue scale of dyspnoea

    Patients were instructed in the use of a visual analoguescale and were asked to score the severity of theirbreathlessness at 1 and 6 h after commencing treatment.

    Since many patients were acutely distressed and severelybreathless on admission, it was not feasible to instructpatients in the use of visual analogue scale at this time.

    Follow-up

    Treatment failure was defined as: (1) the need forintubation and ventilation for any reason, (2) deteriorat-ing hypoxaemia or hypercapnia, or (3) progressive res-piratory distress. Patients were followed up until thetime of discharge from hospital to determine length of

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    stay and in-hospital mortality. Myocardial infarctionwas defined as an elevated creatine kinase more thantwice the upper limit of the laboratory reference rangewith associated accepted ECG changes.

    Statistical analysis

    Data are expressed as meanstandard error of themean and were examined, where appropriate, by analy-sis of variance (ANOVA) with repeated measures,regression analysis and chi-square test using StatViewv5.0.1 (SAS Institute Inc., Cary, North Carolina,U.S.A.). Where ANOVA demonstrated significant dif-ferences in responses, post-hoc comparisons were madeusing the Fisher protected least significant difference test(StatView v5.0.1). Statistical significance was taken atthe 5% level.

    Results

    Fifty-eight patients were recruited into the trial and theirbaseline characteristics are shown inTable 1.The studypopulation was elderly with evidence of significant leftventricular systolic dysfunction. On admission, patientswere tachypnoeic, tachycardic and hypertensive.

    In comparison to conventional therapy alone, patientsrandomized to CPAP therapy reported less breathless-ness at 1 h (Table 2). This was associated with a more

    rapid reduction in respiratory rate, heart rate and aci-dosis at 1 h in patients treated with CPAP ( Fig. 1). Thesetreatment group differences were not present at 6 h,but patients treated with CPAP continued to feelsubjectively less breathless.

    There were no treatment failures in the CPAP group.None of the patients reported adverse effects fromCPAP other than minor discomfort from the facial maskafter 6 h. There were two treatment failures in thenon-CPAP group. The first patient was withdrawn fromthe study after 35 min because of respiratory distress andfalling oxygen saturation. Since no intensive care unitbeds were immediately available, he was given a trial ofCPAP while awaiting review by an intensivist. Followinginitial rapid improvement in both clinical variables andarterial blood gases, the patient later deteriorated, devel-oped cardiogenic shock and renal failure, and died after48 h. The second patient was also withdrawn after

    45 min because of deteriorating clinical features andincreasing respiratory distress. He was given a trial ofCPAP with rapid improvement in symptoms and arterialblood gases. He was taken off CPAP at 6 h andwas subsequently discharged home with no furtherproblems.

    The length of stay in high dependency areas and thetotal hospitalization times were similar for both treat-ment groups. However, there was a trend for a reductionin the overall hospital mortality in patients treated withCPAP (2 vs 7; 010>P>005, chi-squared test). Alldeaths were related to cardiovascular disease with the

    Table 1 Admission patient characteristics

    Conventionaltherapy alone

    Conventionaltherapy and

    CPAP

    Number 31 27Age 782 772 (years)

    Male:Female 16:15 10:17Shortening fraction 162 162 (%)Ejection fraction 403 383 (%)Heart rate 1136 1153 (/min)Systolic blood pressure 1526 1557 (mmHg)Diastolic blood pressure 904 935 (mmHg)

    Respiratory rate 271 311 (/min)Oxygen saturation 932 931 (%)

    Hydrogen ion 392 482 (nmol . l1)Partial pressure of oxygen 10108 13515 (kPa)Plasma bicarbonate 231 231 (mmol . l1)Partial pressure of carbon dioxide 4802 6104 (kPa)

    Serum urea 15245 12725 (mmol . l1)Serum creatinine 13411 16529 (mol . l1)

    Serum creatine kinase 16969 11529 (IU . ml

    1

    )Frusemide 764 774 (mg)Nitrate 3104 2804 (mg)Morphine 1003 2505 (mg)

    P=037; ANOVA, conventional therapy vs conventional therapy+CPAP.

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    exception of one CPAP patient who died of metastaticadenocarcinoma.

    Plasma BNP concentrations were markedly elevatedon admission and correlated inversely with left ven-tricular ejection (r =024, P

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    a more rapid response, falling at 1 h (Table 3). Therewere no statistically significant differences in the plasmaneurohormone concentrations between the two treat-ment groups (P=ns, 2-way ANOVA). Plasma catecho-lamine and BNP concentrations were significantlyhigher in those patients who died or sustained amyocardial infarct (Figs 2and 3).

    Discussion

    We have shown that CPAP is an effective treatment foracute pulmonary oedema with a more rapid improve-ment in symptoms, respiratory rate, heart rate andacidosis as well as a trend for a reduction in overallmortality. These findings are in keeping with previous

    Table 3 Plasma neurohormone concentrations during first 24 h

    Conventionaltherapy alone

    Conventionaltherapy and

    CPAP

    Plasma norepinephrine concentration Normal range

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    similar studies using CPAP and NIPPV[79]. Moreover,for the first time, we have described the plasma profile ofBNP concentrations during the first 24 h of hospital-ization. Although plasma neurohumoral concentrationswere unaffected by CPAP treatment, plasma BNP andcatecholamine concentrations were elevated in patientswho subsequently died or sustained an acute myocardialinfarction.

    Unlike previous studies, we had a very low treatmentfailure rate, but this is unlikely to be explained bydifferences in the study population since our baselineclinical variables, left ventricular ejection fraction andarterial blood gases were similar[710]. None of thepatients assigned to CPAP required intubation andventilation or failed to improve with treatment. Therewere, however, two treatment failures in the non-CPAPgroup. These patients would have met the criteria forintubation and ventilation in other published studies,but intubation was averted by the introduction ofCPAP to which both made a rapid initial response.Unfortunately one patient later died of cardiogenicshock but a decision was made when he subsequently

    deteriorated, that he would not be ventilated. Wehad no reports of intolerance to CPAP or any ofthe associated complications, such as nasal skin necro-sis, conjunctivitis, aspiration of gastric contents orbarotrauma.

    Consistent with previous studies, we failed to demon-strate a significant improvement in the length of hospitalstay or on overall mortality. The aim of the study was toassess the effect of CPAP on clinical outcomes andplasma neurohormonal concentrations, and it was notsufficiently powered to show a significant difference inhospital mortality. However, there was a trend for a

    reduction in mortality and pooling our data with thoseof previous studies wouldsuggest that CPAP confers anoverall survival benefit[22].

    The main clinical benefits of CPAP occurred withinthe first hour, suggesting that treatment should becommenced as soon as possible after admission. In mosthospitals treatment should ideally commence within theemergency department or the medical assessment unit.We did not encounter any difficulties commencingCPAP in the emergency department. Previous exper-ience has also shown that non-invasive ventilationhas been successfully used in the emergency departmentfor a variety of clinical conditions, including acutepulmonary oedema[2325].

    The role of bilevel ventilation in the management ofacute pulmonary oedema is more controversial. Twostudies have shown that bilevel ventilation may beassociated with an increased frequency of myocardialinfarction. The study by Mehta et al .[10] which washalted after an interim analysis indicated that, despite amore rapid improvement in ventilation, patients treatedwith bilevel ventilation had twice the rate of myocardial

    infarction as those treated with CPAP. However, arecent study comparing NIPPV with conventional oxy-gen therapy demonstrated that NIPPV was associatedwith a more rapid improvement in oxygenation andresolution of respiratory symptoms without a significantincrease in the rate of myocardial infarction[11]. I n afurther study comparing NIPPV with high doseintravenous isosorbide dinitrate[26], a higher rate ofintubation, death and myocardial infarction and aslower resolution of clinical variables were reported inthe NIPPV group. However, data from this latter studyis difficult to compare with other published series since

    024

    1800

    Time from admission (h)

    Plasmabrainnatriur

    eticpeptide

    concentration(p

    g.m

    l1)

    1600

    1400

    1200

    1000

    800

    600

    400

    200

    610

    *

    Figure 3 Plasma brain natriuretic peptide (BNP) concentrations during the first 24 h ofadmission in patients with (closed circles) or without (open circles) death or myocardialinfarction. Two-way ANOVA, P

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    the investigators used much lower mean inspiratory andexpiratory pressures, and treatment was delivered pre-hospital by mobile intensive care units rather than onarrival at hospital.

    It has been suggested that bilevel ventilation mayreduce stroke volume and cardiac output to a greaterextent than CPAP, leading to impaired myocardialperfusion that may contribute to the higher rate ofmyocardial infarction. Takeda and colleagues showedno difference in hospital mortality rates for patients withacute myocardial infarction and pulmonary oedematreated with nasal CPAP[27]. Like Masip et al.[11], wedemonstrated a poorer outlook for patients with myo-cardial infarction which was independent of treatmentused. Rusterholtz et al .[28] also found that 80% ofpatients who failed to respond to NIPPV and subse-quently died had suffered myocardial infarction. Thiswould suggest that patients with myocardial infarctionhave a poorer prognosis generally but further research isrequired to determine whether bilevel ventilation, inparticular, has detrimental effects on these patients.

    Neurohormonal activation has been extensivelystudied in chronic heart failure, but little is known in thecontext of acute heart failure. After initiation of treat-ment, plasma norepinephrine concentrations fell rapidlywithin the first hour, with a similar trend for epine-phrine. In contrast, BNP concentrations continued torise, peaking at 6 h before falling below baseline valuesby 24 h. This latter finding is consistent with an animalmodel of acute heart failure where rapid atrial pacingcaused a marked rise in plasma ANP concentrationswithin 1 hbut increases in BNP concentrations took 8 hto develop[29]. This is likely to represent the delay in theup-regulated synthesis and release of BNP since it israpidly cleared from the plasma through metabolismby neutral endopeptidase 24.11 and via binding toclearance receptors[30].

    In patients with chronic heart failure or a recentmyocardial infarction, BNP is known to be elevated inproportion to the severity of left ventricular dysfunctionand has been shown to bea usefulprognostic marker ofmorbidity and mortality[1518,31,32]. It is also secretedbyinfarcted ventricular myocardium[33], peaking at 16 h[34].All patients in our study, including those with myocar-dial infarction, had a peak plasma BNP concentration at6 h. While there did not appear to be a treatment effectof CPAP, plasma epinephrine, norepinephrine and BNPconcentrations were higher in those patients who died or

    sustained an acute myocardial infarction. Althoughthe association of raised catecholamine concentrationsand risk of mortality has been demonstrated pre-viously[14,35,36], this is the first description of an associ-ation between in-hospital outcome and elevated plasmaBNP concentrations in patients with acute heart failure.

    Study limitations

    Although fully randomized, there appeared to besome differences in baseline variables between the two

    treatment groups. Patients assigned to CPAP therapyhad more severe disease with a slightly greater acidosisand hypercapnia on admission. However, despite this,patients felt subjectively much better on CPAP therapywith a two-fold reduction in the dyspnoea score at 1 and6 h. The absence of an admission dyspnoea score waspredicted and resulted from the inability of many very illpatients to comprehend and complete the required scaleswhen pilot studies were done.

    In conclusion, we have shown that CPAP is a safe,well-tolerated treatment for acute heart failure. It causesa more rapid improvement in symptoms and clinicalvariables without any adverse haemodynamic effects.Plasma neurohormonal concentrations and the fre-quency of myocardial infarction were unaffected byCPAP treatment. Maximum clinical benefits appear tooccur within the first hour of treatment with CPAP,making this a useful adjunctive treatment for the man-agement of patients with acute heart failure in theemergency setting.

    This study was supported by a grant from the San DiegoFoundation.

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