raymond m kethledge financial disclosure report for 2009

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  • 8/3/2019 Raymond M Kethledge Financial Disclosure Report for 2009

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    ,4o ~o F I N A N C I A L D I S C L O S U R E R E P O R T in Govermnent Act of19781/20/0 FOR CALENDAR YEAR 2009 (5 u.s.c, app. ~" lOl-ll!)I. P a r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l ) 2 , Court o r Organ iza t ion 3 . D a t e o f R e p o r tK et h ledge , Ra ym ond M. Sixth Circui l 05/11/2010

    4, T i t le [Art i c le l I l judges i ndi ca t e ac t ive or semor s t a t us: 5a . Repor t Type (check appropr i a te %pc) I 6 , R ep o r t i n g P t r i o dmagi s t ra t e judges i ndi ca t e fu l l - o r por t - t ime)"--] Nomination, D a t e 0 1 / 0 1 / 2 0 0 9

    Circuit Judge--Active ~ Initial [] A ..... I [] Final to1 2 / 3 1 / 2 0 0 95b. [] Amended Reporl

    7 . C h a m b e r s o r O f f ic e A d d r e s s 8 , O n t he ba s i s o f t he i n f o r m a t i o n co n t a i n e d i n t h i s R e p o r t a n d a n ymo d i f i c a t i o n s p e r ta i n i n g t h e r e t o , i t i s , i n my o p i u i o n , i n c o m p l i a n t e200 West Liberty w i t h a p p l i c a bl e l a w s a n d r e g u l a t i o n s .Ann Arbor, Michigan 48104

    Reviewing Officer__ D a t e

    IAIPOR TA NT NO TES: The i t~structions accompanying this form must be followed. Complete all parts,checking the ~vONE box for each part where you have nn reportable information. Sign on last page.

    I . P O S I T I O N S . (Reporting indlvianal onl.v; seepp. 9-13 of fillng in.qtructhms.)N O N E ( N o reporlable positions.)

    P O S IT IO N N A M E O F O R GA N IZA T !O N iE N T IT YI.

    ! 1 . A G R E E M E N T S . m,,~om,,x indiriauat on ly; see pp. 14-I6~ N O N E ( N o reportable agreements.)D A T E PARTIES AND /E~IS

    [ . 6 /30~08 Bush Seyfe~h & Paige PLLC; and me. Buyout agreement for a fixed anaounL payable over 5+ years, consistenl withAdv. Op. No. 24.

  • 8/3/2019 Raymond M Kethledge Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT N~,~ olPersou Reporting Date of ReportPage 2 of 7 Kethledge, Raymond M. 05/11/2010

    l l I . N O N - IN V E S T M E N T I N C O M E . (Reporting individual andsp .... ; seepp. 17-24 vffiling inslructions.)A. Fliers Non-lnvestment Income

    N O N E (No reportable non-investment income.)D A T E SOURCE AND TYPE I N C O M E(yours, not spouses)

    I. 2009 Bush Seyferth & Kethledge PLLC Buyout Agreement Payments $ 5 5 , 0 0 0 . 0 02. 2009 University of Mit:higan La w SchooL-Teaching $2 6 , 09 1 . 003.

    4.

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - t l y o . were married during any portion of the reporting year, complete this section.N O N E ( N o reportable non-investment income.)

    D A T E SOURCE AND TYPE

    3.

    4.

    (,~nclud~l. those to spouse and de[tandem children; see pp. 25-27 q]~filing irwructmns )~ N O N E ( N o reportable reimbursements.)

    SOURCE D A T E S _ L O C A T I O N PURPOSE ITEMS PAID OR P R O V I D E DI. U. Penn. Law School Feb 5-7, 2009 Ph i l a de l p h i a , PA moderated panel at transportation, lodging, foodacademic conference2 Case Western Univ. law March 28, 2009 Cleveland, OH judged moot court finals transportation, foodS c h o o l

    3.

    4.

    5.

  • 8/3/2019 Raymond M Kethledge Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT[ N .....

    fPerson Reporting

    I

    Date of Repor~P a g e 3 o f 7 Kethledge, Raymond Ivl. 0 5 7 1 1 7 2 0 1 0

    V . G I F T S . a . , . ~ . d . ~ , . ,~ , o ~ . . .. . . ~ dependent children; see pp. 2b-31 of filing i,~tstructions.)N O N E ( N o reportable g~s.)

    SOURCE D E S C R I P T I O N VALUE

    2.

    3.

    4.

    5.

    V I . L I A B I L I T I E S . (Includes those ofsp ........ a dependent children; see pp. 32-33 off!ling instruction.t.)N O N E ( N o reportable liabilities.)

    C R E D IT O R D E S C R IP T IO N VALUE CODEt.

    23.4.

    5.

  • 8/3/2019 Raymond M Kethledge Financial Disclosure Report for 2009

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    Nam e of Person Reporting Date of ReportPageFINANCIAL4 of 7 DISCLOSURE REPORT I K ethledge, Raymond M 0 5 / 1 1 / 2 0 1 0

    V I I . I N V E S T M E N T S a n d T R U S T S -- i ......... ;,~, t ....... lions (Includes those of sp ....... d dependent children; see pp. 34-60 of f!llng instructions.)N O N E (No reportable income, assets, or transactions.)

    A. ! B C. : D.Descr ip t ion o f Asse ts i i n c o m e da r i o g i Gross vahlc a t end i Transact ions do l ing repo t l ing per iod(including trust asse~s) repo r t ing per iod [ o f repo r t ing per iod [Place"(Xyaftc .....asset iAraount] Typc(c.g., [ V a l u e V a l u e Type(e.g.. I Date Value Gain Idcmi . t y ofexempt f i -om pri or di sc losure I C o d e ! { div . , ren t , t: .... : , ,C o de 2 ivlethod buy, sell . m w dd& ; v v C o de ~ Code i buyer/ sel ler

    i(A-H) [ o r i r a . ) i (JP)" C o d e 3 r edem p t i o n ) [ i ( J - P ) (A-H) ( i f p r iva te(Q - W )

    1. Brokerage Accoum #1 N o n e 3 -r

    2. --EuroPacific Growth Fund

    3.

    4. I R A # 1 N o n e K T

    5. - - E u r o P a c i f i c g r o w t h F u n d

    6. - - l n v e s t n l e n l C o A m e ; ~ i ca C o r n

    7. --Shor t Teno Inc Fund Money Market

    9. Bush Seyfer~h & faige 401K Plan N o n e K T10. --A!liance Berstein kP LgCap Value

    I I , - -N eube rge r Benna r~ M idCa p \ . a l ue1 2 . --Amercian Century LgCap Growth I1

    13 , --JP Morgan/Mellon Equity Sin-Cap Value I

    t4 . --Pr icipa} Golbal rea l Esta te Secs15 . --Pr incipal Global In t l Small Co

    i 6 . Trus t # I N o n e J T17. -- Shor t Te m~ l nc Fund M one y M ark e t [

  • 8/3/2019 Raymond M Kethledge Financial Disclosure Report for 2009

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    FINAN CIAL DISCLOSURE REPORT ~ .... f P ..... R e p o r t in g D a t e o f R e p o r tPage 5 of 7 K eth led ge, Raymond M , 05!11/2010V l l . I N V E S T M E N T S a n d T R U S T S -- i.~.m~, ,,~t.~. , ....... ,i,,~, (Includes those of sp ...... d dependent children; see pp. 34-60 of filing instructions.)

    NON E (~Vo reportable income, assets, or transactions,)A, ~ B. ~ C . D.D cscr lpfio n o f A ssets In co m e du r in g [ Gross value a t end Tra l lsacl ions du r ing repor t ing per iod( i nc luding t~st asset s) repo r t ing per io0 of report i ng per i od

    Place"(X}" aft .....asset ~ A m o u m T y T c ( e . g . , V a lu e V a )o e Type (e .g . , Date I Value ~Gain/ I den t i t y o fcxc ,np t f rom pr io r d i sc losu re ~ Code I div . , ren t , C o d e 2 Method buy, sell, m n ~ dd ~ ~ C o de 2 { C o de ~ ~ buyer/seller. . (A-H) o r in L ) {J-PJ C o d e 3 r edem p t i o n } ? {~-P) ~ {A-H)/ ( i fpr iva le..................................... ~ ......... ~.. (Q-W) i .... 2 . t r~nsact lon)

    18 . --Euro Pac Growth FD SH Ben lntq

    ! 9. I R A # 2 N o n e J T2 0 . --Euro Pae growth Fund

    2 1 . - -F unda m en t a l I nv eslo r s2 2 .

    2 3. VCSP/ColIege America 529A Education N o n e J TSavings Account2 4. --New Perspective Fund-529A

    2 5 . --Investment Company of America-529A

    26 - -B ond F und o f A m er i ca -529 A2 7. B r o k e r a g e A c c o u n t . 4 2 N o n e J " 1 2 . _ 8 . --Inveslmerd Co America Corn

    I I n c o me G ain C o des A =$I,0 0 (J o r less B - 5 .1 ,0 0 1 - $2 ,5 0 0 C = $ 2 ,501 . $ 5 ,000 D = $5 .0 0 1 . $ iS ,(} 0 0 E = $~5 0 0 1 _ $~0 r .ffl0 -]

  • 8/3/2019 Raymond M Kethledge Financial Disclosure Report for 2009

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    F IN A N C I A L D IS C L O S U R E R E P O R T N .... fPe ....R e p o r t i n g [ D a |e o f R e p o r ~P a g e 6 o f 7 Kethledge, Raymond lVl. 0 5 / 1 1 / 2 0 1 0

    VII I. ADDI TI ONAL I NF ORM ATI ON OR EX P LANATI ONS . a,,aica,~p,,,,,gcport.)

  • 8/3/2019 Raymond M Kethledge Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT , r ~ . . . .. f ~ , . . . . . ~po.~ [ o ~ of aepo. [Pag e 7 o f 7 K e l h l ed g e , R a y m o n d M . 05/ I 1/2010IX. CERTIFICATION.

    i ce r t i fy tha t a l l i n fo rma t i on g iven a bove ( i nc l ud ing i n fo rma t i on pe r t a i n i ng t o m y s pous e a nd mino r o r dependen t ch i l d ren , i f a ny) i sa ccu ra t e , t r u e , a nd com ple te t o t he best o f my knowledge a nd be li e f~ a nd tha t a ny i n fo rma t i on no t r epo r t ed wa s wi thhe ld beca us e i t me t a ppl i ca ble s t a t u t o ryprov i s ious pe rm i t t i ng non -d i s c lo s u re .1 fu r the r ce r t i fy tha t e a rned i ncome f rom ou t s ide employmen t a nd hon o ra r i a a nd the a ccep t a nce o f g i f t s which ha ve been repo r t ed a re i ncompl i a nce wi th the p rov i s i ons o f 5 U . S . C. a pp . 501 e t . s eq . , 5 U . S . C. 7353 , a nd Jud ic i a l Con fe rence rego l a t i ons .

    S i g n a t n r e

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F I J L L Y FA L S I F I E S O R F A L L S T O F I L E T i ll s R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p. 1 0 4 )

    FILfNG fNSTRUCTIONSMail signed original and 3 additional copies to:Committee on Financial DisclosureAd~ninistrative Office of the Uniled States CourtsS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544