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RE PORT DOC UMENTAT ION PAGE Form Approved OMB No. 0704-0188 Tito public reponing burdon for this collection of lnlormafion It ost immed to nverogo 1 hour por rr1•ponso 1 Including tho tlmo f or roviowlng lnstruc;ltona, soerchong dOlO sourcoa. gothorlng and molntolnlng tho dote neodod. compluung nrod rovoow ing tha oolloction of Information. Send common11 rogordlng this bur don elllmato or ony othor ospoct o thl• colloctlon of lnlormntlon. Including suggutlons for reducmg tho burdon, to OepBttmcnt of Oofonao, Wo•hington Heodquaotorl Servoces, Oirectoreto for lnlormotoon Oporetlona and Rapona 10704 0 188}, 1215 JoflorJon Oovoe Hoghway. Sullo 1204. AotongtOI\ , VA 22202 RA>spondonts be ewaro thor notwuhstando ng anv othor provision of law. no poraon ahnll ho aubj<lot to any ponahy for lolling to comply woth a collection ol lnformet10<1 111t dOOI not d.,ploy 1 currontly vahd OMS control number PL E ASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS . 1. REPORT DATE fDDMM-YYYYJ 12. REPORT TYPE 3. DATES COVERED (From · To) 7 June 2012 Master's Thes1s 25July2011-15June2012 4 . TITLE AND SUBTITLE 68. CONTRACT NUMBER TI1e New Guard: A Service Equiva leol Force 5b. GRANT NUMBER 5c. PROGRAM E.LEMENT NUMBER 6. AUTHOR!SJ 5d . PROJECT NUMBER LTC .James E. Scalf. USA 5e . TASK NUMBER 6f . WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION Join t Forces Staff Co llege REPORT NUMBER Jomt Advanced Warfighting School 7800 Hampton BLVD. I Norfolk, VA 23511-1702 9. SPONSORING/MONITORING AGENCY NAME!Sl AND ADDRESS!ES) 10. SPONSOR/MONITOR' S ACRONYM!Sl 11 . SPONSOR/MONITOR'S REPORT NUMBER! Sl 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release, distribution is unlimited. 13. SUPPLEMENTARY NOTES 14. ABSTRACT Th1s thesis proposes that the National Guard i s a service-equi va lent force a nd requires expanded authorities to develop capabilities for its dual-role mission. The paper provides an in depth anal ysis of the hi stori cal rol e of the militia and the subsequently the National Guard . It examines the debates and issues th at underpin the current defense for ce structure and makes specific recommendations for th e f ut ure deve l opment and role of the National Guard. 15. SUBJECT TERMS 16 . SECURITY CLASSIFI CATION OF : 17. LIMITATION OF a. REPORT b. ABSTRACT c. THIS PAGE ABSTRACT Unclassified U nclassified Unclass ified Unclassified U nlimited 1B. NUMBER OF PAGES 74 19a. NAME OF RESPONSIBLE PERSON 19b. TELEPHONE NUMBER /Include area code/ 757-443-630 1 Standard Form 298 (Rev . B/98) Pr otr.ribod bv ANSI Std. Z39.1 8

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REPORT DOCUMENTAT ION PAGE Form Approved OMB No. 0704-0188

Tito public reponing burdon for this collection o f lnlormafion It ostimmed to nverogo 1 hour por rr1•ponso1 Including tho tlmo for roviowlng lnstruc;ltona, soerchong o•lstln~ dOlO sourcoa. gothorlng and molntolnlng tho dote neodod. an~ compluung nrod rovoow ing tha oolloction of Information. Send common11 rogordlng this bur don elllmato or ony othor ospoct o thl• colloctlon of lnlormntlon. Including suggutlons for reducmg tho burdon, to OepBttmcnt of Oofonao, Wo•hingt on Heodquaotorl Servoces, Oirectoreto for lnlormotoon Oporetlona and Rapona 10704 0 188}, 1215 JoflorJon Oovoe Hoghway. Sullo 1204. AotongtOI\, VA 22202 ~302. RA>spondonts ~hould be ewaro thor notwuhstandong anv othor provision of law. no poraon ahnll ho aubj<lot to any ponahy for lolling to comply woth a collection ol lnformet10<1 111t dOOI not d.,ploy 1 currontly vahd OMS control number PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS. 1. REPORT DATE fDDMM-YYYYJ 12. REPORT TYPE 3 . DATES COVERED (From · To)

7 June 2012 Master's Thes1s 25July2011-15June2012 4 . TITLE AND SUBTITLE 68. CONTRACT NUMBER

TI1e New Guard: A Service Equivaleol Force

5b. GRANT NUMBER

5c. PROGRAM E.LEMENT NUMBER

6. AUTHOR!SJ 5d. PROJECT NUMBER

LTC .James E. Scalf. USA

5e. TASK NUMBER

6f. WORK UNIT NUMBER

7 . PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION

Joint Forces Staff College REPORT NUMBER

Jomt Advanced Warfighting School 7800 Hampton BLVD.

I Norfolk, VA 23511-1702 9. SPONSORING/MONITORING AGENCY NAME!Sl AND ADDRESS!ES) 10. SPONSOR/MONITOR'S ACRONYM!Sl

11 . SPONSOR/MONITOR'S REPORT NUMBER!Sl

12. DISTRIBUTION/AVAILABILITY STATEMENT

Approved for public release, distribution is unlimited.

13. SUPPLEMENTARY NOTES

14. ABSTRACT

Th1s thesis proposes that the National Guard is a service-equivalent force and requires expanded authorities to develop capabilities for its dual-role mission. The paper provides an in depth analysis of the historical role of the militia and the subsequently the National Guard. It examines the debates and issues that underpin the current defense force struc ture and makes specific recommendations for the f uture development and ro le of the National G uard.

15. SUBJECT TERMS

16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF a. REPORT b. ABSTRACT c. THIS PAGE ABSTRACT

Unclassified U nclassified Unclassified Unclassified Unlimited

1B. NUMBER OF PAGES

74

19a. NAME OF RESPONSIBLE PERSON

19b. TELEPHONE NUMBER /Include area code/

757-443-630 1

Standard Form 298 (Rev. B/98) Protr.ribod bv ANSI Std. Z39.18

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Standard Form 298 Back (Rev. 8/98)

NATIONAL DEFENSE UNIVERSITY

JOINT FORCES STAFF COLLEGE

JOINT ADVANCED WARFIGHTING SCHOOL

THE NEW GUARD: A SERVICE-EQUIVALENT FORCE

hy

James E. Scalf

LTC, Tennessee Army National Guard

THE NEW GUARD: A SERVJCE-EQUTV ALENT FORCE by

James E. Scalf

LTC, Tennessee Army National Guard

A paper submiued to the Faculty or the Joint Advanced Warfighting School in partial satisfaction of the requirements of a Master of Science Degree in Joint Campaign

Planning and trategy. The contents of this paper reflect my own personal views and are not necessarily endorsed by the Joint Forces Staff College or lhe Department of Defense.

This paper is entirely my own work except as documented in foolnotes.

Thesis Adviser: Name

Approved by:

,---

Signp

7 June 2012

Signature: -7--_,~'5>2":=--_2 _ _ ?_,_- _ __ _

Col. John Paul, Thesis Advisor

Signature: -~~~~-""'-'..._...._.'-----~-----\\.--Dr. Vardell Nesmith, Academic Advisor

1

Signature:~~ d -zt-Col. J effrey J . Waechter, Committee Member

Signature: Cf~& 14J~ James B. Miller, Col, USMC, Director, Joint Advanced Warfighting School

ACKNOWLEDGEMENT

I wish to acknowledge the contribution. and acrifice my family has made to give

me an opportunity to serve and most especially, the many indulgences of my wife-Paui,

who has c;;een far too much worse and not near enough beuer of me. I also would like to

acknowledge the many leaders who have patiently mentored me through year . . These

leaders have given out of the abundance of their knowledgt: and experience to a"''\ist me as I

have succeeded through the ranks. The writing of thi s document would not have been

possible w ithout the encouragement and guidance of Col. John Paul. He patiently waited for

me to work i t out and always inspired me to do just a little more to make it that much better.

La. t but not least, 1 will alw<tys have to thank Morn. She gave me a hunger to learn when I

was young and has nurtured it ever ince.

Ill

DEDICATION

This is ded icated to tho~e who have "rode with tbe Regiment" and fo r tho, c who

<:Ontinuc to ride.

I V

TABLE OF CONTENTS

lNTRODUCTlON ................ .... ..... ...... ....... .. .. .. ........... ..... .......... ........................................ . I CHAPTER I: The Role of the Mil ilia ... ......... ... .......... .. ....................... .. ............................ 6

The Colonial Militiu ...................... ............ ............... ... ......... ... ......... ................................ 6 The Origin. of the American Mili ti.a .. .. .................. .......... .............. ........ ....... ....... ........ 6

Jamesto\vn Set tlement. .... ...... ...... ........... .... ................................... ... ......... ..... ........... 6 The New England Militia ... ....... ....... ... ..... .... ... .. .. ........ .... .......................... .. ...... ........ 8 Con1pulsory Service .................................................................................................. 9

The Evolution of the American MiJjtia ............................. .. ... .. ...................... ... ......... !! The Mjnuternen System ...... ......... ... .. .. ... ......................... ... .......... .. ......................... !!

The Role of the Mi litia in Revolution .... .. .......... ...... .................................................. 12 The Battle of Lexington and Concord ..... .............. .. .. .... ... ..................................... l 2 The New England Anny ..... ................ ...... ..................... .. ........... ............................ 16

The Continental Arn1y ........ .... ....... ........ ...... ...................... .. ............ ............. .. ............ 16 The Birth oftbe Arn1y ............................................................................................. l6

The Con. titulionaJ Mili tia ........... .. .. .. ............ ...................................... .. .......... ......... ...... 18 Dual Military Sy ·tern .. .................. ...... ......................................................... ..... ......... 18 Federali~t versu. Ami-Federalist .................................. ... ........................ .... ........... 18 Washlngton' Senti1nent. .................................. ............. ......................................... 20 Constitutional Compromise .. .... ....... ...... ...... ...... .. .... ..... .. ... .......... .... .. ... ... .. ........ .... . 22

Militia Reforn1 ........ ...... ........... .. .......... ..................................................................... 23 The Knox Plan ..................................... ....... ...... ... .. .. .... ....... ... ......... ................... ..... 23 The Militia Act or 1792 ..... ..... ......................... ............ ... .... ............... ..................... 24 The "Es ential Pillar·· .. ............................................................................................ 25 The War of 18 12 ............................................ .... ........................... ..... .... ........ ......... 27 Ct~ lhoun · Expandable Army Plan ...... ... ....... ........................... ....... .. .. .................... 29

CHAPTER 2: The Rise of the National Guard .................................................... .. ........... 3 1 The Volunteer Militia .................. ...... ......... .............. ... .......... ... ........... .............. ............. 3 1

The Derni!.'>c of the Enrolled Militia .................... .. ............. .......... ... ..... .......... .. ........... 3 1 Manife~t De ·Lin y ..... .... ......... ..... ......... ... ............. ....... ................................ .... .......... 3 1 Volunteer Cornpnnics .... .. .. ... .. .. .. ..................... .. ......... ......... ......... ............. .. .. .. ........ 32

Civi l w,u· and Recon truction .................................................................................... 35 The Emergence of the Regular Army ............. .. ........... .. ............. .. ............ .. ............ 35 Recon truction ........... ............ .... ........ ... ...................................................... ............ 38

v

The Great Railroad Strike of 1877 ............ ......................... ..................................... 3Y

Strikebreaker · .......................... .... ... .. .. .... ..... ...... ... ......... ... .. .................................... 40

The Pos~e Comiratus Act of 1878 .................. ........................................................ .40

The Legislati ve Battle ................ ......... .... ... ...... ...... .... ............. ... .............. ....... .............. . 4 1

Que!-.t for Rerorn1~ ..... .. .......... .. ......... .. ..................... ... ............ ........... ......................... 4 1

The InDucnce or Upton ...... ...... .. .. ....... .. .. ..... ........ .... ........ ............... ........................ 4 1

The National Guard A. ~ociarion .......................... ................................................. . .42

The D·ick Ac t ......... ........... ............. ..... .... ..... .... .... .. ....... ...... ...... ... ........ ... ..... .. .. .... ... . 44

The Mil itia Act or 1908 ........................................................ ...................... ........... .46

Coastal Batteries ................ .... .... ..... ........... .. ......... ... ... ... .. .. .. ... ...... ..... .... ... .. .... ... .. ... 46

The A.nny Reserve .................................................................................... .. ............ 47

The Cont inental Plun .......... .. ...... ........................... ... ... .... .... .... .. .. ............ ... ... ... ... ... . 47

The Modern National Guard .. .. ................................ .. ............................................. .. .48

Training as they Fight ....... .. ....................... .... ...... ... ......... ... ......... .. ............. .. ......... .48

The Defense Act of 1916 ... .. ............ ........... ............................................................ 49

The lnnuence of Pcl1Jner ............... .. ............................................. ............... .. ........... 49

Reorganizing c.u1d Remissioning .. ... ....... ............ , ............... ............. .. ...... ..... ....... .... 50

Cold War .................. ... ............ ...... , ... ............................................. ............................ 52

Strategic Re, erve ....... .. .. .. ... ... .. , .. .. .. .... ... ... .... ....... .. ........... .............. .. ....... .. .. ... .. ... .. . 52

The Al l-Volun teer Force .................................................................. ....................... 52

l"he Abran1s Doctrine ................. ... ..... ..... .. .............. ........... ... ........ .. .................... .... 53

The Perpich Lawsuit ......... ......................................................... ............................. 53

Post-Cold w~,r .... .... .. .. ............ .. ........ ... ....... .. .......... ..... ...... .. ............ , .................. .... .. .. 54

Tiered Rcadinec; . ................. ... ... , ... .......... ............ ..................................... ............... 54

CHAPTER 3: Recommendations for the National GtJ<u·d .. ..... .. ................. .. .... ... ............. 56

·rhe Adaptive Force ....... .... ............................................................................................. 56

M u lti-purpo:-.e Force Structure .. ...... ...... ..... ...... ... .. ... .. ......... ... ............................ .. ... ... 56

Growing Missions for the Guard ......................................................... ., ................. 56

The Chief of the National Guard Bureau .................. .. ..................... .. ........................ 57

NOAA 20 12 ............ .. , ... .. ... .... .................... ... ......... .. ......... .. .. .. ..... .. ........ ... ... ........... 57

DOTMLPF ................................................. ........... ............ ........... .......... ............... .. 58

Homeland Defense and Homeland Security .. ....... .... ... ..... .. ...... .... ... ....... .... ........... . 61

The ationaJ Guard-Re ·erve Equipment Account .. .................... .. ......................... 62

Developing Domestic Guard Uni ts ... .. ..... .. .... ...... .... ..... .. .. ... ... ... ...... ...... ... ... ....... .... 65

vi

Joint Doctrine Development System ...................................................................... 66 Functional AJ·eas for Guardsmen ...... ... .. ...... .... .................. ... ........... ............ .... ....... 66

Building Partner Capacity .... ............ .. .. ... ......... .......... ...... ............................ ......... ..... 67 State Partnership ProgTam ........................... .. .......................................................... 67 Operational Memor Liaison Teams ............ .... ...... .................................................. 69

CONCLUS JON .................................................................................................................. 70 BJBLIOGRAPHY ... .. .... .. .. .. ... ......... ......... .. ... ........ ....... ..... ... ... .... ........................ ......... ...... 71

vii

INTRODUCTION

On November 10, 20 II. the Senate Armed Servi ces Committee conducted a

bearing o n the National Guard Empowerment Ac t o f 201 2. The main focu. of discu ' sio n

wa., whether or not the Chief of the National Guard Bureau (CNGB) ~hould be included

as a member o f the Joint Chief~ of Staff (JCS ). This Wa! the first time the entire Jo im

Chiefs bad ever testi fied together be fore the committee. Additionally, the CNGB and the

General CounseJ for the Department o f Defense (DOD) were called to testify. With the

exceptio n of the CNGB, all of the uniformed member& from the panel opposed the

legis latio n.' Considering the lop:-.ided opposi tion by the JCS, the unique ne. s of the mas

appearance and the additional resistance of Secretary o f Defense Leon Panena.2 who did

no t attend, it would have seemed U1at the amendment was doomed to cettain failure;

however, it passed with oveiwhclming bi -partisan support.

The member o f the JCS each listed their criticisms o f the Act in letter to the

committee. Most cited the important contribution the National Guard make::. to national

defense and that Lhe CNGB has ··service-like'' functions; but, tho e functio ns do not rise

to the leve l o f a ervice chief. Most were critical of e levating a reserve compo ne nt force

to have a voice ~eparate from it primary service. A few promoted Lhe fact that there was

no direct civilian overs ight. The U.S. Marine Corps faced the ·arne crilici m when

legis lation was introduced to elevate the Commandant to the JCS. When asked by

1 U.S. Congn:!.s. Senate. Committee on Armed Services. Hearing to Receil·e Testimony on \Vhether the Chief of the National Guard Bureau Sltnuld be a Member of rhe JCS: Nearing before the Cnmmiuee on Armed Sen ,ices. I 12th Con g .. l st sess., Novcmher I 0. 20 I I (statement of Senator Carl Levin). hllp://armcd ... en icc\ . ..,cnatc.gm lc "" i tnc ... .., li -..t.cfm?id=5255. ! U ... Congrcs!.. Scnuh.:. Commillee on Armed Services. Leuer ro f11e /-Jonort1hfe Carl Lnin. Chairman. 11 21h Con g .. I M SCl>!> . , Decem her 7' 20 II ( Lcltt: r fro m Leon Panella • • ecrctary or Ddcnsc).

Senator Scou Brown from Ma. sachuscll to explain the difference between the National

Guard and the Marine Corps. the Commandant of the Mcu·ine Corps, General James F.

A mo . . stated:

... we cu·e a service. We have been one for 236 year. . When the

Marine Corps got its scat at the rab1e in 1978, we had been fighting

our Nation's battles as a service for over 200 year!:l. That is

different. The Guard is not a servicc.1

What he failed to ·tate wa that the mjlitia was erving Lhc states befo re they were even

united. Ln fac t, the National Guard, known as the militia until the late 1800' .. pre-dares

the Marine Corp by nearly 140 years.-l The mili tia was the fi rst American military

-;ervicc. ll now has an annual budget of $28 billion, lightly less than the Corps $29

hillion budgct.5 ll also has the ·arne "Common Military Department Functions"

descrihed in Departmenr of Defense Directi ve (DODD) 5100.0 I which include recruiting,

organizing, supplying, equ ipping, training, servicing, mobilizing. demobilizing.

administrating. maintaining, construction and repairs of strucrures.6 Moreover, it has the

additional role of !>erving as the State Governors emergency re. ponse force. Not onl y

docs the National Guard fight our nation·~ wars-it nlso responds to our dome~tic

1 U.S. Congn:ss. Senate. Commillt:c on Armed Services. Hearing to Receive Tesrimully on Whether the

Chief of the National Guard Bureau Should be o Member of the JCS: HearinJ: bef ure the Committee on

Armed Sen •ices. I 12th Cong .• I st ~css .. Novcrnhcr I 0, 20 II (testimony of General James F. Amo~.

Commandam of the Mari ne Corps). hup:l/armcd-~crviccs.:-.cnate.gov/c Wi t nc.,..,list.c.:fm'?id=5:!55 .

1 Michael D. Dnublcr, Civilian in Peace. Soldier in Wur-The Army National Guard, t63(1-2000

(L;mrcnce. Kan•;as: Uni vers ity Pres~ of Kan ... a~. 200:1). 229.

1 U.S. Congrc~~. Scnate. Committee 1111 Armed Servicl!s. Hearing to Receiw! Testimuny on \Vhether the

Chief of rhe Na riunal Guard Bureau Slwuld he a Mt>mher of rite JCS: Ilea ring he fore rhe Cmnmillee 0 11

Armed Sen •ice.\. I 11 th Cong .. lo;t SC!'-~.. O\emhcr tO. 2011 (tcstimnny of Craig R. McK1nle}. Chief of the

National Guard Bureau). hup:/hlrml!tl-~>crvlccs.senwe.uov/e \\i t nL·:-.~1 ist.dm'!iu=5255 .

11 U.S. D~.:partmen t or Defense. DoD Directh•e 5100.0 I : Frul('ticms oft he Depnr1n1ent c~{' Defense and lt.s

Mojor Ct1111ponet1tS. December 2 1. 20 10 (Wn hington. DC: Department of Dcfcn<>c. 2 t December 20 I 0).

26.

2

emergencies. Given it unique dual ro le and complimentary statu , the National Guard

rnu t be defined a a ervice equi valent force and is worthy of expanded Department-

level au thori tie~.

Tn hi s testimony. General McKinley dismissed concern about the National Guard

~eeking 10 become a . eparate . ervice. He pointed out that by tatute; the National Guard

is a re~crvc component o f the U.S. Army and Air Force. The Army and Ai r Force have

<;ervicc Secretaries with primary responsibility of e tabli ·hing po licy for the National

Guard employment in a T itle I 0 ·talus. Those Secretaric. provide c ivili an oversight,

pre cribc training requiremen t · , procure equipment and validate budget request .7

USNR, 65,006 8%

8%

USCGR, 7,982 1%

Reserve Component End Strength Although the National Guard make. up only two o f the seven DOD re erve components,

the Army and Air National Guard have almo. t 470,000 soldier and ainnen. Thi. i

nearl y fifty-five percent of the 850,000 in the entire reserve component. The Natio na l

7 U.S. Congre s. Senate. Comrruuec on Armed Scrvtcc . 1/earing ro Receive TeHinumy on Wherher rile

Chief of The Narionaf Guard Bureau Should be a Member of rite JCS: Hearing before the Commiuee on Armed Services. I 12th Cong .• I sl scss .. November I 0, 20 II (testimony of Cratg R. McKinley. Chief or the National Guard Bureau). hup://armcd ... crHcco;.!'>cn:ue.!!o\/c witnc'''''u:fm'!id=5255 .

Guard also maintains almo. l all of the re crve combat capabilities for the Army and Air

Force. Becaui>e of this and its ·heer ~ ize. the National Guard is e ential for the Army

and Ai r Force strategic capabilities.8

The National Guard has another role that clearl y sets it apart from all the other

c.;ervices-its uppmt to civiJ authoritie . Primaril y, it i1> this unique functi on that

compelled Congre~s to disregard U1e JCS advice and elevate the CNGB to full

membership. The CNGB i exdusivcly qualified lo provide advice on militc.u·y support

for domestic operation . The CNGB docs not command these forces in the arne fashion

that other service chief~ do not command their service fo rce~ once a. signed to a

Combatant Commander. That said. he is nevertheless re~pon~ible for balancing the

response to dome~tic emergcncie and the readines~ of National Guard forces for

contingency operations. Specifically, the Chai rman of the Joim Chief~ of Staff

Instruction (CJCS J) 3 125.01 B requires the CNGB to:

Ensure all states have the foJJowing NG capabilities or acces~ to

the. c NG capabiJities on a regionaJ ba is:

(a) Command and Control: Joint Force HQ-State: and JTF-State.

(b) Weapons of Ma De truction Civil support teams.

(c) Maintenance. (d) Aviation. (e) Engineer (technical search and rescue).

(f) Medica l. to include ANG Expeditionary MedicaJ Support.

(g) Communications. (h) Tran portation. (i) Security. U) Logistical. '~

s Jamc-. E. Cartwright and Dcnnt:. M. McCarthy. Comprehe11.1il·e Re1•ieu• of the Future Role n.f the Resen·e

CcmtiiOIIellt. Volume I, Executh·e Su111mary and Main Reporr (Wnshingron. DC: Orticc of the As~i)ttant

Secretary of Dc fl'n~c ror R C!>I.!fVC Affairs. Apnl 5. 20 II). 20.

'1 U.S. Joint Chid:; or Staff. Defense Support of Ciril Atahorities ( DSCA) for Dome.1tic Conseque11ce

Management (CM ) Operarions ;, Re 1ponse to a Cht•mical, BiolngiC'ul. Rmliologiml. Nuclear. or 1/igh­

Yie/d £tplosil·e (CBRN£) lncidem. CJCSI 3125.0 I 8 . (Wa.,hington, DC: Joint Chief!> of Stall. August 19.

2009). B- 14.

While aJI these capabilitie are neces ary fo r consequence management in response to a

Chemical , Biological, Radiologica l, Nuclear or High-Yield Explosive (CBRNE) incident,

it demon trates that the CNGB currently ha, • ervicc-llke functions and necess itates the

capability to develop forces through the Joint Capabilities Integration Development

System (JCIDS ), which is clearly a service function.

The CNGB needs the authorities to develop units for roles and functions either

unique to the Guard or for which it is well suited. Roles are defined in Joint PubUcation

I a. ··the broad and enduring purpo es for which the Services and USSOCOM were

e-.tabli~bcd in Jaw."' Function are .. the appropriare assigned duties. re ponsibilities,

mission~. or tasks of an individual, office, or organization." 10 Thi paper examines the

historic role and functi ons of the National Guard and makes recommendations for

developing Doctrine, Organization. Training. Materi al. l eadership, Personnel, and

FaciU Lies (DOTMLPF) ~olution s to bridge capability gaps. Fir. r, it will examine the

historic role of the militia and how much of the discu. sion about reserve component

utilization ic nothing new. Often, leadcr ·hip within the DOD finds the Guard too di fficult

to understand or too complicated to be useful. The goal of this paper is to inform that

leader hip of how the Guard hus been used in the past and ' hould be modeled for Lhe

future. Then, it wi ll look at the rise of the National Guard and the factor · and force · that

have transformed the militia. It conclude with recommendations fo r future

improvement to improve and enhance the capabilities of the National Guard and how

that is beneficial to the Nation.

10 I 0 U.S. Join I Chief\ or wiT. DOD Doctrine fnr the Armed Fvn·e.1 of tlw United States. Join I Puhlicalion I. May 2. 2007 Incorporating Change I March 20. 2009 (Wash1ngwn. DC: J<,i nl Chiefs or Staff, March 20, 2009). 11-3.

CJ !APTER 1: The Role of the Militia

The Colonial Militia

The Origin1-. of the American Mi litia

} amestowfl Settlement

The legacy of the American Citizen-Soldier begins with the carlie t senlement of

Engti ~h colo nie~ in the New World. In 1607. the arri val of English . ettler~ at the mouth

or U1e Che:-.apeake Bay was met shorlly thereafter with open ho ti lity from Native

Americans. After locating up the James Rjver on a marshy peninsula tbat afforded

protection from the Indians and concealment from the Spanish, tile ~ellJer. founded

Jame town colony on the 161h of May.1 Ten days later, over 200 braves from the

Powhatan tribe attacked the settlement with the intent of either ki lling all the inhabitant.

or causing them to t1ee. The surprised ~ettJers rei ied on make-shift defenses that were

hastily e~t ablished and cannon fire from their th ree nearby naval vessels to repel the

auack. /\!though onl y two colonist. were killed. the attack left an indelible image of

warfare in the new worlu.2

The senlers relied on the military training and weaponry they had received in

England. They would implement a militia sy ·tern similar to that u~cd in Europe:

however, it would be adaptive, nexiblc and ~cll"-reliant.3 The militia was the sole

protector again. r the existential threats posed by Native Americans, the Spani~h and later

1 Dougla~ F.. Leach. Arms for Empirl': A Military Hiunry of the British Culonie:. in North America. /607-

17n3 (New York: Macmillan. IY?l), 1-2.

~ Michad D. Douhkr. Cit·ilian in Pettee. Soldier in \Var- The Army National Guard. 1616-2000

(Lawrence. Kan:.a).: Univcr.!>ily Pres~ or Kan-.a .... 200~). 10-l I .

. I Ibid. 7-I.J .

6

the Fre nch. The necess ity of local defense forced the seulers to task each able-bodied

male to ervc both for self-pre e rvation and lhe protection of the eltle ment.4

In September of 1608, Captain John Smith became the eulement leader anc.J

began ho ldiJlg compubory drill s to improve the capabilities of the militia.5 Soon

afterward, he initiated an offens ive up the peninsu la to raid Powhatan vi .ll age~, forage for

food and seek other pos ible selllemenl ites. During thi !> campaign, Smith quickly

learned to adapt tactics and rid his soldier~ of the heavy <umor and he lmets. Although

Smith wou ld be wounded in a mi nor skim1ish, hi. su rveys and writing encourage the

further ex pansion of more ·ettlements on the Jame River. These would be the first

writing~ that would be used for doctrine ahout warfare in early America.1'

The growth of the colonies meant a growth in the militia. Each eulement wou ld

follow Jamestown· model of compulsory service and regular drill for training. The

colonist and Powhatans continued to conduct raids and ambushes against each other unti I

an unea. y peace w~ brokered in 1614. With the truce e tablished , the settlers quick ly

abandoned the militia practices to focus on lucrative tobacco production. ·tarli ng new

settlements and extending land tracts.7

As the co lony expanded , so did the gap between the settler and the Powhatan .

On M arch 22. 1622. the Powhatan, lau nched a massive, coordinated and ·urprise auack

against the . e tllcments that re ulted in over three hundred colonist kil led. This was

nearly twenty- fi ve percent of the j us t over 1.200 senlers. After reco ering from the

I [bid.

5 William L. Shc<l, The Vir~inia Militia in the Sel'enrenth Cewury (B:uon Rouge. LA: Loui'>iana State Univcr-;uy Pre-;. 1983). pp. 12- 16.

~ Douhh:r, 12- 1-1 . 7 lhiJ. t-1 .

7

;;hock, the militia led a series or devastating reprisal agajnst the offending tribe. Once

again , the militia protected the settlements from annihilation and expanded territory into

Powhatan land.. From this time forward. the colony would maintain a mili tia in even the

mo~t remote ertlement!'l. Tbe Virginia A ~embly developed a re~ponsive command

<> trucntre with four mi litary district. that could reinforce each other. Because of it ·

!'luccess. rhe Virginia mjl itia ystem would be copied throughout the coloni e~ with each

region hav ing a distinct model.h

The New England Militia

ln New England, the Puritans were very conscientious about their militia <>crvice.

Though :-.ervice was compul. ory and in some in ranees re4uired citizen to own and

mainrain their own firearms. mo. t served out of a sen. e of duty. On December 13, 1636,

Ll1~.: M assachusetts General Court ordered lhe estab li shment of the first militia regiments.

Tl1is decision heralded the birth of the National Guard. Officers were chosen by popular

election-. and non-commissioned officers were ~elected by the electetl ofllcersY

A the colonies grew. the tension wirh orne Indian tri be became more elevated.

in 1637 and aga in in 1675, the colonisl<; were at war with Indian tribes. In both cases, the

mi litia wu'i [he sole military response l'or the colonies. The coloni<> t had allied themselves

in both W<HS with friendly Indi;.m~: but. Briti h "Regulars" were not used. King Philip's

War brought witlcsprcad devastation to New England colonies. "King Philip" was the

name bestowed by Lhe coloni!'t upon Metacom.tbe chief of the Wampanoag lndians. It

wou ld take the militias from multiple co lonic~ and their [ndian alliances to defeat ''King

j, Douhh:r. 1-1 .

9 fhid. Jo.

8

Philip" and hi. allie . The aftermath would leave over one thou and coloni t · kiJJed and

over ninety towns attacked: many of which were completely de. troyed. In the Virginia

mil ilia y tern, seulements joined forces to ~ecure the colony. Significantly, King

Philip 's War wa the first time colonie · united their militia . IU

Colonie would be reluctant to place their mi litia · under external leadership.

Even when serving under the British, the militia maintained its unit integrity to the be t

ex tent possible. This recurring caveat is ;;t ill prevalent today. The New England

confederation was an attempt to maintain a military aUiunce during the mid- 1600s. It

wa an integral a pect to defeating Meracom dming King Pbjlip' s War. Colonie. united

their militia in the interim under a ingular command umil the danger was averted. Then,

the militia returned to it normal tmcture. AJLhough ucce ful during the cri i , the

confederation was soon dis ·olved. 11

Compulsory Service

Though the first militia was formed out of self-pre ervation. it would not be long

before ervice becume compul ory. Most able-bodied men from 18-45 were enrolled for

duty except those excluded for race, cond ition of servitude or poverty. When threats

became ominous. rhese exclus ions were often Lifted to provide volunteers. 12 The Virginia

militia system formed companies e:U1d regiments around town or settlement leaders. By

1630, the colony fielded over 2,000 soldiers in the militia . When plamations became

10 Leach. 59-66.

II Jhiu. 64-66. 12 Jerry Cooper. Tire Ri.1e of the National Guard: The Em lraion of rile American Miliria I R65-1920 (Lincoln . NE: Uni vcrs il y of Nebra.~ka Press. 1997). r .2.

9

more prevalent. militias were formed around the plantation owner or manager. Plamation

militias were also used to control slave populations and track down n tnaway-;. 1'

In New England, the setllement~ had extremely well organized militia . Although

service was compul. ory, most felt it was their duty to serve. Some villages required their

militia member~ to provide their own muskets and hot. 14 As Lhe colonie. grew and

prospered, militia service conflicted with employers and busine. s leader~ at times.

Colonial assemblies clearly understood the ramifications of exrended mililia

mobilization. The threat requiring rhe mobilizat ion had to warrant such a use of

manpower and distraction from oLher essential tasks occe, sary to make the colony

pro per. They frequently exercised their mobilizations and drilled on a regularly

scheduled basis. While they had relatively few suppli e~, they emphasized mark manship

a:-. uppu cd to massing fires. Because of the frequency or drill and the nature of the

mis~ion , most members were younger and le~s prominent in the community. There

~ervice became a means of elevation within colonial society. 15

Thi was in stark coolra~t to the British. They filled their regular army ranks by

conscription. They often emptied their jail s of criminals with mi~dcmeanor level

offenses and placed them in army. They were neither respected nor trusted by the

co l oni ~l. When the British imposed heavy taxes to pay for the pre~cncc of the army in

the colonie:-. and quartered their soldiers in colonist homes. they hegan a chain of events

P . hea. 12- 16.

1 ~ Doubk1 . 1-1-22.

15 Cooper. 2-4.

10

that would lead to the Revolutionary War. Ultimately, these event would impact how

the founders would view the military and the militia. 16

The Evolution of the American Militia

The Minutemen System

Following the Pequot war, New Hampshire, Rhode LosJand and Connecticut would

e tabli ~h formal militia <.;ystem .17 Many colonie. required their militia to have one third

of its members ready to march within thi1ty minutes notice. The term "minutemen"

comes from the. e militia!'., which often proved e~~cnlial to protecting against Indian

attacks. SertJemem opted to have either an "enrolled militia .. or a .. minutemen"

compcu1y. The local governing body organized the mililias as necessary depending on

threats and availability of military age male .18 For example, settlements with smaJI

population. like Lexington relied on the enrolled militia for local ccurity and would

mobilize for regional threats a needed. Concord had a much larger population so it

formed minutemen companie from its enrolled militia. The minutemen companies

allowed for a rapidly deployable fo rce within the colonies. 19

When the need for a more permanent military presence occurred. some colonie

estab lished ·'Ranger Companies'' that served on an in-eguJar ba-;is and would be paid,

unlike regular militia member·. The Ranger were highly skilled at conducting extended

palrolling and allowed for the colonie to have a greater awarene s of Lhe Indian threat

16 R. S . Stephenson, "Penn.,ylvania Provincial Soldier~ in the Seven Years' War." Pemuyll'lmia 1/istory 62. no. 2 ( 1995): 205. 17 Doubler, 17. 18 Galv1n. John R .. The Minme Men: The Firsl Fil:lll. Myths and Reolitie~ of the American Re,•olmion (Washington. DC: Bra~sey'~. 1996). 10 -11.

I'J Doubler, 32-35.

II

and early warning of imminent attack. Thc!-.e companies would he used ex tcn ively

during the French and Indian War by the Briti ·b. The famous " Roger's Rangers" gained

their notoriety from this sy. tern. His "Standing Order ·" are still taught today in U.S.

Army Ranger School. The e were the three basic militia systems that the colonies would

use ror security until rhe Revolutionary War.:w Even though the readiness and functions

of each of these systems were diliercnt , they were ull part of the colonial militia.

Typicall y, tbc militias were organized around company level units with a Captain

as its commander. They usually provided thei r own equipment and weapon!-.. ln ome

~ettlemcnt~. citizens were required to own their own mu ket. U' they could not afford

one, a musket was generally provided as a ailablc. The minimum number of men in a

company was fift y. As the militia ·y\tem developed. companie~ formed into battalions;

and , battalion formed into regiment ·. Each company elected its own officers and in rurn

tho'ie omccrs elected the senior officer of the ballalion.21

The Role of the Militia in Revolution

The Battles of Lexington and Concord

Although there were many cont ributory factors thut caused the Revolutionary

War, the incident that began it was the Battles of Lexington and Concord. As tensions

between the British ;md the colonist grew. Briti h General Gage became concerned over

the militia and the amount of arms and ammunition stored in the variou enclaves

throughout the region. He ordered a raid on the powder hou~e just wc~t of Boston seizing

ju "l over 250 haJf barrels of gunpowder. All or the gunpowder and mo~t arms were

111 Oouhlcr. I g-:.!6.

21 rhid. 1 n-26.

12

manufac tured out ide o f the colonie . Gage believed that by seiz ing the arms and

gunpowder fro m the militias he could prevent an escalatio n of hostilities. He wa · gravely

mi ·taken. The raid . e rved a a cataly tlhat angered colonist and welled the rank of the

militi a and suppo ners o f revolution. The ini tial action had caught the coloni 1 by

surprise; however, the militia would quickly adopt a series of "powder alarm ·: · Thi!)

warning network was drilled frequentl y to respo nd again t the " Regular ·" if needed .2:!

The second British attempt to seize arms from the colonist at F01t William and

Mary in New Hamp hire found Lhatthe militia had re moved its over 100 barre ls of

powder and 16 cannon . . Additionally, militia forces raided British supply depots in

Connecticut and Rhode island capturing mo re cannons and powder. Gage believed he

would surprise the coloni st when he sent fo rces to Salem on Sunday, February 22. 1775

to seize powder and arm~. In stead. the Briti. h were urprised to find militia units

streaming to encircle their patrol and lining the way back to the coast. Lt was clear that

the co lo nist not only did not fear rhe vaunted ''Regulars;" they were deliberately trying to

provoke them. When word reached London about the fa ilure o f the raids and the co loni t

acti on, Gage was ordered to take decisive acti on and s trike at the heart of the rebellio n.23

When General Gage targeted Concord fo r a raid , he knew that surpri e would be

cs.-enti al to [he missio n but hard to achieve. He band-selected o fficer and units for the

attack. Almo l 900 ~oldiers made up from twenty-one companie. o f light infantry and

gre nadier" were placed under the leader hip o r Gage' s mo. [ capable commander. LL

Colo ne l Franc is Smith. It was the largest ~trike force used thu far and would travel the

fa rthesr inland . The risk was worth the prize in General Gage ' l\ mind. The mis. ion wa

21 Daviu Hackel! Fischer. Pa11i RePere·~ Ride (Bnsrun. MA: Oxford Univcrsily Pre~s. 1995). ~7-44 . 21

lb•u.

13

to rush to Lexingron to arrest the rebel leaders John Hancock and Samuel Adams. Then,

they were to de troy Ma .. achuseu. ' large t cache of war ·upplic at Concord. Although

their intelligence wa excellent. they failed to achieve surprise. Pau l Revere and Wi ll iam

Dawe!'> were dispatched to warn Hancock and Adams while other riders alerted nearby

towns to rally their mil iti as. By tbe time the British had fini hed their boat movement

under the cover of darkness and began their movement toward Lexington. Adams and

Hancock were gone and multiple militia units were moving toward Concord. While the

Briti h mo ed <;peedil y toward their fir. t target. it wru, clear to them they had lost the

element of surpri e. All along the route they heard church bells, gun hot. fired as signal.

and the movement or riders through the wood-;. Smith wise ly sent a message back to

General Gage to in fo rm him of the ·ituation and request that reinforcement. be readied. 21

Lexington had opted not to form a minutemen company. They relied in ~> teacl on

enrolled mil itia as did many smaller vi ll ages. They chose Captain John Parker, a highly

capable and respected veteran of numerous campaign during the French and lndian War,

to raise and lead their militia. Most of the men in the un it were blood relati ves or Pm·ker.

He had mobi li zed hi:;; men around two o'clock in the morning. With the British sti ll far in

the distance, they impatiently waited in the local tavern . Sborrl y after dawn, a rider came

through the village waming of the advancing Briti. h column. The militia reformed on

the comm~ns racing the oncoming troops. When the first Briti h officer saw the militia,

he directed the first companies of troops to form hattie lines and ordered the rebel. to lay

down their arms. Parker. seeing that he was hopele ly overmatched. ordered his men to

disperse. Before the unit had time to react. a shot was fired. rt is unclear if iL was by the

1~ F1~chcr. 56.

l..J

militia or by the Briti h. The result wa the British fired a volley into the militia

formation fo llowed by rapid individual firing. WhiJe some militia uied to return fire,

most . imply l'led. Parker's men uffered even killed and nine wounded.25

After a brief recovery, the Briti h continued toward Concord. The minutemen

and enrolled militia had each massed a regiment north of Concord. The supplie · the

British sought were long gone by the time they arrived. As they prepared to search the

town, Smith sent patrols to secure the two bridges between hi force, and the militia.

During the . earch, the British found some wooden gun carriages and decided to burn

them. at:cidently setting the town meeting hou ·eon fire. The militia watching from hill

acros~ the swollen ri ver thought the British were about to rat e the town. They moved

forward to attack the British guarding the nonh bridge. While the skirmish was small ,

thi.s was the legendary ·'shot heard ·round the world."26

The fir t battle of the Revolutionary war is often po11rayed as masses of farmer~

or villagers grabbing their mu~kcts and rushing tlu·ough the woods haphazardly to j oin a

baule in progress. While this may have happened, obviously units were already engaged.

The majority of the patriot that responded to Paul Revere ' alarm formed into units.

They had caprains and coloneL many of whom had rehearsed a response to , ucb a British

action. In numerous io~ tances during the British retreat to Boston. militia un.ils were

emplaced at exact location. to inflict large numbers of casualties while exposing militia

units to minimal risk . The militia suffered 50 killed, 39 wounded and 5 mi (j~ ing. By

contrasL. the British had 65 killed, 180 wounded and 27 missing. Were it not for the

reinforcements that Smith had reque~ted earlier, the Brili h would have suffered far

15 Doubkr, p. ~ 1 -13. 2t. Ibid.

15

greater ca~ualties. Brigadier General Hugh Percy wus able to prevent a total loss of

Srnjth · <; force when he arrived with his 1.000 oldier force to rescue the beleaguered

raider'->. Percy him ·elf would remark, "Whoever looks upon them (the militia) as an

irregular mob, will find himself much mistaken.''27 While the coloni ·t lacked a foc.:u ·ed

unity of command. they certainly achieved an exceptional level of unity of effoJt.

The New E ngland Army

Within days of the BaiLie · of Lexington and Concord. militias bad gathered to

UITOund the Briti h in Bo~ton . When it became apparent that the British were not

pre sing for a rematch, the Mas~achusetts Provincial Congress ·ent reques~ to

neighboring colonie~ for reinforcements. Thi wa the beginning of the ew England

1\rmy. Th i. army would find its first test in June of 1775 when the British auempted to

capture the dominating heights on the Charlestown Peninsula. While the Briti~h would

take Breeds Hi ll , they paid an excessively heavy cost. Of the 2,000 man British force,

half were wounded or killed. The lesson~ from the batLJc exposed several weaknesses of

the militia army. Pour logistics, inadequate taff. and poor di<icipline nearl y proved fatal

to the nedgling army. It wa~ clear rhat it would take more than just a spontaneously

joined anangcmcnt of militia units to defeat lhc world' · greatest land power.

The Continental Army

The Birth of the Army

During the co lonial era. the colonies relied primarily on the militia for its defense

rrom I ndian~ or other European powers. From the earlie"t se lllers, the militia was

adapted to meet emerging requirements with varying degrees of succe. ~- Jt evolved from

27 Doubler, :H -15 .

16

a mandated force for self-preservation to one of community service. Although the

colonies occa ionally unified militias for action , rarely did they ever place their force.

under the control of another colony. Even when required to ~upply fo rce under a British

banner, the colonies maintained their own command structure and resented any perceived

m1 use or slight to the militia. This is till prevalent today. A the revolution began, it

would become apparent that a '·continental" force would be needed to tight the British.

This woul.d provide a uni fying fo rce that could be regionall y enhanced by local militia

uni~ but commanded by officers selected by the Continental Congres .28

Congre. s voted to organize ten companies of riflemen from Penn yl vania.

Virginia and Maryland on June 14. 1775, three days before the Baule of Bunker Hil l.

Th.is would be the beginning of the Continental Army and i celebrated a. the birthday of

the Uni ted States Army. Congres. quickly approved the election of George Washington

to lead the new Army. They further approved twelve General officer to erve beneath

him from varying colonies and proportional to the troops that colony ~upplied. ln one

stroke, Congress establi~hed civilian control of the military. broadened the base of

. upport for the revolution and laid the foundation for an expandable rniJitary? 9

The new Continental i\rmy was comprised initiall y of militia unit and the

majority of the officer and initial enli tee\ were directly from the mili tia. In fact, the

leadership of rhc Continental Army would almost entirely be comprised of officers who

had gained thei r experience in the colonial militia with the obviou exception of rhe

foreign advisor~. Tn time, the colonie wou ld organize, equip and end to the army

regimcnrs known collecti vely as rhe "continental line.'' The colony that sent the

:s Doubler, 46-49.

29 Doubler. 33-39.

17

Regiment could appoint the leadership in the unit to the rank of coloneL These

"continentals" would become the backbone of the new army. While the regiment::, were a

huge boo. t to Wa. hingtoo, they came with a problem that was already beginning to

exa perate the new commander- hort cnlistments.;\0

Enlistment. were on a one year of service basis. The shortnes!) of enli tment

would plague the Regu lar Army until 1777 when the "\ervice term went to three years or

the end or the war. The inability of Congress to properl y pay, equ.ip and supply the army

wou ld likewise hamper re-en li stment efforts. Additionally, many of the leader that made

up the "continental .. came fro m the militia. This caused a ca cading effect of stripping

the leadership from multiple militia unjt !). Militia units primadJy '>Upported the war effort

by conducting raids on British outposts. haras ing ga rrisons or pickets, conducting

ambushe-.. and informing the Continental Army of enemy movements. While the militia

did not travel e ten::.ively. it did provide a persistent problem for the British.

The Constitutional Militia

Dual Military SyMem

Federalist ver.m s Anti-Federalist

With Congressional ratification of the Treaty of Paris in September of 1783, the

question of what to do with the Continental Army and Lhe militia began to be de li berated.

Under the Article~ of Confederation, the army rcmajncd a~ the unifying force from the

war with reduced troop number::.. The army largely over aw the withdrawal of British

troop~ and consolidated at forts near largely populated cities, along the Canadian border

and the l'ronticr. As the debate about forming a new constitution began, one of the major

111 Ibid.

dispute was tbe .issue of a standing arm y versus the militia . ystem which co lonies had

prior to the war. Federalists, led by Alexander Hamilto n. favored a strong central

government that wou ld become the key to developing a great natio n-state o f the

combined states. They claimed tbat re lying on the mi li tia as the primary natio nal defense

'·wa to lean on a broken reed:· The Republicanl:>, known first as anti-Federajjsts, wanted

a stronger central government than the Articles of Confederation provided; however. they

ll wanted the states to be the centra l actor of government. The debate grew more

acrimonious over the i ~. ue o f national defense, and continues to t.hi~ day.

The dual military . yste m the Continental Congre. had developed would not

i>atisfy the Federalis ts. They believed a large s tanding army was needed complete wilh

fortificatio ns, arsenals, industrial support and learning in titutioos specifica ll y for

military training. Thi would allow for further we. tward expans io n, guard the northern

and southern borders, provide a model for the remaining militias and be prepared to

defend the nation while ot.her fo rces we re raised as necessary. Conversely, The

Republicans feared a large standing army. They viewed the militia as largely effective

during the war and thought that was enough to provide internal defe nse. They be lieved

that having a large ocean as a barrier and a weU armed and equipped citizenry would

provide lhe necessary time to raise an army if one were needed. Republicans feared that

a large standing army wou ld be prone to in vo lvement in unneces~ary wars and could be

u. ed again. t the people to enfo rce tyranny. They also worried that a large army would

·11 Richard H. Knh n. Eagle and Sn·ord: Tile Federalist and the Creation of tile Military Eswhlishllll!ll f in America. 1783-1802 ( ew York: The Prcc Pres!>. 1975). 86-tH~ .

l l)

detract from suppon of militia which they fe lt was the bedrock of any national defense.

A~ the debated waged un etlled, a few key events would become catalysts for action.:u

At the end of the war, ·cveral officers joined together at Newburgh. New York

began ro plan a march on Congress in Philadelphia. While the officer had legitimate

grievances, their action~ parked a ci vil-military crisis that frightened member of

Congre%. The intervention of George Washington quelled the officer' s fury; but, the

trust bad been broken. A few months later, many or these officers would form the

Society or Cincinnati to promote their ideas and beliefs. Thi was to be a non-profit

organization for officers of the Revolutionary Army that had <;erved Lhree year or more.

Memher. hip in the group wa to be hereditary. When congressional leader. heard this

news, it <..eemed subver. i ve and ari tocratic to them. Another incident in June of 1783

provided un example of the Republ i.eans anxiety. Members of the Pennsylvania

Continentals marched on the State House where Congress and the ~tate legi!-.laturc were

in e sion. Both events would pressure Congre s and lend ruel to the fiery debate.

Washington 's Sentiments

Congress appointed a special comm.ittee to find a compronu c solution. The

committee chair. Alexander Hami lton. quickJy sought the advice of Washington.

Washington rc~ponded with his ··sentiments on a Peace Estahlishmcnt·' in May or 1783

which had four major military piUar . First. he believed that a mall Regular Army wa<;

es~enria l to gani~on frontier po~t. protect trade routes, defend the borders \Vith Briti~h

Canada und Spa ni~h Florida, and provide ecurity rrom a surprise auack. Second. he

proposed 'Weeping reforms to the mi li tia sy~tcm . Third, he ·uggested a se rie:- of arsenals

-~~ Kohn. 157-70.

20

spread throughout the country comrolled by the central government and Lhe ~tates.

Finally, he made the argument for esrabli ·rung mi litary academic~ for the purpose of

studying military cience, pecializing in engineering and artillery. 13

Washington's proposals for the militia were a major overhaul. He recommended

a ''National Militia .. ab le tore pond with better equipment and training than that of tate

militias. Hi- proposal wa. to enroll every able-bodied male from the age of 18-50 in the

militia. Each state would e tablish a "Corps" of special militia with the mo. t moti vated

and phy..,ical ly fit men like the minutemen sy tem. They would be paid for mu ter day •.

trained and equipped to be abJe to fa ll in line next to Regular Army un it when needed to

repel sudden attacks. Congress would manclme militia regulations that would tandardize

these unit and provide for the same manner of di cipline a. impo ed upon the Regulars.

Finall y, he recommended that each late appoint an "Adjutant General"' to over ee the

admini.tration of the militia under the direction of the Governor.34

Wa hington saw the shortcoming · of each . tares militia during hi tenure a

Commander in Chief. He clearly understood the es. entiaJ role that the citizen- oldier

played and wanted to harncs that potential into a national defense policy. He viewed the

Regular Army and the militia a.., complimentary and not competitive. While not all hi

proposaL would make it into the Constitution. it i clear that many of them would find

their way into practice evenn1ally.

" Doubler, 63-65 . 1~ Ibid. 63.

21

Constitutional Compromise

The compromise that would divide the power of Lhe government would

aho divide military powers as well. Congres would have the power to "rai ~e and

support Armies.'' and the President would act as Commander in Chier. The militia would

be different. They wou ld not have to be raised but called forth . The Pres ident would

have no au thority over the militia unless Congress authorized the mobilization.

To provide for calling forth the Militia tO execute the Law. of the

Union. ~uppreso;; lnsurrectiolb and repel Invasion ; To provide for

organizing, mnling, and discipling, the Militia. and for governing

such Part of them as may be employed in the Service of the Uni ted

States. reserving to the State re~pectively, the Appointment of

Officer!-.. and the Authority of Lrain_ing the M i I it ia according to rhe

di!->cipline pre. cribed by Congre. s:35

The intem of this pa~sage clearl y renect · the debate to limit the power of the executive.

The implication i ~ that the ·tatcs would maintain thei r mi litias with their rare appointed

officers responsible for their training. Congress would prescribe how they would be

organized and disciplined. Additionall y, Congre would also have the responsibility to

arm the militi a. The Constitution also restricted the States from engaging in war with

foreign powers and restrained them from '·keeping Troops, or Ships or war in time or

Peace,'· without consent of Congress.-~11

k:. the Con, tirution began to be rati fied, the State. mged thaL a '>e rie of

enume-rated rights be specified that applied to the individual and the State. Tbe. e would

become the Bill or rights. Of these ten amendments. two would deal c;pecifically with

military matter~. The Third Amendment addres-cd the quartering of ~oldier~o,, which was

·~ u.S . Con!)litution.arl. l.'cc. !tcl.l5- 16.

''' Kohn. 74-7lJ.

22

sti ll a fresh injury to population from the French and Lndian war until and throughout the

Revolution. The other wa.'l the Second Amendment which read. :

A well regulated Militia, being necessary to the ecurity of a free State, the right of the people to keep and beur Arm, shall not be infrioged.:n

The o.;tate tbat upponed the Bill of Rights clearly wanted to pre. erve their ab ility to raise

mi .liti.a forces within their territory, not ju t the individuaJ right to bear arm . . The

posses~ion of firearrru, by the civilian population had been essential in the survival of the

Colonie. and the winning of the Revolutionary War. The pre cnce of an armed and

capable citizenry was not only a strong deterrent to potential adversarie :it was a strong

prevention or possible governmental abu!>e on the citizenry. Many of the men who

scrambled to prevent the British from eizing the colonies arms du ring the Powder

Alarms were the ~arne men pressing for the e Amendment:s.38

Mi litia Reform.

The Knox Plan

Wa~hingron' !> admini tration pre~~urcd Congress for action to pass sweeping

reforms for the militia. Wa hington 's "Sentimem " were u ed as a ba is for a propo. al

by the fir. t Secretary of War, Henry Knox. Knox wa. a former Mas. achusetL militia

member and was Washington's Chief of Arti llery during the Revolutionary War. The

main objecti ve of his plan wa to provide better training by dividing the militia into age

group~. Males between the ages of 18-20 would undergo 30 day of Lrainjng each year in

"camps of di . cipline." These camps would insuuct basic soldier ski ll and citizenship.

u U.S. Constituti lln, amd. 2.

'S Douhkr. 6 1-69.

23

American youth were required to palticipate in these camps to qualify to vote. hold office

or exercise other legal right . The ··main corp ·· wa, formed by male aged from 2 1-45.

Tbi provided the manpower pool to create armjcs if needed for a prolonged conflict and

their training would he as necessary or dictated by the State. The ··reserve corps··

consisted of men older than 45 and they mustered twice a year and only ser eel in

homeland defense in the event of an actual invas ion. The plan allocated a minimum of

, -WO.OOO annually for training, equipping and uniforms. Their organization and

!'l tanda rd~ were to he compatible with federal fo rces. Finally, the provision required

. enior militia o fficer~ to repolt the status of the militia to federal authorities. w

A skeptical public and Congress shocked by the expense rejected the proposal.

Busines. leaders objected to los ing its manpower for up to four weeks a year. the public

feared the .. camps .. would corrupt young men and militarize policy. Also. tares objected

to unir organizations being dictated by the federal government. Southern states needed

more cavalry units to cover its more sparsely populated territory and conduct sla e

pat rob while the northern states had no , uch requirement. Republicans feared the

intrusion into state rights wanted to protect the integrity or the carefully crafted clauses

controlling the miliria.40

The Militia ;t el of 1792

Congress responded to Washington's initiati ve by enacting the Militia Act or

I 792 required all free, able-bodied males between the ages of 18-45 to ~erve in the

enrolled militia. They were to provide their own weapons and equipment. Federal and

I<J Knh n. tD-135 .

40 Dnuhlcr. 66-o9.

24

State-elected o fficials, postmen. sailors ttnd other skilled craftsmen were exempted from

. ervice. While the legislation attempted some tandardi zatio n o f units, it uJso stipulated

' ' if convenient' ' which meant the State need not compl y. Congress provided no funding

or penaltie for no n-compliance. Viewed as a victory fo r Republican as protecting State

control over its militi a fo rce, the act . imply was poorl y wrillen and fa iled to meet the

o bjectives that Washington and Knox were o ut to achieve.41

QuickJy fo llowing the Militia Act o f 1792, lhe ' 'Calling Forth Act" was passed to

clarify lhc power o f Congre s to mobili ze the militia. T his act delegated . ome of

Congress· power to call fo rlh lhc militia to lbe Pre idem. He wo uld be autho ri zed to

mobilize as many militiamen from as man y States as neces ary whenever the U.S. was

invaded or tlu·eat o finva. ion wa imminent. ln . imilar fashion, he could use the militia to

put down insuJTectio ns: but, onl y afte r the Governo r o r Legis lature from the affected

State requested federal assistance. The u e of the militia for law enfo rcement wa o nly

after an associate or di strict judge determined that local civilian authoritie were unable

or unwilling to maintain order. Another significant a.;;pect o f the legi ·latio n i · that it

prov ided fo r penalties for non-compliance. While militiamen called up under thi

authority were to be paid the same as Regulars: they were ab o subject ro the same kinds

of punitive mea~ure . Many of these provi io n. are currcnt.Jy still in place:t:!

The ((Essential Pillar"

Jeffer on ought to repea l what he felt wru; an over-expan i e centra l government

This. coupled with the fact he was the rormer Governor of Virginia. made him a ·trong

~I Jhid.

~1 Knhn. 127- 133.

25

supponer or the militia. Early in hL adrnini~tration. he identified two tenets of his

military policy- .L ) civilian supremacy over military authority; and 2) a well disc ipJjned

militia. He believed the Guard would be the stronge t deterrent to war and effective

enough to defend again ' t any enemy until a sufficient army could be raised, if needed. to

relieve them. -1'

While he tri~d to maintain a l"irrn hold on his Republican ideab, stark rcaJi ties

began to challenge many of his as en ions. The administration and member or Congres!-.

were concerned about per~o, i stent conflicts with the British on the Canadian border and

high seas. along with disputes and skirmi. hes with Indians. Jefferson wou ld support

developing a ~trong Navy and a small Regular Army. The Navy would be des igned to

dcl"eat enemy fleets and prevent enemy flotill as from approaching the coa tline.

Additionally, u substantial tleet of small gunboats and masonry forts were built to protect

key harbors. l f these two deterrent~ did not prevent an enemy from reaching the shores,

the Navy and fortification. would allow enough time for the militia ro mobiLize and

rcinrorce the Regular Army. Jefferson wanted m reduce the Army, but ;,LI~o ensure the

Regulars that remained espou:-,cd Republican values. He took advantage of the reduction

in troop numbers to eliminate any officers he felt were feclercilisr.44

Due to Jefferson's avid as ettion that the militia wa!\ ··an essential pillar" of

national defense, the War Depunment wa~ prompted ro appraise the readiness of militia

units. What they di ~covered wa~ that the States failed to comply with War Department

annual reporting requirements. When an a. sessme.nt was finally achieved, the War

H John K. Mahon. The American Miliria: Decade of Deci.1ion. 1789-1800 (Gai nesville, FL: University of

Flo rida Pre:--.. 1960). 2:!-46.

~~ Mahon. 2R-46.

Department found that 525.000 were enrolled in the militia. Thi wa. con idered enough

manpower to build up the anny iJ needed: however, they till were di organized and

deemed incompatible with Regular Army unit fo rmations. Although some State · had

started purchasing weapons, most uni ts were ill-equipped. Jefferson would push for

militia reform ; but, hi 1-> own party would eiLher deny his request or water-down any

authorities that were perceived to change the State •' control of their militia . He final ly

got Congress to allocate $200,000 annuall y to pun.:hase muskets for the mi litia. Although

Pre. ident Jefferson would reline the national defense policy to prioritize the militia ,

arguably hi-.. greatest conLribution to reform wa providing the militia with 13,000

mu ·ket a year.45

The War of 1812

The nati.onal defense policy would not have long to wait before it would be te · ted.

The continuou Briti. h support of Indian attack in the North we t Territory on settler

and impre. ment~ of American mru"iner into the British Navy angered Americans.

When diplomatic and economic pres ures failed to produce any re ul t., Congre · ~

declru·ed war on Great Britain on June 18, 1812.46

The mi litia's involvement would expo ·e several weaknes e~ to the defense

strategy. First. several of the Northern Governors disagreed with the Declaration of War.

Their economies relied heavi ly on trade with England. They maintained that Britain had

not invaded and there was no compelling reason to cal l forth the militia fo r an

in urrection or enforce federal law . By refusing to mobilize their mil itias, some of the

1 ~ Doubler. 80-82.

·lb Oouhler, 82.

27

Nation·s besL. they derailed much of the Nation' capability to carry out an o ffen~i vc

against the British in Canada. In two instances, New York militia failed tore. pond in

sufficient number to defend their own cities from Briti h raids into Buffalo and

Plattsburgh. In at least '\ix occu~ions, Ohio and New York militias refu'\ed to auack into

Canada. In other instances, unwillingne. s to cooperate and perry jealou. ies prevented

effec ti ve integration of Regulars and militi.a. To this day, the debate over ··as~ured

,. h . 47 access · to t e reserve component conttnue~.

Since Regulars were responsible for official reports back to WashingtOn, the

mi litia wai> often blamed for every defeat no matter what the cause. BG Peter Porter or

the New York mili tia accused Regular officers of taking complete credit fo r every victory

and blaming the militia for every defeat. lronk ally, both the Regulars and the mi litia

units had poor leadership at the initiation or lhe WcU'. Each had similar methocb for

promoting or assigning officers for fu milial ties and politics, than witl1 merit or abili ties.

In mo ·t cases where militia units were ineffective, poor leadership was the primary cause.

When the militia had compelent leadership. they performed exceptionall y. They found

their leaders in William Henry llmTison who led an expedirion to crush the Briti:-.h and

Indian allies in Ontario and Andrew Jackson who delivered a sLaggering defeat to the

Briti. h at the Battle of New Orlean~ . Although that ballle was fought two weeks afler the

Treaty of Ghent was signed, it left an indelible image or a lopsided victory to the end of

the war."'~

While the contributions of the tniJitia were significant, the legacy of the war was

Lbe failure of militia units to be mobilized due to the politics of unsupporti ve Governors

17 Mahon . ..J t}-5o.

IS Doubler. g2-H().

and the unwiUingness of some militia leaders to cross international border. to fight.

The ·c issues lingered beyond the war and demon trated the flaw. of the Militia Act of

1792 and the CaJling Fonh Act. Mili tia unit uffered o the r humiliations during U1e war

as well. The los11 at Bladensburg, Mary land .led directl y to the British capruring

Washington, D.C. Militia uruts were mocked for running away by Regulars calling the

hattie the B ladensburg Race . Many would use the lesson learned from the war to offer

various proposals to reform the mi li tia and modify the national defense policy; however,

the results would be fruitless.49

In the wake of the war, o nce again Congre. would set about to s lash the force to

reduce costs. Although they wanted LO go furtbe r, President Monroe was able to keep

10,000 a his Regu lar Army end strength. He appointed John C. Calhoun ao;; the

Secretary of War who set about reorganizing Ule war department into functional bureaus

and div isions such as quartermas ter , medical , ordinance and inspector general. The

bureaus were designed to be more efficient and deliver cost aving; but. onl y created

fi . sures between field commanders and the newly redesigned general ·tafT Thi theme

wou ld begin repeating itself througho ut American mililary his to ry. After termination o f a

conflict. Lhe military would be slashed for '·co t- avings" and ''efficiencies.''50

Calhoun 's Expandable Army Plan

Calhoun be lieved that the model for the Army's future was more like Hancock'

victory m Chippewa th<.tn Jackson's at New Orleans. He fe lt that rhe mi liti a was too

unreliable for the reasons discovered during tbe War or 1812. He also realized that

~·> I bid.

~~ Mahon, 55-5!:1.

29

leadership wa~ the key to succc. s for both the Regulars and the militia. He developed a

plan to make the Army expandable by mainraining a cadre of leader hip for each

regiment. The units would stay in place along with compw1y and tall leadership. Only

the enliqed member would be reduced. This would allow for continued development or

leadership and the maintenance of their competencies ror a crisi and al low for the rapid

expan!-.ion if neces~ary for wartime emergencies. Hi. proposal would have a peacetime

Army of 6.3 16 that could be expanded to 11.558 in the event of war. This would

eradicate the '"confusion and di . order'" that accompanied reliance on the militia. ~ 1

Congre~s rejected his plan outright. They were not trusting nor in favor of ·'rop-

heavy"' cadre unit~. They disagreed with his evaluation of the militia and wamed to

maintain its preeminence in defen e policy. While Calhoun's plan failed to be enacted, it

wa imponam hccause it was the first time a national defense plan wab put forth without

the militia as a primary participant. More imponantly. Regulars hegan to view

themselves as the focus for futu re war planning and not include or cooperate with rniJiUa

leader .52

>I fh1tf .

\! Doubkr. 86-~7 .

3U

CHAPTER 2: The Rise of the National Guard

The Volunteer Militia

The Demise of the Enrolled Militia

Manifest Destiny

A. America continued to grow in Lhe l91h cenrury. rhe enrolled militia began to

decline. Jack on's one-sided defeat of the British seemed to cement the belief that

European powers were not go ing to be able to threaten invas ion, Lhe Indian threat had

dimini c:;hed significan tly and westward expan ion provided new opponunitie for all

classes of peoples. lmmigraLion and. high birlh rates provided for an ever-growing

number of enrollees for the militia; but. the State;; could neither support them nor equip

them if nece~ ary. States expanded exemptions from ervi~.:e (or a myriad of reason .

Business and industry leaders argued for exemptions to service because they were too

imponantto be distracted. They also thought mu ters or camps were costing them too

much money when Lhey had to lose workers for those days. Muster. devolved into liLLie

or no training va lue and eventually were degradated to little more than ocial occurrences

of drinking and card playing. Many of these arne prejudiced views continue today.

Society" · view of the militia wa that it was a wa ·te of time, money and worse-it was

corruptive. Whi le elites could buy LJ1eir way out of service or do "special service'' in lieu

of enli!>tment . the poor would face fine for not ·hawing for muster. Fai lure to pay the

fine. cou ld actually lead to incarceration which was all too common.1

1 William H. Ril..cr. Soldier> of rhe Swres (New York: Arno Press. 1979) 22-35.

31

Throughout Lbe remaining l'irst half of the 191h century. reform iniLialives were

studied. proposed and rejected. lr seemed destined rhat the militia that had fired the fusr

. hot in the American Revolution bad fired irs last. As more and more either failed to

enrol l in the militia or failed to show for mu ters. the ntilitja began to disintegrate.

Because of the perceived and real unfairne ·~for how !'>ervice was exempted. fines

imposed and incarceration for those unable to pay the fines, public support for the militia

fell to an all-time low. Slowly and steadily, heginning with Delaware in 183J and ending

with New Hampshire in 1851. all the States repealed compu lsory . ervice in the militia.

The era of the enroUed mijjtia was over.:!

Volunteer Companies

To replace the enrolled militia, the SLatC!I expanded a system already emplaced.

Since the charteri ng or the fir!:.t militia regiments i.n Massachusetts. vo lunteer companies

bud been u~ed to fill units that !)erved in both ceremonial and combat roles. Each State

had provision for these type~ of units. While they were a fracti on of the overall number

in the miliua. they rarely had a problem filling their ranks wilh quality men. Volunteer

companic~ ~trove to sepnrate them clvc!> from the enrolled militia by setting higher

~tandards and keeping their membership selective. Membership for these companies was

of societal importuncc a~ well as a method or service. Mo~t of the members were of

!>imilar hnckgrounds, tradecraft and most commonJy-ethnicity. Many immigrant~

scited the opportunity to join the vo lumeer companies as a way of !->hewing loyalty and

! Riker, 22-40.

32

patriotism to thei r newly adopted homeland. The ability to join a group of s imilar

ethnjcity made that ervicc even more advantageous, and esprit de co1ps flourished. ~

Volunteer companie. had trict entry requirement . To join, a nominee would

have to be ~ponsored by an ex i ting member. Member. hip was granted usuaJJy by

election or the company i11 accordance with it · chmtered by-laws. Members had to buy

lheir own uniforms and the wearing of the uniform was according to the companie · by

Jaws as well. The e companies· di tinct uniforms ranged from the practical gray

uniforms of the Mechanic PhaJunx of LowelL Massachusetts to the Pioneer Rifles or

Roche ter, New York with their taJI beaver hats, green waJiowtajJ coats with large cuff

and while pants. The e companie were present at any important civic parade of

celebrati on of the day. While uniforms demonstrated their ·epaJation from the Regular

Army, the ·e ceremonie displayed their real connections with the community. Often

the ·e uni t. functio ned in philanthropic capacity to assi. t orphanage or de. titute famil ies

in the area. If a member d ied unexpectantly, member of the company would en ure that

the surv iving widow and children were provisioned. Their reputations and prc. ti ge laid

the foundmion for po litical gains in futu re years.4

While these units were o rnate, Lhey were also functiona l. On numerou

occasion~. the e unjLS were caJJed out to a i t in law enfo rcement actions. In the outb,

they conducted lave patrol and put down lave riots. The ew York City A, tor Place

Riol of 1849 was pul down by the 71h New York Reg iment made up exclu ively of

1 Doubler. 90-9-t.

~ Ibid, 9~-95 .

volumeer companie:-.. Volunteer companies would provide the backbone for the building

of the new militia.5

As America began to ex pand westward following the Loui iana Purcha~e. the

concept or ·'M anifest Des tiny'' propagated the belief that Lhe U.S. should be a continental

power from the Atlnntic to the Pacifi c. This coupled w ith Lhe admjuance of Texas into

the Union, created tensions with M exico. For the first time. the U.S. would he fight ing a

war completely on foreign soil. While Regulars and the militia had fought a l ong~icle of

each other in every previous war. Pre~ident Polk was he itant about u. ing the mil itia.(!

With memories of the militiamen refusing to cross the border into Canada and

Governor~ denying the federal government the l!!->C of their militi a~ . he devised an

altcrnmi ve plan to raise forces for the war. He implemented a levy on the States to

provide V olunteer Regiments. Similar to the Continental Line units of the Revolutionary

War. these units would be raised by the States, elect their own leaders and the States

would appoint senior officers up Lo the rank of colonel. Just like the Continental Line

units. the maj ority or Lbe leadership would be formed from exi . ting militia leaders. In

many ca:-.e~, junior militia leaders were gi ven their nex t rank and told they coulc.l keep it i f

they recruited the requisite quota to support their new position. While thi s was a

common occurrence, the effect was similar to that of the Revolutionary W ar. The rniljtia

lost some of its best leaders to the Regulars or the new V olunteer Regiments. M osl of the

Volunteer Regiments were .in reality militia unit~ with an enlarged recruitment. When the

war ended. the Volunteer Regiments were disbanded and mo, t citi zen-soldiers happily

' IJouhler. 96.

1' Jim D. Hill. The Millllft? Man in Peace anc/IVar: A lli.1tory of the Narivna/ Guard (Harrishurg. PA:

Stat.:kpolc Rnok!i, 196-1 ). 15-24.

went back to their civi li an li fe. This would become the new model for the Regular Army

and future defen!>e planning. The Army would u e a system of rapid enrollmenL of

vo lunteers ver u the militia as a primary means of add ing formation. for war in the

future planning.7

Civi l War and Reconstruction

The Emergence of the Regular Army

As the U.S. careened toward civil war, the militia continued to play a vital role in

military matter!>. The altack at Harper's Ferry by abolitionist Jolln Brown had created a

sense of inevitability about war. It cemed only a maller of time until the conflict over

~ lavery and State· · right became violent. With the election of President Uncoln and the

·ubsequent sece~~ion of Southern States. the South would immediately employ thei r

volunteer militia companies to seize federal assets within their borders. Whh no current

standing army, the Confederate States of America would have to rely on their militia

until an army could be rai ed. A with the Revolutionary War. the new government

turned to its mil itia to provide the initial force and leadeL hip and a new Congress would

be formed to build a Confederate Army. 8

Ironicall y, tJ1e Confedera tes would have to employ a "national" conscription law

to field force. nece~sary to with, tand the Union Army. The conscripts accounted for

approx_imately 20 percent of the ~oldiers that ~erved in the South. The Confederate Army

was largely a grouping of vruious Stare volunteer regiments. formed basically from an

expansion of the volunteer militia companies. These organizations were bolstered by the

7 Douhler. 96-YY.

~ James M. McPhcr!->on. Ordeal by Fire: The Cil·if War and Recon.1tmcrion (New York: Alfred A. Knopf, I 9H2 ). 135-SR.

multitudes of girted leader · and oldiers that refu!-ed to serve in the Regular Army a-; it

prepared to invade the South. Most notably of these was Robert E. Lee. He resigned hi.

commiss ion and returned to hi l> home state to develop the Army of onhern Virginia.

Though the South had many capable leader~ in its militia, mo ·t of its senior commander~

would come from officers leaving the Regular~ ro retu rn and defend their homeland.

Militia and vo lunteer regimems were seamless ly integrated and militia officers and their

Regular counterpart~ worked welllOgcther with few problems. The South utili zed a form

of Henry Knox's plan by conscripting all males from 18-35 for three-year term~ followed

by manda1ory rcnewment if necessary. Older aged males were utilized for internal and

coa~tal defense under the militia. They were also largely re~pon l'.> ible for rounding up

runaway -;laves. deserters and enforcing Jaw.9

The northern militia units had sinlilar uti lization. They too were rcspons.ihle for

coastal defense, internal securit y. guarding pri . oners and about any other task that could

be given them to free up Regulars for the war effort. The No1th also utilized the

vo lunteer regiments as they had during the Mexican War. While the NorLh had a fa r

great~r population and did employ drafts to meet State quotas. onl y six percent of the

army was conscripts. The conscription law~ were large ly ba!)ed on militia laws of the

past. Just like in the past, exemptions and ~ubstitutions could be made. Many

.. volunteers'' were paid substitutes. Militias were often used to deliver the initial training

to recruits. The Union used militia units as whole or part of other rormations. At the

outbreak of hostilities, the first units sent to "guard'' the "narional" Capital were militia

units. Many or these unit~ were being referred rom; "National Guard" units. ln 186 1,

'J M<.: Phers(ln. 137-160.

Connecticut became lhe first to officially recognize their militia a. National Guard. The

following yem·, the Empire Stale officiaiJy des ignated its militia forces as ''The National

Guard of the State of New York.' ' Pennsylvania ru1d Ohio would follow suit. Many of

their uniforms had NG prominently displayed. 10

With the ma~si ve number of units rai. ed to support the war, it is impo ible to tell

where the militia began and ended: however, there were notable excepLions. The

''Fighting 691h,. was an entire.ly militia regiment from New York City and was a part of

the famed Lri ·h Brigade. Even Roben E. Lee referred to Lhem a the Fighting 69Lh and

respected their valor immensel.y. Unlike the South, the Union Army suffered from peuy

politics and ri valries between senior officer . Many officer received prominent position

due to influential and political connection ·, while other. received special con ideration

because they were alumni of We!>l Point. While the Army of the Potomac , uffered from

revolving leader hip, the alJocation of forces and officer positions became cliqui hand

were perceived to be aloof toward citizen-soldiers. One of the most capable commanders

in the Union Army was John A. ''Black Jack" Logan. On three occa ions. he wa

bypassed for promotion by Regulars only to replace them soon afterward. When he

finally ascended to command of the Army of Tennessee after McPher on wa killed.

Sherman refu sed to make the promotion permanent opring for another West Point

graduate, Oliver 0 . Howard. The deci..,ion did not sit well with Logan and after the war

he became a major critic of the Regular Army and how it eJected and promoted its cnior

leaders. 11

10 Doubler. 99- I 03. 11 Jonathan A. Logt~n. The Vol1111teer Sohiier of A11•erica (Chicagot~nd New York: R.S . Peale and Company. 18R7). 31 -38.

37

R econ .... truction

Because of the nature and inten ·ity of the Civil War. the consumption of

manpower was staggering. After the South' . defeat and given the overwhelming number

of fatalities and casualties. soldier were eager to pur the war and mili tary crvice behind

them. Volunteer Regiments began to disband and disappear. Militia units demobilized

and Stares eager to u·irn budgets gladly reduced the militia from any tax payer support.

Most felt that the Rcgu.lars could handle the reconstruction of the South. Adjutant

Generals in the North found themselves re ·ponsible for veteran affai rs and that duty took

more time and aucntion than recruiting and training the miJitia. 12

ln the South. militia units were disbanded in accordance with lhe surrender terms.

Once the States were rcadmined, they were free to reestablish their mi litias which they

did with great eagerness. The southern militias were used to enforce '·Black Codes" to

mainrain the stamling societal norms. As a result, Congress passed lcgi lation negating

rhc code. and took away U1e States right to form a militia. As tbe advem of while

terrorist groups like lhe Ku Klux Klan began to plague reconstruction and civil rights

ellorls. Congress reauthorized State militias as long as they swore loyalty to the Union.

Al l black militia units sprang up thmughoutthc South. 13 The Regular Army had already

e~tablished four all black units commanded hy white officer . The primary difference

with the militia uni~ is that the ·oldier were free to elect their own officers. Many of the

firs t African-American to rise to senior ranks did so in the Suuth th rough rhe militia. In

I R70, MG Robert B. Elliott of South Carolina became the first black Adjutant General of

a Stale. The Regular Army would not have an African-American General until October

1' Dnuhk:r. 106-10.

11 McPhcr~nn . .S45-55.

of 1940, BG Benjamin 0 . Davis. In contrast, Elliott would achieve his rank seven years

before Davis was bom. 14

By some accounts. roughly one-third of the State had a ·emblance of an

organized militia. The volunteer companies that wove many communi tie togetl1er

before the war were now painfu l reminders of lo. t loved-ones. Military age men had

their fill of r1Uiitary service and large numher nligrated we_t or outh. The volunteer

militia had only 90,865 member~ nationwide anclten out of 37 States reported no militia

organization at all by 1875. While orne of the vo lunteer companie.-. carri ed on out of a

!)ense of community and tradition, the m<tiority of the uni r. formed in the early 1800's

were fading memories. 1 ~

The Great Railroad Strike of 1877

The resurgence of the mjliLia would not come from a growing Lhreal of war o r

political outcry but from an unlikely source-labor disputes. In 1877. due to many

European bank failings. many American investors lost massive amounts of monies.

These were the fund rui ed by ~ tockho lder. that purchased the promi e of owning

rai lroads. While the investors were shocked to find the some of the railroad companies

had lost their in vestment. by storing the funds in insolvent banks. the workers who were

not being paid afler month. of labor began revolting. Riots took place in over two-th iJd

of the State . Many were bloody and included mass ive property damage. Loot ing was

wide~preud and robberies occurred, covered by the ensuing confusion. 16 Governors

began to call up their mi litia. with varying degree~ of effect. In . ome case~. Lhe militia

11 Douhlcr. II I. 15 Cooper. 21-31.

IC• McPI11.:r!-on, 586-RR.

:w

~yrnpathized with the strikers. ln other . they were not able to stem the tjdc of violence

and Regular had to be u cd to break up violent strikes. In some area~. the mililia wa

extremely crrective and pacified angry mobs with "grapeshot and cani~ter." The strikes

turned the attention of policy-makers hack toward the militia. 17

Strikebreakers

The militia found a new mission a~ that of .. trikebreakers.'' Labor org<mjzations

regarded the Guard us an evi l tool of the ·'robber baron ." They resented the heavy-

handed tactics and prohibited their members joining tbe militia. Slowly, militia units

began to return. Politicians and busincs~ leaders were eager to support a resurgent militia

and Guard leaders glad ly promoted their units as strikebreakers. Guard units were often

financed by indu~tri e~ that were all too happy to provide storage space for weapons <md

floor '\pace for necessary muster!-.. Business groups were eager to purchase cannons and

horse~ for their local fighter~. This way, the money pent was !.laying local and

providing security where it was needed in~tead of upporiing the Regular Army. JR

The Posse Comitatus Act of 1878

Another result of the Great Railroad Strike and Civil War Recon tnJction was the

passage of the Po~~e Comitatus Act of 1878. The new law prohibited lhe conunon

practice of U.S. Mm ·halb or judges ordering Army units to enforce laws. The Army

could only a-,. ist civil authoritie · when ordered to do so by Lhc President. Governors

would retain Lhe u~e of their respective Nati011al Guard units to serve nR they deemed

17 Mahon. 5~-5-1. 18 Hi l l. ~2U-2H.

-10

nece !:lary during a ~ tate emergency. This law still serves as landmark legislation for the

use of Regular Army and National Guard forces within the U.S. to this day. 19

The Legislative Battle

Que t for Reforms

The Influence of Upton

MG Emory Upton was a Union General during Lhe Civil War: however, he wa.

more notably remembered for his outspoken reform-minded writings after the war.

Wbjle he wrote prolifically about Cavalry. Infantry and Artil lery tactics, he also had other

suggestion about national defen. e. He propo ed developing a pro fes ·ionali7ed general

staff based on tile German model and believed in expanding the Regular Army. More

importantly. Upton believed the mil irja was a waste of re ources. lie recommended the

militia he utilized as a resource pool for personnel that the Regular Army could pull from

as needed. Any militia unit that was not used to fill Rcgulcu· Army ranks would be kept

for locnl mi slon. such law enforcement or guard duty. He hlgb1ighted historical failings

of militia unit~ in banle such a Bladensburg and BuU Run. He neglected to mention

such victories a Bunker Hil l, Cowpens, aratoga. New Orleans and Bennington. Whi 'le

he lectured prominently for Regular Army issues. llis writings would not become widely

read until after hi · dealh and only after the Spanish-American War. :!O

Wben Upton' · writings were brought to the attention of Secretary of War Elihu

Root, he had them printed and widely distributed for professional reading . While Root

was far more intere ted in teaching the Regular Army what Upton was writing about

''' Doubler. 112- 13. 20 Emory Upton. The Milirary Policy oj the United States (Washington, DC: U.S. War 11cparlment. 1907). IV-XV.

41

developing force . trucrure, organizing troops. the profe . . ionaJ general taff and his

teachings ahoul tactic from around the world. Upton· disdai n of the Citizen-Soldier and

the partisan poli tics of various states that influenced promotion. was unduly assimi lated

into the Regular Army officer corps . Officers that proclaimed this view and acted aloof

toward tate militia officers were actual ly ca lled ·'Uptonians.''21

One of Upton 's views was that it was essential fo r the Army to have a we ll trained

anc.l organized reserve. The rc ·erves should be activated periodicaJiy to train with the

profes~ional army to maintain tandards and develop capability. The militia unit roles

during the Spanish-American war made them very popular with the American people.

The forces that sei.led the Philippines and Pueno Rico were predominantly mil itia uni ts.

As with previous w;:u· . many stale~ had establi hed Volunteer Regiments made up from

the militia and sent off to fight a Regular Army Regiments. The difference with this war

was thut when they reltlrned, they did not di sband cntire.ly as they bad in previous

practice. A large number or these Regiments simply went from being an army unit to a

stale National Guard Regiment. They maintuincd a high number of veteran officer!'> and

pressed for greater ro le~. This coupled with Secretary of War Root' s campaign to expand

the Army provided Guard reformers the opportunity to press for favorable legislation. 21

The National Guard Association

As further reform iniriatives were being developed by Congress. it was clear rhat

the National Guard was incapable or effectively represent.ing it. e lf. While almost every

State had a National Guard or Militia Association, there was not one at the national level.

~~ Douhlcr. I J9- l -t I .

n Hill , I X0-1 R6.

Ln 1878, at the initiation of ex-Confederate, MG Dabney Maury. a meeting was convened

for the purpose of organizing mil itia leaders and fonTting a national organization that

could di cu sand develop po itions on policy affecting the militia. Jt would also become

a forum for developing initiatives that these leader would support for propo. ed

legislation.23 One year later, the National Guard Association (NGA) held its fir t annual

convention. Among its major items to discuss wus an increase to the annual

appropriation for the purchases of weapon . The original appropriation wa/) $200,000 a

yea r [or musket~ during the Jefferson Adnuni. tration. That aid, after 70 years and three

major war~. the appropriation wa. till $200,000 annually. Most convention member.

believed the reform of the National Guard wa-. ncces ·ary and specific recommendation

. d . ' I [ . d d "'4 remame s1m1 ar to many rom prev10us eca es.-

Members that u·aveled to Washington to lobby Congress for the new weapons

appropriation were sorely di appoi nted. The majority of Congre ·ional members were

either apathetic, anti-mil itary or state-right advocates that did not want any federal

entanglements in state affairs. Additionally, Regular Army repre entative. actively

campaigned against the initiative. As is still the case, the Regulars wanted to replace

their older weapon. with modern inventory. They lobbied for new arms purchases for

Lbcm and wi llingly offered tO tran fer their aged weapon. to the militia. Thi ~ would

begin a new precedent of supplying the National Guard with outdated and u~ed

equipment. Eventually, the NGA was able to generate enough upport ro double the

2·1 Denhick. Martha. The National Guard in Po/itin (Camhridge. MA: Han anJ Unhcrsily Press. t965).

21-22. 2 1 Cooper. 105- tO.

appropriation to 5400.000. While the relationship between the Regular Army and the

militia had often been contentious: now. it would become political.l.'i

A the westem expan ion completed and the need for Army units to suppres

l ndian attacks diminished, the Regular Am1y sought a new miss ion. Many of its

vi ionary leaders prophetica lly foresaw involvement in future European conl'l icts. They

o;;ought to fa. hion the Army simi lar to those of European powers with professional

general ' tarrs and a dedicated. large, organiLed and trained reserve. The National Guard

was likewise eager to distance it ·clf from the reputation as suikcbreakers. They looked

to so lidify their po:-. ition formally as the reserve for the Regular Army. State ought to

purcha"e the same uniform as the Regular A rmy and Guard leaders used thi to bolster

the perception of '>ervice a~ a reserve corps.:!<•

Guard leader" focu ed on forming regiments in lieu of the eparate companic of

the volunteer militia era. M ost '\tates reorganized from the enrolled militia districts to a

divisional system. Pennsyl vania led rhe way organizing the first combat division in

peace time. It wou ld become the 28th Infantry Division, the oldest division in the Army.

At the request of the NGA, Regular Army officers were ~>ought to advise States in rhe

manner of training and organiz ing Guard unit~ . Other reforms such as spending and

reorganiz.ing the National Guard were continually debated and pre ed to legis larors.:!7

The Dick Act

The MiJjtia Act of 1903, also known as the Dick Act was landmark legislation of

it~ duy. The hill wa~ sponsored by Senator Charles Dick from Ohio. a member of the

1~ Cooper. R7-95.

:n lbid

17 Doubler. I 17-2 1.

Ohio National Guard cU1d veteran of the Spanish-American War. He carefully crafted the

act and cultivated the relationships to build a consensus hiJJ that would pa~:>s wirh scarcely

any oppo ition. The act repealed the antiquated Militia Act of 1792 and convened the

volunteer militia into the National Guard. It solidified the Guard · role a there erve for

the Regular Army. Guard units would receive increa ·eel funding and equipment in return

for conforming to federal standards for structuring and training. The bill recognized two

forces: the organized militia (National Guard), and the Reserve Militia which was the

mas of males 18-45 who would othe1wise be available for military service. The act

required Guard. men to attend 24 drill period~ a year and a five day summer camp. For

the fi rst time, Guardsmen would be paid for attending . ummer camp. though not for dri ll

altendance. The lcgi~lati on also mandated Guard unirs ro conduct maneuvers with the

Army and receive inspectors and training assi!,tance from lhe Regulars. Mobilizations

were capped at nine months with the mistaken belief that in this era wars would not last

longer than a few months. Additionally, Guard members that did not pru1icipare in

reporting ror federal call -up~ were ubject to pos ible court martial.2~

The Dick Act had a dramatic effect on funding for the National Guurd. Federal

pending on the militia and National Guard for the entire J 9th Century wa!:. $22 million.

In 1900. GA lobbied and gained an annual increao;;e from $400,000 to I million. The

Dick Act al o allotted a one-lime clisbur ement of $2 million for the Guard. In 1906. Lhc

NGA was able to double the annual funds to$ 2 million and two years later. they lobbied

to double it again. By 1908, the National Guard had a tenfold increase in annual fund in

211 llill. 180-88.

45

a many year~ . By 19 10. the National Guard had recei ved more federal funding in the

. '9 fir~ t ten year~ of the 1900~. Lhan aU of the 1800s.-

The MWtia Acl of 1908

f-ollowing the Dick Act. the War Department was ·tiJlcd fi lled with officers

!->kcptical of the National Guard as a credible re~crve force. To Uptonjan officers, the

National Guard with it s dual allegiance could not be relied upon for federal missions.

They que ·ti oncd. ''what if a Govemor refu ses to send hjs mi litia,'' as had been the case

during the War of 18 12. To quell their concerns. Senator Dick wrote a new legisJation.

The Militia Act of 1908 gave the Pre. ident fuU authority to call out the Guard for national

emcrgencie .... Unlike the 1\ct of 1903. it removed geographical boundarie and length of

~e rv ice for their employment. 11 aJso created the Divi ion of Military AlTair!> (DMA).

whid1 '"'m ild eventually become the Natio nal Guard Bureau (NGB).30

Coastal Batteries

While the U.S. continued to ex pand its teJTi to rial gra ps, the nece ity for coastal

defen e grew beyond the capabilities of the Army to manage. National Guard unit~ were

stood up Lo directly -;uppon rhe~e Regular Army mi . ion . As a result, numerous units

began training for artillery mis-.ion. and man coastal defense batteri es in varying

l ocation~. Much like the Ranger companic~ of the colonial era. the!)e were primarily

vo lunteer!:> used for a limited duration and scope until either replaced or the requirement

''' Douhlcr. t4 1-·.J:\.

30 Mahon. 142.

46

was di. sipated. The e types of mi~s ions were considered beneticial for the Guard and

Lhe nation. The territory was protected and the readine of lhe Guard was improved.31

The Army Reserve

Tn 1908, the Army founded the Medical Rcl>erve Corps (MRC) for the purpose of

augmenting the Army during time of war. The MRC wa not subject to comrol by the

governors like the National Guard. The MRC more than tripled the number of medical

doctors that the Army could rely on in time of war in just two years. From this model,

Lhe Army in. tituted lbe Officer Reserve Corps (ORC). the Enlisted Reserve Corps (ERC)

and the Reserve Officer Training Corps (ROTC). The purpose of the ORC and the ERC

was to provide the Army with a group of officers and NCOs to expand the Army as

neces. ary for war. Since 1he Rc~erve was not subject to governor'!> control, they were

ea y to acccsl> for the Army and deployable out ide of the U.S. without .legislati ve

constraint. ROTC was established to provide training for college wdents to prepare

them for service a~ an officer. The primary role of the e Corps wa.o; to upply per onnel

to rhe Army and not oeces ·arily to individual units. r!

The Continental Plan

With the continued build up of European armies, the War Department continued

its skept icism of the National Guard as a viable reserve force. Both Germany and France

had annie · that exceeded 1.5 million with their reserves. The American Army had only

200,000 soldiers and the majority wa National Guardsmen. When it sought to bolster its

number of doctors, the development or the MRC was extremely succcs ful. Army

11 Douhlcr. 150. 11 Cooper. 56-5R.

47

leaders thought that the same re ult would occur if they ·ought to build a reserve army.

They envisioned a corps of trained and ready rc crvists that could be used to build

volunteer units as in previou. mobiliLation . . 13

There were also lingering doubts a~ to the legality of using the National Guard a:.

an expeditionary force. Secretary of Wru· Henry Stimson sent an internal finding tO U.S.

Allorney General George Wickersham claiming the Militia Act of 1908 violated the

ConstiLUtion because it authorized the use or the Guard beyond the border_. Wicker ham

agreed with Stimson and declared that the Guard's service overseas was uocon. rirutional.

After replacing Secretary Stimson. Secretary of War Lindley Garrison developed the

Continental Army Plan. Much or the plan followed sound logical design to develop m1

American Army of 12 1,000 Regulars and 379,000 Reservist. The Militia Acts of 1903

and 190~ were to be repealed. Within weeks of unveiling it, he resigned in protesl when

President Wilson publical ly denounced the plan.l 1

The Modern NationaJ Guard

Training as they Fight

In the years prior to World War l. militia reforms greatly improved readiness.

The Dick Act mandated summer training camps attended by borh Regular Army and

National Guard. These camp proved in ·trumental in raising the ahilities of the Guard

and the understanding or the Regulars. The shared experience aided Guard leader-;

understanding of modern l og i~ tica l prohlems and gained a greater experience for tactics. 15

While the leader or the National Guard and the Regular Army were in Washingwn

JJ IIIII. 205-7.

l J Douhll:r. 15-l-56.

l\ c .. ooper. I OlJ- 1 I I.

banling over legislatio n, the Leaders in the field were developing mutuaJ understanding

and tru. t that would prove benefic ial on upcoming battlefields. The Army opened it

staff schoo l and War College to tbe Natio nal Guard , though the re ults were not alway

good. 36 The most profitable learning wa do ne at local po ts where Guard leaders f01med

relationships and worked close ly with various commands. At the end of W orld War f, it

was discovered that there were eight d ivis ions that the Germans regarded as the best the

lighting forces al lies had-six o f the e ight were from the National Guard.37

The Def ense Act of 1916

A a result of the backlash over the Continental Army Plan , Congressman James

Hay set out to pas. comprehensive legislation to address the compos ition of the Arm y.

Hay felt that Garri . on· ~ plan subverted the framers intent of a dual-military . tructu re and

gave too much mjlilary power to the federa l government. He advocated for a Regular

Aony s tre ngth of 175,000 and wrutime srrength of 276,000. The National Guard would

comprise the Army' principle re erve force with maxi mum end strength of 435,800 (800

men per Congre5!>ionaJ Di trict). lt aJ o formalized the ORC, ERC and ROTC to provide

a pool of u·ained leader. for lhe cxpan ·ion of the Army in wanime.38

Th e Influence of Palmer

rr Upton was con idered a foe o f tbe National Guard, then it had no better friend

than John McAuley Palmer. Palmer was the grandson o f MG John McAuley Palmer who

rose throu gh the ranks a. a ciliLe n-soldier to command a Union corp. in the Western

lb Douhler. 146-49 17 Ibid. I ~3-84 .

)~> Douhll.!r, I 5o-59.

49

Theater of the Civil War. MG Palmer wa~ very critical of the '·professional .. officer of

the Regular Army and feared that they would fo rm an cliti. r caste of officers. The

younger Palmer was balanced by his upbringing and benefited by the Root reform.'.. He

had many experiences wi th tbc National Guard during !-.ummcr maneuvers. fir~t in 1909

and then many other training exercises. In the following years. he gained a favorable

impress ion of the leader~ of the Guard and especially of it commander~.39

He proposed building on the traditions of the Citizen-Soldier and developing

va ri ous unib wilhin stares that could be utilized by the governors and ready to ~uppo11 a

war efrort if called upon. While Upton Wi.ls dismissive of Guard leaders and sought to

replace them with a ··<.:ompetent reserve officer,·· Palmer sought method!-. to improve

Guard leadership and training. Palmer understood the inherent strength~ of a community

based force of soldier that were more than comrades-in-arms-they were ncighbors.-1°

Reorganizing and Remissioning

Prior to World War I. the National Guard wa.;; predominantly composed or

infantry units. The. c were the simple. t for state~ to organize, easiest to adapt and the

cheape~tto fund. After the war, a surplus of equipment was available leading to an

increase in multi-role units. By tbe time World War II began. the National Guard wa ·

organized almo ·t identically to Regular Army. A the Army progressed with

standardized organi;arion~. the National Guard followed •;uit.-1 1

39 Jonath:.~n M. Hou~e. John McArtley Palmer am/ rhe Re.\'f'r l'e Compunencs. Chaprer 2: Guard and

Reten·e in rhe Tow/ Force (Wao;hingtnn. DC: ND Pres,. 1985). 29-39.

~~~ H OU'\C 2l)-19.

11 Dnuhler, 152- 1 :u.

5()

The National Security Act of 1947 reorgan ized the ational Defense tructure. A

newly created position of Secretary of Defense wa. e tabh bed along with three other

departments--the Deparunent of the Arm y. the Department of the Navy and the new

Department of the Air Force. With the estab lishment of the Air Force, the Air National

Guard wa formed as wel1.42 Both the Air National Guard and the Army National Guard

would form part of the NO B under the di rection of the CNGB. The CNGB was to

function as a conduit for the stC:lle. and the Department of Defense, as it does so to thi

day."'J

While lhe Cold War fla~hed in Korea and Vietnam, the National Guard was bu~y

upporting both the war effort abroad and civil autholitie. at home. The National Guard

was often in the forefront of integration of chools. When the Ku KJux Klan (KKK)

threatened violence in Clinton. Tennessee outside an elementary school. the governor

responded with a Guard tank company. The impre. ive show of fo rce overwhelmed the

KKK and quickly quelled the di~pute. In 1957, the Governor of Arkans~ famously

cal led out the Guard to prevent integration. On September 2, 1957, the Arkansas

National Guard was mobi lized to Central High School in Li tt.le Rock where Governor

Faubus blocked the door preventing black students from attending. Twenty-two days

later, President Ei~enhower federalized the Arkansa.'> Nat ional Guard effecti vcly taking

the force out of the Governor's conu·oJ. The same troops that blocked the doors on the

24111 cleared the way on the 251h.-1-1

I! Gro . Charlcl> J .. Prelude to the Total Force: The Air National Guard 1945-1 961) (Washington. DC: U.S. Air Force, Office of Air Force Hi~tnry, 1985), 1-3 .

.n Douhlcr. 227-29.

II (hid., 245-4~.

51

Cold War

Strategic Reserve

During the Cold War, the National Guard began to train on newer technologic • .

The development of nuclear mi~~iles made lhe role of the ··strategic reserve"' even more

crucial. They were the follow-on forces that would be mobilized to defend or free

We~tern Europe following a Soviet inva ion. It was even conceivable that the National

Guard woLIIt.l be the homelant.l dcfen e force should nuclear war occur and the majority or

the acrive component was aurited. Through the decades of the Cold War. the National

Guard went through cycles of restructuring and reorganiLing. Unfonunately, it did not

alway~ have a positive effect. Often unit · would recei ve some modern equipment, but

not ncce~~•u·ily the training for it. In some instance , their ·upport personnel to mainrain

it were not trained or equipped. While these were of ten times growing pains, the Guard

learned valuable les-;ons and wa~ able to overcome many of these ob tacles.4 '

Tlte All- Volunteer Force

Tn the af£ermath of the Vietnam War, the already unpopu lar draft was legis lated

out of ex i ~tem:c. The National Guard had long since abandoned its recruiting program

relying on the draft to fil l the ranks. The populace suffered from war weariness and

military ~crvi ce was out or favor. A s Lhe number of Gu~u·d recruits dwindled. the

National Guard began to reestab l i hit~ recru it ing force. Because the Adjutant Generals

of each Stale arc re-;ponsiblc for the personnel strength in their uni ts, the NationaJ Guard

i~ the only reserve component with a specific recruiting force ... 6

l'i Douhlcr. 2:!7-.1 1.

~h !hid. 27"}.-75.

52

The Abrams Doctrine

A major ctiticism many General · had for the conduct of the Vietnam War was the

failu re to mobilize the Reserve Component. The decision wa made by political leader

not to involve them because act ive forces were con ·idered sufficient to conduct a low-

intensity connict. Some alleged thar Pentagon leader · u~ed the war to bui ld troop

-.trengtb and grow program . Army Chjef of Staff General Creighton Abrams believed

that by not utilizing lhe Reserves. the Army became isolated from public support. He

initiaLed a policy to integrate the components in such a fashion that the Armed Forces

could never again be dep loyed for war without substantial mobilization of the re ervcs.

He believed thi. would not only galvanize public uppott - it became a forcing function

to pre. sure poli tical leaders. -.~7

The Perpich Lawsuit

rn 1983. the Army National Guard began to participate in training and

humanitarian exercises in Central America. Primarily focused in Panama, tbe Guard

deployed engineer uni t · ~si ting other acti ve componenr units and Panamaruan force~ to

bui ld roads in the interior of U1e nation. The scope of these operations began to expand

including chool building. , medkaJ faci lities and other infra tru<.:lllre. Additionally, the

National Guard began to conduct medical assi. tancc in Ecuador and Honduras. The

purpose of these exercise~ was to upport U.S. Southern Command's theater plans to

prevent the prcad of communist regimes in Cenmtl America.48

47 Lcwi Sorlcy, Tlumderbolr: General Creighton Abrams ond rflel\ rmy of lli.1 Time.1 cWushingtm1 . DC: First Brassey Edi taon, 199!<) page 360-~()R. 111 Doubler. 295-97.

53

While considered successful operations. po l itica l opponents of the Reagan

Administration saw this use of the mjlitary as a veiled threat to our . outhern neighbors.

They sought to prevent the u~c of the National Guard for exercise outside the U.S. or a ·

pan of a campaign again~! the Sandinistas in Nicaragua. Congressman Sonny

Montgomery auached an amendment to the 1986 National Defense Authorintion Act

I hat stipulated National Guard lroops cou ld be deployed for training without the conc;;en t

of the Governor. It speci!lcaUy stipulated that the Gumd could not be withheld "hecause

of any objection to location. purpo e. type or schedule of such active duty." The

Governor of Y1 inne ota along with six other governor~ ued in Federal Court over the

Con titutionality of the Montgomery Amendment. The case was decided by the U.S.

Supreme Court in 1990. It upheld the amendmenr as written; however, it ruled that the

governors cou ld with-hold Guard force!'> for training, if needed for a local emergency.49

Post-Cold War

Tiered Readiness

Following the collap ·e of the Berlin waU, both the Army and Air Force reduced

force structure considerably. The Guard followed <;uit. l n an effort to save money for

remaining forces on active duty, a policy of "tiered read iness'' was institulcd. This meant

that unit. were resourced ba!:>ed on how and when they would be utilized in time of war.

A Tier I unit wa~ fully re ourced becau e ir wa~ an "active duty unit" with a greater

likelihood of receiving a deployment order for combat. Tier 2 units would be re~ourced

at u lesser level because i1 was expected that they would bavc time 10 equip <lnd train

during their mohilization. They maintained a higher degree of readiness than tier 3 ro

~·, Doubler 295-99.

54

speed them [hrough the mobili zation process. Tier 3 units had only the basics that

allowed them to do the minimum amount of training. 5°

While thi. may make en e from a re. ourcing perspecti ve in peace-time, it was a

di astrouc; failure when the Army needed to cyc lically mobilile unit. . Dudng De!>en

Shield and again al'ler the events of September I I. 2001. both the abi lity and the amounL

of units for the war-plan required significaiH adjustment. In many case~, tier 3 units were

called up more frequently than tier 2 and in some cases tier I . The morale and readiness

of these units suffered. The model' as built on the underlying assumption that the

mobilization proccs would be fully re ourced and would be for an all out total war. [t

was never designed to handle incremental issuance of equipment and modernization a

well as multiple. cycli~.;al deployrnents.51

50 Stephen M. Dunc:an, Ciri~l!ll Warriors: America's National Guard a11d l?eserve Force.\ wul 1lle P()litics of National Secttrily (Novato. CA: Prc~idio Pres . 1997). 225-40.

\I Notional Guard Bureau. A r-ormula ror Operational Capadty White Paper (Arlington, VA: ARNG Din.:c.: toratc, 20 I I ) 1 -~.

55

CHAPTER 3: Recommendations for the National Guard

The Adaptive Force

Mulli-purpo!-tc Force StrucLUre

Growing MissiOil!)' for lite Guard

Hisluri,call y. Lbe National Guard has proven itself to be adaptive to differing

-;tructurcs. mi~sion~ and mobilization processes. Tbis flex ibility w.ill be paramount for it~

fmurc role "erving both ~late and nationaJ interests. As evidenced by the FY 13 DOD

budge t proposal , the DOD can expect an era of dwindling resources, 1 That will most

certainly mean significant transitions with in the department and the National Guard.

Likewise. ~tate governments face budget . honfalls which may reduce fir t re..,ponder- and

other emergency re~pon-;e capabililic'>. According ly, the pol itical leaders arc seeking

efficient mean · to a<;hicve strategic end . In the ational Security Strategy. lhe Pre~ident

look'> to holster partner capacity while maintaining a force capable of winning in major

combat operations.:! ll i thi s critical balance thatlhe DOD must achieve to gain rhe

efficiencies desired by our leadership cmd effecti vcnes~ to deter future conflict or win if

deterrence fail s.

The National Guard ha, a criti cal role in fu lfilling thls trategy. Secretary of'

Defense Gates stated:

Us ing the National Guard and Re erve will lower overall

personnel and operating costs. better ensure the right mix and

availabi lit y of equipment, provide more efficient and effecti ve

I Dt:l't:n~c Buhgcl Prinrit ie~ and Choices (Washington. DC: Office or lht: Secretary or Defense. 20 12).

1 Barrm:" H. Obama. the Nmional Securiry Srraregy (Wru.hington. DC: Whih.: Hou~c. 20 I 0).

56

u e of defense assets, and contribute to the u tainability of both the AC and RC.3

The Guard provides 35-40 percent of the operational force whi ,le consuming less than

even percent of the defense budget. At any given Lime, an average 63.000 Guard~men

are mobilized for FederaJ mis ions whiJe another 5,800 e:u·e activate for domestic . upporl.

The C GB ha stated thi i s sustainable provided that much prepar~ttory time i aJJocated

as rea"ionably poss ible. It i not Lhe reluctance of the oldier to serve as much a it i lhe

indecision or the DOD to formulate and execute a decision. The National Guard

continues to expand its capabi lities and develop personnel for a variety of divergent

ta$ks.4 While there arc several aspects and efficiency measure · that cou ld be di cussed,

thi~ chapter wiU focus on two--the role of the Chief of the NationaJ Guard Bureau

(CNGB) as a member of the Joint Chief of Staff and the National Guard in Building

Partner Capacity.

The Chief of the Ncnional Guard Bureau

NDAA 2012

The National Defense Authorization Act of 2012 elevated the CNGB to a . itting

member or the Joinr Chief or Staff. While the provision was under debate, the Senate

Armed Service Committee held hearings with the Chairman, Vice-Chairman of the Joint

Chjef~. the General Counsel for DOD. each of the ervice chie f~ and the C GB. Under

te ·timony. all uniformed members of the panel. with the exception of the CNGB,

3 Roht:rl M. Gmcs, Quadrennial Defense Revie11• Report. Fehmary I, 2010 (WashingiOn. DC: Office uf th~.: St:cn:la) of Dcfcn e. 20 I 0). 1 Craig R. McKinley. 20 12 National Guard Po l'lure Stwement: Adding V(l/ue to America (Wa hingtnn. DC: Nmional Ciuan.l Bureau. 20 12).

57

expressed opposition to the legi. lation centering around one major criticism- the

National Guard is not a service. While the National Guard i. comprised of two services

and is the largest reserve force, (Army and Air Guard), the National Guard doe have

service- like function~. The service chiefs spoke in terms of is uing regulation , ~eparate

uniform ·. managing budgets and title 10 authorities.5 What wa. mis ing i11 their

di scussion of crv.ice wa~ function. for example, the Air Force i. the primary . ervice for

warrare in the air domain. Likewise, rhe Navy is a specific servit:c for naval warfare.

The Nationnl Guard has the primary mission to support civi l-authoritic .

DOTMLPF

Each ~crvice uses an appropriate method to DOTMLPF based on a ·pccific

function or service they render for the nation. Likewise, the National Guard ha a

specific fu nction- -.upporllo civi l authoritie . Unlike the service~. Lhe National Guard

has a very limited capabi lity to create DOTMLPF olutions for their service. ln mo. t

ca<;es. units that arc w; igned to conduct a civil support mission arc tactical units which

have to task organi7c based on the crisi . Even wilb a doctrinally structured unit for any

civil support. there i a substamiallikclihood thattbe organintion would .;;ti ll have to

modify to meet the requirements at hand. The CNGB needs the capabi lity to gather the

requirements of the :-.evera1 ·rates, assign force structure to balance acli ve component

requirements with state needs, develop unique fo rce structure~ where necessary. expand

5 Congress. Scnmc. Committee on Armed S~.:rv iccs. SASC 1-/carin~ 011 Wherher the Chief nfrhe Nat irma/

Guard Bureau Should he a Member of the JCS. I 12'h Cong .. I 1 scss.. O\ cmhl!r I 0. 20 II . hllp://annl!d

<,Cl'\ i..:c' ·'t' tla!C.!!OV/C Wl lllC:,~II',[.C.:('I11'!id=5:!55 .

5X

material solution · when military equipment is not avai lable and control the budget

processes nece::.sary ro accomplish these tasking . . 6

The National Guard Bureau is identified as a member of the Joint Doctrine

Development Community; however, they are a non-voting member. While the role of the

National Guard Bureau l1a · grown in it& capabilities over the past decade. it has not

developed doctrine writers or the proce . that would be required tO do so. Ir the NationaJ

Guard is to continue to grow in it s ervice-like duties, this shor1faJI will have to change.

Jt is likely that with the elevation of the CNGB to the JCS. the National Guard will

become a voting member and therefore more responsibility with regard to doctrine

development. NOB will certainly have to restructure per onnel to meet lhis task. Since

the NOB doctrine responsibilities will only deal with "Title 32. United States Code, or

Late active duty legal statu ,··NOB can accomplish thi. by developing a systematic,

internal approach which trains elected per onnel to write doctrine through the arne

training that the Army and Air Force conduct. Then, these writers can be committed with

various experts that can provide subject experti ·eon Title 32 and stale active duty. They

would provide the NGB with the genes.i::. for expanding doctrinal soiULions ror it civil . . 7 . uppor1 mr 1ons.

The Secretary of Defense directed the implementation or Weapon. of M~

Destruction-Civil Support Teams (WMD-CST) that are resident in the National Guard.

These teams are compdsed ofboth Air and Army Guardsmen and have the unique

function of re pending to domestic CBRNE incident site to conduct initial asses. mcnts

1' McKinley. 2-6

1 Chairman of t he Joint Chief of Staff lnsLrUction (CJCS I) 3 170.0 I G. Joint Capahilitie~ lnregration and Development System (W.u.hingwn. DC: Office of the Ch11irman of the Joint Chief~ nr Staff. March I, 2009).

59

that would either enable or ~afcguarcl emergency responder . Due to its distinctly unique

requirements, mo t of the equipment needed i non-military. Each team ha:- a

communications suite mounted on a large civilian purchased vehit:le that primary role is

to bridge communications along multiple networks ensuring rapid communication

capability in almost any scenario. The ·e teams are an example of why the CNGB needs

to increased authorities to develop the National Guard.

Interestingly, Lhe WMD-CSTs were not initially considered military formation

nor were they identi fied on any organizational document. The ystems that bolh the

Army and Air Force use to manage personnel and equipment did nor apply. Additionally,

it is difficult to develop u life-cycle management for these ski ll set . Some of the

positions require cnorrnou. amounts of training. Once the . oldier or airman has

completed the required training and completed the follow on assignment. he or she is not

necessari ly competiti ve for promotion in their primary military occupational ~pecialt y

(MOS) or branch. Equipment necessary for these teams is expensive and require.

~pcc.:iali zcd maintenance that the team~ cannot perform. Moreover, it also requi re!> life-

cycle management hecause it wi ll soon become obsolete material requiring replacement.

When the~e teams were C!->tablished, no ex i~ting training program~ were available. Their

vehicles wh.ich had sophisticated communications equipment required special facilities

for c:; torage in accordance with ccurity protocol . These facilities were not even in

drarting '>luges when the teams were stood up and equipment purchased. Clearly, the

prohlem they were developed to address did not receive a full DOTMLPF solution.

8 Ch::urman llf the Joint Chief· of taff ln-.truction (CJCSI ) 1125.0 I B. Defen!>c Sup poll of C1"tl Authorities

CDSCJ\) for Dnmc,lic Consequence Management (CM) Operation~ in Response to a Chemical, Bio logic~tl.

Radiological. 1udcar. or High-Yield Explo.,ivc CCB R.N E) Incident. (Washington. DC: Office of the

Chairman of the Joint Chief<; ufS tarr. Augu:-.1 19. 2009) 13- 14.

CiO

AUlhorizing the CNGB to generate force tructure · for the specific civil-support

functions would help facilitate developing a more integrated response capability within

the National Guard.9

Homeland Defense and Homeland Security

Homeland Defense present:. some unique challenges for the National Guard iJncl

the DOD as a whole. E. cntially. the National Guard h<.is always been ta-;ked with

supporting local governance due to its proximity and control. When the Posse Comi tatus

Act was passed, it wa~ to allow civil authorities to exercise c ivil controls. The National

Guard wa one of the instruments for them to utilize as necessary. Current guidance from

the DOD relics heavily on the National Guard for a myriad of response functions that

include: CBR~E, Counter-Drug. natural and man-made disa<;ter<;. c ivil di ·turbance and

humanitarian relief. While the CNGB is responsible for ass isting, assessing, advising,

and training, he primaril y has to prevent civil re pon ·e from bjndcring readine s of unit

for the Army or Air Force as needed. Since civil suppo11 functions are almost uniquely

maintained within the National Guard, it ~eems reru onable that the CNGB be empowered

for how best to prepare for threats against the homcla11d. This would require at least a

portion of the National Guard to be focu ed continually on thi s mis ion versus any Army

or Air Force <;ervice-spccific miss ion. Similar to hi toricaJ debate~ about developing

force s truc ture , _ome states may need a c:ipab ility or a threat may necessitate a new

requirement. In the WMD-CST example, these units onl y deploy to the Mates and

territories. Other similar forces are under cons ideration for development. 10

~ McKinley. 2-R. 1n Dcparunentof Defense Directive (DoDD) ~ 160.0 I . /lome/am/ Oefeuse J\cti1•itie.\ Condttcted by the Nmiona/ Guard. J\ugusl 25. 2008.

6 1

The National Guard-Reserve Equipment Account

The National Guard and Re crve Equipment Account (NGREA) ha!', been the

ingle bigge~t financial improvement for the National Guard and Reserve~ with respect to

equipment procurement. While it onl y funds existing equipmcm programs for

modcrni :t.ation. it is responsible for revital izing Lhe aging equipment of the Gumd and

Re~e rves. The Army and Air r orce have often submitted budgets wirh funding requests

specificall y l·or Guard and Reserve equipment update~ that were approved hy Congrcs

and ye t never actually implemented. In some in ·tanccs. fund~ were di verted for other

program '\ or the equipment wa purchased and di tri buted to acti ve component forces and

older equipment was issued to the reserve c.:o mponent ·' in lieu of" what was purchased.

This has been a major point of contention with the National Guard. Much or the National

Guard·s equipment is set aside as dual-use equipment. Thi,') means it i allocated against

dome. ti c emergency contingencie~ . By cominuing to ·'clump .. old cquipmem into the

Guard. it created an inc ·cu. able deficiency that impacted training. morale and readine~s .

Since Operations and Maintenance (O&M) budgets are set by Lhe amounl of mileage Lhe

vehicles are uc;;ed , Lhe National Guard was exJ1austi.ng it. limited budget trying to

mnintain equipmcnL beyond it. '\ervice life. 11

The Commi~s i on on the National Guard and Re erves asked the Libnuy or

Congrc~ . . Federal Research Di vi ion to in ve~tigale the impact of NGREA and lli>~Cs :-. if it

was , till nece')sary. Their conclusion was scathing. They cited that Lhe DOD fai led to

receive a d ear audit for the past Len years. While they did not find evidence of

11 L1 hrary of Con,grc~~. Federal Rl'senrch Di vi'>inn. Funding for Reserve Compmwnt Equipment: An

Ano{_1 .1i.~ of the Budx('/ Pmce~., ( Wn~hmgt0n. DC: Library or Congre;,:... 2007).

62

ystematic wrong doing. there was some evidence that the Army National Guard and

Anny Rc crve did not receive the appropriate amount of new equipment that was

budgeted. It further tated Lhatlhe sy tern is o muddled that a defini te finding could not

be ascertained. While the conclusion endorses continuing NGREA, it.i. their third

recommendation that is most noteworthy. JL reads,

... re erve componcm funding requests are contained in parent . ervicc budgeLs, making them difficult to track independently. A <:. a result, it is all but impossible to determine the impact of funding on actual equipment procurement. ln order to re olve the e is':.ue ·.it might make !>ense for each reserve component to be given independent budget authority . The associated overhead expense would seem to be justified by the improvement in u·ansparency, accountability, and ultimatel y .l . d. p rru 1tary rea 1ness. -

By giving the CNGB Independent Budget Authority (iliA) over equipment purcba e · for

the Guard, the National Guard would have significant capability to address futme

development of force and equipment for the future.

T he Nat ional Guard was founded on aulhoritics to provide local defense for the

col onic . . Tbi · unique function is sti ll applicable today. When a dome Uc emergency

occur. , the fir~ t responder~ in a military uni form will almost alway. be a ational

Guardsmen. It is becau<;e of this respon c role that the CNGB need to be able ro develop

doctrine for this uniquely Guard miss ion. The Army can conduct amphibious landings;

but. the Marine Corps ha~ that mi~~ion a. a core ta~k . Therefore, the Marine Corp L lhe

primary ourcc for amphibious as. aulr doctrine. They would be the JCIDS Program

Director for any material solution. Tbe <;Ume should apply to the domestic function and

1! !hid.

63

the Guard. By enabling this activity, it will allow for the CNGB to develop an array of

support option. that can be allocated tO dome tic operation!-..

Critics of the National Guard have auernpted to down play this as unnece. sary.

They u~e the same line that the CJCS u cd during the Senate hearing. ··11 is unclear to me

what problem we are trying to solve:·l:l The logic seems to be. if the National Gumd

doe · not have the ability to ident ify a capabmty gap, and then there is not a gap. Without

a strong voice in the JCIDS process. the National Guard cannot demonstrate the

prohlem-.. Much i said about ensuring that we have the right force for future conflict ·

where American ·oldicrs . sailor . marine and airmen wil l be in harm· way. The

National Guard wants to have the right re ponse for the future emcrgencie where

American citizens <He under ui tress or alrack. 14

Critics also contend that the National Guard does not have the requisi te ski ll or

~ tructurc for such a task. None of rhc service~ did until they were e cntually e tablished.

Additionally. the ational Guard already provides input for Army and Air Force doctrine.

While only a small part icipant. developing this capability will natural ly improve the

National Guard's abi lity to review doctrine and provide more meaningful feedback. By

developing its own doctrine, it would create the need to u·ain, retain and manage these

personnel in an efl'cctive manner thar produced the rcquisi[e -.kills. One of the be t ways

to do that would he for tho e selected personnel to take a _ hon tour wilh either Army

11 U.S. Congress. Sl!natc. Commiuce on Armed Sen icc\. SASC Hearin~ on Whether the Chief oj the

NotirJnal Guard Bureau Should be a Me111ber c~f rile JCS. 112'11 Con g .. I s1 sc. s., Nnvc::mhcr I 0, 20 I I

( tc~timon) l•f Martin E. Dcmp~cy. Chai rman o f 1he Joinl Chid\ of Staff). hup://armed-

1-<crv ices. senatc.gov/c_ witncs..,I•:-.Lc fm !id=5255 .

'·' CJCSI ~170.0 1G . B-2.

TRADOC ARCIC or the A ETC. This recommendation oot only improves the Guard; it

help the Guard help the Army, the Air Force and the Joint Doctrine Communi ty.

Developing Domestic Guard Units

The CNGB and the states need the authority to organize functional uni ts and

headquarters for uniquely Guard mis ions. This would enable the Guard to generate

fo rce structure with a variety of capabilities to re~pond in dome tic emergencie with

-.peed anu efficiency. It also enable both NGB and stale leadership to "fence off'. the ·e

un it. for trajning and development which would mitigate disrupting units in the

mobiliL.atioo proce s. Curren II y, most dome, tic upport mis. ions are tasked organiL.ed as

!he crisi!> develops. Whi le each stale refi ne. this proce s based on their local governance

and civilian capabi lities. the National Gunrd rc ponds wi th units that are organized for

combat operation . By aiJowing the National Guard to create thi type of force strucwre.

the CNGB and the state · would be empowered to develop at lea t a portion of their Guard

units for domestic speci fic missions. These forces could be utilized for humanitari an

rni s ·ion. that frequently occur and DOD ha~ to respond. By developing National Guard

forces. not only i!-. a more capable rc ponse available for homeland disaster event :a

more capable DOD response could be employed when necessary to our allie or potential

h . d I'\ partners t at arc 111 nee . ·

Critic. to these initiatives argue correctl y that thi is not a DOD .. core .. mission.

ll is DOD' mandate to right and win the nation·s wars. It is Lbe "what"s next" that DOD

has to contend. The ab ility for the National Guard to develop capab ilitie~ that augment

and enhance tran'i itioning from war to peace and civilian control would be greatly

~~ McKincly. 3-8.

beneficia l. Additionally, dome Lie emergencies can overwhelm civi li an response

capabilities. The continued evolution of Guard response forces only facilitates the life-

~avi.ng and consequence management activities that en. ue once either a man-made or

natural cata~trophe occur. 16

Joint Doctrine Development System

The National Guard Joint Staff participate. in the Joint Doctrine Development

Sy~lem in a limited manner. The voting membership i'l comprised or the CJCS, all the

Combatant Commands, the J-7 and the serv i ce~. Even the Coast Gu;ml, which is no

longer a member of the DOD, has membership and a vote. The National Guard i. a non-

voting member and can onl y . end repre ·enrati ve . . In many ways. thi exempli fie!) the

rca on why the CNGB wa elevated to the JCS. 17

Functional .4reas for Guardsmen

The CNGB could develop a series of Guard functional areas that could be utilized

to identify. validate and catalog these civi lian job skills. Additionally, he could use the!)e

-;kil ls or develop functional skill~ within units for domestic cri ses or Building Panner

Capacity (BPC) with the State Pcutner~hip Program (SPP) or other initiative~. Moreover,

the ability of TAG could use thi ~ as a mechanism for rebalancing thei r ~late-force

-;t ructure during transitions. For example. as rhe Air Guard i ~> currently looking at major

force structure t:Uli>. TAGs could use the dual system to absorb the shock from reuuctions

while maintaining capability and t:ran~f01ming to their future rorce structure. Tt would

abo allow the Guard to better track and then appropriately utiliLe civilian job ski lb.

I n Chairman of the Joint Chief:> or Staff lnslruclion (CJCSI) 51 20.0:2C. Join I Doctrine Deve lopment

Sy~lcm. ( Wa~hington . DC: Oflic\.' of the Chamnan of the Join1 Chief~ of Swff. January I J, 20 12)

1, CJCSI 3170.0 1Ci. B-4.

Building Partner Capacity

State Partnership Program

After lhc fall of the Ber.lin Wall in 1989, the National Guard began a littJe known

initiative called the State Partnership Program with former eastern-bloc nation~. The

program coupled the e nations with variou. State · who would end Guard men to ad vi e

in mi litary matter ·. Exerci ·es with National Guard units and exchanges of Officers for

. hort duration~ would prove the beginning of trust and respect. With linle inveslmcnt,

many of" the relationships with various State have yielded numerous benefit for the U.S.

Several nations would become panners and some even deploy troop in the GlobaJ War

on Terrorism. From these modest beginnings in Europe, the program has grown to

incJude six ty-three partner nation~. The succe s of the SPP illustrate. that the National

Guard is well suited to build miJitary-to-miUtary rapport with partner nation .18

The 20 10 QuadJenniaJ Defense Review (QDR) identified four objecti ve for

national . ecurity: "prevail in today' war. prevent and deter conflict, prepare to defeat

adversarie. and succeed in a wide range of contingencies and pre ervc and enhance the

All-Volunteer Force." Prevent and deter conflict is a important and difficult as any of

the four. Building Partner Capacity (BPC) eeks to prevent conrtict by increa. ing partner

nation's ability to conduct internal security. It at o has potential to ass i t regional

·tabili ty operations by develop.ing partner nations that wil l have acce . and capabilities

that may either not be present or avai lab le in U.S. force . U.S. aJJic currently lend

troop. and other support to assist ongoing operation . A tbc e allie. are proving

invaluable now, it underscores the need of developing of fuwre parLners. The QDR

IX Na1ionnl Guord Bu n.:au, Pre1•eming Fwure ConjliCI: 111e Army Nwional Cw:ml und Seuriry Cooperation White P(lper (ArlingJon. VA: AR G Directorate. 20 II ).

67

~tate:-, ··preventing and deterring future conflicts will likely nece · ~i late the continued usc

of some element!\ of the Re ·erve Component--especia ll y tho-e that posses~ high demand

<;kill o.;ets-in an operational capacity well into the future.'' 19

The National Guard has demonstrated a proven track record for security

ussi ' lance as pan of the SPP and is the groundwork for the Security Cooperation

Enterpri se (SCE) that is currently being developed . SCE has the mandate of developing n

fu ll array of security cooperation ass i. tance that is tailorable and scalable for va rying

mission set~. As the DOD forecasts more involvement in these types of .. other than war"

mission . the skills ctllTCn tly resident in the National Guard make a compelling argument

for it to be the ··force of fir~t choice·· for security cooperation.20

Policy maker. de~ire ~trategies that prevent regional connict or provide punner ·

to respond should one arise. Recenrly. the President outlined a new strategy that

rcfocuse military efforts on the Pac ifi c.-~ 1 Security a i tance and other military

program!) will likely play a large role in supporting this approach. While security

assistance i~ clearl y a function that DOD is assigned, it has not gamered the re~ources l'o

ful ly implement most Combatant Commander' s Theater Security Campaign Plans

(TSCP). The National Guard has been supplying the majority or the force. conducting

the exercises Lhat support these plans fo r a number of years. In fact, the Army Nut ional

Guard provided approximately 63% of the troops for fiscal year 2010 that conducted

regional exercises in ·upport of GCC TSCP.22 While the growth in reliance on :Hional

1'1 Gat~:-.. 23.

lll Natamal Guard Bureau. 1-4.

~· Obam~. 9.

11 National Cluan.l Bureau. 2- 10.

Gucu·d forces over the last decade has stemmed primarily from the lack of available active

component forces, the National Guard hm .. performed thi ta k well and with great

efficiency.

Operational Mentor Liaison Teams

The Operational Mentor Liaison Teams (OML T) i ~ a NATO-TSAF led enterprise

intended for the profe sionalization of the Afghan 1ational Army. When Croatia was

asked to provide force1:1 using this model, like many other of the SPP nations, they asked

for the assistance from their State Pilliner. Multiple Stales have developed OM.LTs and

deployed them with their SPP counterpart to Afghanistan. Minnc. ota upplied an OMLT

to up port [he Croatian Army Battalion that deployed 20 I 0. The OSD hal) ta~ked Lhe

National Guard to develop two Military Engagement Teams (MET ) for the purposes of

conducting BPC in future yearsY

Institutional barriers present a per ·i ·tent challenge to achieving ecurity

cooperation success. Un it tructures are li nked to table or organization that support

combat functions and not mentoring or training capabilitie!>. Therefore, they are

recruited, filled. promoted and developed based on that primary model. A force that is

more capable of dealing with the many tasks of Civil-Military operations can be

developed by allowing the National Guard to de clop it~ own DOTMLPF elution .

'I Thomas Keeler. ··Minnc.: l:lota OMLT deploys wuh Croatiuns to Afghamstan," ' National Guard Magtdne. March I , 20 I 0. hup://www.u g.mil/m:w~nrc i11Ve~l20 I 0/0~1030-l l 0-0MI.T.aspx (acces ~!d October I 0. 2011 ).

(ll)

CONCLUS ION

Countle!->~ -;tudies and recommendation~ all point ro the same conclu ion: the

alional Guard will play un important role in defending America in fuwre years. While

the dbcu~sions vary on what role the Guard will bave :md how frequent it wi ll be

utilized, mo ·t of the discourse fails to address how rhe National Guard wi ll pmticipate in

the development of its future. lL i~ imperative that Guard leaders have a systematic

methodology to integrate its force structure into DOD mis~ion while preserving capacity

to meet the need::. of the Governors.

Hi~torical l y . the National Guard ha proven its adaptability and eagerness lo

pursue mi sions that other services try m avoid. Jt al. o has demonstrated that it can rill in

gaps until the a<.:tive component can " right-size·· itself or realign forces. By law and

de..,ign. it ha arc. ponsibility "to execute the law~ of the Union" a~ well a~ defend the

nation. While often u::.cd to assist local leader . bureaucratic friction often prevent the

National Guard from demonstrating it~ capability gaps or utilizing the fo rmal DOD

-;y-;tems currently in place to aquire necessary force stwcturc.

The elevation or the CNGB to membership on the JCS will likely benefit the

Guard' ability I() addre s the.:;e matters; however. it is the ancillary effect.:; that will be of

mo~t benefit. By integrating more of the NationaJ Gumd into the JCIDS and Global

Force Management. the eventual resu lt will li kely improve the seemly interaction

between the component!'>. Tf the National Guard is to have a greater role , it makes ~cnse

that it ha~ a greater voice to di. play it capabi li ties and requirement..

70

BJBLIOGRAPHY

Cartwright, James E. and McCarthy, Dennis M. Comprehensive Review of the Future Role of the Reserve Compo11ent, Volume I. Executive Summary and Main Report. Washington. DC: Office of the A · i tant Secretary of Dcfcn e for Re ·erve

Affair. , 20 II.

Cooper, Jerry. The Rise of the National Guard: The Evolution of the American Militia 1865-1920. Lincoln , NE: Univer·ity of Nebraska Pre , 1997.

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