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    Process and Utility Water Requirements for Cellulosic

    Ethanol Production Processes via Fermentation Pathway

    Journal: Energy & Fuels

    Manuscript ID: Draft

    Manuscript Type: Article

    Date Submitted by theAuthor:

    n/a

    Complete List of Authors: Lee, Joo-Youp; University of Cincinnati, Chemical & MaterialsEngineeringLingaraju, Bala; Universityof Cincinnati, Chemical EngineeringProgramYang, Jeffrey; EPA, Office of Research and Development, NationalRisk Management Research LaboratoryKeener, Tim; University of Cincinnati, College of Engineering andApplied Science

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    Process and Utility Water Requirements for Cellulosic Ethanol Production Processes via3

    Fermentation Pathway4

    5

    Submitted to6

    Energy and Fuels7

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    By9

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    Bala P. Lingaraju, Joo-Youp Lee

    ,*, Y. Jeffery Yang

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    Chemical Engineering Program, School of Energy, Environmental, Biological, and Medical14

    Engineering, University of Cincinnati, Cincinnati, OH 45221-001215

    National Risk Management Research Laboratory, U.S. Environmental Protection Agency,16MS 690, 26 W. Martin Luther King Drive, Cincinnati, OH 4526817

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    Process and Utility Water Requirements for20

    Cellulosic Ethanol Production Processes via21

    Fermentation Pathway22

    Bala P. Lingaraju, Joo-Youp Lee,*, Y. Jeffery Yang23

    Chemical Engineering Program, School of Energy, Environmental, Biological, and Medical24

    Engineering, University of Cincinnati, Cincinnati, OH 45221-001225

    National Risk Management Research Laboratory, U.S. Environmental Protection Agency, MS26

    690, 26 W. Martin Luther King Drive, Cincinnati, OH 4526827

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    ABSTRACT29

    The increasing need of additional water resources for energy production is a growing30

    concern for future economic development. For developing technologies such as ethanol31

    production from cellulosic feedstocks, a more detailed assessment of the quantity and quality of32

    water required, and the critical factors over water consumption which can be controlled in these33

    technologies need to be identified for maximum water conservation. In this paper, the water34

    requirement for fermentation process in cellulosic ethanol production is assessed on a volume-to-35

    volume basis (gallons of water per gallon of ethanol produced). This process-based unit36

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    of recycled water used, for which three feedstocks (i.e. hardwood, corn stover, and switchgrass)41

    and two pretreatment processes (i.e. dilute acid and AFEX - Ammonia Fiber Expansion) were42

    examined as an illustration. The results indicate that the pretreatment process and feedstock43

    most significantly influence the degree of process water requirement, while the effectiveness of44

    cooling tower design and operation offers the most likely opportunity for water saving. Water45

    loss in evaporation reaches to ~75% of water input in ethanol fermentation. Use of recycled46

    water reduces the water requirement by 50% compared to once through operation. However,47

    water reuse in cooling water and to a lesser degree, pretreatment water, require intensive process48

    operation for scale build-up and a high level of wastewater treatment because of the high49

    chemical oxygen demand (COD) levels in the wastewater stream. In these aspects, further50

    research and technology developments are necessary.51

    KEYWORDS52

    Cellulosic ethanol, water quantity and quality, wastewater treatment from cellulosic ethanol53

    production.54

    55

    1. INTRODUCTION56

    Finite petroleum resources along with the increasing demand for petroleum by emerging57

    and developing economies have made industrial nations to search for new types of transportation58

    fuels. The Energy Independence and Security Act (Energy Bill) of 2007 calls for a fourfold59

    increase in the amount of biofuels, such as ethanol, currently produced in the U.S. by 2022. This60

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    and 4 billion gallons from any source) respectively (1). The U.S. currently consumes ~14064

    billion gallons of gasoline a year (2), and produces ~8.8 billion gallons of ethanol from corn65

    kernels (3).66

    Although there is only one biorefinery plant for the demonstration of cellulosic ethanol67

    production with a capacity of 1.4 Million gallons per year (Mgy) (4) at Jennings, LA in the U.S.,68

    there are many corn-derived fuel ethanol plants available in the country. There are currently69

    ~201 crop-based ethanol plants in the U.S. with a total name plate capacity of 13,063 Million70

    gallons per year (Mgy) (5). Most of these ethanol plants use corn kernel as the feedstock along71

    with other cellulosic and starch-based feedstocks. Other feedstocks such as corn stover,72

    sorghum, sugar cane bagasse, beverage waste, wood waste, and cheese whey are part of the73

    small percentages of feedstocks used (6). The operating capacity of the biorefineries is 11,53274

    Mgy. There are also 16 plants under construction for the production of corn and cellulosic75

    ethanol with a potential capacity of 1,472 Mgy (5), and these plants are being scaled up from76

    pilot to commercial scale.77

    Freshwater demand for energy production is a growing concern in the U.S. Increased use78

    of biofuels is expected to offer benefits such as decreased dependence on foreign oil, but also to79

    present challenges such as the depletion of domestic agricultural resources, air quality, surface80

    and ground water (7). A National Research Council (NRC)s report also indicates that the81

    current estimates of consumptive water use by ethanol biorefineries are 4 and 9.5 gallons of82

    water per gallon of ethanol produced from corn kernels and cellulosic feedstocks, respectively83

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    unsustainable sources. For example, current withdrawals in the High Plains Aquifer (more than87

    1.5 billion gallons per day) are greater than the aquifers recharge rate (approximately 0.02~0.0588

    ft/year in south central Nebraska) and the loss of this resource would be irreversible if the current89

    withdrawal rate is not reduced (9).90

    Cellulosic ethanol has received much attention in recent years as it does not compete with91

    the food production by the use of by-products and energy crops which can grow in arid regions92

    for ethanol production (10-13). It was reported that the water quantity requirement for irrigation93

    significantly varies in terms of region (14). Yet, agricultural residues comprised of more than94

    70% of biomass resources (3) for cellulosic ethanol production are by-products, and the water95

    consumption in irrigation is directed at cultivating crops. Hence, in this study, the process and96

    utility water requirement for cellulosic ethanol production is quantitatively evaluated. There are97

    very few studies available about the water quality and quantity required for cellulosic ethanol98

    production in the literature, and the quantity estimates available are summarized in Table 1.99

    Among these, the two reportspublished by National Renewable Energy Laboratory (NREL) (15,100

    20) have been widely used as a basis. The NREL developed a pilot plant for converting101

    lignocellulosic feedstock to ethanol. Hardwood chips were used as the feedstock in the report102

    published in 1999, and corn stover was used as the feedstock in the report published in 2002.103

    For water quantity estimation, different authors have used various units of measurements to meet104

    their respective objectives. The unit, gallon of water per gallon of ethanol production, is selected105

    for this study so that the water requirement of future ethanol plants can be estimated by the106

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    Expansion (AFEX)], and use of recycled water. The result shows a strong dependency of110

    process water requirement on the choice of the pretreatment process for a specific feedstock. It111

    highlights the importance of using recycled water to reduce fresh water make-up requirement112

    and identifies the most important factor affecting water reuse.113

    114

    2. ANALYSIS PROCEDURE115

    2.1. Case Selection116

    The feedstock for cellulosic ethanol production can be classified into three following117

    categories: forest residues, crop residues, perennial crops (3). Three representative feedstocks118

    (i.e. hardwood, corn stover, and switchgrass) and two representative pretreatment technologies119

    [i.e. dilute acid and Ammonia Fiber Expansion (AFEX)] are selected for this investigation.120

    Detailed descriptions about the pretreatment technologies are present elsewhere (25, 26).121

    Combinations of feedstocks and pretreatment technologies are summarized in Table 2, for which122

    the water requirement is compared between different feedstock, pretreatment technologies, and123

    the use of recycled water. Water in the process was classified into the following three124

    categories: (i) fresh water is make-up water from an external source such as river and water well;125

    (ii) recycled water can be either treated or non-treated process water. Treated water is the water126

    to the wastewater treatment unit, subjected to aerobic and anaerobic treatment, and then recycled.127

    Non-treated water refers to a direct evaporator condensate captured from the cooling process,128

    which requires no further treatment; and (iii) Carried-over process water is the water in the129

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    All the four Cases share a common process layout with minor variations on the132

    distribution of freshwater and recycled water among the various units. The common process133

    layout in Figure 1 is a schematic representation of the detailed flow diagram summarized from134

    the NREL reports (15, 21) and other publications (24, 25). The individual process layout of each135

    Case is shown in the Figures (3-6), among which water flow is the primary difference between136

    individual layouts.137

    138

    2.2 Water Quantity139

    The water requirement analysis was based on overall water balance in the entire process,140

    as well as for water balance in each unit operation. Water input into the entire ethanol plant141

    (Figure 2) consists of (i) moisture in feedstock, (ii) moisture in the air, chemicals and nutrients;142

    and (iii) make-up water. The overall water output from the entire ethanol plant includes water143

    loss from the following: (i) windage and evaporation loss; (ii) vent to atmosphere; (iii) moisture144

    included in solid waste; and (iv) other handling losses. The cellulosic ethanol production process145

    typically has the following unit operations on the process side: pretreatment, fermentation, and146

    product recovery. The utility section of the cellulosic ethanol plant consists of cooling tower,147

    residue processing, steam generation, and wastewater treatment. The purpose and water148

    consumption of each unit operation are as follows:149

    Pretreatment: The pretreatment physicochemically changes the structure of cellulosic150

    biomass to make the cellulose easily accessible to the enzymes in the conversion of cellulose and151

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    the hydrolyzate before being sent to the fermentation unit in order to maintain a required solid-155

    to-liquid ratio in the saccharification and fermentation tank.156

    Saccharification & Fermentation:In this unit operation, the cellulose and hemicellulose157

    are converted into sugars by the action of cellulase followed by fermentation by microorganisms.158

    Water is required for the activity of microorganisms in the broth.159

    Product Recovery: The product recovery section primarily constitutes the distillation160

    section, where ethanol and water mixture is separated to produce ethanol. Along with the161

    ethanol-water mixture, the product recovery section also receives a stream of carbon dioxide162

    produced during fermentation. Water is required for scrubbing carbon dioxide from the vent163

    stream and also for pre-heating the feed to the distillation column and for the reboiler.164

    Cooling Tower: Cooling water is required throughout the process as utility water. For165

    the NREL process (6), the following sections require cooling water: (i) cooling of pretreated166

    hydrolyzate; (ii) cooling of the flash vent from the pretreatment unit and pneumapress air vent167

    before being sent to wastewater treatment unit; (iii) maintaining the temperature in the168

    fermentation tank at 41 C; (iv) cooling of rectification column reflux; (v) cooling of the waste169

    water streams before entering anaerobic digestion; and (vi) cooling of the evaporator liquid into170

    condensate for recycling water. Then heated water is cooled down by free or forced convection171

    with make-up water acting as a heat sink in heat transfer. In this process, a significant amount of172

    water is evaporated from the cooling tower and is counted as evaporation and windage loss. A173

    typical cooling tower operation can consume 75% of the water sent to the cooling tower by174

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    Steam Generation: Steam is required in the pretreatment section as process water and in177

    the product recovery section as utility water for the preheater and reboiler of the distillation178

    column. Fresh water is subjected to boiler feed water treatment before steam generation inside179

    the boiler requiring the highest quality water.180

    The individual cases for analysis are summarized in Table 2. The volumetric water flow181

    rate in gallons per hour was divided by ethanol produced in gallons per hour in order to obtain182

    water quantity consumption rate. In the calculation, the accuracy of the data is the same as that183

    in the references, which are the sources of the data.184

    185

    2.3 Water Quality186

    Soluble solids, insoluble solids, and Chemical Oxygen Demand (COD) are the primary187

    indicators of water quality affecting the cellulose ethanol production process. In this analysis,188

    their concentrations were calculated for the streams sent to wastewater treatment, treated water,189

    and water recycled without treatment. Then the COD of each stream was calculated by190

    multiplying the mass flow rate of each component by a COD factor reported in a previous191

    Merrick and Companys study (27).192

    Recycled water: Water recycling is a supplement for make-upwater.. The high-strength193

    wastewater treatment process consists of aerobic oxidation followed by anaerobic digestion for a194

    typical COD reduction rate of 95%. A treatment feasibility study by DOE NREL (27) suggests it195

    economical for a cellulosic ethanol plant to treat wastewater on-site instead of discharge to the196

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    labeled as recycled water in the analysis. Separately, a series of centrifuges and evaporators are200

    installed in series in distillation column to remove the solids and recycle water through a three-201

    stage evaporation process (27). The evaporator condensate is referred as non-treated recycle202

    water. In the NREL process design (20), the size of the wastewater treatment unit is reduced for203

    treatment economics by routing the water containing high levels of suspended solids (SS) to the204

    centrifuge-evaporator system. Water containing high levels of dissolved solids (DS) mostly of205

    high COD content is routed to the wastewater treatment unit instead of the evaporator system. In206

    this analysis, a small process variation in the water network was made to the individual cases207

    leading to difference in the recycled water quantity in each Case. The differences in water208

    network design are shown in the Figures 3-6.209

    210

    3. RESULTS AND DISCUSSION211

    Four Cases of cellulose ethanol production were analyzed for water consumption. In the212

    overall water balance (Table 3), fresh water make-up is a single and the most important water213

    input into the system. Other minor water flow components include feedstock moisture and214

    moisture in chemicals and nutrients (i.e. 0-0.2 gal/gal). Fresh water make-up ranges 9-15 gal of215

    water per gal of ethanol. Relatively, Cases 2, 3, and 4 require a greater amount of fresh water216

    than Case 1 because of a smaller quantity of water recycled. Among windage and evaporation217

    loss, the water loss from the cooling tower takes about 7580% of the make-up water supplied to218

    the cooling tower. The loss from cooling tower windage and evaporation for Case 4 is largest219

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    Table 4 shows the water quantity requirements for individual unit operations. Details are222

    described below. Large potential exists to 1) recycle and reuse most of the wastewater; and 2)223

    avoid the windage and evaporation water loss for significantly reduced fresh water make-ups.224

    Pretreatment and Detoxification: In the water requirement estimation, the dilute acid225

    pretreatment in Cases 1, 2, and 3 requires 1718 gallons of water in producing one gallon of226

    ethanol irrespective of the feedstock, while the AFEX pretreatment (Case 4) consumes 13227

    gallons of water for the production of a gallon ethanol. The process steam directly injected into228

    the pretreatment reactor, accounts for 23 gallons of water per gallon of ethanol for Cases 1, 2,229

    and 3 and for one gallon of water per gallon of ethanol in Case 4. In total, the water and steam230

    usage differs among the four Cases (Table 4). Dilute acid pretreatment for switchgrass231

    consumes the most water. On the other side, a combination of switchgrass and AFEX232

    pretreatment in Case 4 yields almost three times as much ethanol than Case 3. This is largely233

    related to the solids allowed in the pretreatment reactor. The solid to water ratio in the reactor is234

    typically 30% to 70% for dilute acid pretreatment, and 50% for AFEX pretreatment (23-24).235

    Furthermore, operating conditions differ among the four Cases. Typical operating236

    temperature and pressure of the dilute acid pretreatment are 12.1 atm and 190 C, while AFEX237

    pretreatment is typically operated at 21 atm and 90 C (24). For no stringent water quality238

    requirement for the slurry dilution in the pretreatment reactor, recycle water can be used as the239

    freshwater make-up for the slurry dilution. In Case 2 for example, the condensate from the240

    evaporator was directly used without routing it through the wastewater treatment unit (Figure 2)241

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    5 gal/gal to the waste water treatment, and 12 gal/gal as carried over to fermentation as the245

    process water.246

    Fermentation: Water consumption in fermentation is minimum as the hydrolyzate carried247

    over from the pretreatment and detoxification unit is already water-diluted. Approximately 1248

    gal/gal is added into the process to maintain the micro-organism growth in fermentation.249

    Product Recovery: Fermented beer is distilled to separate ethanol from water in product250

    recovery operations. Cooling water is continuously recirculated in the condenser of a distillation251

    column with no addition of water. The vent scrubber for scrubbing CO2 before releasing252

    consumes water at ~1 gal/gal rate. In order to minimize steam usage from this section,253

    distillation column bottoms are concentrated using waste heat. The steam requirement as utility254

    water for the reboiler and preheater of the feed stream is less than 0.5 gal/gal of ethanol for all255

    Cases. This utility steam consumption is smaller than the process steam consumption for the256

    pretreatment section in all Cases.257

    Waste Water Treatment: The aerobic and anaerobic waste water treatment unit originally258

    designed by Merrick and Company (28) was used in all the four Cases. High COD streams are259

    sent to the waste water treatment unit, and a 95% decrease in the COD value was assumed to be260

    achieved in the treated water streams. The input streams of the waste water treatment unit come261

    from all unit operations. Those streams originate from the following unit operations: (1)262

    Pretreatment: waste as flash vents and waste from ion-exchange unit (2) Product recovery: Part263

    of the evaporator condensate is treated in the waste water treatment unit, and is routed back to264

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    The quality of the water streams used in the cellulosic ethanol plant is summarized in268

    Table 5. The COD level of the influent wastewater streams is in the range of 20,000

    50,000 mg269

    COD/L. After waste water treatment, a reduction of 95% or higher is expected, and the COD270

    level will decrease to the range of 7002,500 mg COD/L. The COD level of influent wastewater271

    depends on the streams that are chosen to be treated in the wastewater treatment. Hence the272

    COD level of influent wastewater streams is different among Cases 14.273

    Cooling Tower: The primary water consumption in the cellulosic ethanol production274

    process stems from evaporation loss. Evaporation and windage loss accounts for 7080% of275

    freshwater make-up. The loss can be avoided by switching to advanced cooling technologies,276

    and some of the water saving options and alternatives under consideration and development are277

    summarized in Table 6. From the water requirement analysis of the current cellulosic ethanol278

    plant and the literature survey of water requirement for thermoelectric power plants, it is279

    understood that a major share of make-up water withdrawal is used as cooling water. Hence, the280

    development of advanced cooling technologies that can reduce cooling water consumption and281

    utilize unconventional water resources will be critical to reducing water requirements for energy282

    production (33-35).283

    Steam Generation: Steam is required for direct injection into the pretreatment reactor as284

    process water and for the preheater and reboiler in the product recovery section as utility water.285

    The steam requirement for the preheater and reboiler in the distillation column is approximately286

    less than 0 5 gal per gal of ethanol production and is much less than that for the pretreatment287

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    alumina (15). The water quality of the boiler feed water in all the four cases is total suspended291

    solids of less than 1% (15, 20). Because of these stringent water quality requirements, the292

    wastewater treatment effluent (Table 5) is unlikely suited for stream generations.293

    294

    4. CONCLUSIONS295

    This paper describes an assessment of the process and utility water requirements for296

    cellulosic ethanol production based on published literatures and unit process analysis (See297

    Figures 1-6). The study is not intended for a life-cycle analysis of water usage from biomass298

    production to waste disposal. Instead it is focused on detailed engineering examination of water299

    usage and potentials for conservation in unit operations of a cellulosic ethanol plant.300

    Overall, 1217 gallon water input used for one gallon ethanol production is derived in a301

    mass balance analysis for four combination cases of feedstocks and pretreatment technologies.302

    A comparison of the water quantity from the literature summarized in Table 1 for corn ethanol303

    with that obtained from the current study for cellulosic ethanol shows that cellulosic ethanol304

    production requires approximately twice as much water as for the corn ethanol. More305

    specifically, our assessment results indicate that the pretreatment unit process primarily defines306

    water consumption for both the process and utility water sides. Among the four Cases of307

    cellulosic ethanol production pathways, AFEX pretreatment technology requires less process308

    water than all three dilute acid pretreatment technologies. The water consumption rate is 13309

    gal/gal ethanol compared to 1718 gal/gal ethanol in the diluted acid pretreatment. It also has a310

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    higher (i.e. 14 gal/gal ethanol for Case 4, and 8 gal/gal ethanol for Cases 13) because of the314

    chilled water requirement for the ammonia recovery. As a result, the total process and utility315

    water consumption is indifferent for all Cases (i.e. 2829 gal/gal ethanol). In this study, the net316

    water consumption (i.e. make-up water) listed in Table 3 is estimated based on the process317

    configurations reported in the literature, and could be substantially different for different ethanol318

    production processes. Nonetheless for the 4 Cases analyzed, the use of recycled as a substitution319

    of make-up freshwater depends on process economics, and this in turn is a function of the make-320

    up freshwater availability, and the capital and operating costs of an onsite wastewater treatment321

    system to produce the required quality of recycled water. Overall, alternative water saving322

    options and advanced cooling technologies are critically important to minimize freshwater323

    consumption and reduce the large volumetric ratio of freshwater usage per gallons of cellulosic324

    ethanol produced. Combined with effective water-resource planning, the water reuse and325

    conservation in production process help mitigate the stresses of freshwater resources from a326

    rapid growth of the ethanol industry.327

    328

    6. ACKNOWLEDGEMENT329

    The U.S. Environmental Protection Agency, through its Office of Research and330

    Development, funded and managed, or partially funded and collaborated in, the research331

    described herein. It has been subjected to the Agencys peer and administrative review and has332

    been approved for external publication. Conclusions presented in this paper are those of the333

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    purpose of the paper, and shall not be interpreted as endorsement of the products or services by336

    the Agency.337

    338

    7. REFERENCES339

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    7. Alvarez, P.J.; Burken, J.G.; Coan, J.D.; Oliveira, M.E.D.; Faus, R.D.; Gomez, D.E.; Jaffe,358A.M.; Medlock, K.B.; Powers, S.E.; Soligo, R.; Smulcer, L.A. Fundamentals of a Sustainable359

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    Scientific Investigations Report 20065294; U.S. Geological Survey: Reston, VA, 2006.368

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    National Laboratory, 2009.381

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    Hydrolysis Current and Futuristic Scenarios. NREL report NREL/TP-580-26157. 1999.384

    16.Pfromm, P.H. The Minimum Water Consumption of Ethanol Production via Biomass385Fermentation, The Open Chemical Engineering Journal2008, 2, 1-5.386

    17.Shapouri, H.; Gallagher, P.; USDAs 2002 Ethanol Cost-of-Production Survey; U.S.387Department of Agriculture; Washington D.C., 2005.388

    18.Swain, B. Water Conservation and Treatment Strategies for Ethanol Plants. Paper Presented389at Governors Ethanol Coalition, EPA Joint Meeting Kansas City, MO, 2006.390

    19.Dominguez-Faus, R.; Powers, S.E.; Burken, J.G.; Alvarez, P.J. The Water Footprint of391Biofuels: A Drink or Drive Issue ? Environmental Science & Technology2009, 43, (9),392

    3005-3010.393

    20.Aden, A.; Ruth, M.; Ibsen, K.; Jechura, J.; Neeves, K.; Sheehan, J.; Wallace, B.; Montague,394L.; Slayton, A.; Lukas, J. Lignocellulosic Biomass to Ethanol Process Design and395

    Economics Utilizing Co-Current Dilute Acid Prehydrolysis and Enzymatic Hydrolysis for396

    Corn Stover ; NREL report NREL/TP-510-32438, 2002.397

    21.Aden, A. Water Usage for Current and Future Ethanol Production. Southwest Hydrology3982007, 6, 22-23.399

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    23.Laser, M.; Larson, E.D.; Dale, B.E.; Wang, M.; Greene, N.; Lynd, L.R., Comparative402Analysis of Efficiency, Environmental Impact, and Process Economics for Mature Biomass403

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    24.Laser, M.; Jin, H.; Jayawardhana, K.; Lynd, L.R. Coproduction of Ethanol and Power from405Swithgrass.Biofuels, Bioproducts and Biorefining. 2009, 3,195-218.406

    25.Mosier et al., Features of Promising Technologies for Pretreatment of Lignocellulosic407Biomass. Bioresource Technology2005, 96, 673-686.408

    26.Sun, Y.; Cheng, J. Hydrolysis of Lignocellulosic Materials for Ethanol Production: A409Review.Bioresource Technology. 2002, 83, 1-11.410

    27.Wastewater Treatment Options for the Biomass-to-Ethanol Process; Report No AXE-8-41118020-01; Final Report of Merrick & Company to National Renewable Energy Laboratory412

    Merrick & Company: Golden, CO, 1998.413

    28.Hill, J.; Nelson, E.; Tilman, D.; Polasky, J.; Tiffany, D. Environmental, Economic, and414Energetic Costs and Benefits of Biodiesel and Ethanol Biofuels. Proc Natl Acad Sci U S A415

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    32. Demakos, P.G. Wet Surface Air Coolers Minimize Water Use by Maximizing Heat Transfer425Efficiency; Power Magazine; September 2008; available at426

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    maximizing-heat-transfer-efficiency_1363_p2.html . (accessed 2009).428

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    report to U.S. Department of Energy; DE-FG26-05NT42535; November, 2008.431

    34.Feeley, T.J.; Carney B. Innovative Approaches and Technologies For Improved Power Plant432Water Management; U.S. Department of Energy, Office of Fossil Energy, National Energy433

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    LIST OF FIGURES AND TABLES437

    FIGURES438

    FIGURE 1. Process Schematic for Cellulosic Ethanol Production.439

    FIGURE 2. Overall Water Balance of Ethanol Plant.440

    FIGURE 3. Process Layout of Case 1 (Hardwood + Dilute Acid Pretreatment)441

    FIGURE 4. Process Layout of Case 2 (Corn stover + Dilute Acid Pretreatment)442

    FIGURE 5. Process Layout of Case 3 (Switchgrass + Dilute Acid Pretreatment)443

    FIGURE 6. Process Layout of Case 4 (Switchgrass + AFEX)444

    TABLES445

    TABLE 1. Literature Review of Water Requirement for Ethanol Production.446

    TABLE 2. Four Cases Analyzed for Water Quality and Quantity Requirement.447

    TABLE 3.Overall Water Balance.448

    TABLE 4. Water Balance by Each Individual Unit Operation for Four Cases.449

    TABLE 5. Water Quality Used for the Four Cases.450

    TABLE 6. Review of Water-Saving Options451

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    TABLE 1. Literature Review of Water Requirement for Ethanol Production

    Water Requirement Quantity Units of Water

    Requirement

    Feedstock Refere

    nce

    4.5 gal of water / gal of ethanol Corn Kernel (8)

    Fresh water make-up* 9 gal of water / gal of ethanol Cellulosic (8)

    Fresh water make-up* 3.5-6 gal of water / gal of ethanol Corn Kernel (13)

    Fresh water make-up* 2.85 gal of water / gal of ethanol Dry Distillers

    Grain

    (16)

    Fresh water make-up* 4.7 gal of water / gal of ethanol Dry Distillers

    Grain

    (17)

    Fresh water make-up* < 3 gal of water / gal of ethanol Corn Kernel (18)

    Fresh water make-up* 6 gal of water / gal of ethanol Corn Stover (20,21)

    Water Re-circulated 2.6-46 gallons of water per each

    mile travelled by a vehicle

    with ethanol

    Corn Stover (22)

    Once-Through Water 5.6-63 gallons of water per eachmile travelled by a vehicle

    with ethanol

    Corn Stover (22)

    Fresh water make-up* 5.79-16.681.5-4.3

    liters of water per liter ofgasoline equivalent of

    ethanol

    Gallons of water per gallon

    of ethanol

    Switchgrass (23,24)

    Note: * make-up = net = input - output455

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    TABLE 2. Four Cases Analyzed for Water Quality and Quantity Requirements

    Feedstock Basis(dry tonne/day )

    Pretreatment Reference

    Case 1 Hardwood 2,000 Dilute Acid (14)

    Case 2 Corn Stover 2,000 Dilute Acid (20)

    Case 3 Switchgrass 4,535 Dilute Acid (23)

    Case 4 Switchgrass 4,535 AFEX (23)

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    TABLE 3. Overall Water Balance*

    Case 1(Dilute acid + Hardwood)

    Case 2(Dilute acid + Corn stover)

    Case 3(Dilute acid + Switchgrass)

    Case 4(AFEX + Switchgrass)

    Input (gallons of water per gallon of ethanol)

    Feedstock Moisture 3 1 2 1

    Air, Chemicals,Nutrients 0 0 Negligible Negligible

    Make-up water 9 12 15 12

    Inlet Total 12 13 17 13

    Output (gallons of water per gallon of ethanol)

    Evaporation Loss 7 7 7 10Vent to Atmosphere 2 2 3 2

    Moisture in Residues

    for Landfill 2 3 5 1

    Handling Loss 1 1 2 0

    Outlet Total 12 13 17 13

    Note: * This water balance does not include carried-over and recycled water used inside the process.

    ACS Paragon Plus Environment

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    TABLE 4. Water Balance in Individual Unit Operations

    Case 1

    (Dilute acid +

    Hardwood)

    Case 2

    (Dilute acid + Corn

    stover)

    Case 3

    (Dilute acid +

    Switchgrass)

    Case 4

    (AFEX +

    Switchgrass)

    Biomass capacity (Dry tonnes per day) 2,000 2,000 4,535 4,535

    Ethanol capacity (Gallons of ethanol/hr) 6,181 8,219 7,018 21,888

    Process Water (gallons of water per gallon of ethanol)

    Input Output Input Output Input Output Input Output

    Pretreatment Total water 17 17 17 17 18 18 13 13

    Raw materials 3 (18%) 1 (6%) 2 (12%) 1 (8%)

    Recycled water 9 (53%) 9 (53 %) 8 (47%) 7 (54%)Make-up water 2 (12%) 5 (29 %) 6 (29%) 4 (30%)

    Process steam** 3 (18%) 2 (12%) 2 (12%) 1 (8%)

    Fermentation Total water 13 13 13 13 13 13 13 13

    Carried over water 12 (92%) 12 (92%) 12 (92%) 12 (92%)

    Recycled water 1 (8%) 1 (8%) 1 (8%) 0 (0%)

    Make-up water 0 (0%) 0 (0%) 1 (0%) 1 (8%)

    Product Recovery Total water 13 13 13 13 14 14 14 14Carried over water 12 (92%) 12 (92%) 13 (93%) 13 (93%)

    Recycled water 0 (0%) 0 (0%) 0 (0%) 1 (7%)

    Make-up water 1 (8%) 1 (8%) 1 (7%) 0 (0%)

    Utility Water (gallons of water per gallon of ethanol)

    Cooling Tower Total water 8 1 8 1 8 1 14 4

    Recycled water 5 (65%) 5 (60%) 3 (35%) 9 (64%)

    Make-up water 3 (35%) 3 (40%) 5 (65%) 5 (36%)

    Steam Generation Total water 3 3 3 3 2 2 2 2

    Recycled water 0 (0%) 0 (0%) 0 (0%) 0 (0%)

    Make-up water* 3 (100%) 3 (100%) 2 (100%) 2 (100%)

    Note: Make-up water for steam generation* is used for process steam directly injected into the pretreatment reactor** andutility steam for the preheater and reboiler for the distillation column. The utility steam used for the distillation is not shown because

    its consumption is relatively small.

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    TABLE 5. Water Quality Used for Four Cases

    Case 1(Dilute acid +

    Hardwood)

    Case 2(Dilute acid +

    Corn stover)

    Case 3(Dilute acid +

    Switchgrass)

    Case 4(AFEX +

    Switchgrass)

    Biomass capacity (Dry tonne/day) 2,000 2,000 4,535 4,535

    Ethanol capacity (Gallons of ethanol/day) 148,344 197,256 168,432 525,312

    Quality of Influent Wastewater to Wastewater Treatment

    Total input mass flow rate (kg/hr)* 179,283 97,265 187,603 1,323,100

    COD (mg COD/L)* 29,164 14,575 49,283 22,333

    COD (kg/hr)* 5,511 1,446 4,833 29,917

    % Soluble Solids < 0.1 < 0.1

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    TABLE 6. Review of Water-Saving Options

    Water Reduction Technology Water Reduction Claimed Reference

    Hardness and silica removal process 20% (30)Dry cooling technology 20% (31)

    Closed loop wet surface air coolers 50% (32)

    Desalination of brackish waters to fresh water Not Available (33)

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    FIGURE 1. Process Schematic for Cellulosic Ethanol Production

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    Corresponding Author: E-mail: [email protected]. FAX: 413-556-0018.

    123

    4FIGURE 2. Overall Water Balance of Cellulosic Ethanol Plant.5

    6

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    WaterfromWWT

    (7gal/gal)RW

    CoolingTo

    wer

    Blowdow

    n

    (1gal/gal)WW

    Hydroly

    zate

    (12gal/gal)

    Produ

    ct

    (12gal/gal)

    WasteW

    ater

    (1gal/gal)

    7Figure 3. Process Layout Based on Case 1 (Hardwood + Dilute Acid Pretreatment8

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    Waterfro

    mWWT

    (7gal/g

    al)RW

    Wat

    erforCellulase

    Production

    (1gal/gal)RW

    Cooling

    Tower

    Blowdown

    (1gal/gal)WW

    Hydrolyzate

    (12gal/gal)

    Produ

    ct

    (12gal/gal)

    Waste

    Water

    (1ga

    l/gal)

    9Figure 4. Process Layout Based on Case 2 (Corn stover + Dilute Acid Pretreatment).10

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    CoolingTower

    Blow

    down

    (1gal/gal)WW

    Hydro

    lyzate

    (12gal/gal)

    Pro

    duct

    (13g

    al/gal)

    Was

    tewater

    (1g

    al/gal)

    TreatedWater

    (7gal/gal)

    11Figure 5. Process Layout Based on Case 3 (Switchgrass + Dilute Acid Pretreatment).12

    13

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    AFEX

    Pretreatment

    Fermentation

    and

    Cellulase

    Production

    Product Recovery

    Waste Water

    Treatment

    Plant WaterDistribution

    Fresh Make-up Water(12 gal/gal)

    Feedstock

    Moisture

    (1 gal/gal)

    Air, Chemicals,

    Nutrients

    (0 gal/gal)

    Evaporator and

    Windage Loss(10 gal/gal)

    Scrubber Vent toAtmosphere

    (2 gal/gal)

    Solids to Landfill

    (1 gal/gal)

    Water for Vent Scrubber

    (1 gal/gal) MW

    Water for Vent

    Scrubber

    (1 gal/gal)

    Boiler Water

    (1 gal/gal) MW

    Water for

    Pretreatment

    (4 gal/gal) MW

    (7 gal/gal) RW

    Boiler Water

    (1 gal/gal) MW

    Water for Cellulase

    Production(1 gal/gal) MW

    Steam

    (1 gal/gal)

    Steam

    (1 gal/gal)

    CoolingTower

    Blowdown

    (4gal/gal)WW

    Hydrolyzate

    (13g

    al/gal)

    Product

    (12

    gal/gal)

    Ethanol

    WasteWater

    (10gal/gal)

    Make-up Water(5 gal/gal) MW

    (9 gal/gal) RW

    TreatedWater

    (16gal/gal)RW

    Boiler Blowdown

    (2 gal/gal) WW

    Boiler

    Cooling

    Tower

    Process Water Section

    Note: MW : Make-up Water; RW: Recycled Water; WW: Waste Water.

    Unit Operation Gallons of Water per Gallon of Ethanol

    Pretreatment

    Process Water

    Total Water Input

    Raw Material Moisture

    Steam

    Fermentation Total Water Input

    Carried Over Water

    Product

    RecoveryTotal Water Input

    Carried Over Water

    Utility Water

    Cooling Tower

    SteamGeneration

    Total Water Input

    Make-up Water

    Total Water Input

    Make-up Water

    13

    1

    Make-up Water

    Recycled Water 7

    4

    Recycled Water 0

    Make-up Water 113

    12

    14

    1

    13

    Make-up Water

    Recycled Water

    0

    1

    Recycled Water

    Recycled Water

    14

    59

    2

    20

    Recycled Water

    Make-up Water

    Carried Over Water

    Waste Water

    14Figure 6. Process Layout Based on Case 4 (Switchgrass + AFEX Pretreatment).15

    16

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