rebecca r pallmeyer financial disclosure report for 2009

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  • 8/3/2019 Rebecca R Pallmeyer Financial Disclosure Report for 2009

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    4o lo I FINANCIAL DISCLOSURE REPORT R ~ p o r t R e ~ . i re , tb > " t h ei n Gov e r nme n t A c t o f1978Re~. 1/2010 FOR CALEN DAR YEAR 2009 ( .~ v . s . c, app. L ~"1 , P e r s o n R e p o r t i n g ( l a s t n a m e , f i rs t , m i d d l e i n i t i a l ) 2. Court or Org an iza t ion 3 . D a t e o f R e p o r tPa llm eyer, R ebecca R . U ,S . D istr ic t C ou r~ 0 5 / 1 1 1 2 0 1 0

    4 . T it l e ( A r t i c l e 1 11 j u dg e s i n d ic a ~ a c t i v e o r s e ni o r s t a tu s; 5 a. R e p or t T y p e [ c h ec k ap pr o pr i a t e t y pe ) 6. Reporting Periodm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a i l - t im e )l ~ Nomina t ion , D a t e 01 / I / 2009Art i le I l l Judg e (act ive) ! ~ Initial ~l A ..... I ~ Final to12/31/2009[ 5b . [] A m e n d e d R e p u r t

    7. Chambers or Of f ice Address 8, On the basis of the information contained in this Reporl and anym o d i f ic a t i o n s p e r t a in i n g t h e r e t o , i t i s~ i n m y o p i n i o n , i n c o m p l i a n c e2 l 9 South Dearborn St reet with app l icable laws and regula t ions ,R o o m 2 ! 7 8Chicago, Ill inois 60604 Reviewing O f f icer D a t e

    I3IPORT A N T N OT ES: T he i n s t ruc t ions ac c o mp anyi ng t h i s form m us t be f o l low e a~ C om ple t e a l l par t s ,checking the NONE box[or each part where you have no reportable in formation . S ign on lastpage.

    ~ N O N E (No reportable positions.)

    POSITION NAME OF O R G A N I Z A T I O N / E N T I T Y

    2.3 .4.

    5.

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    FINANCIAL DISCLOSURE REPORT NameofPe . . . . R e p o r t i n g D a l e o f a e p o r tP a g e 2 o f 7 Pal lmeye r , Robecca R . 05/11/2010

    i I i. N O N - I N V E S T M E N T I N C O M E . m e p o r a . gA. Fliers Non-lnvestm ent Incom e[~ NONE (No reportable non-investment income.)

    DATE SOURCE AND TYPE INCOME(yours, not spouses)I . 2009 U.S . D i s t r i c t Judge Sa l a ry2 .3.4.

    B. Spouses Non-lnvestment I ncome - i f you were married during an),port ion of the report lng year, complete this(Dollar amount not required except.[tJr honoraria)

    - - -1 NONE (No reportable non-investment incomeOD A T E SOURCE AND TYPE

    1 . 2 0 0 9 Northwestern Universi ty Salary2 . 2 / 28 / 09 Roya l t y : John W i ley & Sons3 .3 /3 0 /0 9 H on ora r iu m : Socie ty for P e rsona lity A ssessm en t ($900 .0 0)4.4/I6!09 Honor a r ium: Nor thwes t e r n Un i v e r s i ty A lumn i A ssoc . ( $400 . 00)5.4/1 6 i0 9 R oya lty : A m erican Psych olog ica l A ssocia tion6 . 8 /2 /09 Honor a r ium: Un i v e r s i ty o f C h i c ago ( $500 . 00)7 . 8 / 31 / 09 Royalty . : John W iley & Sons8 . 9 / 30 / 09 Royal ty : Guil lbrd Press9. t 0/06/10 Honorar ium: Loyola Academy ($1,000.00)10 . 11 /10 /09 Honorar ium: Universi ty of Chicago ($200,00)11 . 12 /23/09 Honorar ium: lnst i |u te for Psychoanalysi s ($300.00)1 2.

    t3 .14 .

    1 5.

  • 8/3/2019 Rebecca R Pallmeyer Financial Disclosure Report for 2009

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    F I N A N C IA L D I S C L O S U R E R E P O R T N ..... f V e t , o , , r ~ e p o ~ i , , g ~ , a , e o f R e p o ~ [Ia g e 3 o f 7 P a l h n e y e r , R e b e c ca R . 05/ I 1/201017 .

    I V . R E IM B U R S E M E N T S --,ra,,,~Vo,~o,ion,( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f ! i i n g i n s t r a c t io n s . )----] N O N E ( N o reportable reimbursements.)

    ~ DATES LOCATION PURPOSE ITEMS PAID OR PROVIDEDI. Seven t h C i r cu i t Ba r 5/17/09 - 5 /19 /09 In d ian ap olis, IN S e ven th C ircu it M ee tin g t ranspor ta t ion, lodging, m ealsAssocia t ion

    2 . A me r i a n L a w 7/22/09 - 7 /25/09 San t a Fe , NM Pane l Membe r - Semina r t ransporta t ion , mealsInst l tu te-Amer ican BarAssocia t ion3 . Amer i c an Con f e r ence 10/19 /09 - 10/20/09 New York C i t y , NY Pane l Membe r - Semina r t ransporta t ion , mealsIns t i tu te4. Amer i c an Ba r A ssoc ia t i on 11/05/09 - 11/6/09 Wash i ng ton . DC Pane l Membe r - Semina r t r anspor ta t ion, lodging, m eals5.

  • 8/3/2019 Rebecca R Pallmeyer Financial Disclosure Report for 2009

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    F I N A N C IA L D I S C L O S U R E R E P O R T N a m ~ o r P ~ r s o . a e p o ~ i .~[

    D~e or ~o.Page 4 o f 7 Pallmeyer, Rebecca R. 05/11 /2010

    V . G I F T S . a . c t ~ a ~ those to spouse and dependent children; .see pp. 28~31 of f!ling illstructions.)N O N E (No reportable gifts.)

    S O U R C E D E S C R I P T I O N VALUE1 .2.

    3.4.

    5 .

    ~ N O N E ( N o reportable liabilities.)CREDITOR D E S ~ R I P T I Q N VALUE CODE

    I.2 .3.

    4.

    5 .

  • 8/3/2019 Rebecca R Pallmeyer Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT N ~ m e o t P e r a o l l R e p o r t in g Ia g e 5 o f 7 P a l lm e y e r , R e b e c c a R , 05/11/2010V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . .. . . t . . , ,, .... no,,, a, audes r$,o,~ oy~, ...... ~ z~r~.~* ~, ~hu~,o,; ~ w.

    N ON E ~ o reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s ~ I n c o m e d u r i n g Gro~ value at end T r a n s a c t i o n s d u r i n g r e p o s i n g( i nc l ud i ng t ~s t ~ t s ) r e p o s i n g p e r i o d ~ ofrcpo~i~gperiodP l a c e " ( X ) " a f te r e a c h a s s e t g V a l u e V a l u e T>~ (e,g, , D m ~ Va]~c [ Gain~ x e m p t from prior dlsclosur~ ~ Code I [ d i v . , r cR[ , ~ Code 2 M~ boy, sell, mi~d&~yy C~e 2 C~c I buyerlseller(A-H) [ o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J-P) ~ (A-]I) ( i f p r i v a t e

    ~ ~ ( Q - W ) ~ ~ ~ t r a n s a c t i o n )1 . Check i ng Accoun t : Cha se , Evans t on , IL A In teres t J T2. CD : Cha se , Evans t on , IL A Interest J T3 . Money Market Accounts: Chase, Evanston, A Interest M T

    IL4. TIAA-CREF None O T: 5. Metropoli tan Life A Div i d end J T6. Ea ton Vance Tax Mg mt Emerg i ng Ma rke t s A Div i dend J TI n s t l .7, Fideli ty Advisor Leveraged C o. Stk, C 1.1 A Div i dend J T8 . Harbor Bond s In s t , C Div i dend L T9, 1 Sha r es S & P 500 Ind ex Fund A Div i dend K T

    I t 1 0 . I Sha r es TR M SCI . Ea f e . h td ex Fund A Div i dend J TI I. E n e r g y M a r k e t V e c t o r s E T F T R . G l o b a l A l t e r n a t i v e A Div i dend J T

    1 2. Kee l ey Smal l Cap Value C l as s A A Div i dend K T1 3 . Amer i can Fund s New Wor ld Fund A A Div i dend K T1 4.

    15 ,

    1 6 ,

    1 7 .

    I. Income Gain Codes: A = S t , 0 0 0 o r k s s B = $ i ~ 0 0 1 ) $ 2 , 5 0 0 C ~$2,501 - SS .0~ ) D = $ 5 , 0 0 1 - $ t 5 , ( K J O E =$1S,O0 t - $50 ,O0 ~ I

  • 8/3/2019 Rebecca R Pallmeyer Financial Disclosure Report for 2009

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    F IN A N C I A L D I S C L O S U R E R E P O R T N ~ , . e o f P e r s o n R e p o r t i n g Da t e o f Rep t ~ r tP a g e 6 o f 7 Pallmeyer, Reb~cca R. 051t 1 / 201

    VII I. ADD ITIONAL INFORMATION O R EXPLANATIONS. a, ai~a,,~,,r, oSR~porL)

  • 8/3/2019 Rebecca R Pallmeyer Financial Disclosure Report for 2009

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    F I N A N C IA L D I S C L O S U R E R E P O R T N .. . . ~ P ~ r ~ o . R e p o ~ * i . ~ I D ~ o f R * p o ~Page 7 o f 7 Pallmey er, Rebecca R. I 0~ / , 1 /2010IX. CERTIFICATION.

    1 ce r t i f y t h a t a l l i n fo rma t ion g iven a bove ( i nc l ud i ng i n fo rm a t ion pe r t a i n i ng to my s p ous e and mino r o r depen den t ch i l d r e n , i f an) ) i sa ccu ra t e , t r u e , a nd comple t e to the bes t o f my knowledg e a nd be l i e f , a nd t ha t a ny i n forma t ion no t r epor t ed wa s w i thhe ld bec au se i t me t a ppl i c ab le s t a t u to ryp rov i s ions pe rmi t t i ng non-d i s c lo sur e .! fu r t he r c e r t i fy t ha t e a rned i n come f rom ou t s i de em ploymen t a nd h onora r i a a nd t he a ccep t a nce of g i f t s wh ich have bee n r epor t ed a re i ncompl i ance w i t h t h e p rov i s ions o f 5 U .S .C . app . 501 e | . s eq . , 5 U .S .C . 7353 , and Jud i c i a l Confe r ence r e gu l a t ions .

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U I .L Y F A L S I F I ES O R F A I L S T O F I L E TH I S R E P O R T M A V B E S U B J E C T TO C I V I LAN D C R I M I N AL SA N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

    F I L I N G I N S T R U C T IO N SMail signed original and 3 additiona! copies to:

    Committee on Financial DisclosureAdministrative Office of the United States CourtsS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544