recipient committee campaign statement 460 forms... · recipient committee campaign statement the...
TRANSCRIPT
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
460CALIFORNIAFORM
Recipient CommitteeCampaign Statement
The Form 460 is for use by all recipient committees, including:Candidates, Officeholders and Their Controlled Committees• Acandidateorofficeholderwhohasacontrolled
committee,orwhohasraisedorspentorwillraiseorspend$2,000ormoreduringacalendaryearinconnectionwithelectiontoofficeorholdingoffice.TheForm460isalsorequiredif$2,000ormorewillberaisedorspentduringthecalendaryearatthebehestoftheofficeholderorcandidate.
Primarily Formed Ballot Measure Committees• Aperson,entity,ororganizationthatreceives
contributionstotaling$2,000ormoreduringacalendaryearfortheprimarypurposeofsupportingoropposingthequalification,passage,ordefeatofasingleballotmeasureortwoormoremeasuresbeingvotedoninthesamecity,county,multi-countyorstateelection.
Primarily Formed Candidate/Officeholder Committees• Aperson,entity,ororganizationthatreceives
contributionstotaling$2,000ormoreduringacalendaryeartosupportoropposeasinglecandidateorofficeholder,ortwoormorecandidatesorofficeholderswhoarebeingvoteduponinthesamecity,county,ormulti-countyelection.Thistypeofcommitteeisnotcontrolledbythecandidate(s)orofficeholder(s).
General Purpose Committees• Aperson,entity,ororganizationthatreceives
contributionstotaling$2,000ormoreduringacalendaryeartosupportoropposevariouscandidatesandmeasures(e.g.,politicalparties,politicalactioncommittees).
Non-controlledcommitteesthatdonotreceivecontributions,loans,ormiscellaneousreceiptstotaling$100ormorefromasinglesourceduringacalendaryearmayuseForm450–RecipientCommitteeCampaignStatement–ShortForm.
Note:RefertotheStatementofOrganization,Form410,forguidancetodeterminethetypeofcommittee.
Use the Form 460 to file any of the following:• PreelectionStatement• Semi-annualStatement• QuarterlyStatement• SpecialOdd-YearReport• TerminationStatement• Amendmenttoapreviouslyfiledstatement
Note:MarkthepreelectionstatementboxifacommitteefilesamonthlyreportinconnectionwithaLAFCOproposal.
Seereverseforgeneralguidanceonwheretofilethisform.
Contribution Limits: Candidatesforelectivestateofficearesubjecttostatecontributionlimits.Contributionsreceivedbycommitteesforthepurposeofmakingcontributionstocandidatesforelectivestateofficearealsosubjecttolimits.Achartidentifyingthelimitsislocatedatwww.fppc.ca.gov.Inaddition,localcandidatesmaybesubjecttocontributionlimitsimposedbylocalordinance.Questionsconcerninglocallimitsshouldbeaddressedtoelectionofficialsinthelocaljurisdiction.
ThisformwaspreparedbytheFairPoliticalPracticesCommission(FPPC).FordetailedinformationoncampaignreportingrequirementsandtheInformationPracticesActof1977,seetheFPPCCampaignDisclosureManualforyourtypeofcommittee(availablefromyourfilingofficerortheFPPC).Campaignfilingdeadlines,forms,andotherinformationalmaterialsareavailableontheFPPCwebsite(www.fppc.ca.gov).
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
Instructions forRecipient CommitteeCampaign Statement
Where to File:Ingeneral,statecommitteesfilewiththeSecretaryofStateandlocalcommitteesfilewiththefilingofficerofthelocaljurisdiction.
State Committees:
Statecommitteesincludestatecandidatesandofficeholders,alljudicialcandidatesandjudges,committeesthatsupportoropposestatecandidatesandballotmeasures(e.g.PACs,politicalparties),committeesthatsupportoropposecandidatesandballotmeasureinmorethanonecountyandcandidatesandcommitteesformedforCalPERSorCalSTRSelections.
Secretary of State PoliticalReformDivision 150011thStreet,Room495 Sacramento,CA95814 Phone(916)653-6224 Fax(916)653-5045 www.sos.ca.gov
Additional Copies:
• Acopyofthisformmustalsobefiledwithastatecandidate’scountyofdomicile’sfilingofficer,ifthestatecandidatecommitteedoesnotfileForm460electronicallywiththeSecretaryofState.
• Acopyofthisformmustalsobefiledwithalocalfilingofficerifthecommitteeiscontrolledbyacandidateforstateelectiveofficeandthecommitteeisformedforalocalelection.
• AcopyofthisformmustalsobefiledwiththerelevantCalPERSorCalSTRSofficeifthecommitteeisacandidatecontrolledoraprimarilyformedcommitteeforaCalPERS
orCalSTRSelection.AcandidateseekingaCalPERSorCalSTRSelectionisnotrequiredtofileacopyofthestatementwiththecandidate’scountyofdomicile.
Local Committees:
• Electedofficersandcandidatesforlocalagenciesthathavejurisdictionintwoormorecountiesandcommitteesthatsupportoropposecandidatesorlocalmeasuresbeingvotedoninoneofthesejurisdictions,fileanoriginalandonecopywiththeelectionofficialforthecountywiththelargestnumberofregisteredvotersinthedistrictandonecopywiththeircountyofdomicile.
• Electedcountyofficeholdersandcandidatesforcountyoffices,andcommitteesthatsupportoropposecandidatesorballotmeasuresbeingvotedonwithinasinglecounty,fileanoriginalandonecopywiththeelectionofficialforthatcounty.
• Electedcityofficeholdersandcandidatesforcityoffices,andcommitteesthatsupportoropposecandidatesandballotmeasuresinasinglecity,fileanoriginalandonecopywiththecityclerk.
Fast Facts:Paper Copies: Mostcommitteesmustfiletheoriginalandonecopyinpaperformatwiththedesignatedfilingofficer.Moststatecommitteesmustalsofileanelectronicversion.Somelocaljurisdictionsalsorequireelectronicsubmissions.
Electronic Filing:StatecommitteesmustfileelectronicreportswiththeSecretaryofStateif
CALIFORNIAFORM 460
thecommitteereceivescontributionsormakesexpenditurestotaling$25,000ormore.
General Purpose Committees:FPPCregulation18227.5setsouttheproceduresfordeterminingwhetheracommitteeshouldfilewiththestate,countyorcityelectionsoffice.Ingeneral,suchcommitteesfilewiththeSecretaryofStateunlessthecommitteemakesmorethan70%ofitscontributionsandexpendituresinconnectionwithacityelectionorcountyelection.Theregulationsetsoutreviewtimelinesandexceptions.Acommitteecannotknowinglyfileinanincorrectjurisdictionwiththeintentionofavoidingtheappropriatelegaldisclosuretothepublic.Committeesthatchangejurisdictionsfileinbothjurisdictionsuntiltheendofthecalendaryear.
LAFCO Proposals:CommitteesprimarilyformedtosupportoropposeaLAFCOproposalfilethisformwiththecountyelectionsofficeinthecountythattheproposalmaybevotedupon.Onceaproposalislistedonaballot,acommitteewillfileasamulti-county,countyorcitycommittee.
Statement of Organization:AcommitteemustmakecertainthatitsStatementofOrganization,Form410,iscurrentandcorrect.Thisformincludesinformationsuchasacandidate’syearofelectionandthenameofthecommittee’sprincipalofficersaswellasotherimportantinformationregardingthecommittee’sformation.InformationlistedonaForm460mustbethesameasthatdisclosedontheForm410.
4. VerificationIhaveusedallreasonablediligenceinpreparingandreviewingthisstatementandtothebestofmyknowledgetheinformationcontainedhereinandintheattachedschedulesistrueandcomplete.IcertifyunderpenaltyofperjuryunderthelawsoftheStateofCaliforniathattheforegoingistrueandcorrect.
By SignatureofTreasurerorAssistantTreasurer
By SignatureofControllingOfficeholder,Candidate,StateMeasureProponentorResponsibleOfficerofSponsor
By SignatureofControllingOfficeholder,Candidate,StateMeasureProponent
By SignatureofControllingOfficeholder,Candidate,StateMeasureProponent
Executedon Date
Executedon Date
Executedon Date
Executedon Date
SEEINSTRUCTIONSONREVERSE
Date of election if applicable:(Month,Day,Year)
Recipient CommitteeCampaign StatementCover Page
ForOfficialUseOnly
Page of
COVERPAGE
CALIFORNIAFORM
DateStamp
3. Committee InformationCOMMITTEENAME(ORCANDIDATE’SNAMEIFNOCOMMITTEE)
MAILINGADDRESS(IFDIFFERENT)NO.ANDSTREETORP.O.BOX
Statement covers period
from
through
1. Type of Recipient Committee: All Committees – Complete Parts 1, 2, 3, and 4.
STREETADDRESS(NOP.O.BOX)
CITY STATE ZIPCODE AREACODE/PHONE
Treasurer(s)NAMEOFTREASURER
NAMEOFASSISTANTTREASURER,IFANY
MAILINGADDRESS
CITY STATE ZIPCODE AREACODE/PHONE
460
CITY STATE ZIPCODE AREACODE/PHONE
OPTIONAL:FAX/E-MAILADDRESS
MAILINGADDRESS
CITY STATE ZIPCODE AREACODE/PHONE
OPTIONAL:FAX/E-MAILADDRESS
I.D.NUMBER
2. Type of Statement: PreelectionStatement Semi-annualStatement TerminationStatement (AlsofileaForm410Termination) Amendment(Explainbelow)
QuarterlyStatement SpecialOdd-YearReport
PrimarilyFormedBallotMeasureCommittee
Controlled Sponsored (Also Complete Part 6)
Officeholder,CandidateControlledCommittee StateCandidateElectionCommittee Recall (Also Complete Part 5)
PrimarilyFormedCandidate/ OfficeholderCommittee (Also Complete Part 7)
GeneralPurposeCommittee Sponsored SmallContributorCommittee PoliticalParty/CentralCommittee
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
Instructions forRecipient CommitteeCampaign Statement – Cover Page
Period Covered by a Statement:The“periodcovered”byacampaignstatementbeginsthedayaftertheclosingdateofthelastcampaignstatementfiled.Forexample,iftheclosingdateofthelaststatementwasSeptember30,thebeginningdateofthenextstatementwillbeOctober1.
Ifthisisthecommittee’sfirstcampaignstatement,beginwithJanuary1ofthecurrentcalendaryear.
Theclosingdateofthestatementdependsonthetypeofstatementyouarefiling.
Date of Election:Ifyouarefilingthisstatementasapreelectionstatementinconnectionwithanelection,enterthedateoftheelection.
Type of Recipient Committee:Checkoneboxtoindicatethetypeofcommitteefilingthestatement.Generaldescriptionsareprovidedonthecoversheettothisform,orcontactyourfilingofficerortheFPPCforassistance.Followingaresomeadditionalguidelines:
Controlled Committee• Acontrolledcommitteeisonethatiscontrolled
byacandidate,officeholderor,inthecaseofastateballotmeasurecommittee,bytheproponentofthemeasure.Acommitteeis“controlled”ifthecandidate,officeholder,orproponent,hisorheragent,oranyothercommitteeheorshecontrols,hasasignificantinfluenceontheactionsordecisionsofthecommittee.
Sponsored Committees• Asponsoredcommitteeisonethathasa
sponsor—abusinessentity,organization,union,orotherentity—thatmeetscertaincriteria.Sponsoredballotmeasurecommitteesandgeneralpurposecommitteesmustincludethenameofthesponsorinthenameofthecommittee.
Small Contributor Committees• Thistermissignificantonlyifthecommittee
makescontributionstocandidatesrunningforelectivestateoffice.
Type of Statement:Checktheappropriatebox(es)toindicatethetypeofstatementyouarefiling(oramending).
Amendments:Ifyouarefilinganamendmenttoapreviouslyfiledstatement,giveabriefexplanationoftheamendmentandlisttheschedulesbeingamended.Includeanamendedsummarypage,ifapplicable.Besuretoentertheperiodcoveredofthestatementyouareamending.
Termination:AcommitteemustcontinuefilingcampaignstatementseachyearuntilitiseligibletoterminateandfilesaForm410Termination.Mostofficeholdersmustcontinuefilingcampaignstatementsuntiltheyhaveterminatedallcontrolledcommitteesandhaveleftoffice.
Committee I.D. Number:IfthecommitteehasnotyetreceivedanidentificationnumberfromtheSecretaryofState,enter“NotYetReceived.”FileForm410toobtainanI.D.Number.
Verification:Thestatementmustbesignedbythecommitteetreasurerortheassistanttreasurernamedonthecommittee’sStatementofOrganization(Form410).Anofficeholder,candidate,orstatemeasureproponentwhocontrolsthecommitteemustalsosignthestatement.Iftwoorthreeofficeholders,candidates,orproponentscontrolthecommittee,eachmustsignthestatement.Ifmorethanthreecontrolthecommittee,onemaysignonbehalfoftheothers.
Undercertaincircumstances,theresponsibleofficerofasponsoringorganizationmustsignthestatement.
Additional Important Information:RefertotheFPPCCampaignDisclosureManualforyourtypeofcommitteeforinformationabout:
• When,where,andwhattypeofstatementsthecommitteeisrequiredtofile.
• Closingdateofcampaignstatements.
• Sponsoredcommitteecriteria.
• Terminationcriteria.
• Recordkeepingrequirementsandprohibitions.
CALIFORNIAFORM 460
Page of
COVERPAGE-PART2
CALIFORNIAFORM
Recipient CommitteeCampaign StatementCover Page — Part 2
460
5. Officeholder or Candidate Controlled CommitteeNAMEOFOFFICEHOLDERORCANDIDATE
Related Committees Not Included in this Statement: List any committees not included in this statement that are controlled by you or are primarily formed to receive contributions or make expenditures on behalf of your candidacy.
NAMEOFTREASURER
COMMITTEENAME
YES NO
I.D.NUMBER
CONTROLLEDCOMMITTEE?
COMMITTEEADDRESS STREETADDRESS(NOP.O.BOX)
CITY STATE ZIPCODE AREACODE/PHONE
OFFICESOUGHTORHELD(INCLUDELOCATIONANDDISTRICTNUMBERIFAPPLICABLE)
RESIDENTIAL/BUSINESSADDRESS(NO.ANDSTREET) CITY STATE ZIP
NAMEOFTREASURER
COMMITTEENAME
YES NO
I.D.NUMBER
CONTROLLEDCOMMITTEE?
COMMITTEEADDRESS STREETADDRESS(NOP.O.BOX)
CITY STATE ZIPCODE AREACODE/PHONE
6. Primarily Formed Ballot Measure CommitteeNAMEOFBALLOTMEASURE
DISTRICTNO.IFANY
Identify the controlling officeholder, candidate, or state measure proponent, if any.
NAMEOFOFFICEHOLDER,CANDIDATE,ORPROPONENT
OFFICESOUGHTORHELD
JURISDICTIONSUPPORTOPPOSE
BALLOTNO.ORLETTER
7. Primarily Formed Candidate/Officeholder Committee List names of officeholder(s) or candidate(s) for which this committee is primarily formed.
NAMEOFOFFICEHOLDERORCANDIDATE
NAMEOFOFFICEHOLDERORCANDIDATE OFFICESOUGHTORHELD
OFFICESOUGHTORHELDSUPPORTOPPOSE
SUPPORTOPPOSE
NAMEOFOFFICEHOLDERORCANDIDATE OFFICESOUGHTORHELDSUPPORTOPPOSE
Attach continuation sheets if necessary
NAMEOFOFFICEHOLDERORCANDIDATE OFFICESOUGHTORHELDSUPPORTOPPOSE
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
Instructions forRecipient CommitteeCampaign Statement – Cover Page
Officeholder or Candidate Controlled Committee:Candidatesmusthaveaseparatebankaccountandcommitteetorunfordifferentelectiveoffices.Acandidatewhoisrequiredtofilecampaignstatementsinconnectionwithmorethanoneelectiveofficebutisonlyreceivingcontributionsandmakingexpendituresforoneoftheoffices,mayincludebothofficesononeForm460.InPart5ofthecoverpage,enterthecandidate’snameandunder“OfficeSoughtorHeld,”identifyeachoffice,andstatewhetherthecandidateisseekingorholdingtheoffice.TheForm460mustbefiledwiththeappropriatefilingofficer(s)foreachoffice.
Forexample,acitycouncilmemberisraisingfundstorunforthecountyboardofsupervisors.Shehasnocommitteeandisnotraisingorspendingfundsinconnectionwiththecityoffice,andhasformedacontrolledcommitteeforthecountyoffice.Tocomplywiththerequirementstofilecampaignstatementsforbothhercityofficeandhercountycandidacy,shemaycompleteoneForm460eachcampaignreportingperiod,whichshewillfilewiththecityclerkandthecountyelectionsdepartment.InPart5oftheForm460CoverPage,under“OfficeSoughtorHeld,”shewillstatethatsheisholdingtheofficeofcitycouncilmember(includingthenameofthecity)andthatsheisseekingaseatontheboardofsupervisors(includingthenameofthecounty).
CALIFORNIAFORM 460
Ballot Measure Committee:Part6oftheForm460CoverPagemustbecompletedbycommitteesthatareprimarilyformedtosupportoropposethequalificationorpassageofasingleballotmeasureortwoormoremeasuresbeingvotedoninthesamecity,county,multicounty,orstateelection.A“generalpurpose”ballotmeasurecommittee(onethatsupportsoropposesavarietyofstateand/orlocalballotmeasures)isnotrequiredtocompletePart6.
SEEINSTRUCTIONSONREVERSENAMEOFFILER
Campaign Disclosure StatementSummary Page
Page of
Amounts may be roundedto whole dollars.
I.D.NUMBER
Current Cash Statement12.BeginningCashBalance............................ Previous Summary Page, Line 16 $
13.CashReceipts........................................................... Column A, Line 3 above
14.MiscellaneousIncreasestoCash.................................. Schedule I, Line 4
15.CashPayments......................................................... Column A, Line 8 above
16.ENDING CASH BALANCE ..................Add Lines 12 + 13 + 14, then subtract Line 15 $
If this is a termination statement, Line 16 must be zero.
CALIFORNIAFORM
SUMMARYPAGE
Expenditures Made6. PaymentsMade................................................................ Schedule E, Line 4 $ $
7. LoansMade....................................................................... Schedule H, Line 3
8. SUBTOTALCASHPAYMENTS.......................................... Add Lines 6 + 7 $ $
9. AccruedExpenses(UnpaidBills)..........................................Schedule F, Line 3
10.NonmonetaryAdjustment.........................................................Schedule C, Line 3
11.TOTALEXPENDITURESMADE........................................ Add Lines 8 + 9 + 10 $ $
17.LOANGUARANTEESRECEIVED................................ Schedule B, Part 2 $
Cash Equivalents and Outstanding Debts18. CashEquivalents................................................ See instructions on reverse $
19. OutstandingDebts.............................. Add Line 2 + Line 9 in Column B above $
Contributions Received
1. MonetaryContributions................................................... Schedule A, Line 3 $ $
2. LoansReceived................................................................ Schedule B, Line 3
3. SUBTOTALCASHCONTRIBUTIONS.............................. Add Lines 1 + 2 $ $
4. NonmonetaryContributions............................................ Schedule C, Line 3
5. TOTALCONTRIBUTIONSRECEIVED....................................Add Lines 3 + 4 $ $
460Statement covers period
from
through
Column BCALENDARYEARTOTALTODATE
Column ATOTALTHISPERIOD
(FROMATTACHEDSCHEDULES)
Calendar Year Summary for Candidates Running in Both the State Primary and General Elections 1/1 through6/30 7/1 toDate
20. Contributions Received $ $
21. Expenditures Made $ $
Expenditure Limit Summary for State Candidates
*AmountsinthissectionmaybedifferentfromamountsreportedinColumnB.
DateofElection(mm/dd/yy)
TotaltoDate
22. Cumulative Expenditures Made* (If Subject to Voluntary Expenditure Limit)
TocalculateColumnB,addamountsinColumnAtothecorrespondingamountsfromColumnBofyourlastreport.SomeamountsinColumnAmaybenegativefiguresthatshouldbesubtractedfrompreviousperiodamounts.Ifthisisthefirstreportbeingfiledforthiscalendaryear,onlycarryovertheamountsfromLines2,7,and9(ifany).
/ /
/ /
$
$
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
TheSummaryPageprovidesanoverviewofthecommittee’sfinancialactivitiesandiscompletedforeachfiling.
Column AreflectsactivitiesduringthecurrentreportingperiodasreportedonSchedulesAthroughH.Itisnotnecessarytoattachablankscheduleiftherehasbeennoreportableactivityduringtheperiod,butitisnecessarytoenterazeroortheword“none”ontheappropriatelineinColumnAoftheSummaryPage.
Column BfiguresshouldreflectthecumulativetotalsinceJanuary1ofthecurrentcalendaryear.*AddthetotalsfromColumnBofthecommittee’slastcampaignstatement(ifany)tothecorrespondingamountsinColumnA.Ifthisisthefirstreportbeingfiledforacalendaryear,onlycarryforwardtheamountsreportedonLines2,7,and9ofColumnB(ifany)fromthecommittee’slaststatement.(Note:TheamountsreportedonLines2,7,and9ofColumnBshouldbethesameasthetotaloutstandingamountsdisclosedincolumn(d)ofSchedulesB,F,andH,respectively,ofthecurrentreport.)
Whenloans(SchedulesBandH)andaccruedexpenses(ScheduleF)arepaid,thefigurestobecarriedfromtheschedulestoLines2,7,and9ofColumnAmaybenegativenumbers.Inthiscase,besuretoshowthemasnegativefiguresontheSummaryPage(e.g.,withaminussign(-)orinparentheses),andsubtractthemwhentotalingColumnsAandB.
*Thereareexceptionstothecalendaryear“cumulationperiod”forcandidateelectionsandballotmeasureelectionsheldinJanuaryandearlyFebruary,andforballotmeasurequalification
activities.ConsulttheFPPCCampaignDisclosureManualforyourtypeofcommitteeforadditionalinformation.
Current Cash Statement:Lines12-16oftheSummaryPageshouldaccuratelyreflectyourcurrentcashposition.Beginningandendingcashbalancesshouldincludethetotalamountoffundsinyourcampaigncheckingandsavingsaccounts,plusanyinvestmentsthatcanbereadilyconvertedtocash,suchascertificatesofdeposit,moneymarketaccounts,stocksandbonds,etc.(Officeholdersandcandidatesaresubjecttobankaccountrestrictions,andallcommitteesshouldreadtheFPPCCampaignDisclosureManualregardingappropriateusesofcampaignfunds.)
Line12(BeginningCashBalance)mustbethesameastheendingcashbalancereportedonLine16ofyourpreviousstatement’sSummaryPage.Ifthisisyourfirstcampaignstatement,enterzeroonLine12.
Line16(EndingCashBalance)isthetotalofLines12,13,and14,minusLine15.
If you are filing a termination statement, Line 16 must be zero.
Cash Equivalents:“Cashequivalents”includeinvestmentsthatcannotbereadilyconvertedtocash,aswellasthebalancedueonalloutstandingloansthecommitteehasmadetoothers(fromLine7ofColumnBoftheSummaryPage).Investmentsthatcanbereadilyconvertedtocash,suchascertificatesofdepositormoneymarketfunds,shouldbeincludedinthecash
onhandfiguresonLines12and16oftheSummaryPage.
Summary for Primary and General Elections (Lines 20 and 21):Thissectionisonlyforcommitteesthatare:• Controlledbyacandidatewhoisbeingvotedon
inboththestateprimaryandgeneralelections(doesnotapplytocontrolledballotmeasurecommittees);or
• Primarilyformedtosupportoropposecandidatesbeingvotedoninboththestateprimaryandgeneralelections.
Completethissummaryonthepreelectionandsemi-annualstatementsforthegeneralelection,coveringperiodsduringthelastsixmonthsoftheyear(July1–December31).
Expenditure Ceiling Summary for State Candidates (Line 22):Candidatesforelectivestateofficewhohaveacceptedthevoluntaryexpenditureceilingforaparticularelectionmustdisclosethetotalamountofexpendituresmadethroughtheendofthereportingperiodthataresubjecttotheexpenditureceilingfortheelection.Reportthedateoftheelectionandtotalamountexpendedforthatelection.Reporttotalsfortheprimaryandgeneralelectionsseparately.Thisinformationisnolongerrequirediftheexpenditureceilinghasbeenlifted.(SeeFPPCCampaignDisclosureManual1.)
Instructions forSummary PageCampaign Disclosure Statement
CALIFORNIAFORM 460
Schedule AMonetary Contributions Received
Page of
Amounts may be roundedto whole dollars.
PERELECTIONTODATE
(IFREQUIRED)
CUMULATIVETODATECALENDARYEAR(JAN.1-DEC.31)
AMOUNTRECEIVEDTHIS
PERIOD
IFANINDIVIDUAL,ENTEROCCUPATIONANDEMPLOYER(IFSELF-EMPLOYED,ENTERNAME
OFBUSINESS)
DATERECEIVED
SEEINSTRUCTIONSONREVERSENAMEOFFILER I.D.NUMBER
SCHEDULEA
SUBTOTAL $
CALIFORNIAFORM
Statement covers period
from
through
Schedule A Summary1.Amountreceivedthisperiod–itemizedmonetarycontributions.
(IncludeallScheduleAsubtotals.).........................................................................................................$
2.Amountreceivedthisperiod–unitemizedmonetarycontributionsoflessthan$100...........................$
3.Totalmonetarycontributionsreceivedthisperiod.(AddLines1and2.EnterhereandontheSummaryPage,ColumnA,Line1.)......................TOTAL$
FULLNAME,STREETADDRESSANDZIPCODEOFCONTRIBUTOR(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
CONTRIBUTORCODE*
*ContributorCodesIND–IndividualCOM–RecipientCommittee (otherthanPTYorSCC)OTH–Other(e.g.,businessentity)PTY–PoliticalPartySCC–SmallContributorCommittee
INDCOMOTHPTYSCC
460
INDCOMOTHPTYSCC
INDCOMOTHPTYSCC
INDCOMOTHPTYSCC
INDCOMOTHPTYSCC
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
Reportmonetarycontributions(exceptloans)receivedduringthereportingperiodonScheduleA.AlsoreportonScheduleAifacontributorforgivesaloanforyourcommitteeorathirdpartypaysaloanforyourcommittee.LoansreceivedduringtheperiodarereportedonScheduleB.Certaintransfersbetweenastatecandidate’scontrolledcommitteesarealsodisclosedonScheduleA.(SeeFPPCCampaignDisclosureManual1.)
Ifatotalof$100ormoreisreceivedfromasinglecontributorduringacalendaryear,reportthename,streetaddress,city,stateandzipcodeofthecontributor,theamountcontributedthisperiod,andthecumulativeamountreceivedfromthecontributorsinceJanuary1ofthecurrentcalendaryear.*Includemonetaryandnonmonetarycontributionsandloanswhenreportingthecumulativeamount.
Contributionstotalinglessthan$100receivedfromasinglecontributorduringacalendaryeararereportedasalumpsumonLine2oftheScheduleASummary.
*Thereareexceptionstothecalendaryear“cumulationperiod”forcandidateelectionsandballotmeasureelectionsheldinJanuaryandearlyFebruary,andforballotmeasurequalificationactivities.(SeetheFPPCCampaignDisclosureManualsforcandidatesandballotmeasurecommittees.)
Date Received:Amonetarycontributionhasbeenreceivedwhenthecandidateorcommittee,oranagentofthecandidateorcommittee,receivesorobtainscontrolofthecheckorothernegotiableinstrument.Therearespecialrulesforreportingthedatecontributionsarereceivedbyacommitteethatcollectscontributionsthroughemployeepayrolldeductions
ormembershipduesandcontributionsreceivedelectronically(e.g.,creditcard,text).
Contributor Codes:Foreachitemizedcontributor,checktheapplicablecontributorcode:
IND– contributionsfromanyindividual’spersonalfunds.
COM–contributionsfromothercommitteesthatreceivecontributions.ThesecommitteeswillhaveanidentificationnumberassignedbytheSecretaryofState.Examples:politicalactioncommittees,othercandidates’committees.(StatecommitteesshouldusePTYorSCCwhenappropriate.)
OTH–businessentitiesandothercontributors.
PTY–contributionsfrompoliticalparties(includingstateandcountycentralcommittees).
SCC–contributionsfromsmallcontributorcommittees(applicableonlytostatecandidatesandcommittees).
Contributions from Individuals:Whenitemizingacontributionfromanindividual,alsodisclosethecontributor’soccupationandthenameofhisorheremployer.Ifthecontributorisself-employed,providethenameofhisorherbusiness.Ifthecontributorisnotemployed,enter“none.”
Itisnotnecessarytoenteroccupationandemployerinformationforothertypesofcontributors(suchasbusinessentities).
Missing Contributor Information:Acontributionof$100ormoremustbereturnedtothecontributorwithin60daysiftherecipientdoesnotobtainthecontributor’saddress,occupationandemployer.
Contributions from Committees:Whenitemizingacontributionfromanotherrecipientcommittee,disclosetheidentificationnumberassignedtothatcommitteebytheSecretaryofStateinadditiontoitsnameandaddress.IfnoIDnumberhasbeenassigned,providethenameandaddressofthatcommittee’streasurer.
Intermediaries:Ifyoureceiveacontributionthroughanintermediary(i.e.,youhavereceivedacontributioncheckfromapersonotherthanthetruesourceofthefunds),disclosealloftherequiredinformationforboththeintermediaryandtheactualcontributor.
Per Election to Date:Candidatessubjecttostatecontributionlimits(orifrequiredbylocalordinance)mustdisclosethecumulativeamountreceivedfromeachcontributorduringthelimitationcycleinadditiontothecalendaryearcumulativeamount.(CandidatesforelectivestateofficeshouldrefertoFPPCCampaignDisclosureManual1.)
Additional Important Information:RefertotheFPPCCampaignDisclosureManualforyourtypeofcommitteeforimportantinformationaboutaggregatingmonetaryandnonmonetarycontributions,recordkeeping,prohibitionsoncashcontributions,returningcontributions,andmore.
Instructions forSchedule AMonetary Contributions Received
CALIFORNIAFORM 460
Page of
Amounts may be roundedto whole dollars.
NAMEOFFILER
Schedule A (Continuation Sheet)Monetary Contributions Received
I.D.NUMBER
SCHEDULEA(CONT.)Statement covers period
from
through
CALIFORNIAFORM 460
PERELECTIONTODATE
(IFREQUIRED)
CUMULATIVETODATECALENDARYEAR(JAN.1-DEC.31)
AMOUNTRECEIVEDTHIS
PERIOD
IFANINDIVIDUAL,ENTEROCCUPATIONANDEMPLOYER(IFSELF-EMPLOYED,ENTERNAME
OFBUSINESS)
DATERECEIVED
SUBTOTAL $
FULLNAME,STREETADDRESSANDZIPCODEOFCONTRIBUTOR(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
CONTRIBUTORCODE*
*ContributorCodesIND–IndividualCOM–RecipientCommittee (otherthanPTYorSCC)OTH–Other(e.g.,businessentity)PTY–PoliticalPartySCC–SmallContributorCommittee
INDCOMOTHPTYSCC
INDCOMOTHPTYSCC
INDCOMOTHPTYSCC
INDCOMOTHPTYSCC
INDCOMOTHPTYSCC
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
IND COM OTH PTY SCC
Statement covers period
from
throughI.D.NUMBER
SCHEDULEB-PART1Amounts may be roundedto whole dollars.Schedule B – Part 1
Loans Received
Page of
SUBTOTALS $
SEEINSTRUCTIONSONREVERSENAMEOFFILER
CALIFORNIAFORM 460
$ $
IFANINDIVIDUAL,ENTEROCCUPATIONANDEMPLOYER
(IFSELF-EMPLOYED,ENTERNAMEOFBUSINESS)
INTERESTPAIDTHISPERIOD
CUMULATIVECONTRIBUTIONS
TODATE
FULLNAME,STREETADDRESSANDZIPCODEOFLENDER
(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
ORIGINALAMOUNTOF
LOAN
OUTSTANDINGBALANCE
BEGINNINGTHISPERIOD
AMOUNTRECEIVEDTHIS
PERIOD
AMOUNTPAIDORFORGIVENTHISPERIOD
OUTSTANDINGBALANCEAT
CLOSEOFTHISPERIOD
(b) (c) (e)
$
DATEINCURRED
(Enter(e)onScheduleE,Line3)
CALENDARYEAR
$
PERELECTION
$
%RATE
$
*AmountsforgivenorpaidbyanotherpartyalsomustbereportedonScheduleA.**Ifrequired.
Schedule B Summary1. Loansreceivedthisperiod....................................................................................................................$ (TotalColumn(b)plusunitemizedloansoflessthan$100.)
2. Loanspaidorforgiventhisperiod.........................................................................................................$ (TotalColumn(c)plusloansunder$100paidorforgiven.) (IncludeloanspaidbyathirdpartythatarealsoitemizedonScheduleA.)
3. Netchangethisperiod.(SubtractLine2fromLine1.)..............................................................NET $ EnterthenethereandontheSummaryPage,ColumnA,Line2. (Maybeanegativenumber)
(a) (d)
$ $
(f) (g)
PAID
$
FORGIVEN
$
$
DATEDUE
$
$
DATEINCURRED
CALENDARYEAR
$
PERELECTION
$
%RATE
$ $ $
PAID
$
FORGIVEN
$
$
DATEDUE
$
DATEINCURRED
CALENDARYEAR
$
PERELECTION
$
%RATE
$ $ $
PAID
$
FORGIVEN
$
$
DATEDUE
IND COM OTH PTY SCC
IND COM OTH PTY SCC
*
**
**
**
†
†
†
†ContributorCodesIND–IndividualCOM–RecipientCommittee (otherthanPTYorSCC)OTH–Other(e.g.,businessentity)PTY–PoliticalPartySCC–SmallContributorCommittee
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
AllloansreceivedoroutstandingarereportedonScheduleB.Loansincludemonetaryloansandamountsdrawnonlinesofcredit.
ReportloanguarantorsonScheduleB–Part2.A“guarantor”isathirdpartythatco-signs,endorses,orprovidessecurityforaloan,orestablishesorprovidessecurityforalineofcredit.Aguarantorisalsomakingacontribution.
Whenastatecandidateguaranteesaloanfromacommerciallendinginstitutioninconnectionwithhisorherelection,boththelendinginstitutionandthecandidatearerequiredtobedisclosedasthelender.
Foreachloanof$100ormorethatwasreceivedorwasoutstandingduringthereportingperiod,disclosethelender’snameandaddress.Reporttheoriginalsourceofallloansreceived.E.g.,foraloanfromacommerciallendinginstitutionforwhichacandidateispersonallyliable,reportthelendinginstitutionasthelender.
Column(a)–Entertheoutstandingloanbalanceatthebeginningofthisperiod(Column(d)oflastreport).Iftheloanwasreceivedthisperiod,thiscolumnwillbeblank.
Column(b)–Entertheamountreceivedfromthelenderduringthisreportingperiod.Ifthisloanwasreceivedinapreviousreportingperiod,leaveblank.
Column(c)–Entertheamountofanyreductionoftheloanduringthisreportingperiod.Checkwhethertheloanwaspaidorforgiven.Whenthelenderforgivesaloanorathirdpartymakesapaymentonaloan,alsoreportthelenderorthirdpartyonScheduleA.
Column(d)–Entertheoutstandingbalanceoftheloanatthecloseofthisreportingperiod.Entertheduedate,ifany.
Column(e)–Entertheinterestrateandtheamountofinterestpaidontheloan(s)duringthisreportingperiod.Interestpaidisreportedseparatelyfrompaymentsmadeontheloanprincipal.InterestpaymentsarealsotransferredtotheScheduleESummary.
Column(f)–Entertheoriginalamountoftheloananddatereceived.Ifthisisthefirsttimeyouarereportingtheloan,thiswillbethesameamountreportedinColumn(b).
Column(g)–Enterthecumulativeamountofcontributions(loans,monetaryandnonmonetarycontributions)receivedfromthelenderduringthecalendaryearcoveredbythisstatement.Candidatessubjecttostatecontributionlimits(orifrequiredbylocalordinance)mustdisclosethecumulativeamountreceivedfromeachcontributorduringthelimitationcycleinadditiontothecalendaryearcumulativeamount.(CandidatesforelectivestateofficeshouldrefertoFPPCCampaignDisclosureManual1.)
Schedule B Summary:TheScheduleBSummaryreflectsthe“netchange”inyourloanactivity.Thatis,loanpaymentsmadeduringtheperiodaresubtractedfromnewloansreceived.Whentheloanpaymentsnumberislargerthantheamountofnewloansreceived,Line3willbeanegativefigure.Forexample,if$200ispaidduringtheperiodandonly$100isreceivedinnewloans,reportthenetchangeonLine3as
Instructions forSchedule B – Part 1Loans Received
“-$100”or“($100).”BesuretocarrythisfiguretotheSummaryPageasanegativefiguretobesubtractedfromSummaryPagetotals.
Additional Important Information:RefertotheInstructionsforScheduleAforimportantinformationabout:
• Contributorcodes
• Contributionsfromindividuals
• Contributionsfromcommittees
• Intermediaries
AloanreceivedfromacommerciallendinginstitutioninthenormalcourseofbusinessisreportableonScheduleBbutisnotconsideredacontribution.Contributorcodesandcumulativeamounts(Column(g))arerequiredonlyforloansthatarecontributions.
RefertotheFPPCCampaignDisclosureManualforyourtypeofcommitteeforimportantinformationaboutrecordkeeping,prohibitionsoncashcontributions,returningcontributions,andmore.
CALIFORNIAFORM 460
I.D.NUMBER
Schedule B – Part 2Loan Guarantors
Amounts may be roundedto whole dollars.
SEEINSTRUCTIONSONREVERSENAMEOFFILER
Page of
AMOUNTGUARANTEEDTHISPERIOD
Statement covers period
from
through
SCHEDULEB-PART2
CALIFORNIAFORM 460
IFANINDIVIDUAL,ENTEROCCUPATIONANDEMPLOYER
(IFSELF-EMPLOYED,ENTERNAMEOFBUSINESS)
FULLNAME,STREETADDRESSANDZIPCODEOFGUARANTOR
(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
BALANCEOUTSTANDING
TODATECUMULATIVETODATE
CALENDARYEAR
$
PERELECTION(IFREQUIRED)
$
LOANCONTRIBUTORCODE
EnteronSummaryPage,Line17only.
SUBTOTAL $
LENDER
DATE
LENDER
DATE
LENDER
DATE
LENDER
DATE
IND
COM
OTH
PTY
SCC
IND
COM
OTH
PTY
SCC
IND
COM
OTH
PTY
SCC
IND
COM
OTH
PTY
SCC
CALENDARYEAR
$
PERELECTION(IFREQUIRED)
$
CALENDARYEAR
$
PERELECTION(IFREQUIRED)
$
CALENDARYEAR
$
PERELECTION(IFREQUIRED)
$
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
Instructions forSchedule B – Part 2Loan Guarantors
GuarantorsofloansreceivedoroutstandingduringthereportingperiodarereportedonScheduleB–Part2.A“guarantor”isathirdpartythatco-signs,endorses,orprovidessecurityforaloan,orestablishesorprovidessecurityforalineofcredit.Aguarantorisalsomakingacontribution.
Foreachguarantorof$100ormore,enterthenameandaddressoftheguarantorand,iftheguarantorisanindividual,his/heroccupationandemployeror,ifselfemployed,thenameofhis/herbusiness.
Enterthenameofthelenderortheentityatwhichalineofcreditwasestablishedandthedateoftheloanorthedatethelineofcreditwasestablished.
Entertheamountguaranteedthisperiod,ifapplicable.Forlinesofcredit,enterthefullamountestablishedorsecuredbytheguarantorduringtheperiod.(ReportamountsdrawnonalineofcreditonScheduleB–Part1.)
Enterthecumulativeamountguaranteedduringthecalendaryearcoveredbythestatement.Candidatessubjecttostatecontributionlimits(orifrequiredbylocalordinance)mustdisclosethecumulativeamountreceivedfromeachcontributorduringthelimitationcycleinadditiontothecalendaryearcumulativeamount.(CandidatesforelectivestateofficeshouldrefertoFPPCCampaignDisclosureManual1.)
Reporttheoutstandingbalanceforwhichtheguarantorisliableatthecloseofthisreportingperiod.
LoanguaranteesarenotincludedintheScheduleBSummary,butarecarriedforwardinalumpsumtoLine17oftheSummaryPage.
CALIFORNIAFORM 460
Schedule CNonmonetary Contributions Received
I.D.NUMBER
Attach additional information on appropriately labeled continuation sheets.
CUMULATIVETODATE
CALENDARYEAR(JAN1-DEC31)
AMOUNT/FAIRMARKET
VALUE
PERELECTIONTODATE
(IFREQUIRED)
DATERECEIVED
Amounts may be roundedto whole dollars.
DESCRIPTIONOFGOODSORSERVICES
SCHEDULEC
Page ofSEEINSTRUCTIONSONREVERSENAMEOFFILER
Schedule C Summary1.Amountreceivedthisperiod–itemizednonmonetarycontributions.
(IncludeallScheduleCsubtotals.)......................................................................................................................$
2.Amountreceivedthisperiod–unitemizednonmonetarycontributionsoflessthan$100..................................$
3.Totalnonmonetarycontributionsreceivedthisperiod.(AddLines1and2.EnterhereandontheSummaryPage,ColumnA,Lines4and10.).....................TOTAL$
Statement covers period
from
through
SUBTOTAL $
IFANINDIVIDUAL,ENTEROCCUPATIONANDEMPLOYER
(IFSELF-EMPLOYED,ENTERNAMEOFBUSINESS)
FULLNAME,STREETADDRESSANDZIPCODEOFCONTRIBUTOR
(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
CONTRIBUTORCODE*
INDCOMOTHPTYSCC
CALIFORNIAFORM 460
INDCOMOTHPTYSCC
INDCOMOTHPTYSCC
INDCOMOTHPTYSCC
*ContributorCodesIND–IndividualCOM–RecipientCommittee (otherthanPTYorSCC)OTH–Other(e.g.,businessentity)PTY–PoliticalPartySCC–SmallContributorCommittee
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
Instructions forSchedule CNonmonetary Contributions Received
ReportthereceiptofnonmonetarycontributionsonScheduleC.
Nonmonetarycontributionsinclude:
• Goodsandservicesforwhichyouhavenotpaidthefairmarketvalue,includingitemsdonatedforauctionsorgaragesales,suchasartworkorfurniture.
• Adiscountthatisnotavailabletothepublicgenerally.
• Salarypaymentsmadebyanemployerforanemployeewhospends10%ormoreofhisorhercompensatedtimeinacalendarmonthworkingforyourcommittee.
Volunteerpersonalservicesandpaymentsvoluntarilymadebyapersonforhisorherowncampaign-relatedtravelexpensesarenotreportable.Theoccupantofahomeorofficecanhostafundraiserwithoutmakinganonmonetarycontributionaslongasthetotalcostofthefundraiseris$500orless.
Ifatotalof$100ormoreisreceivedfromasinglecontributorduringacalendaryear,reportthename,streetaddress,city,stateandzipcodeofthecontributor,theamountcontributedthisperiod,andthecumulativeamountreceivedfromthecontributorsinceJanuary1ofthecurrentcalendaryear.Includemonetaryandnonmonetarycontributionsandloanswhenreportingthecumulativeamount.
Contributionstotalinglessthan$100receivedfromasinglecontributorduringacalendaryeararereportedasalumpsumonLine2oftheScheduleCSummary.
Date Received:Anonmonetarycontributionhasbeenreceivedontheearlierofthefollowing:1)thedatethecontributormadeanexpenditureforgoodsorservicesatyourbehest(inconsultationorcoordinationwithyou,oratyourrequestorsuggestion);or2)thedateyouoryouragentobtainedpossessionorcontrolofthegoodsorservices.
Per Election to Date:Candidatessubjecttostatecontributionlimits(orifrequiredbylocalordinance)mustdisclosethecumulativeamountreceivedfromeachcontributorduringthelimitationcycleinadditiontothecalendaryearcumulativeamount.(CandidatesforelectivestateofficeshouldrefertoFPPCCampaignDisclosureManual1.)
Fair Market Value:Thefairmarketvalueofanonmonetarycontributionistheamountitwouldcosttopurchasethegoodsorservicesontheopenmarket.Thefairmarketvaluecanbemorethantheamountitcostthecontributortoprovidethegoodsorservicestoyou.
Ifyoudonotknowthevalueofanonmonetarycontribution,youmayrequestthecontributortoprovideyouwithawrittenstatementofthevalue.Ifyoumakearequestinwritingandthevalueofthecontributionis$100ormore,thecontributorisrequiredbylawtoprovidetheinformation.
Administrative Services:Administrativeoverheadandstart-upexpensespaidbyasponsoringorganizationforitssponsoredcommitteearenotcontributionstothecommitteebutmustbereportedonScheduleC.Reportthevalueoftheservicesinthe“DescriptionofGoodsorServices”columnandazerointhe“Amount”and“CumulativetoDate”columns.
Nonmonetary Contributions as Expenditures:ThetotalofnonmonetarycontributionsisreportedontheSummaryPageasbothcontributionsreceivedandexpendituresmade.EnterthetotalonLine3oftheScheduleCSummaryonbothLines4and10oftheSummaryPage.(StateCandidates:Mostnonmonetarycontributionsalsocountforpurposesofthevoluntaryexpenditurelimits.)
Additional Important Information:RefertotheInstructionsforScheduleAforimportantinformationabout:
• Contributorcodes
• Contributionsfromindividuals
• Contributionsfromcommittees
• Intermediaries
RefertotheFPPCCampaignDisclosureManualforyourtypeofcommitteeforimportantinformationaboutaggregatingmonetaryandnonmonetarycontributions,recordkeeping,andmore.
CALIFORNIAFORM 460
SEEINSTRUCTIONSONREVERSENAMEOFFILER
Schedule DSummary of ExpendituresSupporting/Opposing OtherCandidates, Measures and Committees
Page of
SUBTOTAL $
Amounts may be roundedto whole dollars.
I.D.NUMBER
Statement covers period
from
through
SCHEDULED
Schedule D Summary1.Itemizedcontributionsandindependentexpendituresmadethisperiod.(IncludeallScheduleDsubtotals.)....................................................... $
2.Unitemizedcontributionsandindependentexpendituresmadethisperiodofunder$100.................................................................................... $
3.Totalcontributionsandindependentexpendituresmadethisperiod.(AddLines1and2.DonotenterontheSummaryPage.).......... TOTAL.. $
NAMEOFCANDIDATE,OFFICE,ANDDISTRICT,ORMEASURENUMBERORLETTERANDJURISDICTION,
ORCOMMITTEE
DATE TYPEOFPAYMENTPERELECTION
TODATE(IFREQUIRED)
CUMULATIVETODATECALENDARYEAR(JAN.1-DEC.31)
Support Oppose
DESCRIPTION(IFREQUIRED)
Support Oppose
MonetaryContribution
NonmonetaryContribution
IndependentExpenditure
CALIFORNIAFORM 460
Support Oppose
AMOUNTTHISPERIOD
MonetaryContribution
NonmonetaryContribution
IndependentExpenditure
MonetaryContribution
NonmonetaryContribution
IndependentExpenditure
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
CALIFORNIAFORM 460
Instructions forSchedule DSummary of Expenditures Supporting/Opposing Other Candidates, Measures, and Committees
ScheduleDisasummaryofpaymentsreportedonSchedulesE,F,andHthatarecontributionsorindependentexpenditurestosupportoropposecandidatesandcommittees.Theseinclude:
• Adirectmonetarycontributionorloanmadetoanothercandidateorcommittee.
• Apaymentmadetoavendorforgoodsorservicesforacandidateorcommittee(anonmonetarycontribution).
• Adonationtoacandidateorcommitteeofgoodsonhand,orthepaymentofsalaryorexpensesforacampaignemployeewhospends10%ormoreofhisorhercompensatedtimeworkingforanothercandidateorcommittee.
• Apaymentmadeforacommunication(e.g.,amailing,billboard,radioad)thatexpresslyadvocatestheelection,passageordefeatofaclearlyidentifiedcandidateorballotmeasure,butthepaymentisnotmadeto–oratthebehestof–thecandidateoraballotmeasurecommittee.Thesepaymentsare“independentexpenditures”andmaytriggeradditionalreportsforyourcommittee.
Ifatotalof$100ormoreiscontributedorexpendedduringacalendaryeartosupportoropposeasinglecandidate,ballotmeasure,orageneralpurposecommittee(e.g.,apoliticalparty),disclosethenameofthecandidateandtheofficesoughtorheldandthecandidate’sdistrict,ifany,thenumberorletterandjurisdictionoftheballotmeasure,orthenameofthegeneralpurposecommittee.Foreachcandidateormeasurelisted,indicatewhetherthepaymentwasmadetosupportoropposethecandidateormeasure.Forexample,ifyoumadeacontributiontotheCommitteeAgainstMeasureA,checkthe“Oppose”box.
Disclosethedate(s)andamount(s)ofcontributionsorindependentexpendituresmadethisperiodrelativetoeachcandidate,measure,orcommittee,andthecumulativeamountcontributedorpaidtodaterelativetothecandidate,measure,orcommitteesinceJanuary1ofthecurrentcalendaryear.Cumulatecontributionsandindependentexpendituresseparately.
Contributionsandexpendituresoflessthan$100tosupportoropposeasinglecandidateormeasureduringacalendaryeararetotaledandreportedasalumpsumonLine2oftheScheduleDSummary.
Per Election to Date:Ifacontributionismadetoacandidatethatissubjecttostatecontributionlimits(orifrequiredbylocalordinance),disclosethetotalamountcontributedtothecommitteeinconnectionwitheachlimitationcycleandidentifytheelectionyear.Theprimaryandgeneralelectionsareseparateelections.Forexample,a$4,200contributiontoacandidatefortheprimaryelectionin2016wouldbedisclosedas“$4,200P-16.”
Description:Ifyoucontributedgoodsonhandtoanothercandidateorcommittee(e.g.,officesupplies),describethegoodsorservicesinthe“Description”columnanddisclosethefairmarketvalueofthecontribution.Thefairmarketvalueistheamountitwouldcosttherecipienttopurchasethegoodsorservices.BecausepaymentsmustbedescribedwhentheyarereportedonSchedulesEandF,youneednotprovideadescriptiononScheduleDforpaymentsreportedonSchedulesEorFthatarenonmonetarycontributionsorindependentexpenditures.
Date of Contribution or Expenditure:Amonetarycontributionismadeonthedateitismailed,delivered,orotherwisetransmittedittothecandidateorcommittee.Anonmonetarycontributionismadeontheearlierofthefollowing:1)thedateyoumadeanexpenditureforgoodsorservicesatthebehestofthecandidateorcommittee;or2)thedatethecandidateorcommitteeobtainedpossessionorcontrolofthegoodsorservices.
Additional Important Information:RefertotheFPPCCampaignDisclosureManualforyourtypeofcommitteeforimportantinformationaboutrecordkeeping,prohibitionsoncashpayments,restrictionsontheuseofcampaignfunds,andmore.
“PerElectiontoDate”Column
LimitationCycle YearofElection Primary P 2016 16 General G 2017 17 Special S 2018 18 Runoff R 2019 19
NAMEOFFILER
Schedule D(Continuation Sheet)Summary of Expenditures Supporting/Opposing Other Candidates, Measures and Committees
Page of
Amounts may be roundedto whole dollars.
I.D.NUMBER
Statement covers period
from
through
SCHEDULED(CONT.)
CALIFORNIAFORM 460
SUBTOTAL $
NAMEOFCANDIDATE,OFFICE,ANDDISTRICT,ORMEASURENUMBERORLETTERANDJURISDICTION,
ORCOMMITTEE
DATE TYPEOFPAYMENT PERELECTIONTODATE
(IFREQUIRED)
CUMULATIVETODATECALENDARYEAR(JAN.1-DEC.31)
Support Oppose
DESCRIPTION(IFREQUIRED)
Support Oppose
MonetaryContribution
NonmonetaryContribution
IndependentExpenditure
Support Oppose
AMOUNTTHISPERIOD
MonetaryContribution
NonmonetaryContribution
IndependentExpenditure
MonetaryContribution
NonmonetaryContribution
IndependentExpenditure
Support Oppose
MonetaryContribution
NonmonetaryContribution
IndependentExpenditure
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
SEEINSTRUCTIONSONREVERSENAMEOFFILER
Schedule EPayments Made
Page of
CODES: Ifoneof the followingcodesaccuratelydescribes thepayment,youmayenter thecode.Otherwise,describe thepayment.
CODE OR DESCRIPTIONOFPAYMENT AMOUNTPAID
SUBTOTAL $
Amounts may be roundedto whole dollars.
I.D.NUMBER
Statement covers period
from
through
SCHEDULEE
RAD radioairtimeandproductioncostsRFD returnedcontributionsSAL campaignworkers’salariesTEL t.v.orcableairtimeandproductioncostsTRC candidatetravel,lodging,andmealsTRS staff/spousetravel,lodging,andmealsTSF transferbetweencommitteesofthesamecandidate/sponsorVOT voterregistrationWEB informationtechnologycosts(internet,e-mail)
MBR membercommunicationsMTG meetingsandappearancesOFC officeexpensesPET petitioncirculatingPHO phonebanksPOL pollingandsurveyresearchPOS postage,deliveryandmessengerservicesPRO professionalservices(legal,accounting)PRT printads
Schedule E Summary
1.Itemizedpaymentsmadethisperiod.(IncludeallScheduleEsubtotals.)............................................................................................................. $
2.Unitemizedpaymentsmadethisperiodofunder$100.......................................................................................................................................... $
3.Totalinterestpaidthisperiodonloans.(EnteramountfromScheduleB,Part1,Column(e).)............................................................................. $
4.Totalpaymentsmadethisperiod.(AddLines1,2,and3.EnterhereandontheSummaryPage,ColumnA,Line6.)........................... TOTAL $
CMP campaignparaphernalia/misc.CNS campaignconsultantsCTB contribution(explainnonmonetary)*CVC civicdonationsFIL candidatefiling/ballotfeesFND fundraisingeventsIND independentexpendituresupporting/opposingothers(explain)*LEG legaldefenseLIT campaignliteratureandmailings
NAMEANDADDRESSOFPAYEE(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
CALIFORNIAFORM 460
*PaymentsthatarecontributionsorindependentexpendituresmustalsobesummarizedonScheduleD.
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
Instructions forSchedule EPayments Made
ReportpaymentsonScheduleE(otherthanloans).
Foreachpaymentof$100ormoremadeduringtheperiod,reportthenameandstreetaddress,city,state,andzipcodeofthepayeeorcreditor,andtheamountpaidduringtheperiod.Paymentsoflessthan$100duringtheperiodarereportedasalumpsumonLine2oftheScheduleESummary.However,iftwoormorepaymentsunder$100weremadeforasingleproductorserviceandthetotalpaidduringtheperiodwas$100ormore,itemizethetotalamountpaidduringtheperiod.
Report payments made on accrued expenses. Also report the required information on Schedule F.
Code or Description of Payment:IfoneofthecodeslistedonScheduleEfullydescribesthepayment,enterthecode.AfulldescriptionofeachcodeisprovidedonthebackoftheScheduleE-ContinuationSheet.Ifnoneofthecodesfullyexplainsthepayment,leavethe“Code”columnblankandenterabriefdescriptionofthegoodsorservicespurchasedinthe“DescriptionofPayment”column.
Credit Card Payments:Disclosethename,address,andamountpaidtothecreditcardcompanyduringtheperiod.Alsodisclosethename,address,amountpaid,andcodeordescriptionofpaymentforeachvendorpaid$100ormore.YoumaydisclosethevendorpaymentsonScheduleEorScheduleG.
Payments by Agents and Independent Contractors:Whenanagentorindependentcontractor(e.g.,campaignworker,advertisingagency,campaignmanagementfirm)makespaymentsonyourbehalf(“subvendorpayments”),disclosethename,address,amountpaid,andcodeordescriptionofpaymentforeachvendorpaid$500ormore.DisclosepaymentstotheagentorindependentcontractoronScheduleE.YoumaydisclosethesubvendorpaymentsonScheduleEorScheduleG.
Loans:ReportinterestpaidonloansreceivedonLine3oftheScheduleESummary(fromScheduleB,Part1,Column(e)).
ReportpaymentsmadeonloansreceivedonScheduleBandloansmadetoothersonScheduleH.DonotreportonScheduleE.
Savings Accounts/Certificates of Deposit/Money Market Accounts:Donotreporttransfersofcampaignfundsintosavingsaccounts,certificatesofdeposit,moneymarketaccounts,orthepurchaseofanyotherassetthatcanreadilybeconvertedtocashonScheduleE.ContinuereportingtheseamountsaspartofyourcashonhandontheSummaryPage.
Candidates:• Candidatesmustbrieflydescribethepolitical,
legislative,orgovernmentalpurposeofanitemizedexpenditureforgifts,meals,andtravelpayments.FPPCRegulation18421.7setsouttherequirements.
• Candidatecontrolledballotmeasurecommitteefundsmayonlybeusedtomakepaymentsrelatedtoastateorlocalmeasureorpotentialmeasure(includingqualificationactivities)anticipatedbythecommittee.SeeFPPCregulation18521.5.
Ballot Measure CommitteesAballotmeasurecommitteethatmakesapaymenttoanybusinessentity(1)whichisowned50percentormorebyanyoftheindividualslistedbelow,or(2)inwhichanyoftheindividualslistedbelowisanofficer,partner,consultantoremployee,mustreportthatindividual’sname,relationshiptothecommittee,andadescriptionoftheownershipinterestorpositionwiththebusinessentity.Individualscoveredby(1)and(2)aboveinclude:
-- Acandidateorpersoncontrollingthecommittee;or
-- Anofficeroremployeeofthecommittee;or
-- Thespouseofanyoftheabove.
CALIFORNIAFORM 460
CODE OR DESCRIPTIONOFPAYMENT AMOUNTPAID
SUBTOTAL $
Statement covers period
from
through
SCHEDULEE(CONT.)Amounts may be rounded
to whole dollars.Schedule E(Continuation Sheet)Payments Made
SEEINSTRUCTIONSONREVERSE Page of
I.D.NUMBER
NAMEANDADDRESSOFPAYEE(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
CALIFORNIAFORM 460
CODES: Ifoneof the followingcodesaccuratelydescribes thepayment,youmayenter thecode.Otherwise,describe thepayment.
*PaymentsthatarecontributionsorindependentexpendituresmustalsobesummarizedonScheduleD.
RAD radioairtimeandproductioncostsRFD returnedcontributionsSAL campaignworkers’salariesTEL t.v.orcableairtimeandproductioncostsTRC candidatetravel,lodging,andmealsTRS staff/spousetravel,lodging,andmealsTSF transferbetweencommitteesofthesamecandidate/sponsorVOT voterregistrationWEB informationtechnologycosts(internet,e-mail)
MBR membercommunicationsMTG meetingsandappearancesOFC officeexpensesPET petitioncirculatingPHO phonebanksPOL pollingandsurveyresearchPOS postage,deliveryandmessengerservicesPRO professionalservices(legal,accounting)PRT printads
CMP campaignparaphernalia/misc.CNS campaignconsultantsCTB contribution(explainnonmonetary)*CVC civicdonationsFIL candidatefiling/ballotfeesFND fundraisingeventsIND independentexpendituresupporting/opposingothers(explain)*LEG legaldefenseLIT campaignliteratureandmailings
NAMEOFFILER
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
CALIFORNIAFORM 460Instructions for
Schedule E (Continued)Payments Made
Codes:CMP: Campaign paraphernalia/misc.Lawnsigns,buttons,bumperstickers,T-shirts,potholders,etc.Includescostsofelectionnightevent.
CNS: Campaign consultants.Feesandcommissionspaidtoprofessionalcampaignmanagementorconsultingfirms.
CTB: Contributions.Contributionsmadetoothercandidatesandcommittees.Use“CTB”fordirectmonetarycontributions.Fornonmonetary(in-kind)contributions,use“CTB”and,ifoneoftheothercodesaccuratelydescribestheexpenditure,youmayenterthatcodealso.Otherwise,describethepayment.Alsoprovidethenameofthecandidateorcommitteethatreceivedthenonmonetarycontributioninthe“DescriptionofPayment”column.*
CVC: Civic donations.Donationstocivic,nonprofitoreducationorganizations;paymentsforcommunityevents.
FIL: Candidate Filing/Ballot Fees.Paymentstoelectionofficialsforcandidatefilingfeesandfeeschargedforpublicationofaballotstatement.
FND: Fundraising events.Expendituresassociatedwithholdingafundraisingevent,includingpaymentsforeventspacetohotelsorhalls,paymentsforfoodandbeveragestorestaurants,caterersandothervendors,andpaymentsforspeakers,entertainment,anddecorations.Includescostsofhouseparties.(Use“LIT”forcostsofinvitations,brochures,andsolicitationsassociatedwithfundraisingevents.)
IND: Independent expenditures.Paymentsforcommunicationsthatsupport/opposeothercandidatesormeasuresthatarenotmadeinconsultationorcoordinationwiththecandidatesoraballotmeasurecommittee.Use“IND”and,ifoneoftheothercodesaccuratelydescribes
theindependentexpenditure,youmayenterthatcodealso.Otherwise,describethepayment.Alsoprovidethenameofthecandidateorballotmeasuresupportedoropposedbytheexpenditure.*
LEG: Legal Defense.Attorneyorotherfeespaidforlegaldefense.
LIT: Campaign literature and mailings.Preparation,production,anddistributionofcampaignliterature,directmailpieces,fundraisingsolicitations,anddoorhangers.Includescostsofmailinglists,design/graphics,copyandlayout,printingandphotocopying.Includespaymentstobeonaslatemailer,andforabsenteeballotmailers.
MBR: Member Communications.Paymentsforcommunicationstomembers,employees,orshareholdersofanorganization,ortheirfamilymembers,forthepurposeofsupportingoropposingacandidateorballotmeasure.
MTG: Meetings and appearances.Costsassociatedwithmeetings,pressconferences,townhalls,constituentmeetings,etc.
OFC: Office expenses.Expendituresforofficerent;utilities(includingcellularphoneservice);purchaseorrentalofofficeequipment(computer,fax,photocopier,etc.)andfurniture;officesupplies,etc.
PET: Petition circulating.Includespaymentsforprintingpetitionsandpaymentstosignaturegatheringfirmsforballotmeasurequalificationdrives.
PHO: Phone banks.Costsofphonebanks.POL: Polling and survey research.Costsofdesigningandconductingpolls,reportsonelectiontrends,votersurveys,etc.
POS: Postage, delivery and messenger services. IncludesU.S.PostalService,FederalExpress,UnitedParcelService,andotherdeliveryandcourierservices.
PRO: Professional services.Includeslegal,accounting,andbookkeepingservices.
PRT: Print space and production costs.Includesadvertisingspaceinnewspapers,magazinesandotherpublications,andbillboardads.
RAD: Radio airtime and production costs.RFD: Returned contributions.SAL: Campaign workers salaries.Includesstateandfederalpayrolltaxes.
TEL: Television or cable airtime and video production costs.TRC: Candidate travel.Paymentsorreimbursementsfortravel,lodging,andmealsofacandidate.
TRS: Staff/spouse travel.Paymentsorreimbursementsfortravel,lodging,andmealsofacandidate’srepresentative(staff),ormemberofthecandidate’shousehold.
TSF: Transfers.Onlyusethiscodetoreportthetransferoffundstoanotherauthorizedcommitteeofthesamecandidateorsponsoringorganization.ReportfundsthiscommitteegivestoothercommitteesonScheduleE,ascontributions(“CTB”)tothosecommittees,notastransfers.
VOT: Voter registration costs.WEB: Information technology costs.Includespaymentsforwebsitedesign,e-mail,internetaccess,productionofwebsiteande-mailadvertising.
*Payments that are contributions or independent expenditures to support or oppose other candidates, measures, and committees must also be summarized on Schedule D.
Statement covers period
from
through
I.D.NUMBER
SCHEDULEF
Schedule F Summary1.Totalaccruedexpensesincurredthisperiod.(IncludeallScheduleF,Column(b)subtotalsfor accruedexpensesof$100ormore,plustotalunitemizedaccruedexpensesunder$100.)..............................................INCURRED TOTALS $2.Totalaccruedexpensespaidthisperiod.(IncludeallScheduleF,Column(c)subtotalsforpaymentson accruedexpensesof$100ormore,plustotalunitemizedpaymentsonaccruedexpensesunder$100.)...................................PAID TOTALS $3.Netchangethisperiod.(SubtractLine2fromLine1.Enterthedifferencehereand ontheSummaryPage,ColumnA,Line9.) ................................................................................................................................................................................... NET $
Amounts may be roundedto whole dollars.
Page of
Schedule FAccrued Expenses (Unpaid Bills)
SEEINSTRUCTIONSONREVERSENAMEOFFILER
NAMEANDADDRESSOFCREDITOR(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
Maybeanegativenumber
$
CODEORDESCRIPTIONOFPAYMENT
(a)OUTSTANDING
BALANCEBEGINNINGOFTHISPERIOD
(b)AMOUNTINCURRED
THISPERIOD
(c)AMOUNTPAIDTHISPERIOD
(ALSOREPORTONE)
(d)OUTSTANDING
BALANCEATCLOSEOFTHISPERIOD
SUBTOTALS $ $$
CALIFORNIAFORM 460
CODES: Ifoneof the followingcodesaccuratelydescribes thepayment,youmayenter thecode.Otherwise,describe thepayment.
*PaymentsthatarecontributionsorindependentexpendituresmustalsobesummarizedonScheduleD.
RAD radioairtimeandproductioncostsRFD returnedcontributionsSAL campaignworkers’salariesTEL t.v.orcableairtimeandproductioncostsTRC candidatetravel,lodging,andmealsTRS staff/spousetravel,lodging,andmealsTSF transferbetweencommitteesofthesamecandidate/sponsorVOT voterregistrationWEB informationtechnologycosts(internet,e-mail)
MBR membercommunicationsMTG meetingsandappearancesOFC officeexpensesPET petitioncirculatingPHO phonebanksPOL pollingandsurveyresearchPOS postage,deliveryandmessengerservicesPRO professionalservices(legal,accounting)PRT printads
CMP campaignparaphernalia/misc.CNS campaignconsultantsCTB contribution(explainnonmonetary)*CVC civicdonationsFIL candidatefiling/ballotfeesFND fundraisingeventsIND independentexpendituresupporting/opposingothers(explain)*LEG legaldefenseLIT campaignliteratureandmailings
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
CALIFORNIAFORM 460Instructions for
Schedule FAccrued Expenses (Unpaid Bills)
ReportunpaidbillsforgoodsorservicesonScheduleF.
Iftheamountowedtoasinglevendoris$100ormoreattheendofthereportingperiod,youmustdisclosethenameandstreetaddress,city,state,andzipcodeofthepayeeorcreditorandtheamountincurredduringtheperiodthatisoutstandingattheendoftheperiod(Column(b)).Continuereportingtheaccruedexpenseoneachsubsequentcampaignstatementuntilitispaid.
YouarenotrequiredtoreportonScheduleFregularadministrativeoverheadexpenses,suchasrent,utilities,phones,oremployeesalariesifyouhavenotreceivedabillinthenormalcourseofbusinessoriftheduedateforthepaymentisaftertheclosingdateofthestatement.
Ifyoudonotknowtheexactamountofadebtorobligation,provideanestimate.Oncetheexactamountisknown,amendtheestimatedamountornotethecorrectamountonthenextcampaignstatement.
Unpaidbillsoflessthan$100attheendofthereportingperiodareaddedtogetherandincludedinthetotalreportedonLine1oftheScheduleFSummary.
Whenaccruedexpensesarepaid,thepaymentsarereportedonScheduleE.AlsoreportthepaymentonScheduleF,Column(c).
Code or Description of Payment:IfoneoftheexpenditurecodeslistedonScheduleFfullydescribesthepayment,enterthecode.Afulldescriptionofeachcodeisprovidedonthe
backoftheScheduleEContinuationSheet.Ifnoneofthecodesfullyexplainstheexpenditure,enterabriefdescriptionofthegoodsorservicesinstead.
TherearespecialinstructionsonthebackoftheScheduleEContinuationSheetforcodinganddescribingnonmonetarycontributionsandindependentexpenditurestosupport/opposeothercandidates,committees,andballotmeasures.
AccruedexpensesthatarenonmonetarycontributionsandindependentexpendituresmustalsobesummarizedonScheduleDwhenincurred.
Credit Card Payments:Disclosethename,address,andamountowedorpaidtothecreditcardcompanyduringtheperiod.Alsodisclosethename,address,amountpaid,andcodeordescriptionofpaymentforeachvendorpaid$100ormore.YoumaydisclosethevendorpaymentsonScheduleForScheduleG.
Payments by Agents and Independent Contractors:Whenanagentorindependentcontractor(e.g.,campaignworker,advertisingagency,campaignmanagementfirm)makespaymentsonyourbehalf(“subvendorpayments”),disclosethename,address,amountpaid,andcodeordescriptionofpaymentforeachvendorpaid$500ormore.DiscloseamountsowedtotheagentorindependentcontractoronScheduleF.YoumaydisclosethesubvendorpaymentsonScheduleForScheduleG.
Note:ItisnotnecessarytoreitemizecreditcardvendorsoragentsubvendorsonScheduleForGwhenpaymentsaremadeonaccruedexpenses,orifanaccruedexpenseisitemizedonmorethanonestatement.
Forgiveness or Third Party Payment of an Accrued Expense:Ifacreditorforgivesorreducesanoutstandingdebt,orathirdpartypaysadebtforyou,reportthetransactionasfollows:
• Inthe“DescriptionofPayment”column,statethatthedebtwasforgiven,reduced,orpaidbyathirdparty.
• Reporttheamountforgiven,reduced,orpaidbyathirdpartyasanegativefigureinthe“AmountIncurredThisPeriod”column(Column(b)).
• ReportanonmonetarycontributionfromthecreditororthirdpartyonScheduleC.
Donotreporttheforgiveness,reduction,orthirdpartypaymentonScheduleE.
RefertotheFPPCCampaignDisclosureManualforyourtypeofcommitteeforimportantinformationaboutrecordkeeping,cashexpenditures,permissibleusesofcampaignfunds,andmore.
Statement covers period
from
through
I.D.NUMBER
SCHEDULEF(CONT.)Amounts may be roundedto whole dollars.
Page of
Schedule F(Continuation Sheet)Accrued Expenses (Unpaid Bills)
NAMEOFFILER
NAMEANDADDRESSOFCREDITOR(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
$
CODEORDESCRIPTIONOFPAYMENT
(a)OUTSTANDING
BALANCEBEGINNINGOFTHISPERIOD
(b)AMOUNTINCURRED
THISPERIOD
(c)AMOUNTPAIDTHISPERIOD
(ALSOREPORTONE)
(d)OUTSTANDING
BALANCEATCLOSEOFTHISPERIOD
SUBTOTALS $ $$
CALIFORNIAFORM 460
CODES: Ifoneof the followingcodesaccuratelydescribes thepayment,youmayenter thecode.Otherwise,describe thepayment.
*Payments that are contributions or independent expenditures must also be summarized on Schedule D.
RAD radioairtimeandproductioncostsRFD returnedcontributionsSAL campaignworkers’salariesTEL t.v.orcableairtimeandproductioncostsTRC candidatetravel,lodging,andmealsTRS staff/spousetravel,lodging,andmealsTSF transferbetweencommitteesofthesamecandidate/sponsorVOT voterregistrationWEB informationtechnologycosts(internet,e-mail)
MBR membercommunicationsMTG meetingsandappearancesOFC officeexpensesPET petitioncirculatingPHO phonebanksPOL pollingandsurveyresearchPOS postage,deliveryandmessengerservicesPRO professionalservices(legal,accounting)PRT printads
CMP campaignparaphernalia/misc.CNS campaignconsultantsCTB contribution(explainnonmonetary)*CVC civicdonationsFIL candidatefiling/ballotfeesFND fundraisingeventsIND independentexpendituresupporting/opposingothers(explain)*LEG legaldefenseLIT campaignliteratureandmailings
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
CODE OR DESCRIPTIONOFPAYMENT AMOUNTPAID
Schedule GPayments Made by an Agent or IndependentContractor (on Behalf of This Committee)
Page of
Amounts may be roundedto whole dollars.
SCHEDULEG
I.D.NUMBERSEEINSTRUCTIONSONREVERSENAMEOFFILER
NAMEOFAGENTORINDEPENDENTCONTRACTOR
Statement covers period
from
through
Attach additional information on appropriately labeled continuation sheets. TOTAL* $
* Do not transfer to any other schedule or to the Summary Page. This total may not equal the amount paid to the agent or independent contractor as reported on Schedule E.
NAMEANDADDRESSOFPAYEEORCREDITOR(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
CALIFORNIAFORM 460
CODES: Ifoneof the followingcodesaccuratelydescribes thepayment,youmayenter thecode.Otherwise,describe thepayment.
*PaymentsthatarecontributionsorindependentexpendituresmustalsobesummarizedonScheduleD.
RAD radioairtimeandproductioncostsRFD returnedcontributionsSAL campaignworkers’salariesTEL t.v.orcableairtimeandproductioncostsTRC candidatetravel,lodging,andmealsTRS staff/spousetravel,lodging,andmealsTSF transferbetweencommitteesofthesamecandidate/sponsorVOT voterregistrationWEB informationtechnologycosts(internet,e-mail)
MBR membercommunicationsMTG meetingsandappearancesOFC officeexpensesPET petitioncirculatingPHO phonebanksPOL pollingandsurveyresearchPOS postage,deliveryandmessengerservicesPRO professionalservices(legal,accounting)PRT printads
CMP campaignparaphernalia/misc.CNS campaignconsultantsCTB contribution(explainnonmonetary)*CVC civicdonationsFIL candidatefiling/ballotfeesFND fundraisingeventsIND independentexpendituresupporting/opposingothers(explain)*LEG legaldefenseLIT campaignliteratureandmailings
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
Reportpaymentsmadeonyourbehalfduringthereportingperiodbyanagentorindependentcontractor(suchasacampaignmanagementfirmoranadvertisingagency)onScheduleG.
ScheduleGmaybecompletedbytheagentorindependentcontractorandprovidedtoyouorScheduleGmaybecompletedbyyoufrominformationprovidedbytheagentorindependentcontractor.
Reportexpendituresof$500ormore(otherthanexpendituresfortheagent’sorindependentcontractor’soverheadandnormaloperatingexpenses)madeonyourbehalfduringthereportingperiod.
OnceasubvendorpaymenthasbeenitemizedonScheduleE,F,orG,itdoesnotneedtobeitemizedagain.Forexample,ifasubvendorpaymentisreportedonScheduleForGaspartofanaccruedexpense,thesubvendorinformationdoesnotneedtobereportedagainonsubsequentreports.
Code or Description of Payment:IfoneoftheexpenditurecodeslistedonScheduleGfullydescribesthepayment,enterthecode.AfulldescriptionofeachcodeisprovidedonthebackoftheScheduleEContinuationSheet.Ifnoneofthecodesfullyexplainstheexpenditure,enterabriefdescriptionofthepaymentinstead.
Instructions forSchedule GPayments Made by an Agent or Independent Contractor
Important: Officeholders and candidatesmayreimburseanagentorindependentcontractorforexpendituresmadeontheirbehalfonlyifallofthefollowingcriteriaaremet:
• Thereisawrittencontractbetweentheofficeholderorcandidateandtheagentorindependentcontractorthatprovidesforthereimbursement;
• Thetreasurerisprovidedwithadatedreceiptandwrittendescriptionofeachexpenditurepriortoreimbursement;and
• Reimbursementispaidwithin45calendardaysaftertheagentorindependentcontractormakestheexpenditures.
Generally,ifreimbursementisnotpaidwithin45calendardays,reporttheexpenditureasanonmonetarycontributiononScheduleC.
RefertotheFPPCCampaignDisclosureManualforyourtypeofcommitteeforadditionalinstructions.
CALIFORNIAFORM 460
Schedule HLoans Made to Others*
SCHEDULEHAmounts may be rounded
to whole dollars.
Schedule H Summary1.Loansmadethisperiod....................................................................................................................................................$ (TotalColumn(b)plusunitemizedloansoflessthan$100.)
2.Paymentsreceivedonloans............................................................................................................................................$ (TotalColumn(c)plusunitemizedpaymentsoflessthan$100.)
3.Netchangethisperiod.(SubtractLine2fromLine1.)............................................................................................NET $ (EnterthenethereandontheSummaryPage,ColumnA,Line7.)
*LoansthatarecontributionstoanothercandidateorcommitteemustalsobesummarizedonScheduleD.LoansforgivenmustalsobereportedonScheduleE.
IFANINDIVIDUAL,ENTEROCCUPATIONANDEMPLOYER
(IFSELF-EMPLOYED,ENTERNAMEOFBUSINESS)
Statement covers period
from
throughI.D.NUMBER
Page of
FULLNAME,STREETADDRESSANDZIPCODEOFRECIPIENT
(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
SEEINSTRUCTIONSONREVERSENAMEOFFILER
CALIFORNIAFORM 460
(Maybeanegativenumber)
SUBTOTALS $ $ $
INTERESTRECEIVED
CUMULATIVELOANSTODATE
ORIGINALAMOUNTOF
LOAN
OUTSTANDINGBALANCE
BEGINNINGTHISPERIOD
AMOUNTLOANEDTHIS
PERIOD
REPAYMENTORFORGIVENESSTHISPERIOD
OUTSTANDINGBALANCEAT
CLOSEOFTHISPERIOD
(b) (c) (e)
$
DATEINCURRED
(Enter(e)onScheduleI,Line3)
CALENDARYEAR
$
PERELECTION
$
%RATE
$
(a) (d)
$ $
(f) (g)
PAID
$
FORGIVEN
$
$
DATEDUE
$
$
DATEINCURRED
CALENDARYEAR
$
PERELECTION
$
%RATE
$ $ $
PAID
$
FORGIVEN
$
$
DATEDUE
*
**
**
**IfRequired
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
CALIFORNIAFORM 460Instructions for
Schedule HLoans Made to Others
AllloansmadeoroutstandingarereportedonScheduleH.
Generally,campaignfundsmaybeusedtomakeloanstoothercandidates,officeholders,orcommittees(unlessotherwiseprohibited)andtobonafidecharitable,educational,civic,religious,orsimilartax-exemptnonprofitorganizations.Therearerestrictionsonloanstoanyotherperson,includingacandidatewhocontrolsthecommittee,ortoanonprofitorganizationthatisaffiliatedwithacandidate,thetreasurer,orothercommitteeofficials.
Foreachloanof$100ormorethatwasmadeorwasoutstandingduringthereportingperiod,disclosetherecipient’snameandaddressand,ifanindividual,his/heroccupationandemployeror,ifselfemployed,thenameofthebusiness.
Column(a)–Entertheoutstandingloanbalanceatthebeginningofthisperiod(column(d)oflastreport.)Iftheloanwasmadethisperiod,thiscolumnwillbeblank.
Column(b)–Entertheamountloanedtotherecipientduringthisreportingperiod.Ifthisloanwasmadeinapreviousreportingperiod,leaveblank.
Column(c)–Entertheamountofanyreductionoftheloanduringthisreportingperiod.Checkwhethertheloanwaspaidorforgiven.Ifthecommitteeforgivesaloan,alsoreportthetransactiononScheduleE.
Column(d)–Entertheoutstandingbalanceoftheloan(s)atthecloseofthisreportingperiod.Entertheduedate,ifany.
Column(e)–Entertheinterestrateandamountofinterestreceivedontheloan(s)duringthisreportingperiod.Interestreceivedisreportedseparatelyfrompaymentsreceivedontheloanprincipal.InterestpaymentsarealsotransferredtotheScheduleISummary.
Column(f)–Entertheoriginalamountoftheloananddatemade.Ifthisisthefirsttimeyouarereportingtheloan,thiswillbethesameamountreportedinColumn(b).
Column(g)–Foreachloanmadeduringthisreportingperiodthatisacontribution,*enterthecumulativeamountofcontributions(loans,monetaryandnonmonetarycontributions)madetotherecipientduringthecalendaryearcoveredbythestatement.Iftherecipientisacandidatesubjecttostatecontributionlimits,ortheinformationisrequiredbylocalordinance,alsoenterthetotalamountcontributedtothecandidateinconnectionwitheachlimitationcycleandidentifytheelectionyear.(Forcontributionstostatecandidates,seetheScheduleDinstructions.)
Schedule H Summary:TheScheduleHSummaryreflectsthe“netchange”inthecommittee’sloanactivity.Thatis,repaymentsreceivedaresubtractedfromnewloansmade.Whentherepaymentnumberislargerthantheamountofthenewloansmade,Line3willbeanegativefigure.Forexample,if$200isreceivedbythecommitteeduringtheperiodandonly$100ismadeinnewloans,reportthenetchangeonLine3as“-$100”or“($100).”BesuretocarrythisfiguretotheSummaryPageasanegativefiguretobesubtractedfromSummaryPagetotals.
RefertotheFPPCCampaignDisclosureManualforyourtypeofcommitteeforimportantinformationaboutrecordkeeping,prohibitionsoncashcontributions,loanrestrictions,andmore.
*LoansthatarecontributionstocandidatesorothercommitteesmustalsobereportedonScheduleD.
Schedule IMiscellaneous Increases to Cash
Amounts may be roundedto whole dollars.
Page of
I.D.NUMBERSEEINSTRUCTIONSONREVERSENAMEOFFILER
AMOUNTOFINCREASETOCASHDESCRIPTIONOFRECEIPT
DATERECEIVED
Schedule I Summary1.Itemizedincreasestocashthisperiod............................................................................................................................$
2.Unitemizedincreasestocashofunder$100thisperiod.................................................................................................$
3.Totalofallinterestreceivedthisperiodonloansmadetoothers.(ScheduleH,Column(e).).......................................$
4.Totalmiscellaneousincreasestocashthisperiod.(AddLines1,2,and3.Enterhereandonthe SummaryPage,Line14.)............................................................................................................................. TOTAL $
Attach additional information on appropriately labeled continuation sheets. SUBTOTAL $
SCHEDULEIStatement covers period
from
through
FULLNAMEANDADDRESSOFSOURCE(IFCOMMITTEE,ALSOENTERI.D.NUMBER)
CALIFORNIAFORM 460
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
FPPC Form 460 (Jan/2016)FPPC Advice: [email protected] (866/275-3772)
www.fppc.ca.gov
CALIFORNIAFORM 460
Reportanytransactionthatincreasesthecashpositionoftheofficeholder,candidate,orcommittee,butisnotamonetarycontribution,loan,orloanrepayment,onScheduleI.
Itemizethesourcesof$100ormorereceivedduringthereportingperiod.
Examplesinclude:
• Interestreceivedorcreditedtocheckingorsavingsaccountsorothertimedeposits.
• Proceedsfromthesaleofproperty,suchaspaintings,furniture,orotheritemssoldatgaragesalesorauctions,etc.,whentheamountreceivedisthe“fairmarketvalue”oftheitem.AmountsreceivedoverthefairmarketvaluearereportedonScheduleA.(ReportdonateditemsasnonmonetarycontributionsonScheduleC.)
• Proceedsfromthesaleofcampaignproperty,suchasofficefurnitureorequipment.
• Refundsreceivedondeposits,suchastelephonedeposits.
• Refundsreceivedfromoverpaymentofbills.
Instructions forSchedule IMiscellaneous Increases to Cash
• Transfersreceivedfromanotherauthorizedcommitteeofthesamecandidate.(CandidatesforelectivestateofficeshouldrefertoFPPCCampaignDisclosureManual1forinformationaboutreportingtransferredfundsthatmustbeattributedtospecificcontributorsofthecommitteemakingthetransfer.)
ReportonLine3oftheScheduleISummarythelumpsumofinterestpaymentsreceivedonloansmadetoothers.Donotitemize.ThisamountistransferredfromScheduleH,Column(g).