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Relational Algebra

2421B: Database Systems - Relational Algebra
Relational Query Languages
Query languages: allow manipulation and retrieval of data from a database
Relational model supports simple, powerful QLs: Strong formal foundation Allows for much optimization
Query languages are NOT programming languages QLs not expected to be “turing complete” QLs not intended to be used for complex calculations QLs support easy, efficient and sophisticated access to large
data sets

3421B: Database Systems - Relational Algebra
Formal Relational Query Languages
Mathematical query languages form the basis for “real” languages (e.g. SQL) and for implementation: Relational Algebra:
Operational - a query is a sequence of operations on data Very useful for representing execution plans, i.e., to describe
how a SQL query is executed internally Relational Calculus:
descriptive - a query describes how the data to be retrieved looks like
Understanding Relational Algebra is key to understanding SQL.

4421B: Database Systems - Relational Algebra
Preliminaries A query is applied to a relation instance,
and the result of a query is also a relation instance (i.e., input = relation instances, output = relation instance) Schemas of input relations for a query are fixed
(but query will run regardless of instance) The schema for the result of a given query is
also fixed! Determined by the definition of query language constructs

5421B: Database Systems - Relational Algebra
Example Instances We assume that names of fields in query results are
‘inherited’ from names of fields in query input relations
sid sname
rating age
28 yuppy 9
35
31 debby 8
55
22 conny 5
35
58 lilly 10
35
sid bid day
22 101 10/24/07
58 103 09/30/07
58 101 09/01/07
58 104 10/23/07
Reserves R
Sailors S1
bid bname color101 Interlake blue
103 Snapper
red
104 Bingo green
Boat B
sid sname
rating age44 robby 7
4531 debby 8 5558 lilly 10 35
S2

6421B: Database Systems - Relational Algebra
Relational Algebra Basic Operations
Selection : Selects a subset of rows from a relation Projection ∏: projects to a subset of columns from a
relation Cross Product : Combines two relations Set Difference : Tuples that are in the first but not the
second relation Union : tuples in any of the relations to be unified
Additional operations Intersection (), join ( ), division, renaming Not essential but very useful
Relational algebra is closed: since each operation has input relation(s), and returns a relation, operations can be composed

7421B: Database Systems - Relational Algebra
Projection Projection:
Notation: ∏L(Rin) Returns a subset of the columns of the input relation Rin, i.e, it
ignores the attributes that are not in the projection list L Schema of result relation contains exactly the attributes of the
projection list, with the same attribute names as in Rin Projection operator has to eliminate duplicates! Note: real systems typically do NOT eliminate duplicates unless the
user explicitly asks for it; eliminating duplicates is a very costly operation!
sid sname
rating age
28 yuppy 9
35
31 debby 8
55
22 conny 5
35
58 lilly 10
35
S2sname
rating
yuppy 9debby 8conny 5lilly 10
∏ (S2)
age
3555
sname,rating ∏ (S2)age

8421B: Database Systems - Relational Algebra
Selection and Operator Composition
Selection: C(Rin) Returns the subset of the rows of the
input relation Rin that fulfill the condition C
Condition C involves the attributes of Rin Schema of result relation identical to
schema of Rin No duplicates (obviously)
Operation Composition: result relation of one operation can be input for another relational algebra operation
sid sname
rating age
28 yuppy 9
35
31 debby 8
55
22 conny 5
35
58 lilly 10
35
S2
(S2)rating > 8
sid sname
rating age
28 yuppy 9 3558 lilly 10 35
sname
rating
yuppy 9 lilly 10
∏ ( (S2))rating > 8sname,rating

9421B: Database Systems - Relational Algebra
Union, Intersection,Set-Difference
Notation: Rin1 Rin2 (Union),
Rin1 Rin2 (Intersection),
Rin1 - Rin2 (Difference),
Usual operations on sets Rin1 and Rin2 must be union-compatible, i.e., they
must have the same number of attributes and corresponding attributes must have the same type (note that attribute names need not be the same)
The result schema is the same as the schema of the input relations (with possible renamed attributes)

10421B: Database Systems - Relational Algebra
Union, Intersection,Set-Difference: Examples
sid sname
rating age
28 yuppy 9
35
31 debby 8
55
22 conny 5
35
58 lilly 10
35
S2
sid sname
rating age44 robby 7
4531 debby 8 5558 lilly 10 35
S1sid snam
erating age44 robby 7
4531 debby 8 55 58 lilly 10 35 28 yuppy 9 3522 conny 5 35
S1 S2
sid sname
rating age
31 debby 8 5558 lilly 10 35
S1 S2
sid sname
rating age
44 robby 7 45
S1 - S2

11421B: Database Systems - Relational Algebra
Cross-Product Cross-Product: Rin1 X Rin2 Each row of Rin1 is paired
with each row of Rin2 Result schema has one
attribute per attribute of Rin1 and one attribute
per attribute Rin2 with field names inherited if possible Conflict if both relations
have an attribute with the same name: e.g., attribute names of result relation concatenate input relation name with input attribute name
sid sname
rating age44 robby 7
4531 debby 8 5558 lilly 10 35
S2
S1.sid
sname
rating age
44 robby 7
45
44 robby 7
45
31 debby 8
55
31 debby 8
55 58 lilly 10
35
58 lilly 10
35
S1 X R1R1.sid bid day22 101 07/24/00 58 103 07/30/0022 101 07/24/00 58 103 07/30/0022 101 07/24/00 58 103 07/30/00
sid bid day
22 101 10/24/07
58 103 09/30/07
58 101 09/01/07
58 104 10/23/07

12421B: Database Systems - Relational Algebra
S2 R
Joins Condition Join (Theta-Join): Rout = Rin1 C Rin2 = C(Rin1 X Rin2) Result schema the same as for cross-product Fewer tuples than cross-product
sid sname
rating age44 robby 7
4531 debby 8 5558 lilly 10 35
S2
S2.sid
sname
rating age44 robby 7
4531 debby 8 55
R.sid bid day
22 101 10/24/0722 101 10/24/07
S2.sid > R.sid
sid bid day
22 101 10/24/07
58 103 09/30/07
58 101 09/01/07
58 104 10/23/07
58 lilly 10 35 22 101 10/24/07

13421B: Database Systems - Relational Algebra
S2 S2’
Self-Joins
sid sname
rating age44 robby 7
4531 debby 8 5558 lilly 10 35
S2
S2.sid
S2.sname
S2.rating
S2.age
44 robby 7 45 58 lilly 10 3531 debby 8 55 58 lilly 10 35
S2’.sid
S2’.sname
S2’.rating
S2.age > S2’.sid
give S2 a second name S2’
S2’.age

14421B: Database Systems - Relational Algebra
Equi-Join Equi-Join: Rout = Rin1 Rin1.a1 = Rin2.b1, … Rin1.an = Rin2.bn Rin2 = A special case of condition join where the condition C contains only equalities. Result schema similar to cross-product, but only one copy of attributes for which
equality is specified Natural Join: Equijoin on all common attributes, i.e., on all attributes with the
same name
sid sname
rating age44 robby 7
4531 debby 8 5558 lilly 10 35
S2 sid bid day
22 101 10/24/07
58 103 09/30/07
58 101 09/01/07
58 104 10/23/07
S2 RS2.sid
sname
rating age
58 lilly 10 3558 lilly 10
35
bid day
103 09/30/07 101 09/01/07 104 10/23/07
S2.sid = R.sid
58 lilly 10 35

15421B: Database Systems - Relational Algebra
Division Not supported as a primitive
operation, but useful for expressing queries like Find sailors who have reserved all boats
Let A have 2 fields, x and y; B have only field y: A/B = {<x> | <y> B <x,y> A} I.e., A/B contains all x tuples (sailors) such
that for every y tuple (boat) in B, there is an xy tuple in A
Or: if the set of y values (boats) associated with an x value (sailor) in A contains all y values in B, the x value is in A/B
In general, x and y can be any lists of fields; y is the list of fields in B, x y is the list of fields of A.
sid bid22 101
58 103
58
10158
104
Reserves R1
bid101
103
104
BoatB1

16421B: Database Systems - Relational Algebra
Examples of Division A/b
x y
x1 y1
x1 y2
x1 y3
x1 y4
x2 y1
x2 y2
x3 y2
x4 y2
x4 y4
y
y2
y
y2y4
y
y1
y2
y4
A
B1B2
B3x
x1
x2
x3
x4
A/B1
x
x1x4
A/B2
x
x1
A/B3

17421B: Database Systems - Relational Algebra
Expressing A/B using Basic Operators
Division is not an essential operation; just a useful shorthand (Also true of joins, but joins are so common that
systems implement joins specially) Idea: For A/B, compute all x values that are
not ‘disqualified’ by some y value in B. x value is disqualified if by attaching y value
from B, we obtain an xy tuple that is not in A Disqualified x values: ∏X((∏X (A) x B)-A)
A/B: ∏X (A) - all disqualified tuples

18421B: Database Systems - Relational Algebra
Renaming
Renaming : (Rout(B1,…Bn), Rin(A1, …An))
Produces a relation identical to Rin but named Rout and with
attributes A1, … An of Rin renamed to B1, … Bn
(Temp, S1), (Temp1(sid1,rating1), S1(sid,rating))

19421B: Database Systems - Relational Algebra
Examples (discussed in class)
Relations Sailors(sid,sname,rating,age) Reserves(sid,bid,day) Boats(bid,bname,color)
Queries Find names of sailors who have reserved boat #103 (three
solutions) Find names of sailors who have reserved a red boat (2
solutions) Find names of sailors who have reserved a red or a green
boat (2 solutions) Find names of sailors who have reserved a red and a
green boat (1 solution) Find names of sailors who have reserved all boats
(solution with division)

20421B: Database Systems - Relational Algebra
Summary
The relational model has rigorously defined query languages that are simple and powerful
Relational algebra is operational; useful as internal representation for query evaluation plans
Projection, selection, cross-product, difference and union are the minimal set of operators with which all operations of the relational algebra can be expressed
Several ways of expressing a given query; a query optimizer should choose the most efficient version.
Relational Completeness of a query language: A query language (e.g., SQL) can express every query that is expressible in relational algebra

21421B: Database Systems - Relational Algebra
Relational Calculus Relational Calculus is non-operational but descriptive:
Users define queries in terms of what they want, not in terms of how to compute it. (Declarativeness).
Comes in two flavors: Tuple relational calculus (TRC) and Domain relational calculus (DRC)
Both TRC and DRC are simple subsets of first-order logic
Calculus has variables, constants, comparison operations, logical connectives and quantifiers. TRC: variables range over tuples DRC: variables range over domain elements (= field values)
Find the names of all sailors with a rating > 7 TRC:{T | S Sailors(S.rating > 7 S.name = T.name)} DRC:{<N> | S,R,A(<S,N,R,A> Sailors R7}

22421B: Database Systems - Relational Algebra
Domain Relational Calculus
Query has the form:{<x1,x2,…,xn>} | p(<x1,x2,…xn>)}
The Answer includes all tuples <x1,x2,…,xn> that make the formula p(<x1,x2,…xn>} be true. (‘|’ should be read as “such that”).
Formulas are recursively defined, starting with simple atomic formulas (getting tuples from relations or making comparisons of values), and building bigger and better formulas using the logical connectives.

23421B: Database Systems - Relational Algebra
DRC Formulas
Variables X,Y, x1,… range over domain elements (= field values)
Atomic formula: Let op be one of ,,,,, <x1,x2,…xn> Relation-name, or X op Y, or X op constant
Formula An atomic formula, or p, pq, pq, where p and q are formulas, or X(p(X)), where variable X is free in p(X), or X(p(X)), where variable X is free in p(X) The use of quantifiers X and X is said to bind X. A
variable that is not bound is free.

24421B: Database Systems - Relational Algebra
Free and Bound Variables
The use of quantifiers X and X is said to bind X. A variable that is not bound is free.
Let us revisit the definition of a query:{<x1,x2,…,xn>} | p(<x1,x2,…xn>)}
There is an important restriction: the variables x1,…,xn that appear to the left of ‘|’ must be the only free variables in the formula p(…).

25421B: Database Systems - Relational Algebra
Example
Find all sailors with a rating above 7:{<I,N,T,A> | <I,N,T,A> Sailors T7}
The condition <I,N,T,A>Sailors ensures that the domain variables I,N,T, and A are bound to fields of the same Sailors tuple.
The condition T7 ensures that all tuples in the answers have a rating above 7
The term <I,N,T,A> to the left of ‘|’ says that every tuple of the Sailors relation with a rating above 7 is in the answer

26421B: Database Systems - Relational Algebra
Further Examples (discussed in class)
Relations Sailors(sid,sname,rating,age) Reserves(sid,bid,day) Boats(bid,bname,color)
Queries Find sailors who are older than 18 or have a rating under
9, and are called ‘debby’’ Find sailors with a rating above 7 that have reserved boat
#103 (use of ) Find sailors rated > 7 who have reserved a red boat (use
of ) Find sailors who have reserved all boats (use of )
Transfer to “find all sailors I such that for each 3-tuple (B,BN,C> either it is not a tuple in Boats or there is a tuple in Reserves showing that sailor I has reserved the boat.

27421B: Database Systems - Relational Algebra
Unsafe Queries and Expressive Power
Unsafe queries: It is possible to write syntactically correct calculus queries that have an infinite number of answers! Such queries are called unsafe. E.g., {<I,N,T,A> | (<I,N,T,A> Sailors)}
Expressive Power: It is known that every query that can be expressed in relational algebra can be expressed as a safe query in DRC/TRC; the converse is also true.
Relational Completeness of a query language: A query language (e.g., SQL) can express every query that is expressible in relational algebra/calculus

28421B: Database Systems - Relational Algebra
Some rules and definitions
Equivalence: Let R, S, T be relations; C, C1, C2 conditions; L projection lists of the relations R and S Commutativity:
∏L(C(R)) = C(∏L(R)) if C only considers attributes of L R1 R2 = R2 R1
Associativity: R1 (R2 R3) = (R1 R2) R3
Idempotence: ∏L2 (∏L1(R)) = ∏L2 (R) if L2 L1 C2(C1(R)) = C1C2(R))