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Remembering Our Roots: The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP President Emeritus and Senior Fellow Institute for Healthcare Improvement 4 th Annual Middle East Forum on Quality and Safety in Healthcare Doha, Qatar 14 May 2016

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Page 1: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Remembering Our Roots: The Intellectual Foundations of Modern Improvement

Donald M. Berwick, MD, MPP

President Emeritus and Senior Fellow

Institute for Healthcare Improvement

4th Annual Middle East Forum on

Quality and Safety in Healthcare

Doha, Qatar

14 May 2016

Page 2: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

The Red Bead Game

Page 3: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Henry Ford (1863-1947) – and Mass Production

Page 4: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Frederick Winslow Taylor (1856-1915)

Page 5: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Inspectors

“As the Bell System

grew in size, …(it) piled

on more inspectors to

oversee field installation

of the complicated new

switches, but often wound up

with more inspectors on the

job than installers.”

John Butman: Juran – A Lifetime of Influence

Page 6: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Walter A. Shewhart (1891-1967)

1931 1939

Page 7: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Statistical Process Control Chart: “Shewhart Chart”

Page 8: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Common Cause Variation

Statistical Process Control Chart: “Shewhart Chart”

Page 9: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Special Cause Variation

Statistical Process Control Chart: “Shewhart Chart”

Page 10: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

“Tampering”

• Reacting to Common Cause Variation As If It

Were Special

– Overreacting to random fluctuations

• Reacting to Special Cause Variation As If It

Were Common

– Changing the whole system in reaction to a non-

representative event

Page 11: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Appreciation

of a System

Understanding

Variation

Theory of

Knowledge Psychology

Deming’s “System of Profound Knowledge”

Page 12: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Knowledge for Traditional Improvement

Subject Matter and

Disciplinary Knowledge

Traditional Improvement

Page 13: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Knowledge for Continual Improvement

Knowledge

for Improvement Systems

Variation

Psychology

PDSA +

Subject Matter and

Disciplinary Knowledge

Continual Improvement

Page 14: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Deming’s “Profound Knowledge”

• Understanding Variation

• Appreciation of a System

• Knowledge of Psychology

• Theory of Knowledge

Page 15: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

The Elements of Profound Knowledge

1. Understanding Variation

Page 16: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

1. Understanding Variation

2. Appreciation of a System

The Elements of Profound Knowledge

Page 17: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Appreciation of a System

Page 18: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Peter Senge: “The Fifth Discipline”

Page 19: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Appreciation of a System

Page 20: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Outcome Primary Drivers Secondary Drivers

Page 21: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Peter Senge: “The Fifth Discipline”

Page 22: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

The Elements of Profound Knowledge

1. Understanding Variation

2. Appreciation of a System

3. A Theory of Knowledge

Page 23: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

What are we trying to

accomplish?

How will we know that a

change is an improvement?

What change can we make that

will result in improvement?

The Model for Improvement

Act Plan

Study Do

When you

combine the

three

questions

with

the…PDSA

cycle, you

get…

…the Model for

Improvement.

A Model for Learning and

Change

Source: The Improvement Guide p. 10

Page 24: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

AP D

S

A

P

D

S

AP

D S

A

P

D

S

APD

S

A

P

D

S

A P

DS

Repeated Use of the PDSA Cycle for Testing

Hunches

Theories

Ideas

Changes that

result in

improvement

Very Small Scale Test

Follow-up Tests

Wide-Scale Tests of Change

Implementation of Change

What are we trying to accomplish?

How will we know that a change is an improvement?

What change can we make that will result in improvement?

Model for Improvement

Sequential building of knowledge

under a wide range of conditions

Spreading

Sustaining the gains

Page 25: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Running Passing Conditioning Shooting

System Design: Football

Page 26: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Self Care

Support

Delivery

System

Design

Decision

Support

Clinical

Information

Systems

System Design: Chronic Illness Care

Page 27: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

The Value of “Failed” Tests

“I did not fail one thousand times; I found one thousand ways how not to make a light bulb.”

Thomas Edison

Page 28: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

The Elements of Profound Knowledge

1. Understanding Variation

2. Appreciation of a System

3. A Theory of Knowledge

4. Psychology

Page 29: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Frederick Winslow Taylor

Page 30: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Douglas McGregor: Theory X and Theory Y

Page 31: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

A Theory of Motivation

• INSERT BASKETBALL VIDEO HERE

Page 32: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

1. Understanding Variation

2. Appreciation of a System

3. A Theory of Knowledge

4. Psychology

+ A “VESSEL”

The Elements of Profound Knowledge

Page 33: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

The “Vessel” – A New Management System

“..transformation

to a new style

of management

is required….”

Page 34: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Joseph M. Juran (1904-2008)

Page 35: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Deming’s “14 Points for Top Leaders”

Page 36: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

Dr. Joseph M. Juran’s “Trilogy”

QUALITY

PLANNING

QUALITY

IMPROVEMENT

QUALITY

CONTROL

Page 37: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

So… What Can You Do?

1. Understanding Variation

– Master the concept of “tampering” and stop it.

2. Appreciation of a System

– Ask, “What am I part of?”

3. A Theory of Knowledge

– Practice “P-D-S-A” everywhere, all the time.

4. Psychology

– Begin with trust. In everyone you meet, see yourself.

+ The “Vessel”

– Make “profound knowledge” the foundation for action.

Page 38: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

A Reading List for Leaders, part 1

Peter Senge:

The Fifth Discipline

Jerry Langley,

Tom Nolan, &

Kevin Nolan:

The Improvement Guide

Chris Argyris:

Overcoming Organizational

Defenses

Page 39: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

39

Karl Weick and

Kathleen Sutcliffe:

Managing the

Unexpected

James Reason:

Human Error

Don Norman:

The Design of

Everyday Things

A Reading List for Leaders, part 2

Page 40: Remembering Our Roots: The Intellectual Foundations … · The Intellectual Foundations of Modern Improvement Donald M. Berwick, MD, MPP Doha, ... The Improvement Guide p. 10 . A

You can do it!

• INSERT BIKE VIDEO HERE