reporting issuer list / liste des Émetteurs assujettis...

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Reporting Issuer List / Liste des Émetteurs Assujettis

85 rue Charlotte, bureau 300 Saint John (Nouveau-Brunswick) E2L 2J2

85 Charlotte St., Suite 300 Saint John, New Brunswick E2L 2J2

tel/telephone: 506.658.3060 fax/télécopieur: 506.658.3059 [email protected] / Mise à jour: 12/1/2017

4. The reporting issuer has failed to comply with any other requirement related to continuous disclosure.

the reporting issuer’s AIF, MD&A, MRFP, information circular or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106; or

(c)

the reporting issuer has acknowledged that its financial statements, or the auditor’s report accompanying the financial statements, may no longer be relied upon;

(b)

the financial statements of the reporting issuer, or the auditor’s report accompanying the financial statements, do not comply with the requirements of National Instrument 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency;

(a)

(o)

(n)

(m)

(l)

(k)

(j)

(i)

(h)

(g)

(f)

(e)

(d)

(c)

(b)

2. The reporting issuer’s continuous disclosure is deficient because:

disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their effectiveness that is referred to in a certificate filed under MI 52-109.

audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees or BC Instrument 52-509 Audit Committees; or

corporate governance disclosure as required by National Instrument 58-101 Disclosure of Corporate Governance Practices;

annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under National Instrument 43-101 Standards of Disclosure for Mineral Projects (NI 43-101);

business acquisition report;

written update as required after filing a confidential report of a material change;

material change report;

issuer profile supplement on the System for Electronic Disclosure By Insiders (SEDI);

proxy materials or a required information circular;

certification of annual or interim filings under Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109);

annual information form (AIF);

annual or interim management’s discussion and analysis (MD&A) or annual or interim management report of fund performance (MRFP);

Categories of default

The circumstances under which the securities regulatory authorities will consider a reporting issuer to be in default are:

1. The reporting issuer has failed to file the following continuous disclosure prescribed by securities laws:

annual financial statements;

interim financial statements;

mandatory news release;

(a)

(d) the reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or NI 51-101.

3. The reporting issuer has failed to pay a fee required by New Brunswick securities laws.

Every effort is made to ensure the accuracy of this list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the Financial and Consumer Services Commission (New Brunswick) promptly.

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4. Omission de se conformer à toute autre obligation en matière d’information continue.

la notice annuelle, le rapport de gestion, le rapport de la direction sur le rendement du fonds, la circulaire de sollicitation de procurations ou la déclaration d’acquisition d’entreprise de l’émetteur assujetti ne présente pas l’information exigée à chacune des rubriques des annexes pertinentes de la Règle 51-102 ou de la Règle 81-106;

(c)

l’émetteur assujetti a reconnu que ses états financiers ou le rapport de vérification s’y rapportant ne sont plus fiables;(b)

les états financiers de l’émetteur assujetti ou le rapport de vérification s’y rapportant ne sont pas conformes aux obligations prévues par la Règlet 51-102 sur les obligations d’information continue (la « Règle 51-102 »), la Règle 81-106 sur l’information continue des fonds d’investissement (la « Règle 81-106 ») ou la Règle 52-107 sur les principes comptables, normes de vérification et monnaies de présentation acceptables;

(a)

(o)

2. Lacune dans des documents d’information continue pour l’une des raisons suivantes:

l’information relative aux contrôles et procédures visés dans une attestation déposée en vertu de la Règle 52-109, ainsi que l’information sur leur efficacité, dans le rapport de gestion de l’émetteur.

(d) le rapport technique ou d’autres rapports de l’émetteur assujetti ne respectent pas les obligations d’information prévues par la Règle 43-101 ou la Règle 51-101.

3. Omission de payer des droits exigibles en vertu de la législation en valeurs mobilières du Nouveau-Brunswick.

Tout effort est exercé afin d'assurer l'exactitude de cette liste. Un émetteur assujetti qui n'apparaît pas sur cette liste ou qui est inscrit par erreur en défaut devrait contacter la Commission des services financiers et des services aux consommateurs (Nouveau-Brunswick) dans les plus brefs délais.

(n)

(m)

(l)

(k)

(j)

(i)

(h)

(g)

(f)

(e)

(d)

(c)

(b)

l’information sur le comité de vérification prévue par la Règle 52-110 sur le comité de vérification ou le BC Instrument 52-509 Audit Committees;

l’information relative à la gouvernance prévue par la Règle 58-101 sur l’information concernant les pratiques en matière de gouvernance;

l’information annuelle concernant le pétrole et le gaz prévue par la Règle 51-101 sur l’information concernant les activités pétrolières et gazières (la « Règle 51 101 ») ou des rapports techniques sur un projet minier prévu par la Règle 43-101 sur l’information concernant les projets miniers (la « Règle 43 101 »);

une déclaration d’acquisition d’entreprise;

une mise à jour écrite après le dépôt d’une déclaration de changement important confidentielle;

une déclaration de changement important;

le supplément de profil d’émetteur déposé au moyen du Système électronique de déclaration des initiés (SEDI);

les documents reliés aux procurations ou la circulaire de sollicitation de procurations requise;

l’attestation des documents annuels ou intermédiaires déposés conformément à la Règle 52 109 sur l’attestation de l’information présentée dans les documents annuels et intermédiaires des émetteurs (la « Règle 52-109 »);

la notice annuelle;

un rapport de gestion annuel ou intermédiaire, ou un rapport annuel ou intermédiaire de la direction sur le rendement du fonds;

Les circonstances dans lesquelles les autorités en valeurs mobilières considèrent qu’un émetteur assujetti est en défaut sont les suivantes :

1. Omission de déposer l’un ou l’autre des documents d’information continue suivants prévus par la législation en valeurs mobilières:

les états financiers annuels;

Catégories de manquements

les états financiers intermédiaires;

un communiqué prévu par la législation en valeurs mobilières;

(a)

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Acerus Pharmaceuticals Corporation (formerly Trimel Pharmaceuticals Corporation)

ON

ACE Aviation Holdings Inc. QC

Action Energy Inc. AB 1(a), 1(b), 1(c), 1(e)

Adaltis Inc. QC 1(a), 1(b), 1(c), 1(d), 1(e)

ACTIVEnergy Income Fund AB

Aberdeen Asia-Pacific Income Investment Company Limited ON

Acadian Core International Equity Fund ON

Acasta Enterprises Inc. ON

Acadian Timber Corp. BC

Added Capital Inc. ON

ADF Group Inc. QC

Adex Mining Inc. ON

Advanced Education Savings Plan ON

@rgentum International Master Portfolio QC 1(a), 1(b), 1(c), 1(d)

@rgentum Income Porfolio QC 1(a), 1(b), 1(c), 1(d)

@rgentum Short Term Asset Portfolio QC 1(a), 1(b), 1(c), 1(d)

@rgentum U.S. Master Portfolio QC 1(a), 1(b), 1(c), 1(d)

@rgentum U.S. Market Neutral Portfolio QC 1(a), 1(b), 1(c), 1(d)

@rgentum Canadian Equity Portfolio QC 1(a), 1(b), 1(c), 1(d)

Abacus Mining & Exploration Corporation BC

@rgentum Canadian L/S Equity Portfolio QC 1(a), 1(b), 1(c), 1(d)

@rgentum Discovery Portfolio QC 1(a), 1(b), 1(c), 1(d)

@rgentum Canadian Performance Portfolio QC 1(a), 1(b), 1(c), 1(d)

01 Communique Laboratory Inc. ON

49 North Resources Inc. SK

4504020 Canada Inc. (formerly Railpower Technologies Corp.) QC 1(a), 1(b), 1(c), 1(d), 1(e)

5N Plus Inc. QC

A&W Revenue Royalties Income Fund BC

9342-8530 Québec Inc. (formerly DiagnoCure Inc.) QC 1(a), 1(b), 1(c), 1(e)

1608557 Ontario Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e)

0944460 B.C. Ltd. BC

2242749 Ontario Limited (formerly Armtec Infrastructure Inc.) ON 1(a), 1(b), 1(c), 1(d), 1(e)

407 International Inc. ON

360networks inc. BC 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

Name / Dénomination Principal/ Principale Default / Défaut CTO/ IOV

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AGF Diversified Income Class ON

AGF China Focus Class ON

AGF Dividend Income Fund ON

AGF Diversified Income Fund (formerly, Acuity Diversified Income Fund)

ON

AGF Canadian Stock Fund ON

AGF Canadian Large Cap Dividend Fund ON

AGF Canadian Small Cap Fund ON

AGF Canadian Money Market Fund ON

AGF EAFE Equity Fund (formerly, Acuity EAFE Equity Fund) ON

AGF Elements Growth Portfolio ON

AGF Elements Global Portfolio Class ON

AGF Elements Global Portfolio ON

AGF Elements Balanced Portfolio Class ON

AGF Elements Balanced Portfolio ON

AGF Elements Conservative Portfolio Class ON

AGF Elements Conservative Portfolio ON

Aecon Group Inc. ON

Advantaged Canadian High Yield Bond Fund ON

AFM Hospitality Corporation ON 1(a), 1(b), 1(c), 1(d), 1(e)

AEterna Zentaris Inc. QC

Advantage Oil & Gas Ltd. AB

Advanced Folio Fund ON

AGF Canadian Large Cap Dividend Class ON

Advantage Lithium Corp. BC

Advanced Micro Devices, Inc. ON

Africa Hydrocarbons Inc. AB

AGF Asian Growth Fund ON

AGF Asian Growth Class ON

AGF Canadian Growth Equity Class ON

AGF Canadian Asset Allocation Fund ON

AGF American Growth Fund ON

Ag Growth International Inc. MB

African Copper PLC ON 1(a), 1(b), 1(c), 1(e)

AGF American Growth Class ON

Agellan Commercial Real Estate Investment Trust ON


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AGF Global Sustainable Growth Equity Fund (formerly, AGF Clean Environment Equity Fund)

ON

AGF Global Select Fund (formerly, AGF Aggressive Global Stock Fund)

ON

AGF Income Focus Fund ON

AGF High Yield Bond Fund (formerly, AGF Canadian High Yield Bond Fund)

ON

AGF Global Resources Fund (formerly, Acuity Natural Resource Fund)

ON

AGF Global Equity Class ON

AGF Global Resources Class ON

AGF Global Equity Fund ON

AGF Management Limited ON

AGF Precious Metals Fund ON

AGF Monthly High Income Fund ON

AGF Tactical Fund ON

AGF Short-Term Income Class ON

AGF Emerging Markets Class ON

AGF Emerging Markets Bond Fund ON

AGF Equity Income Focus Fund ON

AGF Emerging Markets Fund ON

AGF Emerging Markets Balanced Fund ON

AGF Elements Growth Portfolio Class ON

AGF Global Dividend Fund ON

AGF Elements Yield Portfolio Class ON

AGF Elements Yield Portfolio ON

AGF European Equity Class ON

AGF Global Bond Fund (formerly, AGF Global Aggregate Bond Fund)

ON

AGF Global Balanced Fund (formerly, AGF World Balanced Fund) ON

AGF Global Dividend Class ON

AGF Global Convertible Bond Fund ON

AGF Floating Rate Income Fund ON

AGF Fixed Income Plus Class ON

AGF European Equity Fund ON

AGF Flex Asset Allocation Fund ON

AGF Fixed Income Plus Fund (formerly, Acuity Fixed Income Fund)

ON


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Alacer Gold Corp. ON

Akumin Inc. ON

Alaris Royalty Corp. AB

Alamos Gold Inc. ON

Akita Drilling Ltd. AB 1(a), 1(b), 1(c), 1(d), 1(e)

Aimia Inc. QC

AGT Food and Ingredients Inc. (formerly, Alliance Grain Traders Inc.)

SK

Air Canada QC

AIP Global Macro Class ON 1(a), 1(b), 1(c)

Algold Resources Ltd. QC

ALGO group inc. QC 1(a), 1(b), 1(c), 1(d), 1(e)

Algoma Central Corporation ON

AGF U.S. Sector Class (formerly, AGF U.S. AlphaSector Class) ON

AGF U.S. Risk Managed Fund ON

AGFiQ Enhanced Core Canadian Equity ETF (previously, QuantShares Enhanced Core Canadian Equity ETF)

ON

AGF U.S. Small-Mid Cap Fund (formerly, AGF Aggressive U.S. Growth Fund)

ON

AGF Traditional Income Fund ON

AGF Tactical Income Fund (formerly, Acuity Growth & Income Fund)

ON

Agrium Inc. AB

AGF Total Return Bond Fund (formerly, AGF Global High Yield Bond Fund)

ON

AGF Total Return Bond Class ON

Aggressive Folio Fund ON

AGFiQ MultiAsset Income Allocation ETF (previously, QuantShares MultiAsset Income Allocation ETF)

ON

Agnico Eagle Mines Limited ON

AgJunction Inc. (formerly Hemisphere GPS Inc.) AB

AGFiQ MultiAsset Allocation ETF (previously, QuantShares MultiAsset Allocation ETF)

ON

AGFiQ Enhanced Core International Equity ETF (previously, QuantShares Enhanced Core International Equity ETF)

ON

AGFiQ Enhanced Core Emerging Markets Equity ETF (previously, QuantShares Enhanced Core Emerging Markets Equity ETF)

ON

AGFiQ Global Equity Rotation ETF (previously, QuantShares Global Equity Rotation ETF)

ON

AGFiQ Enhanced Core US Equity ETF (previously, QuantShares Enhanced Core US Equity ETF)

ON


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AlphaDelta Canadian Focused Equity Class BC

Alopex Gold Inc. ON

AlphaDelta Tactical Growth Class BC

AlphaDelta Growth of Dividend Income Class BC

Allied Properties Real Estate Investment Trust ON

Allegro Income Portfolio MB

Alliance Pipeline Limited Partnership AB

All-Equity Fund (formerly, Global Growth 100 Fund) ON

ALSTOM BC

Alto Monthly Income and Growth Portfolio MB

Alto Monthly Income and Global Growth Portfolio MB

Alto Monthly Income and Enhanced Growth Portfolio MB

AltaLink, L.P. AB

AltaGas Ltd. AB

Altius Minerals Corporation ON

Alterra Power Corp. BC

AlkaLi3 Resources Inc. AB

Alio Gold Inc. BC

AllBanc Split Corp. ON

All in West! Capital Corporation MB 1(a), 1(b), 1(c), 1(e)

Alimentation Couche-Tard Inc. QC

Algonquin Power & Utilities Corp. ON

Allegro Income Balanced Portfolio Class MB

Alignvest Top 20 Fund ON

Alignvest Acquisition II Corporation ON

Allbanc Split Corp. II ON

Allegro Growth Portfolio MB

Allegro Growth Canada Focus Portfolio Class MB

Allegro Income Balanced Portfolio MB

Allegro Growth Portfolio Class MB

Allegro Balanced Portfolio Class MB

Allegro Balanced Growth Portfolio MB

Allegro Balanced Growth Canada Focus Portfolio Class MB

Allegro Balanced Portfolio MB

Allegro Balanced Growth Portfolio Class MB


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Ascalade Communications Inc. BC 1(a), 1(b), 1(c), 1(d), 1(e)

Asanko Gold Inc. BC

Asian Mineral Resources Limited BC

Ascendant Resources Inc. ON

Artis Real Estate Investment Trust MB

ARISE Technologies Corporation ON 1(a), 1(b), 1(c), 1(d), 1(e)

Arizona Mining Inc. BC

Aritzia Inc. BC

Atacama Pacific Gold Corporation ON

Athabasca Oil Corporation AB

ATCO LTD. AB

ATBIS U.S. Equity Pool AB

ATBIS Canadian Equity Pool AB

Atalaya Mining plc ON

ATBIS International Equity Pool AB

ATBIS Fixed Income Pool AB

American Hotel Income Properties REIT LP BC

American Express Canada Credit Corporation ON

Anaconda Mining Inc. ON

American Natural Energy Corporation BC 1(a), 1(b), 1(c), 1(e)

American Core Sectors Dividend Fund AB

Alto Monthly Income Portfolio MB

Argosy Energy Inc. AB 1(a), 1(b), 1(c), 1(d), 1(e)

Alvopetro Energy Ltd. AB

Altus Group Limited ON

ANB Canada Inc. (formerly Griffin Skye Corporation) ON

Arctic Glacier Income Fund MB 1(a), 1(b), 1(c), 1(e)

Arcs of Fire Tactical Balanced Fund AB

Argonaut Gold Inc. ON

Argent Energy Trust AB 1(a), 1(b), 1(c), 1(d), 1(e)

ARC Resources Ltd. AB

Aptose Biosciences Inc. ON

Aphria Inc. (formerly, Black Sparrow Capital Corp.) ON

Arbutus Biopharma Corporation BC

Aralez Pharmaceuticals Inc. ON


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Axiom Balanced Growth Portfolio ON

Axiom All Equity Portfolio ON

Axiom Canadian Growth Portfolio ON

Axiom Balanced Income Portfolio ON

Avion Gold Corporation ON

Avesoro Resources Inc. ON

AVINO SILVER & GOLD MINES LTD. BC

Avigilon Corporation BC

Axiom Diversified Monthly Income Portfolio ON

B.E.S.T. Total Return Fund Inc. (formerly RoyNat Canadian Diversified Fund Inc.)

ON

Azure Dynamics Corporation ON 1(a), 1(b), 1(c), 1(d), 1(e)

Axiom Global Growth Portfolio ON

Axiom Foreign Growth Portfolio ON

Aylen Capital Inc. ON

Axiom Long-Term Growth Portfolio ON

Atrium Mortgage Investment Corporation ON

Aton Resources Inc. BC

AuRico Metals Inc. ON

ATS Automation Tooling Systems Inc. ON

Atlantic Systems Group Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

Atlantic Power Corporation ON

Avcorp Industries Inc. BC

Atlantic Power Preferred Equity Ltd. ON

Atlantic Power Limited Partnership ON

Aurinia Pharmaceuticals Inc. BC

Automotive Finco Corp. (formerly, Augyva Mining Resources Inc.) ON

Automodular Corporation (formerly Algonquin Mercantile) ON

Avalon Advanced Materials Inc. ON

Automotive Properties Real Estate Investment Trust ON

AutoCanada Inc. AB

Austral Gold Limited ON

Aurora Cannabis Inc. BC

Australian REIT Income Fund ON

Australian Banc Income Fund ON


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Bear Creek Mining Corporation BC

BCE Inc. QC

Bellatrix Exploration Ltd. AB

Bell Canada QC

Baytex Energy Corp. AB

Barrick Gold Corporation ON

Baylin Technologies Inc. ON

Battery Technologies Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

BELLUS Health Inc. QC

BetaPro Crude Oil -2x Daily Bear ETF (formerly Horizons BetaPro NYMEX® Crude Oil Bear Plus ETF)

ON

Bengal Energy Ltd. AB

Belo Sun Mining Corp. ON

BetaPro Canadian Gold Miners 2x Daily Bull ETF (formerly Horizons BetaPro S&P/TSX Global Gold Bull Plus ETF)

ON

BetaPro Canadian Gold Miners -2x Daily Bear ETF (formerly Horizons BetaPro S&P/TSX Global Gold Bear Plus ETF)

ON

Balanced Fund (formerly Balanced 50/50 Fund) ON

Balanced Folio Fund ON

Balanced Monthly Income Fund ON

Balanced Income Portfolio ON

Balanced 60/40 Fund ON

B2Gold Corp. BC

Barometer Global Tactical Yield and Equity Fund ON

Badger Daylighting Ltd. AB

BAC Canada Finance Company ON

Balanced Portfolio ON

Barometer Disciplined Leadership Balanced Fund ON

Barclays Bank PLC ON

Barometer Disciplined Leadership Tactical Income Growth Fund ON

Barometer Disciplined Leadership Equity Fund ON

Banro Corporation ON 1(b), 1(c), 1(e)

Bank of America Corporation ON

Ballard Power Systems Inc. BC

Bank of Nova Scotia, The ON

Bank of Montreal ON


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Beutel Goodman American Equity Fund ON

BetaPro Silver 2x Daily Bull ETF (formerly Horizons BetaPro COMEX® Silver Bull Plus ETF)

ON

BetaPro S&P/TSX Capped Financials -2x Daily Bear ETF (formerly Horizons BetaPro S&P/TSX Capped Financials Bear Plus ETF)

ON

BetaPro Silver -2x Daily Bear ETF (formerly Horizons BetaPro COMEX® Silver Bear Plus ETF)

ON

BetaPro S&P/TSX Capped Financials 2x Daily Bull ETF (formerly Horizons BetaPro S&P/TSX Capped Financials Bull Plus ETF)

ON

BetaPro Natural Gas -2x Daily Bear ETF (formerly Horizons BetaPro NYMEX® Natural Gas Bear Plus ETF)

ON

BetaPro NASDAQ-100® 2x Daily Bull ETF (formerly Horizons BetaPro NASDAQ-100® Bull Plus ETF)

ON

BetaPro S&P 500 VIX Short-Term Futures 2x Daily Bull ETF (formerly Horizons BetaPro S&P 500 VIX Short-Term Futures Bull)

ON

BetaPro Natural Gas 2x Daily Bull ETF (formerly Horizons BetaPro NYMEX® Natural Gas Bull Plus ETF)

ON

BetaPro NASDAQ-100® -2x Daily Bear ETF (formerly Horizons BetaPro NASDAQ-100® Bear Plus ETF)

ON

BetaPro Crude Oil 2x Daily Bull ETF (formerly Horizons BetaPro NYMEX® Crude Oil Bull Plus ETF)

ON

BetaPro S&P/TSX Capped Energy 2x Daily Bull ETF (formerly Horizons BetaPro S&P/TSX Capped Energy Bull Plus ETF)

ON

BetaPro Gold Bullion 2x Daily Bull ETF (formerly Horizons BetaPro COMEX® Gold Bullion Bull Plus ETF)

ON

BetaPro Gold Bullion -2x Daily Bear ETF (formerly Horizons BetaPro COMEX® Gold Bullion Bear Plus ETF)

ON

BetaPro S&P/TSX 60 2x Daily Bull ETF (formerly Horizons BetaPro S&P/TSX 60 Bull Plus ETF)

ON

BetaPro S&P/TSX 60 -2x Daily Bear ETF (formerly Horizons BetaPro S&P/TSX 60 Bear Plus ETF)

ON

BetaPro S&P/TSX Capped Energy -2x Daily Bear ETF (formerly Horizons BetaPro S&P/TSX Capped Energy Bear Plus ETF)

ON

BetaPro S&P/TSX 60 Daily Inverse ETF (formerly Horizons BetaPro S&P/TSX 60 Inverse ETF)

ON

BetaPro S&P 500® Daily Inverse ETF (formerly Horizons BetaPro S&P 500® Inverse ETF)

ON

BetaPro S&P 500 VIX Short-Term Futures ETF (formerly Horizons BetaPro S&P 500 VIX Short-Term Futures ETF)

ON

BetaPro S&P 500 VIX Short-Term Futures Daily Inverse ETF (formerly Horizons BetaPro S&P 500 VIX Short-Term Futures Inver

ON

BetaPro S&P 500® 2x Daily Bull ETF (formerly Horizons BetaPro S&P 500® Bull Plus ETF)

ON

BetaPro S&P 500® -2x Daily Bear ETF (formerly Horizons BetaPro S&P 500® Bear Plus ETF)

ON


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Black Creek Global Balanced Fund (formerly Castlerock Global Balanced Fund)

ON

Black Creek Global Balanced Corporate Class ON

Black Creek Global Leaders Fund (formerly Castlerock Global Leaders Fund)

ON

Black Creek Global Leaders Corporate Class ON

Bird Construction Inc. ON

Big Sky Petroleum Corporation (formerly Fox Resources Ltd.) BC

Birchcliff Energy Ltd. AB

BioExx Specialty Proteins Ltd. ON 1(a), 1(b), 1(c), 1(d), 1(e)

Black Creek International Equity Corporate Class ON

BlackRock All Bond Portfolio ON

Blackbird Energy Inc. AB

Black Diamond Group Limited AB

Black Creek International Equity Fund (formerly Castlerock International Equity Fund)

ON

BlackBerry Limited (formerly Research In Motion Limited) ON

Black Iron Inc. ON

Beutel Goodman Global Dividend Fund ON

Beutel Goodman Fundamental Canadian Equity Fund ON

Beutel Goodman Income Fund ON

Beutel Goodman Global Equity Fund ON

Beutel Goodman Corporate/Provincial Active Bond Fund ON

Beutel Goodman Balanced Fund ON

Big Rock Brewery Inc. AB

Beutel Goodman Canadian Equity Fund ON

Beutel Goodman Canadian Dividend Fund ON

Beutel Goodman International Equity Fund ON

Beutel Goodman World Focus Equity Fund ON

Beutel Goodman Total World Equity Fund ON

Big Pharma Split Corp. ON

Big 8 Split Inc. ON

Beutel Goodman Small Cap Fund ON

Beutel Goodman Money Market Fund ON

Beutel Goodman Long Term Bond Fund ON

Beutel Goodman Short Term Bond Fund ON

Beutel Goodman North American Focused Equity Fund ON


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BMO Aggregate Bond Index ETF ON

BMO Advantaged U.S. Q-Model® Fund ON

BMO Ascent Conservative Portfolio ON

BMO Ascent Balanced Portfolio ON

BMO Advantaged Canadian Q-Model® Fund ON

BMG BullionFund ON

BMG Silver BullionFund ON

BMG Gold BullionFund ON

BMO Ascent Equity Growth Portfolio ON

BMO Balanced ETF Portfolio ON

BMO Asset Allocation Fund ON

BMO Ascent Income Portfolio ON

BMO Ascent Growth Portfolio ON

BMO Asian Growth and Income Fund ON

BMO Asian Growth and Income Class ON

BlackRock MaxGrowth Portfolio ON

BlackRock Growth Portfolio ON

Bloom U.S. Income & Growth Fund (formerly Bloom U.S. Advantaged Income & Growth Fund)

ON

Bloom Select Income Fund ON

BlackRock Diversified Monthly Income Portfolio ON

BlackRock Balanced Portfolio ON

BlueBay Global Sovereign Bond Fund (Canada) ON

BlackRock Defensive Portfolio ON

BlackRock Conservative Portfolio ON

Blue Note Mining Inc. QC 1(a), 1(b), 1(c), 1(e)

BlueBay Global Convertible Bond Fund (Canada) ON

BlueBay Global Convertible Bond Class (Canada) ON

BlueBay Global Monthly Income Bond Fund ON

BlueBay Global Investment Grade Corporate Bond Fund (Canada) ON

BlueBay European High Yield Bond Fund (Canada) ON

BlueBay $U.S. Global Convertible Bond Class (Canada) ON

Blue Ribbon Income Fund (formerly Citadel Diversified Investment Trust)

ON

BlueBay Emerging Markets Corporate Bond Fund ON

BlueBay $U.S. Global Convertible Bond Fund (Canada) ON


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BMO Discount Bond Index ETF ON

BMO Covered Call Utilities ETF ON

BMO Dividend Class ON

BMO Diversified Income Portfolio ON

BMO Covered Call U.S. High Dividend ETF Fund ON

BMO Covered Call Canadian Banks ETF Fund ON

BMO Covered Call Europe High Dividend ETF Fund ON

BMO Covered Call Dow Jones Industrial Average Hedged to CAD ETF

ON

BMO Dividend Fund ON

BMO Equal Weight Banks Index ETF (previously, BMO S&P/TSX Equal Weight Banks Index ETF)

ON

BMO Enterprise Fund (formerly BMO Guardian Enterprise Fund) ON

BMO Emerging Markets Bond Fund ON

BMO Dow Jones Industrial Average Hedged to CAD Index ETF ON

BMO Emerging Markets Fund ON

BMO Emerging Markets Bond Hedged to CAD Index ETF ON

BMO Canadian Equity ETF Fund ON

BMO Canadian Equity Class ON

BMO Canadian High Dividend Covered Call ETF ON

BMO Canadian Equity Fund ON

BMO Canadian Dividend ETF ON

BMO Balanced ETF Portfolio Class ON

BMO Covered Call Canadian Banks ETF ON

BMO Bond Fund ON

BMO Balanced Yield Plus ETF Portfolio ON

BMO Canadian Large Cap Equity Fund ON

BMO Conservative ETF Portfolio ON

BMO China Equity Index ETF (formerly, BMO China Equity Hedged to CAD Index ETF)

ON

BMO Core Plus Bond Fund ON

BMO Core Bond Fund ON

BMO Capital Trust II ON

BMO Canadian Small Cap Equity Fund ON

BMO Canadian Q-Model® Trust ON

BMO Capital Trust ON

BMO Canadian Stock Selection Fund ON


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BMO Global Balanced Fund ON

BMO FundSelect Income Portfolio ON

BMO Global Consumer Discretionary Hedged to CAD Index ETF ON

BMO Global Banks Hedged to CAD Index ETF ON

BMO FundSelect Balanced Portfolio ON

BMO Fossil Fuel Free Fund ON

BMO FundSelect Growth Portfolio ON

BMO FundSelect Equity Growth Portfolio ON

BMO Global Consumer Staples Hedged to CAD Index ETF ON

BMO Global Equity Fund ON

BMO Global Equity Class ON

BMO Global Dividend Class ON

BMO Global Diversified Fund ON

BMO Global Energy Class ON

BMO Global Dividend Fund ON

BMO Equal Weight REITs Index ETF ON

BMO Equal Weight Oil & Gas Index ETF (previously, BMO S&P/TSX Equal Weight Oil & Gas Index ETF)

ON

BMO Equal Weight US Banks Index ETF ON

BMO Equal Weight US Banks Hedged to CAD Index ETF ON

BMO Equal Weight Global Base Metals Hedged to CAD Index ETF (prev, BMO S&P/TSX Equal Weight Global Base Metals Hedged to CAD Index ETF)

ON

BMO Floating Rate Income Fund ON

BMO Equal Weight Industrials Index ETF (previously, BMO S&P/TSX Equal Weight Industrials Index ETF)

ON

BMO Equal Weight Global Gold Index ETF (previously, BMO S&P/TSX Equal Weight Global Gold Index ETF)

ON

BMO Equal Weight US Health Care Hedged to CAD Index ETF ON

BMO Fixed Income ETF Portfolio ON

BMO European Fund ON

BMO Floating Rate High Yield ETF ON

BMO Fixed Income Yield Plus ETF Portfolio ON

BMO Equity Growth ETF Portfolio ON

BMO Equal Weight Utilities Index ETF ON

BMO Europe High Dividend Covered Call Hedged to CAD ETF ON

BMO Equity Growth ETF Portfolio Class ON


of 156





BMO Japan Fund ON

BMO International Value Fund ON

BMO Junior Gold Index ETF ON

BMO Junior Gas Index ETF ON

BMO International Value Class ON

BMO International Dividend Hedged to CAD ETF ON

BMO International Equity Fund ON

BMO International Equity ETF Fund ON

BMO Junior Oil Index ETF ON

BMO LifeStage Plus 2026 Fund ON


BMO Laddered Preferred Share Index ETF (formerly BMO S&P/TSX Laddered Preferred Share Index ETF)

ON

BMO Laddered Corporate Bond Fund ON



BMO Global Monthly Income Fund ON

BMO Global Low Volatility ETF Class ON

BMO Global Strategic Bond Fund ON

BMO Global Small Cap Fund ON

BMO Global Insurance Hedged to CAD Index ETF ON

BMO Global Growth & Income Fund ON

BMO International Dividend ETF ON

BMO Global Infrastructure Index ETF ON

BMO Global Infrastructure Fund ON

BMO Greater China Class ON

BMO Income ETF Portfolio ON

BMO High Yield US Corporate Bond Index ETF ON

BMO India Equity Index ETF (formerly, BMO India Equity Hedged to CAD Index ETF)

ON

BMO Income ETF Portfolio Class ON

BMO High Yield US Corporate Bond Hedged to CAD Index ETF ON

BMO Growth ETF Portfolio ON

BMO Growth & Income Fund ON

BMO Growth Opportunities Fund ON

BMO Growth ETF Portfolio Class ON


of 156





BMO MSCI Canada Value Index ETF ON

BMO MSCI All Country World High Quality Index ETF ON

BMO MSCI EAFE Index ETF ON

BMO MSCI EAFE Hedged to CAD Index ETF (formerly, BMO International Equity Hedged to CAD Index ETF)

ON

BMO Mortgage and Short-Term Income Fund ON

BMO Monthly High Income Fund II ON

BMO Monthly Income Fund ON

BMO Monthly Income ETF ON

BMO MSCI EAFE Value Index ETF ON

BMO North American Dividend Fund ON

BMO Nasdaq 100 Equity Hedged to CAD Index ETF ON

BMO MSCI Europe High Quality Hedged to CAD Index ETF ON

BMO MSCI Emerging Markets Index ETF (formerly, BMO Emerging Markets Equity Index ETF)

ON

BMO MSCI USA Value Index ETF ON

BMO MSCI USA High Quality Index ETF ON

BMO Low Volatility Canadian Equity ETF ON

BMO Long-Term US Treasury Bond Index ETF ON

BMO Low Volatility International Equity ETF ON

BMO Low Volatility Emerging Markets Equity ETF ON

BMO Long Provincial Bond Index ETF ON


BMO Monthly Dividend Fund Ltd. ON

BMO Long Federal Bond Index ETF ON

BMO Long Corporate Bond Index ETF ON

BMO Low Volatility International Equity Hedged to CAD ETF ON

BMO Mid-Term US IG Corporate Bond Index ETF ON

BMO Mid-Term US IG Corporate Bond Hedged to CAD Index ETF ON

BMO Money Market Fund ON

BMO Mid-Term US Treasury Bond Index ETF ON

BMO Mid Provincial Bond Index ETF ON

BMO Low Volatility US Equity Hedged to CAD ETF ON

BMO Low Volatility US Equity ETF ON

BMO Mid Federal Bond Index ETF ON

BMO Mid Corporate Bond Index ETF ON


of 156





BMO S&P/TSX Capped Composite Index ETF (formerly, BMO Dow Jones Canada Titans 60 Index ETF)

ON

BMO S&P 500 Index ETF ON

BMO SelectClass Equity Growth Portfolio ON

BMO SelectClass Balanced Portfolio ON

BMO S&P 500 Hedged to CAD Index ETF (formerly, BMO US Equity Hedged to CAD Index ETF)

ON

BMO Retirement Income Portfolio ON

BMO Risk Reduction Fixed Income Fund ON

BMO Risk Reduction Equity Fund ON

BMO SelectClass Growth Portfolio ON

BMO SelectTrust Growth Portfolio ON

BMO SelectTrust Fixed Income Portfolio ON

BMO SelectTrust Balanced Portfolio ON

BMO SelectClass Income Portfolio ON

BMO SelectTrust Equity Growth Portfolio ON

BMO SelectTrust Conservative Portfolio ON

BMO Private Canadian Mid-Term Bond Portfolio ON

BMO Private Canadian Income Equity Portfolio ON

BMO Private Canadian Short-Term Bond Portfolio ON

BMO Private Canadian Money Market Portfolio ON

BMO Private Canadian Corporate Bond Portfolio ON

BMO Precious Metals Fund ON

BMO Retirement Conservative Portfolio ON

BMO Private Canadian Core Equity Portfolio (formerly, BMO Private Canadian Conservative Equity Portfolio)

ON

BMO Preferred Share Fund ON

BMO Private Canadian Special Equity Portfolio ON

BMO Real Return Bond Index ETF ON

BMO Private U.S. Special Equity Portfolio ON

BMO Retirement Balanced Portfolio ON

BMO Resource Fund ON

BMO Private U.S. Growth Equity Portfolio ON

BMO Private Emerging Markets Equity Portfolio ON

BMO Private Diversified Yield Portfolio ON

BMO Private U.S. Equity Portfolio ON

BMO Private International Equity Portfolio ON


of 156





BMO U.S. Dollar Monthly Income Fund ON

BMO U.S. Dollar Money Market Fund ON

BMO U.S. Equity ETF Fund ON

BMO U.S. Equity Class ON

BMO U.S. Dollar Equity Index Fund ON

BMO U.S. Dividend Fund ON

BMO U.S. Dollar Dividend Fund ON

BMO U.S. Dollar Balanced Fund ON

BMO U.S. Equity Fund ON

BMO US Dividend Hedged to CAD ETF ON

BMO US Dividend ETF ON

BMO U.S. High Yield Bond Fund ON

BMO U.S. Equity Plus Fund ON

BMO Ultra Short-Term Bond ETF (formerly, BMO 2013 Corporate Bond Target Maturity ETF)

ON

BMO U.S. Q-Model® Trust ON

BMO Short-Term US IG Corporate Bond Hedged to CAD Index ETF

ON

BMO Short Provincial Bond Index ETF ON

BMO Subordinated Notes Trust ON

BMO Short-Term US Treasury Bond Index ETF ON

BMO Short Federal Bond Index ETF ON

BMO SelectTrust Income Portfolio ON

BMO Target Education Income Portfolio ON

BMO Short Corporate Bond Index ETF ON

BMO Shiller Select US Index ETF ON

BMO Tactical Balanced ETF Fund ON

BMO Target Education 2025 Portfolio ON




BMO Tactical Global Growth ETF Fund ON

BMO Tactical Global Asset Allocation ETF Fund ON

BMO Tactical Dividend ETF Fund ON

BMO Tactical Global Equity ETF Fund ON

BMO Tactical Global Bond ETF Fund ON


of 156





Brandes Canadian Equity Fund ON

Brand Leaders Plus Income ETF ON

Brandes Corporate Focus Bond Fund ON

Brandes Canadian Money Market Fund ON

Brand Leaders Income Fund ON

BQE Water Inc. BC

BRAMPTON BRICK LIMITED ON

Bracknell Corporation ON 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

Brandes Emerging Markets Value Fund (formerly Brandes Emerging Markets Equity Fund)

ON

Brandes U.S. Equity Fund ON

Brandes International Equity Fund ON

Brandes Global Equity Fund ON

Brandes Global Balanced Fund ON

Brandes Global Small Cap Equity Fund ON

Brandes Global Opportunities Fund ON

BMO Women in Leadership Fund ON

BMO US Put Write Hedged to CAD ETF ON

BNS Split Corp. II ON

BMO World Bond Fund ON

BMO US Put Write ETF ON

BMO US High Dividend Covered Call ETF ON

Boyuan Construction Group, Inc. ON

BMO US Preferred Share Index ETF ON

BMO US Preferred Share Hedged to CAD Index ETF ON

Boardwalk Real Estate Investment Trust AB

Borealis Infrastructure Trust ON

Border Petroleum Limited (formerly Border Petroleum Corp.) AB

Boyd Group Income Fund MB

Boston Pizza Royalties Income Fund BC

Boralex Inc. QC

Bombardier Inc. QC

Boliden AB (publ) ON

Bonterra Energy Corp. AB

Bonavista Energy Corporation AB


of 156





Brookfield Office Properties Inc. ON

Brookfield Investments Corporation (Formerly Brascade Corporation)

ON

Brookfield Property Split Corp. ON

Brookfield Property Partners L.P. ON

Brookfield Infrastructure Preferred Equity Inc. ON

Brookfield Infrastructure Finance Pty Ltd ON

Brookfield Infrastructure Partners L.P. ON

Brookfield Infrastructure Finance ULC ON

Brookfield Real Estate Services Inc. ON

Brookfield Soundvest Split Trust (formerly Brascan SoundVest Rising Distribution Split Trust)

ON

Brookfield Soundvest Equity Fund (formerly Brascan SoundVest Focused Business Trust)

ON

Brookfield Renewable Partners ULC ON

Brookfield Renewable Partners L.P. ON

Brookfield Select Opportunities Income Fund ON

Brookfield Renewable Power Preferred Equity Inc. ON

Brixton Metals Corporation BC

British Columbia Ferry Services Inc. BC

Brompton Corp. (formerly Duntroon Energy Ltd.) ON

Brompton 2017 Flow-Through Limited Partnership ON

Brio Gold Inc. ON

Brandes U.S. Small Cap Equity Fund ON

Brookfield Infrastructure Finance LLC ON

Brighter Minds Media Inc. ON 1(a), 1(b), 1(c), 1(e)

Bri-Chem Corp. AB

Brompton Lifeco Split Corp. ON

Brookfield Finance LLC ON

Brookfield Finance Inc. ON

Brookfield Infrastructure Finance Limited ON

Brookfield Global Infrastructure Securities Income Fund ON

Brookfield Business Partners L.P. ON

Brompton Resource Class ON

Brompton Oil Split Corp. ON

Brookfield Asset Management Inc. ON

Brompton Split Banc Corp. ON


of 156





Cambridge Canadian Dividend Fund (formerly CI Canadian Dividend Growth Fund and Castlerock Canadian Dividend Growth

ON

Cambridge Canadian Dividend Corporate Class ON

Cambridge Canadian Equity Fund ON

Cambridge Canadian Equity Corporate Class ON

Cambridge Bond Fund ON

Cambridge Asset Allocation Corporate Class ON

Cambridge Balanced Yield Pool ON

Cambridge Asset Allocation Fund ON

Cambridge Canadian Growth Companies Fund (formerly Castlerock Canadian Growth Companies Fund)

ON

Cambridge Global Equity Fund ON

Cambridge Global Dividend Corporate Class ON

Cambridge Canadian Short-Term Bond Pool ON

Cambridge Global Equity Corporate Class ON

Cambridge Global Dividend Fund ON

CAE Inc. QC

BURCON NUTRASCIENCE CORPORATION BC

Caldwell Canadian Value Momentum Fund ON

Caldwell Balanced Fund ON

Buffalo Coal Corp. (formerly Forbes & Manhattan Coal Corp.) ON

BRP Inc. QC

Cambridge American Equity Fund (formerly CI American Equity Fund)

ON

BTB Real Estate Investment Trust QC

BSM Technologies Inc. ON

Caldwell Income Fund ON

Calpine Corporation AB

Calmena Energy Services Inc. AB 1(a), 1(b), 1(c), 1(d), 1(e)

Cambridge American Equity Corporate Class (formerly CI American Equity Corporate Class)

ON

Calyx Bio-Ventures Inc. BC

Callitas Health Inc. BC

Calfrac Well Services Ltd. AB

Caldwell U.S. Dividend Advantage Fund ON

Callidus Capital Corporation ON

Calian Group Ltd. ON


of 156





Canadian 50 Advantaged Preferred Share Fund ON

Canada Life Financial Corporation ON

Canadian Banc Corp. ON

Canadian Apartment Properties Real Estate Investment Trust ON

Canada Life Capital Trust ON

Canada Goose Holdings Inc. ON

Canada 3000 Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

Canada Life Assurance Company, The ON

Canada Jetlines Ltd. BC

Canadian Dividend Class (Laketon) ON

Canadian Credit Card Trust II QC

Canadian Convertibles Plus Fund QC

Canadian Diversified Resource Investment Listed Liquidity Fund ON 1(a), 1(b), 1(c), 1(d)

Canadian Crude Oil Index ETF AB

Cambridge Monthly Income Fund (formerly Cambridge Income Fund)

ON

Cambridge Monthly Income Corporate Class (formerly Cambridge Income Corporate Class)

ON

Cambridge Pure Canadian Equity Corporate Class ON

Cambridge Premium Yield Pool ON

Cambridge Income Trust ON

Cambridge Global High Income Fund (formerly Cambridge High Income Fund)

ON

Canacol Energy Ltd. AB

Cambridge Growth Companies Fund ON

Cambridge Growth Companies Corporate Class ON

Campbell Resources Inc. QC 1(a), 1(b), 1(c), 1(d), 1(e)

Cameco Corporation SK

Canaccord Genuity Group Inc. BC

Canaccord Genuity Acquisition Corp. ON

Cambridge U.S. Dividend US$ Fund ON

Cambridge Stock Selection Fund ON

Cambridge Pure Canadian Equity Fund (formerly Castlerock Pure Canadian Equity Fund)

ON

Cambridge U.S. Dividend Registered Fund ON

Cambridge U.S. Dividend Fund (formerly CI U.S. Dividend Growth Fund and Castlerock U.S. Dividend Growth Fund)

ON


of 156





Canadian Natural Gas Index ETF AB

Canadian National Railway Company QC

Canadian Overseas Petroleum Limited AB

Canadian Natural Resources Limited AB

Canadian Low Volatility Class (London Capital) ON

Canadian Imperial Bank of Commerce ON

Canadian Life Companies Split Corp. ON

Canadian Investment Grade Preferred Share Fund (P2L) ON

Canadian Pacific Railway Company AB

Canadian Scholarship Trust Group Savings Plan ON

Canadian Scholarship Trust Founders' Plan ON

Canadian Scholarship Trust Family Savings Plan ON

Canadian Preferred Share Trust QC

Canadian Pacific Railway Limited AB

CANADIAN RESOURCES INCOME TRUST ON

Canadian Real Estate Investment Trust ON

Canadian Equity Fund (Laketon) ON

Canadian Equity Fund ON

Canadian Equity Growth Pool ON

Canadian Equity Growth Corporate Class ON

Canadian Equity Class (Laketon) ON

Canadian Dollar Cash Management Fund ON

Canadian High Income Equity Fund ON

Canadian Equity Class ON

Canadian Equity Alpha Corporate Class ON

Canadian Equity Small Cap Corporate Class ON

Canadian General Investments, Limited ON

Canadian Fixed Income Pool ON

Canadian Growth Fund (GWLIM) ON

Canadian Growth Class (GWLIM) ON

Canadian Fixed Income Fund ON

Canadian Equity Value Corporate Class ON

Canadian Equity Small Cap Pool ON

Canadian Fixed Income Corporate Class ON

Canadian Equity Value Pool ON


of 156





Canoe EIT Income Fund AB

Canoe Canadian Monthly Income Class AB

Canoe Energy Income Class AB

Canoe Energy Class AB

Canoe Canadian Corporate Bond Fund (formerly, O'Leary Canadian Bond Yield Fund)

AB

Canoe Bond Advantage Class AB

Canoe Canadian Asset Allocation Class AB

Canoe Bond Advantage Fund AB

Canoe Enhanced Income Class AB

Canoe Global Income Class AB

Canoe Global Equity Income Class AB

Canoe Equity Class AB

Canoe Enhanced Income Fund AB

Canoe Floating Rate Income Fund (formerly, O'Leary Floating Rate Income Fund)

AB

Canoe Equity Income Class AB

Canadian Utilities Limited AB

Canadian Utilities & Telecom Income Fund ON

Canadian Western Bank AB

Canadian Value Class (FGP) ON

Canadian Tire Corporation, Limited ON

Canadian Scholarship Trust Group Savings Plan 2001 ON

Canoe 2016 Flow-Through LP - CEE Units AB

Canadian Small Company Equity Fund ON

Canadian Scholarship Trust Individual Savings Plan ON

Canadian World Fund Limited ON

CannaRoyalty Corp. ON

Cannabis Wheaton Income Corp. BC

Canoe 2016 Flow-Through LP - CDE Units AB

CanniMed Therapeutics Inc. SK

Canlan Ice Sports Corp. BC

Candente Gold Corp. BC

CANADIAN ZINC CORPORATION BC

Canfor Pulp Products Inc. BC

Canfor Corporation BC


of 156





Carbiz Inc. AB 1(a), 1(b), 1(c), 1(e)

Cara Operations Limited ON

Cardinal Resources Limited ON

Cardinal Energy Ltd. AB

Capstone Mining Corp. BC

Capital Group World Bond Fund (Canada) ON

Capstone Infrastructure Corporation ON

Capital Power Corporation AB

Cardiome Pharma Corp. BC

CARS and PARS Programme ON

Carmanah Technologies Corporation BC

Cargojet Inc. ON

CARDS II Trust ON

Carmanah Resources Ltd AB 1(a), 1(b), 1(c), 1(e), 1(g)

Caribbean Utilities Company, Ltd. ON

Canoe U.S. Equity Income Class AB

Canoe Strategic High Yield Fund AB

Canso Credit Income Fund ON

Canopy Growth Corporation ON

Canoe Strategic High Yield Class AB

Canoe Global Income Fund AB

Capital Group U.S. Equity Fund (Canada) ON

Canoe Premium Income Fund (formerly, Canoe Canadian Dividend Fund)

AB

Canoe North American Monthly Income Class AB

Canso Select Opportunities Fund ON

Capital Group Global Balanced Fund (Canada) ON

Capital Group Emerging Markets Total Opportunities Fund (Canada)

ON

Capital Group International Equity Fund (Canada) ON

Capital Group Global Equity Fund (Canada) ON

Capital Group Canadian Focused Equity Fund (Canada) ON

Capital Desjardins Inc. QC

CanWel Building Materials Group Ltd. BC

Capital Group Canadian Core Plus Fixed Income Fund (Canada) ON

Capital DGMC Inc. QC 1(b), 1(c), 1(e)


of 156





Cervus Equipment Corporation AB

Ceres Global Ag Corp. ON

CGI Group Inc. QC

CES Energy Solutions Corp. AB

Cequence Energy Ltd. AB

Centerra Gold Inc. ON

Centric Health Corporation (formerly Alegro Health Corp.) ON

Central Fund of Canada Limited AB

CGX Energy Inc. ON

Chesswood Group Limited ON

Chemtrade Logistics Income Fund ON

Chemtrade Electrochem Inc. (formerly, Canexus Corporation) AB

Charlotte Resources Ltd. BC 1(a), 1(b), 1(c), 1(e)

Champion Iron Limited ON

Chemokine Therapeutics Corp. BC 1(a), 1(b), 1(c), 1(d), 1(e)

Chartwell Retirement Residences ON

Caterpillar Financial Services Limited ON

CatchMark Timber Trust, Inc. ON

Cathedral Energy Services Ltd. AB

Cathay Forest Products Corp. ON 1(a), 1(b), 1(c), 1(e)

Cash Management Pool ON

Cascades Inc. QC

Centamin plc ON

Cash Management Class ON

Cascadian Therapeutics, Inc. AB

Cautivo Mining Inc. ON

Celestica Inc. ON

CCL Industries Inc. ON

Cenovus Energy Inc. AB

Celtic Tiger Minerals Exploration Inc. NS 1(a), 1(b), 1(c), 1(e)

CC&L High Yield Bond Fund ON

CC&L Diversified Income Portfolio BC

CC&L Core Income and Growth Fund ON

CC&L Global Alpha Fund ON

CC&L Equity Income and Growth Fund ON


of 156





CI American Small Companies Fund ON

CI American Small Companies Corporate Class ON

CI American Value Fund ON

CI American Value Corporate Class ON

CI American Managers Corporate Class ON

Chou Bond Fund ON

Chou RRSP Fund ON

Chou Europe Fund ON

CI Canadian Investment Corporate Class ON

CI Canadian Small/Mid Cap Fund ON

CI Canadian Investment Fund ON

CI Can-Am Small Cap Corporate Class ON

Chorus II Balanced Low Volatility Portfolio (formerly Chorus II Balanced Growth Portfolio)

QC

Chorus Aviation Inc. NS

Chorus II Corporate Class Balanced Low Volatility Portfolio (formerly Chorus II Corporate Class Balanced Growth Portf)

QC

Chorus II Conservative Low Volatility Portfolio (formerly Chorus II Conservative Portfolio)

QC

Choice Properties Real Estate Investment Trust ON

Cheyenne Energy Inc. AB 1(a), 1(b), 1(c), 1(e)

Chou Associates Fund ON

CHIP Mortgage Trust ON

Chinook Energy Inc. AB

Chorus II Corporate Class Conservative Low Volatility Portfolio (formerly Chorus II Corporate Class Conservative Portf)

QC

Chorus II Maximum Growth Portfolio QC

Chorus II Growth Portfolio QC

Chou Asia Fund ON

Chorus II Moderate Low Volatility Portfolio (formerly Chorus II Balanced Income Portfolio)

QC

Chorus II Dynamic Growth Portfolio (formerly Chorus II High Growth Portfolio)

QC

Chorus II Corporate Class Growth Portfolio QC

Chorus II Corporate Class Dynamic Growth Portfolio (formerly Chorus II Corp Class High Growth Portfolio)

QC

Chorus II Corporate Class Moderate Low Volatility Portfolio (formerly Chorus II Corporate Class Balanced Income Portf)

QC

Chorus II Corporate Class Maximum Growth Portfolio QC


of 156





CI Global High Dividend Advantage Fund ON

CI Global High Dividend Advantage Corporate Class ON

CI Global Small Companies Corporate Class ON

CI Global Managers Corporate Class ON

CI Global Health Sciences Corporate Class ON

CI G5|20i 2035 Q4 Fund ON



CI Global Small Companies Fund ON

CI Investment Grade Bond Fund (formerly Marret Investment Grade Bond Fund)

ON

CI International Value Fund ON

CI Global Value Fund ON

CI Global Value Corporate Class ON

CI International Value Corporate Class ON

CI Income Fund (formerly CI Income Advantage Fund and Select Income Advantage Managed Fund)

ON

CI G5|20 2039 Q3 Fund ON





CI Financial Corp. ON















of 156





CIBC Conservative Passive Portfolio ON

CIBC Capital Trust ON

CIBC Dividend Income Fund ON

CIBC Dividend Growth Fund ON

CIBC Canadian T-Bill Fund ON

CIBC Canadian Resources Fund ON

CIBC Canadian Small-Cap Fund ON

CIBC Canadian Short-Term Bond Index Fund ON

CIBC Emerging Markets Fund ON

CIBC Global Bond Index Fund ON

CIBC Global Bond Fund ON

CIBC Financial Companies Fund ON

CIBC Energy Fund ON

CIBC Emerging Markets Index Fund ON

CIBC European Index Fund ON

CIBC European Equity Fund ON

CI U.S. Income US$ Pool ON

CI Short-Term US$ Corporate Class ON

CIBC Asia Pacific Fund ON

CI US Money Market Fund ON

CI Short-Term Corporate Class ON

CI Money Market Fund ON

CIBC Canadian Real Estate Fund ON

CI Pacific Fund ON

CI Pacific Corporate Class ON

CIBC Asia Pacific Index Fund ON

CIBC Canadian Equity Fund ON

CIBC Canadian Bond Index Fund ON

CIBC Canadian Index Fund ON

CIBC Canadian Equity Value Fund ON

CIBC Canadian Bond Fund ON

CIBC Balanced Growth Passive Portfolio ON

CIBC Balanced Fund ON

CIBC Balanced Passive Portfolio ON

CIBC Balanced Index Fund ON


of 156





CIBC U.S. Equity Fund ON

CIBC U.S. Dollar Money Market Fund ON

CIBC U.S. Small Companies Fund ON

CIBC U.S. Index Fund ON

CIBC U.S. Dollar Managed Income Portfolio ON

CIBC U.S. Broad Market Index Fund ON

CIBC U.S. Dollar Managed Growth Portfolio ON

CIBC U.S. Dollar Managed Balanced Portfolio ON

Cineplex Inc. ON

Clean Harbors, Inc. AB

Classic Education Savings Plan ON

Clarke Inc. NS

Citadel Income Fund ON

Cipher Pharmaceuticals Inc. ON

ClareGold Trust ON

Citigroup Finance Canada Inc. ON

CIBC International Small Companies Fund ON

CIBC International Index Fund ON

CIBC Managed Aggressive Growth Portfolio ON

CIBC Latin American Fund ON

CIBC International Equity Fund ON

CIBC Global Equity Fund ON

CIBC Short-Term Income Fund ON

CIBC Global Technology Fund ON

CIBC Global Monthly Income Fund ON

CIBC Managed Balanced Growth Portfolio ON

CIBC Monthly Income Fund ON

CIBC Money Market Fund ON

CIBC Precious Metals Fund ON

CIBC Nasdaq Index Fund ON

CIBC Managed Monthly Income Balanced Portfolio ON

CIBC Managed Growth Portfolio ON

CIBC Managed Balanced Portfolio ON

CIBC Managed Income Portfolio ON

CIBC Managed Income Plus Portfolio ON


of 156





Cona Resources Ltd. (formerly, Northern Blizzard Resources Inc.) AB

Compass Maximum Growth Portfolio AB

Concordia International Corp. (formerly Concordia Healthcare Corp.)

ON

Concert Industries Ltd. BC 1(a), 1(b), 1(c), 1(d), 1(e)

Compass Growth Portfolio AB

Compass Balanced Portfolio AB

Compass Conservative Portfolio AB

Compass Conservative Balanced Portfolio AB

Condor Petroleum Inc. AB

Conservative Monthly Income Fund ON

Conservative Income Portfolio ON

Conservative Fund ON

ConjuChem Biotechnologies Inc. QC 1(a), 1(b), 1(c), 1(d), 1(e)

Conifex Timber Inc. BC

Conservative Folio Fund ON

Connacher Oil and Gas Limited AB

CMP 2017 Resource Limited Partnership ON

CMP 2016 Resource Limited Partnership ON

CNH Capital Canada Wholesale Trust ON

CNH Capital Canada Receivables Trust ON

Clearwater Seafoods Incorporated NS

Clearpoint Global Dividend Fund ON

Compass Balanced Growth Portfolio AB

ClearStream Energy Services Inc. AB

Clearpoint Short Term Income Fund ON

Cobalt 27 Capital Corp. ON

Colossus Minerals Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e), 3

COLLIERS INTERNATIONAL GROUP INC. ON

Cominar Real Estate Investment Trust QC

Columbus Gold Corp. BC

Colibri Resource Corporation NB

Cogeco Inc QC

Cogeco Communications Inc. QC

Colabor Group Inc. QC

CohBar, Inc. BC


of 156





Counsel Canadian Dividend ON

Counsel Canadian Core Fixed Income ON

Counsel Canadian Growth ON

Counsel Canadian Dividend Class ON

Counsel Canadian Conservative Portfolio ON

Counsel Balanced Portfolio ON

Counsel Canadian Balanced Portfolio ON

Counsel Balanced Portfolio Class ON

Counsel Canadian Growth Class ON

Counsel Fixed Income ON

Counsel Defensive Global Equity ON

Counsel Conservative Portfolio Class ON

Counsel Canadian Value ON

Counsel Canadian Growth Portfolio ON

Counsel Conservative Portfolio ON

Counsel Canadian Value Class ON

Co-operators General Insurance Company ON

Co-Op Atlantic NB

Copper North Mining Corp. BC

Copper Mountain Mining Corporation BC

Continental Gold Inc. ON

Conservative Portfolio ON

Counsel All Equity Portfolio Class ON

Constellation Software Inc. ON

CONSTELLATION COPPER CORPORATION ON 1(a), 1(b), 1(c), 1(e)

COPPER REEF MINING CORPORATION MB

Corus Entertainment Inc. ON

Corridor Resources Inc. NS

Counsel All Equity Portfolio ON

Cott Corporation ON

Corporate Bond Fund (Portico) ON

Core Canadian Dividend Trust ON

Core Bond Fund (Portico) ON

Coro Mining Corp. BC

Core Plus Bond Fund (Portico) ON


of 156





Counsel U.S. Value ON

Counsel U.S. Growth ON

Covington Fund II Inc. ON

Counsel World Managed Portfolio ON

Counsel Short Term Bond ON

Counsel Retirement Foundation Portfolio ON

Counsel Retirement Preservation Portfolio ON

Counsel Retirement Income Portfolio ON

Covington Venture Fund Inc. ON

Crescita Therapeutics Inc. ON

Crescent Point Energy Corp. AB

Credit Suisse AG ON

Craft Oil Ltd. AB 1(a), 1(b), 1(c), 1(e)

CPI Card Group Inc. BC

CRC Royalty Corporation BC

Crailar Technologies Inc. BC 1(a), 1(b), 1(c), 1(e)

Counsel Global Trend Strategy ON

Counsel Global Small Cap ON

Counsel Growth Portfolio Class ON

Counsel Growth Portfolio ON

Counsel Global Real Estate ON

Counsel Global Dividend ON

Counsel Retirement Accumulation Portfolio ON

Counsel Global Low Volatility Equity ON

Counsel Global Fixed Income ON

Counsel High Yield Fixed Income ON

Counsel Money Market ON

Counsel Managed Yield Portfolio ON

Counsel Regular Pay Portfolio ON

Counsel North American High Yield Bond ON

Counsel Managed Portfolio ON

Counsel International Growth ON

Counsel Income Managed Portfolio ON

Counsel Managed High Yield Portfolio ON

Counsel International Value ON


of 156





Desjardins American Equity Growth Corporate Class QC

Desjardins 1-5 year Laddered Canadian Government Bond Index ETF

QC

Desjardins American Equity Growth Currency Neutral Fund QC

Desjardins American Equity Growth Currency Neutral Corporate Class

QC

Desjardins 1-5 year Laddered Canadian Corporate Bond Index ETF QC

Delphi Energy Corp. AB

DENNINGHOUSE INC. ON 1(a), 1(b), 1(c), 1(d), 1(e)

Denison Mines Corp. ON

Desjardins American Equity Growth Fund QC

Desjardins Canadian Equity Growth Fund QC

Desjardins Canadian Equity Growth Corporate Class QC

Desjardins Canada Multifactor-Controlled Volatility ETF QC

Desjardins American Equity Value Fund QC

Desjardins Canadian Equity Fund QC

Desjardins Canadian Bond Fund QC

Crown Capital Partners Inc. AB

Crosswinds Holdings Inc. (formerly C.A. Bancorp Inc.) ON

CT Real Estate Investment Trust ON

Crown Point Energy Inc. AB

Cronos Group Inc. ON

Crew Energy Inc. AB

Deans Knight Income Corporation BC

Crombie Real Estate Investment Trust NS

Crius Energy Trust ON

CU Inc. AB

DataWind Inc. ON

DATA Communications Management Corp. (formerly DATA Group Ltd.)

ON

D-Box Technologies Inc. QC

Davie Yards Inc. QC 1(a), 1(b), 1(c), 1(d), 1(e)

DANIER LEATHER INC. ON 1(a), 1(b), 1(c), 1(e)

Cymat Technologies Ltd. ON

CWC Energy Services Corp. AB

Dalradian Resources Inc. ON

Cymbria Corporation ON


of 156





Desjardins Global Dividend Fund QC

Desjardins Global Corporate Bond Fund QC

Desjardins Global Equity Growth Fund QC

Desjardins Global Equity Growth Corporate Class QC

Desjardins Global Balanced Strategic Income Fund QC

Desjardins Emerging Markets Opportunities Fund QC

Desjardins Floating Rate Income Fund QC

Desjardins Enhanced Bond Fund QC

Desjardins Global Equity Value Fund (formerly Desjardins Global All Cap Equity Fund)

QC

Desjardins Global Tactical Bond Fund QC

Desjardins Global Infrastructure Fund QC

Desjardins Global Inflation Linked Bond Fund (formerly Desjardins Completion Investments Fund)

QC

Desjardins Global Small Cap Equity Fund QC

Desjardins Global Small Cap Equity Corporate Class QC

Desjardins Canadian Preferred Share Fund QC

Desjardins Canadian Preferred Share Corporate Class QC

Desjardins Canadian Short Term Bond Index ETF QC

Desjardins Canadian Preferred Share Index ETF QC

Desjardins Canadian Equity Value Fund QC

Desjardins Canadian Equity Income Corporate Class QC

Desjardins Emerging Markets Opportunities Corporate Class QC

Desjardins Canadian Equity Value Corporate Class QC

Desjardins Canadian Equity Income Fund QC

Desjardins Canadian Small Cap Equity Fund QC

Desjardins Emerging Markets Bond Fund QC

Desjardins Dividend Income Fund QC

Desjardins Emerging Markets Multifactor-Controlled Volatility ETF

QC

Desjardins Emerging Markets Fund QC

Desjardins Dividend Growth Fund QC

Desjardins Developed ex-USA ex-Canada Multifactor-Controlled Volatility ETF

QC

Desjardins Canadian Universe Bond Index ETF QC

Desjardins Dividend Growth Corporate Class QC

Desjardins Diversified Secure Fund QC


of 156





Deutsche Bank Aktiengesellschaft ON

Detour Gold Corporation ON

DFA Canadian Vector Equity Fund BC

DFA Canadian Core Equity Fund BC

Desjardins USA Multifactor-Controlled Volatility ETF QC

Desjardins SocieTerra Environment Fund (formerly Desjardins Environment Fund)

QC

Desjardins Tactical Balanced Fund (formely Desjardins Canadian Balanced Fund)

QC

Desjardins SocieTerra Environmental Bond Fund QC

DFA Five-Year Global Fixed Income Fund BC

DFA Global Equity Portfolio BC

DFA Global 80EQ-20FI Portfolio BC





Desjardins IBrix Global Equity Focus Fund QC

Desjardins Ibrix Global Bond Fund QC

Desjardins IBrix Low Volatility Global Equity Fund QC

Desjardins Ibrix Low Volatility Emerging Markets Fund QC

Desjardins IBrix Canadian High Dividend Equity Fund QC

Desjardins IBrix Canadian Equity Focus Corporate Class QC

Desjardins SocieTerra Cleantech Fund QC

Desjardins IBrix Canadian High Dividend Equity Corporate Class QC

Desjardins IBrix Canadian Equity Focus Fund QC

Desjardins Money Market Corporate Class QC

Desjardins SocieTerra American Equity Fund QC

Desjardins Short-Term Income Fund QC

Desjardins SocieTerra Canadian Equity Fund QC

Desjardins SocieTerra Canadian Bond Fund QC

Desjardins Québec Balanced Fund QC

Desjardins Overseas Equity Growth Corporate Class QC

Desjardins Money Market Fund QC

Desjardins Overseas Equity Value Fund QC

Desjardins Overseas Equity Growth Fund QC


of 156





Dividend Class (GWLIM) ON

Dividend 15 Split Corp. II ON

Dividend Growth Split Corp. ON

Dividend Fund (GWLIM) ON

Dividend 15 Split Corp. ON

Diversified Fixed Income Folio Fund ON

Divestco Inc. AB

Diversified Royalty Corp. BC

Dividend Select 15 Corp. ON

Donnelley Financial Solutions, Inc. ON

Domtar Corporation QC

Dominion Diamond Corporation ON

DMP Resource Class ON

DMP Power Global Growth Class ON

Dollarama Inc. QC

DMP Value Balanced Class ON

DFA U.S. Core Equity Fund BC

DFA International Vector Equity Fund BC

DHX Media Ltd. NS

DFA U.S. Vector Equity Fund BC

DFA International Core Equity Fund BC

DFA Global Investment Grade Fixed Income Fund BC

Distinction Prudent Class QC

DFA Global Targeted Credit Fund BC

DFA Global Real Estate Securities Fund BC

Difference Capital Financial Inc. ON

Distinction Bold Class QC

Distinction Balanced Class QC

Distinction Growth Class QC

Distinction Conservative Class QC

Distinct Infrastructure Group Inc. (formerly QE2 Acquisition Corp.) ON

DIRTT Environmental Solutions Ltd. AB

DIR Industrial Properties Inc. ON

Discovery Air Inc. ON

Discovery 2017 Flow-Through Limited Partnership AB


of 156





Dynamic Advantage Bond Fund ON

Dynamic Advantage Bond Class ON

Dynamic Alternative Yield Class ON

Dynamic Alternative Investments Private Pool Class ON

Dynamic Active U.S. Mid Cap Fund ON

Dynamic Active Preferred Shares Fund ON

Dynamic Active U.S. Dividend Fund ON

Dynamic Active Tactical Bond Fund ON

Dynamic Alternative Yield Fund ON

Dynamic Blue Chip Balanced Fund (formerly Dynamic Focus+ Balanced Fund)

ON

Dynamic American Fund (formerly Dynamic American Value Fund)

ON

Dynamic American Class (formerly Dynamic American Value Class)

ON

Dynamic Asset Allocation Private Pool ON

Dynamic Asia Pacific Equity Fund (formerly Dynamic Far East Value Fund)

ON

Dream Industrial Real Estate Investment Trust ON

Dream Hard Asset Alternatives Trust ON

DREAM Unlimited Corp. ON

Dream Office Real Estate Investment Trust ON

Dream Global Real Estate Investment Trust ON

Dorel Industries Inc. QC

Dynamic Active Global Financial Services Fund ON

DragonWave Inc. ON

DoubleLine Income Solutions Trust ON

Drone Delivery Canada Corp. (formerly Asher Resources Corporation)

ON

Dynamic Active Credit Strategies Private Pool ON

Dynamic Active Core Bond Private Pool ON

Dynamic Active Global Dividend Fund ON

Dynamic Active Crossover Bond Fund ON

Dynamic Active Canadian Dividend Fund ON

Dundee Energy Limited (formerly Eurogas Corporation) ON

Dundee Corporation ON

Dundee Precious Metals Inc. ON

Dundee Global Resource Class ON


of 156





Dynamic Global Asset Allocation Fund (formerly Dynamic Global Value Balanced Fund)

ON

Dynamic Global Asset Allocation Class ON

Dynamic Global Discovery Class ON

Dynamic Global Balanced Fund ON

Dynamic Global All-Terrain Fund ON

Dynamic Equity Income Fund (formerly Dynamic Focus+ Diversified Income Fund)

ON

Dynamic Energy Income Fund (formerly Dynamic Focus+ Energy Income Trust Fund)

ON

Dynamic Financial Services Fund (formerly Dynamic Focus+ Wealth Management Fund)

ON

Dynamic European Equity Fund (formerly Dynamic European Value Fund)

ON

Dynamic Global Dividend Class (formerly Dynamic Global Dividend Value Class)

ON

Dynamic Global Discovery Fund ON

Dynamic Global Dividend Fund (formerly Dynamic Global Dividend Value Fund)

ON

Dynamic Canadian Value Class ON

Dynamic Canadian Equity Private Pool Class ON

Dynamic Conservative Yield Private Pool Class ON

Dynamic Conservative Yield Private Pool ON

Dynamic Canadian Dividend Fund ON

Dynamic Blue Chip Equity Fund (formerly Dynamic Focus+ Equity Fund)

ON

Dynamic Dollar-Cost Averaging Fund ON

Dynamic Canadian Bond Fund (formerly Dynamic Income Fund) ON

Dynamic Blue Chip U.S. Balanced Class (formerly Dynamic Blue Chip Balanced Class)

ON

Dynamic Dividend Fund ON

Dynamic Dividend Advantage Fund (formerly Dynamic Dividend Value Fund)

ON

Dynamic Dividend Income Fund ON

Dynamic Dividend Income Class ON

Dynamic Dividend Advantage Class ON

Dynamic Corporate Bond Strategies Fund ON

Dynamic Corporate Bond Strategies Class ON

Dynamic Diversified Real Asset Fund ON

Dynamic Credit Spectrum Fund (formerly Dynamic High Yield Credit Fund)

ON


of 156





Dynamic Power American Growth Class ON

Dynamic North American Dividend Private Pool ON

Dynamic Power Balanced Fund ON

Dynamic Power American Growth Fund ON

Dynamic Money Market Fund ON

Dynamic iShares Active U.S. Dividend ETF ON

Dynamic Money Market Class ON

Dynamic iShares Active U.S. Mid-Cap ETF ON

Dynamic Power Canadian Growth Fund ON

Dynamic Precious Metals Fund ON

Dynamic Power Small Cap Fund ON

Dynamic Power Global Growth Class ON

Dynamic Power Global Balanced Class ON

Dynamic Power Global Navigator Class ON

Dynamic Power Global Growth Fund ON

Dynamic Global Real Estate Fund (formerly Dynamic Focus+ Real Estate Fund)

ON

Dynamic Global Infrastructure Fund ON

Dynamic Global Yield Private Pool ON

Dynamic Global Strategic Yield Fund ON

Dynamic Global Infrastructure Class ON

Dynamic Global Equity Fund ON

Dynamic iShares Active Tactical Bond ETF ON

Dynamic Global Equity Private Pool Class ON

Dynamic Global Equity Income Fund ON

Dynamic Global Yield Private Pool Class ON

Dynamic iShares Active Global Dividend ETF ON

Dynamic iShares Active Crossover Bond ETF ON

Dynamic iShares Active Preferred Shares ETF ON

Dynamic iShares Active Global Financial Services ETF ON

Dynamic iShares Active Canadian Dividend ETF ON

Dynamic International Dividend Private Pool ON

Dynamic High Yield Bond Fund ON

Dynamic Investment Grade Floating Rate Fund ON

Dynamic International Equity Fund (formerly Dynamic Global Value Fund)

ON


of 156





DynamicEdge Balanced Class Portfolio ON

Dynamic Value Fund of Canada ON

DynamicEdge Balanced Growth Portfolio ON

DynamicEdge Balanced Growth Class Portfolio ON

Dynamic Value Balanced Fund ON

Dynamic U.S. Sector Focus Class ON

Dynamic Value Balanced Class ON

Dynamic U.S. Strategic Yield Fund ON

DynamicEdge Balanced Income Portfolio (formerly Dynamic Strategic Income Portfolio)

ON

DynamicEdge Conservative Class Portfolio ON

DynamicEdge Balanced Portfolio ON

DynamicEdge Equity Class Portfolio ON

DynamicEdge Defensive Portfolio ON

Dynamic Short Term Bond Fund ON

Dynamic Premium Yield Fund ON

Dynamic Strategic Energy Class (formerly Dynamic Global Energy Class)

ON

Dynamic Small Business Fund (formerly Dynamic Focus+ Small Business Fund)

ON

Dynamic Premium Yield Class ON

Dynamic Preferred Yield Class ON

Dynamic U.S. Monthly Income Fund (formerly Dynamic U.S. Value Balanced Fund)

ON

Dynamic Premium Bond Private Pool Class ON

Dynamic Premium Bond Private Pool ON

Dynamic Strategic Gold Class ON

Dynamic U.S. Dividend Advantage Fund (formerly Dynamic U.S. Dividend Advantage Class)

ON

Dynamic Total Return Bond Fund (formerly Dynamic Aurion Total Return Bond Fund)

ON

Dynamic U.S. Equity Private Pool Class ON

Dynamic U.S. Equity Income Fund ON

Dynamic Total Return Bond Class (formerly Dynamic Aurion Total Return Bond Class)

ON

Dynamic Strategic Yield Class ON

Dynamic Strategic Resource Class ON

Dynamic Tactical Bond Private Pool ON

Dynamic Strategic Yield Fund ON


of 156





Emera Incorporated NS

Emblem Corp. (formerly Saber Capital Corp.) ON

Emerald Health Therapeutics, Inc. (formerly T-Bird Pharma Inc.) BC

Emerald Bay Energy Inc. AB

Element Fleet Management Corp. (formerly Element Financial Corporation)

ON

Eldorado Gold Corporation BC

Element 79 Capital Inc. QC

Electrovaya Inc. ON

Emerging Markets Equity Corporate Class ON

Empire Life Emblem Conservative Portfolio ON

Empire Life Emblem Balanced Portfolio ON

Empire Life Emblem Aggressive Growth Portfolio ON

Emerging Markets Equity Pool ON

Emerging Markets Equity Fund ON

Empire Life Dividend Growth Mutual Fund ON

Empire Company Limited NS

Eagle Energy Inc. AB

Eagle Credit Card Trust ON

East Coast Investment Grade Income Fund ON

East Africa Metals Inc. BC

EAFE Equity Fund ON

DynamicEdge Equity Portfolio ON

E-L Financial Corporation Limited ON

DynamicEdge Growth Portfolio ON

DynamicEdge Growth Class Portfolio ON

Eastern Platinum Limited BC

EdgePoint Canadian Portfolio ON

EdgePoint Canadian Growth & Income Portfolio ON

EdgePoint Global Portfolio ON

EdgePoint Global Growth & Income Portfolio ON

EcoSynthetix Inc. ON

Eclipse Residential Mortgage Investment Corporation ON

Echelon Financial Holdings Inc. ON

eCobalt Solutions Inc. BC

ECN Capital Corp. ON


of 156





Enhanced Income Corporate Class ON

Enerplus Corporation AB

Enhanced Income Portfolio ON

Enhanced Income Pool ON

Energy Leaders Plus Income ETF ON

Energy Fuels Inc. ON

Energy Leaders Income Fund ON

Energy Income Fund ON

EnQuest Energy Services Corp. AB 1(a), 1(b), 1(c), 1(e)

Epoch European Equity Fund ON

EPCOR Utilities Inc. AB

EnWave Corporation BC

Enterprise Group, Inc. AB

Enseco Energy Services Corp. AB 1(a), 1(b), 1(c), 1(e)

Entree Resources Ltd. BC

ENTREC Corporation AB

ENBRIDGE GAS DISTRIBUTION INC. ON

Enablence Technologies Inc. ON

Enbridge Income Fund AB

Enbridge Inc. AB

Empire Life Monthly Income Mutual Fund ON

Empire Life Emblem Diversified Income Portfolio ON

Energy Credit Opportunities Income Fund ON

Empire Life Emblem Moderate Growth Portfolio ON

Empire Life Emblem Growth Portfolio ON

Enbridge Income Fund Holdings Inc. AB

Enercare Solutions Inc. (formerly The Consumers' Waterheater Operating Trust)

ON

Enercare Inc. (formerly The Consumers' Waterheater Income Fund) ON

énergir Inc. QC

Enerflex Ltd. AB

Endo International plc QC

Encana Corporation AB

Enbridge Pipelines Inc. AB

Endeavour Silver Corp. BC

Endeavour Mining Corporation BC


of 156





European Dividend Growth Fund ON

European Commercial Real Estate Investment Trust ON

Eurotin Inc. ON

European Focused Dividend Fund AB

Europe Blue-Chip Dividend & Growth Fund ON

Essential Energy Services Ltd. AB

Eurogas International Inc. ON

Euro Sun Mining Inc. (formerly Carpathian Gold Inc.) ON

Evertz Technologies Limited ON

Evolve Global Healthcare Enhanced Yield ETF ON

Evolve Cyber Security Index ETF ON

Evolve Automobile Innovation Index ETF ON

Evolve Active Floating Rate Loan ETF ON

Evolve Active Canadian Preferred Share ETF ON

Evolve Active US Core Equity ETF ON

Evolve Active Short Duration Bond ETF ON

Epoch U.S. Blue Chip Equity Currency Neutral Fund ON

Epoch International Equity Fund ON

Epoch U.S. Large-Cap Value Class ON

Epoch U.S. Blue Chip Equity Fund ON

Epoch Global Shareholder Yield Fund ON

Epoch Global Equity Class ON

Esrey Resources Ltd BC

Epoch Global Shareholder Yield Currency Neutral Fund ON

Epoch Global Equity Fund ON

Epoch U.S. Large-Cap Value Fund ON

Erdene Resource Development Corporation NS

Equium Global Tactical Allocation Fund ON

Espial Group Inc. ON

Ero Copper Corp. BC

Equity Financial Holdings Inc. (formerly, Grey Horse Corporation) ON

Epsilon Energy Ltd. AB

Epoch U.S. Shareholder Yield Fund ON

Equitable Group Inc. ON

EQ Inc. ON


of 156





Exemplar Investment Grade Fund ON

Exemplar Growth and Income Fund ON

Exemplar Performance Fund ON

Exemplar Leaders Fund (formerly, Northern Rivers Conservative Growth Fund)

ON

Exemplar Diversified Portfolio ON

Excelsior Mining Corp. BC

Exemplar Canadian Focus Portfolio ON

Exchange Income Corporation MB

Exemplar Tactical Corporate Bond Fund ON

Fairfax Financial Holdings Limited ON

Fairfax Africa Holdings Corporation ON

Extendicare Inc. ON

EXFO Inc. (formerly know as EXFO Electro-Optical Engineering Inc.)

QC

Faircourt Split Trust ON

Faircourt Gold Income Corp. ON

Excel Blue Chip Equity Fund ON

Exall Energy Corporation AB 1(a), 1(b), 1(c), 1(d), 1(e)

Excel Chindia Fund ON

Excel China Fund ON

exactEarth Ltd. ON

Evolve North American Gender Diversity Index ETF ON

Excellon Resources Inc. ON

Evolved Digital Systems Inc. QC 1(a), 1(b), 1(c), 1(e)

Evolve US Banks Enhanced Yield ETF ON

Excel Emerging Markets Balanced Fund (formerly, Excel EM Blue Chip Balanced Fund)

ON

Excel India Growth & Income Fund ON

Excel India Fund ON

Excel New India Leaders Fund ON

Excel Money Market Fund ON

Excel India Balanced Fund ON

Excel Global Balanced Asset Allocation ETF ON

Excel Emerging Markets Fund ON

Excel High Income Fund ON

Excel Global Growth Asset Allocation ETF ON


of 156





Fidelity American Balanced Fund ON

Fidelity American Balanced Currency Neutral Fund ON

Fidelity American Disciplined Equity Currency Neutral Class ON

Fidelity American Disciplined Equity Class ON

Feronia Inc. ON

Federated Strategic Value U.S. Equity Dividend Fund BC

Fennec Pharmaceuticals Inc. ON

Fédération des caisses Desjardins du Québec QC

Fidelity American Disciplined Equity Currency Neutral Fund ON

Fidelity AsiaStar Fund ON

Fidelity AsiaStar Class ON

Fidelity American High Yield Fund ON

Fidelity American Equity Currency Neutral Class ON

Fidelity American Equity Class ON

Fidelity American High Yield Currency Neutral Fund ON

Fidelity American Equity Fund ON

Family Single Student Education Savings Plan ON

FAMILY MEMORIALS INC. ON

FDP Balanced Income Portfolio QC

FDP Balanced Growth Portfolio QC

Family Group Education Savings Plan ON

Fairfax India Holdings Corporation ON

FDP US Index Equity Portfolio QC

Falcon Oil & Gas Ltd. BC

Falco Resources Ltd. (formerly Falco Pacific Resource Group Inc.) QC

FDP Balanced Portfolio QC

FDP Global Fixed Income Portfolio QC

FDP Global Equity Portfolio QC

FDP US Dividend Equity Portfolio QC

FDP Short Term Fixed Income Portfolio QC

FDP Emerging Markets Equity Portfolio QC

FDP Canadian Equity Portfolio QC

FDP Canadian Bond Portfolio QC

FDP Cash Management Portfolio QC

FDP Canadien Dividend Equity Portfolio QC


of 156





Fidelity Canadian Opportunities Class ON

Fidelity Canadian Money Market Fund ON

Fidelity Canadian Real Return Bond Index Investment Trust ON

Fidelity Canadian Opportunities Fund ON

Fidelity Canadian Large Cap Fund ON

Fidelity Canadian Growth Company Class ON

Fidelity Canadian Large Cap Class ON

Fidelity Canadian Growth Company Fund ON

Fidelity Canadian Short Term Bond Fund ON

Fidelity ClearPath 2015 Portfolio ON



Fidelity Canadian Short Term Income Class ON

Fidelity Canadian Short Term Fixed Income Investment Trust ON

Fidelity China Fund ON

Fidelity China Class ON

Fidelity Balanced Income Private Pool ON

Fidelity Balanced Income Currency Neutral Private Pool ON

Fidelity Balanced Portfolio ON

Fidelity Balanced Managed Risk Portfolio ON

Fidelity Balanced Currency Neutral Private Pool ON

Fidelity Asset Allocation Currency Neutral Private Pool ON

Fidelity Canadian Focused Equity Investment Trust ON

Fidelity Balanced Class Portfolio ON

Fidelity Asset Allocation Private Pool ON

Fidelity Balanced Private Pool ON

Fidelity Canadian Disciplined Equity Fund ON

Fidelity Canadian Disciplined Equity Class ON

Fidelity Canadian Equity Private Pool ON

Fidelity Canadian Equity Investment Trust ON

Fidelity Canadian Bond Fund ON

Fidelity Canadian Asset Allocation Fund ON

Fidelity Canadian Asset Allocation Class ON

Fidelity Canadian Balanced Fund ON

Fidelity Canadian Balanced Class ON


of 156





Fidelity Emerging Markets Class ON

Fidelity Dividend Plus Fund (formerly Fidelity Income Trust Fund) ON

Fidelity Emerging Markets Equity Investment Trust ON

Fidelity Emerging Markets Debt Investment Trust ON

Fidelity Dividend Plus Class ON

Fidelity Dividend Fund ON

Fidelity Dividend Investment Trust ON

Fidelity Dividend Class ON

Fidelity Emerging Markets Fund ON

Fidelity Far East Fund ON

Fidelity Far East Class ON

Fidelity Event Driven Opportunities Fund ON

Fidelity Europe Fund ON

Fidelity Europe Class ON

Fidelity Event Driven Opportunities Currency Neutral Class ON

Fidelity Event Driven Opportunities Class ON







Fidelity Corporate Bond Fund ON



Fidelity ClearPath Income Portfolio ON

Fidelity Conservative Managed Risk Portfolio ON

Fidelity Conservative Income Private Pool ON

Fidelity Corporate Bond Class ON

Fidelity Convertible Securities Investment Trust ON

Fidelity Conservative Income Fund ON

Fidelity Concentrated Canadian Equity Private Pool ON

Fidelity Concentrated Canadian Equity Investment Trust ON

Fidelity Concentrated Value Private Pool ON

Fidelity Concentrated Value Investment Trust ON


of 156





Fidelity Global Dividend Class ON

Fidelity Global Disciplined Equity Fund ON

Fidelity Global Dividend Investment Trust ON

Fidelity Global Dividend Fund ON

Fidelity Global Disciplined Equity Currency Neutral Fund ON

Fidelity Global Credit Ex-U.S. Investment Trust ON

Fidelity Global Disciplined Equity Currency Neutral Class ON

Fidelity Global Disciplined Equity Class ON

Fidelity Global Equity Currency Neutral Private Pool ON

Fidelity Global Growth Class Portfolio ON

Fidelity Global Fund ON

Fidelity Global Equity Private Pool ON

Fidelity Global Equity Investment Trust ON

Fidelity Global Financial Services Fund ON

Fidelity Global Financial Services Class ON

Fidelity Global Asset Allocation Fund ON

Fidelity Global Asset Allocation Currency Neutral Private Pool ON

Fidelity Global Balanced Class Portfolio ON

Fidelity Global Asset Allocation Private Pool ON

Fidelity Frontier Emerging Markets Fund (formerly Fidelity Latin America Fund)

ON

Fidelity Floating Rate High Income Currency Neutral Fund ON

Fidelity Global Consumer Industries Fund ON

Fidelity Floating Rate High Income Investment Trust ON

Fidelity Floating Rate High Income Fund ON

Fidelity Global Balanced Portfolio ON

Fidelity Global Concentrated Equity Currency Neutral Fund ON

Fidelity Global Concentrated Equity Class ON

Fidelity Global Consumer Industries Class ON

Fidelity Global Concentrated Equity Fund (formerly Fidelity Global Opportunities Fund)

ON

Fidelity Global Class ON

Fidelity Global Bond Currency Neutral Investment Trust ON

Fidelity Global Bond Currency Neutral Fund ON

Fidelity Global Bond Investment Trust ON

Fidelity Global Bond Fund ON


of 156





Fidelity Global Telecommunications Class ON

Fidelity Global Small Cap Fund ON

Fidelity Greater Canada Class ON

Fidelity Global Telecommunications Fund ON

Fidelity Global Small Cap Class ON

Fidelity Global Real Estate Class ON

Fidelity Global Real Estate Investment Trust ON

Fidelity Global Real Estate Fund ON

Fidelity Greater Canada Fund ON

Fidelity Insights Class ON

Fidelity Income Portfolio ON

Fidelity Income Class Portfolio ON

Fidelity Growth Portfolio ON

Fidelity Growth Class Portfolio ON

Fidelity Income Allocation Fund ON

Fidelity High Income Commercial Real Estate Investment Trust ON

Fidelity Global Income Portfolio ON

Fidelity Global Income Class Portfolio ON

Fidelity Global Innovators Currency Neutral Class ON

Fidelity Global Innovators Class ON

Fidelity Global High Yield Investment Trust ON

Fidelity Global Growth Portfolio ON

Fidelity Global Natural Resources Fund ON

Fidelity Global Health Care Fund ON

Fidelity Global Health Care Class ON

Fidelity Global Innovators Investment Trust ON

Fidelity Global Monthly Income Currency Neutral Fund ON

Fidelity Global Large Cap Fund ON

Fidelity Global Natural Resources Class ON

Fidelity Global Monthly Income Fund ON

Fidelity Global Large Cap Currency Neutral Class ON

Fidelity Global Intrinsic Value Currency Neutral Class ON

Fidelity Global Intrinsic Value Class ON

Fidelity Global Large Cap Class ON

Fidelity Global Intrinsic Value Investment Trust ON


of 156





Fidelity NorthStar Class ON

Fidelity NorthStar Balanced Fund ON

Fidelity NorthStar Currency Neutral Fund ON

Fidelity NorthStar Currency Neutral Class ON

Fidelity NorthStar Balanced Currency Neutral Fund ON

Fidelity Multi-Sector Bond Fund ON

Fidelity North American Equity Investment Trust ON

Fidelity North American Equity Class ON

Fidelity NorthStar Fund ON

Fidelity Small Cap America Currency Neutral Class ON

Fidelity Small Cap America Class ON

Fidelity Premium Fixed Income Private Pool Class ON

Fidelity Premium Fixed Income Private Pool ON

Fidelity Premium Tactical Fixed Income Private Pool ON

Fidelity Premium Money Market Private Pool ON

Fidelity International Disciplined Equity Currency Neutral Class ON

Fidelity International Disciplined Equity Class ON

Fidelity International Disciplined Equity Fund ON

Fidelity International Disciplined Equity Currency Neutral Fund ON

Fidelity International Concentrated Equity Fund (formerly Fidelity International Value Fund)

ON

Fidelity Insights Currency Neutral Class ON

Fidelity Multi-Sector Bond Currency Neutral Fund ON

Fidelity International Concentrated Equity Currency Neutral Fund ON

Fidelity Insights Investment Trust ON

Fidelity International Equity Currency Neutral Private Pool ON

Fidelity Japan Fund ON

Fidelity Japan Class ON

Fidelity Monthly Income Fund ON

Fidelity Monthly Income Class ON

Fidelity International Growth Investment Trust ON

Fidelity International Equity Private Pool ON

Fidelity International Equity Investment Trust ON

Fidelity International Growth Fund (formerly Fidelity Overseas Fund)

ON

Fidelity International Growth Class ON


of 156





Fidelity U.S. Equity Private Pool ON

Fidelity U.S. Equity Investment Trust ON

Fidelity U.S. Focused Stock Currency Neutral Class ON

Fidelity U.S. Focused Stock Class (formerly Fidelity Growth America Class)

ON

Fidelity U.S. Equity Currency Neutral Private Pool ON

Fidelity U.S. Dividend Investment Trust ON

Fidelity U.S. Dividend Registered Fund ON

Fidelity U.S. Dividend Private Pool ON

Fidelity U.S. Focused Stock Fund (formerly Fidelity Growth America Fund)

ON

Fidelity U.S. Monthly Income Fund ON

Fidelity U.S. Money Market Fund ON

Fidelity U.S. Growth and Income Private Pool ON

Fidelity U.S. Monthly Income Currency Neutral Fund ON

Fidelity U.S. Money Market Investment Trust ON

Fidelity Tactical Fixed Income Fund ON

Fidelity Strategic Income Fund ON

Fidelity Tactical High Income Fund ON

Fidelity Tactical High Income Currency Neutral Fund ON

Fidelity Strategic Income Currency Neutral Fund ON

Fidelity Small Cap America Fund ON

Fidelity U.S. Dividend Fund ON

Fidelity Special Situations Fund ON

Fidelity Special Situations Class ON

Fidelity Tactical Strategies Fund ON

Fidelity U.S. All Cap Fund ON

Fidelity U.S. All Cap Currency Neutral Class ON

Fidelity U.S. Dividend Currency Neutral Fund ON

Fidelity U.S. Bond Investment Trust ON

Fidelity U.S. All Cap Class ON

Fidelity Technology Innovators Fund (formerly, Fidelity Global Technology Fund)

ON

Fidelity Technology Innovators Class (formerly, Fidelity Global Technology Class)

ON

Fidelity True North Fund ON

Fidelity True North Class ON


of 156





First Asset Canadian Convertible Bond ETF ON

First Asset Canadian Buyback Index ETF ON

First Asset Canadian Convertibles Fund ON

First Asset Canadian Convertible Bond Fund ON

First Asset Cambridge Global Dividend ETF ON

First Asset Active Credit ETF ON

First Asset Cambridge Core U.S. Equity ETF ON

First Asset Active Utility & Infrastructure ETF ON

First Asset Canadian Dividend Low Volatility Index ETF ON

First Asset Core Canadian Equity ETF ON

First Asset Can-Materials Covered Call ETF ON

First Asset Can-Energy Covered Call ETF ON

First Asset Canadian Energy Convertible Debenture Fund ON

First Asset Canadian Dividend Opportunity Fund ON

First Asset CanBanc Income Class ETF ON

First Asset Canadian REIT ETF ON

Fiera Capital Defensive Global Equity Fund QC

Fiera Capital Core Canadian Equity Fund QC

Fiera Capital Global Equity Fund QC

Fiera Capital Equity Growth Fund QC

Fiera Capital Bond Fund QC

Fidelity U.S. Multi-Cap Investment Trust ON

First Asset Active Canadian Dividend ETF ON

Fiera Capital Balanced Fund QC

Fidelity U.S. Small/Mid Cap Equity Investment Trust ON

Fiera Capital High Income Fund QC

Firm Capital Mortgage Investment Corporation ON

Firm Capital American Realty Partners Corp. (formerly Delavaco Residential Properties Corp.)

ON

First Asset 1-5 Year Laddered Government Strip Bond Index ETF ON

Firm Capital Property Trust ON

Finning International Inc. BC

Fiera Capital International Equity Fund QC

Fiera Capital Income Opportunities Fund QC

Financial 15 Split Corp. ON

Fiera Capital U.S. Equity Fund QC


of 156





First Asset MSCI USA Low Risk Weighted ETF ON

First Asset MSCI International Low Risk Weighted ETF ON

First Asset North American Convertibles Fund (formerly North American Advantaged Convertibles Fund)

ON

First Asset MSCI World Low Risk Weighted ETF ON

First Asset MSCI Europe Low Risk Weighted ETF ON

First Asset Morningstar US Value Index ETF ON

First Asset MSCI Canada Quality Index Class ETF ON

First Asset MSCI Canada Low Risk Weighted ETF ON

First Asset Preferred Share ETF ON

First Asset U.S. Equity Multi-Factor Index ETF ON

First Asset U.S. Buyback Index ETF ON

First Asset U.S. & Canada Lifeco Income ETF ON

First Asset Resource Fund Inc. ON

First Asset REIT Income Fund ON

First Asset Tech Giants Covered Call ETF ON

First Asset Short Term Government Bond Index Class ETF ON

First Asset European Bank ETF ON

First Asset Enhanced Short Duration Bond ETF ON

First Asset Global Financial Sector ETF ON

First Asset Global Dividend Fund ON

First Asset Energy Giants Covered Call ETF ON

First Asset Core Canadian Equity Income Class ETF ON

First Asset Morningstar US Momentum Index ETF ON

First Asset Diversified Convertible Debenture Fund ON

First Asset Core U.S. Equity ETF ON

First Asset Investment Grade Bond ETF ON

First Asset Morningstar National Bank Québec Index ETF ON

First Asset Morningstar International Value Index ETF ON

First Asset Morningstar US Dividend Target 50 Index ETF ON

First Asset Morningstar U.S. Consumer Defensive Index Fund ON

First Asset Morningstar International Momentum Index ETF ON

First Asset Morningstar Canada Dividend Target 30 Index ETF ON

First Asset Long Duration Fixed Income ETF ON

First Asset Morningstar Canada Value Index ETF ON

First Asset Morningstar Canada Momentum Index ETF ON


of 156





First Trust Senior Loan ETF (CAD-Hedged) ON

First Trust Global Risk Managed Income Index ETF ON

First Trust Tactical Bond Index ETF ON

First Trust Short Duration High Yield Bond ETF (CAD-Hedged) ON

First Trust Dorsey Wright U.S. Sector Rotation Index ETF (CAD-Hedged)

ON

First Trust AlphaDEX U.S. Technology Sector Index ETF ON

First Trust Canadian Capital Strength ETF ON

First Trust AlphaDEX U.S. Utilities Sector Index ETF ON

First Trust Value Line™ Dividend Index ETF (CAD-Hedged) previously, First Trust AlphaDEX U.S. Dividend ETF (CAD-Hedged)

ON

Fission Uranium Corp. BC

FIRSTSERVICE CORPORATION ON

Flaherty & Crumrine Investment Grade Fixed Income Fund ON

First Majestic Silver Corp. BC

First Capital Realty Inc. ON

First National Financial Corporation ON

First Mining Finance Corp. BC

First Avenue Dividend Growers Class (formerly, Redwood Global Innovations Class)

ON

First Asset U.S. Tactical Sector Allocation Index ETF ON

First Trust AlphaDEX U.S. Materials Sector Index ETF ON

First Asset Utility Plus Fund ON

First Asset U.S. TrendLeaders Index ETF ON

First National Mortgage Investment Fund ON

First Trust AlphaDEX U.S. Financial Sector Index ETF ON

First Trust AlphaDEX U.S. Energy Sector Index ETF ON

First Trust AlphaDEX U.S. Industrials Sector Index ETF ON

First Trust AlphaDEX U.S. Health Care Sector Index ETF ON

First Trust AlphaDEX U.S. Consumer Staples Sector Index ETF ON

First Trust AlphaDEX Emerging Market Dividend ETF (CAD-Hedged)

ON

First Quantum Minerals Ltd BC

First Trust AlphaDEX U.S. Consumer Discretionary Sector Index ETF

ON

First Trust AlphaDEX European Dividend Index ETF (CAD-Hedged)

ON


of 156





Franco-Nevada Corporation ON

Fracmaster Ltd. AB 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

Franklin ActiveQuant Canadian Fund (formerly, Franklin Bissett All Canadian Focus Fund)

ON

Franklin ActiveQuant Canadian Corporate Class (formerly, Franklin Bissett All Canadian Focus Corporate Class)

ON

FP Newspapers Inc. MB

Fortuna Silver Mines Inc. BC

Fortune Minerals Limited ON

Fortune Bay Corp. NS

Franklin ActiveQuant U.S. Corporate Class (formerly, Franklin Bissett U.S. Focus Corporate Class)

ON

Franklin Bissett Canadian Balanced Corporate Class ON

Franklin Bissett Canada Plus Equity Fund ON

Franklin ActiveQuant U.S. Fund (formerly, Franklin Bissett U.S. Focus Fund)

ON

Franklin Bissett Canadian All Cap Balanced Fund ON

Franklin Bissett Canadian All Cap Balanced Corporate Class ON

Foran Mining Corporation BC

Foraco International SA ON

Ford Auto Securitization Trust ON

Forbes Energy Services Ltd. AB

Fonds MATIQ40 QC 1(a), 1(b), 1(c), 1(d)

Flex First Plan ON

Fortress Paper Ltd. BC

Focused Canadian Equity Class (CGOV) ON

FMF Capital Group Ltd. ON 1(a), 1(b), 1(c), 1(d), 1(e)

Ford Credit Canada Company ON

FortisAlberta Inc. AB

Fortis Inc. ON

FortisBC Inc. BC

FortisBC Energy Inc. BC

Fortified Trust ON

Forstrong Global Strategist Growth Fund QC

Forstrong Global Strategist Balanced Fund QC

Fortaleza Energy Inc. AB 1(a), 1(b), 1(c), 1(e)

Forstrong Global Strategist Income Fund QC


of 156





Franklin LibertyQT Emerging Markets Index ETF ON

Franklin Liberty Risk Managed Canadian Equity ETF ON

Franklin LibertyQT International Equity Index ETF ON

Franklin LibertyQT Global Dividend Index ETF ON

Franklin Liberty Canadian Investment Grade Corporate ETF ON

Franklin Global Growth Fund (formerly, Franklin World Growth Fund)

ON

Franklin High Income Fund ON

Franklin Global Small-Mid Cap Fund ON

Franklin LibertyQT U.S. Equity Index ETF ON

Franklin Quotential Balanced Growth Corporate Class Portfolio ON

Franklin Mutual U.S. Shares Fund ON

Franklin Mutual Global Discovery Corporate Class ON

Franklin Mutual European Fund ON

Franklin Mutual U.S. Shares Corporate Class ON

Franklin Mutual Global Discovery Fund ON

Franklin Bissett Canadian Government Bond Fund ON

Franklin Bissett Canadian Equity Fund ON

Franklin Bissett Core Plus Bond Fund (formerly Franklin Bissett Bond Fund)

ON

Franklin Bissett Canadian Short Term Bond Fund ON

Franklin Bissett Canadian Equity Corporate Class ON

Franklin Bissett Canadian Balanced Fund ON

Franklin Global Growth Corporate Class (formerly, Franklin World Growth Corporate Class)

ON

Franklin Bissett Canadian Dividend Fund ON

Franklin Bissett Canadian Dividend Corporate Class ON

Franklin Bissett Corporate Bond Fund ON

Franklin Bissett Monthly Income and Growth Fund ON

Franklin Bissett Money Market Fund ON

Franklin Bissett Small Cap Fund ON

Franklin Bissett Small Cap Corporate Class ON

Franklin Bissett Money Market Corporate Class ON

Franklin Bissett Dividend Income Fund ON

Franklin Bissett Dividend Income Corporate Class ON

Franklin Bissett Microcap Fund ON

Franklin Bissett Energy Corporate Class ON


of 156





Freshii Inc. ON

Freehold Royalties Ltd. AB

Friedberg Global-Macro Hedge Fund ON

Friedberg Asset Allocation Fund ON

Fraser Papers Inc. ON 1(a), 1(b), 1(c), 1(e)

Franklin U.S. Rising Dividends Corporate Class ON

Franklin U.S. Rising Dividends Hedged Corporate Class ON

Franklin U.S. Rising Dividends Fund ON

Frontenac Mortgage Investment Corporation ON

Gabriel Resources Ltd. ON

Fuel Cell Technologies Ltd. ON 1(a), 1(b), 1(c), 1(e)

FT Balanced Growth Pool ON

Frontera Energy Corporation ON

FT Growth Pool ON

FT Balanced Income Pool ON

Franklin Quotential Diversified Income Corporate Class Portfolio ON

Franklin Quotential Diversified Equity Portfolio ON

Franklin Quotential Fixed Income Portfolio ON

Franklin Quotential Diversified Income Portfolio ON

Franklin Quotential Diversified Equity Corporate Class Portfolio ON

Franklin Quotential Balanced Growth Portfolio ON

Franklin U.S. Opportunities Fund (formerly Franklin Flex Cap Growth Fund)

ON

Franklin Quotential Balanced Income Portfolio ON

Franklin Quotential Balanced Income Corporate Class Portfolio ON

Franklin Quotential Growth Corporate Class Portfolio ON

Franklin U.S. Monthly Income Fund ON

Franklin U.S. Monthly Income Corporate Class ON

Franklin U.S. Opportunities Corporate Class (formerly Franklin Flex Cap Growth Corporate Class)

ON

Franklin U.S. Monthly Income Hedged Corporate Class ON

Franklin U.S. Core Equity Fund ON

Franklin Strategic Income Fund ON

Franklin Quotential Growth Portfolio ON

Franklin Templeton Canadian Large Cap Fund ON

Franklin Target Return Fund ON


of 156





George Weston Limited ON

GeoPetro Resources Company AB 1(a), 1(b), 1(c), 1(d), 1(e)

Gildan Activewear Inc. QC

Gibson Energy Inc. AB

Geologix Explorations Inc. BC

Genus Short-Term Corporate Bond Fund BC

Geodrill Limited ON

Genworth MI Canada Inc. ON

Glacier Credit Card Trust ON

Global Dividend Growers Income Fund AB

Global Dividend Fund (Setanta) ON

Global Dividend Equity Class (Setanta) ON

Global Alpha Worldwide Growth Fund ON

GLG LIFE TECH CORPORATION BC

Global Champions Split Corp. ON

Global Capital Securities Trust (formerly North American Financials Capital Securities Trust)

ON

Gazit Canada Financial Inc. ON

Gateway Low Volatility U.S. Equity Fund ON

GDI Integrated Facility Services Inc. QC

Gazit-Globe Ltd. ON

Garda World Security Corporation QC

Galileo Growth and Income Fund ON

Genus Government Bond Fund BC

Gamehost Inc. AB

Galileo High Income Plus Fund ON

GE Capital Canada Funding Company ON

Genus Fossil Free Corporate Bond Fund BC

Genus Fossil Free CanGlobe Equity Fund BC

Genus Fossil Free High Impact Equity Fund BC

Genus Fossil Free Dividend Equity Fund BC

Genus Dividend Equity Fund BC

General Motors Company ON

GENDIS INC. MB

Genesis Worldwide Inc. ON 1(a), 1(b), 1(c), 1(e)

Genesis Trust II ON


of 156





Gold Reserve Inc. ON

GoGold Resources Inc. NS

Golden Minerals Company ON

Goldcorp Inc. BC

goeasy Ltd. (formerly, easyhome Ltd.) ON

Globevest Capital Tactical Covered Options Fund QC

GMP Capital Inc. ON

Gluskin Sheff + Associates Inc. ON

Golden Share Resources Corporation ON

Granite Oil Corp. (formerly DeeThree Exploration Ltd.) AB

Gran Tierra Energy Inc. AB

Goldman Sachs U.S. Income Builder Trust ON

Golden Star Resources Ltd. ON

Gran Colombia Gold Corp. ON

GOODWOOD CAPITAL FUND ON

Global Iman Fund ON

Global Healthcare Income & Growth Fund ON

Global Low Volatility Fund (ILIM) ON

Global Infrastructure Equity Fund (London Capital) ON

Global Healthcare Dividend Fund AB

Global Equity Class (Setanta) ON

Globevest Capital Secured Put Writing Fund QC

Global Fixed Income Pool ON

Global Fixed Income Corporate Class ON

Global Managed Volatility Fund ON

Global Water Resources, Inc. (formerly GWR Global Water Resources Corp.)

ON

Global Telecom & Utilities Income Fund (formerly Global Advantaged Telecom & Utilities Income Fund)

ON

Globalance Dividend Growers Corp. AB

Global Water Solutions Fund ON

Global Resource Champions Split Corp. ON

Global Real Estate Dividend Growers Corp. AB

Global Monthly Income Fund (London Capital) ON

Global REIT Leaders Income ETF ON

Global Real Estate Fund (London Capital) ON


of 156





GrowthWorks Atlantic Venture Fund Ltd. NS

Growth Portfolio ON

GT Group Telecom Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

GrowthWorks Canadian Fund Ltd. (fomerly GrowthWorks WV Canadian Fund Inc.)

ON 1(a), 1(b), 1(c), 1(d)

Growth Fund (formerly, Growth 70/30 Fund) ON

Growth 80/20 Fund ON

Growth and Income Fund (GWLIM) ON

Growth and Income Class (GWLIM) ON

Guardian Balanced Fund ON

Guardian Canadian Growth Equity Fund ON

Guardian Canadian Focused Equity Fund ON

Guardian Canadian Bond Fund ON

Guardian Balanced Income Fund ON

Guardian Canadian Equity Select Fund ON

Guardian Canadian Equity Fund ON

Great Panther Silver Limited BC

Great Canadian Gaming Corporation BC

Great-West Lifeco Finance (Delaware) LP II MB

Greater Toronto Airports Authority ON

Great Basin Gold Ltd. BC 1(a), 1(b), 1(c), 1(d), 1(e)

Granite Real Estate Investment Trust ON

Growth 100 Fund ON

Granite REIT Inc. ON

Granite REIT Holdings Limited Partnership ON

Great-West Lifeco Inc. MB

Greystone Global Equity Fund ON

Greystone Canadian Equity Income & Growth Fund ON

Growth & Income Class ON

GrowMax Resources Corp. AB

Greystone Canadian Bond Fund ON

GreenSpace Brands Inc. (formerly Aumento IV Capital Corporation)

ON

Greenfields Petroleum Corporation AB

Grenville Strategic Royalty Corp. (formerly, Troon Ventures Ltd.) BC

GREENSTONE RESOURCES LTD. ON 1(a), 1(b), 1(c), 1(d), 1(e)


of 156





Hamilton Capital Global Bank ETF ON

Haemacure Corporation QC 1(a), 1(b), 1(c), 1(d), 1(e), 3

Hamilton Capital U.S. Mid-Cap Financials ETF (USD) ON

Hamilton Capital Global Financials Yield ETF (formerly Hamilton Capital Higher Yielding Financials ETF)

ON

H&R Real Estate Investment Trust ON

Guyana Goldfields Inc. ON

H&R Finance Trust ON

GVIC Communications Corp. BC

Hanfeng Evergreen Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e)

Harbour Global Analyst Fund ON

Harbour Canadian Dividend Fund (formerly CI Canadian Dividend Fund)

ON

HANWEI ENERGY SERVICES CORP. BC

Harbour Fund ON

Harbour Corporate Class ON

Guardian Fundamental Global Equity Fund ON

Guardian Fixed Income Select Fund (formerly, Guardian Private Wealth Bond Fund)

ON

Guardian Global Equity Fund ON

Guardian Global Dividend Growth Fund ON

Guardian Equity Income Fund ON

Guardian Canadian Short-Term Investment Fund ON

Guerrero Ventures Inc. BC

Guardian Emerging Markets Equity Fund ON

Guardian Canadian Small/Mid Cap Equity Fund ON

Guardian Growth & Income Fund ON

Guardian Short Duration Bond Fund ON

Guardian Private Wealth Equity Fund ON

Guardian U.S. Equity Select Fund ON

Guardian U.S. Equity Fund ON

Guardian Managed Income Portfolio ON

Guardian International Equity Fund ON

Guardian High Yield Bond Fund ON

Guardian Managed Income & Growth Portfolio ON

Guardian International Equity Select Fund ON


of 156





Harmony U.S. Equity Pool ON

Harmony Overseas Equity Pool ON

Harvest Banks & Buildings Income Fund ON

Harmony Yield Portfolio (formerly, Harmony Balanced and Income Portfolio)

ON

Harmony Money Market Pool ON

Harmony Growth Portfolio Class ON

Harmony Growth Portfolio ON

Harmony Maximum Growth Portfolio Class ON

Harmony Maximum Growth Portfolio ON

Helius Medical Technologies, Inc. BC

Hecla Mining Company BC

Healthcare Leaders Income ETF ON

Harvest Canadian Income & Growth Fund ON

Heating Oil Partners Income Fund ON 1(a), 1(b), 1(c), 1(d), 1(e)

Healthcare Special Opportunities Fund ON

Harbour Growth & Income Fund ON

Harbour Growth & Income Corporate Class ON

Hardwoods Distribution Inc. BC

Harbour Voyageur Corporate Class (formerly Harbour All Cap Corporate Class)

ON

Harbour Global Growth & Income Fund ON

Harbour Global Equity Corporate Class (formerly Harbour Foreign Equity Corporate Class)

ON

Harmony Growth Plus Portfolio Class ON

Harbour Global Growth & Income Corporate Class (formerly Harbour Foreign Growth & Income Corporate Class)

ON

Harbour Global Equity Fund ON

Harmony Diversified Income Pool ON

Harmony Conservative Portfolio ON

Harmony Growth Plus Portfolio ON

Harmony Global Fixed Income Pool ON

Harmony Canadian Fixed Income Pool ON

Harmony Balanced Growth Portfolio Class ON

Harmony Balanced Growth Portfolio ON

Harmony Canadian Equity Pool ON

Harmony Balanced Portfolio ON


of 156





Horizons Active Intl Developed Markets Equity ETF ON

Horizons Active High Yield Bond ETF ON

Horizons Active US Dividend ETF ON

Horizons Active Preferred Share ETF ON

Horizons Active Global Fixed Income ETF ON

Horizons Active Floating Rate Preferred Share ETF ON

Horizons Active Global Dividend ETF ON

Horizons Active Floating Rate Senior Loan ETF ON

Horizons Active US Floating Rate Bond (USD) ETF ON

Horizons China High Dividend Yield Index ETF ON

Horizons Cdn Select Universe Bond ETF ON

Horizons Cdn Insider Index ETF ON

Horizons Canadian Dollar Currency ETF ON

Horizons Auspice Managed Futures Index ETF ON

Horizons Cdn High Dividend Index ETF ON

Horizons Canadian Midstream Oil & Gas Index ETF ON

High Liner Foods Incorporated NS

High Growth Portfolio ON

HNZ Group Inc. QC

HMZ Metals Inc. ON 1(a), 1(b), 1(c), 1(e)

Heroux-Devtek Inc. QC

Hemisphere Energy Corporation BC

Horizons Active Floating Rate Bond ETF ON

Heritage Plans (formerly Heritage Scholarship Trust Plans) ON

Heritage Global Inc. ON

Hollis Receivables Term Trust II ON

Horizons Active Cdn Municipal Bond ETF ON

Horizons Active Cdn Dividend ETF ON

Horizons Active Emerging Markets Dividend ETF ON

Horizons Active Corporate Bond ETF ON

Horizons Active Cdn Bond ETF ON

Home Capital Group Inc. ON

Holloway Lodging Corporation NS

Horizons Active A.I. Global Equity ETF ON

Horizons Absolute Return Global Currency ETF ON


of 156





Horizons S&P/TSX 60 Index ETF ON

Horizons S&P/TSX 60 Equal Weight Index ETF (formerly Horizons AlphaPro S&P/TSX 60 Equal Weight Index ETF)

ON

Horizons S&P/TSX Capped Financials Index ETF ON

Horizons S&P/TSX Capped Energy Index ETF ON

Horizons S&P 500® Index ETF ON

Horizons Natural Gas Yield ETF ON

Horizons S&P 500 CAD Hedged Index ETF ON

Horizons Robotics and Automation Index ETF ON

Horizons Seasonal Rotation ETF ON

HSBC AsiaPacific Fund BC

Horizons US 7-10 Year Treasury Bond CAD Hedged ETF ON

Horizons Silver ETF (formerly Horizons COMEX® Silver ETF) ON

Horizons US Dollar Currency ETF ON

Horizons US 7-10 Year Treasury Bond ETF ON

Horizons Enhanced Income International Equity ETF ON

Horizons Enhanced Income Gold Producers ETF ON

Horizons EURO STOXX 50® Index ETF ON

Horizons Enhanced Income US Equity (USD) ETF ON

Horizons Enhanced Income Financials ETF ON

Horizons Crude Oil ETF (formerly Horizons NYMEX® Crude Oil ETF)

ON

Horizons Natural Gas ETF (formerly Horizons NYMEX® Natural Gas ETF)

ON

Horizons Enhanced Income Equity ETF ON

Horizons Enhanced Income Energy ETF ON

Horizons Global Currency Opportunities ETF ON

Horizons Marijuana Life Sciences Index ETF (formerly Horizons Medical Marijuana Life Sciences ETF)

ON

Horizons Managed Global Opportunities ETF ON

Horizons NASDAQ-100® Index ETF ON

Horizons Morningstar Hedge Fund Index ETF ON

Horizons Intl Developed Markets Equity Index ETF ON

Horizons Gold ETF (formerly Horizons COMEX® Gold ETF) ON

Horizons Global Risk Parity ETF ON

Horizons Inovestor Canadian Equity Index ETF ON

Horizons Gold Yield ETF ON


of 156





HSBC International Equity Pooled Fund BC

HSBC Global Real Estate Equity Pooled Fund BC

HSBC Mortgage Fund BC

HSBC Monthly Income Fund BC

HSBC Global Inflation Linked Bond Pooled Fund BC

HSBC Global Equity Fund BC

HSBC Global High Yield Bond Pooled Fund BC

HSBC Global Equity Volatility Focused Fund BC

HSBC Mortgage Pooled Fund BC

HSBC World Selection Diversified Balanced Fund BC

HSBC World Selection Diversified Aggressive Growth Fund BC

HSBC U.S. Equity Pooled Fund BC

HSBC U.S. Dollar Money Market Fund BC

HSBC Small Cap Growth Fund BC

HSBC U.S. Equity Fund BC

HSBC U.S. Dollar Monthly Income Fund BC

HSBC Canadian Dividend Pooled Fund BC

HSBC Canadian Bond Pooled Fund BC

HSBC Canadian Money Market Fund BC

HSBC Canadian Equity Pooled Fund BC

HSBC Canadian Bond Fund BC

HSBC Bank Canada BC

HSBC Global Corporate Bond Fund BC

HSBC Canadian Balanced Fund BC

HSBC BRIC Equity Fund BC

HSBC Canadian Money Market Pooled Fund BC

HSBC Emerging Markets Pooled Fund BC

HSBC Emerging Markets Fund BC

HSBC European Fund BC

HSBC Equity Fund BC

HSBC Emerging Markets Debt Pooled Fund BC

HSBC Chinese Equity Fund BC

HSBC Canadian Small Cap Equity Pooled Fund BC

HSBC Emerging Markets Debt Fund BC

HSBC Dividend Fund BC


of 156





IA Clarington Emerging Markets Bond Fund QC

IA Clarington Dividend Growth Class QC

IA Clarington Focused Balanced Class QC

IA Clarington Floating Rate Income Fund QC

IA Clarington Core Plus Bond Fund QC

IA Clarington Canadian Small Cap Class QC

IA Clarington Conservative Portfolio QC

IA Clarington Canadian Small Cap Fund QC

IA Clarington Focused Balanced Fund QC

IA Clarington Global Opportunities Class QC

IA Clarington Global Growth & Income Fund QC

IA Clarington Global Equity Fund QC

IA Clarington Focused U.S. Equity Class QC

IA Clarington Focused Canadian Equity Class QC

IA Clarington Global Equity Exposure Fund QC

IA Clarington Global Bond Fund QC

Hunt Mining Corp BC

Hudson's Bay Company ON

Hydro One Inc. ON

HUSKY ENERGY INC. AB

Hudbay Minerals Inc. (formerly HudBay Minerals Inc.) ON

HSBC World Selection Diversified Conservative Fund BC

IA Clarington Canadian Leaders Class QC

HSBC World Selection Diversified Moderate Conservative Fund BC

HSBC World Selection Diversified Growth Fund BC

Hydro One Limited ON

IA Clarington Canadian Conservative Equity Fund QC

IA Clarington Canadian Conservative Equity Class QC

IA Clarington Canadian Growth Class QC

IA Clarington Canadian Dividend Fund QC

IA Clarington Canadian Balanced Fund QC

IA Clarington Balanced Portfolio QC

Hydrogenics Corporation ON

IA Clarington Canadian Balanced Class QC

IA Clarington Bond Fund QC


of 156





IA Clarington Short-Term Income Class QC

IA Clarington Short-Term Bond Fund QC

IA Clarington Strategic Corporate Bond Fund QC

IA Clarington Strategic Corporate Bond Class QC

IA Clarington Sarbit U.S. Equity Fund QC

IA Clarington Real Return Bond Fund QC

IA Clarington Sarbit U.S. Equity Class (Unhedged) QC

IA Clarington Sarbit Activist Opportunities Class QC

IA Clarington Strategic Equity Income Class QC

IA Clarington Tactical Income Class QC

IA Clarington Tactical Bond Fund QC

IA Clarington Tactical Bond Class QC

IA Clarington Strategic Income Class QC

IA Clarington Strategic Equity Income Fund QC

IA Clarington Strategic U.S. Growth & Income Fund QC

IA Clarington Strategic Income Fund QC

IA Clarington Growth & Income Fund QC

IA Clarington Global Yield Opportunities Fund QC

IA Clarington Inhance Balanced SRI Portfolio QC

IA Clarington Growth Portfolio QC

IA Clarington Global Value Fund QC

IA Clarington Global Opportunities Fund QC

IA Clarington North American Opportunities Class QC

IA Clarington Global Tactical Income Fund QC

IA Clarington Global Tactical Income Class QC

IA Clarington Inhance Bond SRI Fund QC

IA Clarington Moderate Portfolio QC

IA Clarington Maximum Growth Portfolio QC

IA Clarington Monthly Income Balanced Fund QC

IA Clarington Money Market Fund QC

IA Clarington Inhance Monthly Income SRI Fund QC

IA Clarington Inhance Conservative SRI Portfolio QC

IA Clarington Inhance Canadian Equity SRI Class QC

IA Clarington Inhance Growth SRI Portfolio QC

IA Clarington Inhance Global Equity SRI Class QC


of 156





IG CI Canadian Balanced Fund MB

IG Beutel Goodman Canadian Small Cap Fund MB

IG FI Canadian Equity Fund MB

IG FI Canadian Equity Class MB

IG Beutel Goodman Canadian Equity Fund MB

IG AGF U.S. Growth Fund MB

IG Beutel Goodman Canadian Equity Class MB

IG Beutel Goodman Canadian Balanced Fund MB

IG FI U.S. Large Cap Equity Class MB

IG Franklin Bissett Canadian Equity Fund MB

IG Fiera Canadian Small Cap Class (formerly IG AGF Canadian Diversified Growth Class)

MB

IG FI U.S. Large Cap Equity Fund MB

IG Franklin Bissett Canadian Equity Class MB

IG Fiera Canadian Small Cap Fund (Formerly IG AGF Canadian Diversified Growth Fund)

MB

IA Clarington U.S. Dividend Growth Registered Fund QC

IA Clarington U.S. Dividend Growth Fund QC

IA Clarington Yield Opportunities Fund QC

IA Clarington U.S. Dollar Floating Rate Income Fund QC

IA Clarington Target Click 2030 Fund QC

IA Clarington Tactical Income Fund QC

IG AGF U.S. Growth Class MB



IAMGOLD Corporation ON

IDS Intelligent Detection Systems Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

ICL Global Equity Fund ON

IG AGF Global Equity Fund MB

IG AGF Global Equity Class MB

ICC International Cannabis Corporation (formerly Shogun Capital Corp.)

BC

IBEX TECHNOLOGIES INC. QC

iAnthus Capital Holdings, Inc. ON

IC Potash Corp. ON

IBI Group Inc. ON


of 156





IMAX Corporation ON

iLOOKABOUT Corp. ON

imaxx Canadian Dividend Plus Fund (formerly imaxx Canadian Dividend Fund)

ON

imaxx Canadian Bond Fund ON

Ikkuma Resources Corp. AB

IG Putnam U.S. High Yield Income Fund MB

IGM Financial Inc. MB

IG Templeton International Equity Class MB

imaxx Canadian Fixed Pay Fund ON

Imperial Canadian Diversified Income Pool ON

Imperial Canadian Bond Pool ON

imaxx Global Equity Growth Fund ON

imaxx Equity Growth Fund (formerly imaxx Canadian Equity Growth Fund)

ON

Impax Energy Services Income Trust AB 1(a), 1(b), 1(c), 1(e)

imaxx Short Term Bond Fund (formerly imaxx Money Market Fund)

ON

IG Mackenzie Emerging Markets Class MB

IG Mackenzie Dividend Growth Fund MB

IG Mackenzie Global Precious Metals Class MB

IG Mackenzie Floating Rate Income Fund MB

IG Mackenzie Cundill Global Value Fund MB

IG Mackenzie Canadian Equity Growth Class MB

IG Putnam U.S. Growth Fund MB

IG Mackenzie Cundill Global Value Class MB

IG Mackenzie Canadian Equity Growth Fund MB

IG Mackenzie Income Fund MB

IG Putnam Low Volatility U.S. Equity Class MB

IG Putnam Emerging Markets Income Fund MB

IG Putnam U.S. Growth Class MB

IG Putnam Low Volatility U.S. Equity Fund MB

IG Mackenzie Strategic Income Fund MB

IG Mackenzie Ivy European Class MB

IG Mackenzie Ivy Canadian Balanced Fund MB

IG Mackenzie Ivy Foreign Equity Class MB

IG Mackenzie Ivy European Fund MB


of 156





Information Services Corporation SK

Industrial Alliance Insurance and Financial Services inc. QC

Innergex Renewable Energy Inc. QC

Infowave Software, Inc. BC 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

INDIVIDUAL Plan QC

Income Fund (Portico) ON

Indigo Books & Music Inc. ON

INDEXPLUS Income Fund AB

Innovative Composites International Inc. ON 1(a), 1(b), 1(c), 1(e)

Integra Bond Fund ON

Integra Balanced Fund ON

Intact Financial Corporation ON

InPlay Oil Corp. AB

Inovalis Real Estate Investment Trust ON

INSCAPE Corporation ON

Input Capital Corp. SK

Imperial International Bond Pool ON

Imperial Global Equity Income Pool ON

Imperial Money Market Pool ON

Imperial International Equity Pool ON

Imperial Equity High Income Pool ON

Imperial Canadian Dividend Income Pool ON

Income Financial Trust ON

Imperial Emerging Economies Pool ON

Imperial Canadian Equity Pool ON

Imperial Oil Limited AB

Income 100 Fund ON

Imvescor Restaurant Group Inc. QC

Income 40/60 Fund ON

Income 20/80 Fund ON

IMRIS Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e)

Imperial Short-Term Bond Pool ON

Imperial Overseas Equity Pool ON

Impression Plan ON

Imperial U.S. Equity Pool ON


of 156





Invesco Canadian Balanced Fund ON

Invesco Canada Money Market Fund ON

Invesco Canadian Bond Fund ON

Invesco Canadian Bond Class ON

Invesco Allocation Fund ON

Intrinsyc Technologies Corporation BC

Invesco Advantage Bond Fund ON

INV Metals Inc. ON

Invesco Canadian Premier Growth Class ON

Invesco Global Growth Class ON

Invesco Global Dividend Income Fund ON

Invesco Global Bond Fund ON

Invesco Core Canadian Balanced Class ON

Invesco Canadian Premier Growth Fund ON

Invesco Floating Rate Income Fund ON

Invesco European Growth Class ON

Inter Pipeline Ltd. AB

INTELLIPHARMACEUTICS INTERNATIONAL INC. ON

Intermap Technologies Corporation AB

Interfor Corporation BC

Integra U.S. Value Growth Fund ON

Integra Canadian Value Growth Fund ON

Intertape Polymer Group Inc. QC

Integra International Equity Fund ON

Integra Equity Fund ON

International Core Equity Class (Putnam) ON

International Equity Value Pool ON

International Equity Value Currency Hedged Corporate Class ON

InterRent Real Estate Investment Trust ON

International Wallcoverings Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

International Equity Value Corporate Class ON

International Equity Alpha Corporate Class ON

International Core Equity Fund (Putnam) ON

International Equity Growth Pool ON

International Equity Growth Corporate Class ON


of 156





Investment Grade Infrastructure Bond Fund QC

Invesco Strategic Yield Fund (formerly, Invesco Intactive Strategic Yield Portfolio)

ON

Investors Canadian Bond Fund MB

Investment Grade Managed Duration Income Fund ON

Invesco Short-Term Income Class ON

Invesco International Growth Fund ON

Invesco Short-Term Bond Fund ON

Invesco Select Canadian Equity Fund ON

Investors Canadian Corporate Bond Fund MB

Investors Canadian Large Cap Value Class MB

Investors Canadian High Yield Income Fund MB

Investors Canadian Growth Fund MB

Investors Canadian Equity Fund MB

Investors Canadian Equity Class MB

Investors Canadian Growth Class MB

Investors Canadian Equity Income Fund MB

Invesco Intactive 2028 Portfolio ON




Invesco Indo-Pacific Fund ON

Invesco Global High Yield Bond Fund ON

Invesco International Growth Class ON

Invesco Global Real Estate Fund ON

Invesco Global Monthly Income Fund ON

Invesco Intactive Balanced Growth Portfolio ON

Invesco Intactive Growth Portfolio Class ON

Invesco Intactive Growth Portfolio ON

Invesco Intactive Maximum Growth Portfolio Class ON

Invesco Intactive Maximum Growth Portfolio ON

Invesco Intactive Diversified Income Portfolio Class ON

Invesco Intactive Balanced Income Portfolio ON

Invesco Intactive Balanced Growth Portfolio Class ON

Invesco Intactive Diversified Income Portfolio ON

Invesco Intactive Balanced Income Portfolio Class ON


of 156





Investors Global Dividend Fund MB

Investors Global Consumer Companies Class MB

Investors Global Financial Services Fund MB

Investors Global Financial Services Class MB

Investors Global Class MB

Investors European Mid-Cap Equity Fund MB

Investors Global Bond Fund MB

Investors Fixed Income Flex Portfolio MB

Investors Global Fixed Income Flex Portfolio MB

Investors Global Science & Technology Fund MB

Investors Global Science & Technology Class MB

Investors Global Real Estate Fund MB

Investors Global Health Care Class MB

Investors Global Fund MB

Investors Global Natural Resources Class MB

Investors Global Infrastructure Class MB

Investors Canadian Small Cap Fund MB

Investors Canadian Small Cap Class MB

Investors Canadian Small Cap Growth Fund MB

Investors Canadian Small Cap Growth Class MB

Investors Canadian Natural Resource Fund MB

Investors Canadian Large Cap Value Fund MB

Investors European Mid-Cap Equity Class MB

Investors Canadian Money Market Fund MB

Investors Canadian Money Market Class (formerly Investors Managed Yield Class)

MB

Investors Core Canadian Equity Class MB

Investors Dividend Fund MB

Investors Dividend Class MB

Investors European Equity Fund MB

Investors European Equity Class MB

Investors Cornerstone III Portfolio MB

Investors Core U.S. Equity Fund MB

Investors Core U.S. Equity Class MB

Investors Cornerstone II Portfolio MB

Investors Cornerstone I Portfolio MB


of 156





Investors Retirement Plus Portfolio MB

Investors Retirement Growth Portfolio MB

Investors Summa SRI Fund MB

Investors Summa SRI Class MB

Investors Real Property Fund MB

Investors Pan Asian Equity Fund MB

Investors Quebec Enterprise Fund MB

Investors Québec Enterprise Class MB

Investors U.S. Dividend Growth Fund MB

Investors U.S. Small Cap Class MB

Investors U.S. Opportunities Fund MB

Investors U.S. Opportunities Class MB

Investors U.S. Large Cap Value Class MB

Investors U.S. Dividend Registered Fund MB

Investors U.S. Money Market Fund MB

Investors U.S. Large Cap Value Fund MB

Investors Income Plus Portfolio MB

Investors Growth Portfolio MB

Investors International Small Cap Class MB

Investors International Equity Class MB

Investors Growth Plus Portfolio MB

Investors Greater China Class MB

Investors Pan Asian Equity Class MB

Investors Group Income Pool MB

Investors Group Equity Pool MB

Investors Low Volatility Canadian Equity Class MB

Investors North American Equity Fund MB

Investors North American Equity Class MB

Investors Pacific International Fund MB

Investors Pacific International Class MB

Investors Mutual of Canada MB

Investors Low Volatility Global Equity Class MB

Investors Low Volatility Canadian Equity Fund MB

Investors Mortgage and Short Term Income Fund MB

Investors Low Volatility Global Equity Fund MB


of 156





iShares Canadian HYBrid Corporate Bond Index ETF ON

iShares Canadian Growth Index ETF ON

iShares Canadian Select Dividend Index ETF ON

iShares Canadian Real Return Bond Index ETF ON

iShares Canadian Government Bond Index ETF ON

iShares Canadian Corporate Bond Index ETF ON

iShares Canadian Fundamental Index ETF ON

iShares Canadian Financial Monthly Income ETF ON

iShares Canadian Value Index ETF ON

iShares Core Canadian Short Term Bond Index ETF (formerly, iShares Canadian Short Term Bond Index ETF)

ON

iShares Core Canadian Long Term Bond Index ETF ON

iShares Conservative Short Term Strategic Fixed Income ETF ON

iShares China Index ETF ON

iShares Convertible Bond Index ETF ON

iShares Conservative Strategic Fixed Income ETF ON

iProfile Fixed Income Pool MB

iProfile Emerging Markets Pool MB

iProfile International Equity Pool MB

iProfile International Equity Class MB

iProfile Emerging Markets Class MB

Iona Energy Inc AB 1(a), 1(b), 1(c), 1(e)

iShares Balanced Income CorePortfolioTM Index ETF ON

iProfile Canadian Equity Pool MB

iProfile Canadian Equity Class MB

iProfile U.S. Equity Class MB

iShares 1-5 Year Laddered Corporate Bond Index ETF ON

iShares 1-10 Year Laddered Government Bond Index ETF ON

iShares Balanced Growth CorePortfolioTM Index ETF ON

iShares 1-5 year Laddered Government Bond Index ETF ON

iShares 1-10 Year Laddered Corporate Bond Index ETF ON

Iron Bridge Resources Inc. (formerly RMP Energy Inc.) AB

iProfile U.S. Equity Pool MB

ISE Limited ON 1(a), 1(b), 1(c), 1(d), 1(e)

Irving Resources Inc. BC


of 156





iShares Edge MSCI Min Vol USA Index ETF (CAD-Hedged) ON

iShares Edge MSCI Min Vol USA Index ETF ON

iShares Edge MSCI Multifactor EAFE Index ETF ON

iShares Edge MSCI Multifactor Canada Index ETF ON

iShares Edge MSCI Min Vol Global Index ETF (CAD-Hedged) ON

iShares Edge MSCI Min Vol EAFE Index ETF (CAD-Hedged) ON

iShares Edge MSCI Min Vol EAFE Index ETF ON

iShares Edge MSCI Min Vol Global Index ETF ON

iShares Edge MSCI Min Vol Emerging Markets Index ETF ON

iShares Floating Rate Index ETF ON

iShares Equal Weight Banc & Lifeco ETF ON

iShares Edge MSCI Multifactor USA Index ETF ON

iShares Edge MSCI Multifactor EAFE Index ETF (CAD-Hedged) ON

iShares Emerging Markets Fundamental Index ETF ON

iShares Edge MSCI Multifactor USA Index ETF (CAD-Hedged) ON

iShares Core MSCI EAFE IMI Index ETF (CAD-Hedged) ON

iShares Core MSCI EAFE IMI Index ETF ON

iShares Core MSCI Global Quality Dividend Index ETF ON

iShares Core MSCI Emerging Markets IMI Index ETF ON

iShares Core MSCI Canadian Quality Dividend Index ETF ON

iShares Core Canadian Short Term Corporate + Maple Bond Index ETF

ON

iShares Edge MSCI Min Vol Canada Index ETF ON

iShares Core MSCI All Country World ex Canada Index ETF ON

iShares Core Canadian Universe Bond Index ETF (formerly, iShares Canadian Universe Bond Index ETF)

ON

iShares Core S&P U.S. Total Market Index ETF (CAD-Hedged) ON

iShares Core S&P U.S. Total Market Index ETF ON

iShares Diversified Monthly Income ETF ON

iShares Core S&P/TSX Capped Composite Index ETF ON

iShares Core S&P 500 Index ETF (CAD-Hedged) ON

iShares Core MSCI US Quality Dividend Index ETF ON

iShares Core MSCI Global Quality Dividend Index ETF (CAD-Hedged)

ON

iShares Core S&P 500 Index ETF ON

iShares Core MSCI US Quality Dividend Index ETF (CAD-Hedged)

ON


of 156





iShares S&P/TSX 60 Index ETF ON

iShares S&P U.S. Mid-Cap Index ETF (CAD-Hedged) ON

iShares S&P/TSX Canadian Preferred Share Index ETF ON

iShares S&P/TSX Canadian Dividend Aristocrats Index ETF ON

iShares S&P U.S. Mid-Cap Index ETF ON

iShares Premium Money Market ETF ON

iShares S&P Global Industrials Index ETF (CAD-Hedged) ON

iShares S&P Global Consumer Discretionary Index ETF (CAD-Hedged)

ON

iShares S&P/TSX Capped Consumer Staples Index ETF ON

iShares S&P/TSX Capped Utilities Index ETF ON

iShares S&P/TSX Capped REIT Index ETF ON

iShares S&P/TSX Capped Financials Index ETF ON

iShares S&P/TSX Capped Energy Index ETF ON

iShares S&P/TSX Capped Materials Index ETF ON

iShares S&P/TSX Capped Information Technology Index ETF ON

iShares Global Water Index ETF ON

iShares Global Real Estate Index ETF ON

iShares High Quality Canadian Bond Index ETF (formerly, iShares Core High Quality Canadian Bond Index ETF)

ON

iShares Gold Bullion ETF ON

iShares Global Monthly Dividend Index ETF (CAD-Hedged) ON

iShares Global Agriculture Index ETF ON

iShares NASDAQ 100 Index ETF (CAD-Hedged) ON

iShares Global Infrastructure Index ETF ON

iShares Global Healthcare Index ETF (CAD-Hedged) ON

iShares India Index ETF ON

iShares MSCI Europe IMI Index ETF ON

iShares MSCI Emerging Markets Index ETF ON

iShares MSCI World Index ETF ON

iShares MSCI Europe IMI Index ETF (CAD-Hedged) ON

iShares MSCI EAFE Index ETF (CAD-Hedged) ON

iShares J.P. Morgan USD Emerging Markets Bond Index ETF (CAD-Hedged)

ON

iShares International Fundamental Index ETF ON

iShares Japan Fundamental Index ETF (CAD-Hedged) ON

iShares Jantzi Social Index ETF ON


of 156





Jackpotjoy plc ON

Ivanhoe Mines Ltd. BC

Jamieson Wellness Inc. ON

Jaguar Mining Inc. ON

Ivanhoe Energy Inc. BC 1(a), 1(b), 1(c), 1(d), 1(e)

itemus inc. BC 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

IVACO INC QC 1(a), 1(b), 1(c), 1(d), 1(e)

Ithaca Energy Inc. AB 1(e)

Jayden Resources Inc. BC

June 2020 Corporate Bond Trust QC

John Deere Canada Funding Inc. ON

JFT Strategies Fund ON

JUMBO PETROLEUM CORPORATION ON 1(a), 1(b), 1(c), 1(e)

Journey Energy Inc. AB

iShares S&P/TSX SmallCap Index ETF ON

iShares S&P/TSX North American Preferred Stock Index ETF (CAD-Hedged)

ON

iShares Short Term High Quality Canadian Bond Index ETF (FKA iShares Core Short Term High Quality Canadian Bond Index ET

ON

iShares Short Duration High Income ETF (CAD-Hedged) ON

iShares S&P/TSX Global Gold Index ETF ON

iShares S&P/TSX Completion Index ETF ON

Itafos (formerly, MBAC Fertilizer Corp.) ON

iShares S&P/TSX Global Base Metals Index ETF ON

iShares S&P/TSX Composite High Dividend Index ETF (formerly, iShares Core S&P/TSX Composite High Dividend Index ETF)

ON

iShares Short Term Strategic Fixed Income ETF ON

iShares U.S. Small Cap Index ETF (CAD-Hedged) ON

iShares U.S. IG Corporate Bond Index ETF (CAD-Hedged) ON

iShares US Fundamental Index ETF ON

iShares US Dividend Growers Index ETF (CAD-Hedged) ON

iShares U.S. High Yield Fixed Income Index ETF (CAD-Hedged) ON

iShares U.S. High Dividend Equity Index ETF ON

iShares Silver Bullion ETF ON

iShares U.S. High Yield Bond Index ETF (CAD-Hedged) ON

iShares U.S. High Dividend Equity Index ETF (CAD-Hedged) ON


of 156





Kure Technologies, Inc. ON

KP Tissue Inc. ON

Labrador Iron Mines Holdings Limited ON

LAB Research Inc. QC 1(a), 1(b), 1(c), 1(d), 1(e)

KOLOMBO TECHNOLOGIES LTD. QC 1(a), 1(b), 1(c), 1(e)

Klondex Mines Ltd. BC

Knight Therapeutics Inc. QC

kneat.com, inc. NS

Labrador Iron Ore Royalty Corporation ON

Lawrence Park Strategic Income Fund ON

LAURENTIAN BANK OF CANADA QC

Laramide Resources Ltd. ON

Landdrill International Inc. NB 1(a), 1(b), 1(c), 1(e) Yes

Lakeview Hotel Investment Corp. MB

Lanesborough Real Estate Investment Trust MB

Landmark Global Financial Corporation ON 1(a), 1(b), 1(c), 1(e)

K-Bro Linen Inc. AB

Katanga Mining Limited ON

Kennady Diamonds Inc. ON

Kelt Exploration Ltd. AB

Karnalyte Resources Inc. SK

June 2021 Investment Grade Bond Pool ON

Kirkland Lake Gold Ltd. ON

Just Energy Group Inc. ON

Jura Energy Corporation AB

Kerr Mines Inc. ON

Kingsway Financial Services Inc. ON

Kinder Morgan Canada Limited AB

Kirkland Lake Gold Inc. ON

Kinross Gold Corporation ON

Kinaxis Inc. ON

Keyera Corp. AB

Kew Media Group Inc. ON

Killam Apartment Real Estate Investment Trust NS

Killam Apartment Limited Partnership NS


of 156





Livent Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

Lithium Energy Products Inc. (formerly Northern Iron Corp.) BC

LOGiQ Advantage Bond Fund ON

Loblaw Companies Limited ON

Lithium Americas Corp. BC

Lions Petroleum Inc. ON 1(a), 1(b), 1(c), 1(e)

Lithion Energy Corp. (Formerly, Barisan Gold Corporation) BC

Liquor Stores N.A. Ltd. AB

LOGiQ Advantage Oil & Gas Income Fund ON

LOGiQ Global Resource Fund ON

LOGiQ Global Opportunities Class ON

LOGiQ Asset Management Inc. (formerly, Aston Hill Financial Inc.)

ON

LOGiQ Advantage VIP Income Fund ON

LOGiQ Global Balanced Income Class ON

LOGiQ Balanced Monthly Income Class ON

LDIC North American Small Business Fund (Corporate Class) ON

LDIC North American Infrastructure Fund ON

LEAGOLD MINING CORPORATION BC

LeadFX Inc. (formerly, Ivernia Inc.) ON

Lazard Global Low Volatility Fund ON

Lazard Emerging Markets Multi Asset Fund ON

Lincluden Short Term Investment Fund ON

Lazard Global Equity Income Fund ON

Lazard Global Balanced Income Fund ON

Legacy Education Savings Plan (formerly, Global Educational Trust Plan)

ON

Lightstream Resources Ltd. AB 1(a), 1(b), 1(c), 1(e)

Life & Banc Split Corp. ON

Lincluden Balanced Fund ON

Limited Duration Investment Grade Preferred Securities Fund ON

Liberty Gold Corp. (formerly Pilot Gold Inc.) BC

Leucrotta Exploration Inc. AB

Leon's Furniture Limited ON

LGC Skyrota Wind Energy Corp. BC 1(a), 1(b), 1(c), 1(e)

Levon Resources Ltd. BC


of 156





LSC Communications, Inc. ON

Low Volatility U.S. Equity Income Fund ON

lululemon athletica inc. BC

Lucky Minerals Inc. BC

Low Volatility Canadian Equities Income Fund ON

Loomis Sayles Global Diversified Corporate Bond Class (formerly, Loomis Sayles Global Diversified Corporate Bond Tax Man

ON

Loomis Sayles Strategic Monthly Income Fund ON

Loomis Sayles Global Diversified Corporate Bond Fund ON

Lundin Gold Inc. BC

Lysander-18 Asset Management Canadian Equity Fund ON

Lysander TDV Fund ON

Lydian International Limited ON

Lupaka Gold Corp. BC

Lundin Mining Corporation ON

LXRandCo, Inc. (formerly Gibraltar Growth Corporation) ON

LWP Capital Inc. (formerly Legumex Walker Inc.) MB 1(a), 1(b), 1(c), 1(e)

LOGiQ Money Market Class ON

LOGiQ MLP and Infrastructure Income Class ON

LOGiQ Special Opportunities Class ON

LOGiQ Resource Growth and Income Class ON

LOGiQ Millennium Fund ON

LOGiQ Growth Class ON

Long Term Bond Fund (Portico) ON

LOGiQ High Income Fund ON

LOGiQ Growth Fund ON

LOGiQ Strategic Yield Fund ON

Loncor Resources Inc. ON

Logistec Corporation QC

Long Duration Credit Bond Fund ON

Long Duration Bond Fund ON

LOGiQ VIP Income Fund ON

LOGiQ Tactical Bond Fund ON

LOGiQ Tactical Bond Class ON

LOGiQ Total Return Fund ON

LOGiQ Tactical Equity Class ON


of 156





Mackenzie Canadian All Cap Dividend Growth Fund ON

Mackenzie Canadian All Cap Dividend Fund ON

Mackenzie Canadian All Cap Value Fund ON

Mackenzie Canadian All Cap Value Class ON

Mackenzie Canadian All Cap Dividend Class ON

Mackenzie All China Equity Fund ON

Mackenzie Canadian All Cap Balanced Fund ON

Mackenzie Canadian All Cap Balanced Class ON

Mackenzie Canadian Balanced Fund ON

Mackenzie Canadian Large Cap Dividend Fund ON

Mackenzie Canadian Large Cap Dividend Class ON

Mackenzie Canadian Growth Fund ON

Mackenzie Canadian Growth Balanced Class ON

Mackenzie Canadian Bond Fund ON

Mackenzie Canadian Growth Class ON

Mackenzie Canadian Growth Balanced Fund ON

Lysander-Canso Short Term and Floating Rate Fund ON

Lysander-Canso Equity Fund ON

Lysander-Crusader Equity Income Fund ON

Lysander-Canso U.S. Credit Fund ON

Lysander-Canso Corporate Value Bond Fund ON

Lysander-Canso Balanced Fund ON

MacDonald Mines Exploration Ltd. ON

Lysander-Canso Broad Corporate Bond Fund ON

Lysander-Canso Bond Fund ON

Lysander-Fulcra Corporate Securities Fund ON

Lysander-Triasima Balanced Income Fund ON

Lysander-Triasima All Country Equity Fund ON

M8 Entertainment Inc QC 1(a), 1(b), 1(c), 1(d), 1(e)

M Split Corp. ON

Lysander-Slater Preferred Share Dividend Fund ON

Lysander-Seamark Balanced Fund ON

Lysander-Roundtable Low Volatility Equity Fund ON

Lysander-Slater Preferred Share ActivETF ON

Lysander-Seamark Total Equity Fund ON


of 156





Mackenzie Floating Rate Income ETF ON

Mackenzie Emerging Markets Opportunities Fund ON

Mackenzie Global Credit Opportunities Fund ON

Mackenzie Floating Rate Income Fund ON

Mackenzie Emerging Markets Opportunities Class ON

Mackenzie Cundill Value Fund ON

Mackenzie Emerging Markets Class ON

Mackenzie Diversified Alternatives Fund ON

Mackenzie Global Dividend Fund ON

Mackenzie Global Resource Class ON

Mackenzie Global Low Volatility Fund ON

Mackenzie Global Leadership Impact Fund ON

Mackenzie Global Growth Class ON

Mackenzie Global Equity Fund ON

Mackenzie Global Inflation-Linked Fund ON

Mackenzie Global High Yield Fixed Income ETF ON

Mackenzie Canadian Short Term Income Fund ON

Mackenzie Canadian Short Term Fixed Income ETF ON

Mackenzie Canadian Small Cap Fund ON

Mackenzie Canadian Small Cap Class ON

Mackenzie Canadian Resource Fund ON

Mackenzie Canadian Large Cap Growth Fund ON

Mackenzie Cundill Value Class ON

Mackenzie Canadian Money Market Fund ON

Mackenzie Canadian Money Market Class ON

Mackenzie Core Plus Canadian Fixed Income ETF ON

Mackenzie Cundill Recovery Class ON

Mackenzie Cundill International Fund ON

Mackenzie Cundill US Class ON

Mackenzie Cundill Recovery Fund ON

Mackenzie Cundill Canadian Security Fund ON

Mackenzie Corporate Bond Fund ON

Mackenzie Core Plus Global Fixed Income ETF ON

Mackenzie Cundill Canadian Security Class ON

Mackenzie Cundill Canadian Balanced Fund ON


of 156





Mackenzie Ivy Foreign Equity Fund ON

Mackenzie Ivy Foreign Equity Currency Neutral Class ON

Mackenzie Ivy Global Balanced Fund ON

Mackenzie Ivy Global Balanced Class ON

Mackenzie Ivy Foreign Equity Class ON

Mackenzie Ivy Canadian Balanced Fund ON

Mackenzie Ivy European Class ON

Mackenzie Ivy Canadian Fund ON

Mackenzie Ivy Global Equity ETF ON

Mackenzie Maximum Diversification All World Developed Index ETF

ON

Mackenzie Maximum Diversification All World Developed ex North America Index ETF

ON

Mackenzie Ivy International Equity Fund ON

Mackenzie Ivy International Class ON

Mackenzie Master Limited Partnership ON

Mackenzie Ivy International Fund ON

Mackenzie Global Tactical Investment Grade Bond Fund ON

Mackenzie Global Tactical Bond Fund ON

Mackenzie Gold Bullion Class ON

Mackenzie Global Women's Leadership ETF ON

Mackenzie Global Sustainability and Impact Balanced Fund ON

Mackenzie Global Small Cap Class ON

Mackenzie Ivy Canadian Balanced Class ON

Mackenzie Global Strategic Income Fund ON

Mackenzie Global Small Cap Fund ON

Mackenzie Growth Fund ON

Mackenzie Income Fund ON

Mackenzie High Diversification US Equity Fund ON

Mackenzie Investment Grade Floating Rate Fund ON

Mackenzie International Dividend Fund ON

Mackenzie High Diversification International Equity Fund ON

Mackenzie High Diversification Emerging Markets Equity Fund ON

Mackenzie High Diversification Canadian Equity Class ON

Mackenzie High Diversification Global Equity Fund ON

Mackenzie High Diversification European Equity Fund ON


of 156





Mackenzie Strategic Income Fund ON

Mackenzie Strategic Income Class ON

Mackenzie Unconstrained Fixed Income Fund ON

Mackenzie Unconstrained Bond ETF ON

Mackenzie Strategic Bond Fund ON

Mackenzie Private US Equity Pool ON

Mackenzie Sovereign Bond Fund ON

Mackenzie Private US Equity Pool Class ON

Mackenzie US All Cap Growth Fund ON

Mackenzie US Mid Cap Growth Currency Neutral Class ON

Mackenzie US Mid Cap Growth Class ON

Mackenzie US Low Volatility Fund ON

Mackenzie US Dividend Registered Fund ON

Mackenzie US Dividend Fund ON

Mackenzie US Large Cap Class ON

Mackenzie US Growth Class ON

Mackenzie Monthly Income Conservative Portfolio ON

Mackenzie Monthly Income Balanced Portfolio ON

Mackenzie Portfolio Completion ETF ON

Mackenzie North American Corporate Bond Fund ON

Mackenzie Maximum Diversification US Index ETF ON

Mackenzie Maximum Diversification Canada Index ETF ON

Mackenzie Private Income Balanced Pool Class ON

Mackenzie Maximum Diversification Emerging Markets Index ETF ON

Mackenzie Maximum Diversification Developed Europe Index ETF ON

Mackenzie Precious Metals Class ON

Mackenzie Private Global Fixed Income Pool ON

Mackenzie Private Global Equity Pool Class ON

Mackenzie Private Income Balanced Pool ON

Mackenzie Private Global Income Balanced Pool ON

Mackenzie Private Global Equity Pool ON

Mackenzie Private Canadian Focused Equity Pool Class ON

Mackenzie Private Canadian Focused Equity Pool ON

Mackenzie Private Global Conservative Income Balanced Pool ON

Mackenzie Private Canadian Money Market Pool ON


of 156





Manulife Asia Total Return Bond Fund ON

Manulife Asia Equity Class ON

Manulife Balanced Income Private Trust ON

Manulife Balanced Equity Private Pool ON

Manitok Energy Inc. AB

Major Drilling Group International Inc. NB

Mandalay Resources Corporation ON

Malbex Resources Inc. ON

Manulife Balanced Portfolio ON

Manulife Canadian Dividend Growth Class ON

Manulife Canadian Corporate Bond Fund ON

Manulife Canadian Bond Plus Fund ON

Manulife Canadian Balanced Fund ON

Manulife Bond Fund ON

Manulife Canadian Bond Fund ON

Manulife Canadian Balanced Private Pool ON

Madalena Energy Inc. AB

Macquarie Global Infrastructure Income Fund ON

Maestro Balanced Portfolio Class MB

Maestro Balanced Portfolio MB

Mackenzie USD Ultra Short Duration Income Fund ON

Mackenzie US Strategic Income Fund ON

Mainstreet Health Investments Inc. (formerly, Kingsway Arms Retirement Residences Inc.)

ON

Mackenzie USD Global Tactical Bond Fund ON

Mackenzie USD Global Strategic Income Fund ON

Maestro Growth Focused Portfolio MB

Magna Entertainment Corp. ON 1(a), 1(b), 1(c), 1(e)

MagIndustries Corp. ON 1(a), 1(b), 1(c), 1(d), 1(e)

Magnum Hunter Resources Corporation AB 1(a), 1(b), 1(c), 1(d), 1(e)

Magna International Inc. ON

Magellan Aerospace Corporation ON

Maestro Income Balanced Portfolio MB

Maestro Growth Focused Portfolio Class MB

MAG Silver Corp. BC

Maestro Income Balanced Portfolio Class MB


of 156





Manulife Covered Call U.S. Equity Class ON

Manulife Corporate Fixed Income Private Trust ON

Manulife Diversified Alpha Portfolio ON

Manulife Covered Call U.S. Equity Fund ON

Manulife Corporate Bond Fund ON

Manulife China Class ON

Manulife Conservative Portfolio ON

Manulife Conservative Income Fund ON

Manulife Diversified Investment Fund ON

Manulife Emerging Markets Fund ON

Manulife Emerging Markets Debt Fund ON

Manulife Emerging Markets Class ON

Manulife Dividend Income Fund ON

Manulife Dividend Income Class ON

Manulife Dollar-Cost Averaging Fund ON

Manulife Dividend Income Private Pool ON

Manulife Canadian Focused Class ON

Manulife Canadian Equity Private Pool ON

Manulife Canadian Growth and Income Private Trust ON

Manulife Canadian Focused Fund ON

Manulife Canadian Equity Balanced Class ON

Manulife Canadian Dividend Growth Fund ON

Manulife Canadian Universe Bond Fund ON

Manulife Canadian Dividend Income Fund ON

Manulife Canadian Dividend Income Class ON

Manulife Canadian Investment Class ON

Manulife Canadian Opportunities Fund ON

Manulife Canadian Opportunities Class ON

Manulife Canadian Stock Fund ON

Manulife Canadian Stock Class ON

Manulife Canadian Opportunities Balanced Fund ON

Manulife Canadian Monthly Income Class ON

Manulife Canadian Investment Fund ON

Manulife Canadian Opportunities Balanced Class ON

Manulife Canadian Monthly Income Fund ON


of 156





Manulife Global Tactical Credit Fund ON

Manulife Global Strategic Balanced Yield Fund ON

Manulife Growth Opportunities Fund ON

Manulife Growth Opportunities Class ON

Manulife Global Small Cap Fund ON

Manulife Global Managed Volatility Portfolio ON

Manulife Global Small Cap Balanced Fund ON

Manulife Global Real Estate Unconstrained Fund ON

Manulife Growth Portfolio ON

Manulife Income Fund 2047 ON




Manulife High Yield Bond Fund ON



Manulife Global All Cap Focused Fund ON

Manulife Floating Rate Senior Loan Fund ON

Manulife Global Balanced Private Trust ON

Manulife Global Balanced Fund ON

Manulife Floating Rate Income Fund ON

Manulife Finance (Delaware), L.P. ON

Manulife Global Infrastructure Fund ON

Manulife Financial Corporation ON

Manulife Financial Capital Trust II ON

Manulife Global Dividend Class ON

Manulife Global Equity Unconstrained Fund ON

Manulife Global Equity Unconstrained Class ON

Manulife Global Infrastructure Class ON

Manulife Global Fixed Income Private Trust ON

Manulife Global Equity Private Pool ON

Manulife Global Dividend Growth Class ON

Manulife Global Dividend Fund ON

Manulife Global Equity Class ON

Manulife Global Dividend Growth Fund ON


of 156





Manulife Short Term Bond Fund ON

Manulife Quantitative Fixed Income Fund 2042 ON

Manulife Simplicity Balanced Portfolio ON

Manulife Short Term Yield Class ON





Manulife Simplicity Conservative Portfolio ON

Manulife Strategic Investment Grade Global Bond Fund ON

Manulife Strategic Income Fund ON

Manulife Strategic Dividend Bundle ON

Manulife Simplicity Growth Portfolio ON

Manulife Simplicity Global Balanced Portfolio ON

Manulife Strategic Balanced Yield Fund ON

Manulife Simplicity Moderate Portfolio ON

Manulife International Focused Fund ON

Manulife International Equity Private Trust ON

Manulife Moderate Portfolio ON

Manulife International Value Equity Fund ON



Manulife Preferred Income Class ON



Manulife Money Fund ON

Manulife Multifactor U.S. Large Cap Index ETF ON

Manulife Multifactor Developed International Index ETF ON

Manulife Multifactor U.S. Small Cap Index ETF ON

Manulife Multifactor U.S. Mid Cap Index ETF ON

Manulife Multifactor Canadian SMID Cap Index ETF ON

Manulife Monthly High Income Class ON

Manulife Money Market Private Trust ON

Manulife Multifactor Canadian Large Cap Index ETF ON

Manulife Monthly High Income Fund ON


of 156





Manulife World Investment Fund ON

Manulife World Investment Class ON

Maple Gold Mines Ltd. (formerly Aurvista Gold Corporation) QC

Manulife Yield Opportunities Fund ON

Manulife Value Balanced Fund ON

Manulife U.S. Tactical Credit Fund ON

Manulife Value Balanced Class ON

Manulife Unhedged U.S. Monthly High Income Fund ON

Maple Leaf 2013 Oil & Gas Income Limited Partnership BC

Maple Leaf Short Duration 2017 Flow-Through Limited Partnership - National Class

BC

Maple Leaf Short Duration 2016-II Flow-Through Limited Partnership - Quebec Class

BC

Maple Leaf Income Class BC

Maple Leaf Foods Inc. ON

Maple Leaf Short Duration 2016-II Flow-Through Limited Partnership - National Class

BC

Maple Leaf Resource Class BC

Manulife U.S. Balanced Value Private Trust ON

Manulife U.S. Balanced Private Trust ON

Manulife U.S. Dividend Income Fund ON

Manulife U.S. Dividend Income Class ON

Manulife U.S. All Cap Equity Fund ON

Manulife Tactical Income Fund ON

Manulife U.S. Regional Bank Trust ON

Manulife U.S. All Cap Equity Class ON

Manulife Tax-Managed Growth Fund ON

Manulife U.S. Dividend Income Registered Fund ON

Manulife U.S. Fixed Income Private Trust ON

Manulife U.S. Equity Private Pool ON

Manulife U.S. Opportunities Fund ON

Manulife U.S. Monthly High Income Fund ON

Manulife U.S. Equity Fund ON

Manulife U.S. Dollar Strategic Balanced Yield Fund ON

Manulife U.S. Dollar Floating Rate Income Fund ON

Manulife U.S. Dollar U.S. All Cap Equity Fund ON

Manulife U.S. Dollar Strategic Income Fund ON


of 156





Marquest Mutual Funds Inc. - Explorer Series Fund ON

Marquest Mutual Funds Inc. - Energy Series Fund ON

Marquest Short Term Income Fund (Corporate Class) ON

Marquest Mutual Funds Inc. - Flex Dividend and Income Growth Series Fund

ON

Marquest Monthly Pay Fund (Corporate Class) ON

Marquest Global Balanced Fund ON

Marquest Covered Call Canadian Banks Plus Fund (Corporate Class)

ON

Marquest Monthly Pay Fund ON

Marquest Money Market Fund ON

Marquis Balanced Class Portfolio ON

Marquest Small Companies Fund ON

Marquis Balanced Growth Portfolio ON

Marquis Balanced Growth Class Portfolio ON

Marquee Energy Ltd. (formerly, Alberta Oilsands Inc.) AB

Marathon Oil Corporation AB

Marquest 2016-II Mining Super Flow-Through Limited Partnership - Québec Class

ON

Marquest 2016-II Mining Super Flow-Through Limited Partnership - National Class

ON

Marathon Gold Corporation ON

Maple Leaf Short Duration 2017 Flow-Through Limited Partnership - Quebec Class

BC

Marquest Covered Call Canadian Banks Plus Fund ON

Maple Leaf Short Duration 2017-II Flow-Through Limited Partnership - Quebec Class

BC

Maple Leaf Short Duration 2017-II Flow-Through Limited Partnership - National Class

BC

Marquest Canadian Fixed Income Fund ON

Marquest Canadian Equity Income Fund ON

Marquest Canadian Resource Fund (Corporate Class) ON

Marquest Canadian Resource Fund ON

Marquest Canadian Bond Fund ON

Marquest 2017-I Mining Super Flow-Through Limited Partnership - Québec Class

ON

Marquest 2017-I Mining Super Flow-Through Limited Partnership - National Class

ON

Marquest American Dividend Growth Fund (Corporate Class) ON

Marquest American Dividend Growth Fund ON


of 156





Mawer Canadian Bond Fund AB

Mawer Balanced Fund AB

Mawer Canadian Money Market Fund AB

Mawer Canadian Equity Fund AB

Maverix Metals Inc. BC

Matrix 2013 Short Duration Québec Class ON 1(a), 1(b), 1(c), 1(d)

Maudore Minerals Ltd QC 1(a), 1(b), 1(c), 1(e)

Matrix Asset Management Inc. BC 1(a), 1(b), 1(c), 1(e)

Mawer Emerging Markets Equity Fund AB

Mawer Tax Effective Balanced Fund AB

Mawer New Canada Fund AB

Mawer International Equity Fund AB

Mawer Global Bond Fund AB

Mawer Global Balanced Fund AB

Mawer Global Small Cap Fund AB

Mawer Global Equity Fund AB

Marquis Institutional Balanced Portfolio ON

Marquis Institutional Balanced Growth Portfolio ON

Marquis Institutional Canadian Equity Portfolio ON

Marquis Institutional Bond Portfolio ON

Marquis Growth Portfolio ON

Marquis Balanced Income Portfolio ON

Matrix 2013 Short Duration National Class ON 1(a), 1(b), 1(c), 1(d)

Marquis Equity Portfolio ON

Marquis Balanced Portfolio ON

Marquis Institutional Equity Portfolio ON

Marret Short Duration High Yield Fund ON

Marret Resource Corp. ON

Master Credit Card Trust II ON

Mason Resources Corp. BC

Marret Multi-Strategy Income Fund ON

Marquis Institutional Growth Portfolio ON

Marquis Institutional Global Equity Portfolio ON

Marret High Yield Strategies Fund ON

Marret High Yield Bond Fund ON


of 156





MD Select Fund ON

MD Precision Moderate Growth Portfolio ON

MD Strategic Opportunities Fund ON

MD Short-Term Bond Fund ON

MD Precision Moderate Balanced Portfolio ON

MD Precision Balanced Income Portfolio ON

MD Precision Maximum Growth Portfolio ON

MD Precision Conservative Portfolio ON

MD Strategic Yield Fund ON

MDPIM Emerging Markets Equity Pool ON

MDPIM Dividend Pool ON

MDPIM Canadian Long Term Bond Pool ON

MDPIM Canadian Bond Pool ON

MDC Partners Inc. ON

MDPIM Canadian Equity Pool (Private Trust Class Units) ON

MDPIM Canadian Equity Pool ON

MD American Growth Fund ON

McEwen Mining Inc. (formerly US Gold Corporation) ON

MD Balanced Fund ON

MD American Value Fund ON

MCAN Mortgage Corporation ON

Mawer U.S. Equity Fund AB

MD Precision Balanced Growth Portfolio ON

MBN Corporation AB

Maxar Technologies Ltd. BC

MD Bond Fund ON

MD International Growth Fund ON

MD Growth Investments Limited ON

MD Money Fund ON

MD International Value Fund ON

MD Fossil Fuel Free Equity Fund ON

MD Dividend Income Fund ON

MD Dividend Growth Fund ON

MD Fossil Fuel Free Bond Fund ON

MD Equity Fund ON


of 156





Melodia Very Conservative Income Portfolio (formerly the Diapason Retirement Portfolio B (Conservative))

QC

Melodia Moderate Income Portfolio (formerly the Diapason Retirement Portfolio D (Balanced Income))

QC

Meritage Balanced Income Portfolio QC

Meritage American Equity Portfolio QC

Melodia Moderate Growth Portfolio (formerly the Diapason Balanced Income Portfolio)

QC

Melodia Diversified Growth Porfolio (formerly the Diapason Balanced Growth Portfolio)

QC

Melodia Maximum Growth Portfolio (formerly the Diapason Maximum Growth Portfolio)

QC

Melodia Diversified Income Portfolio (formerly the Diapason Retirement Portfolio F (Growth))

QC

Meritage Balanced Portfolio QC

Meritage Canadian Equity Portfolio QC

Meritage Canadian Equity Class Portfolio QC

Meritage Conservative Income Portfolio QC

MDPIM Strategic Yield Pool ON

MDPIM Strategic Opportunities Pool ON

Mediagrif Interactive Technologies Inc. QC

MDPIM US Equity Pool ON

MDPIM S&P/TSX Capped Composite Index Pool ON

MDPIM International Equity Index Pool ON

Melodia Conservative Income Portfolio (formerly the Diapason Conservative Portfolio)

QC

MDPIM S&P 500 Index Pool ON

MDPIM International Equity Pool ON

Medical Facilities Corporation ON

Melodia 100 Percent Equity Growth Portfolio QC

Melcor Real Estate Investment Trust AB

Melodia Balanced Growth Portfolio (formerly the Diapason Growth Portfolio)

QC

Melodia Agressive Growth Portfolio (formerly the Diapason High Growth Portfolio)

QC

Mega Uranium Ltd. ON

MedReleaf Corp. ON

Medicure Inc. MB

MEG Energy Corp. AB

MedX Health Corp. ON 1(a), 1(b), 1(c), 1(e)


of 156





Meritage Tactical ETF Growth Portfolio QC

Meritage Tactical ETF Fixed Income Portfolio QC

Meritas Balanced Portfolio BC

Meritage Tactical ETF Moderate Portfolio QC

Meritage Tactical ETF Equity Portfolio QC

Meritage Moderate Income Portfolio QC

Meritage Tactical ETF Balanced Portfolio QC

Meritage Moderate Portfolio QC

Meritas International Equity Fund BC

Meritas Income Portfolio BC

Meritas Growth & Income Portfolio BC

Meritas Canadian Bond Fund BC

Meritas Income & Growth Portfolio BC

Meritas Growth Portfolio BC

Meritage Global Balanced Portfolio (formerly Meritage Global Income and Growth Portfolio)

QC

Meritage Dynamic Growth Portfolio (Meritage Aggressive Growth Portfolio)

QC

Meritage Global Dynamic Growth Class Portfolio (Meritage Global Aggressive Growth Class Portfolio)

QC

Meritage Global Conservative Portfolio QC

Meritage Dynamic Growth Income Portfolio (Meritage Aggressive Growth Income Portfolio)

QC

Meritage Conservative Portfolio QC

Meritage International Equity Portfolio QC

Meritage Dynamic Growth Class Portfolio (Meritage Aggressive Growth Class Portfolio)

QC

Meritage Diversified Fixed Income Portfolio QC

Meritage Growth Class Portfolio QC

Meritage Global Moderate Portfolio QC

Meritage Growth Portfolio QC

Meritage Growth Income Portfolio QC

Meritage Global Growth Portfolio QC

Meritage Global Equity Class Portfolio QC

Meritage Global Dynamic Growth Portfolio (Meritage Global Aggressive Growth Portfolio)

QC

Meritage Global Growth Class Portfolio QC

Meritage Global Equity Portfolio QC


of 156





MINCO SILVER CORPORATION BC

Millennial Lithium Corp. BC

Minera IRL Limited BC

Mindready Solutions Inc. QC 1(a), 1(b), 1(c), 1(d), 1(e)

Middlefield U.S. Dividend Growers Class (formerly Middlefield US Dividend Growth Class)

AB

Middlefield Income Plus Class AB

Middlefield Short-Term Income Class AB

Middlefield Real Estate Class AB

MINT Income Fund AB

Moderate Fund (formerly, Income 30/70 Fund) ON

Moderate Folio Fund ON

Mirati Therapeutics, Inc. QC

Mirabela Nickel Limited BC 1(a), 1(b), 1(c), 1(d), 1(e)

MNP Petroleum Corporation BC 1(a), 1(b), 1(c), 1(e)

Mitel Networks Corporation ON

Merrill Lynch Financial Assets Inc. ON

Meritas U.S. Equity Fund BC

Metro inc. QC

Methanex Corporation BC

Meritas Strategic Income Fund BC

Meritas Jantzi Social Index Fund BC

Middlefield High Yield Class AB

Meritas Monthly Dividend and Income Fund BC

Meritas Maximum Growth Portfolio BC

Mid Cap Canada Fund (GWLIM) ON

Middlefield Global Infrastructure Fund AB

Middlefield Global Energy Class (formerly Middlefield Groppe Tactical Energy Class)

AB

Middlefield Healthcare & Wellness Dividend Fund AB

Middlefield Healthcare & Life Sciences Dividend Fund AB

Middlefield Global Dividend Growers Class AB

Middlefield Canadian Dividend Growers Class (formerly Middlefield Canadian Dividend Growth Class)

AB

Midas Gold Corp. BC

Middlefield Global Agriculture Class AB

Middlefield Can-Global REIT Income Fund AB


of 156





MRF 2016 Resource Limited Partnership AB

Mountain Province Diamonds Inc. ON

Mukuba Resources Limited ON

MRF 2017 Resource Limited Partnership AB

Mosaic Group Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e)

Morningstar Moderate Portfolio ON

Mosaic Capital Corporation AB

Morningstar Strategic Canadian Equity Fund ON

Mullen Group Ltd. AB

Multi-Asset Growth Strategy (formerly Russell Multi-Asset Growth Strategy)

ON

Multi-Asset Fixed Income Class (formerly Russell Multi-Asset Fixed Income Class)

ON

Multi-Asset Fixed Income (formerly Russell Multi-Asset Fixed Income)

ON

Multi-Asset Growth & Income Strategy Class (formerly Multi-Asset Growth & Income Class)

ON

Multi-Asset Growth & Income Strategy (formerly Multi-Asset Growth & Income)

ON

Moneda LatAm Corporate Bond Fund ON

Moly Mines Limited ON

Money Market Fund ON

Money Market Fund ON

Molson Coors Canada Inc. QC

Moderate Portfolio ON

Morningstar Growth Portfolio ON

Molson Coors Brewing Company QC

Mogo Finance Technology Inc. BC

MonoGen, Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e)

Morningstar Aggressive Portfolio ON

Morneau Shepell Inc. ON

Morningstar Conservative Portfolio ON

Morningstar Balanced Portfolio ON

Morien Resources Corp. NS

Morguard Corporation ON

Monthly Income Fund (London Capital) ON

Morguard Real Estate Investment Trust ON

Morguard North American Residential Real Estate Investment Trust ON


of 156





Natixis Intrinsic Balanced Class (formerly, NexGen Intrinsic Balanced Tax Managed Fund)

ON

Natixis Global Equity Registered Fund (formerly, NexGen Global Equity Registered Fund)

ON

Natixis Intrinsic Growth Class (formelry, NexGen Intrinsic Growth Tax Managed Fund)

ON

Natixis Intrinsic Balanced Registered Fund (formerly, NexGen Intrinsic Balanced Registered Fund)

ON

Natixis Global Equity Class (formerly, NexGen Global Equity Tax Managed Fund)

ON

Natixis Canadian Dividend Registered Fund (formerly, NexGen Canadian Dividend Registered Fund)

ON

Natixis Canadian Preferred Share Registered Fund (formerly, NexGen Canadian Preferred Share Registered Fund)

ON

Natixis Canadian Preferred Share Class (formerly, NexGen Canadian Preferred Share Tax Managed Fund)

ON

Natixis Intrinsic Growth Registered Fund (formerly, NexGen Intrinsic Growth Registered Fund)

ON

NADG NNN Real Estate Investment Trust ON

Murchison Minerals Ltd. ON

National Bank Balanced Diversified Fund QC

Namibia Rare Earths Inc. NS

Multi-Asset International Equity (formerly Multi-Asset Equity Completion)

ON

Multi-Asset Growth Strategy Class (formerly Russell Multi-Asset Growth Strategy Class Portfolio)

ON

Natixis Canadian Dividend Class (formerly, NexGen Canadian Dividend Tax Managed Fund)

ON

Multi-Asset Income Strategy Class (formerly LifePoints Balanced Income Class)

ON

Multi-Asset Income Strategy (formerly LifePoints Balanced Income)

ON

Natixis Canadian Bond Class (formerly, NexGen Canadian Bond Tax Managed Fund)

ON

National Bank Secure Diversified Fund QC

Natixis Canadian Cash Fund ( formerly, NexGen Canadian Cash Fund)

ON

Natixis Canadian Bond Fund (formerly, NexGen Canadian Bond Fund)

ON

National Bank of Canada QC

National Bank Global Diversified Equity Fund QC

National Bank Conservative Diversified Fund QC

National Bank Moderate Diversified Fund QC

National Bank Growth Diversified Fund QC


of 156





NBI Corporate Bond Fund (formerly, National Bank Corporate Bond Fund)

QC

NBI Conservative Portfolio QC

NBI Dividend Fund (formerly,National Bank Dividend Fund) QC

NBI Corporate Bond Private Portfolio QC

NBI Canadian Small Cap Equity Private Portfolio QC

NBI Canadian Index Fund (formerly, National Bank Canadian Index Fund)

QC

NBI Canadian Short Term Income Private Portfolio QC

NBI Canadian Preferred Equity Private Portfolio QC

NBI Equity Income Private Portfolio QC

NBI Emerging Markets Equity Private Portfolio QC

NBI Floating Rate Income Fund (formerly, National Bank Floating Rate Income Fund)

QC

NBI Equity Portfolio QC

Natixis U.S. Growth Registered Fund (formerly, NexGen U.S. Growth Registered Fund)

ON

Natixis U.S. Growth Class (formerly, NexGen U.S. Growth Tax Managed Fund)

ON

NAV CANADA ON

Nautilus Minerals Inc. BC

Natixis U.S. Dividend Plus Registered Fund (formerly, NexGen U.S. Dividend Plus Registered Fund)

ON

Natixis Strategic Balanced Class (formerly, Natixis Strategic Balanced Tax Managed Fund)

ON

NBI Canadian High Conviction Equity Private Portfolio QC

Natixis U.S. Dividend Plus Class (formerly, NexGen U.S. Dividend Plus Tax Managed Fund)

ON

Natixis Strategic Balanced Registered Fund ON

NBI Canadian Equity Fund (formerly, National Bank Canadian Equity Fund)

QC

NBI Canadian Diversified Bond Private Portfolio QC

NBI Canadian Equity Private Portfolio QC

NBI Canadian Equity Growth Fund (formerly, National Bank Canadian Equity Growth Fund)

QC

NBI Canadian Bond Private Portfolio QC

NBI Balanced Portfolio QC

NBC Asset Trust QC

NBI Canadian All Cap Equity Fund (formerly, National Bank Canadian All Cap Equity Fund)

QC

NBI Bond Fund (formerly, National Bank Bond Fund) QC


of 156





NBI Preferred Equity Fund (formerly, National Bank Preferred Equity Fund)

QC

NBI Precious Metals Fund (formerly National Bank Precious Metals Fund)

QC

NBI Quebec Growth Fund (formerly, National Bank Quebec Growth Fund)

QC

NBI Preferred Equity Income Fund (formerly, National Bank Preferred Equity Income Fund)

QC

NBI North American Dividend Private Portfolio QC

NBI Municipal Bond Plus Private Portfolio QC

NBI Non-Traditional Fixed Income Private Portfolio QC

NBI Non-Traditional Capital Appreciation Private Portfolio QC

NBI Resource Fund (formerly, National Bank Resource Fund) QC

NBI Real Assets Private Portfolio QC

NBI High Yield Bond Fund (formerly, National Bank High Yield Bond Fund)

QC

NBI Growth Portfolio QC

NBI Income Fund (formerly, National Bank Income Fund) QC

NBI High Yield Bond Private Portfolio QC

NBI Global Tactical Bond Fund (formerly, National Bank Global Tactical Bond Fund)

QC

NBI Global Bond Fund (formerly, National Bank Global Bond Fund)

QC

NBI Multiple Asset Class Private Portfolio QC

NBI Global Real Assets Income Fund QC

NBI Global Equity Fund (formerly, National Bank Global Equity Fund)

QC

NBI Jarislowsky Fraser Select Income Fund (formerly Jarislowsky Fraser Select Income Fund)

QC

NBI Jarislowsky Fraser Select Canadian Equity Fund (formerly Jarislowsky Fraser Select Canadian Equity Fund)

QC

NBI Money Market Fund (formerly, National Bank Money Market Fund)

QC

NBI Moderate Portfolio QC

NBI Jarislowsky Fraser Select Balanced Fund (formerly Jarislowsky Fraser Select Balanced Fund)

QC

NBI International Equity Private Portfolio QC

NBI International Currency Neutral Index Fund (formerly, National Bank International Currency Neutral Index Fund)

QC

NBI International Index Fund (formerly, National Bank International Index Fund)

QC

NBI International High Conviction Equity Private Portfolio QC


of 156





NEI Canadian Bond Fund ON

NDX Growth & Income Fund ON

NEI Environmental Leaders Fund ON

NEI Conservative Yield Portfolio ON

NCE Diversified Flow-Through (16) Limited Partnership ON

NBI U.S. Index Fund (formerly, National Bank U.S. Index Fund) QC

NBI Westwood Emerging Markets Fund (formerly, Westwood Emerging Markets Fund)

QC

NBI Unconstrained Fixed Income Fund QC

NEI Ethical International Equity Fund ON

NEI Ethical Canadian Equity Fund ON

NEI Ethical Balanced Fund ON

NEI Ethical Global Equity Fund ON

NEI Ethical Global Dividend Fund ON

NBI SmartBeta Global Equity Fund QC

NBI SmartBeta Canadian Equity Fund QC

NBI SmartData U.S. Equity Fund (formerly, National Bank Consensus American Equity Fund)

QC

NBI SmartData International Equity Fund (formerly, National Bank Consensus International Equity Fund)

QC

NBI Small Cap Fund (formerly, National Bank Small Cap Fund) QC

NBI Science and Technology Fund (National Bank Science and Technology Fund)

QC

NBI U.S. High Conviction Equity Private Portfolio QC

NBI Short Term Canadian Income Fund (formerly, National Bank Short Term Canadian Income Fund)

QC

NBI Secure Portfolio QC

NBI U.S. Dividend Fund (formerly, National Bank U.S. Dividend Fund)

QC

NBI U.S. Currency Neutral Index Fund (formerly, National Bank U.S. Currency Neutral Index Fund)

QC

NBI U.S. Equity Private Portfolio QC

NBI U.S. Equity Fund (formerly, National Bank U.S. Equity Fund) QC

NBI U.S. Bond Private Portfolio QC

NBI Tactical Equity Private Portfolio QC

NBI Strategic U.S. Income and Growth Fund (formerly, National Bank Strategic U.S. Income and Growth Fund)

QC

NBI Tactical Mortgage & Income Fund QC

NBI Tactical Fixed Income Private Portfolio QC


of 156





NEI Northwest Specialty Global High Yield Bond Fund ON

NEI Northwest Specialty Equity Fund ON

NEI Northwest Tactical Yield Fund ON

NEI Northwest Tactical Yield Corporate Class ON

NEI Northwest Specialty Equity Corporate Class ON

NEI Northwest Growth and Income Corporate Class ON

NEI Northwest Short Term Corporate Class ON

NEI Northwest Growth and Income Fund ON

NEI Northwest U.S. Dividend Corporate Class ON

NEI Select Global Maximum Growth Portfolio ON

NEI Select Global Maximum Growth Corporate Class Portfolio ON

NEI Select Conservative Portfolio ON

NEI Select Balanced Corporate Class Portfolio ON

NEI Northwest U.S. Dividend Fund ON

NEI Select Conservative Corporate Class Portfolio ON

NEI Select Balanced Portfolio ON

NEI Ethical U.S. Equity Fund (formerly NEI Ethical American Multi-Strategy Fund)

ON

NEI Ethical Special Equity Fund ON

NEI Global Strategic Yield Fund ON

NEI Generational Leaders Fund ON

NEI Ethical Select Income Portfolio ON

NEI Ethical Select Balanced Portfolio ON

NEI Northwest Global Equity Fund ON

NEI Ethical Select Growth Portfolio ON

NEI Ethical Select Conservative Portfolio ON

NEI Global Total Return Bond Fund ON

NEI Northwest Emerging Markets Corporate Class ON

NEI Northwest Canadian Equity Fund ON

NEI Northwest Global Equity Corporate Class ON

NEI Northwest Emerging Markets Fund ON

NEI Northwest Canadian Equity Corporate Class ON

NEI Money Market Fund ON

NEI Global Value Fund ON

NEI Northwest Canadian Dividend Fund ON

NEI Northwest Canadian Dividend Corporate Class ON


of 156





Nexus Real Estate Investment Trust ON

Next Edge Bio-Tech Plus Fund ON

Niko Resources Ltd. AB

NHC Communications Inc. QC 1(a), 1(b), 1(c), 1(d), 1(e)

Next Edge AHL Fund ON

Nexient Learning Inc. NS 1(a), 1(b), 1(c), 1(e)

NexJ Systems Inc. ON

NexJ Health Holdings Inc. ON

NioCorp Developments Ltd. ON

Norbourg Emerging Growth Companies Fund QC 1(a), 1(b), 1(c), 1(d)

Norbourg Convertible Debentures Fund QC 1(a), 1(b), 1(c), 1(d)

Norbourg Canadian Tactical Asset Allocation Fund QC 1(a), 1(b), 1(c), 1(d)

Noranda Income Fund ON

Nobilis Health Corp. (formerly Northstar Healthcare Inc.) ON

Norbourg Balanced Fund QC 1(a), 1(b), 1(c), 1(d)

Norbord Inc. ON

New Commerce Split Fund ON

Nevada Copper Corp. BC

New Gold Inc. ON

New Flyer Industries Inc. ON

NeuLion, Inc. ON

NEI Select Growth Corporate Class Portfolio ON

NexGen Energy Ltd. BC

Nemaska Lithium Inc. QC

NEI Select Growth Portfolio ON

New Leaders Class ON

Newmont Mining Corporation ON

NewGrowth Corp. ON

NexC Partners Corp. ON

Nexa Resources S.A. (formerly, VM Holding S.A.) ON

Newfoundland Power Inc. QC

New Zealand Energy Corp. BC

New Millennium Iron Corp. AB

NewCastle Gold Ltd. (Formerly Castle Mountain Mining Company Limited)

ON

Newalta Corporation AB


of 156





North American Palladium Ltd. ON

North American High Yield Bond Fund (Putnam) ON

North American Specialty Class ON

North American Preferred Share Fund QC

North American Financial 15 Split Corp. ON

Nortel Networks Corporation ON 1(a), 1(b), 1(c), 1(e)

North American Energy Partners Inc. AB

Nortel Networks Limited ON 1(a), 1(b), 1(c), 1(e)

North American Tungsten Corporation Ltd. BC 1(a), 1(b), 1(c), 1(e)

Northland Resources SE (formerly Northland Resources S.A.) ON 1(a), 1(b), 1(c), 1(d), 1(e)

Northland Power Inc. ON

NorthIsle Copper and Gold Inc. BC

North Growth U.S. Equity Advisor Fund BC

North Growth Canadian Equity Fund BC

Northern Empire Resources Corp. BC

Northern Dynasty Minerals Ltd. BC

Norrep Core Canadian (formerly Norrep Core Canadian Pool) AB

Noront Resources Ltd. ON

Norrep Energy Plus Class (formerly Norrep Energy Class) AB

Norrep Core Global (formerly Norrep Core Global Pool) AB

Norbourg Money Market Fund QC 1(a), 1(b), 1(c), 1(d)

Norbourg Equity-Special Situations Fund QC 1(a), 1(b), 1(c), 1(d)

Norrep US Dividend Plus Class of Norrep Opportunities Corp. AB

Norbourg International Balanced Fund QC 1(a), 1(b), 1(c), 1(d)

Norbourg Fixed Income Fund QC 1(a), 1(b), 1(c), 1(d)

Norrep Entrepreneurs Class of Norrep Opportunities Corp. AB

Norrep Short Duration 2017 Flow-Through Limited Partnership AB

Norrep Premium Growth Class AB

Norrep Tactical Opportunities Class AB

Norrep Short Term Income Fund AB

Norrep Income Growth Class of Norrep Opportunities Corp. AB

Norrep Global Income Growth Class of Norrep Opportunities Corp. AB

Norrep Fund AB

Norrep II Class of Norrep Opportunities Corp AB

Norrep High Income Fund AB


of 156





OceanRock Income Portfolio BC

OceanRock Income & Growth Portfolio BC

OceanRock Maximum Growth Portfolio BC

OceanRock International Equity Fund BC

OceanRock Growth Portfolio BC

OceanRock Balanced Portfolio BC

OceanRock Growth & Income Portfolio BC

OceanRock Canadian Equity Fund BC

OceanRock U.S. Equity Fund BC

Oilsands Quest Inc. AB 1(a), 1(b), 1(c), 1(d), 1(e), 3

Oil Sands Sector Fund ON

OCP Credit Strategy Fund ON

Oceanus Resources Corporation NS

Oil Optimization Inc. AB 1(a), 1(b), 1(c), 1(e)

OCP Senior Credit Fund ON

Nova Scotia Power Incorporated NS

Nova Leap Health Corp. NS

Novanta Inc. NB

NOVAGOLD RESOURCES INC. BC

NOVA Gas Transmission Ltd. AB

Northstar Aerospace, Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e)

OceanaGold Corporation ON

NorthWest Healthcare Properties Real Estate Investment Trust ON

Northview Apartment Real Estate Investment Trust AB

Novelion Therapeutics Inc. BC

Oakmark Natixis Class (formerly, Oakmark Natixis Tax Managed Fund)

ON

Oakmark International Natixis Registered Fund ON

Obsidian Energy Ltd. (formerly Penn West Petroleum Ltd.) AB

Oakmark Natixis Registered Fund ON

Oakmark International Natixis Class (formerly, Oakmark International Natixis Tax Managed Fund)

ON

NUVISTA ENERGY LTD. AB

NSX Silver Inc. BC

NYX Gaming Group Limited ON

Nuvo Pharmaceuticals Inc. (formerly, Nuvo Research Inc.) ON


of 156





Orca Gold Inc. BC

Orca Exploration Group Inc. (formerly EastCoast Energy Corporation)

AB

Organigram Holdings Inc. (formerly, Inform Exploration Corp.) NB

Orezone Gold Corporation ON

Orbite Technologies Inc. QC

Open Text Corporation ON

Orbit Garant Drilling Inc. QC

Orange QC

Orocobre Limited ON

Orvana Minerals Corp. ON

ORTHO REGENERATIVE TECHNOLOGIES INC. QC

OSISKO GOLD ROYALTIES LTD QC

Oryx Petroleum Corporation Limited AB

ONE Financial All-Weather Profit Emerging Markets Fund ON 1(a), 1(b), 1(c), 1(d)

ONE Financial All-Weather Profit Conservative Growth 2022 Protected Portfolio

ON 1(a), 1(b), 1(c), 1(d)

ONE Financial All-Weather Profit Global Diversified Fund ON 1(a), 1(b), 1(c), 1(d)

ONE Financial All-Weather Profit Europe & Asia Fund ON 1(a), 1(b), 1(c), 1(d)

ONE Financial All-Weather Profit Commodities Fund ON 1(a), 1(b), 1(c), 1(d)

Old PSG Wind-down Ltd. (formerly, Performance Sports Group Ltd.)

ON 1(a), 1(b), 1(c), 1(e)

Ontario Power Generation Inc. ON

ONE Financial All-Weather Profit Canada Fund ON 1(a), 1(b), 1(c), 1(d)

Oncolytics Biotech Inc. AB

ONE Financial All-Weather Profit Global Diversified Growth Fund ON 1(a), 1(b), 1(c), 1(d)

ONE Financial Real Property Income Fund (2008-1) ON 1(a), 1(b), 1(c), 1(e)

ONE Financial Real Property Development Trust (2008-1) ON 1(a), 1(b), 1(c), 1(e)

ONEX CORPORATION ON

ONEnergy Inc. ON

ONE Financial All-Weather Profit U.S. Fund ON 1(a), 1(b), 1(c), 1(d)

ONE Financial All-Weather Profit Monthly ROC Income 2022 Protected Portfolio

ON 1(a), 1(b), 1(c), 1(d)

ONE Financial All-Weather Profit Growth & Income Balanced Fund

ON 1(a), 1(b), 1(c), 1(d)

ONE Financial All-Weather Profit Tax-Efficient Short-term Savings Fund

ON 1(a), 1(b), 1(c), 1(d)

ONE Financial All-Weather Profit Monthly Tax-Efficient Bond Fund

ON 1(a), 1(b), 1(c), 1(d)


of 156





Perpetual Energy Inc. AB

Peregrine Diamonds Ltd. BC

Pershing Gold Corporation ON

PERSEUS MINING LIMITED BC

Pengrowth Energy Corporation AB

Pender Strategic Growth and Income Fund (formerly, Pender Balanced Fund)

BC

Pender Value Fund BC

Pender US All Cap Equity Fund BC

PESA Corporation ON

Peyto Exploration & Development Corp. AB

Petrowest Corporation AB

PetroCorp Group Inc. (formerly PowerComm Inc.) AB

Petro Rio S.A. AB

Petro-Victory Energy Corp. AB

PetroMaroc Corporation plc (formerly Longreach Oil and Gas Limited)

AB

Paramount Resources (TEC) Ltd. AB

Parallel Energy Trust AB 1(a), 1(b), 1(c), 1(d), 1(e)

Parex Resources Inc. AB

Paramount Resources Ltd. AB

Pan American Silver Corp. BC

OutdoorPartner Media Corporation ON

Pender Small Cap Opportunities Fund BC

Palos Equity Income Fund QC

Painted Pony Energy Ltd. AB

Park Lawn Corporation ON

Pembina Pipeline Corporation AB

PEEKS SOCIAL LTD. ON

Pender Corporate Bond Fund BC

Pender Canadian Opportunities Fund (formerly, Pender Canadian Equity Fund)

BC

Pattern Energy Group Inc. ON

Partners Real Estate Investment Trust ON

Parkland Fuel Corporation AB

Pathfinder Income Fund AB

Partners Value Split Corp. ON


of 156





Phillips, Hager & North LifeTime 2025 Fund ON





Phillips, Hager & North Global Equity Fund ON

Phillips, Hager & North Inflation-Linked Bond Fund ON

Phillips, Hager & North High Yield Bond Fund ON


Phillips, Hager & North Overseas Equity Fund ON

Phillips, Hager & North Overseas Equity Class ON

Phillips, Hager & North Monthly Income Fund ON



Phillips, Hager & North Monthly Income Class ON

Phillips, Hager & North Long Inflation-linked Bond Fund ON

Phillips, Hager & North Canadian Equity Fund ON

Phillips, Hager & North Bond Fund ON

Phillips, Hager & North Canadian Equity Plus Pension Trust ON

Phillips, Hager & North Canadian Equity Pension Trust ON

Phillips, Hager & North Balanced Pension Trust ON

PHILIP SERVICES CORP. ON 1(a), 1(b), 1(c), 1(d), 1(e)

Phillips, Hager & North Dividend Income Fund ON

Phillips, Hager & North Balanced Fund ON

Phillips, Hager & North $U.S. Money Market Fund ON

Phillips, Hager & North Canadian Equity Underlying Fund ON

Phillips, Hager & North Conservative Equity Income Fund ON

Phillips, Hager & North Canadian Money Market Fund ON

Phillips, Hager & North Currency-Hedged U.S. Equity Fund ON

Phillips, Hager & North Currency-Hedged Overseas Equity Fund ON

Phillips, Hager & North Canadian Income Fund ON

Phillips, Hager & North Canadian Equity Value Class ON

Phillips, Hager & North Canadian Equity Underlying Fund II ON

Phillips, Hager & North Canadian Growth Fund ON

Phillips, Hager & North Canadian Equity Value Fund ON


of 156





PineBridge Investment Grade Preferred Securities Fund ON

Pine Cliff Energy Ltd. AB

Pinnacle Growth Portfolio (formerly Pinnacle Conservative Growth Portfolio)

ON

Pinnacle Balanced Portfolio (formerly Pinnacle Conservative Balanced Growth Portfolio)

ON

PIMCO Unconstrained Bond Fund (Canada) ON

PIMCO Global Income Opportunities Fund ON

PIMCO Monthly Income Fund (Canada) ON

PIMCO Investment Grade Credit Fund (Canada) ON

Pinnacle Income Portfolio (formerly Pinnacle Balanced Income Portfolio)

ON

Points International Ltd. ON

POET Technologies Inc. ON

Pizza Pizza Royalty Corp. ON

Piper Resources Ltd. AB 1(a), 1(b), 1(c), 1(e)

Plaza Retail REIT NB

Platinum Group Metals Ltd. BC

Phillips, Hager & North U.S. Equity Fund ON

Phillips, Hager & North U.S. Dividend Income Fund ON

Phillips, Hager & North U.S. Multi-Style All-Cap Equity Class ON

Phillips, Hager & North U.S. Growth Fund ON

Phillips, Hager & North Total Return Bond Fund ON

Phillips, Hager & North Overseas Equity Pension Trust ON

PIMCO Global Advantage Strategy Bond Fund (Canada) ON

Phillips, Hager & North Small Float Fund ON

Phillips, Hager & North Short Term Bond & Mortgage Fund ON

Phillips, Hager & North U.S. Multi-Style All-Cap Equity Fund ON

PIMCO Balanced Income Fund (Canada) ON

Picton Mahoney Tactical Income Fund ON

PIMCO Canadian Total Return Bond Fund ON

PIMCO Canadian Short Term Bond Fund ON

Picton Mahoney Fortified Multi-Asset Fund ON

PHX Energy Services Corp. AB

Phillips, Hager & North Vintage Fund ON

Picton Mahoney Fortified Income Fund ON

Picton Mahoney Fortified Equity Fund ON


of 156





Potash Ridge Corporation ON

Potash Corporation of Saskatchewan Inc. SK

Power Financial Corporation QC

Power Corporation of Canada QC

Postmedia Network Canada Corp. ON

Portland Value Fund ON

Posera Ltd. ON

Poseidon Concepts Corp. (formerly Open Range Energy Corp.) AB 1(a), 1(b), 1(c), 1(d), 1(e)

PowerShares 1-10 Year Laddered Investment Grade Corporate Bond Index ETF

ON

PowerShares Canadian Dividend Index ETF ON

PowerShares Canadian Dividend Index Class ON

PowerShares 1-5 Year Laddered All Government Bond Index ETF ON

PowerShares 1-3 Year Laddered Floating Rate Note Index ETF ON

PowerShares 1-5 Year Laddered Investment Grade Corporate Bond Index ETF

ON

PowerShares 1-5 Year Laddered Corporate Bond Index Fund ON

Portfolio Series Balanced Fund ON

Portex Minerals Inc. ON 1(a), 1(b), 1(c), 1(e)

Portfolio Series Conservative Balanced Fund ON

Portfolio Series Balanced Growth Fund ON

Ponderosa Fund BC 1(a), 1(b), 1(c), 1(e)

Polaris Infrastructure Inc. ON

Portland Global Income Fund ON

Pollard Banknote Limited MB

Polaris Materials Corporation (formerly Polaris Minerals Corporation)

BC

Portfolio Series Conservative Fund ON

Portland Canadian Focused Fund ON

Portland Canadian Balanced Fund ON

Portland Global Dividend Fund ON

Portland Global Banks Fund ON

Portland Advantage Fund ON

Portfolio Series Income Fund ON

Portfolio Series Growth Fund ON

Portland 15 of 15 Fund ON

Portfolio Series Maximum Growth Fund ON


of 156





PowerShares S&P 500 Low Volatility Index ETF ON

PowerShares S&P 500 High Dividend Low Volatility Index ETF ON

PowerShares S&P Global ex. Canada High Dividend Low Volatility Index ETF

ON

PowerShares S&P Emerging Markets Low Volatility Index ETF ON

PowerShares Real Return Bond Index Fund ON

PowerShares Low Volatility Portfolio ETF ON

PowerShares QQQ Index ETF ON

PowerShares Monthly Income Fund ON

PowerShares S&P International Developed Low Volatility Index ETF

ON

PowerShares U.S. Low Volatility Index Fund ON

PowerShares Tactical Bond Fund ON

PowerShares S&P/TSX REIT Income Index ETF ON

PowerShares S&P/TSX Composite Low Volatility Index ETF ON

PowerShares Tactical Bond ETF ON

PowerShares Senior Loan Index ETF ON

PowerShares FTSE RAFI Canadian Small-Mid Fundamental Index ETF

ON

PowerShares FTSE RAFI Canadian Fundamental Index ETF ON

PowerShares FTSE RAFI Global+ Fundamental Index ETF ON

PowerShares FTSE RAFI Global Small-Mid Fundamental ETF ON

PowerShares DWA Global Momentum Index ETF ON

PowerShares Canadian Low Volatility Index Class ON

PowerShares LadderRite U.S. 0-5 Year Corporate Bond Index ETF ON

PowerShares Canadian Preferred Share Index ETF ON

PowerShares Canadian Preferred Share Index Class ON

PowerShares FTSE RAFI U.S. Fundamental Index ETF ON

PowerShares Global Dividend Achievers Fund ON

PowerShares Fundamental High Yield Corporate Bond Index ETF ON

PowerShares High Yield Corporate Bond Index Fund ON

PowerShares Global Shareholder Yield ETF ON

PowerShares FTSE RAFI® U.S. Fundamental Fund ON

PowerShares FTSE RAFI® Canadian Fundamental Index Class ON

PowerShares FTSE RAFI U.S. Fundamental Index ETF II ON

PowerShares FTSE RAFI® Global+ Fundamental Fund ON

PowerShares FTSE RAFI® Emerging Markets Fundamental Class ON


of 156





Profound Medical Corp. (formerly Mira IV Acquisition Corp.) ON

Production Enhancement Group, Inc. AB 1(a), 1(b), 1(c), 1(e)

Pure Industrial Real Estate Trust BC

ProMetic Life Sciences Inc. QC

Pro Real Estate Investment Trust QC

Primero Mining Corp. ON

Priviti Oil & Gas Opportunities Limited Partnership 2013 AB

Priszm Income Fund ON 1(a), 1(b), 1(c), 1(d), 1(e)

Pure Multi-Family REIT LP BC

Purpose Conservative Income Fund ON

Purpose Alternative Strategies Fund ON

Pure Technologies Ltd. AB

Purpose Canadian Financial Income Fund ON

Purpose Best Ideas Fund ON

Precious Metals and Mining Trust ON

PrairieSky Royalty Ltd. AB

Premier Gold Mines Limited ON

Precision Drilling Corporation AB

Prairie Provident Resources Inc. AB

PowerShares Ultra Liquid Long Term Government Bond Index ETF ON

Primerica Income Fund ON

Poynt Corporation AB 1(a), 1(b), 1(c), 1(e)

Poydras Gaming Finance Corp. BC

Premium Brands Holdings Corporation BC

Primerica Canadian Money Market Fund ON

Primerica Canadian Balanced Growth Fund (formerly Primerica Growth Fund)

ON

Primerica Global Equity Fund (formerly Primerica Aggressive Growth Fund)

ON

Primerica Global Balanced Growth Fund (formerly Primerica Moderate Growth Fund)

ON

Primerica Balanced Yield Fund (formerly Primerica Conservative Growth Fund)

ON

Preo Software Inc. AB 1(a), 1(b), 1(c), 1(e)

Premium Income Corporation ON

Prime Dividend Corp. ON

Pretium Resources Inc. BC


of 156





Quebecor Inc. QC

Quarterhill Inc. (formerly, Wi-LAN Inc.) ON

Quest Rare Minerals Ltd. QC

Queensway Financial Holdings Limited ON 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

Quantum International Income Corp. ON

QMX Gold Corporation (formerly Alexis Minerals Corporation) ON

Quadrus Trimark Balanced Fund ON

Quad/Graphics, Inc. QC

Questerre Energy Corporation AB

Questrade Russell 1000 Equal Weight US Industrials Index ETF Hedged to CAD

ON

Questrade Global Total Equity ETF ON

Questrade Fixed Income Core Plus ETF ON

Questrade Russell 1000 Equal Weight US Health Care Index ETF Hedged to CAD

ON

Questrade Russell 1000 Equal Weight US Consumer Discretionary Index ETF Hedged to CAD

ON

Purpose Enhanced US Equity Fund ON

Purpose Enhanced Dividend Fund ON

Purpose International Dividend Fund ON

Purpose High Interest Savings ETF ON

Purpose Duration Hedged Real Estate Fund ON

Purpose Core Dividend Fund ON

Purpose US Dividend Fund ON

Purpose Diversified Real Asset Fund ON

Purpose Diversified Premium Yield Fund ON

Purpose International Tactical Hedged Equity Fund ON

Purpose Tactical Investment Grade Bond Fund ON

Purpose Tactical Hedged Equity Fund ON

Purpose US Cash ETF ON

Purpose Total Return Bond Fund ON

Purpose Short Duration Tactical Bond Fund ON

Purpose Multi-Strategy Market Neutral Fund ON

Purpose Monthly Income Fund ON

Purpose Premium Yield Fund ON

Purpose Premium Money Market Fund ON


of 156





RBC Canadian Bank Yield Index ETF ON

RBC Bond Fund ON

RBC Canadian Bond Index Fund (formerly, RBC Advisor Canadian Bond Fund)

ON

RBC Canadian Bond Index ETF ON

RBC BlueBay Global Diversified Income (CAD Hedged) ETF ON

RBC Balanced Fund ON

RBC Balanced Growth & Income Fund ON

RBC Balanced Growth & Income Class ON

RBC Canadian Dividend Class ON

RBC Canadian Equity Index ETF ON

RBC Canadian Equity Income Fund ON

RBC Canadian Equity Class ON

RBC Canadian Dividend Fund ON

RBC Canadian Equity Income Class ON

RBC Canadian Equity Fund ON

Randgold Resources Limited BC

Qwest Energy Canadian Resource Class BC

Ravensource Fund (formerly The First Asia Income Fund) ON

Rare Element Resources Ltd. BC

Quorum Expansion Capital Fund Inc. ON 1(a), 1(b), 1(c), 1(d)

Questrade Russell 1000 Equal Weight US Technology Index ETF Hedged to CAD

ON

RBC Asian Equity Fund ON

Questrade Russell US Midcap Value Index ETF Hedged to CAD ON

Questrade Russell US Midcap Growth Index ETF Hedged to CAD ON

Rayonier Advanced Materials Inc. QC

RBC 1-5 Year Laddered Corporate Bond ETF ON

RBC 1-5 Year Laddered Canadian Bond ETF ON

RBC Asia Pacific ex-Japan Equity Fund ON

RBC 6-10 Year Laddered Canadian Corporate Bond ETF ON

RBC $U.S. Short Term Income Class ON

RBC $U.S. High Yield Bond Fund ON

RB Energy Inc. (formerly Canada Lithium Corp.) BC 1(a), 1(b), 1(c), 1(e)

RBC $U.S. Money Market Fund ON

RBC $U.S. Investment Grade Corporate Bond Fund ON


of 156





RBC Global Balanced Fund ON

RBC European Mid-Cap Equity Fund ON

RBC Global Corporate Bond Fund ON

RBC Global Bond Fund ON

RBC European Equity Fund ON

RBC Emerging Markets Small-Cap Equity Fund ON

RBC European Equity Class ON

RBC European Dividend Fund ON

RBC Global Dividend Growth Currency Neutral Fund ON

RBC Global Growth & Income Fund ON

RBC Global Government Bond (CAD Hedged) Index ETF ON

RBC Global Equity Fund ON

RBC Global Energy Fund ON

RBC Global Dividend Growth Fund ON

RBC Global Equity Focus Fund ON

RBC Global Equity Class ON

RBC Canadian Short Term Bond Index ETF ON

RBC Canadian Preferred Share ETF ON

RBC Canadian Small & Mid-Cap Resources Fund ON

RBC Canadian Short-Term Income Fund ON

RBC Canadian Money Market Fund ON

RBC Canadian Government Bond Index Fund ON

RBC Emerging Markets Multi-Strategy Equity Fund ON

RBC Canadian Mid-Cap Equity Class ON

RBC Canadian Index Fund ON

RBC Canadian T-Bill Fund ON

RBC Emerging Markets Equity Fund ON

RBC Emerging Markets Equity Class ON

RBC Emerging Markets Foreign Exchange Fund ON

RBC Emerging Markets Equity Index ETF ON

RBC Emerging Markets Dividend Fund ON

RBC Conservative Growth & Income Fund ON

RBC Capital Trust QC

RBC Emerging Markets Bond Fund (CAD Hedged) ON

RBC Emerging Markets Bond Fund ON


of 156





RBC O'Shaughnessy Global Equity Fund ON

RBC O'Shaughnessy Canadian Equity Fund ON

RBC O'Shaughnessy U.S. Growth Fund ON

RBC O'Shaughnessy International Equity Fund ON

RBC O'Shaughnessy All-Canadian Equity Fund ON

RBC North American Growth Fund ON

RBC North American Value Fund ON

RBC North American Value Class ON

RBC O'Shaughnessy U.S. Growth Fund II ON

RBC Private Canadian Equity Pool ON

RBC Private Canadian Dividend Pool ON

RBC Private Canadian Corporate Bond Pool ON

RBC PH&N Short Term Canadian Bond ETF ON

RBC O'Shaughnessy U.S. Value Fund ON

RBC Premium Money Market Fund ON

RBC Premium $U.S. Money Market Fund ON

RBC High Yield Bond Fund ON

RBC Global Technology Fund ON

RBC International Equity Class ON

RBC International Dividend Growth Fund ON

RBC Global Resources Fund ON

RBC Global High Yield Bond Fund ON

RBC Monthly Income Fund ON

RBC Global Resources Class ON

RBC Global Precious Metals Fund ON

RBC International Equity Currency Neutral Fund ON

RBC Managed Payout Solution - Enhanced ON

RBC Managed Payout Solution ON

RBC Monthly Income Bond Fund ON

RBC Managed Payout Solution - Enhanced Plus ON

RBC Life Science and Technology Fund ON

RBC International Equity Index ETF ON

RBC International Equity Fund ON

RBC Japanese Equity Fund ON

RBC International Index Currency Neutral Fund ON


of 156





RBC Quant Global Infrastructure Leaders ETF ON

RBC Quant European Dividend Leaders ETF ON

RBC Quant U.S. Dividend Leaders (CAD Hedged) ETF ON

RBC Quant Global Real Estate Leaders ETF ON

RBC Quant European Dividend Leaders (CAD Hedged) ETF ON

RBC Quant EAFE Equity Leaders ETF ON

RBC Quant Emerging Markets Equity Leaders ETF ON

RBC Quant Emerging Markets Dividend Leaders ETF ON

RBC Quant U.S. Dividend Leaders ETF ON

RBC QUBE Low Volatility Canadian Equity Class ON

RBC QUBE Low Volatility All Country World Equity Fund ON

RBC QUBE Global Equity Fund ON

RBC Quant U.S. Equity Leaders ETF ON

RBC Quant U.S. Equity Leaders (CAD Hedged) ETF ON

RBC QUBE Canadian Equity Fund ON

RBC QUBE All Country World Equity Fund ON

RBC Private Overseas Equity Pool ON

RBC Private Income Pool ON

RBC Private U.S. Growth Equity Pool ON

RBC Private Short-Term Income Pool ON

RBC Private EAFE Equity Pool ON

RBC Private Canadian Growth and Income Equity Pool ON

RBC Quant EAFE Equity Leaders (CAD Hedged) ETF ON

RBC Private Canadian Mid-Cap Equity Pool ON

RBC Private Canadian Growth Equity Pool ON

RBC Private U.S. Large-Cap Core Equity Currency Neutral Pool ON

RBC Quant Canadian Equity Leaders ETF ON

RBC Quant Canadian Dividend Leaders ETF ON

RBC Quant EAFE Dividend Leaders ETF ON

RBC Quant EAFE Dividend Leaders (CAD Hedged) ETF ON

RBC Private World Equity Pool ON

RBC Private U.S. Large-Cap Value Equity Currency Neutral Pool ON

RBC Private U.S. Large-Cap Core Equity Pool ON

RBC Private U.S. Small-Cap Equity Pool ON

RBC Private U.S. Large-Cap Value Equity Pool ON


of 156





RBC Short Term Income Class ON

RBC Select Very Conservative Portfolio ON

RBC Strategic Global Dividend Leaders ETF ON

RBC Short Term U.S. Corporate Bond ETF ON

RBC Select Growth Portfolio ON

RBC Select Choices Conservative Portfolio ON

RBC Select Conservative Portfolio ON

RBC Select Choices Growth Portfolio ON

RBC Strategic Global Equity Leaders ETF ON

RBC Target 2021 Corporate Bond Index ETF ON

RBC Target 2020 Education Fund ON



RBC Strategic Income Bond Fund (formerly, RBC Monthly Income High Yield Bond Fund)

ON



RBC QUBE Low Volatility U.S. Equity Fund ON

RBC QUBE Low Volatility U.S. Equity Currency Neutral Fund ON

RBC Retirement 2020 Portfolio ON

RBC QUBE U.S. Equity Fund ON

RBC QUBE Low Volatility U.S. Equity Class ON

RBC QUBE Low Volatility Canadian Equity Fund ON

RBC Select Choices Balanced Portfolio ON

RBC QUBE Low Volatility Global Equity Fund ON

RBC QUBE Low Volatility Global Equity Class ON


RBC Select Aggressive Growth Portfolio ON

RBC Retirement Income Solution ON

RBC Select Choices Aggressive Growth Portfolio ON

RBC Select Balanced Portfolio ON







of 156





RBC U.S. Small-Cap Value Equity Fund ON

RBC U.S. Small-Cap Core Equity Fund ON

RBC Vision Bond Fund (formerly, PH&N Community Values Bond Fund)

ON

RBC Vision Balanced Fund (formerly, RBC Jantzi Balanced Fund) ON

RBC U.S. Small-Cap Core Equity Class ON

RBC U.S. Mid-Cap Value Equity Class ON

RBC U.S. Monthly Income Fund (formerly, RBC $U.S. Income Fund)

ON

RBC U.S. Mid-Cap Value Equity Fund ON

RBC Vision Canadian Equity Fund (formerly, RBC Jantzi Canadian Equity Fund)

ON

Real Estate Asset Liquidity Trust ON

RBC Vision Global Equity Fund (formerly, RBC Jantzi Global Equity Fund)

ON

RBC Vision Fossil Fuel Free Global Equity Fund ON

Real Asset Income and Growth Fund QC

RDX Technologies Corporation AB 1(a), 1(b), 1(c), 1(e)

RBC Trend Canadian Equity Fund ON


RBC U.S. Dividend Currency Neutral Fund ON

RBC U.S. Dividend Class ON



RBC U.S. Mid-Cap Growth Equity Fund ON



RBC U.S. Dividend Fund ON

RBC U.S. Index Currency Neutral Fund ON

RBC U.S. Equity Value Fund ON

RBC U.S. Mid-Cap Growth Equity Currency Neutral Fund ON

RBC U.S. Index Fund ON

RBC U.S. Equity Value Class ON

RBC U.S. Equity Currency Neutral Fund ON

RBC U.S. Equity Class ON

RBC U.S. Equity Index ETF ON

RBC U.S. Equity Fund ON


of 156





Regency Gold Corp. BC

REFLEX Plan QC

Reko International Group Inc. ON

REIT INDEXPLUS Income Fund AB

Redwood Unconstrained Bond Fund ON

Redwood Tactical Asset Allocation Fund (formerly Connected Wealth Tactical Class)

ON

Redwood Unconstrained Bond Class (formerly Redwood Flexible Bond Class)

ON

Redwood U.S. Preferred Share Fund ON

Relevium Technologies Inc. QC

Renaissance Canadian Balanced Fund ON

Renaissance Canadian All-Cap Equity Fund ON

Renaissance Canadian Core Value Fund ON

Renaissance Canadian Bond Fund ON

REALnorth Opportunities Fund BC

Real Return Bond Fund (Portico) ON

Red Eagle Mining Corporation BC

Red Eagle Exploration Limited BC

Real Return Bond Fund ON

Real Estate Investment Corporate Class ON

Redwood Pension Class (formerly Redwood Energy Income Class) ON

Real Matters Inc. ON

Real Estate Investment Pool ON

RediShred Capital Corp. ON

Redwood Global Total Return Bond Portfolio (formerly Redwood Global Bond Portfolio)

ON

Redwood Equity Growth Fund (formerly Redwood Equity Growth Class)

ON

Redwood Infrastructure Income Fund ON

Redwood Income Growth Fund (formerly Redwood Income Growth Class)

ON

Redwood Emerging Markets Dividend Fund ON

Redline Communications Group Inc. ON

Redknee Solutions Inc. ON

Redwood Core Income Equity Fund (formerly Connected Wealth Core Income Class)

ON

Redwood Canadian Preferred Share Fund (formerly Redwood Floating Rate Preferred Fund)

ON


of 156





Renaissance Global Infrastructure Fund ON

Renaissance Global Infrastructure Currency Neutral Fund ON

Renaissance Global Real Estate Currency Neutral Fund ON

Renaissance Global Markets Fund ON

Renaissance Global Health Care Fund ON

Renaissance Global Focus Fund ON

Renaissance Global Focus Currency Neutral Fund ON

Renaissance Global Growth Fund ON

Renaissance Global Growth Currency Neutral Fund ON

Renaissance High Income Fund ON

Renaissance Global Value Fund ON

Renaissance Global Resource Fund ON

Renaissance Global Real Estate Fund ON

Renaissance Global Small-Cap Fund ON

Renaissance Global Science & Technology Fund ON

Renaissance Canadian Small-Cap Fund ON

Renaissance Canadian Monthly Income Fund ON

Renaissance China Plus Fund ON

Renaissance Canadian T-Bill Fund ON

Renaissance Canadian Growth Fund ON

Renaissance Canadian Dividend Fund ON

Renaissance Global Equity Private Pool ON

Renaissance Canadian Fixed Income Private Pool (formerly Frontiers Canadian Fixed Income Pool)

ON

Renaissance Canadian Equity Private Pool (formerly Frontiers Canadian Equity Pool)

ON

Renaissance Floating Rate Income Fund ON

Renaissance Flexible Yield Fund ON

Renaissance Global Bond Private Pool (formerly Frontiers Global Bond Pool)

ON

Renaissance Global Bond Fund ON

Renaissance Equity Income Private Pool (formerly Frontiers Equity Income Pool)

ON

Renaissance Diversified Income Fund ON

Renaissance Corporate Bond Fund ON

Renaissance Emerging Markets Fund ON

Renaissance Emerging Markets Equity Private Pool (formerly Frontiers Emerging Markets Equity Pool)

ON


of 156





Renaissance U.S. Equity Income Fund ON

Renaissance U.S. Equity Growth Fund ON

Renaissance U.S. Equity Value Fund ON

Renaissance U.S. Equity Private Pool (formerly Frontiers U.S. Equity Pool)

ON

Renaissance U.S. Equity Growth Currency Neutral Fund ON

Renaissance U.S. Dollar Diversified Income Fund ON

Renaissance U.S. Equity Fund ON

Renaissance U.S. Equity Currency Neutral Private Pool (formerly Frontiers U.S. Equity Currency Neutral Pool)

ON

Renaissance U.S. Money Market Fund ON

Resverlogix Corp. AB

Resolute Forest Products Inc. QC

Renaissance Ultra Short-Term Income Private Pool (formerly Frontiers Canadian Short Term Income Pool)

ON

Restaurant Brands International Limited Partnership ON

Restaurant Brands International Inc. ON

Renaissance Money Market Fund ON

Renaissance International Equity Private Pool (formerly Frontiers International Equity Pool)

ON

Renaissance Multi-Asset Global Balanced Private Pool ON

Renaissance Multi-Asset Global Balanced Income Private Pool ON

Renaissance International Equity Fund ON

Renaissance High-Yield Bond Fund ON

Renaissance U.S. Dollar Corporate Bond Fund ON

Renaissance International Equity Currency Neutral Fund ON

Renaissance International Dividend Fund ON

Renaissance Multi-Sector Fixed Income Private Pool ON

Renaissance Real Assets Private Pool ON

Renaissance Optimal Inflation Opportunities Portfolio ON

Renaissance Short-Term Income Fund ON

Renaissance Real Return Bond Fund ON

Renaissance Optimal Income Portfolio ON

Renaissance Optimal Global Equity Currency Neutral Portfolio ON

Renaissance Optimal Conservative Income Portfolio ON

Renaissance Optimal Growth & Income Portfolio ON

Renaissance Optimal Global Equity Portfolio ON


of 156





Rubicon Minerals Corporation ON

RP Strategic Income Plus Fund ON

Russell Investments Balanced (formerly LifePoints Balanced) ON

Russel Metals Inc. ON

Royal Nickel Corporation ON

Roxgold Inc. ON

Royal Gold, Inc. ON

Royal Bank of Canada QC

Russell Investments Balanced Class (formerly LifePoints Balanced Class)

ON

Russell Investments Balanced Growth Class (formerly LifePoints Balanced Growth Class)

ON

Russell Investments Balanced Growth (formerly LifePoints Balanced Growth)

ON

Russell Investments Canadian Dividend Class (formerly Russell Canadian Dividend Class)

ON

Russell Investments Canadian Cash Fund (formerly Russell Canadian Cash Fund)

ON

Ridgewood Canadian Bond Fund ON

Richmont Mines Inc. QC

Ridgewood Tactical Yield Fund ON

Ridgewood Canadian Investment Grade Bond Fund ON

Richelieu Hardware Ltd. QC

Retrocom Growth Fund Inc. ON 1(a), 1(b), 1(c), 1(d)

ROSEHEARTY ENERGY INC. BC 1(a), 1(b), 1(c), 1(e)

Richards Packaging Income Fund ON

Revive Therapeutics Ltd. ON

Rio Novo Gold Inc. ON

Rogers Sugar Inc. BC

Rogers Communications Inc. ON

Roots Corporation ON

Roman Corporation Limited ON 1(a), 1(b), 1(c), 1(d), 1(e)

Rodinia Oil Corp. AB 1(a), 1(b), 1(c), 1(e)

Ritchie Bros. Auctioneers Incorporated BC

RIOCAN REAL ESTATE INVESTMENT TRUST ON

Rocky Mountain Liquor Inc. AB

Rocky Mountain Dealerships Inc. AB


of 156





Russell Investments Global Equity Pool (formerly Russell Global Equity Pool)

ON

Russell Investments Global Equity Fund (formerly Russell Global Equity Fund)

ON

Russell Investments Global High Income Bond Class (formerly Russell Global High Income Bond Class)

ON

Russell Investments Focused US Equity Class (formerly Russell Focused US Equity Class)

ON

Russell Investments Focused Global Equity Pool (formerly Russell Focused Global Equity Pool)

ON

Russell Investments Global Equity Class (formerly Russell Global Equity Class)

ON

Russell Investments Focused US Equity Pool (formerly Russell Focused US Equity Pool)

ON

Russell Investments Canadian Fixed Income Fund (formelry Russell Canadian Fixed Income Fund)

ON

Russell Investments Canadian Equity Pool (formerly Russell Canadian Equity Pool)

ON

Russell Investments Conservative Income Class (formerly Russell LifePoints Conservative Income Class Portfolio)

ON

Russell Investments Conservative Income (formerly Russell LifePoints Conservative Income Portfolio)

ON

Russell Investments Canadian Dividend Pool (formerly Russell Canadian Dividend Pool)

ON

Russell Investments Focused Global Equity Class (formerly Russell Focused Global Equity Class)

ON

Russell Investments Canadian Equity Fund (formerly Russell Canadian Equity Fund)

ON

Russell Investments Canadian Equity Class (formerly Russell Canadian Equity Class)

ON

Russell Investments Diversified Monthly Income (formerly Russell Diversified Monthly Income Portfolio)

ON

Russell Investments Fixed Income Pool (formerly Russell Fixed Income Pool)

ON

Russell Investments Fixed Income Class (formerly Russell Fixed Income Class)

ON

Russell Investments Focused Canadian Equity Pool (formerly Russell Focused Canadian Equity Pool)

ON

Russell Investments Focused Canadian Equity Class (formerly Russell Focused Canadian Equity Class)

ON

Russell Investments Emerging Markets Equity Class (formerly Russell Emerging Markets Equity Class)

ON

Russell Investments Diversified Monthly Income Class (formerly Russell Diversified Monthly Income Class Portfolio)

ON

Russell Investments ESG Global Equity Fund ON

Russell Investments Emerging Markets Equity Pool (formerly Russell Emerging Markets Equity Pool)

ON


of 156





Russell Investments Short Term Income Pool (formerly Russell Short Term Income Pool)

ON

Russell Investments Short Term Income Class (formerly Russell Short Term Income Class)

ON

Russell Investments US Equity Fund (formerly Russell US Equity Fund)

ON

Russell Investments US Equity Class (formerly Russell US Equity Class)

ON

Russell Investments Overseas Equity Fund (formerly Russell Overseas Equity Fund)

ON

Russell Investments Overseas Equity Class (formerly Russell Overseas Equity Class)

ON

Russell Investments Real Assets (formerly Russell Real Assets Portfolio)

ON

Russell Investments Overseas Equity Pool (formerly Russell Overseas Equity Pool)

ON

Russell Investments Global Smaller Companies Class (formerly Russell Global Smaller Companies Class)

ON

Russell Investments Global Real Estate Pool (formerly Russell Global Real Estate Pool)

ON

Russell Investments Global Unconstrained Bond Class (formerly Russell Global Unconstrained Class)

ON

Russell Investments Global Smaller Companies Pool (formerly Russell Global Smaller Companies Pool)

ON

Russell Investments Global High Income Bond Pool (formerly Russell Global High Income Bond Pool)

ON

Russell Investments Multi-Factor International Equity Pool ON

Russell Investments Global Infrastructure Pool (formerly Russell Global Infrastructure Pool)

ON

Russell Investments Global Infrastructure Class (formerly Russell Global Infrastrucure Class)

ON

Russell Investments Long-Term Growth Class (formerly LifePoints Long-Term Growth Class)

ON

Russell Investments Long-Term Growth (formerly LifePoints Long-Term Growth)

ON

Russell Investments Money Market Pool (formerly Russell Money Market Pool)

ON

Russell Investments Money Market Class (formerly Russell Money Market Class)

ON

Russell Investments Income Essentials (formerly Russell Income Essentials Portfolio)

ON

Russell Investments Global Unconstrained Bond Pool (formerly Russell Global Unconstrained Bond Pool)

ON

Russell Investments Inflation Linked Bond Fund (formerly Russell Inflation Linked Bond Fund)

ON

Russell Investments Income Essentials Class (formerly Russell Income Essentials Class Portfolio)

ON


of 156





Scotia Aria Progressive Pay Portfolio ON

Scotia Aria Progressive Core Portfolio ON

Scotia Bond Fund ON

Scotia Balanced Opportunities Fund (formerly Scotia Canadian Tactical Asset Allocation Fund)

ON

Scotia Aria Progressive Build Portfolio ON

Scotia Aria Moderate Build Portfolio ON

Scotia Aria Moderate Pay Portfolio ON

Scotia Aria Moderate Core Portfolio ON

Scotia Canadian Balanced Fund ON

Scotia Canadian Growth Fund ON

Scotia Canadian Equity Blend Class ON

Scotia Canadian Bond Index Fund ON

Scotia Canadian Blue Chip Fund ON

Scotia Canadian Dividend Fund ON

Scotia Canadian Dividend Class ON

Samco Gold Limited ON

Sabina Gold & Silver Corp. BC

Sanatana Resources Inc. BC

San Gold Corporation MB 1(a), 1(b), 1(c), 1(e)

S Split Corp. ON

Russell Investments US Equity Pool (formerly Russell US Equity Pool)

ON

Scotia Aria Conservative Pay Portfolio ON

RYU Apparel Inc. BC

Rye Patch Gold Corp. BC

Sandspring Resources Ltd. ON

SCITI Trust ON

Schooner Trust ON

Scotia Aria Conservative Core Portfolio ON

Scotia Aria Conservative Build Portfolio ON

Sarama Resources Ltd. BC

Sandy Lake Gold Inc. ON

SANDSTORM GOLD LTD. BC

Saputo Inc. QC

Santacruz Silver Mining Ltd. BC


of 156





Scotia INNOVA Growth Portfolio Class ON

Scotia INNOVA Growth Portfolio ON

Scotia INNOVA Income Portfolio Class ON

Scotia INNOVA Income Portfolio ON

Scotia INNOVA Balanced Income Portfolio Class ON

Scotia INNOVA Balanced Growth Portfolio ON

Scotia INNOVA Balanced Income Portfolio ON

Scotia INNOVA Balanced Growth Portfolio Class ON

Scotia INNOVA Maximum Growth Portfolio ON

Scotia Mortgage Income Fund ON

Scotia Money Market Fund ON

Scotia Latin American Fund ON

Scotia International Equity Blend Class ON

Scotia INNOVA Maximum Growth Portfolio Class ON

Scotia International Value Fund ON

Scotia International Index Fund ON

Scotia Conservative Income Fund ON

Scotia Conservative Government Bond Capital Yield Class ON

Scotia Dividend Balanced Fund (formerly Scotia Canadian Dividend Income Fund)

ON

Scotia Diversified Monthly Income Fund ON

Scotia CanAm Index Fund ON

Scotia Canadian Income Fund ON

Scotia Income Advantage Fund ON

Scotia Canadian Small Cap Fund ON

Scotia Canadian Index Fund ON

Scotia European Fund ON

Scotia Global Growth Fund ON

Scotia Global Dividend Fund ON

Scotia Global Small Cap Fund ON

Scotia Global Opportunities Fund ON

Scotia Global Dividend Class ON

Scotia Floating Rate Income Fund ON

Scotia Fixed Income Blend Class ON

Scotia Global Bond Fund ON

Scotia Global Balanced Fund ON


of 156





Scotia Private Global Equity Pool ON

Scotia Private Global Credit Pool ON

Scotia Private Global Infrastructure Pool ON

Scotia Private Global High Yield Pool ON

Scotia Private Fundamental Canadian Equity Pool ON

Scotia Private Canadian Small Cap Pool ON

Scotia Private Emerging Markets Pool ON

Scotia Private Canadian Value Pool ON

Scotia Private Global Low Volatility Equity Pool ON

Scotia Private International Equity Pool ON

Scotia Private High Yield Income Pool ON

Scotia Private Global Real Estate Pool ON

Scotia Private International Core Equity Pool ON

Scotia Private Income Pool ON

Scotia Partners Balanced Income Portfolio Class ON

Scotia Partners Balanced Income Portfolio (formerly Scotia Partners Income & Modest Growth Portfolio)

ON

Scotia Partners Growth Portfolio Class ON

Scotia Partners Growth Portfolio (formerly Scotia Partners Moderate Growth Portfolio)

ON

Scotia Partners Balanced Growth Portfolio Class ON

Scotia Nasdaq Index Fund ON

Scotia Private Canadian Preferred Share Pool ON

Scotia Partners Balanced Growth Portfolio (formerly Scotia Partners Balanced Income & Growth Portfolio)

ON

Scotia Pacific Rim Fund ON

Scotia Partners Income Portfolio (formerly Scotia Partners Diversified Income Portfolio)

ON

Scotia Private Canadian Equity Pool ON

Scotia Private Canadian Corporate Bond Pool ON

Scotia Private Canadian Mid Cap Pool ON

Scotia Private Canadian Growth Pool ON

Scotia Private Canadian All Cap Equity Pool ON

Scotia Partners Maximum Growth Portfolio Class ON

Scotia Partners Maximum Growth Portfolio (formerly Scotia Partners Aggressive Growth Portfolio)

ON

Scotia Private American Core-Plus Bond Pool ON

Scotia Premium T-Bill Fund ON


of 156





Scotia U.S. $ Money Market Fund ON

Scotia U.S. $ Bond Fund ON

Scotia U.S. Dividend Fund ON

Scotia U.S. Blue Chip Fund ON

Scotia U.S. $ Balanced Fund ON

Scotia Selected Maximum Growth Portfolio (formerly Scotia Selected Aggressive Growth Portfolio)

ON

Scotia T-Bill Fund ON

Scotia Short Term Bond Fund ON

Scotia U.S. Equity Blend Class ON

SDX Energy Inc. AB

Scotia U.S. Opportunities Fund (formerly Scotia U.S. Value Fund) ON

Scotia U.S. Index Fund ON

Scotiabank Tier 1 Trust ON

Scotiabank Capital Trust ON

Scotia Private Short-Mid Government Bond Pool ON

Scotia Private Short Term Income Pool ON

Scotia Private Total Return Bond Pool ON

Scotia Private Strategic Balanced Pool ON

Scotia Private Real Estate Income Pool ON

Scotia Private International Small to Mid Cap Value Pool ON

Scotia Selected Income Portfolio ON

Scotia Private Options Income Pool ON

Scotia Private North American Dividend Pool (formerly Scotia Private North American Equity Pool)

ON

Scotia Private U.S. Dividend Pool ON

Scotia Selected Balanced Growth Portfolio (formerly Scotia Selected Balanced Income & Growth Portfolio)

ON

Scotia Schools Trust NS 1(a), 1(b), 1(c), 1(e)

Scotia Selected Growth Portfolio (formerly Scotia Selected Moderate Growth Portfolio)

ON

Scotia Selected Balanced Income Portfolio (formerly Scotia Selected Income & Modest Growth Portfolio)

ON

Scotia Resource Fund ON

Scotia Private U.S. Mid Cap Growth Pool ON

Scotia Private U.S. Large Cap Growth Pool ON

Scotia Private U.S. Value Pool ON

Scotia Private U.S. Mid Cap Value Pool ON


of 156





Sentry Balanced Yield Private Pool Class ON

Sentry Balanced Income Portfolio (formerly, Sentry Income Portfolio)

ON

Sentry Canadian Core Fixed Income Private Trust ON

Sentry Canadian Bond Fund (formerly Sentry Bond Plus Fund) ON

Sentry Alternative Asset Income Fund ON

SemBioSys Genetics Inc. AB 1(a), 1(b), 1(c), 1(d), 1(e)

Sentry All Cap Income Fund (formerly, Sentry Diversified Income Fund)

ON

Senior Secured Floating Rate Loan Fund QC

Sentry Canadian Equity Income Private Pool Class ON

Sentry Canadian Fixed Income Private Pool ON

Sentry Canadian Equity Income Private Trust ON

Sentry Canadian Income Fund (formerly Sentry Select Canadian Income Fund)

ON

Sentry Canadian Income Class (formerly Sentry Select Canadian Income Class)

ON

Select 30i70e Managed Portfolio Corporate Class ON




Select 100e Managed Portfolio Corporate Class ON

Sears Canada Inc. ON 1(b), 1(c), 1(e)

Select U.S. Equity Managed Corporate Class ON

Sedibelo Platinum Mines Limited (formerly, Platmin Limited) ON

Secure Energy Services Inc. AB


Select International Equity Managed Fund ON

Select International Equity Managed Corporate Class ON

Select U.S Equity Managed Fund ON

Select Staging Fund ON

Select Income Managed Corporate Class (formerly Select Income Advantage Managed Corporate Class)

ON



Select Canadian Equity Managed Fund ON

Select Canadian Equity Managed Corporate Class ON


of 156





Sentry Global Mid Cap Income Fund ON

Sentry Global Investment Grade Private Pool Class ON

Sentry Global Real Estate Private Trust ON

Sentry Global Monthly Income Fund (formerly, Sentry Global Balanced Income Fund)

ON

Sentry Global Infrastructure Private Trust ON

Sentry Global High Yield Bond Fund (formerly, Sentry Tactical Bond Fund)

ON

Sentry Global Infrastructure Fund (formerly, Sentry Infrastructure Fund)

ON

Sentry Global High Yield Fixed Income Private Trust ON

Sentry Global REIT Fund (formerly, Sentry REIT Fund) ON

Sentry Global REIT Class (formerly, Sentry REIT Class) ON

Sentry Corporate Bond Class (formerly, Sentry Enhanced Corporate Bond Class)

ON

Sentry Conservative Monthly Income Fund (formerly, Sentry Income Advantage Fund)

ON

Sentry Defensive Income Portfolio ON

Sentry Corporate Bond Fund (formerly, Sentry Enhanced Corporate Bond Fund)

ON

Sentry Conservative Income Portfolio ON

Sentry Canadian Resource Class (formerly Sentry Select Canadian Resource Class)

ON

Sentry Global High Yield Bond Class (formerly, Sentry Tactical Bond Class)

ON

Sentry Conservative Balanced Income Fund (formerly Sentry Select Conservative Income Fund)

ON

Sentry Conservative Balanced Income Class ON

Sentry Global Equity Income Private Pool Class ON

Sentry Global Core Fixed Income Private Trust ON

Sentry Global Growth and Income Fund (formerly Sentry Global Dividend Fund)

ON

Sentry Global Growth and Income Class (formerly Sentry Global Dividend Class)

ON

Sentry Global Balanced Yield Private Pool Class ON

Sentry Diversified Equity Fund (formerly Sentry Diversified Total Return Fund)

ON

Sentry Diversified Equity Class (formerly Sentry Diversified Total Return Class)

ON

Sentry Energy Private Trust ON

Sentry Energy Fund (formerly, Sentry Energy Growth and Income Fund)

ON


of 156





Sentry U.S. Equity Income Currency Neutral Private Pool Class ON

Sentry Small/Mid Cap Income Fund (formerly Sentry Small Cap Income Fund)

ON

Sentry U.S. Equity Income Private Trust ON

Sentry U.S. Equity Income Private Pool Class ON

Sentry Small/Mid Cap Income Class ON

Sentry Real Short Term Income Pool Class ON

Sentry Real Mid Term Income Trust ON

Sentry Select Primary Metals Corp. ON

Sentry Real Short Term Income Trust ON

Serinus Energy Inc. AB

Sentry U.S. Growth and Income Currency Neutral Class ON

Sentry U.S. Growth and Income Class ON

Sentry U.S. Monthly Income Fund (formerly, Sentry U.S. Balanced Income Fund)

ON

Sentry U.S. Growth and Income Fund ON

Sentry International Equity Income Private Trust ON

Sentry International Equity Income Private Pool Class ON

Sentry Money Market Fund (formerly Sentry Select Money Market Fund)

ON

Sentry Money Market Class (formerly Sentry Select Money Market Class)

ON

Sentry Growth Portfolio ON

Sentry Global Tactical Fixed Income Private Pool ON

Sentry Real Mid Term Income Pool Class ON

Sentry Growth and Income Portfolio ON

Sentry Growth and Income Fund (formerly Sentry Select Growth & Income Fund)

ON

Sentry Real Income 1951-55 Class ON


Sentry Real Long Term Income Trust ON

Sentry Real Long Term Income Pool Class ON


Sentry Precious Metals Fund (formerly, Sentry Precious Metals Growth Fund)

ON

Sentry Precious Metals Class (formerly, Sentry Precious Metals Growth Class)

ON

Sentry Real Growth Pool Class ON

Sentry Precious Metals Private Trust ON


of 156





Signature Dividend Fund ON

Signature Dividend Corporate Class ON

Signature Emerging Markets Fund (formerly CI Emerging Markets Fund)

ON

Signature Emerging Markets Corporate Class (formerly CI Emerging Markets Corporate Class)

ON

Signature Diversified Yield II Fund (formerly Signature Enhanced Yield Fund)

ON

Signature Corporate Bond Corporate Class ON

Signature Diversified Yield Corporate Class ON

Signature Corporate Bond Fund ON

Signature Floating Rate Income Pool ON

Signature Global Resource Fund (formerly Signature Canadian Resource Fund)

ON

Signature Global Resource Corporate Class (formerly Signature Canadian Resource Corporate Class)

ON

Signature Global Bond Corporate Class (formerly CI Global Bond Corporate Class)

ON

Shoppers Drug Mart Corporation ON

Shopify Inc. ON

Shoreline Energy Corp. AB 1(a), 1(b), 1(c), 1(e)

Shore Gold Inc. SK

Sherritt International Corporation ON

Seven Generations Energy Ltd. AB

Signature Cash Management Fund ON

ShawCor Ltd. ON

SHAW COMMUNICATIONS INC. AB

Short Term Bond Fund ON

Signature Canadian Balanced Fund ON

Sierra Wireless, Inc. BC

Signature Canadian Bond Fund (formerly CI Canadian Bond Fund) ON

Signature Canadian Bond Corporate Class (formerly CI Canadian Bond Corporate Class)

ON

Sienna Senior Living Inc. (formerly Leisureworld Senior Care Corporation)

ON

Short Term Income Corporate Class ON

Short Term Bond Fund (Portico) ON

Short Term Investment Fund ON

Short Term Income Pool ON


of 156





SILVER SPRUCE RESOURCES INC. NS

Silver Bullion Trust ON

SilverCrest Metals Inc. BC

SILVERCORP METALS INC. BC

Silver Bear Resources Plc ON

Signature Select Canadian Fund ON

Signature Select Canadian Corporate Class ON

Signature Tactical Bond Pool ON

Signature Short-Term Bond Fund (formerly CI Short-Term Bond Fund)

ON

Sionna Canadian Balanced Fund (formerly Brandes Sionna Canadian Balanced Fund)

ON

Sintana Energy Inc. ON

Sionna Canadian Small Cap Equity Fund (formerly Brandes Sionna Canadian Small Cap Equity Fund)

ON

Sionna Canadian Equity Fund (formerly Brandes Sionna Canadian Equity Fund)

ON

Signature Global Equity Fund (fomerly CI Global Fund) ON

Signature Global Equity Corporate Class (formerly CI Global Corporate Class)

ON

Signature Global Income & Growth Fund ON

Signature Global Income & Growth Corporate Class ON

Signature Global Energy Corporate Class (formerly CI Global Energy Corporate Class)

ON

Signature Global Bond Fund (formerly CI Global Bond Fund) ON

Signature Real Estate Pool ON

Signature Global Dividend Fund ON

Signature Global Dividend Corporate Class ON

Signature Income & Growth Corporate Class ON

Signature High Yield Bond II Fund (formerly Signature High Yield Bond Trust)

ON

Signature Preferred Share Pool ON

Signature Income & Growth Fund ON

Signature High Yield Bond Corporate Class ON

Signature Gold Corporate Class ON

Signature Global Science & Technology Corporate Class (formerly CI Global Science & Technology Corporate Class)

ON

Signature High Income Fund ON

Signature High Income Corporate Class ON


of 156





Spartan Energy Corp. AB

Spackman Equities Group Inc. (formerly, Centiva Capital Inc.) ON

Spectra7 Microsystems Inc. ON

Specialty Foods Group Income Fund ON 1(a), 1(b), 1(c), 1(e)

SouthGobi Resources Ltd. BC

Solium Capital Inc. AB

SOLITARIO ZINC CORP. ON

Southern Pacific Resource Corp. AB 1(a), 1(b), 1(c), 1(d), 1(e)

Source Energy Services Ltd. AB

Sphere FTSE US Sustainable Yield Index ETF ON

Sphere FTSE Europe Sustainable Yield Index ETF ON

Sphere FTSE Asia Sustainable Yield Index ETF ON

Spectral Medical Inc. ON

Sphere FTSE Emerging Markets Sustainable Yield Index ETF ON

Sphere FTSE Canada Sustainable Yield Index ETF ON

Skylon Growth & Income Trust ON

Sirius XM Holdings Inc. ON

Slate Office REIT ON

Slam Exploration Ltd. NB

SIR Royalty Income Fund ON

Sionna Diversified Income Fund (formerly Brandes Sionna Diversified Income Fund)

ON

SocieTerra Maximum Growth Portfolio (formerly SocieTerra Growth Plus Portfolio)

QC

Sionna Opportunities Fund ON

Sionna Monthly Income Fund (formerly Brandes Sionna Monthly Income Fund)

ON

SocieTerra Balanced Portfolio QC

Sobeys Inc. NS

SocieTerra Growth Portfolio QC

SocieTerra Conservative Portfolio (formerly SocieTerra Secure Market Porfolio)

QC

SNC-Lavalin Group Inc. QC

Slater Steel Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e)

Slate Retail REIT ON

SmartCentres Real Estate Investment Trust (formerly, Smart Real Estate Investment Trust)

ON

Sleep Country Canada Holdings Inc. ON


of 156





Sprott Physical Silver Trust ON

Sprott Physical Platinum and Palladium Trust ON

Sprott Resource Class ON

Sprott Real Asset Class ON

Sprott Physical Gold Trust ON

Sprott Gold and Precious Minerals Fund ON

Sprott Inc. ON

Sprott Gold Bullion Fund ON

Sprott Resource Holdings Inc. (formerly Adriana Resources Inc. ) ON

Spyglass Resources Corp. AB 1(a), 1(b), 1(c), 1(d), 1(e)

Sprott Small Cap Equity Fund ON

Sprott Short-Term Bond Fund ON

Sprott Short-Term Bond Class ON

Sprott Silver Equities Class ON

Sprott Silver Bullion Fund ON

Sprott Diversified Bond Class (formerly Sprott Diversified Yield Class)

ON

Sprott Canadian Equity Fund ON

Sprott Energy Fund ON

Sprott Diversified Bond Fund (formerly Sprott Diversified Yield Fund)

ON

Sprott 2017-II Flow-Through Limited Partnership ON

Spin Master Corp. ON

Sprott Global Real Estate Fund (formerly Sprott Global REIT & Property Equity Fund)

ON

Sprott 2017 Flow-Through Limited Partnership ON

Sprott 2016-II Flow-Through Limited Partnership ON

Sprott Energy Opportunities Trust ON

Sprott Focused U.S. Balanced Class ON

Sprott Focused Global Dividend Class ON

Sprott Global Infrastructure Fund ON

Sprott Focused U.S. Dividend Class ON

Sprott Focused Global Balanced Class ON

Sprott Enhanced Balanced Fund ON

Sprott Enhanced Balanced Class ON

Sprott Enhanced U.S. Equity Class ON

Sprott Enhanced Equity Class ON


of 156





Strad Energy Services Ltd. AB

Stornoway Diamond Corporation QC

Street Capital Group Inc. ON

Strategic Oil & Gas Ltd. AB

Storm Resources Ltd. AB

Stone Mountain Holdings Inc. BC 1(a), 1(b), 1(c), 1(e)

StorageVault Canada Inc. ON

Stone Select Growth Class ON

Stuart Olson Inc. AB

Sun Life BlackRock Canadian Composite Equity Class ON

Sun Life BlackRock Canadian Balanced Fund ON

Sun Life BlackRock Canadian Balanced Class ON

Sulliden Mining Capital Inc. ON

Student Transportation Inc. (formerly, Student Transportation of America Ltd.)

ON

Sun Life Assurance Company of Canada ON

Summit Industrial Income REIT ON

Starlight U.S. Multi-Family (No. 5) Core Fund ON

Starlight U.S. Multi-Family (No. 1) Value-Add Fund ON

Stella-Jones Inc. QC

Stelco Holdings Inc. ON

Stantec Inc. AB

SRAI Capital Corp. BC

Stone Investment Group Limited ON

St. Augustine Gold and Copper Limited ON

SSR Mining Inc. (Silver Standard Resources Inc.) BC

STEP Energy Services Ltd. AB

Stone Global Balanced Fund ON

Stone Europlus Fund ON

Stone Growth Fund ON

Stone Global Growth Fund ON

Stone Dividend Growth Class ON

Sterling Shoes Inc. BC 1(a), 1(b), 1(c), 1(e)

Sterling Resources Ltd. AB

Stockport Exploration Inc. NS

Stingray Digital Group Inc. QC


of 156





Sun Life Granite Moderate Class ON

Sun Life Granite Income Portfolio ON

Sun Life Granite Tactical Completion Fund ON

Sun Life Granite Moderate Portfolio ON

Sun Life Granite Growth Portfolio ON

Sun Life Granite Conservative Portfolio ON

Sun Life Granite Growth Class ON

Sun Life Granite Enhanced Income Portfolio ON

Sun Life Infrastructure Fund (formerly, Sun Life Sentry Infrastructure Fund)

ON

Sun Life MFS Dividend Income Fund ON

Sun Life MFS Dividend Income Class ON

Sun Life MFS Canadian Equity Value Fund ON

Sun Life MFS Canadian Equity Class ON

Sun Life MFS Canadian Bond Fund ON

Sun Life MFS Canadian Equity Growth Fund ON

Sun Life MFS Canadian Equity Fund ON

Sun Life Capital Trust II ON

Sun Life Capital Trust ON

Sun Life Dynamic Energy Fund ON

Sun Life Dynamic American Fund ON

Sun Life BlackRock Canadian Universe Bond Fund ON

Sun Life BlackRock Canadian Composite Equity Fund ON

Sun Life Granite Conservative Class ON

Sun Life BlackRock Canadian Equity Fund ON

Sun Life BlackRock Canadian Equity Class ON

Sun Life Dynamic Equity Income Class ON

Sun Life Granite Balanced Growth Class ON

Sun Life Granite Balanced Class ON

Sun Life Granite Balanced Portfolio ON

Sun Life Granite Balanced Growth Portfolio ON

Sun Life Franklin Bissett Canadian Equity Class ON

Sun Life Dynamic Strategic Yield Class ON

Sun Life Dynamic Equity Income Fund ON

Sun Life Financial Inc. ON

Sun Life Dynamic Strategic Yield Fund ON


of 156





Sun Life Ryan Labs U.S. Core Fixed Income Fund ON

Sun Life NWQ Flexible Income Fund ON

Sun Life Sentry Global Mid Cap Fund ON

Sun Life Schroder Emerging Markets Fund ON

Sun Life Multi-Strategy Target Return Fund ON

Sun Life Money Market Class ON

Sun Life Multi-Strategy Bond Fund (formerly, Sun Life Beutel Goodman Canadian Bond Fund)

ON

Sun Life Money Market Fund ON

Sun Life Sentry Value Class ON

Sunstone Opportunity (2006) Realty Trust BC

Sunstone Opportunity (2006) Debenture Fund BC

Suncor Energy Inc. AB

Sun Life Sionna Canadian Small Cap Equity Class ON

Sun Life Sentry Value Fund ON

Sun Life Trimark Canadian Class ON

Sun Life Templeton Global Bond Fund ON

Sun Life MFS International Growth Fund ON

Sun Life MFS International Growth Class ON

Sun Life MFS Low Volatility Global Equity Fund ON

Sun Life MFS International Value Fund ON

Sun Life MFS Global Value Fund ON

Sun Life MFS Global Growth Class ON

Sun Life Milestone Global Equity Fund ON

Sun Life MFS Global Total Return Fund ON

Sun Life MFS Global Growth Fund ON

Sun Life MFS Low Volatility International Equity Fund ON

Sun Life Milestone 2025 Fund ON




Sun Life MFS U.S. Value Fund ON

Sun Life MFS U.S. Equity Fund ON

Sun Life MFS Monthly Income Fund ON

Sun Life MFS U.S. Growth Fund ON

Sun Life MFS U.S. Growth Class ON


of 156





Symmetry Growth Portfolio ON

Symmetry Global Bond Fund ON

Symmetry Low Volatility Fund ON

Symmetry Growth Portfolio Class ON

Symmetry Fixed Income Portfolio ON

Symmetry EAFE Equity Fund ON

Symmetry Equity Portfolio Class ON

Symmetry Emerging Markets Equity Corporate Class ON

Symmetry Moderate Growth Portfolio ON

Synergy Global Corporate Class ON

Synergy Canadian Corporate Class ON

Synergy American Fund ON

Symmetry US Equity Fund ON

Symmetry Moderate Growth Portfolio Class ON

Synergy American Corporate Class ON

Symphony Floating Rate Senior Loan Fund ON

Superior Gold Inc. ON

Sunstone U.S. Opportunity (No. 4) Realty Trust BC 1(g)

Supremex Inc. QC

Superior Plus Corp. ON

Sunstone U.S. Opportunity (No. 3) Realty Trust BC 1(g)

Sunstone Opportunity (2007) Mortgage Fund BC

Symmetry Conservative Portfolio Class ON

Sunstone Opportunity Fund (2005) Limited Partnership BC

Sunstone Opportunity (2007) Realty Trust BC

Surge Energy Inc. AB

Symmetry Conservative Income Portfolio ON

Symmetry Comprehensive Equity Fund ON

Symmetry Conservative Portfolio ON

Symmetry Conservative Income Portfolio Class ON

Symmetry Canadian Equity Fund ON

Symmetry Balanced Portfolio ON

Symbility Solutions Inc. (formerly Automated Benefits Corp.) ON

Symmetry Canadian Bond Fund ON

Symmetry Balanced Portfolio Class ON


of 156





TD Canadian Aggregate Bond Index ETF ON

TD Balanced Index Fund ON

TD Canadian Bond Fund ON

TD Canadian Blue Chip Dividend Fund ON

TD Balanced Income Fund ON

TD Advantage Growth Portfolio ON

TD Balanced Growth Fund ON

TD Asian Growth Fund ON

TD Canadian Bond Index Fund ON

TD Canadian Equity Pool Class ON

TD Canadian Equity Pool ON

TD Canadian Equity Fund ON

TD Canadian Corporate Bond Fund ON

TD Canadian Core Plus Bond Fund ON

TD Canadian Equity Class ON

TD Canadian Diversified Yield Fund ON

Talon Metals Corp. ON

Taiga Building Products Ltd. BC

Tangelo Games Corp. (formerly Imperus Technologies Corp.) ON

Tamarack Valley Energy Ltd. AB

Tahoe Resources Inc. BC

Synodon Inc. AB 1(a), 1(b), 1(c), 1(e)

TD Advantage Balanced Portfolio ON

Tahera Diamond Corporation (formerly Tahera Corporation) ON 1(a), 1(b), 1(c), 1(d), 1(e)

TAG Oil Ltd BC

Tangerine Balanced Growth Portfolio ON

TD Advantage Aggressive Growth Portfolio ON

Taylor North American Equity Opportunities Fund ON

TD Advantage Balanced Income Portfolio ON

TD Advantage Balanced Growth Portfolio ON

Taseko Mines Limited BC

Tangerine Balanced Portfolio ON

Tangerine Balanced Income Portfolio ON

Tangerine Equity Growth Portfolio ON

Tangerine Dividend Portfolio ON


of 156





TD Dividend Income Class ON

TD Dividend Growth Fund ON

TD Dow Jones Industrial Average Index Fund ON

TD Dividend Income Fund ON

TD Dividend Growth Class ON

TD Core Canadian Value Fund ON

TD Diversified Monthly Income Fund ON

TD Corporate Bond Plus Fund ON

TD Emerald Balanced Fund ON

TD Emerald U.S. Market Index Fund ON

TD Emerald International Equity Index Fund ON

TD Emerald Canadian Treasury Management Fund ON

TD Emerald Canadian Equity Index Fund ON

TD Emerald Canadian Bond Index Fund ON

TD Emerald Canadian Treasury Management - Government of Canada Fund

ON

TD Emerald Canadian Short Term Investment Fund ON

TD Canadian Money Market Fund ON

TD Canadian Low Volatility Pool ON

TD Canadian Small-Cap Equity Fund ON

TD Canadian Small-Cap Equity Class ON

TD Canadian Low Volatility Fund ON

TD Canadian Index Fund ON

TD Comfort Growth Portfolio ON

TD Canadian Low Volatility Class ON

TD Canadian Large-Cap Equity Fund ON

TD Canadian Value Class ON

TD Comfort Balanced Income Portfolio ON

TD Comfort Balanced Growth Portfolio ON

TD Comfort Conservative Income Portfolio ON

TD Comfort Balanced Portfolio ON

TD Comfort Aggressive Growth Portfolio ON

TD Capital Trust II ON

TD Canadian Value Fund ON

TD Capital Trust IV ON

TD Capital Trust III ON


of 156





TD International Equity CAD Hedged Index ETF ON

TD Income Opportunities Pool ON

TD International Growth Class ON

TD International Equity Index ETF ON

TD Income Advantage Portfolio ON

TD Global Unconstrained Bond Fund ON

TD High Yield Bond Fund ON

TD Health Sciences Fund ON

TD International Growth Fund ON

TD Managed Balanced Growth ETF Portfolio ON

TD Managed Aggressive Growth Portfolio ON

TD International Index Fund ON

TD International Index Currency Neutral Fund ON

TD Managed Aggressive Growth ETF Portfolio ON

TD International Stock Fund ON

TD Fixed Income Pool ON

TD European Index Fund ON

TD FundSmart Managed Balanced Growth Portfolio ON

TD FundSmart Managed Aggressive Growth Portfolio ON

TD Entertainment & Communications Fund ON

TD Emerging Markets Class ON

TD Global Risk Managed Equity Fund ON

TD Emerging Markets Low Volatility Fund ON

TD Emerging Markets Fund ON

TD FundSmart Managed Income & Moderate Growth Portfolio ON

TD Global Low Volatility Class ON

TD Global Income Fund ON

TD Global Risk Managed Equity Class ON

TD Global Low Volatility Fund ON

TD Global Equity Pool Class ON

TD Global Conservative Opportunities Fund (formerly TD Target Return Conservative Fund)

ON

TD Global Balanced Opportunities Fund (formerly TD Target Return Balanced Fund)

ON

TD Global Equity Pool ON

TD Global Core Plus Bond Fund (formerly TD Global Bond Fund) ON


of 156





TD Risk Reduction Pool ON

TD Risk Management Pool ON

TD S&P 500 CAD Hedged Index ETF ON

TD Risk Reduction Pool - US$ ON

TD Retirement Conservative Portfolio ON

TD Real Return Bond Fund ON

TD Retirement Balanced Portfolio ON

TD Resource Fund ON

TD S&P 500 Index ETF ON

TD Tactical Monthly Income Fund ON

TD Tactical Monthly Income Class ON

TD Strategic Yield Fund ON

TD Science & Technology Fund ON

TD S&P/TSX Capped Composite Index ETF ON

TD Short Term Investment Class ON

TD Short Term Bond Fund ON

TD Managed Index Aggressive Growth Portfolio ON

TD Managed Income Portfolio ON

TD Managed Index Income & Moderate Growth Portfolio ON

TD Managed Index Balanced Growth Portfolio ON

TD Managed Income ETF Portfolio ON

TD Managed Balanced Growth Portfolio ON

TD Premium Money Market Fund ON

TD Managed Income & Moderate Growth Portfolio ON

TD Managed Income & Moderate Growth ETF Portfolio ON

TD Managed Index Income Portfolio ON

TD North American Small-Cap Equity Fund ON

TD North American Dividend Fund ON

TD Precious Metals Fund ON

TD Opportunities Pool ON

TD Nasdaq Index Fund ON

TD Managed Maximum Equity Growth ETF Portfolio ON

TD Managed Index Maximum Equity Growth Portfolio ON

TD Monthly Income Fund ON

TD Managed Maximum Equity Growth Portfolio ON


of 156





Tech Leaders Income Fund ON

Tech Achievers Growth & Income ETF ON

TECSYS Inc. QC

Teck Resources Limited BC

TearLab Corporation ON

TD Ultra Short Term Bond Fund ON

TDb Split Corp. ON

TD US$ Retirement Portfolio ON

Telescene Film Group Inc. QC 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

Templeton EAFE Developed Markets Fund ON

Templeton Asian Growth Fund ON

Templeton Asian Growth Corporate Class ON

TELUS Corporation BC

TELUS Communications Inc. BC

Temple Hotels Inc. ON

Tembec Inc. QC

TD U.S. Equity Portfolio ON

TD U.S. Dividend Growth Fund ON

TD U.S. Index Fund ON

TD U.S. Index Currency Neutral Fund ON

TD U.S. Corporate Bond Fund ON

TD Tactical Pool ON

TD U.S. Small-Cap Equity Fund ON

TD U.S. Blue Chip Equity Fund ON

TD Tactical Pool Class ON

TD U.S. Low Volatility Currency Neutral Fund ON

TD U.S. Quantitative Equity Fund ON

TD U.S. Monthly Income Fund - C$ ON

TD U.S. Risk Managed Equity Fund ON

TD U.S. Risk Managed Equity Class ON

TD U.S. Monthly Income Fund ON

TD U.S. Mid-Cap Growth Class ON

TD U.S. Low Volatility Fund ON

TD U.S. Money Market Fund ON

TD U.S. Mid-Cap Growth Fund ON


of 156





The Empire Life Insurance Company ON

The Descartes Systems Group Inc. ON

THE GBC CANADIAN BOND FUND QC

THE GBC AMERICAN GROWTH FUND INC. QC

The Children's Educational Foundation of Canada ON

Tesco Corporation AB

TFI International Inc. QC

Tethys Petroleum Limited AB

THE GBC CANADIAN GROWTH FUND QC

The Keg Royalties Income Fund BC

The Jean Coutu Group (PJC) Inc. QC

The Intertain Group Limited ON

THE GBC INTERNATIONAL GROWTH FUND QC

THE GBC GROWTH AND INCOME FUND QC

The Hydropothecary Corporation QC

THE GBC MONEY MARKET FUND QC

Templeton Global Bond Fund ON

Templeton Global Balanced Fund ON

Templeton Global Smaller Companies Corporate Class ON

Templeton Global Bond Fund (Hedged) ON

Templeton Frontier Markets Fund ON

Templeton Emerging Markets Corporate Class ON

TerraVest Capital Inc. AB

Templeton Frontier Markets Corporate Class ON

Templeton Emerging Markets Fund ON

Templeton Global Smaller Companies Fund ON

Teranga Gold Corporation ON

TeraGo Inc. ON

Terra Firma Capital Corporation ON

Terra Energy Corp. AB 1(a), 1(b), 1(c), 1(d), 1(e)

Ten Peaks Coffee Company Inc. BC

Templeton Growth Fund, Ltd. ON

Templeton Growth Corporate Class ON

Templeton International Stock Fund ON

Templeton International Stock Corporate Class ON


of 156





TMX Group Limited ON

TMAC Resources Inc. ON

Top 10 Split Trust ON

Top 10 Canadian Financial Trust ON

TLC Vision Corporation ON 1(a), 1(b), 1(c), 1(e)

Times Three Wireless Inc. AB 1(a), 1(b), 1(c), 1(e)

TitanStar Properties Inc. (formerly DPVC Inc.) BC

Titan Mining Corporation BC

Top 20 Europe Dividend Trust ON

Toscana Energy Income Corporation AB

Torstar Corporation ON

Toronto Hydro Corporation ON

TORC Oil & Gas Ltd. AB

Top 20 U.S. Dividend Trust ON

Toromont Industries Ltd. ON

Torex Gold Resources Inc. ON

The Stars Group Inc. ON

The Second Cup Ltd. ON

The Toronto-Dominion Bank ON

The TDL Group Corp. ON

The North West Company Inc. MB

The Loewen Group Inc BC 1(a), 1(b), 1(c), 1(d), 1(e), 1(g)

Timbercreek U.S. Multi-Residential Opportunity Fund #1 ON

The Medipattern Corporation ON 1(a), 1(b), 1(c), 1(e)

The Manufacturers Life Insurance Company ON

The Westaim Corporation ON

Timbercreek Financial Corp. ON

Tidewater Midstream and Infrastructure Ltd. AB

Timbercreek Global Real Estate Income Fund ON

Timbercreek Global Real Estate Fund ON

Threegold Resources Inc. QC 1(a), 1(b), 1(c), 1(e)

Theratechnologies Inc. QC

The Western Investment Company of Canada Limited AB

Thomson Reuters Corporation ON

theScore, Inc. ON


of 156





Trilogy Metals Inc. (formerly NovaCopper Inc.) BC

Trilogy International Partners Inc. BC

Trimark Canadian Endeavour Fund ON

Trimark Canadian Class ON

Trillium Credit Card Trust II ON

Trez Capital Senior Mortgage Investment Corporation BC

Tricon Capital Group Inc. ON

Trican Well Service Ltd. AB

Trimark Canadian Fund ON

Trimark Energy Class ON

Trimark Emerging Markets Class ON

Trimark Diversified Yield Class ON

Trimark Canadian Opportunity Fund ON

Trimark Canadian Opportunity Class ON

Trimark Canadian Small Companies Fund ON

Trimark Canadian Plus Dividend Class ON

Tradex Global Equity Fund ON

Tradex Equity Fund Limited ON

TransAlta Renewables Inc. AB

TransAlta Corporation AB

Tradex Bond Fund ON

Total Energy Services Inc. AB

Trez Capital Mortgage Investment Corporation BC

Tourmaline Oil Corp. AB

Touchstone Exploration Inc. AB

Transat A.T. inc. QC

Tree Island Steel Ltd. BC

TransGlobe Energy Corporation AB

Trevali Mining Corporation BC

Trek Mining Inc. (formerly JDL Gold Corp.) BC

Transeastern Power Trust ON

TransCanada PipeLines Limited AB

TransCanada Corporation AB

Transcontinental Inc. QC

TransCanada Trust AB


of 156





True North Commercial Real Estate Investment Trust ON

Trius Investments Inc. NB

Tucows Inc. ON

TSO3 inc. QC

Trisura Group Ltd. ON

Trimark U.S. Money Market Fund ON

Trinidad Drilling Ltd. AB

Trimark U.S. Small Companies Class ON

TURNKEY E&P INC. AB 1(a), 1(b), 1(c), 1(e)

U.S. Banks Income & Growth Fund ON

U.S. and International Specialty Class ON

U.S. and International Equity Class ON

TVA Group Inc. QC

Turquoise Hill Resources Ltd. BC

Twin Butte Energy Ltd. AB 1(a), 1(b), 1(c), 1(d), 1(e)

TWC Enterprises Limited ON

Trimark Global Dividend Class ON

Trimark Global Diversified Income Fund ON

Trimark Global Endeavour Fund ON

Trimark Global Endeavour Class ON

Trimark Global Balanced Fund ON

Trimark Europlus Fund ON

Trimark U.S. Companies Fund ON

Trimark Global Balanced Class ON

Trimark Fund ON

Trimark Global Fundamental Equity Class ON

Trimark Resources Fund ON

Trimark International Companies Fund ON

Trimark U.S. Companies Class ON

Trimark Select Balanced Fund ON

Trimark International Companies Class ON

Trimark Global Small Companies Class ON

Trimark Global Fundamental Equity Fund ON

Trimark Interest Fund ON

Trimark Income Growth Fund ON


of 156





Urbana Corporation ON

Uranium Participation Corporation ON

UrtheCast Corp. BC

Ur-Energy Inc. ON

Uranium Energy Corp. BC

Union Gas Limited ON

UNIVERSITAS Plan QC

Uni-Sélect Inc. QC

US Equity Alpha Corporate Class ON

US Equity Value Currency Hedged Corporate Class ON

US Equity Value Corporate Class ON

US Equity Small Cap Pool ON

US Equity Growth Pool ON

US Equity Growth Corporate Class ON

US Equity Small Cap Corporate Class ON

US Equity Plus Income ETF ON

U.S. Global GO GOLD and Precious Metal Miners ETF ON

U.S. Global Canadian Energy ETF ON

U.S. Large Cap Index Fund (formerly, U.S. Large Cap Synthetic Fund)

ON

U.S. High Yield Bond Fund ON

U.S. Financials Income Fund ON

U.S. Dividend Class (GWLIM) ON

UIT Gold Developers & Producers Class ON

U.S. Dollar Cash Management Fund ON

U.S. Dividend Fund (GWLIM) ON

U.S. Large Company Equity Fund ON

Ucore Rare Metals Inc. NS

U3O8 Corp. ON

UIT Energy Producers Class ON

UIT Alternative Health Fund (formerly UIT Global REIT Fund) ON

U.S. Value Fund (Putnam) ON

U.S. Small Company Equity Fund ON

U.S. Low Volatility Fund (Putnam) ON

U.S. Value Fund (London Capital) ON

U.S. Value Class (Putnam) ON


of 156





Vanguard FTSE Developed Europe All Cap Index ETF (CAD-hedged)

ON

Vanguard FTSE Developed Asia Pacific All Cap Index ETF (formerly, Vanguard FTSE Developed Asia Pacific Index ETF)

ON

Vanguard FTSE Emerging Markets All Cap Index ETF (formerly,Vanguard FTSE Emerging Markets Index ETF)

ON

Vanguard FTSE Developed Europe All Cap Index ETF (formerly, Vanguard FTSE Developed Europe Index ETF)

ON

Vanguard FTSE Developed Asia Pacific All Cap Index ETF (CAD-hedged)

ON

Vanguard FTSE Developed All Cap ex North America Index ETF (CAD-hedged)

ON

Vanguard FTSE Developed All Cap ex U.S. Index ETF (formerly, Vanguard FTSE Developed ex North America Index ETF)

ON

Vanguard FTSE Developed All Cap ex U.S. Index ETF (CAD-hedged) (formerly, Vanguard FTSE Developed ex North America Index

ON

Vanguard FTSE Global All Cap ex Canada Index ETF (formerly, Vanguard FTSE All-World ex Canada Index ETF)

ON

Vanguard Global ex-U.S. Aggregate Bond Index ETF (CAD-hedged)

ON

Valencia Ventures Inc. ON

Valeant Pharmaceuticals International, Inc. QC

Vanguard Canadian Aggregate Bond Index ETF ON

Valener Inc. QC

Vail Resorts, Inc. BC

US Equity Value Pool ON

Vanguard FTSE Developed All Cap ex North America Index ETF ON

UTILITY CORP. ON

US Financial 15 Split Corp. ON

Vanguard Canadian Corporate Bond Index ETF ON

Vanguard FTSE Canada Index ETF ON

Vanguard FTSE Canada All Cap Index ETF ON

Vanguard FTSE Canadian High Dividend Yield Index ETF ON

Vanguard FTSE Canadian Capped REIT Index ETF ON

Vanguard Canadian Short-Term Government Bond Index ETF ON

Vanguard Canadian Long-Term Bond Index ETF ON

Vanguard Canadian Government Bond Index ETF ON

Vanguard Canadian Short-Term Corporate Bond Index ETF ON

Vanguard Canadian Short-Term Bond Index ETF ON


of 156





Village Farms International, Inc. BC

Victoria Gold Corp. (formerly Victoria Resource Corporation) ON

Virginia Hills Oil Corp. AB 1(a), 1(b), 1(c), 1(e)

ViRexx Medical Corp. AB 1(a), 1(b), 1(c), 1(d), 1(e)

Viavi Solutions Inc. BC

Vertex Enhanced Income Fund BC

Vertex Value Fund BC

Vertex Growth Fund BC

Visa Inc. ON

VPI Canadian Equity Pool MB

VPI Canadian Balanced Pool MB

Voya Floating Rate Senior Loan Fund ON

Vista Gold Corp. BC

Visible Gold Mines Inc. QC

Voya Diversified Floating Rate Senior Loan Fund ON

Voice Mobility International, Inc. BC

Vanguard S&P 500 Index ETF (CAD-hedged) ON

Vanguard S&P 500 Index ETF ON

Vanguard U.S. Dividend Appreciation Index ETF ON

Vanguard U.S. Aggregate Bond Index ETF (CAD-hedged) ON

Vanguard Global Value Factor ETF ON

Vanguard Global Liquidity Factor ETF ON

VersaPay Corporation ON

Vanguard Global Momentum Factor ETF ON

Vanguard Global Minimum Volatility ETF ON

Vanguard U.S. Dividend Appreciation Index ETF (CAD-hedged) ON

Verde AgriTech Plc (formerly Verde Potash Plc) ON

VentureLink Innovation Fund Inc. ON

VersaBank ON

Vermilion Energy Inc. AB

Velan Inc. QC

Vanguard U.S. Total Market Index ETF (CAD-hedged) ON

Vanguard U.S. Total Market Index ETF ON

Vecima Networks Inc. BC

VBI Vaccines Inc. BC


of 156





Westport Fuel Systems Inc. BC

WestJet Airlines Ltd. AB

Wheaton Precious Metals Corp. (formerly Silver Wheaton Corp.) BC

Westshore Terminals Investment Corporation BC

WesternOne Inc. BC

Western Copper and Gold Corporation BC

Western Forest Products Inc. BC

Western Energy Services Corp. AB

Whistler Blackcomb Holdings Inc. (formerly 1068877 B.C. Ltd.) BC 1(g)

WisdomTree International Quality Dividend Growth Variably Hedged Index ETF

ON

WisdomTree International Quality Dividend Growth Index ETF ON

WisdomTree Canada Quality Dividend Growth Index ETF ON

Whitecap Resources Inc. AB

WisdomTree Europe Hedged Equity Index ETF ON

WisdomTree Emerging Markets Dividend Index ETF ON

Wajax Corporation ON

Vuzix Corporation ON

Walton Big Lake Development L.P. AB

Walter Energy, Inc. BC 1(a), 1(b), 1(c), 1(d), 1(e)

VPI Value Pool MB

VPI Foreign Equity Pool MB

Westcoast Energy Inc. BC

VPI Mortgage Pool MB

VPI Income Pool MB

Walton Edgemont Development Corporation AB

Wesdome Gold Mines Ltd. ON

Wells Fargo Canada Corporation ON

West Kirkland Mining Inc. BC

West Fraser Timber Co. Ltd. BC

Wellington West Franklin Templeton Balanced Retirement Income Fund

ON

Walton Westphalia Development Corporation AB

Walton Ontario Land L.P. 1 AB

WaveRider Communications Inc. ON 1(a), 1(b), 1(c), 1(d), 1(e)

Waste Connections, Inc. (formerly Progressive Waste Solutions Ltd.)

ON


of 156





Xplore Technologies Corp. ON

Yamana Gold Inc. ON

Xebec Adsorption Inc. QC

Zymeworks Inc. BC

WSP Global Inc. QC

Zenyatta Ventures Ltd. ON

Zungui Haixi Corporation ON 1(a), 1(b), 1(c), 1(e)

Zenith Capital Corp. AB

Yellow Pages Digital & Media Solutions Limited QC

Zargon Oil & Gas Ltd. AB

WisdomTree U.S. Quality Dividend Growth Index ETF ON

WisdomTree U.S. Quality Dividend Growth Variably Hedged Index ETF

ON

WisdomTree U.S. MidCap Dividend Index ETF ON

WPT Industrial Real Estate Investment Trust ON

WisdomTree U.S. High Dividend Index ETF ON

Woodfine Professional Centres Limited Partnership BC

World Financial Split Corp. ON

Wolfden Resources Corporation ON

WisdomTree Yield Enhanced Canada Aggregate Bond Index ETF ON

WisdomTree Yield Enhanced Canada Short-Term Aggregate Bond Index ETF

ON


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