reporting issuers listing

Reporting Issuers Listing

Current Date as of October 26, 2021

Issuer Name Start Date

35137 @rgentum Canadian Equity Portfolio 29-Apr-1998

35164 @rgentum Canadian Performance Portfolio 29-Apr-1998

38641 @rgentum Discovery Portfolio 5-May-1999

35159 @rgentum Income Porfolio 29-Apr-1998

35166 @rgentum International Master Portfolio 29-Apr-1998

35161 @rgentum Short Term Asset Portfolio 29-Apr-1998

40224 @rgentum U.S. Market Neutral Portfolio 9-May-2000

35165 @rgentum U.S. Master Portfolio 29-Apr-1998

42037 01 Communique Laboratory Inc. 31-Mar-2000

81806 1320659 Alberta Ltd. 11-Jul-2007

71911 1608557 Ontario Inc. 30-Apr-2004

98739 1832 AM Canadian All Cap Equity Pool 15-Nov-2016

104329 1832 AM Emerging Markets Equity Pool 23-Jan-2020

98740 1832 AM Fundamental Canadian Equity Pool 15-Nov-2016

98741 1832 AM Global Credit Pool 31-Dec-2016

102175 1832 AM International Growth Equity Pool 11-Oct-2018

104328 1832 AM Investment Grade Canadian Corporate Bond Pool 23-Jan-2020

102153 1832 AM U.S. $ Investment Grade U.S. Corporate Bond Pool 11-Oct-2018

101948 1911 Gold Corporation 20-Jul-2018

83757 1933 Industries Inc. 24-Apr-2008

89177 2242749 Ontario Limited 1-Jan-2011

41946 3040915 Nova Scotia Limited 30-Dec-1962

41570 360networks Inc. (T) 19-Apr-2000

106291 3iQ CoinShares Bitcoin ETF 1-Apr-2021

106340 3iQ CoinShares Ether ETF 19-Apr-2021

39287 407 International Inc. 21-Jul-1999

71916 4504020 Canada Inc. 28-May-2004

103155 48North Cannabis Corp. 26-Mar-2019

77259 *49 North Resources Inc. 3-Oct-2005

105641 4Front Ventures Corp. 18-Nov-2020

82873 5N Plus Inc. 13-Dec-2007

30112 9342-8530 Quebec Inc. (formerly DiagnoCure Inc.) 14-Nov-1996

48257 A&W Revenue Royalties Income Fund 11-Feb-2002

84813 Abacus Mining & Exploration Corporation 18-Dec-2009

80063 Abaxx Technologies Inc. 22-Feb-2011

10860 Abbey Exploration Inc. (CT) 10-Sep-1987 14-Feb-1993

106150 ABC Technologies Holdings Inc. 12-Feb-2021

9490 Aberdeen Asia-Pacific Income Investment Company Limited 30-May-1986

8538 ABI Biotechnology Inc. (CT) 15-Nov-1984 10-Feb-1993

33333 Aboriginal Global Investment Fund (CT) 6-Jan-1998 17-Jan-2002

41606 Absolute Software Corporation 17-Mar-2000

43076 Acadian Core International Equity Fund 28-Sep-2000

87081 Acadian Timber Corp. 1-Jan-2010

102799 Accelerate Absolute Return Hedge Fund 26-Mar-2019




104292 Accelerate Arbitrage Fund 24-Feb-2020

106239 Accelerate Carbon-Negative Bitcoin ETF 16-Aug-2021

102800 Accelerate Enhanced Canadian Benchmark Alternative Fund 26-Mar-2019

104294 Accelerate OneChoice Alternative Portfolio ETF(ONEC) 24-Feb-2020

90025 Acceleware Ltd. 26-Apr-2011

100752 Accord Financial Corp. 11-Dec-2018

72413 ACE Aviation Holdings Inc. 13-Jul-2004

92131 Acerus Pharmaceuticals Corporation 12-Jul-2012

88192 Acorn Energy, Inc. 30-Apr-2010

103342 Acreage Holdings, Inc. (formerly Applied Inventions 9-Aug-2019

Management Corp.)

81448 Action Energy Inc. 12-Dec-2007

98226 AcuityAds Holdings Inc. 15-May-2019

72968 Adaltis Inc. 23-Nov-2004

106617 ADCORE Inc. 11-May-2021

38707 ADF Group Inc. 9-Jul-1999

44900 Admiral Inc. (CT) 11-Apr-2001 25-Mar-2002

48848 Adobe Systems Incorporated 10-Apr-2002

96919 Advanced Education Savings Plan 1-Feb-2016

35977 Advanced Micro Devices, Inc. 25-Oct-2006

86976 Advantage Energy Ltd. 22-Dec-2009

94773 ADVANZ PHARMA Corp. 5-Mar-2014

18832 Aecon Group Inc. 22-Sep-2009

89207 Aegis Brands Inc. 1-Jan-2011

96705 Aequus Pharmaceuticals Inc. 6-Jul-2015

5099 Aero Energy Ltd. (CT) 27-Mar-1980 07-Oct-1983

27694 AEterna Zentaris Inc. 11-Dec-1995

100028 AEX Gold Inc. 30-Jun-2017

25241 AFM Hospitality Corporation 17-Nov-1994

78683 African Copper PLC 9-May-2006

26082 African Minerals Limited 9-Feb-1995

86126 Ag Growth International Inc. 3-Jun-2009

7730 Agency (CT) 30-Oct-1978 17-Feb-1993

5666 AGF American Growth Class 7-Apr-1958

85119 AGF American Growth Fund 19-Dec-2008

5652 AGF Canadian Growth Equity Class 3-Apr-1974

5696 AGF Canadian Money Market Fund 27-Feb-1976

28116 AGF Canadian Small Cap Fund 21-Feb-1996

23636 AGF China Focus Class 13-Apr-1994

77517 AGF Elements Balanced Portfolio 22-Nov-2005

85127 AGF Elements Balanced Portfolio Class 2-Dec-2008

77518 AGF Elements Conservative Portfolio 22-Nov-2005

85128 AGF Elements Conservative Portfolio Class 2-Dec-2008

77519 AGF Elements Global Portfolio 22-Nov-2005




85129 AGF Elements Global Portfolio Class 2-Dec-2008

77520 AGF Elements Growth Portfolio 22-Nov-2005

85130 AGF Elements Growth Portfolio Class 30-Sep-2008

77521 AGF Elements Yield Portfolio 22-Nov-2005

97858 AGF Elements Yield Portfolio Class 20-Apr-2016

88559 AGF Emerging Markets Bond Fund 3-Nov-2010

83685 AGF Emerging Markets Class 22-Apr-2008

23588 AGF Emerging Markets Fund 17-Mar-1994

91607 AGF Equity Income Fund 23-Apr-2012

23638 AGF European Equity Class 13-Apr-1994

95928 AGF European Equity Fund 12-Jan-2015

97852 AGF Fixed Income Plus Class 20-Apr-2016

37381 AGF Fixed Income Plus Fund 10-Dec-1998

91608 AGF Floating Rate Income Fund 23-Apr-2012

95815 AGF Global Convertible Bond Fund 19-Dec-2014

23392 AGF Global Corporate Bond Fund 18-Feb-1994

97853 AGF Global Dividend Class 22-Apr-2020

81675 AGF Global Dividend Fund 10-Aug-2007

26527 AGF Global Equity Class 31-May-1995

25469 AGF Global Equity Fund 5-Dec-1994

10412 AGF Global Growth Balanced Fund 1-Jan-1998

105313 AGF Global Opportunities Bond ETF 18-Sep-2020

41539 AGF Global Real Assets Class 25-Apr-2000

21738 AGF Global Real Assets Fund 22-Sep-1993

28113 AGF Global Select Fund 21-Feb-1996

90730 AGF Global Sustainable Balanced Class 3-Oct-2011

51805 AGF Global Sustainable Balanced Fund 31-Mar-2003

105314 AGF Global Sustainable Growth Equity ETF 18-Sep-2020

21746 AGF Global Sustainable Growth Equity Fund 25-Jun-1993

8332 AGF Management Limited 18-Jun-1987

25141 AGF Short-Term Income Class 4-Oct-1994

28706 AGF Strategic Income Fund 7-Aug-1996

97854 AGF Total Return Bond Class 20-Apr-2016

24328 AGF Total Return Bond Fund 20-Jun-1994

21410 AGF U.S. Small-Mid Cap Fund 16-Jun-1993

51804 AGFiQ Canadian Dividend Income Fund 16-Apr-2003

98665 AGFiQ Canadian Equity ETF 4-Nov-2016

98666 AGFIQ Emerging Markets Equity ETF 4-Nov-2016

98670 AGFiQ Global Balanced ETF Portfolio 4-Nov-2016

105315 AGFiQ Global Balanced ETF Portfolio Fund 18-Sep-2020

100968 AGFiQ Global ESG Factors ETF 31-Jan-2018

98671 AGFiQ Global Income ETF Portfolio 4-Nov-2016

105316 AGFiQ Global Income ETF Portfolio Fund 18-Sep-2020

100969 AGFiQ Global Infrastructure ETF 30-Sep-2018




100967 AGFiQ Global Multi-Sector Bond ETF 31-Jan-2018

98667 AGFiQ International Equity ETF 4-Nov-2016

83683 AGFiQ North American Dividend Income Class 22-Apr-2008

9135 AGFiQ North American Dividend Income Fund 6-Dec-1985

93767 AGFiQ U.S. Sector Class 9-Aug-2013

98668 AGFiQ US Equity ETF 4-Nov-2016

103693 AGFiQ US Market Neutral Anti-Beta CAD-Hedged ETF 28-Aug-2019

30577 AgJunction Inc. 21-Feb-1997

14540 Agnico Eagle Mines Limited 28-Aug-1990

41947 AGRA Exchangeco Limited 30-Dec-1962

72337 AIC Fixed Income Portfolio Fund 5-Aug-2004

72338 AIC Long-Term Growth Portfolio Fund 5-Aug-2004

72339 AIC Total Yield Strategic Income Fund 5-Aug-2004

32744 AimGlobal Technologies Company Inc. (T) 18-Jun-1997

84466 Aimia Inc. 25-Jun-2008

79870 Air Canada 15-Nov-2006

107226 AIRBOSS OF AMERICA CORP. 27-Sep-2021

27160 Airgen Corporation (CT) 30-Nov-1995 19-Feb-2002

86356 Akela Pharma Inc. 21-May-2009

20739 Akita Drilling Ltd. 23-Dec-1992

100700 Akumin Inc. 24-Nov-2017

93876 Alamos Gold Inc. 2-Jul-2015

79142 Alaris Equity Partners Inc. 23-May-2006

105416 Alaris Equity Partners Income Trust 1-Sep-2020

89139 Alcanna Inc. 1-Jan-2011

103327 Aleafia Health Inc. (formerly Canabo Medical Inc.) 21-Jun-2019

87130 Alexco Resource Corp. 1-Feb-2010

83855 Algae Biosciences Corporation 29-May-2008

103623 Algernon Pharmaceuticals Inc. 1-Oct-2019

9796 Algo Group Inc. 24-Nov-1986

94703 Algold Resources Ltd. 19-Dec-2013

37034 Algoma Central Corporation 30-Mar-2011

78933 Algonquin (AirSource) Power LP 15-May-2006

103821 Algonquin Fixed Income 2.0 Fund 11-Dec-2019

43166 Algonquin Power & Utilities Corp. 25-Oct-2000

36871 Alimentation Couche-Tard Inc. 5-Mar-1999

12929 All - Canadian ConsumerFund 30-Jul-1979

13132 All - Canadian Resources Corporation 27-May-1981

44375 All Equity Fund 10-May-2001

80791 All in West! Capital Corporation 21-Mar-2007

77956 Allbanc Split Corp. II 26-Jan-2006

101118 Allegiant Gold Ltd. 25-Jan-2018

39472 Alliance Pipeline Limited Partnership 31-Mar-2000

51017 Allied Properties Real Estate Investment Trust 19-Feb-2003




42251 Allnet Secom Inc. (T) 28-Mar-2000

104031 Almaden Minerals Ltd 25-Feb-2021

107228 Alpha Cognition Inc. (formerly Crystal Bridge Enterprises Inc.)26-Aug-2021

101902 AlphaDelta Canadian Dividend Income Class 8-Aug-2018

95803 Alphadelta Global Dividend Income Class 9-Jan-2015

95802 AlphaDelta Tactical Growth Class 9-Jan-2015

35958 Alstom 23-Jun-1998

87120 Alston Energy Inc. 17-Jul-2012

35837 AltaGas Ltd. 1-Jul-2010

105808 AltaGas Ltd. 22-Feb-2021

31178 Altagem Resources Inc. (T) 12-Feb-1998

66953 AltaLink, L.P. 30-May-2003

88877 Altiplano Minerals Ltd. 24-Dec-2010

95087 Altius Minerals Corporation 7-May-2014

106092 Altius Renewable Royalties Corp. 25-Feb-2021

89132 Altus Group Limited 1-Jan-2011

94389 Alvopetro Energy Ltd. 28-Nov-2013

105260 Amarillo Gold Corporation 6-Aug-2020

31078 Amblin Technologies Inc. (T) 5-Mar-1997

8469 AMCI Productions Ltd. (CT) 18-Dec-1978 23-Apr-2002

8367 American Agri-Technology Corporation (CT) 5-Dec-1985 19-Feb-2002

78650 American Creek Resources Ltd. 31-Jul-2006

29311 American Eco Corporation (CT) 21-May-1986 25-Feb-2002

7834 American Helium Inc. 30-May-1984

92960 American Hotel Income Properties REIT LP 12-Feb-2013

49445 American Natural Energy Corporation 3-Jun-1987

101019 American Pacific Mining Corp. 27-Feb-2018

103463 Americas Gold and Silver Corporation 1-Sep-2020

8193 Amstock Fund (CT) 20-Dec-1984 17-Feb-1993

27755 AMT International Mining Corporation (T) 11-Mar-1996

80690 Anaconda Mining Inc. 11-Apr-2007

106123 Anacott Acquisition Corporation 18-Mar-2021

106992 Anaergia Inc. 18-Jun-2021

83236 ANB Canada Inc. 31-Jan-2008

8920 Ancom ATM International Inc. (CT) 18-Jul-1985 19-Feb-1993

104183 Andlauer Healthcare Group Inc. 4-Dec-2019

84432 Andrew Peller Limited 1-Jan-2008

74051 Angold Resources Ltd. 16-Jul-2007

106964 Ankh Capital Inc. 3-Sep-2021

80043 Anterra Energy Inc. 12-Dec-2006

93227 Antibe Therapeutics Inc. 10-Jun-2013

28296 Anvil Range Mining Corporation (CT) 7-May-1996 19-Feb-2002

97346 Aphria Inc. 4-Dec-2015

91805 APMEX Physical - 1 oz. Gold Redeemable Trust 27-Apr-2012




96750 Apollo Healthcare Corp. 23-Jul-2015

92511 Appia Energy Corp. 14-Dec-2012

103925 Appili Therapeutics Inc. 19-Sep-2019

82383 Aptose Biosciences Inc. 10-Jul-2007

40504 Aqua-Pure Ventures Inc. 2-Dec-1999

47742 Aquila Resources Inc. 24-Dec-2001

47428 Arbour Energy Inc. 18-Dec-2001

81253 Arbutus Biopharma Corporation 30-Apr-2007

89175 ARC Resources Ltd. 1-Jan-2011

48574 Arctic Glacier Income Fund 25-Feb-1997

78580 Arehada Mining Limited 12-Apr-2006

90130 Ares Strategic Mining Inc. 11-Aug-2011

90560 Argent Energy Trust 1-Aug-2012

87283 Argonaut Gold Inc. 7-Mar-2017

85825 Argosy Energy Inc. 30-Sep-2008

5590 Argus Resources Ltd. (CT) 22-Feb-1980 19-Feb-2002

89699 ARHT Media Inc. 10-Mar-2021

14707 Arimetco International Inc. (CT) 18-May-1990 19-Feb-2002

105334 Aris Gold Corporation 21-Sep-2020

80953 ARISE Technologies Corporation 13-Apr-2007

102093 Aristotle - IG U.S. Small Cap Equity Pool 12-Oct-2018

98541 Aritzia Inc. 26-Sep-2016

90833 Arkadia Capital Corp. 1-Nov-2011

5654 Arlington Place (CT) 16-Jul-1981 19-Feb-1993

83701 Arrow Canadian Advantage Alternative Class 30-Apr-2008

104943 Arrow EC Income Advantage Alternative Fund 3-Jul-2020

90946 Arrow Exploration Corp. 4-Nov-2011

102604 Arrow Global Advantage Alternative Class 3-Jan-2019

105213 Artemis Gold Inc. 13-Jan-2021

74193 Artis Real Estate Investment Trust 7-Dec-2004

75487 Ascalade Communications Inc. 17-Jun-2005

106491 Ascend Wellness Holdings, Inc. 28-Apr-2021

97547 Ascot Resources Ltd. 21-Jan-2021

81454 Ashburton Ventures Inc. 30-Jul-2007

5547 Ashurst Technology Canada Inc. (CT) 11-Dec-1978 19-Feb-2002

24532 Ashurst Technology Limited (CT) 18-Jul-1994 19-Feb-2002

88616 Atalaya Mining plc 13-Dec-2010

98571 ATBIS Canadian Equity Pool 23-Sep-2016

98572 ATBIS Fixed Income Pool 23-Sep-2016

98573 ATBIS International Equity Pool 23-Sep-2016

98574 ATBIS U.S. Equity Pool 23-Sep-2016

6309 Atco Ltd. 21-Sep-1982

82362 Athabasca Oil Corporation 30-Mar-2010

13794 Athabaska Gold Resources Ltd. (CT) 1-May-1990 22-Feb-2002




90953 Atico Mining Corporation 2-Mar-2012

6381 Atlantic City U.S.A. (CT) 28-Dec-1979 19-Feb-1993

72935 Atlantic Power Corporation 10-Nov-2004

32099 Atlantic Power Limited Partnership 9-Jun-1997

81363 Atlantic Power Preferred Equity Ltd. 18-May-2007

90000 Aton Resources Inc. 9-May-2011

92160 ATRIUM MORTGAGE INVESTMENT CORPORATION 29-Aug-2012

22990 ATS Automation Tooling Systems Inc. 9-Dec-1993

79808 Aura Minerals Inc. 14-Aug-2009

88592 *Aurex Energy Corp. 15-Dec-2010

86154 Aurinia Pharmaceuticals Inc. 18-Jun-2009

100698 Aurora Cannabis Inc. 26-Oct-2017

98651 Austral Gold Limited 19-Aug-2016

93045 Australian REIT Income Fund 27-Feb-2013

101829 Australis Capital Inc. 16-Aug-2018

87100 AutoCanada Inc. 31-Dec-2009

99577 Automotive Finco Corp. 20-Jun-2017

96724 Automotive Properties Real Estate Investment Trust 10-Jul-2015

100061 Auxly Cannabis Group Inc. 27-Sep-2017

88453 Avalon Rare Metals Inc. 22-Sep-2010

106413 Avant Brands Inc. 23-Mar-2021

87049 Avatar Energy Ltd. 23-Feb-2010

10736 Avcorp Industries Inc. 2-Feb-1988

44954 Aviation Group, Inc. (CT) 15-Jan-2001 26-Apr-2002

105705 Avicanna Inc. 27-Nov-2020

95777 Avidian Gold Corp. 3-Nov-2014

8001 Avinda Video Incorporated (CT) 14-Feb-1984 19-Feb-1993

89119 AVINO SILVER & GOLD MINES LTD. 14-Nov-2016

86736 Avisa Diagnostics Inc. 28-Jan-2010

75140 Axiom All Equity Portfolio 14-Mar-2005

75142 Axiom Balanced Growth Portfolio 14-Mar-2005

75143 Axiom Balanced Income Portfolio 14-Mar-2005

75144 Axiom Canadian Growth Portfolio 14-Mar-2005

75145 Axiom Diversified Monthly Income Portfolio 14-Mar-2005

75146 Axiom Foreign Growth Portfolio 14-Mar-2005

75148 Axiom Global Growth Portfolio 14-Mar-2005

75150 Axiom Long-Term Growth Portfolio 31-Aug-2005

46217 Axis.Port Inc. (CT) 16-Aug-2001 25-Mar-2002

105813 Axolotl Capital Corp.

40273 Axxent Inc. (CT) 29-Oct-1999 20-Feb-2002

105461 AYA GOLD & SILVER INC. 10-Sep-2021

100808 Ayr Wellness Inc. 15-Dec-2017

70039 Azarga Metals Corp. 23-Dec-2010

27535 Azcar Technologies Incorporated 18-Dec-1995




82498 Azure Dynamics Corporation 16-Oct-2007

82720 B2Gold Corp. 29-Nov-2007

40178 BAC Canada Finance Company 8-Nov-1999

44373 Balanced 60/40 Fund 10-May-2001

97286 Balanced Income Portfolio 17-Dec-2015

79137 Balanced Monthly Income Fund 24-Jul-2006

45894 Bald Eagle Golf Corp. (T) 10-Apr-2001

85450 Ballard Power Systems Inc. 31-Dec-2008

11197 Balmoral Club Limited Partnership (CT) 19-Jul-1988 25-Feb-2002

100646 Bam Bam Resources Corp. 9-Nov-2017

49669 Bank of America Corporation 1-Jan-2009

5572 Bank of Montreal 22-Jun-2020

106710 Banxa Holdings Inc. 5-Aug-2021

88623 Banyan Gold Corp 24-Nov-2010

78697 Barclays Bank Plc 3-Oct-2006

95911 Barometer Disciplined Leadership Balanced Fund 13-Jan-2015

94373 Barometer Disciplined Leadership Equity Fund 8-Jan-2014

92688 Barometer Disciplined Leadership Tactical Income Growth 3-Jan-2013

Fund

103189 Barrantagh Small Cap Canadian Equity Fund 16-Apr-2019

7789 Barrick Gold Corporation 15-Sep-1986

97125 Barsele Minerals Corp. 25-Sep-2015

101433 Baselode Energy Corp. 23-Apr-2018

84325 Batero Gold Corp. 20-Oct-2008

43791 Battery Technologies Inc. 12-Dec-2000

86705 Battle North Gold Corporation 6-Nov-2009

40191 Bausch Health Companies Inc. 14-Sep-1999

94215 Baylin Technologies Inc. 20-Nov-2013

89222 Baytex Energy Corp. 1-Jan-2011

105579 BBTV Holdings Inc. 22-Oct-2020

7566 BCE Inc. 5-Apr-1989

7608 BDI Mining Corp. 10-Aug-1983

81428 Beacon Acquisition Partners Inc. 19-Jun-2007

22622 Beamscope Canada Inc. (CT) 22-Oct-1993 25-Feb-2002

84446 Bear Creek Mining Corporation 10-Jul-2008

5745 Bearcat Explorations Ltd. (T) 17-Jul-1979

25898 Beckett Technologies Corp. (CT) 14-Mar-1995 25-Feb-2002

80221 Belgravia Hatford Capital Inc. 11-Mar-2011

5086 Bell Canada 2-Jun-1975

36078 Bellatrix Exploration Ltd. 29-Jul-1998

92055 BELLUS Health Inc. 25-May-2012

49158 Belo Sun Mining Corp. 18-Mar-2011

30336 Bengal Energy Ltd. 28-Nov-1996

106136 BetaPro Bitcoin ETF 8-Mar-2021




81070 BetaPro Canadian Gold Miners -2x Daily Bear ETF 8-Jun-2007

81071 BetaPro Canadian Gold Miners 2x Daily Bull ETF 8-Jun-2009

83065 BetaPro Crude Oil Inverse Leveraged Daily Bear ETF 11-Jan-2008

83066 BetaPro Crude Oil Leveraged Daily Bull ETF 14-Jan-2008

107018 BetaPro Equal Weight Canadian Bank -2x Daily Bear ETF 26-Aug-2021

107019 BetaPro Equal Weight Canadian Bank 2x Daily Bull ETF 26-Aug-2021

107020 BetaPro Equal Weight Canadian REIT -2x Daily Bear ETF 26-Aug-2021

107021 BetaPro Equal Weight Canadian REIT 2x Daily Bull ETF 26-Aug-2021

83063 BetaPro Gold Bullion -2x Daily Bear ETF 14-Jan-2008

83064 BetaPro Gold Bullion 2x Daily Bull ETF 14-Jan-2008

106137 BetaPro Inverse Bitcoin ETF 8-Mar-2021

101792 BetaPro Marijuana Companies 2x Daily Bull ETF 21-May-2019

101793 BetaPro Marijuana Companies Inverse ETF 21-May-2019

84039 BetaPro NASDAQ-100® -2x Daily Bear ETF 16-Jun-2008

84040 BetaPro NASDAQ-100® -2x Daily Bull ETF 16-Jun-2008

83067 BetaPro Natural Gas Inverse Leveraged Daily Bear ETF 14-Jan-2008

83068 BetaPro Natural Gas Leveraged Daily Bull ETF 14-Jan-2008

87849 BetaPro S&P 500 VIX Short-Term Futures ETF 13-Dec-2010

84041 BetaPro S&P 500® -2x Daily Bear ETF 31-Dec-2015

84042 BetaPro S&P 500® 2x Bull ETF 31-Dec-2015

86996 BetaPro S&P 500® Daily Inverse ETF 2-Feb-2010

85611 BetaPro S&P/TSX 60™ Daily Inverse ETF 3-Mar-2009

80039 BetaPro S&P/TSX 60™ -2x Daily Bear ETF 5-Jan-2007

80040 BetaPro S&P/TSX 60™ 2x Daily Bull ETF 5-Jan-2007

81066 BetaPro S&P/TSX Capped Energy™ -2x Daily Bear ETF 31-Dec-2015

81067 BetaPro S&P/TSX Capped Energy™ 2x Daily Bull ETF 8-Jun-2007

81068 BetaPro S&P/TSX Capped Financials™ -2x Daily Bear ETF 8-Jun-2007

81069 BetaPro S&P/TSX Capped Financials™ 2x Daily Bull ETF 8-Jun-2007

86015 BetaPro Silver -2x Daily Bear ETF 23-Jun-2009

86016 BetaPro Silver 2x Daily Bull ETF 23-Jun-2009

100627 Better Plant Sciences Inc. 19-Jul-2019

13297 Betts Cove Minerals Limited (CT) 22-Feb-1990 25-Feb-2002

16694 Beutel Goodman American Equity Fund 14-Dec-1990

16692 Beutel Goodman Balanced Fund 14-Dec-1990

67624 Beutel Goodman Canadian Dividend Fund 21-Aug-2003

16688 Beutel Goodman Canadian Equity Fund 15-Dec-1990

39665 Beutel Goodman Core Plus Bond Fund 18-Aug-2004

95188 Beutel Goodman Fundamental Canadian Equity Fund 24-Jun-2014

88223 Beutel Goodman Global Dividend Fund 18-Aug-2010

90208 Beutel Goodman Global Equity Fund 11-Jul-2011

16691 Beutel Goodman Income Fund 14-Dec-1990

19821 Beutel Goodman International Equity Fund 28-Aug-1992

39664 Beutel Goodman Long Term Bond Fund 18-Aug-2004

16693 Beutel Goodman Money Market Fund 14-Dec-1990




46744 Beutel Goodman North American Focused Equity Fund 23-Aug-2001

88224 Beutel Goodman Short Term Bond Fund 18-Aug-2010

25782 Beutel Goodman Small Cap Fund 25-Jan-1995

46743 Beutel Goodman Total World Equity Fund 23-Aug-2001

79310 Beutel Goodman World Focus Equity Fund 23-Aug-2006

12949 BF Realty Holdings Limited (CT) 29-Dec-1980 25-Feb-2002

106077 BGP Acquisition Corp. 29-Jan-2021

104962 Big Banc Split Corp. 17-Jun-2020

100644 Big Pharma Split Corp. 30-Oct-2017

89121 Big Rock Brewery Inc. 1-Jan-2011

51110 *Big Sky Finishers (No. 1) Inc. (CT) 16-Jan-2003 14-Feb-2012

105721 BIGG Digital Assets Inc. 25-Nov-2020

105926 Billy Goat Brands Ltd. 13-Sep-2021

87477 BioExx Specialty Proteins Ltd. 25-Mar-2010

77035 Biomind Labs Inc. 18-Aug-2005

102471 BIP Investment Corporation 23-Nov-2018

83492 Birch Lake Energy Inc. 28-Mar-2008

75047 Birchcliff Energy Ltd. 18-Jan-2005

89181 Bird Construction Inc. 1-Jan-2011

106171 Bitcoin ETF 16-Feb-2021

106018 Bitcoin Trust 20-Jan-2021

101331 Bitcoin Well Inc. 27-Apr-2018

106399 Bitfarms Ltd. 13-Aug-2021

105387 Black Diamond Distressed Opportunities Fund 2-Oct-2020

105392 Black Diamond Global Enhanced Income Fund 2-Oct-2020

105388 Black Diamond Global Equity Fund 2-Oct-2020

87381 Black Diamond Group Limited 9-Mar-2010

89408 Black Iron Inc. 17-Mar-2011

92711 Black Widow Resources Inc. 12-Feb-2013

33450 BlackBerry Limited (formerly Research In Motion Limited) 20-Oct-1997

99956 Blackline Safety Corp. 8-Oct-2021

102338 BlackRock - IG Active Allocation Pool I 16-Nov-2018

102339 BlackRock - IG Active Allocation Pool II 16-Nov-2018

102340 BlackRock - IG Active Allocation Pool III 16-Nov-2018

102094 BlackRock - IG International Equity Pool 12-Oct-2018

105783 BlackRock - IG Low Volatility International Equity Pool 29-Jan-2021

98824 Blackrock Silver Corp. 16-Feb-2021

5164 Blake Resources Ltd. (CT) 24-Jun-1980 26-Sep-1985

84485 Blind Creek Resources Ltd. 27-Jun-2011

101038 Blockchain Technologies ETF 1-Feb-2018

91904 BLOCKCHAINK2 CORP. 8-Jun-2012

91514 Bloom Select Income Fund 23-Mar-2012

93033 Bloom U.S. Income & Growth Fund 26-Feb-2013

82674 Blue Note Mining Inc. 5-Nov-2007




32888 Blue Ribbon Income Fund 3-Sep-1997

98215 BlueBay $U.S. Global High Yield Bond Fund (Canada) 20-Jan-2021

105848 BlueBay $U.S. Global Investment Grade Corporate Bond 20-Jan-2021

Fund (Canada)

101688 BlueBay Emerging Markets Bond Fund (Canada) 3-Jul-2018

91033 BlueBay Emerging Markets Corporate Bond Fund 21-Dec-2011

101690 BlueBay Emerging Markets Local Currency Bond Fund 3-Jul-2018

(Canada)

98176 BlueBay European High Yield Bond Fund 5-Jul-2017

105374 BlueBay Global Alternative Bond Fund (Canada) 21-Sep-2020

94089 BlueBay Global Convertible Bond Class 31-Mar-2014

92532 BlueBay Global Convertible Bond Fund (Canada) 14-Nov-2012

105849 BlueBay Global High Yield Bond Fund (Canada) 20-Jan-2021

98736 BlueBay Global Investment Grade Corporate Bond Fund 17-Nov-2016

(Canada)

89871 BlueBay Global Monthly Income Bond Fund 4-Jul-2011

98737 BlueBay Global Sovereign Bond Fund (Canada) 17-Nov-2016

91010 Blueocean Nutrasciences Inc. 9-Mar-2012

103901 Bluestone Resources Inc. 26-Sep-2019

51435 BMG Bullionfund 22-May-2003

86299 BMG Gold BullionFund 14-Sep-2009

98524 BMG Silver BullionFund 27-Sep-2016

86981 BMO Aggregate Bond Index ETF 18-Jan-2010

99328 BMO Ascent Balanced Portfolio 20-Apr-2017

99329 BMO Ascent Conservative Portfolio 20-Apr-2017

99330 BMO Ascent Equity Growth Portfolio 20-Apr-2017

99331 BMO Ascent Growth Portfolio 20-Apr-2017

99332 BMO Ascent Income Portfolio 20-Apr-2017

84832 BMO Asian Growth & Income Class 31-Oct-2008

67719 BMO Asian Growth and Income Fund 27-Aug-2003

13007 BMO Asset Allocation Fund 10-Mar-1988

104245 BMO Balanced ESG ETF 14-Jan-2020

102772 BMO Balanced ETF 11-Feb-2019

93727 BMO Balanced ETF Portfolio 9-Aug-2013

87405 BMO Balanced ETF Portfolio Class 21-Apr-2010

104246 BMO BBB Corporate Bond Index ETF 14-Jan-2020

13005 BMO Bond Fund 10-Mar-1988

90623 BMO Canadian Dividend ETF 19-Oct-2011

72533 BMO Canadian Equity Class 1-Oct-2004

13006 BMO Canadian Equity ETF Fund 10-Mar-1988

21718 BMO Canadian Equity Fund 3-Jul-1993

85637 BMO Canadian Government Bond Index ETF 13-May-2009

99070 BMO Canadian High Dividend Covered Call ETF 2-Feb-2017

37181 BMO Canadian Large Cap Equity Fund 7-Jan-1999




104247 BMO Canadian MBS Index ETF 14-Jan-2020

21720 BMO Canadian Small Cap Equity Fund 3-Aug-1993

94207 BMO Canadian Stock Selection Fund 12-Dec-2013

86982 BMO China Equity Index ETF 18-Jan-2010

105888 BMO Clean Energy Index ETF 18-Jan-2021

77381 BMO Concentrated Global Balanced Fund 1-Mar-2006

101442 BMO Concentrated Global Equity Fund 11-May-2018

103237 BMO Concentrated U.S. Equity Fund 14-May-2019

102773 BMO Conservative ETF 11-Feb-2019

93712 BMO Conservative ETF Portfolio 9-Aug-2013

95628 BMO Core Bond Fund 10-Nov-2014

95629 BMO Core Plus Bond Fund 10-Nov-2014

100983 BMO Corporate Bond Index ETF 9-Feb-2018

101443 BMO Covered Call Canada High Dividend ETF Fund 11-May-2018

88921 BMO Covered Call Canadian Banks ETF 25-Jan-2011

97825 BMO Covered Call Canadian Banks ETF Fund 26-Apr-2016

90624 BMO Covered Call Dow Jones Industrial Hedged to CAD ETF 19-Oct-2011

97826 BMO Covered Call Europe High Dividend ETF Fund 19-Apr-2016

105889 BMO Covered Call Technology ETF 18-Jan-2021

97827 BMO Covered Call U.S. High Dividend ETF Fund 26-Apr-2016

102775 BMO Covered Call US Banks ETF 11-Feb-2019

90625 BMO Covered Call Utilities ETF 19-Oct-2011

101444 BMO Crossover Bond Fund 11-May-2018

94486 BMO Discount Bond Index ETF 4-Feb-2014

78664 BMO Diversified Income Portfolio 16-May-2006

72534 BMO Dividend Class 1-Oct-2004

24553 BMO Dividend Fund 15-Aug-1994

85638 BMO Dow Jones Industrial Average Hedged to CAD Index 13-May-2009

ETF

93713 BMO Emerging Markets Bond Fund 9-Aug-2013

87653 BMO Emerging Markets Bond Hedged to CAD Index ETF 18-May-2010

24564 BMO Emerging Markets Fund 15-Aug-1994

5057 BMO Enterprise Fund 28-Sep-1972

86521 BMO Equal Weight Banks Index ETF 19-Oct-2009

86522 BMO Equal Weight Global Base Metals Hedged to CAD 19-Oct-2009

Index ETF

92562 BMO Equal Weight Global Gold Index ETF 7-Nov-2012

92563 BMO Equal Weight Industrials Index ETF 7-Nov-2012

86520 BMO Equal Weight Oil & Gas Index ETF 19-Oct-2009

87654 BMO Equal Weight REITs Index ETF 18-May-2010

87660 BMO Equal Weight US Banks Hedged to CAD Index ETF 18-May-2010

94487 BMO Equal Weight US Banks Index ETF 4-Feb-2014

87661 BMO Equal Weight US Health Care Hedged to CAD Index 18-May-2010

ETF




102776 BMO Equal Weight US Health Care Index ETF 11-Feb-2019

86983 BMO Equal Weight Utilities Index ETF 18-Jan-2010

93714 BMO Equity Growth ETF Portfolio 9-Aug-2013

87404 BMO Equity Growth ETF Portfolio Class 23-Apr-2010

104248 BMO ESG Corporate Bond Index ETF 14-Jan-2020

105890 BMO ESG High Yield US Corporate Bond Index ETF 18-Jan-2021

104249 BMO ESG US Corporate Bond Hedged to CAD Index ETF 14-Jan-2020

100984 BMO Europe High Dividend Covered Call ETF 20-Dec-2017

97182 BMO Europe High Dividend Covered Call Hedged to CAD ETF25-Aug-2015

24565 BMO European Fund 15-Aug-1994

93715 BMO Fixed Income ETF Portfolio 9-Aug-2013

94489 BMO Floating Rate High Yield ETF 4-Feb-2014

76969 BMO Floating Rate Income Fund 7-Jul-2005

80956 BMO FundSelect Balanced Portfolio 18-May-2007

80955 BMO FundSelect Equity Growth Portfolio 18-May-2007

80960 BMO FundSelect Growth Portfolio 18-May-2007

80961 BMO FundSelect Income Portfolio 18-May-2007

100985 BMO Global Communications Index ETF 9-Feb-2018

99072 BMO Global Consumer Discretionary Hedged to CAD Index 2-Feb-2017

ETF

99073 BMO Global Consumer Staples Hedged to CAD Index ETF 2-Feb-2017

43609 BMO Global Dividend Class 7-Nov-2000

30504 BMO Global Dividend Fund 3-Dec-1996

84837 BMO Global Energy Class 5-Nov-2008

43610 BMO Global Equity Class 7-Nov-2000

96242 BMO Global Equity Fund 16-Apr-2015

79151 BMO Global Growth & Income Fund 18-Jul-2006

104250 BMO Global High Dividend Covered Call ETF 14-Jan-2020

78665 BMO Global Infrastructure Fund 16-May-2006

85640 BMO Global Infrastructure Index ETF 13-May-2009

87407 BMO Global Low Volatility ETF Class 21-Apr-2010

72535 BMO Global Monthly Income Fund 1-Oct-2004

24668 BMO Global Small Cap Fund 12-Aug-1994

43614 BMO Global Strategic Bond Fund 7-Nov-2000

100986 BMO Government Bond Index ETF 9-Feb-2018

72536 BMO Greater China Class 1-Oct-2004

29740 BMO Growth & Income Fund 24-Oct-1996

102774 BMO Growth ETF 11-Feb-2019

93728 BMO Growth ETF Portfolio 9-Aug-2013

87408 BMO Growth ETF Portfolio Class 21-Apr-2010

96243 BMO Growth Opportunities Fund 16-Apr-2015

104251 BMO High Quality Corporate Bond Index ETF 14-Jan-2020

86519 BMO High Yield US Corporate Bond Hedged to CAD ETF 19-Oct-2009

100554 BMO High Yield US Corporate Bond Index ETF 3-Oct-2017




93729 BMO Income ETF Portfolio 9-Aug-2013

87409 BMO Income ETF Portfolio Class 23-Apr-2010

86984 BMO India Equity Index ETF 18-Jan-2010

95633 BMO International Dividend ETF 4-Nov-2014

97183 BMO International Dividend Hedged to CAD ETF 25-Aug-2015

38249 BMO International Equity ETF Fund 12-Mar-1999

100322 BMO International Equity Fund 15-Aug-2017

84840 BMO International Value Class 30-Sep-2009

94208 BMO International Value Fund 12-Dec-2013

100321 BMO Japan Fund 15-Aug-2017

86985 BMO Junior Gold Index ETF 18-Jan-2010

92564 BMO Laddered Preferred Share Index ETF 7-Nov-2012

85397 BMO LifeStage Plus 2022 Fund 15-Jan-2009

80964 BMO LifeStage Plus 2025 Fund 18-May-2007

85398 BMO LifeStage Plus 2026 Fund 15-Jan-2009

80965 BMO LifeStage Plus 2030 18-May-2007

86986 BMO Long Corporate Bond Index ETF 18-Jan-2010

87657 BMO Long Federal Bond Index ETF 18-May-2010

92892 BMO Long Provincial Bond Index ETF 4-Feb-2013

99076 BMO Long-Term US Treasury Bond Index ETF 2-Feb-2017

90627 BMO Low Volatility Canadian Equity ETF 19-Oct-2011

103234 BMO Low Volatility Canadian Equity ETF Fund 14-May-2019

97517 BMO Low Volatility Emerging Markets Equity ETF 29-Jan-2016

97184 BMO Low Volatility International Equity ETF 25-Aug-2015

97518 BMO Low Volatility International Equity Hedged to CAD ETF 29-Jan-2015

104818 BMO Low Volatility U.S. Equity ETF Fund 26-May-2020

92866 BMO Low Volatility US Equity ETF 4-Feb-2013

97519 BMO Low Volatility US Equity Hedged to CAD ETF 29-Jan-2016

86987 BMO Mid Corporate Bond Index ETF 18-Jan-2010

85636 BMO Mid Federal Bond Index ETF 13-May-2009

92893 BMO Mid Provincial Bond Index ETF 4-Feb-2013

92894 BMO Mid-Term US IG Corporate Bond Hedged to CAD Index 4-Feb-2013

ETF

92895 BMO Mid-Term US IG Corporate Bond Index ETF 4-Feb-2013

99075 BMO Mid-Term US Treasury Bond Index ETF 2-Feb-2017

105891 BMO Money Market ETF 18-Jan-2021

10938 BMO Money Market Fund 10-Mar-1988

9095 BMO Monthly Dividend Fund Ltd. 30-Oct-1985

50479 BMO Monthly High Income Fund II 15-Oct-2002

88923 BMO Monthly Income ETF 25-Jan-2011

38248 BMO Monthly Income Fund 12-Mar-1999

5693 BMO Mortgage and Short-Term Income Fund 16-Sep-1974

95634 BMO MSCI All Country World High Quality Index ETF 4-Nov-2014

104252 BMO MSCI Canada ESG Leaders Index ETF 14-Jan-2020




100555 BMO MSCI Canada Value Index ETF 3-Oct-2017

104253 BMO MSCI EAFE ESG Leaders Index ETF 14-Jan-2020

85641 BMO MSCI EAFE Hedged to CAD Index ETF 13-May-2009

94490 BMO MSCI EAFE Index ETF 4-Feb-2014

85639 BMO MSCI Emerging Markets Index ETF 13-May-2009

94488 BMO MSCI Europe High Quality Hedged to CAD Index ETF 4-Feb-2014

105892 BMO MSCI Fintech Innovation Index ETF 18-Jan-2021

105893 BMO MSCI Genomic Innovation Index ETF 18-Jan-2021

104254 BMO MSCI Global ESG Leaders Index ETF 14-Jan-2020

105894 BMO MSCI Innovation Index ETF 18-Jan-2021

105895 BMO MSCI Next Gen Internet Innovation Index ETF 18-Jan-2021

105896 BMO MSCI Tech & Industrial Innovation Index ETF 18-Jan-2021

104255 BMO MSCI USA ESG Leaders Index ETF 14-Jan-2020

95635 BMO MSCI USA High Quality Index ETF 4-Nov-2014

100557 BMO MSCI USA Value Index ETF 3-Oct-2017

101446 BMO Multi-Factor Equity Fund 11-May-2018

86988 BMO Nasdaq 100 Equity Hedged to CAD Index ETF 18-Jan-2010

102777 BMO Nasdaq 100 Equity Index ETF 11-Feb-2019

39840 BMO Nesbitt Burns RRSP Stock Selection Fund 17-Feb-2000

24563 BMO North American Dividend Fund 15-Aug-1994

102442 BMO PineBridge Preferred Securities TACTIC Fund 7-Dec-2018

30503 BMO Precious Metals Fund 3-Dec-1996

93716 BMO Preferred Share Fund 9-Aug-2013

104256 BMO Premium Yield ETF 14-Jan-2020

48368 BMO Private Canadian Core Equity Portfolio 1-Mar-2002

48366 BMO Private Canadian Corporate Bond Portfolio 1-Mar-2002

48367 BMO Private Canadian Income Equity Portfolio 1-Mar-2002

34426 BMO Private Canadian Money Market Portfolio 26-Feb-1998

42112 BMO Private Canadian Short-Mid Bond Portfolio 5-Jul-2000

34427 BMO Private Canadian Short-Term Bond Portfolio 26-Feb-1998

34429 BMO Private Canadian Special Equity Portfolio 26-Feb-1998

50663 BMO Private Diversified Yield Portfolio 1-Nov-2002

79749 BMO Private Emerging Markets Equity Portfolio 1-Nov-2006

34431 BMO Private International Equity Portfolio 26-Feb-1998

34430 BMO Private U.S. Equity Portfolio 26-Feb-1998

42113 BMO Private U.S. Growth Equity Portfolio 5-Jul-2000

79750 BMO Private U.S. Special Equity Portfolio 1-Nov-2006

87658 BMO Real Return Bond Index ETF 18-May-2010

21721 BMO Resource Fund 3-Aug-1993

97120 BMO Retirement Balanced Portfolio 20-Aug-2015

97121 BMO Retirement Conservative Portfolio 20-Aug-2015

97122 BMO Retirement Income Portfolio 20-Aug-2015

97123 BMO Risk Reduction Equity Fund 20-Aug-2015

97124 BMO Risk Reduction Fixed Income Fund 20-Aug-2015




85642 BMO S&P 500 Hedged to CAD Index ETF 13-May-2009

92561 BMO S&P 500 Index ETF 7-Nov-2012

104257 BMO S&P US Mid Cap Index ETF 14-Jan-2020

104258 BMO S&P US Small Cap Index ETF 14-Jan-2020

84844 BMO SelectClass Balanced Portfolio 5-Nov-2008

84843 BMO SelectClass Equity Growth Portfolio 5-Nov-2008

84845 BMO SelectClass Growth Portfolio 5-Nov-2008

84846 BMO SelectClass Income Portfolio 5-Nov-2008

79149 BMO SelectTrust Balanced Portfolio 18-Jul-2006

79150 BMO SelectTrust Conservative Portfolio 18-Jul-2006

79148 BMO SelectTrust Equity Growth Portfolio 18-Jul-2006

93717 BMO SelectTrust Fixed Income Portfolio 9-Aug-2013

79152 BMO SelectTrust Growth Portfolio 18-Jul-2006

79153 BMO SelectTrust Income Portfolio 18-Jul-2006

86523 BMO Short Corporate Bond Index ETF 19-Oct-2009

86524 BMO Short Federal Bond Index ETF 19-Oct-2009

86525 BMO Short Provincial Bond Index ETF 19-Oct-2009

100987 BMO Short-Term Bond Index ETF 9-Feb-2018

94491 BMO Short-Term US IG Corporate Bond Hedged to CAD 4-Feb-2014

Index ETF

105897 BMO Short-Term US TIPS Index ETF 18-Jan-2021

99077 BMO Short-Term US Treasury Bond Index ETF 2-Feb-2017

102422 BMO SIA Focused Canadian Equity Fund 30-Nov-2018

102423 BMO SIA Focused North American Equity Fund 30-Nov-2018

104817 BMO Sustainable Balanced Portfolio 26-May-2020

104821 BMO Sustainable Conservative Portfolio 26-May-2020

95631 BMO Sustainable Global Balanced Fund 10-Nov-2014

101445 BMO Sustainable Global Multi-Sector Bond Fund 11-May-2018

104819 BMO Sustainable Growth Portfolio 26-May-2020

104820 BMO Sustainable Income Portfolio 26-May-2020

104836 BMO Sustainable Opportunities Canadian Equity Fund 26-May-2020

97828 BMO Sustainable Opportunities Global Equity Fund 26-Apr-2016

96244 BMO Tactical Balanced ETF Fund 16-Apr-2015

93718 BMO Tactical Dividend ETF Fund 9-Aug-2013

97829 BMO Tactical Global Asset Allocation ETF Fund 1-Aug-2016

96245 BMO Tactical Global Bond ETF Fund 16-Apr-2015

96246 BMO Tactical Global Equity ETF Fund 16-Apr-2015

97830 BMO Tactical Global Growth ETF Fund 26-Apr-2016

95637 BMO Target Education 2025 Portfolio 10-Nov-2014



104822 BMO Target Education 2040 Portfolio 26-May-2020

95640 BMO Target Education Income Portfolio 10-Nov-2014

95641 BMO U.S. Dividend Fund 10-Nov-2014




93719 BMO U.S. Dollar Balanced Fund 9-Aug-2013

93720 BMO U.S. Dollar Dividend Fund 9-Aug-2013

36757 BMO U.S. Dollar Equity Index Fund 14-Sep-1998

36755 BMO U.S. Dollar Money Market Fund 14-Sep-1998

72537 BMO U.S. Dollar Monthly Income Fund 1-Oct-2004

84831 BMO U.S. Equity Class 31-Oct-2008

30476 BMO U.S. Equity ETF Fund 3-Dec-1996

30501 BMO U.S. Equity Fund 3-Dec-1996

95642 BMO U.S. Equity Plus Fund 10-Nov-2014

83752 BMO U.S. High Yield Bond Fund 13-May-2009

101447 BMO U.S. Small Cap Fund 11-May-2018

88915 BMO Ultra Short-Term Bond ETF 25-Jan-2011

102778 BMO Ultra Short-Term US Bond ETF 11-Feb-2019

92867 BMO US Dividend ETF 4-Feb-2013

92868 BMO US Dividend Hedged to CAD ETF 4-Feb-2013

94492 BMO US High Dividend Covered Call ETF 4-Feb-2014

100988 BMO US High Dividend Covered Call Hedged to CAD ETF 11-Feb-2019

99078 BMO US Preferred Share Hedged to CAD Index ETF 2-Feb-2017

99079 BMO US Preferred Share Index ETF 2-Feb-2017

97185 BMO US Put Write ETF 25-Aug-2015

99080 BMO US Put Write Hedged to CAD ETF 2-Feb-2017

104823 BMO USD Balanced ETF Portfolio 26-May-2020

104826 BMO USD Conservative ETF Portfolio 26-May-2020

104827 BMO USD Income ETF Portfolio 26-May-2020

97831 BMO Women in Leadership Fund 9-Apr-2016

21722 BMO World Bond Fund 3-Aug-1993

79010 BNP Resources Inc. 7-Jul-2006

72087 Boardwalk Real Estate Investment Trust 3-May-2004

72309 Boardwalk REIT Limited Partnership 3-May-2004

78670 Boardwalktech Software Corp. 26-May-2006

106294 Boat Rocker Media Inc. 19-Mar-2021

5349 Bombardier Inc. 3-Dec-1980

6016 Bonaventure Estates I Limited Partnership (CT) 23-Dec-1981 25-Feb-2002

23804 Bonterra Energy Corp. 28-Feb-1994

46258 Boralex Inc. 14-May-2001

89486 Border Petroleum Limited 24-Nov-2011

49751 Boston Pizza Royalties Income Fund 9-Jul-2002

10178 Bown River Exploration Ltd. (CT) 27-May-1987 25-Feb-1993

104764 Boyd Group Services Inc. 11-May-2020

72397 BQE Water Inc. 30-Nov-2006

5805 Bracknell Corporation (CT) 14-Jan-1983 25-Apr-2002

105668 Bragg Gaming Group Inc. (formerly Breaking Data Corp.) 13-Nov-2020

8576 Bramalea Inc. (CT) 29-Nov-1984 25-Feb-2002

9800 Brampton Brick Limited 4-Nov-1986




90200 Brand Leaders Income Fund 30-Jun-2011

49494 Brandes Canadian Equity Fund 26-Jun-2002

49496 Brandes Canadian Money Market Fund 26-Jun-2002

80266 Brandes Corporate Focus Bond Fund 18-Jan-2007

49491 Brandes Emerging Markets Value Fund 26-Jun-2002

49489 Brandes Global Equity Fund 26-Jun-2002

91960 Brandes Global Opportunities Fund 29-Jun-2012

49490 Brandes Global Small Cap Equity Fund 26-Jun-2002

49488 Brandes International Equity Fund 26-Jun-2002

49492 Brandes U.S. Equity Fund 26-Jun-2002

28264 Brandon Energy Ltd. (CT) 20-Mar-1996 25-Feb-2002

83893 Breaking Point Developments Inc. 26-Sep-2008

94376 Bri-Chem Corp. 12-Dec-2013

95599 Bridgehouse Canadian Bond Fund 4-Nov-2014

89232 Bridgemarq Real Estate Services Inc. 1-Jan-2011

106325 Bright Minds Biosciences Inc. 29-Jan-2021

78164 Brighter Minds Media Inc. 13-Mar-2006

22732 Brighton Gardens of Boynton Beach Limited Partnership (CT) 6-Dec-1993 25-Feb-2002

103332 Briko Energy Corp. 20-Dec-2018

101035 Bristol Gate Concentrated Canadian Equity ETF 9-Feb-2018

101036 Bristol Gate Concentrated US Equity ETF 9-Feb-2018

71786 British Columbia Ferry Services Inc. 19-May-2004

90364 Brixton Metals Corporation 29-Jul-2011

103045 Brompton European Dividend Growth ETF 28-Mar-2019

102108 Brompton Flaherty & Crumrine Investment Grade Preferred 10-Oct-2018

ETF

102109 Brompton Global Dividend Growth ETF 10-Oct-2018

101322 Brompton Global Healthcare Income & Growth ETF 28-Mar-2018

80721 Brompton Lifeco Split Corp. 29-Mar-2007

102110 Brompton North American Financials Dividend ETF 10-Oct-2018

104746 Brompton North American Low Volatility Dividend ETF 21-Apr-2020

96047 Brompton Oil Split Corp. 30-Jan-2015

77551 Brompton Split Banc Corp. 28-Oct-2005

104745 Brompton Sustainable Real Assets Dividend ETF 22-Apr-2020

101315 Brompton Tech Leaders Income ETF 28-Mar-2018

33467 Brookfield Asset Management Inc. 23-Apr-1981

106510 Brookfield Asset Management Reinsurance Partners Ltd. 16-Jun-2021

97520 Brookfield Business Partners L.P. 13-May-2016

105550 Brookfield Finance (Australia) Pty Ltd 6-Oct-2020

105552 Brookfield Finance I (UK) PLC 6-Oct-2020

105554 Brookfield Finance II Inc. 6-Oct-2020

105556 Brookfield Finance II LLC 6-Oct-2020

96758 Brookfield Finance Inc. 8-Jun-2015

99600 Brookfield Finance LLC 17-Feb-2017




93622 Brookfield Global Infrastructure Securities Income Fund 25-Jun-2013

104194 Brookfield Infrastructure Corporation 13-Mar-2020

92121 Brookfield Infrastructure Finance Limited 12-Jul-2012

92123 Brookfield Infrastructure Finance LLC 12-Jul-2012

92125 Brookfield Infrastructure Finance Pty Ltd 12-Jul-2012

92127 Brookfield Infrastructure Finance ULC 12-Jul-2012

81941 Brookfield Infrastructure Partners L.P. 21-Dec-2007

92129 Brookfield Infrastructure Preferred Equity Inc. 12-Jul-2012

80984 Brookfield Investments Corporation 1-Jan-2007

10000 Brookfield Office Properties Inc. 3-Mar-1987

101616 Brookfield Property Finance ULC 1-Jun-2018

92093 Brookfield Property Partners L.P. 18-Mar-2013

101618 Brookfield Property Preferred Equity Inc. 1-Jun-2018

95460 Brookfield Property Split Corp. 20-Jun-2014

104196 Brookfield Renewable Corporation 30-Jun-2020

91112 Brookfield Renewable Partners L.P. 28-Nov-2011

91140 Brookfield Renewable Partners ULC 23-Nov-2011

87340 Brookfield Renewable Power Preferred Equity Inc. 3-Mar-2010

94930 Brookfield Select Opportunities Income Fund 25-Apr-2014

93385 BRP Inc. 21-May-2013

101510 BSR Real Estate Investment Trust 11-May-2018

79411 BTB Real Estate Investment Trust 27-Sep-2006

83485 Buffalo Coal Corp. 15-Feb-2011

42032 Buffalo Gold Ltd. 28-Nov-2000

93398 Builders Capital Mortgage Corp. 25-Oct-2013

86059 Burcon NutraScience Corporation 10-Jun-2009

13079 Burnstone Ventures Inc. 10-Sep-1986

103485 BuzBuz Capital Corp. 2-May-2019

78931 C International Income Fund 5-May-2006

11722 C.F.P.C. (1990) L.P. (CT) 28-Apr-1989 19-Feb-1993

11439 C.H.I. Grand Forks Hotel Limited Partnership (CT) 30-Nov-1988 18-Apr-2002

7610 CAE Inc. 19-Jul-1989

100261 Caldwell Canadian Value Momentum Fund 4-Aug-2017

29171 Caldwell North American Fund 18-Jun-1996

102354 Caldwell U.S. Dividend Advantage Fund 16-Nov-2018

7645 Calfrac Well Services Ltd. 1-Mar-1989

22327 Calian Group Ltd. 7-Sep-1993

75435 Callitas Health Inc. 30-Sep-2005

85551 Calmena Energy Services Inc. 31-Dec-2008

85152 Calyx Ventures Inc. 22-Oct-2008

16886 *Cameco Corporation 28-Jun-1991

5872 Campbell Resources Inc. 13-Nov-1987

106564 Canaccord Genuity G Ventures Corp. 13-Jul-2021

72271 Canaccord Genuity Group Inc. 23-Jun-2004




86302 Canacol Energy Ltd. 13-Jul-2010

42593 Canada 3000 Inc. (CT) 30-Jun-2000 25-Mar-2002

99651 Canada Goose Holdings Inc. 15-Mar-2017

44210 Canada Life Advanced Portfolio 5-Jan-2001

44263 Canada Life Aggressive Portfolio 5-Jan-2001

105070 Canada Life American Value Fund 18-Aug-2020

44262 Canada Life Balanced Portfolio 5-Jan-2001

44252 Canada Life Canadian Core Bond Fund 5-Jan-2001

104784 Canada Life Canadian Core Dividend Fund 19-May-2020

5688 Canada Life Canadian Core Plus Bond Fund 30-Dec-1974

44245 Canada Life Canadian Corporate Bond Fund 5-Jan-2001

106231 Canada Life Canadian Dividend Fund 18-Mar-2021

44255 Canada Life Canadian Equity Fund 5-Jan-2001

105073 Canada Life Canadian Fixed Income Balanced Fund 18-Aug-2020

81492 Canada Life Canadian Focused Dividend Fund 6-Jul-2007

106232 Canada Life Canadian Focused Growth Fund 18-Mar-2021

104785 Canada Life Canadian Focused Value Fund 19-May-2020

44247 Canada Life Canadian Growth Fund 5-Jan-2001

44253 Canada Life Canadian Income Fund 5-Jan-2001

104786 Canada Life Canadian Low Volatility Fund 19-May-2020

44248 Canada Life Canadian Small-Mid Cap Fund 5-Jan-2001

105072 Canada Life Canadian Stock Balanced Fund 18-Aug-2020

105085 Canada Life Canadian Tactical Bond Fund 18-Aug-2020

105071 Canada Life Canadian Value Balanced Fund 18-Aug-2020

104787 Canada Life Canadian Value Fund 19-May-2020

46208 Canada Life Capital Corporation Inc. 15-Jun-2001

48592 Canada Life Capital Trust 8-Mar-2002

44212 Canada Life Conservative Portfolio 5-Jan-2001

98124 Canada Life Diversified Fixed Income Portfolio 7-Jul-2016

105074 Canada Life Equity/Bond Fund (GLC) 18-Aug-2020

106233 Canada Life Floating Rate Income Fund 18-Mar-2021

106234 Canada Life Foreign Equity Fund 18-Mar-2021

101613 Canada Life Global All Cap Equity Fund 29-Jun-2018

106235 Canada Life Global Balanced Fund 18-Mar-2021

97204 Canada Life Global Dividend Fund 30-Nov-2015

105075 Canada Life Global Fixed Income Balanced Fund 18-Aug-2020

(Brandywine)

105077 Canada Life Global Founders Fund 18-Aug-2020

100040 Canada Life Global Growth and Income Fund 4-Jul-2017

105078 Canada Life Global Growth Balanced Fund 18-Aug-2020

105079 Canada Life Global Growth Equity Fund 18-Aug-2020

105076 Canada Life Global Growth Opportunities Balanced Fund 18-Aug-2020

97205 Canada Life Global Infrastructure Fund 30-Nov-2015

98125 Canada Life Global Low Volatility Fund 7-Jul-2016




97206 Canada Life Global Monthly Income Fund 30-Nov-2015

105080 Canada Life Global Multi-Sector Fixed Income Fund 18-Aug-2020

84289 Canada Life Global Real Estate Fund 11-Jul-2008

107048 Canada Life Global Resources Fund 10-Sep-2021

105081 Canada Life Global Small-Mid Cap Growth Fund 18-Aug-2020

105082 Canada Life Global Value Balanced Fund 18-Aug-2020

97207 Canada Life International Bond Fund (CLI) 30-Nov-2015

98127 Canada Life International Equity Fund 7-Jul-2016

105083 Canada Life International Growth Fund 18-Aug-2020

100041 Canada Life Long Term Bond Fund 4-Jul-2017

44332 Canada Life Moderate Portfolio 5-Jan-2001

9756 Canada Life Money Market Fund 21-Oct-1986

87948 Canada Life Monthly Income Fund 14-Aug-2010

93586 Canada Life North American High Yield Fixed Income Fund 7-Jul-2016

104788 Canada Life North American Specialty Fund 19-May-2020

102157 Canada Life Pathways Canadian Concentrated Equity Fund 17-Oct-2018

102158 Canada Life Pathways Canadian Equity Fund 17-Oct-2018

102159 Canada Life Pathways Core Bond Fund 17-Oct-2018

102160 Canada Life Pathways Core Plus Bond Fund 17-Oct-2018

102161 Canada Life Pathways Emerging Markets Equity Fund 17-Oct-2018

102162 Canada Life Pathways Emerging Markets Large Cap Equity 17-Oct-2018

Fund

102163 Canada Life Pathways Global Core Plus Bond Fund 17-Oct-2018

102164 Canada Life Pathways Global Multi Sector Bond Fund 17-Oct-2018

102165 Canada Life Pathways Global Tactical Fund 17-Oct-2018

102166 Canada Life Pathways International Concentrated Equity Fund17-Oct-2018

102167 Canada Life Pathways International Equity Fund 17-Oct-2018

102168 Canada Life Pathways Money Market Fund 17-Oct-2018

102169 Canada Life Pathways US Concentrated Equity Fund 17-Oct-2018

102170 Canada Life Pathways US Equity Fund 17-Oct-2018

105356 Canada Life Risk Reduction Pool 22-Oct-2020

105357 Canada Life Risk-Managed Balanced Portfolio 22-Oct-2020

105358 Canada Life Risk-Managed Conservative Income Portfolio 22-Oct-2020

105359 Canada Life Risk-Managed Growth Portfolio 22-Oct-2020

105084 Canada Life Science and Technology Fund 18-Aug-2020

93588 Canada Life Short-Term Bond Fund 7-Jul-2016

106236 Canada Life Strategic Income Fund 18-Mar-2021

106973 Canada Life Sustainable Balanced Portfolio 23-Aug-2021

106974 Canada Life Sustainable Conservative Portfolio 23-Aug-2021

106975 Canada Life Sustainable Global Bond Fund 23-Aug-2021

106976 Canada Life Sustainable Global Equity Fund 23-Aug-2021

106977 Canada Life Sustainable Growth Portfolio 23-Aug-2021

106978 Canada Life Sustainable U.S. Equity Fund 23-Aug-2021

97212 Canada Life U.S. Dividend Fund 30-Nov-2015




105086 Canada Life U.S. Growth Fund 18-Aug-2020

98126 Canada Life U.S. Low Volatility Fund 7-Jul-2016

105088 Canada Life U.S. Mid Cap Growth Fund 18-Aug-2020

97130 Canada Life U.S. Value Fund 29-Jun-2015

105087 Canada Life Unconstrained Fixed Income Fund 18-Aug-2020

106237 Canada Life US All Cap Growth Fund 18-Mar-2021

99857 Canada Silver Cobalt Works Inc. 7-Sep-2021

24049 Canadian Agra Foods Inc. (CT) 24-May-1994 18-Mar-2002

7971 Canadian Airlines Corporation (CT) 5-Dec-1983 18-Mar-2002

31879 Canadian Apartment Properties Real Estate Investment Trust14-May-1997

76919 Canadian Banc Corp. 29-Jun-2005

96520 Canadian Credit Card Trust II 21-Apr-2015

78497 Canadian Dollar Cash Management Fund 1-Jun-2006

84448 Canadian Equity Alpha Corporate Class 30-Jul-2008

102297 Canadian Equity Alpha Pool 1-Nov-2018

32244 Canadian Equity Fund 13-Aug-1997

82410 Canadian Equity Growth Corporate Class 2-Oct-2007

41509 Canadian Equity Growth Pool 28-Apr-2000

82411 Canadian Equity Small Cap Corporate Class 2-Oct-2007

40834 Canadian Equity Small Cap Pool 17-Jan-2000

82412 Canadian Equity Value Corporate Class 2-Oct-2007

7556 Canadian Equity Value Pool 20-Apr-1976

82413 Canadian Fixed Income Corporate Class 2-Oct-2007

32243 Canadian Fixed Income Fund 13-Aug-1997

12878 Canadian Fixed Income Pool 15-May-1972

19775 Canadian General Investments, Limited 18-Aug-1998

86989 Canadian High Income Equity Fund 28-Jan-2010

5412 Canadian Imperial Bank of Commerce 26-Jan-1981

98829 Canadian Investment Grade Preferred Share Fund 29-Nov-2016

75313 Canadian Life Companies Split Corp. 31-Mar-2005

9551 Canadian Manoir Industries Limited 21-Jul-1986

5983 Canadian National Railway Company 19-May-1987

5720 Canadian Natural Resources Limited 15-Mar-1979

104441 Canadian Net Real Estate Investment Trust 7-Feb-2020

86628 Canadian Overseas Petroleum Limited 15-Dec-2009

6006 Canadian Pacific Railway Company 7-May-1987

47241 Canadian Pacific Railway Limited 10-Aug-2001

41012 CANADIAN SCHOLARSHIP TRUST FAMILY SAVINGS PLAN18-Jul-2000

41954 Canadian Scholarship Trust Founders' Plan 18-Jul-2000

88572 Canadian Scholarship Trust Group Savings Plan 18-Jul-2000

32722 Canadian Scholarship Trust Individual Savings Plan 18-Jul-2000

45971 Canadian Small Company Equity Fund 14-May-2001

7974 Canadian Tire Corporation Limited 4-Dec-1989

5038 Canadian Utilities Limited 28-Oct-1970




8207 Canadian Western Bank 26-Apr-1984

20500 Canagold Resources Ltd 6-Nov-1992

7565 Canalands Resources Corporation (CT) 29-Jul-1983 18-Mar-2002

89689 Candente Gold Corp. 24-Mar-2011

7593 Canfor Corporation 27-Jun-1983

89137 Canfor Pulp Products Inc. 1-Jan-2011

13372 Canlan Ice Sports Corp. 31-Dec-1989

101710 Canna 8 Investment Trust 10-Jul-2018

100186 CannTrust Holdings Inc. 11-Aug-2017

89102 Canoe Asset Allocation Class 14-Feb-2011

91037 Canoe Bond Advantage Class 13-Dec-2011

91038 Canoe Bond Advantage Fund 13-Dec-2011

103607 Canoe Canadian Small Mid Cap Class 8-Aug-2019

92700 Canoe Credit Opportunities Class 14-Dec-2012

92701 Canoe Credit Opportunities Fund 14-Dec-2012

104713 Canoe Defensive Global Balanced Fund 9-Apr-2020

95275 Canoe Defensive Global Equity Fund 9-Sep-2014

98816 Canoe Defensive International Equity Fund 5-Jan-2017

94192 Canoe Defensive U.S. Equity Class 20-Nov-2013

32593 Canoe EIT Income Fund 25-Jul-1997

89103 Canoe Energy Class 14-Feb-2011

91040 Canoe Energy Income Class 13-Dec-2011

91036 Canoe Enhanced Income Class 13-Dec-2011

91041 Canoe Enhanced Income Fund 13-Dec-2011

89104 Canoe Equity Class 14-Feb-2011

13165 Canoe Global Equity Fund 25-Nov-1985

95348 Canoe Global Income Class 22-Jul-2014

93764 Canoe Global Income Fund 15-Aug-2013

90934 Canoe Mining Ventures Corp. 9-Dec-2011

92699 Canoe North American Monthly Income Class 14-Dec-2012

104978 Canoe Preferred Share Class 30-Jun-2020

86828 Canoe Premium Income Fund 17-Dec-2009

101952 Canoe Trust Fund 7-Sep-2018

95109 Canopy Growth Corporation 9-May-2014

83114 Canoro Resources Ltd. 13-Dec-2007

7746 Canshore Exploration Limited (CT) 6-Aug-1979 18-Mar-2002

87879 Canso Credit Income Fund 29-Jun-2010

102256 Canso Select Opportunities Corporation 7-Sep-2018

9908 Cansorb Industries Inc. (CT) 19-May-1987 23-Apr-2002

102999 CANSORTIUM INC. 15-Mar-2019

34434 *Canterra Seeds Holdings Ltd. 5-Feb-2004

87250 CanWel Building Materials Group Ltd. 1-Feb-2010

12565 *CAPA Software Publishing Corporation (CT) 1-Apr-1990 01-Feb-1991

49014 Capital Desjardins Inc. 3-May-2002




83558 Capital Group Canadian Core Plus Fixed Income Fund 22-Apr-2008

(Canada)

78298 Capital Group Canadian Focused Equity Fund (Canada) 23-Mar-2006

101933 Capital Group Capital Income Builder (Canada) 14-Aug-2018

91220 Capital Group Emerging Markets Total Opportunities Fund 7-Feb-2012

(Canada)

97186 Capital Group Global Balanced Fund (Canada) 18-Aug-2015

50727 Capital Group Global Equity Fund (Canada) 9-Oct-2002

44068 Capital Group International Equity Fund (Canada) 8-Dec-2000

104569 Capital Group Monthly Income Portfolio (Canada) 2-Mar-2020

44069 Capital Group U.S. Equity Fund (Canada) 8-Dec-2000

100415 Capital Group World Bond Fund (Canada) 1-Sep-2017

5722 Capital Oil And Gas Corp. (CT) 17-Jul-1980 21-Jun-1984

86004 Capital Power Corporation 25-Jun-2009

89141 Capstone Infrastructure Corporation 1-Jan-2011

80665 Capstone Mining Corp. 22-Feb-2007

38984 Captech Multicom Inc. 11-Jun-1999

92510 Cardinal Energy Ltd. 10-Dec-2013

100658 Cardiol Therapeutics Inc. 17-Dec-2018

72668 CARDS II Trust 30-Sep-2004

90747 CareRX Corporation 25-Oct-2011

89159 Cargojet Inc. 1-Jan-2011

22921 Caribbean Utilities Company, Ltd. 26-Nov-1993

7794 *Carling Place Limited Partnership 19-Oct-1983 05-May-2009

22665 Carmanah Resources Ltd. (CT) 7-Jul-1997 18-Mar-2002

7759 Carriage Lane Estates Limited Partnership (CT) 5-Oct-1983 18-Mar-2002

51016 CARS and PARS Programme 19-Jan-2007

105631 Cascada Silver Corp. 9-Mar-2021

8484 Cascades Inc. 28-Sep-1984

26387 Cash Management Pool 21-Apr-1995

91120 Cassiar Gold Corp. 13-Dec-2011

94344 CatchMark Timber Trust, Inc. 11-Dec-2013

45907 Caterpillar Financial Services Limited 11-Jun-2001

86860 Cathay Forest Products Corp. 11-Dec-2009

87006 Cathedral Energy Services Ltd. 18-Dec-2009

5108 Caulfield Resources Ltd. (CT) 16-Jul-1980 25-Feb-1993

77372 Cayenne Gold Mines Ltd. 4-May-2007

102737 CBD Global Sciences Inc. 21-Oct-2019

5180 CBO Resources Corp. (CT) 17-Jul-1979 18-Mar-2002

102538 CC&L Alternative Canadian Equity Fund 21-Feb-2019

102539 CC&L Alternative Global Equity Fund 21-Feb-2019

102540 CC&L Alternative Income Fund 21-Feb-2019

91910 CC&L Core Income and Growth Fund 8-Jun-2012

77911 CC&L Diversified Income Portfolio 26-Jan-2006




91653 CC&L Equity Income and Growth Fund 3-May-2012

94900 CC&L Global Alpha Fund 8-May-2014

91654 CC&L High Yield Bond Fund 3-May-2012

5635 CCL Industries Inc. 21-Apr-1980

70829 CDC Corporation 23-Feb-2004

106275 CE Brands Inc. 4-Jun-2021

24845 CED-OR Corporation 1-May-1994

8149 *Cedar Ridge Apartments Limited Partnership (CT) 27-Mar-1984 05-May-2009

8979 *Celebrations Le Club L.P. (CT) 14-Feb-1986 12-Jun-1991

35886 Celestica Inc. 29-Jun-1998

92059 Celtic Tiger Minerals Exploration Inc. 13-Sep-2012

106349 CEMATRIX Corporation 15-Mar-2021

85957 Cenovus Energy Inc. 2-Nov-2009

91277 Centamin plc 30-Dec-2011

69438 Centaurus Energy Inc. 2-Nov-2010

72132 Centerra Gold Inc 22-Jun-2004

26282 Central 1 Credit Union 31-Aug-1995

23321 Central Asia Goldfields Corporation (CT) 29-Dec-1993 18-Mar-2002

9499 Central Guaranty Trustco Limited (CT) 5-Jun-1986 18-Mar-2002

12936 Central Guaranty Trustfunds-Canadian Money Market Fund 22-Mar-1988 18-Mar-2002

(CT)

104576 Ceres Acquisition Corp. 25-Feb-2020

82847 Ceres Global Ag Corp. 14-Dec-2007

101512 Ceridian HCM Holding Inc. 25-Apr-2018

8808 Cerro Grande Mining Corporation 25-Mar-1985

11719 Cerro Mining Corp. 2-Mar-1990

42817 Cervus Equipment Corporation 14-Nov-2000

84711 CES Energy Solutions Corp. 1-Jan-2010

48070 CGI Group Inc. 11-Dec-2000

19773 CGI Mutualization Corporation (CT) 2-Jul-1992 18-Mar-2002

87967 CGX Energy Inc. 11-Aug-2010

10057 CH Financial Corporation (CT) 25-Feb-1987 25-Feb-1993

94994 Champion Iron Limited 31-Mar-2014

13106 Chancellor Group Ltd. (CT) 14-Nov-1989 18-Mar-2002

9155 Charan Industries Inc. (CT) 4-Dec-1985 25-Feb-1993

5043 Charlie O Company, Inc.(CT) 21-Jul-1980 25-Feb-1993

89268 Charlotte Resources Ltd. 8-Apr-2011

101846 Charlotte's Web Holdings, Inc. 23-Aug-2018

8430 Chartwell Mews (CT) 19-Dec-1978 17-Feb-1993

68250 Chartwell Retirement Residences 31-Oct-2003

6428 Chatham House Apartments L.P. (CT) 2-Dec-1982 17-Feb-1993

37225 Chauvco Resources International Ltd. (CT) 11-Sep-1981 18-Mar-2002

104270 Chelz Capital Canada L.P

86219 Chemistree Technology Inc. 25-Mar-2019




73008 Chemokine Therapeutics Corp. 17-Dec-2004

46340 Chemtrade Logistics Income Fund 12-Jul-2001

89165 Chesswood Group Limited 1-Jan-2011

49028 Cheyenne Energy Inc. 20-Jun-2002

93612 Chieftain Metals Corp. 22-May-2013

104158 China AMC - IG China Equity Pool 10-Jan-2020

77611 CHIP Mortgage Trust 18-Nov-2005

106125 Choice Consolidation Corp. 12-Feb-2021

93592 Choice Properties Real Estate Investment Trust 26-Jun-2013

80900 Choom Holdings Inc. 25-Sep-2007

89151 Chorus Aviation Inc. 31-Dec-2010

104570 Chorus II 100 Equity Growth Portfolio 3-Apr-2020

90859 Chorus II Aggressive Growth Portfolio 18-Nov-2011

90850 Chorus II Balanced Low Volatility Portfolio 18-Nov-2011

90861 Chorus II Conservative Low Volatilty Portfolio 18-Nov-2011

90858 Chorus II Growth Portfolio 18-Nov-2011

90860 Chorus II Maximum Growth Portfolio 18-Nov-2011

90851 Chorus II Moderate Low Volatility Portfolio 18-Nov-2011

67897 Chou Asia Fund 15-Sep-2003

47384 Chou Associates Fund 19-Oct-2001

77335 Chou Bond Fund 15-Sep-2005

67898 Chou Europe Fund 15-Sep-2003

47420 Chou RRSP Fund 19-Oct-2001

87570 Churchill 10 Debenture Corp. 18-May-2010

87568 Churchill 10 Real Estate Limited Partnership 18-May-2010

89439 Churchill 11 Debenture Corp. 7-Apr-2011

89441 Churchill 11 Real Estate Limited Partnership 7-Apr-2011

93444 CI 1-5 Year Laddered Government Strip Bond Index ETF 31-May-2013

94848 CI Active Canadian Dividend ETF 21-Jul-2014

95873 CI Active Credit ETF 13-Jan-2015

95849 CI Active Utility & Infrastructure ETF 13-Jan-2015

105327 CI Alternative Diversified Opportunities Fund 6-Aug-2021

102310 CI Alternative Investment Grade Credit Fund 31-Oct-2018

47138 CI American Managers Corporate Class 3-Aug-2001

47156 CI American Small Companies Corporate Class 3-Aug-2001

12825 CI American Small Companies Fund 27-Sep-1988

47148 CI Asian Opportunities Corporate Class 3-Aug-2001

5959 CI Asian Opportunities Fund 9-Nov-1981

95447 CI Balanced Income Personal Portfolio 16-Sep-2014

98079 CI Balanced Yield Private Pool Class 26-Jun-2020

106369 CI Bitcoin Fund 1-Apr-2021

90378 CI Black Creek Global Balanced Corporate Class 28-Jun-2011

80172 CI Black Creek Global Balanced Fund 29-Jan-2007

90379 CI Black Creek Global Leaders Corporate Class 29-Jul-2011




41440 CI Black Creek Global Leaders Fund 26-Apr-2000

90380 CI Black Creek International Equity Corporate Class 28-Jul-2011

84729 CI Black Creek International Equity Fund 25-Sep-2008

90032 CI Canadian All Cap Equity Income Class 30-May-2011

30785 CI Canadian All Cap Equity Income Fund 20-Jan-1997

82992 CI Canadian Asset Allocation Corporate Class 28-Dec-2007

100191 CI Canadian Asset Allocation Fund 28-Jul-2017

79279 CI Canadian Balanced Corporate Class 31-Jul-2006

32622 CI Canadian Balanced Fund 27-Jun-1997

97017 CI Canadian Banks Income Class ETF 18-Sep-2015

50745 CI Canadian Bond Corporate Class 18-Sep-2002

20615 CI Canadian Bond Fund 21-Jan-1993

90046 CI Canadian Convertible Bond ETF 17-May-2011

86511 CI Canadian Convertible Bond Fund 27-Oct-2009

98080 CI Canadian Core Fixed Income Private Trust 26-Jun-2020

102600 CI Canadian Core Plus Bond Fund 12-Dec-2018

97316 CI Canadian Dividend Corporate Class 21-Dec-2015

72438 CI Canadian Dividend Fund 31-Aug-2004

103375 CI Canadian Dividend Private Pool 14-Jun-2019

82993 CI Canadian Equity Corporate Class 28-Dec-2007

100190 CI Canadian Equity Fund 28-Jul-2017

78158 CI Canadian Equity Income Class 28-Mar-2006

47327 CI Canadian Equity Income Fund 12-Feb-2002

98081 CI Canadian Equity Income Private Pool Class 26-Jun-2020

98082 CI Canadian Equity Income Private Trust 26-Jun-2020

107063 CI Canadian Equity Index ETF 5-Aug-2021

102258 CI Canadian Equity Private Pool 24-Oct-2018

102259 CI Canadian Fixed Income Private Pool 24-Oct-2018

75311 CI Canadian Income & Growth Corporate Class 31-Mar-2005

43261 CI Canadian Income & Growth Fund 16-Nov-2000

67417 CI Canadian Investment Corporate Class 13-Jul-2003

30041 CI Canadian Investment Fund 1-Nov-1996

102182 CI Canadian Long-Term Bond Pool 11-Oct-2018

97173 CI Canadian REIT ETF 10-Jul-2015

87785 CI Canadian REIT Fund 7-Jun-2010

99882 CI Canadian Short-Term Bond Pool 7-Jun-2017

95010 CI Canadian Small/Mid Cap Equity Income Class 22-Jun-2018

77108 CI Canadian Small/Mid Cap Equity Income Fund 28-Jul-2005

20011 CI Canadian Small/Mid Cap Managed Fund 12-Nov-1992

91223 CI Conservative Balanced Income Class 26-Jan-2012

87305 CI Conservative Balanced Income Fund 5-Mar-2010

95444 CI Conservative Income Personal Portfolio 16-Sep-2014

97792 CI Core Canadian Equity Income Class ETF 3-May-2016

92250 CI Corporate Bond Class 31-Aug-2012




67430 CI Corporate Bond Corporate Class 23-Jul-2003

47784 CI Corporate Bond Fund 20-Dec-2001

100049 CI Defensive Income Personal Portfolio 22-Jun-2018

86641 CI Diversified Yield Corporate Class 11-Nov-2009

89112 CI Diversified Yield Fund 11-Feb-2011

50717 CI Dividend Income & Growth Corporate Class 18-Sep-2002

30045 CI Dividend Income & Growth Fund 30-Oct-1996

104737 CI DoubleLine Core Plus Fixed Income US$ Fund 22-Apr-2020

104738 CI DoubleLine Income US$ Fund 22-Apr-2020

104739 CI DoubleLine Total Return Bond US$ Fund 22-Apr-2020

107064 CI Emerging Markets Alpha ETF 5-Aug-2021

105773 CI Emerging Markets Bond Fund 17-Dec-2020

47147 CI Emerging Markets Corporate Class 3-Aug-2001

18030 CI Emerging Markets Fund 16-Sep-1991

96033 CI Energy Giants Covered Call ETF 27-Jan-2015

98084 CI Energy Private Trust 20-Jun-2017

101775 CI Enhanced Government Bond ETF 20-Jul-2018

106370 CI Ethereum Fund 22-Apr-2021

85452 CI Financial Corp. 1-Jan-2009

100398 CI First Asset Enhanced Short Duration Bond Fund 23-Aug-2017

93582 CI G5|20 2038 Q3 Fund 3-Jul-2013

94014 CI G5|20 2038 Q4 Fund 27-Sep-2013

94882 CI G5|20 2039 Q2 Fund 12-May-2014

95248 CI G5|20 2039 Q3 Fund 27-Jun-2014

95880 CI G5|20 2040 Q1 Fund 19-Dec-2014

96869 CI G5|20 2040 Q4 Fund 30-Sep-2015

95879 CI G5|20i 2035 Q1 Fund 19-Dec-2014

96233 CI G5|20i 2035 Q2 Fund 26-Mar-2015

97264 CI G5|20i 2036 Q1 Fund 8-Dec-2015

97772 CI G5|20i 2036 Q2 Fund 31-Mar-2016

106310 CI Galaxy Bitcoin ETF 5-Mar-2021

106334 CI Galaxy Ethereum ETF 16-Apr-2021

107065 CI Global Alpha Innovation ETF 5-Aug-2021

46645 CI Global Alpha Innovators Corporate Class 3-Aug-2001

97318 CI Global Analysts Selection Fund 21-Dec-2015

102260 CI Global Asset Allocation Private Pool 24-Oct-2018

102261 CI Global Balanced Yield Private Pool 24-Oct-2018

98085 CI Global Balanced Yield Private Pool Class 26-Jun-2020

50520 CI Global Bond Corporate Class 18-Sep-2002

19964 CI Global Bond Fund 23-Sep-1992

106721 CI Global Climate Leaders Fund 6-Jul-2021

102263 CI Global Concentrated Equity Private Pool 24-Oct-2018

98086 CI Global Core Fixed Income Private Trust 26-Jun-2020

97322 CI Global Core Plus Bond Fund 21-Dec-2015




47150 CI Global Corporate Class 3-Aug-2001

92695 CI Global Dividend Corporate Class 21-Dec-2012

92693 CI Global Dividend Fund 21-Dec-2012

91819 CI Global Dividend Opportunities Class 29-May-2012

93618 CI Global Dividend Opportunities Corporate Class 30-Jul-2013

93619 CI Global Dividend Opportunities Fund 30-Jul-2013

46636 CI Global Energy Corporate Class 3-Aug-2001

102264 CI Global Enhanced Government Bond Private Pool 24-Oct-2018

69519 CI Global Equity & Income Fund 22-Jun-2004

102265 CI Global Equity Alpha Private Pool 24-Oct-2018

103376 CI Global Equity Core Private Pool 14-Jun-2019

82994 CI Global Equity Corporate Class 28-Dec-2007

100189 CI Global Equity Fund 28-Jul-2017

98087 CI Global Equity Income Private Pool Class 26-Jun-2020

102267 CI Global Equity Momentum Private Pool 24-Oct-2018

97855 CI Global Financial Sector ETF 25-Apr-2016

9224 CI Global Fund 4-Mar-1986

46643 CI Global Health Sciences Corporate Class 3-Aug-2001

107066 CI Global Healthcare Leaders Index ETF 5-Aug-2021

102268 CI Global High Yield Credit Private Pool 24-Oct-2018

98088 CI Global High Yield Fixed Income Private Trust 26-Jun-2020

80595 CI Global Income & Growth Corporate Class 22-Feb-2007

80596 CI Global Income & Growth Fund 26-Feb-2007

80304 CI Global Infrastructure Fund 30-Jan-2007

104865 CI Global Infrastructure Private Pool 15-May-2020

98089 CI Global Infrastructure Private Trust 26-Jun-2020

102269 CI Global Investment Grade Credit Private Pool 24-Oct-2018

98090 CI Global Investment Grade Private Pool Class 26-Jun-2020

104806 CI Global Longevity Economy Fund 15-May-2020

80594 CI Global Quality Dividend Managed Corporate Class 26-Feb-2007

78017 CI Global Quality Dividend Managed Fund 25-Jan-2006

104866 CI Global Real Asset Private Pool 15-May-2020

98091 CI Global Real Estate Private Trust 26-Jun-2020

93427 CI Global REIT Class 7-Jun-2013

34790 CI Global REIT Fund 11-Feb-1998

104867 CI Global REIT Private Pool 15-May-2020

46632 CI Global Resource Corporate Class 3-Aug-2001

31589 CI Global Resource Fund 15-Apr-1997

95254 CI Global Smaller Companies Corporate Class 31-Jul-2014

100188 CI Global Smaller Companies Fund 28-Jul-2017

102270 CI Global Smaller Companies Private Pool 24-Oct-2018

102271 CI Global Unconstrained Bond Private Pool 24-Oct-2018

93539 CI Global Value Balanced Fund 7-Jun-2013

47145 CI Global Value Corporate Class 3-Aug-2001




28845 CI Global Value Fund 14-Jun-1996

105778 CI Gold Bullion Fund 18-Dec-2020

88488 CI Gold Corporate Class 14-Dec-2010

89765 CI Gold+ Giants Covered Call ETF 17-May-2011

95445 CI Growth & Income Personal Portfolio 16-Sep-2014

95446 CI Growth Personal Portfolio 16-Sep-2014

101576 CI Health Care Giants Covered Call ETF 5-Jun-2018

50286 CI High Income Corporate Class 18-Sep-2002

30732 CI High Income Fund 30-Dec-1996

103313 CI High Interest Savings ETF 30-May-2019

103584 CI High Interest Savings Fund 29-Jul-2019

87752 CI High Yield Bond Class 28-May-2010

91056 CI High Yield Bond Corporate Class 30-Dec-2011

93620 CI High Yield Bond Fund 30-Jul-2013

101659 CI ICBCCS S&P China 500 Index ETF 24-Jun-2019

87963 CI Income Fund 16-Aug-2010

102272 CI International Equity Alpha Private Pool 24-Oct-2018

102273 CI International Equity Growth Private Pool 24-Oct-2018

98093 CI International Equity Income Private Pool Class 26-Jun-2020

98094 CI International Equity Income Private Trust 26-Jun-2020

102274 CI International Equity Value Private Pool 24-Oct-2018

47144 CI International Value Corporate Class 3-Aug-2001

28846 CI International Value Fund 14-Jun-1996

98261 CI Investment Grade Bond ETF 2-Aug-2016

86407 CI Investment Grade Bond Fund 29-Oct-2009

102311 CI Marret Alternative Absolute Return Bond Fund 18-Sep-2018

104825 CI Marret Alternative Enhanced Yield Fund 8-May-2020

94548 CI Marret Short Duration High Yield Fund 14-Feb-2014

78160 CI Money Market Class 28-Mar-2006

16607 CI Money Market Fund 16-Oct-1990

91213 CI Morningstar Canada Momentum Index ETF 20-Jan-2012

91214 CI Morningstar Canada Value Index ETF 20-Jan-2012

95575 CI Morningstar International Momentum Index ETF 21-Oct-2014

95576 CI Morningstar International Value Index ETF 21-Oct-2014

91216 CI Morningstar National Bank Québec Index ETF 20-Jan-2012

94102 CI Morningstar US Momentum Index ETF 15-Oct-2013

94103 CI Morningstar US Value Index ETF 15-Oct-2013

102620 CI Mosaic Balanced ETF Portfolio 10-Jan-2019

102621 CI Mosaic Balanced Growth ETF Portfolio 10-Jan-2019

102622 CI Mosaic Balanced Income ETF Portfolio 10-Jan-2019

107010 CI Mosaic ESG Balanced ETF Portfolio 3-Aug-2021

107011 CI Mosaic ESG Balanced Growth ETF Portfolio 3-Aug-2021

107012 CI Mosaic ESG Balanced Income ETF Portfolio 3-Aug-2021

102623 CI Mosaic Growth ETF Portfolio 10-Jan-2019




102624 CI Mosaic Income ETF Portfolio 10-Jan-2019

94466 CI MSCI Canada Low Risk Weighted ETF 30-Jan-2014

97793 CI MSCI Canada Quality Index Class ETF 3-May-2016

94467 CI MSCI Europe Low Risk Weighted ETF 30-Jan-2014

100341 CI MSCI International Low Risk Weighted ETF 3-Aug-2017

94468 CI MSCI USA Low Risk Weighted ETF 30-Jan-2014

103710 CI MSCI World ESG Impact ETF 21-Aug-2019

103796 CI MSCI World ESG Impact Fund 12-Sep-2019

102312 CI Munro Alternative Global Growth Fund 30-Sep-2018

102629 CI Munro Global Growth Equity Fund 11-Jan-2019

84560 CI North American Dividend Fund 20-Aug-2008

102275 CI North American Small/Mid Cap Equity Private Pool 24-Oct-2018

96948 CI ONE Global Equity ETF 10-Sep-2015

101910 CI ONE North American Core Plus Bond ETF 24-Aug-2018

11377 CI Portfolio Series Balanced Fund 16-Nov-1988

47647 CI Portfolio Series Balanced Growth Fund 18-Dec-2001

47643 CI Portfolio Series Conservative Balanced Fund 18-Dec-2001

33539 CI Portfolio Series Conservative Fund 13-Nov-1997

47645 CI Portfolio Series Growth Fund 18-Dec-2001

33538 CI Portfolio Series Income Fund 13-Nov-1997

47629 CI Portfolio Series Maximum Growth Fund 18-Dec-2001

83598 CI Precious Metals Class 15-Apr-2008

34791 CI Precious Metals Fund 11-Feb-1998

98095 CI Precious Metals Private Trust 26-Jun-2020

97953 CI Preferred Share ETF 5-May-2016

97321 CI Preferred Share Fund 21-Dec-2015

97317 CI Pure Canadian Small/Mid Cap Equity Corporate Class 21-Dec-2015

89113 CI Pure Canadian Small/Mid Cap Equity Fund 11-Feb-2011

98096 CI Real Growth Pool Class 16-Jun-2016

98097 CI Real Income 1941-45 Class 16-Jun-2016



98100 CI Real Long Term Income Pool Class 16-Jun-2016

98101 CI Real Long Term Income Trust 16-Jun-2016

98102 CI Real Mid Term Income Pool Class 16-Jun-2016

98103 CI Real Mid Term Income Trust 16-Jun-2016

98104 CI Real Short Term Income Pool Class 16-Jun-2016

98105 CI Real Short Term Income Trust 16-Sep-2016

41011 CI Resource Opportunities Class 6-Mar-2000

79921 CI Select 100e Managed Portfolio Corporate Class 27-Nov-2006

79923 CI Select 20i80e Managed Portfolio Corporate Class 27-Nov-2006










46634 CI Select Canadian Equity Corporate Class 18-Sep-2002

35973 CI Select Canadian Equity Fund 20-May-1998

77638 CI Select Canadian Equity Managed Corporate Class 9-Nov-2005

79930 CI Select Canadian Equity Managed Fund 22-Nov-2006

88037 CI Select Income Managed Corporate Class 22-Jul-2010

77640 CI Select International Equity Managed Corporate Class 12-Nov-2005

79932 CI Select International Equity Managed Fund 22-Nov-2006

77641 CI Select Staging Fund 12-Nov-2005

77642 CI Select U.S. Equity Managed Corporate Class 31-Dec-2005

79933 CI Select U.S. Equity Managed Fund 22-Nov-2006

97618 CI Short Term Government Bond Index Class ETF 24-Feb-2016

5697 CI Short-Term Bond Fund 10-Aug-1976

47146 CI Short-Term Corporate Class 3-Aug-2001

46628 CI Short-Term US$ Corporate Class 3-Aug-2001

47155 CI Synergy American Corporate Class 3-Aug-2001

19963 CI Synergy American Fund 23-Sep-1992

77323 CI Synergy Canadian Corporate Class 30-Sep-2005

72471 CI Synergy Global Corporate Class 29-Jul-2004

90807 CI Tech Giants Covered Call ETF 21-Oct-2011

95438 CI U.S. & Canada Lifeco Income ETF 26-Aug-2014

107067 CI U.S. 1000 Index ETF 5-Aug-2021

107068 CI U.S. 500 Index ETF 5-Aug-2021

78888 CI U.S. Dividend Fund 13-Jun-2006

95834 CI U.S. Dividend Registered Fund 24-Dec-2014

96209 CI U.S. Dividend US$ Fund 27-Mar-2015

93060 CI U.S. Equity & Income Fund 1-Mar-2013

91821 CI U.S. Equity Class 29-May-2012

47161 CI U.S. Equity Corporate Class 3-Aug-2001

97824 CI U.S. Equity Currency Neutral Class 13-Apr-2016

98106 CI U.S. Equity Currency Neutral Private Pool Class 26-Jun-2020

90033 CI U.S. Equity Fund 30-May-2011

102276 CI U.S. Equity Private Pool 24-Oct-2018

98107 CI U.S. Equity Private Pool Clas 26-Jun-2020

98108 CI U.S. Equity Private Trust 26-Jun-2020

96891 CI U.S. Income US$ Fund 4-Aug-2015

46412 CI U.S. Stock Selection Corporate Class 31-Dec-2001

30043 CI U.S. Stock Selection Fund 1-Nov-1996

107069 CI U.S. Treasury Inflation-linked Bond Index ETF (CAD 5-Aug-2021

Hedged)

100178 CI U.S. TrendLeaders Index ETF 23-Jun-2017

25796 CI US Money Market Fund 1-Feb-1995




100032 CI WisdomTree Canada Quality Dividend Growth Index ETF 15-Jun-2017

98111 CI WisdomTree Emerging Markets Dividend Index ETF 8-Jul-2016

98112 CI WisdomTree Europe Hedged Equity Index ETF 8-Jul-2016

98113 CI WisdomTree International Quality Dividend Growth Index 8-Jul-2016

ETF

98195 CI WisdomTree International Quality Dividend Growth 8-Jul-2016

Variably Hedged Index ETF

101660 CI WisdomTree Japan Equity Index ETF 24-Jun-2019

100033 CI WisdomTree U.S. MidCap Dividend Index ETF 15-Jun-2017

98117 CI WisdomTree U.S. Quality Dividend Growth Index ETF 8-Jul-2016

98197 CI WisdomTree U.S. Quality Dividend Growth Variably 8-Jul-2016

Hedged Index ETF

94469 CI World Low Risk Weighted ETF 30-Jan-2014

100030 CI Yield Enhanced Canada Aggregate Bond Index ETF 15-Jun-2017

100031 CI Yield Enhanced Canada Short-Term Aggregate Bond 15-Jun-2017

Index ETF

102589 CIBC Active Investment Grade Corporate Bond ETF 15-Jan-2019

102590 CIBC Active Investment Grade Floating Rate Bond ETF 15-Jan-2019

22214 CIBC Asia Pacific Fund 30-Aug-1993

42705 CIBC Asia Pacific Index Fund 10-Aug-2000

10733 CIBC Balanced Fund 13-Dec-1974

100114 CIBC Balanced Growth Passive Portfolio 18-Jul-2017

37174 CIBC Balanced Index Fund 23-Nov-1998

100115 CIBC Balanced Passive Portfolio 18-Jul-2017

12959 CIBC Canadian Bond Fund 14-Dec-1988

106311 CIBC Canadian Bond Index ETF 25-Mar-2021

32866 CIBC Canadian Bond Index Fund 25-Aug-1997

12958 CIBC Canadian Equity Fund 14-Dec-1988

106312 CIBC Canadian Equity Index ETF 25-Mar-2021

32864 CIBC Canadian Equity Value Fund 18-Aug-1997

29061 CIBC Canadian Index Fund 11-Jul-1996

32868 CIBC Canadian Real Estate Fund 25-Aug-1997

26859 CIBC Canadian Resources Fund 11-Jul-1995

22201 CIBC Canadian Short-Term Bond Index Fund 30-Aug-1993

17856 CIBC Canadian Small-Cap Fund 9-Aug-1991

16771 CIBC Canadian T-Bill Fund 7-Dec-1990

85701 CIBC Capital Trust 5-Mar-2009

100116 CIBC Conservative Passive Portfolio 18-Jul-2017

103915 CIBC Consevative Fixed Income Pool 23-Oct-2019

103916 CIBC Core Fixed Income Pool 23-Oct-2019

103917 CIBC Core Plus Fixed Income Pool 23-Oct-2019

79345 CIBC Disciplined U.S. Equity Fund 6-Sep-2006

17855 CIBC Dividend Growth Fund 9-Aug-1991

75400 CIBC Dividend Income Fund 11-May-2005




106313 CIBC Emerging Markets Equity Index ETF 25-Mar-2021

27453 CIBC Emerging Markets Fund 10-Nov-1995

42704 CIBC Emerging Markets Index Fund 10-Aug-2000

29066 CIBC Energy Fund 11-Jul-1996

27448 CIBC European Equity Fund 10-Nov-1995

36600 CIBC European Index Fund 17-Aug-1998

33129 CIBC Financial Companies Fund 17-Aug-1998

104198 CIBC Flexible Yield ETF (CAD-Hedged) 15-Jan-2020

106314 CIBC Global Bond ex-Canada Index ETF (CAD-Hedged) 25-Mar-2021

24665 CIBC Global Bond Fund 2-Sep-1994

34343 CIBC Global Bond Index Fund 20-Jan-1998

12960 CIBC Global Equity Fund 14-Dec-1988

105013 CIBC Global Growth ETF 20-Jul-2020

79342 CIBC Global Monthly Income Fund 6-Sep-2006

27452 CIBC Global Technology Fund 10-Nov-1995

105014 CIBC International Equity ETF 20-Jul-2020

79343 CIBC International Equity Fund 6-Sep-2006

106315 CIBC International Equity Index ETF 25-Mar-2021

34361 CIBC International Index Fund 20-Jan-1998

32869 CIBC International Small Companies Fund 25-Aug-1997

48002 CIBC Managed Aggressive Growth Portfolio (formerly CIBC 16-Jan-2002

Managed Aggressive Growth RRSP Portfolio)

47998 CIBC Managed Balanced Growth Portfolio (formerly, CIBC 16-Jan-2002

Managed Balnced Growth RRSP Portfolio)

47996 CIBC Managed Balanced Portfolio 16-Jan-2002

48000 CIBC Managed Growth Portfolio (formerly, CIBC Managed 16-Jan-2002

Growth RRSP Portfolio)

47992 CIBC Managed Income Plus Portfolio 16-Jan-2002

47991 CIBC Managed Income Portfolio 16-Jan-2002

79344 CIBC Managed Monthly Income Balanced Portfolio 6-Sep-2006

12961 CIBC Money Market Fund 14-Dec-1988

36599 CIBC Monthly Income Fund 17-Aug-1998

101799 CIBC Multi-Asset Absolute Return Strategy 11-Oct-2018

102591 CIBC Multifactor Canadian Equity ETF 15-Jan-2019

102592 CIBC Multifactor U.S. Equity ETF 15-Jan-2019

42706 CIBC Nasdaq Index Fund 10-Aug-2000

29067 CIBC Precious Metals Fund 11-Jul-1996

12962 CIBC Short-Term Income Fund 2-Feb-1988

102577 CIBC Smart Balanced Growth Solution 15-Jan-2019

102578 CIBC Smart Balanced Income Solution 15-Jan-2019

102579 CIBC Smart Balanced Solution 15-Jan-2019

102580 CIBC Smart Growth Solution 15-Jan-2019

102581 CIBC Smart Income Solution 15-Jan-2019

17304 CIBC U.S Dollar Money Market Fund 13-Mar-1991




17305 CIBC U.S. Broad Market Index Fund 13-Mar-1991

50245 CIBC U.S. Dollar Managed Balanced Portfolio 3-Oct-2002

50246 CIBC U.S. Dollar Managed Growth Portfolio 3-Oct-2002

50244 CIBC U.S. Dollar Managed Income Portfolio 3-Oct-2002

106316 CIBC U.S. Equity Index ETF 25-Mar-2021

29065 CIBC U.S. Index Fund 11-Jul-1996

27451 CIBC U.S. Small Companies Fund 10-Nov-1995

87518 CIM INTERNATIONAL GROUP INC. (formerly Golden Bridge 5-May-2010

Development Corporation)

89135 Cineplex Inc. 1-Jan-2011

78873 Cinram International Limited Partnership 5-May-2006

23042 Cintech Solutions, Inc. 25-Jan-1994

70717 Cipher Pharmaceuticals Inc. 10-Mar-2004

12963 Circle Of Two (CT) 22-Aug-1979 02-Feb-1993

23370 CIS Commax Hedge Fund (CT) 12-Apr-1994 18-Mar-2002

23368 CIS Global Telecommunications Fund (CT) 12-Apr-1994 18-Mar-2002

74858 Citadel Income Fund 31-Jan-2005

27305 Citigroup Inc. 8-Oct-1998

35013 Clarke Inc. 6-Mar-1998

10030 Clarus Corporation (CT) 20-Jan-1987 10-Feb-1993

48396 Clean Air Metals Inc. 28-Jan-2002

87375 Clean Harbors, Inc. 31-Jul-2009

89489 Clean Seed Capital Group Ltd. 27-Jun-2011

90066 ClearStream Energy Services Inc. 1-Apr-2011

5949 Clipper Apartment Project 7-Dec-1979

98334 Cloud Nine Web3 Technologies Inc. 29-Aug-2016

104960 CloudMD Software & Services Inc. (formerly Premier Health 28-May-2020

Group Inc.)

106411 CLS Holdings USA, Inc. 21-May-2021

37562 *CMI Terminal Ltd. 22-Dec-1998

104342 CMP 2020 Resource Limited Partnership 30-Jan-2020

105947 CMP 2021 Resource Limited Partnership 19-Jan-2021

46408 CMX Gold & Silver Corp. 12-Apr-2012

43947 CNH Capital Canada Receivables Trust 12-Oct-2001

71898 CNH Capital Canada Wholesale Trust 7-May-2004

24593 Co-Operators General Insurance Company 29-May-1997

6239 Coachman House Limited Partnership 22-Nov-1982

21466 Cogeco Communications Inc. 23-Jun-1993

12743 Cogeco Inc 5-Jan-1994

95819 CohBar, Inc. 18-Dec-2014

84975 CoinAnalyst Corp. 24-Oct-2008

79001 Colabor Group Inc. 23-May-2006

9577 Colborne Centre I L.P. (CT) 1-Aug-1986 25-Feb-1993

78777 Cold Creek Capital Inc. 21-Jun-2006




21345 COLLIERS INTERNATIONAL GROUP INC. 17-Jun-1993

83240 Colossus Minerals Inc. 6-Feb-2008

102053 Columbia Care inc. 14-Sep-2018

35721 Cominar Real Estate Investment Trust 11-May-1998

23071 Communicorp Corporation 27-Jan-1994

77716 Compass Balanced Growth Portfolio 8-Dec-2005

77717 Compass Balanced Portfolio 31-Dec-2005

77718 Compass Conservative Balanced Portfolio 31-Dec-2005

77719 Compass Conservative Portfolio 8-Dec-2005

77720 Compass Growth Portfolio 8-Dec-2005

77721 Compass Maximum Growth Portfolio 8-Dec-2005

84946 Composite Alliance Group Inc. 1-Dec-2008

102236 Comprehensive Healthcare Systems Inc. 11-Apr-2019

30667 Computer Modelling Group Ltd. 3-Mar-1997

85250 Comstock Metals Ltd. 12-Dec-2008

5799 Comterm Inc. (CT) 25-Jun-1981 19-Feb-1993

32515 Concert Industries Ltd. 14-Dec-1999

83123 Condor Petroleum Inc. 31-Mar-2011

99684 Conifex Timber Inc. 1-Mar-2017

95349 Conservative Fund 11-Sep-2014

97285 Conservative Income Portfolio 17-Dec-2015

79138 Conservative Monthly Income Fund 28-Jun-2019

71373 CONSTELLATION COPPER CORPORATION 23-Aug-2006

78596 Constellation Software Inc. 11-May-2006

102330 Contact Gold Corp. 24-Oct-2018

103293 Converge Technology Solutions Corp. 12-Jul-2019

81682 Copper Mesa Mining Corporation (formerly Ascendant Copper27-Mar-2008

Corporation)

86437 Copper Mountain Mining Corporation 17-Sep-2009

107245 Copperleaf Technologies Inc. 6-Oct-2021

38422 Cordy Oilfield Services Inc. 18-Aug-1999

40576 Corus Entertainment Inc. 8-Apr-1983

6269 Corvec Research & Development (CT) Western) Limited 5-Oct-1982 20-Oct-1983

Partnership

47743 Counsel All Equity Portfolio 21-Jan-2002

48088 Counsel Balanced Portfolio 21-Jan-2002

97389 Counsel Canadian Core Fixed Income 8-Jan-2016

85301 Counsel Canadian Dividend 13-Jan-2009

85302 Counsel Canadian Growth 13-Jan-2009

85303 Counsel Canadian Value 13-Jan-2009

48087 Counsel Conservative Portfolio 21-Jan-2002

97391 Counsel Defensive Global Equity 8-Jan-2016

45961 Counsel Fixed Income 1-Jun-2001

92072 Counsel Global Dividend 12-Jul-2012




95077 Counsel Global Fixed Income 26-May-2014

97392 Counsel Global Low Volatility Equity 8-Jan-2016

85304 Counsel Global Real Estate 13-Jan-2009

75590 Counsel Global Small Cap 3-Jun-2005

95078 Counsel Global Trend Strategy 26-May-2014

48089 Counsel Growth Portfolio 30-Sep-2002

92073 Counsel High Yield Fixed Income 16-Jul-2012

97395 Counsel Income Trend Strategy 8-Jan-2016

85305 Counsel International Growth 13-Jan-2009

85306 Counsel International Value 1-Jan-2009

40932 Counsel Money Market 15-Feb-2000

96994 Counsel North American High Yield Bond 30-Oct-2015

97393 Counsel Retirement Accumulation Portfolio 8-Jan-2016

97394 Counsel Retirement Foundation Portfolio 8-Jan-2016

97396 Counsel Retirement Preservation Portfolio 8-Jan-2016

86980 Counsel Short Term Bond 15-Jan-2010

85307 Counsel U.S. Value 13-Jan-2009

85308 Counsel U.S.Growth 13-Jan-2009

17553 Coupon Corporation Ltd. 25-Mar-1991

75621 Covington Fund II Inc. 6-Sep-2011

96894 CPI Card Group Inc. 8-Oct-2015

84499 Crailar Technologies Inc. 30-Jun-2011

82324 Credit Suisse AG (use 87227) 17-Apr-2008

86217 Crescent Point Energy Corp. 2-Jul-2009

97835 Crescita Therapeutics Inc. 1-Mar-2016

103316 Cresco Labs Inc. 26-Jul-2019

67791 Crew Energy Inc. 24-Jul-2003

75388 Crispin Energy Inc. 29-Apr-2005

78244 Crombie Real Estate Investment Trust 13-Mar-2006

99675 Cronos Group Inc. 2-Mar-2017

107092 Crossover Acquisitions Inc. 21-Sep-2021

43792 Crown Capital Partners Inc. 30-Jun-2015

89693 Crown Point Energy Inc. 9-Dec-2011

22498 CRS Preferred NT Ltd. (CT) 29-Nov-1993 18-Mar-2002

88552 CST Advantage Plan 18-Jul-2000

100559 CST Bright Plan 29-May-2018

94053 CT Real Estate Investment Trust 10-Oct-2013

39279 CU Inc. 26-Jul-1999

104701 CubicFarm Systems Corp. 14-Dec-2020

96756 Curaleaf Holdings, Inc. (formerly Lead Ventures Inc.) 23-Jul-2015

15432 Curragh Inc. (CT) 25-May-1990 23-Apr-2002

7999 Currie Rose Resources Inc. 24-Jul-1984

5358 Curtains (CT) 8-Dec-1980 17-Feb-1993

105567 Cuspis Capital II Ltd. 13-Nov-2020




5748 Custom Petroleum Corporation (CT) 19-May-1981 25-Feb-1993

35893 CVF Technologies Corporation 9-Jul-1998

92069 CWB Core Equity Fund 12-Jul-2012

97489 CWB Onyx Balanced Solution 5-Feb-2016

97490 CWB Onyx Canadian Equity Fund 5-Feb-2016

97491 CWB Onyx Conservative Solution 5-Feb-2016

97492 CWB Onyx Diversified Income Fund 5-Feb-2016

97493 CWB Onyx Global Equity Fund 5-Feb-2016

97494 CWB Onyx Growth Solution 5-Feb-2016

86149 CWC Energy Services Corp. 21-Oct-2009

106102 Cybin Inc. (formerly, Clarmin Explorations Inc.) 1-Feb-2021

79478 Cymat Technologies Ltd. 4-Aug-2006

84759 Cymbria Corporation 20-Oct-2008

77689 Cypherpunk Holdings Inc. 18-Jul-2006

74989 Cypress Development Corp. 17-Mar-2021

81552 D-Box Technologies Inc. 4-Jun-2007

34149 Danier Leather Inc. 8-May-1998

106372 Dash Capital Corp. 27-Apr-2021

91281 DATA Communications Management Corp. 1-Jan-2012

7763 Datel Industries Inc. (CT) 10-Nov-1983 04-Feb-1993

83244 Davie Yards Inc. 12-Feb-2008

9535 Davis Distributing Limited (CT) 20-Jun-1986 25-Mar-2002

66298 DCI Acquisition Inc.(Do Not Use) 17-Apr-2003

20746 Dean Witter Cornerstone Fund II 6-Jan-1993

20748 Dean Witter Cornerstone Fund III 6-Jan-1993

20747 Dean Witter Cornerstone Fund IV 6-Jan-1993

85622 Deans Knight Income Corporation 9-Mar-2009

6021 Death Bite (CT) 23-Dec-1981 09-Nov-1983

7716 Deb Canadian Explorations 1977 (CT) 29-Nov-1977 23-Apr-2002

12950 Deb Canadian Explorations 1978 (CT) 22-Jun-1978 23-Apr-2002

11407 Deb Resources 1988 (CT) 26-Aug-1990 23-Apr-2002

102732 Decibel Cannabis Company Inc. 25-Apr-2019

93630 DECISIVE DIVIDEND CORPORATION 2-Jul-2013

93065 Decklar Resources Inc. 15-Feb-2013

5350 *Dee Explorations (1982) Limited (CT) 1-Jan-1983 01-Nov-1991

101439 DeepRock Minerals Inc. 27-Aug-2018

91579 DeepSpatial Inc. 24-May-2013

6123 Deer Valley Shopping Centre Limited Partnership (CT) 3-May-1983 12-Feb-2002

106514 Defense Metals Corp. 4-May-2021

103355 Defiance Silver Corp.

100942 Delta 9 Cannabis Inc. 20-Dec-2017

106318 Delta CleanTech Inc. 13-Aug-2021

5216 Denbury Inc. 10-Apr-1987

35512 Denison Mines Corp. 1-Dec-2006




71202 Denison Oil Corporation 4-Mar-2004

22730 Denninghouse Inc. 10-Nov-1993

101836 Dentalcorp Holdings Ltd. 20-May-2021

99615 Desjardins 1-5 year Laddered Canadian Corporate Bond 24-Mar-2017

Index ETF

99616 Desjardins 1-5 year Laddered Canadian Government Bond 24-Mar-2017

Index ETF

102651 Desjardins Alt Long/Short Equity Market Neutral ETF 9-Jan-2019

104894 Desjardins Alt Long/Short Equity Market Neutral ETF Fund 29-Jun-2020

97751 Desjardins American Equity Growth Currency Neutral Fund 8-Apr-2016

69387 Desjardins American Equity Growth Fund 9-Jan-2004

69384 Desjardins American Equity Value Fund 9-Jan-2004

39926 Desjardins Canadian Bond Fund 2-Nov-1999

98724 Desjardins Canadian Equity Fund 24-Nov-2016

93744 Desjardins Canadian Equity Income Fund 12-Jul-2013

51058 Desjardins Canadian Equity Value Fund 20-Dec-2002

97753 Desjardins Canadian Preferred Share Fund 8-Apr-2016

99618 Desjardins Canadian Preferred Share Index ETF 24-Mar-2017

99619 Desjardins Canadian Short Term Bond Index ETF 24-Mar-2017

39938 Desjardins Canadian Small Cap Equity Fund 2-Nov-1999

99620 Desjardins Canadian Universe Bond Index ETF 24-Mar-2017

85317 Desjardins Dividend Growth Fund 16-Jan-2009

39935 Desjardins Dividend Income Fund 2-Nov-1999

93745 Desjardins Emerging Markets Bond Fund 26-Sep-2013

80190 Desjardins Emerging Markets Fund 22-Jan-2007

93746 Desjardins Emerging Markets Opportunities Fund 26-Sep-2014

69388 Desjardins Enhanced Bond Fund 9-Jan-2004

94795 Desjardins Floating Rate Income Fund 7-May-2014

39927 Desjardins Global Balanced Growth Fund 2-Nov-1999

97891 Desjardins Global Balanced Strategic Income Fund 7-Jun-2016

97754 Desjardins Global Bond Fund 4-Apr-2018

39942 Desjardins Global Dividend Fund 2-Nov-1999

101621 Desjardins Global Equity Fund 20-Jun-2018

95781 Desjardins Global Equity Growth Fund 15-Jan-2015

106194 Desjardins Global Government Bond Index Fund 7-Apr-2021

103360 Desjardins Global High Yield Bond Fund 28-Jun-2019

93748 Desjardins Global Infrastructure Fund 26-Sep-2013

69392 Desjardins Global Small Cap Equity Fund 9-Jan-2004

93749 Desjardins Global Tactical Bond Fund 4-Apr-2018

69383 Desjardins Global Total Return Bond Fund 9-Jan-2004

105291 Desjardins Low Volatility Canadian Equity Fund 2-Oct-2020

95787 Desjardins Low Volatility Global Equity Fund 15-Jan-2015

39924 Desjardins Money Market Fund 2-Nov-1999

39943 Desjardins Overseas Equity Fund 2-Nov-1999




87264 Desjardins Overseas Equity Growth Fund 23-Mar-2010

39928 Desjardins Quebec Balanced Fund 2-Nov-1999

102055 Desjardins RI Active Canadian Bond - Low CO2 ETF 12-Sep-2018

102056 Desjardins RI Canada - Low CO2 Index ETF 12-Sep-2018

102057 Desjardins RI Canada Multifactor - Low CO2 ETF 12-Sep-2018

104582 Desjardins RI Developed ex-USA ex-Canada - Low CO2 13-Mar-2020

Index ETF

102058 Desjardins RI Developed ex-USA ex-Canada Multifactor - 12-Sep-2018

Low CO2 ETF

104583 Desjardins RI Emerging Markets - Low CO2 Index ETF 13-Mar-2020

102059 Desjardins RI Emerging Markets Multifactor - Low CO2 ETF 12-Sep-2018

102060 Desjardins RI Global Multifactor - Fossil Fuel Reserves Free 12-Sep-2018

ETF

102061 Desjardins RI USA - Low CO2 Index ETF 12-Sep-2018

102062 Desjardins RI USA Multifactor - Low CO2 ETF 12-Sep-2018

39925 Desjardins Short-Term Income Fund 2-Nov-1999

97892 Desjardins SocieTerra American Equity Fund 7-Jun-2016

96995 Desjardins SocieTerra Canadian Bond Fund 5-Jun-2015

100580 Desjardins SocieTerra Canadian Equity Fund 1-Nov-2017

97893 Desjardins SocieTerra Cleantech Fund 7-Jun-2016

104121 Desjardins SocieTerra Diversity Fund 21-Jan-2020

101622 Desjardins SocieTerra Emerging Markets Equity Fund 20-Jun-2018

39937 Desjardins SocieTerra Environment Fund 2-Nov-1999

97894 Desjardins SocieTerra Environmental Bond Fund 7-Jun-2016

103361 Desjardins SocieTerra Global Bond Fund 28-Jun-2019

101623 Desjardins SocieTerra International Equity Fund 20-Jun-2018

101624 Desjardins SocieTerra Positive Change Fund 20-Jun-2018

44414 Deutsche Bank Aktiengesellschaft 1-Aug-2008

6240 Develcon Electronics Ltd. (CT) 24-Jun-1982 25-Mar-2002

29813 Devine Entertainment Corporation 7-Oct-1996

36942 Devon Energy Corporation 22-Jul-1980

79282 Dexterra Group Inc. 1-Jun-2006

71652 DFA Canadian Core Equity Fund 1-Jun-2004

90169 DFA Canadian Vector Equity Fund 4-Jul-2011

67640 DFA Five-Year Global Fixed Income Fund 20-Oct-2003

90171 DFA Global 40EQ-60FI Portfolio 4-Jul-2011




92016 DFA Global 80E-20i Portfolio 4-Jul-2012

90172 DFA Global Equity Portfolio 4-Jul-2011

102026 DFA Global Fixed Income Portfolio 20-Sep-2018

85381 DFA Global Investment Grade Fixed Income Fund 13-Jan-2009

82864 DFA Global Real Estate Securities Fund 7-Jan-2008




105321 DFA Global Sustainability Core Equity Fund 29-Sep-2020

96900 DFA Global Targeted Credit Fund 1-Sep-2015

75548 DFA International Core Equity Fund 2-Jun-2005

67639 DFA International Vector Equity Fund 20-Oct-2003

75549 DFA U.S. Core Equity Fund 2-Jun-2005

67642 DFA U.S. Vector Equity Fund 20-Oct-2003

103966 DFA World Equity Portfolio 29-Oct-2019

50153 Diagem Inc. 31-May-2002

106389 Dialogue Health Technologies Inc. 23-Mar-2021

30554 Diamond Fields Resources Inc. 12-May-1982

5840 Diamond Ridge (CT) 2-Nov-1981 17-Feb-1993

7463 Diatec Resources Ltd. (CT) 9-Jun-1983 25-Feb-1993

103323 Digital Consumer Dividend Fund 24-May-2019

20956 Dion Entertainment Corp. 27-Jul-1993

104047 Direct Communication Solutions Inc. 20-Dec-2019

80777 DIRTT Environmental Solutions Ltd. 21-Nov-2013

107103 Discovery 2021 Short Duration LP 31-Aug-2021

77564 Discovery Air Inc. 31-Mar-2006

7487 Discovery Quay - Building I L.P. (CT) 6-Jun-1983 17-Feb-1993

104699 Discovery Silver Corp. 2-Aug-2019

79990 Disenco Energy PLC 3-Jan-2007

98948 Distinct Infrastructure Group Inc. 5-Dec-2016

73511 Distinction Energy Corp. 26-May-2005

80258 Diversified Royalty Corp. 29-Apr-2010

78660 Divestco Inc. 16-Jun-2006

70132 Dividend 15 Split Corp. 26-Feb-2004

79742 Dividend 15 Split Corp. II 27-Nov-2006

82555 Dividend Growth Split Corp. 19-May-2011

88461 Dividend Select 15 Corp. 28-Oct-2010

91226 Dixie Gold Corp. 19-Dec-2011

9699 Dixie Road Limited Partnership (CT) 16-Oct-1986 23-Apr-2002

101039 DMG Blockchain Solutions Inc 2-Mar-2021

75569 DMP Power Global Growth Class 16-May-2005

43859 DMP Resource Class 27-Nov-2000

80065 DMP Value Balanced Class 27-Dec-2006

103843 Docebo Inc. 1-Oct-2019

86454 Dollarama Inc. 8-Oct-2009

80904 Domtar Corporation 7-Mar-2007

98338 Donnelley Financial Solutions, Inc. 20-Sep-2016

102073 Dore Copper Mining Corp. 22-Oct-2018

18341 Dorel Industries Inc. 22-Nov-1991

6226 Dorsett Square Limited Partnership (CT) 8-Sep-1982 09-Sep-1985

94113 DoubleLine Income Solutions Trust 25-Oct-2013

103856 *Draganfly Inc. 25-Oct-2019




80795 DragonWave Inc. 13-Apr-2007

95181 Dream Impact Trust 7-Jul-2014

92284 Dream Industrial Real Estate Investment Trust 26-Sep-2012

67568 Dream Office Real Estate Investment Trust 30-Jun-2003

93634 DREAM Unlimited Corp. 30-May-2013

106131 DRI Healthcare Trust 10-Feb-2021

99775 Drone Delivery Canada Corp. 26-May-2017

67625 Dundee Consolidated Properties 30-Jun-2003

18271 Dundee Corporation 15-Jul-1980

18545 Dundee Energy Limited 30-Jun-1993

96105 Dundee Global Resource Class 15-Apr-2015

7825 Dundee Precious Metals Inc 17-Oct-1983

105137 Dye & Durham Limited 13-Jul-2020

98914 Dynamic Active Canadian Dividend ETF 17-Jan-2017

98904 Dynamic Active Canadian Dividend Fund 11-Jan-2017

94979 Dynamic Active Core Bond Private Pool 15-May-2014

94980 Dynamic Active Credit Strategies Private Pool 15-May-2014

98915 Dynamic Active Crossover Bond ETF 17-Jan-2017

98905 Dynamic Active Crossover Bond Fund 11-Jan-2017

106673 Dynamic Active Emerging Markets ETF 4-Jun-2021

106674 Dynamic Active Energy Evolution ETF 4-Jun-2021

98906 Dynamic Active Global Dividend Fund 11-Jan-2017

100472 Dynamic Active Global Financial Services ETF 13-Sep-2017

100467 Dynamic Active Global Financial Services Fund 13-Sep-2017

104403 Dynamic Active Global Infrastructure ETF 5-Feb-2020

104404 Dynamic Active International Dividend ETF 5-Feb-2020

106300 Dynamic Active International ETF 17-Mar-2021

101266 Dynamic Active Investment Grade Floating Rate ETF 16-Mar-2018

101260 Dynamic Active Investment Grade Floating Rate Fund 16-Mar-2018

98917 Dynamic Active Preferred Shares ETF 17-Jan-2017

98907 Dynamic Active Preferred Shares Fund 11-Jan-2017

106301 Dynamic Active Retirement Income+ ETF 17-Mar-2021

100473 Dynamic Active Tactical Bond ETF 13-Sep-2017

100468 Dynamic Active Tactical Bond Fund 13-Sep-2017

98918 Dynamic Active U.S. Dividend ETF 17-Jan-2017

98908 Dynamic Active U.S. Dividend Fund 11-Jan-2017

100474 Dynamic Active U.S. Mid-Cap ETF 13-Sep-2017

100469 Dynamic Active U.S. Mid-Cap Fund 13-Sep-2017

83005 Dynamic Advantage Bond Class 20-Dec-2007

43866 Dynamic Advantage Bond Fund 27-Nov-2000

102077 Dynamic Alpha Performance II Fund 2-Oct-2018

95019 Dynamic Alternative Managed Risk Private Pool Class 29-May-2015

92252 Dynamic Alternative Yield Class 10-Sep-2012

90536 Dynamic Alternative Yield Fund 19-Sep-2011




89353 Dynamic American Class 22-Mar-2011

8810 Dynamic American Value Fund 23-Nov-1979

24011 Dynamic Asia Pacific Equity Fund 3-May-1994

94981 Dynamic Asset Allocation Private Pool 15-May-2014

5595 Dynamic Blue Chip Balanced Fund 4-Mar-1979

10720 Dynamic Blue Chip Equity Fund 25-Nov-1987

5010 Dynamic Canadian Bond Fund 23-Nov-1979

78692 Dynamic Canadian Dividend Fund 29-May-2006

94982 Dynamic Canadian Equity Private Pool Class 15-May-2014

44301 Dynamic Canadian Value Class 25-Jan-2001

96112 Dynamic Conservative Yield Private Pool 27-Feb-2015

96113 Dynamic Conservative Yield Private Pool Class 26-Feb-2015

92253 Dynamic Corporate Bond Strategies Class 10-Sep-2012

90796 Dynamic Corporate Bond Strategies Fund 31-Oct-2011

103652 Dynamic Credit Absolute Return II Fund 19-Jul-2019

92784 Dynamic Credit Spectrum Fund 27-Dec-2012

68197 Dynamic Diversified Real Asset Fund 1-Apr-2005

90974 Dynamic Dividend Advantage Class 5-Dec-2011

21043 Dynamic Dividend Advantage Fund 26-Apr-1993

8869 Dynamic Dividend Fund 3-Sep-1985

80067 Dynamic Dividend Income Class 27-Dec-2006

51027 Dynamic Dividend Income Fund 13-Dec-2002

34055 Dynamic Dollar-Cost Averaging Fund 12-May-1997

106086 Dynamic Emerging Markets Equity Fund 16-Feb-2021

105518 Dynamic Energy Evolution Fund 15-Oct-2020

67694 Dynamic Energy Income Fund 28-Aug-2003

30673 Dynamic Equity Income Fund 16-Jan-1997

52587 Dynamic European Equity Fund 30-Aug-1989

8476 Dynamic Financial Services Fund 26-Nov-1973

30387 Dynamic Focus+Real Estate Fund 15-Jan-1997

96860 Dynamic Global All-Terrain Fund 3-Sep-2015

90768 Dynamic Global Asset Allocation Class 21-Oct-2011

80988 Dynamic Global Asset Allocation Fund 30-Apr-2007

94212 Dynamic Global Balanced Fund 25-Nov-2013

82320 Dynamic Global Discovery Class 26-Sep-2007

43870 Dynamic Global Discovery Fund 27-Nov-2000

80068 Dynamic Global Dividend Class 27-Dec-2006

78146 Dynamic Global Dividend Value Fund 14-Feb-2006

94213 Dynamic Global Equity Fund 25-Nov-2013

98340 Dynamic Global Equity Income Fund 24-Aug-2016

94983 Dynamic Global Equity Private Pool Class 15-May-2014

96862 Dynamic Global Infrastructure Class 2-Sep-2015

81613 Dynamic Global Infrastructure Fund 7-Jul-2007

98341 Dynamic Global Strategic Yield Fund 24-Aug-2016




94984 Dynamic Global Yield Private Pool 15-May-2014

94985 Dynamic Global Yield Private Pool Class 15-May-2014

25379 Dynamic High Yield Bond Fund 20-Dec-1995

106002 Dynamic International Discovery Fund 4-Feb-2021

96114 Dynamic International Dividend Private Pool 26-Feb-2015

21044 Dynamic International Equity Fund 26-Apr-1993

93875 Dynamic Investment Grade Floating Rate Fund 29-Aug-2013

98916 Dynamic iShares Active Global Dividend ETF 17-Jan-2017

104291 Dynamic Liquid Alternatives Private Pool 7-Jan-2020

44368 Dynamic Money Market Class 25-Jan-2001

35177 Dynamic Money Market Fund 6-Apr-1998

96115 Dynamic North American Dividend Private Pool 26-Feb-2015

44351 Dynamic Power American Growth Class 25-Jan-2001

36251 Dynamic Power American Growth Fund 16-Jul-1998

36252 Dynamic Power Balanced Fund 16-Jul-1998

21041 Dynamic Power Canadian Growth Fund 26-Apr-1993

84169 Dynamic Power Global Balanced Class 25-Jun-2008

44358 Dynamic Power Global Growth Class 25-Jan-2001

88874 Dynamic Power Global Growth Fund 17-Dec-2010

84167 Dynamic Power Global Navigator Class 25-Jun-2008

25377 Dynamic Power Small Cap Fund 20-Dec-1995

8039 Dynamic Precious Metals Fund 23-Jan-1984

93137 Dynamic Preferred Yield Class 2-Apr-2013

97352 Dynamic Premium Bond Private Pool 18-Jan-2016

97353 Dynamic Premium Bond Private Pool Class 18-Jan-2016

97457 Dynamic Premium Yield Class 2-Mar-2016

94037 Dynamic Premium Yield Fund 11-Oct-2013

102078 Dynamic Premium Yield PLUS Fund 2-Oct-2018

103072 Dynamic Real Estate & Infrastructure Income II Fund 25-Mar-2019

104707 Dynamic Retirement Income+ Fund 20-Jan-2021

86798 Dynamic Short Term Bond Fund 31-Dec-2009

32077 Dynamic Small Business Fund 4-Jun-1997

81614 Dynamic Strategic Energy Class 11-Jun-2007

86133 Dynamic Strategic Gold Class 16-Jul-2009

90537 Dynamic Strategic Resource Class 14-Nov-2011

85956 Dynamic Strategic Yield Class 3-Jul-2009

85531 Dynamic Strategic Yield Fund 18-Feb-2009

96116 Dynamic Tactical Bond Private Pool 26-Feb-2015

88296 Dynamic Total Return Bond Class 24-Aug-2010

88297 Dynamic Total Return Bond Fund 24-Aug-2010

89352 Dynamic U.S. Balanced Class 22-Mar-2011

93315 Dynamic U.S. Dividend Advantage Fund 3-May-2013

98342 Dynamic U.S. Equity Income Fund 24-Aug-2016

94986 Dynamic U.S. Equity Private Pool Class 15-May-2014




93927 Dynamic U.S. Monthly Income Fund 23-Sep-2013

95459 Dynamic U.S. Sector Focus Class 19-Sep-2014

98343 Dynamic U.S. Strategic Yield Fund 24-Aug-2016

80069 Dynamic Value Balanced Class 7-Dec-2006

35176 Dynamic Value Balanced Fund 6-Apr-1998

27652 Dynamic Value Fund of Canada 29-Dec-1995

83256 DynamicEdge Balanced Class Portfolio 30-Jan-2008

83257 DynamicEdge Balanced Growth Class Portfolio 30-Jan-2008

83258 DynamicEdge Balanced Growth Portfolio 30-Jan-2008

72296 DynamicEdge Balanced Income Portfolio 14-Jul-2004

83259 DynamicEdge Balanced Portfolio 30-Jan-2008

91252 DynamicEdge Conservative Class Portfolio 31-Jan-2012

91253 DynamicEdge Defensive Portfolio 31-Jan-2012

83260 DynamicEdge Equity Class Portfolio 30-Jan-2008

83261 DynamicEdge Equity Portfolio 30-Jan-2008

83262 DynamicEdge Growth Class Portfolio 30-Jan-2008

83263 DynamicEdge Growth Portfolio 30-Jan-2008

101677 E Split Corp. 19-Jun-2018

72603 E-L Financial Corporation Limited 31-Aug-2004

105728 E2Gold Inc. 21-Dec-2020

77692 Eagle Credit Card Trust 8-Nov-2005

26339 Eagle Plains Resources Ltd. 7-Jun-1995

45156 EarlyRain Inc. (T) 22-Sep-2000

29478 EarthRenew Inc. 30-Jul-1996

94274 East Africa Metals Inc. 4-Apr-2013

91650 East Coast Investment Grade Income Fund 27-Apr-2012

79535 Eastern Platinum Limited 23-Dec-2010

97856 EastWest Bioscience Inc. 11-Jan-2017

23231 Easy Street Adventures Inc. (CT) 18-Feb-1994 25-Mar-2002

98725 ECN Capital Corp. 3-Oct-2016

90366 EcoSynthetix Inc. 27-Jul-2011

105823 Eden Empire Inc. 14-May-2020

84981 EdgePoint Canadian Growth & Income Portfolio 11-Nov-2008

84982 EdgePoint Canadian Portfolio 11-Nov-2008

84983 EdgePoint Global Growth & Income Portfolio 11-Nov-2008

84984 EdgePoint Global Portfolio 11-Nov-2008

5308 Edinburgh House (CT) 2-Dec-1980 19-Feb-1993

41225 eFunds Bloomberg U.S. Internet Index Fund (CT) 9-Mar-2000 25-Mar-2002

101809 EHP Advantage Alternative Fund 16-Aug-2018

101810 EHP Advantage International Alternative Fund 16-Aug-2018

101813 EHP Foundation International Alternative Fund 16-Aug-2018

101811 EHP Global Arbitrage Alternative Fund 16-Aug-2018

101814 EHP Select Alternative Fund 16-Aug-2018

106682 EHP Strategic Income Alternative Fund 1-Jun-2021




30877 Eldorado Gold Corporation 23-Dec-1996

42308 Electrovaya Inc. 3-Nov-2000

92210 Element Fleet Management Corp. 13-Aug-2012

105347 Element Nutritional Sciences Inc. 14-May-2021

106902 Elemental Royalties Corp. 1-Oct-2021

103053 Elementos Limited 3-Jan-2019

105937 Eloro Resources Ltd. 30-Dec-2020

103585 Else Nutrition Holdings Inc. (formerly ASB Capital Inc.) 2-Oct-2020

98928 Emblem Corp. 31-Oct-2017

38212 Emera Incorporated 11-Feb-1999

99307 Emerald Health Therapeutics, Inc. (formerly T-Bird Pharma 26-Jan-2017

Inc.)

103011 Emerge ARK AI & Big Data ETF 19-Jun-2019

103012 Emerge ARK Autonomous Tech & Robotics ETF 19-Jun-2019

103443 Emerge ARK Fintech Innovation ETF 19-Jun-2019

103013 Emerge ARK Genomics & Biotech ETF 19-Jun-2019

103014 Emerge ARK Global Disruptive Innovation ETF 19-Jun-2019

106286 Emerge ARK Space Exploration ETF 22-Mar-2021

82414 Emerging Markets Equity Corporate Class 2-Oct-2007

32249 Emerging Markets Equity Fund 13-Aug-1997

77532 Emerging Markets Equity Pool 3-Nov-2005

6118 Empire Company Limited 15-Apr-1982

90976 Empire Life Dividend Growth Mutual Fund 5-Jan-2012

90977 Empire Life Emblem Aggressive Growth Portfolio 5-Jan-2012

90978 Empire Life Emblem Balanced Portfolio 5-Jan-2012

90979 Empire Life Emblem Conservative Portfolio 5-Jan-2012

94378 Empire Life Emblem Diversified Income Portfolio 17-Jan-2014

90980 Empire Life Emblem Growth Portfolio 5-Jan-2012

90981 Empire Life Emblem Moderate Growth Portfolio 5-Jan-2012

90983 Empire Life Monthly Income Mutual Fund 5-Jan-2012

106045 Empress Royalty Corp. 4-Feb-2021

81271 Enablence Technologies Inc 19-Oct-2007

102825 Enbridge Gas Inc. 1-Jan-2019

21247 Enbridge Inc. 5-Dec-1986

8199 Enbridge Pipelines Inc. 5-Dec-1986

85365 Encanto Potash Corp. 31-Mar-2014

85371 Encasa Canadian Bond Fund 16-Dec-2020

85374 Encasa Canadian Short-Term Bond Fund 16-Dec-2020

85372 Encasa Equity Fund 16-Dec-2020

66984 Endeavour Mining Corporation 14-Sep-2010

86481 Endeavour Silver Corp. 28-Sep-2009

94881 Endo International plc 28-Feb-2014

88520 Enerdynamic Hybrid Technologies Corp. 1-Mar-2011

90407 Enerflex Ltd. 1-Jun-2011




5678 Energex Minerals Ltd. (CT) 10-Dec-1979 25-Mar-2002

96661 Energy Credit Opportunities Income Fund 29-May-2015

80331 Energy Fuels Inc. 25-Mar-2011

77460 Energy Income Fund 28-Sep-2005

89186 Enerplus Corporation 1-Jan-2011

105743 Engine Media Holdings, Inc. (formerly Torque Esports Corp.) 25-Mar-2021

101742 Engineer Gold Mines Ltd. 1-Jun-2018

97282 Enhanced Income Portfolio 17-Dec-2015

78499 EnQuest Energy Services Corp. 12-Apr-2006

79014 Enseco Energy Services Corp. 23-Oct-2006

72279 Enterprise Group, Inc. 28-Jun-2004

105309 Enthusiast Gaming Holdings Inc. (formerly J55 Capital Corp.)26-Aug-2020

100971 Entourage Health Corp. 3-Jan-2018

91437 Entrec Corporation 14-Feb-2012

82820 Entree Resources Ltd. 20-Nov-2007

77369 EnviroGold Global Limited 8-Jul-2005

87198 EnWave Corporation 9-Nov-2017

39248 EPCOR Utilities Inc. 22-Jun-1999

101812 EPH Foundation Alternative Fund 16-Aug-2018

93793 Epic Fusion Corp. 1-Jul-2013

87993 Epoch Global Equity Class 23-Jul-2010

23083 Epoch Global Equity Fund 23-Dec-1993

79243 Epoch Global Shareholder Yield Fund 24-Jul-2007

12989 Epoch International Equity Fund 26-Jul-2013

87998 Epoch U.S. Large-Cap Value Class 23-Jul-2010

50959 Epoch U.S. Large-Cap Value Fund 4-Nov-2002

94569 Epoch U.S. Shareholder Yield Fund 28-Feb-2014

91457 Epsilon Energy Ltd. 22-Feb-2012

86040 EQ Inc. 28-May-2009

43807 *Equilar Technologies Corporation (CT) 26-Sep-2000 02-Oct-2003

98745 Equinox Gold Corp. 6-Oct-2016

70402 Equitable Group Inc. 11-Mar-2004

70200 Erdene Resource Development Corporation 5-Mar-2004

100581 Ero Copper Corp. 11-Oct-2017

15745 ERRA Resources 1990 (CT) Exploration and Development 10-Aug-1990 10-Feb-1993

L.P.

106847 ESE Entertainment Inc. 14-Jul-2021

88071 ESG Global Impact Capital Inc. 30-Jul-2010

90673 Esrey Resources Ltd. 8-Sep-2011

87783 Essential Energy Services Ltd. 29-Apr-2010

106335 Ether Capital Corporation (formerly named Movit Media Corp.) 9-Mar-2021

106345 Ether ETF 16-Apr-2021

106283 Eupraxia Pharmaceuticals Inc. 3-Mar-2021

97190 Eureka 93 Inc. 30-Jun-2015




25511 Euro Ressources S.A. 28-Feb-1995

79082 Euro Sun Mining Inc. 28-Oct-2010

85266 Eurogas International Inc. 26-Mar-2009

100045 European Residential Real Estate Investment Trust 3-May-2017

90679 Eurotin Inc. 31-Aug-2011

106465 EverGen Infrastructure Corp. 27-Jul-2021

78988 Evertz Technologies Limited 23-Jun-2006

100288 Evolve Active Canadian Preferred Share ETF 15-Aug-2017

101340 Evolve Active Core Fixed Income Fund 23-Mar-2018

102389 Evolve Active Global Fixed Income Fund 1-Nov-2018

100379 Evolve Automobile Innovation Index ETF 9-Aug-2017

105684 Evolve Cloud Computing Index Fund 4-Jan-2021

107133 Evolve Cryptocurrencies ETF 21-Sep-2021

100380 Evolve Cyber Security Index ETF 9-Aug-2017

103897 Evolve Dividend Stability Preferred Share Index ETF 20-Sep-2019

103444 Evolve E-Gaming Index ETF 6-Jun-2019

106388 Evolve FANGMA Index ETF 30-Apr-2021

103219 Evolve Fund Corp. 29-Apr-2019

105255 Evolve Future Leadership Fund 8-Sep-2020

100381 Evolve Global Healthcare Enhanced Yield Fund 9-Aug-2017

103445 Evolve Global Materials & Mining Enhanced Yield Index ETF 6-Jun-2019

101480 Evolve Innovation Index Fund 23-Apr-2018

106553 Evolve S&P 500 CleanBeta Fund 30-Apr-2021

106554 Evolve S&P/TSX 60 CleanBeta Fund 30-Apr-2021

100383 Evolve US Banks Enhanced Yield Fund 9-Aug-2017

27768 Evolved Digital Systems Inc. 1-Feb-1996

97174 exactEarth Ltd. 4-Feb-2016

89299 Exall Energy Corporation 1-Feb-2011

71766 Excellon Resources Inc. 2-Jun-2009

95297 Excelsior Mining Corp. 24-Jun-2014

86377 Exchange Income Corporation 4-Sep-2009

9765 Exco Technologies Limited 6-Oct-1986

96166 Exemplar Growth and Income Fund 20-Mar-2015

94507 Exemplar Performance Fund 11-Mar-2014

42176 EXFO INC. 29-Jun-2000

96908 Exro Technologies Inc 11-Apr-2014

92151 Extendicare Inc. 1-Jul-2012

96224 Fabled Silver Gold Corp. 1-Apr-2015

82426 Faircourt Gold Income Corp. 30-Oct-2007

78239 Faircourt Split Trust 28-Feb-2006

7546 Fairfax Financial Holdings Limited 3-Jul-1986

95909 Fairfax India Holdings Corporation 23-Jan-2015

78092 FairWest Energy Corporation 23-May-2007

98844 Falco Resources Ltd. (formerly Falco Pacific Resource Group 15-Nov-2016




Inc.)

78326 Falcon Oil & Gas Ltd. 6-Mar-2006

42993 Family Single Student Education Savings Plan 23-Aug-2000

106949 FansUnite Entertainment Inc. (formerly, HIC Horizon 9-Jul-2021

Investments Capital Ltd.)

9462 Fantom Technologies Inc. (T) 14-May-1986

106263 Farmers Edge Inc. 24-Feb-2021

40500 *FarmGro Organic Foods Inc. (CT) 28-Jan-2000 09-Jan-2004

103870 FAX Capital Corp. 18-Oct-2019

96871 Federated Hermes Strategic Value U.S. Equity Dividend Fund 9-Dec-2015

66310 Fédération des caisses Desjardins du Québec 1-Jan-2017

45648 Fennec Pharmaceuticals Inc. 28-May-2001

81153 Feronia Inc. 5-Aug-2008

103286 Fidelity - IG Canadian Equity Pool 12-Jul-2019

96268 Fidelity 20/80 Fund 21-Apr-2015

105798 Fidelity All-in-One Balanced ETF 14-Jan-2021

105799 Fidelity All-in-One Balanced ETF Fund 14-Jan-2021

105800 Fidelity All-in-One Growth ETF 14-Jan-2021

105801 Fidelity All-in-One Growth ETF Fund 14-Jan-2021

97499 Fidelity American Balanced Currency Neutral Fund 26-Apr-2016

97307 Fidelity American Balanced Fund 30-Oct-2015

49399 Fidelity American Disciplined Equity Class 17-Jun-2002

86341 Fidelity American Disciplined Equity Currency Neutral Class 25-Sep-2009

86547 Fidelity American Disciplined Equity Currency Neutral Fund 25-Sep-2009

49405 Fidelity American Disciplined Equity Fund 17-Jun-2002

94367 Fidelity American Equity Class 23-Dec-2013

94934 Fidelity American Equity Currency Neutral Class 16-May-2014

50491 Fidelity American Equity Fund 9-Oct-2002

103255 Fidelity American Equity Systematic Currency Hedged Fund 22-May-2019

79669 Fidelity American High Yield Currency Hedged Fund 19-Oct-2006

100477 Fidelity American High Yield Currency Neutral Investment 5-Oct-2017

Trust

23435 Fidelity American High Yield Fund 14-Feb-1994

100478 Fidelity American High Yield Investment Trust 5-Oct-2017

80642 Fidelity AsiaStar Class 16-Mar-2007

78537 Fidelity AsiaStar Fund 25-Apr-2006

90902 Fidelity Asset Allocation Currency Neutral Private Pool 2-Dec-2011

90903 Fidelity Asset Allocation Private Pool 2-Dec-2011

106447 Fidelity Asset Allocation Private Pool Trust 3-May-2021

80651 Fidelity Balanced Class Portfolio 16-Mar-2007

86342 Fidelity Balanced Currency Neutral Private Pool 25-Sep-2009

86343 Fidelity Balanced Income Currency Neutral Private Pool 25-Sep-2009

84865 Fidelity Balanced Income Private Pool 5-Nov-2008

106448 Fidelity Balanced Income Private Pool Trust 3-May-2021




98692 Fidelity Balanced Managed Risk Portfolio 2-Nov-2016

80486 Fidelity Balanced Portfolio 16-Mar-2007

84866 Fidelity Balanced Private Pool 5-Nov-2008

106449 Fidelity Balanced Private Pool Trust 3-May-2021

42504 Fidelity Canadian Aggressive Fund 18-Jul-2000

80643 Fidelity Canadian Asset Allocation Class 16-Mar-2007

25633 Fidelity Canadian Asset Allocation Fund 20-Dec-1994

46811 Fidelity Canadian Balanced Class 6-Sep-2001

36889 Fidelity Canadian Balanced Fund 21-Sep-1998

13002 Fidelity Canadian Bond Fund 9-Feb-1988

105375 Fidelity Canadian Core Equity Fund 8-Oct-2020

46797 Fidelity Canadian Disciplined Equity Class 6-Sep-2001

36887 Fidelity Canadian Disciplined Equity Fund 21-Sep-1998

84867 Fidelity Canadian Equity Multi-Asset Base Fund 5-Nov-2008

84868 Fidelity Canadian Equity Private Pool 5-Nov-2008

94960 Fidelity Canadian Focused Equity Multi-Asset Base Fund 16-May-2014

103940 Fidelity Canadian Fundamental Equity Multi-Asset Base Fund 8-Nov-2019

104828 Fidelity Canadian Government Long Bond Index Multi-Asset 28-May-2020

Base Fund

46796 Fidelity Canadian Growth Company Class 6-Sep-2001

24326 Fidelity Canadian Growth Company Fund 6-Jul-1994

101986 Fidelity Canadian High Dividend Index ETF 4-Sep-2018

101987 Fidelity Canadian High Dividend Index ETF Fund 4-Sep-2018

102553 Fidelity Canadian High Quality Index ETF 8-Jan-2019

102555 Fidelity Canadian High Quality Index ETF Fund 8-Jan-2019

90552 Fidelity Canadian Large Cap Class 11-Sep-2011

13001 Fidelity Canadian Large Cap Fund 9-Feb-1988

102556 Fidelity Canadian Low Volatility Index ETF 8-Jan-2019

102557 Fidelity Canadian Low Volatility Index ETF Fund 8-Jan-2019

104808 Fidelity Canadian Momentum Index ETF 28-May-2020

17225 Fidelity Canadian Money Market Fund 25-Jan-1991

101609 Fidelity Canadian Money Market Investment Trust 1-Jun-2018

104199 Fidelity Canadian Monthly High Income ETF 8-Jan-2020

104200 Fidelity Canadian Monthly High Income ETF Fund 8-Jan-2020

72673 Fidelity Canadian Opportunities Class 20-Oct-2004

99866 Fidelity Canadian Real Return Bond Index Multi-Asset Base 1-Jun-2017

Fund

25833 Fidelity Canadian Short Term Bond Fund 18-Jan-1995

103714 Fidelity Canadian Short Term Corporate Bond ETF 29-Aug-2019

103715 Fidelity Canadian Short Term Corporate Bond ETF Fund 29-Aug-2019

98860 Fidelity Canadian Short Term Fixed Income Multi-Asset Base 4-Jan-2017

Fund

46812 Fidelity Canadian Short Term Income Class 6-Sep-2001

104809 Fidelity Canadian Value Index ETF 28-May-2020




102550 Fidelity CanAm Opportunities Class 8-Jan-2019

102551 Fidelity CanAm Opportunities Currency Neutral Class 8-Jan-2019

80644 Fidelity China Class 16-Mar-2007

78441 Fidelity China Fund 31-Mar-2006

77453 Fidelity ClearPath 2005 Portfolio 19-Oct-2005









94935 Fidelity ClearPath 2050 Portfolio 16-May-2014

94936 Fidelity ClearPath 2055 Portfolio 16-May-2014

77355 Fidelity ClearPath Income Portfolio 19-Oct-2005

101346 Fidelity ClearPath® 2060 Portfolio 4-Apr-2018

106450 Fidelity Climate Leadership Balanced Fund 3-May-2021

106451 Fidelity Climate Leadership Bond Fund 3-May-2021

106452 Fidelity Climate Leadership Fund 3-May-2021

84869 Fidelity Concentrated Canadian Equity Multi-Asset Base Fund 5-Nov-2008

84870 Fidelity Concentrated Canadian Equity Private Pool 5-Nov-2008

91634 Fidelity Concentrated Value Investment Trust 1-May-2012

91635 Fidelity Concentrated Value Private Pool 1-May-2012

95738 Fidelity Conservative Income Private Pool 14-Nov-2014

98693 Fidelity Conservative Managed Risk Portfolio 2-Nov-2016

90897 Fidelity Convertible Securities Multi-Asset Base Fund 2-Dec-2011

88254 Fidelity Corporate Bond Class 17-Sep-2010

88255 Fidelity Corporate Bond Fund 17-Sep-2010

107072 Fidelity Disruptive Automation Class 15-Sep-2021

107073 Fidelity Disruptive Automation Investment Trust 15-Sep-2021

107075 Fidelity Disruptors Class 15-Sep-2021

80645 Fidelity Dividend Class 16-Mar-2007

75396 Fidelity Dividend Fund 10-May-2005

97014 Fidelity Dividend Multi-Asset Base Fund 16-Oct-2015

92814 Fidelity Dividend Plus Class 23-Jan-2013

75397 Fidelity Dividend Plus Fund 10-May-2005

83475 Fidelity Emerging Markets Class 18-Mar-2008

90898 Fidelity Emerging Markets Debt Multi-Asset Base Fund 2-Dec-2011

90899 Fidelity Emerging Markets Equity Multi-Asset Base Fund 2-Dec-2011

25383 Fidelity Emerging Markets Fund 1-Nov-1994

100479 Fidelity Emerging Markets Investment Trust 5-Oct-2017

101347 Fidelity Emerging Markets Local Currency Debit Multi-Asset 4-Apr-2018

Base Fund




46802 Fidelity Europe Class 6-Sep-2001

19416 Fidelity Europe Fund 1-Jun-1992

46803 Fidelity Far East Class 6-Sep-2001

18142 Fidelity Far East Fund 25-Sep-1991

94937 Fidelity Floating Rate High Income Currency Neutral Fund 16-May-2014

103941 Fidelity Floating Rate High Income Currency Neutral 11-Oct-2019

Multi-Asset Base Fund

93972 Fidelity Floating Rate High Income Fund 1-Oct-2013

90900 Fidelity Floating Rate High Income Multi-Asset Base Fund 2-Dec-2011

32091 Fidelity Focus Consumer Industries Fund 29-May-1997

32092 Fidelity Focus Financial Services Fund 29-May-1997

32093 Fidelity Focus Health Care Fund 29-May-1997

32094 Fidelity Focus Natural Resources Fund 29-May-1997

42507 Fidelity Focus Telecommunications Fund 30-Jun-2000

101345 Fidelity Founders Class 4-Apr-2018

101344 Fidelity Founders Currency Neutral Class 4-Apr-2018

101343 Fidelity Founders Investment Trust 4-Apr-2018

100599 Fidelity Global Asset Allocation Currency Neutral Private Pool 17-Oct-2017

20393 Fidelity Global Asset Allocation Fund 20-Jan-1993

100600 Fidelity Global Asset Allocation Private Pool 17-Oct-2017

80652 Fidelity Global Balanced Class Portfolio 16-Mar-2007

80487 Fidelity Global Balanced Portfolio 16-Mar-2007

80658 Fidelity Global Bond Currency Neutral Fund 16-Mar-2007

100480 Fidelity Global Bond Currency Neutral Multi-Asset Base Fund 5-Oct-2017

79671 Fidelity Global Bond Fund 16-Mar-2007

100481 Fidelity Global Bond Multi-Asset Base Fund 5-Oct-2017

46804 Fidelity Global Class 6-Sep-2001

94368 Fidelity Global Concentrated Equity Class 23-Dec-2013

100601 Fidelity Global Concentrated Equity Currency Neutral Fund 17-Oct-2017

47623 Fidelity Global Concentrated Equity Fund 20-Nov-2001

47341 Fidelity Global Consumer Industries Class 6-Sep-2001

103720 Fidelity Global Core Plus Bond ETF 29-Aug-2019

103721 Fidelity Global Core Plus Bond ETF Fund 29-Aug-2019

103942 Fidelity Global Credit Ex-U.S. Currency Neutral Multi-Asset 11-Oct-2019

Base Fund

100482 Fidelity Global Credit Ex-U.S. Investment Trust 5-Oct-2017

49400 Fidelity Global Disciplined Equity Class 17-Jun-2002

86344 Fidelity Global Disciplined Equity Currency Neutral Class 25-Sep-2009

49839 Fidelity Global Disciplined Equity Fund 17-Jun-2002

80646 Fidelity Global Dividend Class 16-Mar-2007

80482 Fidelity Global Dividend Fund 16-Mar-2007

92815 Fidelity Global Dividend Investment Trust 23-Jan-2013

86345 Fidelity Global Equity Currency Neutral Private Pool 25-Sep-2009

84872 Fidelity Global Equity Investment Trust 5-Nov-2008




84873 Fidelity Global Equity Private Pool 5-Nov-2008

46806 Fidelity Global Financial Services Class 6-Sep-2001

101610 Fidelity Global Growth and Value Class 1-Jun-2018

101611 Fidelity Global Growth and Value Currency Neutral Class 1-Jun-2018

101612 Fidelity Global Growth and Value Investment Trust 1-Jun-2018

80654 Fidelity Global Growth Class Portfolio 16-Mar-2007

80489 Fidelity Global Growth Portfolio 16-Mar-2007

46807 Fidelity Global Health Care Class 6-Sep-2001

93914 Fidelity Global High Yield Multi-Asset Base Fund 1-Oct-2013

80650 Fidelity Global Income Class Portfolio 16-Mar-2007

80485 Fidelity Global Income Portfolio 30-Jun-2007

100595 Fidelity Global Innovators Class 17-Oct-2017

100596 Fidelity Global Innovators Currency Neutral Class 17-Oct-2017

100597 Fidelity Global Innovators Investment Trust 17-Oct-2017

96271 Fidelity Global Intrinsic Value Class 21-Apr-2015

97015 Fidelity Global Intrinsic Value Currency Neutral Class 16-Oct-2015

106453 Fidelity Global Intrinsic Value Fund 3-May-2021

104810 Fidelity Global Investment Grade Bond ETF 28-May-2020

104829 Fidelity Global Investment Grade Bond ETF Fund 28-May-2020

89507 Fidelity Global Large Cap Currency Neutral Class 30-Mar-2011

89508 Fidelity Global Large Cap Equity Class 30-Mar-2011

89509 Fidelity Global Large Cap Fund 30-Mar-2011

104201 Fidelity Global Monthly High Income ETF 8-Jan-2020

104202 Fidelity Global Monthly High Income ETF Fund 8-Jan-2020

97500 Fidelity Global Monthly Income Currency Neutral Fund 26-Apr-2016

80483 Fidelity Global Monthly Income Fund 16-Mar-2007

46808 Fidelity Global Natural Resources Class 6-Sep-2001

80647 Fidelity Global Real Estate Class 16-Mar-2007

78442 Fidelity Global Real Estate Fund 19-Oct-2006

100483 Fidelity Global Real Estate Multi-Asset Base Fund 5-Oct-2017

89511 Fidelity Global Small Cap Fund 30-Mar-2011

96272 Fidelity Global Small/Mid Cap Equity Investment Trust 21-Apr-2015

105408 Fidelity Global Value Long/Short Fund (formerly, Fidelity 9-Oct-2020

Concentrated Value Plus Fund)

83018 Fidelity Greater Canada Class 3-Jan-2008

83004 Fidelity Greater Canada Fund 3-Jan-2008

80653 Fidelity Growth Class Portfolio 30-Nov-2007

80488 Fidelity Growth Portfolio 16-Mar-2007

90901 Fidelity High Income Commercial Real Estate Multi-Asset 2-Dec-2011

Base Fund

75398 Fidelity Income Allocation Fund 10-May-2005

80649 Fidelity Income Class Portfolio 16-Mar-2007

80484 Fidelity Income Portfolio 16-Mar-2007

107076 Fidelity Inflation-Focused Fund 15-Sep-2021




98861 Fidelity Insights Class 4-Jan-2017

98862 Fidelity Insights Currency Neutral Class 4-Jan-2017

98863 Fidelity Insights Investment Trust 4-Jan-2017

103256 Fidelity Insights Systematic Currency Hedged Fund 22-May-2019

100602 Fidelity International Concentrated Equity Currency Neutral 17-Oct-2017

Fund

78444 Fidelity International Concentrated Equity Fund 25-Apr-2006

80648 Fidelity International Disciplined Equity Class 16-Mar-2007

86346 Fidelity International Disciplined Equity Currency Neutral 25-Sep-2009

Class

78443 Fidelity International Disciplined Equity Fund 25-Apr-2006

100484 Fidelity International Disciplined Equity Investment Trust 5-Oct-2017

86347 Fidelity International Equity Currency Neutral Private Pool 25-Sep-2009

84874 Fidelity International Equity Investment Trust 5-Nov-2008

103257 Fidelity International Equity Multi-Asset Base Fund 22-May-2019

84875 Fidelity International Equity Private Pool 5-Nov-2008

38716 Fidelity International Growth Fund 18-May-1999

93915 Fidelity International Growth Multi-Asset Base Fund 1-Oct-2013

101988 Fidelity International High Dividend Index ETF 4-Sep-2018

101989 Fidelity International High Dividend Index ETF Fund 4-Sep-2018

102558 Fidelity International High Quality Index ETF 8-Jan-2019

102559 Fidelity International High Quality Index ETF Fund 8-Jan-2019

102560 Fidelity International Low Volatility Index ETF 8-Jan-2019

102561 Fidelity International Low Volatility Index ETF Fund 8-Jan-2019

104811 Fidelity International Momentum Index ETF 28-May-2020

10796 Fidelity International Portfolio Fund 9-Feb-1988

104812 Fidelity International Value Index ETF 28-May-2020

100870 Fidelity Investment Grade Total Bond Currency Neutral Fund 9-Jan-2018

100871 Fidelity Investment Grade Total Bond Fund 9-Jan-2018

46805 Fidelity Japan Class 6-Sep-2001

21430 Fidelity Japan Fund 6-Jul-1993

104813 Fidelity Long-Term Leaders Currency Neutral Fund 22-Sep-2020

104835 Fidelity Long-Term Leaders Fund 22-Sep-2020

105409 Fidelity Long/Short Alternative Fund (formerly, Fidelity North 9-Oct-2020

American Directional Long Short Fund)

105410 Fidelity Market Neutral Alternative Fund (formerly, Fidelity 9-Oct-2020

North American Market Neutral Fund)

90553 Fidelity Monthly Income Class 3-Apr-2018

67724 Fidelity Monthly Income Fund 17-Oct-2003

105802 Fidelity Multi-Asset Innovation Fund 14-Jan-2021

99867 Fidelity Multi-Sector Bond Currency Neutral Fund 1-May-2017

99868 Fidelity Multi-Sector Bond Fund 1-May-2017

105803 Fidelity Multi-Sector Bond Hedged Multi-Asset Base Fund 31-Mar-2021

93916 Fidelity North American Dividend Private Pool 1-Oct-2013




97022 Fidelity North American Equity Class 16-Oct-2015

97016 Fidelity North American Equity Investment Trust 16-Oct-2015

94938 Fidelity NorthStar Balanced Currency Neutral Fund 16-May-2014

94939 Fidelity NorthStar Balanced Fund 16-May-2014

50511 Fidelity NorthStar Class 9-Oct-2002

89512 Fidelity NorthStar Currency Neutral Class 30-Mar-2011

50490 Fidelity NorthStar Fund 30-Jun-2007

94369 Fidelity Overseas Class 23-Dec-2013

84871 Fidelity Premium Fixed Income Private Pool 5-Nov-2008

88256 Fidelity Premium Fixed Income Private Pool Class 17-Sep-2010

84876 Fidelity Premium Money Market Private Pool 5-Nov-2008

91636 Fidelity Premium Tactical Fixed Income Capital Yield Private 1-May-2012

Pool

46801 Fidelity Small Cap America Class 6-Sep-2001

94940 Fidelity Small Cap America Currency Neutral Class 16-May-2014

23815 Fidelity Small Cap America Fund 29-Mar-1994

103258 Fidelity Small Cap America Systematic Currency Hedged 22-May-2019

Fund

83476 Fidelity Special Situations Class 18-Mar-2008

80663 Fidelity Special Situations Fund 16-Mar-2007

97501 Fidelity Strategic Income Currency Neutral Fund 26-Apr-2016

103250 Fidelity Sustainable World ETF 22-May-2019

103259 Fidelity Sustainable World ETF Fund 22-May-2019

103722 Fidelity Systematic Canadian Bond Index ETF 29-Aug-2019

103723 Fidelity Systematic Canadian Bond Index ETF Fund 29-Aug-2019

103717 Fidelity Systematic U.S. High Yield Bond Currency Neutral 29-Aug-2019

EFT Fund

103716 Fidelity Systematic U.S. High Yield Bond Currency Neutral 29-Aug-2019

ETF

103718 Fidelity Systematic U.S. High Yield Bond ETF 29-Aug-2019

103719 Fidelity Systematic U.S. High Yield Bond ETF Fund 29-Aug-2019

91639 Fidelity Tactical Fixed Income Fund 1-May-2012

101990 Fidelity Tactical Global Dividend ETF Fund 4-Sep-2018

94941 Fidelity Tactical High Income Currency Neutral Fund 16-May-2014

94942 Fidelity Tactical High Income Fund 16-May-2014

89506 Fidelity Tactical Strategies Fund 30-Mar-2011

46809 Fidelity Technology Innovators Class 6-Sep-2001

32095 Fidelity Technology Innovators Fund 29-May-1997

46798 Fidelity True North Class 6-Sep-2001

29138 Fidelity True North Fund 21-Aug-1996

92817 Fidelity U.S. All Cap Class 30-Nov-2013

94943 Fidelity U.S. All Cap Currency Neutral Class 16-May-2014

92818 Fidelity U.S. All Cap Fund 23-Jan-2013

93917 Fidelity U.S. Balanced Private Pool 1-Oct-2013




95739 Fidelity U.S. Bond Multi-Asset Base Fund 14-Nov-2014

105376 Fidelity U.S. Core Equity Fund 8-Oct-2020

92420 Fidelity U.S. Dividend Currency Neutral Fund 29-Oct-2012

101991 Fidelity U.S. Dividend for Rising Rates Currency Neutral 4-Sep-2018

Index ETF

101992 Fidelity U.S. Dividend for Rising Rates Currency Neutral 4-Sep-2018

Index ETF Fund

101993 Fidelity U.S. Dividend for Rising Rates Index ETF 4-Sep-2018

101994 Fidelity U.S. Dividend for Rising Rates Index ETF Fund 4-Sep-2018

92421 Fidelity U.S. Dividend Fund 29-Oct-2012

92422 Fidelity U.S. Dividend Investment Trust 29-Oct-2012

92816 Fidelity U.S. Dividend Registered Fund 23-Jan-2013

103260 Fidelity U.S. Dividend Systematic Currency Hedged Fund 22-May-2019

86348 Fidelity U.S. Equity Currency Neutral Private Pool 25-Sep-2009

84877 Fidelity U.S. Equity Investment Trust 5-Nov-2008

84878 Fidelity U.S. Equity Private Pool 5-Nov-2008

46800 Fidelity U.S. Focused Stock Class 6-Sep-2001

94944 Fidelity U.S. Focused Stock Currency Neutral Class 16-May-2014

16626 Fidelity U.S. Focused Stock Fund 21-Sep-1990

104203 Fidelity U.S. Growth Opportunities Class 8-Jan-2020

104204 Fidelity U.S. Growth Opportunities Investment Trust 8-Jan-2020

104205 Fidelity U.S. Growth Opportunities Systematic Currency 8-Jan-2020

Hedged Class

101995 Fidelity U.S. High Dividend Currency Neutral Index ETF 4-Sep-2018

101996 Fidelity U.S. High Dividend Currency Neutral Index ETF Fund 4-Sep-2018

101997 Fidelity U.S. High Dividend Index ETF 4-Sep-2018

101998 Fidelity U.S. High Dividend Index ETF Fund 4-Sep-2018

102562 Fidelity U.S. High Quality Currency Neutral Index ETF 8-Jan-2019

102566 Fidelity U.S. High Quality Currency Neutral Index ETF Fund 8-Jan-2019

102563 Fidelity U.S. High Quality Index ETF 8-Jan-2019

102564 Fidelity U.S. High Quality Index ETF Fund 8-Jan-2019

102567 Fidelity U.S. Low Volatility Currency Neutral Index ETF 8-Jan-2019

102568 Fidelity U.S. Low Volatility Currency Neutral Index ETF Fund 8-Jan-2019

102565 Fidelity U.S. Low Volatility Index ETF 8-Jan-2019

104830 Fidelity U.S. Momentum Currency Neutral Index ETF 28-May-2020

104831 Fidelity U.S. Momentum Index ETF 28-May-2020

24330 Fidelity U.S. Money Market Fund 25-Jan-1996

100485 Fidelity U.S. Money Market Investment Trust 5-Oct-2017

94946 Fidelity U.S. Monthly Income Currency Neutral Fund 16-May-2014

92424 Fidelity U.S. Monthly Income Fund 29-Oct-2012

90904 Fidelity U.S. Small/Mid Cap Equity Multi-Asset Base Fund 2-Dec-2011

104834 Fidelity U.S. Value Currency Neutral Index ETF 28-May-2020

104832 Fidelity U.S. Value Index ETF 28-May-2020

103261 Fidelity Women's Leadership Fund 22-May-2019




103262 Fidelity Women's Leadership Systematic Currency Hedged 22-May-2019

Fund

50393 Field Trip Health Ltd. 29-Dec-2020

9606 Fiera Capital Corporation 15-Dec-2017

103263 Fildelity U.S. Focused Stock Systematic Currency Hedged 22-May-2019

Fund

5241 Filmplan International Inc. (CT) 24-Oct-1980 19-Feb-1993

101256 Filo Mining Corp. 22-Feb-2018

8378 Final Assignment (CT) 19-Nov-1979 17-Feb-1993

68214 Financial 15 Split Corp. 30-Oct-2003

5784 Finning International Inc. 4-Jun-1981

95874 Fiore Cannabis Ltd. 14-Feb-2014

7557 Firan Technology Group Corporation 20-Jun-1983

103209 Fire & Flower Holdings Corp. (formerly Cinaport Acquisition 4-Nov-2019

Corp. II)

102375 FireFox Gold Corp. 7-Dec-2018

104627 Firm Capital Apartment Real Estate Investment Trust 10-Mar-2020

89261 Firm Capital Mortgage Investment Corporation 1-Jan-2011

93265 Firm Capital Property Trust 29-Nov-2012

104609 First Capital Real Estate Investment Trust 22-May-2020

99816 First Cobalt Corp. 27-Nov-2020

106484 First Helium Inc. 28-Jun-2021

72149 First Majestic Silver Corp. 25-Jul-2007

97344 First Mining Gold Corp. 13-Nov-2015

89190 First National Financial Corporation 1-Jan-2011

72178 First Nickel Inc. 23-Jun-2004

30734 First Premium U.S. Income Trust 24-Jan-1997

31020 First Quantum Minerals Ltd. 30-Mar-2009

94306 First Trust AlphaDEX European Dividend Index ETF 29-Jan-2014

(CAD-Hedged)

95591 First Trust AlphaDEX U.S. Health Care Sector Index ETF 20-Oct-2014

95592 First Trust AlphaDEX U.S. Industrials Sector Index ETF 20-Oct-2014

95594 First Trust AlphaDEX U.S. Technology Sector Index ETF 20-Oct-2014

93258 First Trust AlphaDEX™ Emerging Market Dividend ETF 3-May-2013

(CAD-Hedged)

47622 First Trust Canadian Capital Strength ETF 16-Nov-2001

103465 First Trust Cboe Vest U.S. Equity Buffer ETF - August 15-Aug-2019

104431 First Trust Cboe Vest U.S. Equity Buffer ETF - February 14-Feb-2020

104833 First Trust Cboe Vest U.S. Equity Buffer ETF - May 8-May-2020

104042 First Trust Cboe Vest U.S. Equity Buffer ETF - November 9-Jan-2020

103466 First Trust Cboe Vest U.S. Equity Deep Buffer ETF - August 15-Aug-2019

104432 First Trust Cboe Vest U.S. Equity Deep Buffer ETF - February13-Feb-2020

104824 First Trust Cboe Vest U.S. Equity Deep Buffer ETF - May 8-May-2020

104043 First Trust Cboe Vest U.S. Equity Deep Buffer ETF - 7-Jan-2020




November

95595 First Trust Cloud Computing ETF 20-Oct-2014

95588 First Trust Dow Jones Internet ETF 20-Oct-2014

95229 First Trust Global Risk Managed Income Index ETF 16-Jul-2014

101197 First Trust Indxx Innovative Transaction and Process ETF 19-Mar-2018

95589 First Trust Indxx NextG ETF 20-Oct-2014

101376 First Trust International Capital Strength ETF 7-May-2018

105649 First Trust JFL Fixed Income Core Plus ETF 26-Jan-2021

105650 First Trust JFL Global Equity ETF 26-Jan-2021

98403 First Trust Morningstar Dividend Leaders ETF (CAD-Hedged) 20-Sep-2016

95590 First Trust Nasdaq Clean Edge Green Energy ETF 20-Oct-2014

95587 First Trust Nasdaq Cybersecurity ETF 20-Oct-2014

95593 First Trust NYSE Arca Biotechnology ETF 20-Oct-2014

93261 First Trust Senior Loan ETF (CAD-Hedged) 3-May-2013

97150 First Trust Tactical Bond Index ETF 12-Jun-2015

93260 First Trust Value Line® Dividend Index ETF (CAD-Hedged) 3-May-2013

96599 FIRSTSERVICE CORPORATION 1-Jun-2015

5336 Fisher Oil & Gas Corporation (CT) 16-Feb-1981 12-Feb-1986

94297 Fission Uranium Corp. 25-Apr-2014

105437 Flagship Communities Real Estate Investment Trust 28-Sep-2020

73013 Flaherty & Crumrine Investment Grade Fixed Income Fund 26-Nov-2004

90558 Flex First Plan 21-Dec-2011

86367 Flow Capital Corp. 19-Jul-2011

103075 Flower One Holdings Inc. 22-Mar-2019

75225 FMF Capital Group Ltd. 16-Mar-2005

104124 FOBI AI Inc.

5892 Fontana Place L.P. (CT) 3-Nov-1981 19-Feb-1993

81637 Foraco International S.A. 18-Jun-2007

83825 Forbes Energy Services Ltd. 22-May-2008

85581 Ford Auto Securitization Trust 9-Feb-2009

9113 Ford Credit Canada Company 12-Sep-1986

68132 Forest Gate Energy Inc. 21-Oct-2003

102996 Forge First Conservative Alternative Fund 24-Apr-2019

102997 Forge First Long Short Alternative Fund 24-Apr-2019

81015 Fortaleza Energy Inc. 27-Feb-2007

97620 Fortified Trust 1-Feb-2016

10818 Fortis Inc. 14-Nov-1987

72819 FortisAlberta Inc. 18-Oct-2004

6419 FortisBC Energy Inc. 22-Oct-1986

73219 FortisBC Inc. 23-Nov-2004

81042 Fortress Global Enterprises Inc. 20-Jun-2007

99354 Fortuna Silver Mines Inc. 3-Feb-2017

98324 Fortune Bay Corp. 27-Jun-2016

81807 Fortune Minerals Limited 19-Jul-2007




93246 Forza Petroleum Limited 8-May-2013

104587 Foundation Wealth Diversifier Pool 11-Mar-2020

104585 Foundation Wealth Equity Pool 11-Mar-2020

104586 Foundation Wealth Income Pool 11-Mar-2020

21145 Fourseas Asialink Corporation (CT) 28-Apr-1993 19-Feb-2002

89277 FP Newspapers Inc. 31-Dec-2010

22486 Fracmaster Ltd. (CT) 1-Oct-1993 21-Feb-2002

32024 France Telecom 20-Oct-1997

80163 Franchise Services of North America Inc. 19-Dec-2006

82676 Franco-Nevada Corporation 30-Nov-2007

72579 Franklin ActiveQuant Canadian Fund 9-Sep-2004

83376 Franklin ActiveQuant U.S. Fund 29-Feb-2008

99915 Franklin Bissett Canada Plus Equity Fund 8-Jun-2017

33271 Franklin Bissett Canadian Balanced Fund 3-Nov-1997

100638 Franklin Bissett Canadian Bond Fund 4-Jan-2018

69381 Franklin Bissett Canadian Dividend Fund 16-Dec-2003

33263 Franklin Bissett Canadian Equity Fund 3-Nov-1997

98700 Franklin Bissett Canadian Government Bond Fund 10-Nov-2016

33262 Franklin Bissett Core Plus Bond Fund 3-Nov-1997

80037 Franklin Bissett Corporate Bond Fund 13-Dec-2006

33264 Franklin Bissett Dividend Income Fund 3-Nov-1997

33269 Franklin Bissett Money Market Fund 1-Jan-1987

97018 Franklin Bissett Monthly Income and Growth Fund 29-May-2015

69382 Franklin Bissett Short Duration Bond Fund 16-Dec-2003

33272 Franklin Bissett Small Cap Fund 3-Nov-1997

51412 Franklin Brandywine Global Income Optimiser Fund 10-Feb-2003

106687 Franklin Brandywine Global Sustainable Income Optimiser 7-Jun-2021

Active ETF

104841 Franklin Canadian Core Equity Fund 30-Jun-2020

11367 Franklin ClearBridge International Growth Fund 6-Jan-1989

106688 Franklin ClearBridge Sustainable Global Infrastructure 7-Jun-2021

Income Active ETF

106689 Franklin ClearBridge Sustainable Global Infrastructure 14-Jun-2021

Income Fund

106690 Franklin ClearBridge Sustainable International Growth Active 7-Jun-2021

ETF

106691 Franklin ClearBridge U.S. Sustainability Leaders Fund 14-Jun-2021

102830 Franklin Conservative Income ETF Portfolio 15-Feb-2019

102829 Franklin Core ETF Portfolio 15-Feb-2019

104843 Franklin Emerging Markets Core Equity Fund 30-Jun-2020

102680 Franklin FTSE Canada All Cap Index ETF 4-Feb-2019

102681 Franklin FTSE Europe ex U.K. Index ETF 4-Feb-2019

102682 Franklin FTSE Japan Index ETF 4-Feb-2019

102683 Franklin FTSE U.S. Index ETF 4-Feb-2019




104777 Franklin Global Aggregate Bond Fund 28-Apr-2020

105293 Franklin Global Growth Active ETF 17-Sep-2020

83382 Franklin Global Growth Fund 29-Feb-2008

102831 Franklin Growth ETF Portfolio 15-Feb-2019

51411 Franklin High Income Fund 10-Feb-2003

105781 Franklin Innovation Active ETF 15-Jan-2021

105780 Franklin Innovation Fund 26-Jan-2021

104842 Franklin International Core Equity Fund 30-Jun-2020

99628 Franklin Liberty Canadian Investment Grade Corporate ETF 21-Apr-2017

100706 Franklin Liberty Core Balanced ETF 10-Jan-2018

104399 Franklin Liberty Core Plus Bond ETF 21-Jun-2019

101198 Franklin Liberty Global Aggregate Bond ETF (CAD Hedged) 9-Apr-2018

99629 Franklin Liberty Risk Managed Canadian Equity ETF 21-Apr-2017

103325 Franklin Liberty Short Duration Bond ETF 13-Jun-2019

101200 Franklin Liberty U.S. Investment Grade Corporate ETF (CAD 9-Apr-2018

Hedged)

100497 Franklin LibertyQT Emerging Markets Index ETF 10-Nov-2017

100498 Franklin LibertyQT Global Dividend Index ETF 10-Nov-2017

99631 Franklin LibertyQT International Equity Index ETF 21-Apr-2017

99632 Franklin LibertyQT U.S. Equity Index ETF 21-Apr-2017

28585 Franklin Martin Currie Global Equity Fund 10-Feb-2003

106692 Franklin Martin Currie Sustainable Emerging Markets Active 7-Jun-2021

ETF

106693 Franklin Martin Currie Sustainable Emerging Markets Fund 14-Jun-2021

106694 Franklin Martin Currie Sustainable Global Equity Active ETF 7-Jun-2021

105247 Franklin Mutual Global Discovery Fund II 1-Sep-2020

49216 Franklin Quotential Balanced Growth Portfolio 10-Jun-2002

49215 Franklin Quotential Balanced Income Portfolio 10-Jun-2002

66210 Franklin Quotential Diversified Equity Portfolio 3-Jun-2003

51415 Franklin Quotential Diversified Income Portfolio 31-Jan-2003

49217 Franklin Quotential Growth Portfolio 10-Jun-2002

11621 Franklin Royce Global Small Cap Premier Fund 5-Jan-1989

104956 Franklin U.S. Core Equity Fund 30-Jun-2020

93526 Franklin U.S. Monthly Income Fund 27-Jun-2013

31518 Franklin U.S. Opportunities Fund 7-Apr-1997

33253 Franklin U.S. Rising Dividends Fund 3-Nov-1997

72489 Fraser Papers Inc. 30-Jun-2004

89128 Freehold Royalties Ltd. 1-Jan-2011

105054 Freeman Gold Corp. (formerly, Lodge Resources Inc.) 23-Jul-2020

99038 Freshii Inc. 25-Jan-2017

85851 Friedberg Asset Allocation Fund 19-May-2009

79234 Friedberg Global-Macro Hedge Fund 8-Sep-2006

78288 Front Street Rollover Fund Limited 5-Nov-2007

88225 Frontenac Mortgage Investment Corporation 24-Aug-2010




83465 Frontera Energy Corporation 23-Jan-2008

84421 FrontFour Holdings Inc. and FrontFour Capital Group LLC 24-Jun-2008

104688 FSD Pharma Inc. 17-Jun-2020

99782 FT Balanced Growth Private Wealth Pool 21-Apr-2017

99783 FT Balanced Income Private Wealth Pool 21-Apr-2017

7880 FT Capital Ltd. (T) 30-Nov-1983

99784 FT Growth Private Wealth Pool 21-Apr-2017

78642 Fuel Cell Technologies Ltd. 1-Apr-2006

68129 FuelCell Energy Inc. 31-Oct-2003

99266 Fury Gold Mines Limited 10-May-2021

105015 Fusion Pharmaceuticals Inc. 25-Jun-2020

40413 Future Beach Corporation (T) 16-Dec-1999

32778 *Fytokem Products Inc. (CT) 18-Aug-1997 04-May-2009

34843 Gabriel Resources Ltd. 10-Jul-2003

101318 Galaxy Digital Holdings Ltd. 27-Nov-2020

89349 Galiano Gold Inc. 11-Feb-2011

79263 Galore Resources Inc. 31-Jan-2007

89298 Gamehost Inc. 31-Dec-2010

6025 Gandalf Technologies Inc. (CT) 24-Jul-1987 21-Feb-2002

104128 Garda World Security Corporation 30-Oct-2019

5863 Garden Oaks (CT) 2-Nov-1981 19-Feb-1993

39082 *Gardiner Dam Terminal Ltd. 20-Jan-2000

84761 GASFRAC Energy Services Inc. 6-Dec-2010

90431 Gatos Silver, Inc. 27-Oct-2020

5352 Gaz Metro Inc. 18-Jun-1982

96896 GBLT Corp. 9-Feb-2016

100853 GC One Equity Portfolio 20-Dec-2017

100854 GC One Fixed Income Portfolio 20-Dec-2017

75223 GDI Integrated Facility Services Inc. 7-May-2015

79124 GE Acquireco ULC 31-May-2006

49467 GE Capital Canada Funding Company 15-Jul-2002

88273 Gear Energy Ltd. 19-Mar-2014

48447 General Gold Resources Inc. 16-Jun-1997

36424 General Mining Properties Ltd. 7-Jul-1998

94889 General Moly, Inc. 25-Apr-2014

88339 General Motors Company 17-Nov-2010

8356 General Systems Research Ltd. (CT) 4-Oct-1984 04-Feb-1993

38645 Genesis Land Development Corp. 8-Sep-1999

88909 Genesis Metals Corp. 29-Dec-2010

91089 Genesis Trust II 1-Dec-2011

80913 Genesis Worldwide Inc. 25-Jun-2007

97135 *Gensource Potash Corporation 1-Jul-2015

88810 Geodrill Limited 10-Dec-2010

72180 GeoPetro Resources Company 15-Mar-2006




6100 George Weston Limited 24-Sep-1986

103712 GFL Environmental Inc. 2-Mar-2020

90016 Gibson Energy Inc. 6-Jun-2011

34650 Gildan Activewear Inc. 10-Jun-1998

47562 *Girex Bancorp Inc. (CT) 26-Sep-2001 02-Oct-2003

18438 Gitennes Exploration Inc. 15-Oct-1991

106381 Giyani Metals Corp. 22-Mar-2021

28760 Glacier Credit Card Trust 19-Jun-2001

103298 Glass House Brands Inc. 8-May-2019

6544 Glencore Canada Corporation 22-Jun-1994

6395 Glendale International Corp. 1-Oct-1967

85340 GLG LIFE TECH CORPORATION 20-Nov-2009

102183 Global Blockchain Mining Corp.

83637 Global Crossing Airlines Inc. 28-Mar-2008

93003 Global Dividend Growers Income Fund 27-Feb-2013

101563 Global Dividend Growth Split Corp. 24-May-2018

101831 Global Equity Allocation Pool 6-Sep-2018

106247 Global Equity Pool 24-Feb-2021

82416 Global Fixed Income Corporate Class 2-Oct-2007

23853 Global Fixed Income Pool 15-Apr-1994

87507 Global Gaming Technologies Corp. 19-Mar-2010

95533 Global Healthcare Dividend Fund 25-Sep-2014

86841 Global Iman Fund 17-Dec-2009

82415 Global Income Allocation Corporate Class 2-Oct-2007

77507 Global Income Allocation Pool 3-Nov-2005

101101 Global Innovation Dividend Fund 22-Feb-2018

100208 Global Investments Capital Corp. 1-Sep-2017

91422 Global Managed Volatility Fund 27-Mar-2012

102115 Global Real Estate & E-Commerce Dividend Fund 20-Sep-2018

98233 Global Water Resources, Inc. 3-May-2016

97775 GLOBEVEST CAPITAL TACTICAL COVERED OPTIONS 2-May-2016

FUND

10390 Glow Lifetech Corp. 2-Sep-1987

10221 Go Vacations 1987 Limited Partnership (CT) 22-Apr-1987 22-Feb-2002

14689 Go Vacations Inc. (CT) 30-Nov-1993 22-Feb-2002

69311 goeasy Ltd. 4-Dec-2003

94594 GoGold Resources Inc. 25-Nov-2014

105540 Gold Lion Resources Inc. 29-Oct-2020

30954 Gold Reserve Inc. 11-Mar-1997

106060 Gold Royalty Corp. 8-Mar-2021

80299 Gold Springs Resource Corp. 8-Feb-2007

87645 Gold Standard Ventures Corp. 7-Aug-2018

87977 Gold Terra Resource Corp. 20-Dec-2019

86443 Gold X Mining Corp. 16-Nov-2009




90874 Golden Minerals Company 2-Sep-2011

32961 *Golden Opportunities Fund Inc. 6-Nov-1998

105769 *Golden Opportunities Fund Inc. Class I 19-Nov-2020

105770 *Golden Opportunities Fund Inc. Class R 19-Nov-2020

82849 Golden Share Resources Corporation 19-Dec-2007

23752 Golden Star Resources Ltd. 3-May-1994

25548 Golden Trend Petroleum Ltd. (CT) 6-Dec-1994 23-Apr-2002

103005 GoldSpot Discoveries Corp. 28-May-2021

7600 Goldstake Explorations Inc. 5-Aug-1983

106281 good natured Products Inc. 25-Feb-2021

104611 Goodfood Market Corp. (formerly Mira VII Acquisition Corp.) 20-Feb-2020

40473 Goodwood Capital Fund 29-Dec-1999

9482 Goran Capital Inc. 9-Jun-1986

6085 Gossan Resources Limited 5-Oct-1982

100800 Govermedia Plus Canada Corp. 8-Jan-2018

105360 GQG Partners Global Quality Equity Fund 30-Sep-2020

105361 GQG Partners International Quality Equity Fund 30-Sep-2020

98937 GR Silver Mining Ltd. 22-Dec-2016

90403 Gran Colombia Gold Corp. 5-Aug-2011

88447 Gran Tierra Energy Inc. 29-Jul-2015

16533 Grand Okanagan Resort Limited Partnership (CT) 4-Oct-1990 22-Feb-2002

107282 Granite Creek Copper Ltd.

92922 Granite Real Estate Investment Trust 3-Jan-2013

92924 Granite REIT Holdings Limited Partnership 3-Jan-2013

92926 Granite REIT Inc. 3-Jan-2013

106096 Graphene Manufacturing Group Ltd. 6-Apr-2021

24843 Gray Wolf Capital Corporation 28-Sep-1994

80753 Great Basin Gold Ltd. 12-Apr-2007

71653 Great Canadian Gaming Corporation 25-May-2004

86681 Great Panther Mining Limited 10-Nov-2009

26187 *Great Western Minerals Group Ltd.(CT) 20-Jul-2000 11-May-2015

9547 Great-West Lifeco Inc. 16-Jun-1986

33581 Greater Toronto Airports Authority 24-Nov-1997

90638 Green Impact Partners Inc. 26-Oct-2011

77946 Green Thumb Industries Inc. 26-Jul-2018

102044 Greenbrook TMS Inc. 27-Sep-2018

87370 Greenfields Petroleum Corporation 3-Nov-2010

66603 GreenFirst Forest Products Inc. 2-Jul-2021

97470 GreenSpace Brands Inc. 22-Feb-2016

12902 Greenstone Resources Ltd. (CT) 12-Nov-1996 25-Mar-2002

5143 Grey Fox, The (CT) 22-Aug-1980 17-Feb-1993

11333 Greyvest Capital Inc. (T) 18-Aug-1988

72853 Grizzly Discoveries Inc. 2-Dec-2004

5309 Grosvenor House (CT) 2-Dec-1980 19-Feb-1993




74970 Groundstar Resources Limited 19-Dec-2012

104468 Grow Solutions Holdings Inc. (DO NOT USE) 12-Jul-2019

103681 Grow Solutions Holdings, Inc. 25-Jun-2015

81030 GrowMax Resources Corp. 2-Jun-2014

97818 Growth & Income Class 22-Apr-2016

46032 Growth 100 Fund 10-May-2001

44371 Growth 80/20 Fund 10-May-2001

44370 Growth Fund 10-May-2001

13294 GrowthWorks Canadian Fund Ltd. 12-Feb-1990

73509 GrowthWorks Commercialization Fund Ltd. 14-Jan-2005

77363 Gryphon Gold Corporation 12-May-2011

41700 GT Group Telecom Inc. (T) 9-Mar-2000

106071 Guardian Canadian Bond ETF 26-Feb-2021

88887 Guardian Canadian Bond Fund 30-Mar-2011

5058 Guardian Canadian Equity Fund 30-Mar-2011

88884 Guardian Canadian Equity Income Fund 30-Mar-2011

99846 Guardian Canadian Equity Select Fund 28-Apr-2017

97860 Guardian Canadian Focused Equity Fund 22-Apr-2016

88880 Guardian Canadian Growth Equity Fund 30-Mar-2011

106072 Guardian Canadian Sector Controlled Equity Fund 26-Feb-2021

88881 Guardian Canadian Short-Term Investment Fund 30-Mar-2011

105023 Guardian Directed Equity Path ETF 22-Jul-2020

102731 Guardian Directed Equity Path Portfolio 22-Apr-2019

105024 Guardian Directed Premium Yield ETF 22-Jul-2020

102730 Guardian Directed Premium Yield Portfolio 22-Apr-2019

97861 Guardian Emerging Markets Equity Fund 22-Apr-2016

75039 Guardian Exploration Inc. 21-Apr-2006

91555 Guardian Fixed Income Select Fund 4-Apr-2012

106073 Guardian Fundamental All Country Equity ETF 26-Feb-2021

106074 Guardian Fundamental Emerging Markets Equity ETF 26-Feb-2021

96278 Guardian Fundamental Global Equity Fund 22-Apr-2015

88080 Guardian High Yield Bond Fund 30-Mar-2011

88885 Guardian i3 Global Dividend Growth Fund 30-Mar-2011

105025 Guardian i3 Global Quality Growth ETF 22-Jul-2020

88888 Guardian i3 Global Quality Growth Fund 30-Mar-2011

105026 Guardian i3 Global REIT ETF 22-Jul-2020

88082 Guardian i3 International Quality Growth Fund 30-Mar-2011

105027 Guardian i3 US Quality Growth ETF 22-Jul-2020

99847 Guardian International Equity Select Fund 28-Apr-2017

101411 Guardian Investment Grade Corporate Bond Fund 20-Apr-2018

88886 Guardian Managed Balanced Portfolio 30-Mar-2011

102728 Guardian Managed Growth Portfolio 22-Jan-2019

96279 Guardian Managed Income & Growth Portfolio 22-Apr-2015

96280 Guardian Managed Income Portfolio 22-Apr-2015




102729 Guardian Risk Managed Conservative Portfolio 22-Apr-2019

94764 Guardian Short Duration Bond Fund 24-Apr-2014

104142 Guardian Strategic Income Fund 16-Dec-2019

101412 Guardian U.S. Equity All Cap Growth Fund 20-Apr-2018

88083 Guardian U.S. Equity Fund 30-Mar-2011

99827 Guardian U.S. Equity Select Fund 28-Apr-2017

42453 Gulf & Pacific Equities Corp. 17-May-2000

106988 GURU Organic Energy Corp. (formerly Mira X Acquisition 28-Jun-2021

Corp.)

30538 H&R Real Estate Investment Trust 10-Dec-1996

104118 H2O INNOVATION INC. 7-Nov-2019

28880 Haemacure Corporation 17-Jun-1996

105740 Haivision Systems Inc. 9-Dec-2020

93497 Halifax Receivables Trust 30-May-2013

8482 *Hallmark Place Limited Partnership (CT) 2-Nov-1984 23-Oct-2000

89188 Halo Collective Inc. 29-Mar-2019

104895 Hamilton Australian Bank Equal-Weight Index ETF 12-May-2020

104896 Hamilton Canadian Bank Mean Reversion Index ETF 12-May-2020

105404 Hamilton Enhanced Canadian Bank ETF 8-Oct-2020

107390 Hamilton Enhanced Multi-Sector Covered Call ETF 8-Jul-2021

104897 Hamilton Financials Innovation ETF 12-May-2020

104898 Hamilton Global Financials ETF 12-May-2020

8671 Hamilton Park Plaza Limited Partnership 13-Mar-1985

104990 Hamilton Thorne Ltd. 6-Jul-2020

107391 Hamilton U.S. Financials Dividend Index ETF 8-Jul-2021

104899 Hamilton U.S. Mid/Small-Cap Financials ETF 12-May-2020

9489 Hammond Manufacturing Company Limited 28-May-1986

45461 Hammond Power Solutions Inc. 1-Jan-2001

95940 Hampton Financial Corporation 12-Jan-2015

75367 Hanfeng Evergreen Inc. 1-Apr-2005

81704 HANWEI ENERGY SERVICES CORP. 19-Jul-2007

105169 Hapbee Technologies, Inc. 26-Oct-2020

90246 Hardwoods Distribution Inc. 1-Jul-2011

103334 Harmony Energy Technologies Corporation

5348 Harry Tracy - Desperado (CT) 15-Dec-1980 17-Feb-1993

103948 Harte Gold Corp. 27-Sep-2019

35088 Hartland Pipeline Services Ltd. (CT) 24-Apr-1998 23-Apr-2002

86399 Harvest Banks & Buildings Income Fund 7-Oct-2009

98708 Harvest Brand Leaders Plus Income ETF 17-Oct-2016

91892 Harvest Canadian Income & Growth Fund 20-Jun-2012

105863 Harvest Clean Energy ETF 7-Jan-2021

98709 Harvest Energy Leaders Plus Income ETF 17-Oct-2016

102672 Harvest Equal Weight Global Utilities Income ETF 8-Jan-2019

102673 Harvest Global Gold Giants Index ETF 8-Jan-2019




100094 Harvest Global REIT Leaders Income ETF 15-Jun-2017

84436 Harvest Health & Recreation Inc. 29-Jul-2008

98710 Harvest Healthcare Leaders Income ETF 17-Oct-2016

99734 Harvest One Cannabis Inc. 4-Dec-2017

106410 Harvest Space Innovation Index ETF 30-Mar-2021

100095 Harvest Tech Achievers Growth & Income ETF 22-Jun-2017

105864 Harvest Travel & Leisure Index ETF 7-Jan-2021

100982 Harvest US Bank Leaders Income ETF 29-Jan-2018

98711 Harvest US Equity Plus Income ETF 17-Oct-2016

105032 HAVN Life Sciences Inc. 2-Sep-2020

96206 Hazelview Global Real Estate Fund 23-Jun-2015

80132 Headwater Exploration Inc. 7-Dec-2006

8223 Headway Property Investment 77-II (CT) 3-Aug-1977 04-Feb-1993

7525 Headway Property Investment 78-II (CT) 1-Nov-1983 22-Feb-2002

7526 Headway Property Investment 78-III (CT) 4-Dec-1978 22-Feb-2002

96704 Healthcare Special Opportunities Fund 26-Jun-2015

49037 Heating Oil Partners Income Fund 13-May-2002

21794 Hecla Mining Company 1-Jun-2013

99084 Helios Fairfax Partners Corporation 8-Feb-2017

97622 Helius Medical Technologies, Inc. 23-Mar-2016

94371 Hemisphere Energy Corporation 3-Dec-2013

105633 Hempfusion Wellness Inc. 18-Dec-2020

94771 Heritage Global Inc. 20-Mar-2014

10117 Heritage Plans 12-Mar-1987

42431 Heroux-Devtek Inc. 19-May-2000

100774 HEXO Corp. 15-Nov-2017

35673 *Hi-Weigh Investors Limited Partnership (CT) 18-Jan-2001 03-Oct-2003

77001 High Arctic Energy Services Inc. 29-Jun-2007

103998 High Interest Savings Account Fund 18-Nov-2019

10020 High Liner Foods Incorporated 23-Sep-1991

102879 High Tide Inc. 17-Feb-2021

87474 Highvista Gold Inc. 27-Apr-2010

28298 *Highway 40 Inland Terminal Corp. (CT) 14-Feb-1997 16-Jun-2000

5075 Hillcrest Energy Technologies Ltd. 3-Mar-2011

13988 Hirose Group Ltd. (CT) 15-Aug-1990 13-Dec-1991

100513 HIVE Blockchain Technologies Ltd. 27-Jan-2021

101383 HLS Therapeutics Inc. 14-Mar-2018

72659 HMZ Metals Inc. 29-Mar-2005

11424 Hollinger Inc. 26-Sep-1988

106153 Hollister Biosciences Inc. (formerly, 1205600 BC Ltd.) 11-Mar-2021

7732 Home Capital Group Inc. 5-Mar-1979

29403 Homeserve Technologies Inc. 29-Aug-1996

98188 Horizons Absolute Return Global Currency ETF 6-Jul-2016

100585 Horizons Active A.I. Global Equity ETF 19-Oct-2017




92396 Horizons Active Cdn Bond ETF 6-Sep-2012

86883 Horizons Active Cdn Dividend ETF 13-Jan-2010

96910 Horizons Active Cdn Municipal Bond ETF 4-Aug-2015

88003 Horizons Active Corporate Bond ETF 12-Jul-2010

101735 Horizons Active Emerging Markets Bond ETF 25-Jul-2018

107077 Horizons Active ESG Corporate Bond ETF 10-Sep-2021

95439 Horizons Active Floating Rate Senior Loan ETF 27-Aug-2014

88004 Horizons Active Global Dividend ETF 12-Jul-2010

88104 Horizons Active Global Fixed Income ETF 1-Oct-2010

91200 Horizons Active High Yield Bond ETF 21-Dec-2012

93963 Horizons Active Hybrid Bond and Preferred Share ETF 26-Aug-2013

88569 Horizons Active Preferred Share ETF 19-Nov-2010

88568 Horizons Active Ultra-Short Term Investment Grade Bond ETF19-Nov-2010

91201 Horizons Active Ultra-Short Term US Investment Grade Bond 30-Jan-2012

ETF

101736 Horizons Balanced TRI ETF Portfolio 25-Jul-2018

101372 Horizons Big Data & Hardware Index ETF(formerly Horizons 15-Jun-2018

Blockchain Technology & Hardware Index ETF)

104392 Horizons Cash Maximizer ETF 28-Jan-2020

97794 Horizons Cdn High Dividend Index ETF 5-Apr-2016

94646 Horizons Cdn Select Universe Bond ETF 15-Apr-2014

101737 Horizons Conservative TRI ETF Portfolio 25-Jul-2018

86018 Horizons Crude Oil ETF 23-Jun-2009

104975 Horizons Emerging Markets Equity Index ETF 23-Jun-2020

107078 Horizons Emerging Markets Leaders ETF 10-Sep-2021

89355 Horizons Enhanced Income Energy ETF 14-Mar-2011

89357 Horizons Enhanced Income Equity ETF 14-Mar-2011

89356 Horizons Enhanced Income Financials ETF 7-Apr-2011

89358 Horizons Enhanced Income Gold Producers ETF 14-Mar-2011

90382 Horizons Enhanced Income International Equity ETF 6-Sep-2011

90383 Horizons Enhanced Income US Equity (USD) ETF 6-Sep-2011

102720 Horizons Equal Weight Canada Banks Index ETF 18-Jan-2019

102721 Horizons Equal Weight Canada REIT Index ETF 18-Jan-2019

97795 Horizons Europe 50 Index ETF 5-Apr-2016

106405 Horizons Global BBIG Technology ETF 7-Apr-2021

102293 Horizons Global Sustainability Leaders Index ETF 26-Oct-2018

103295 Horizons Global Uranium Index ETF 13-May-2019

107255 Horizons Global Vaccines and Infectious Diseases Index ETF 21-Oct-2021

86014 Horizons Gold ETF 23-Jun-2009

91290 Horizons Gold Yield ETF 21-Feb-2012

103620 Horizons Growth TRI ETF Portfolio 31-Jul-2019

107256 Horizons GX Cybersecurity Index ETF 21-Oct-2021

107257 Horizons GX Telemedicine and Digital Health Index ETF 21-Oct-2021

106406 Horizons High Interest Savings ETF 7-Apr-2021




102294 Horizons Industry 4.0 Index ETF 26-Oct-2018

100639 Horizons Inovestor Canadian Equity Index ETF 30-Oct-2017

100390 Horizons Intl Developed Markets Equity Index ETF 29-Aug-2017

102722 Horizons Laddered Canadian Preferred Share Index ETF 18-Jan-2019

99686 Horizons Marijuana Life Sciences Index ETF 28-Mar-2017

90128 Horizons Morningstar Hedge Fund Index ETF 19-Apr-2012

97796 Horizons NASDAQ-100® Index ETF 5-Apr-2016

86019 Horizons Natural Gas ETF 23-Jun-2009

107258 Horizons North American Infrastructure Development Index 21-Oct-2021

ETF

95215 Horizons Pipelines & Energy Services Index ETF 9-Jul-2014

105995 Horizons Psychedelic Stock Index ETF 22-Jan-2021

105110 Horizons ReSolve Adaptive Asset Allocation ETF 23-Jul-2020

100648 Horizons Robotics and Automation Index ETF 9-Nov-2017

98436 Horizons S&P 500 CAD Hedged Index ETF 26-Aug-2016

88468 Horizons S&P 500® Index ETF 26-Nov-2010

106647 Horizons S&P Green Bond Index ETF 26-May-2021

87825 Horizons S&P/TSX 60 Index ETF 28-Aug-2020

104394 Horizons S&P/TSX Capped Composite Index ETF 28-Aug-2020

93877 Horizons S&P/TSX Capped Energy Index ETF 30-Aug-2013

93878 Horizons S&P/TSX Capped Financials Index ETF 30-Aug-2013

86602 Horizons Seasonal Rotation ETF 18-Nov-2009

86017 Horizons Silver ETF 23-Jun-2009

105690 Horizons Tactical Absolute Return Bond ETF 27-Nov-2020

89110 Horizons U.S. Dollar Currency ETF 1-Apr-2011

96210 Horizons US 7-10 Year Treasury Bond ETF 30-Mar-2015

104393 Horizons US Large Cap Index ETF 28-Jan-2020

103196 Horizons US Marijuana Index ETF 19-Apr-2019

104976 Horizons USD Cash Maximizer ETF 23-Jun-2020

7710 HPIL Resources Ltd. (CT) 29-Jun-1978 10-Feb-1993

22820 HSBC AsiaPacific Fund 26-Nov-1993

40025 HSBC Bank Canada 22-Jun-2000

79999 HSBC BRIC Equity Fund 18-Dec-2006

13059 HSBC Canadian Balanced Fund 22-Mar-1989

25671 HSBC Canadian Bond Fund 30-Dec-1994

38889 HSBC Canadian Bond Pooled Fund 17-Jun-1999

38890 HSBC Canadian Dividend Pooled Fund 17-Jun-1999

38891 HSBC Canadian Equity Pooled Fund 17-Jun-1999

11716 HSBC Canadian Money Market Fund 22-Mar-1989

38887 HSBC Canadian Money Market Pooled Fund 17-Jun-1999

104151 HSBC Canadian Short/Mid Bond Fund 19-Dec-2019

38892 HSBC Canadian Small Cap Equity Pooled Fund 17-Jun-1999

69346 HSBC Chinese Equity Fund 16-Dec-2003

25672 HSBC Dividend Fund 30-Dec-1994




90448 HSBC Emerging Markets Debt Fund 27-Sep-2011

88744 HSBC Emerging Markets Debt Pooled Fund 20-Dec-2010

105745 HSBC Emerging Markets Equity Index Fund 18-Dec-2020

25155 HSBC Emerging Markets Fund 21-Oct-1994

86759 HSBC Emerging Markets Pooled Fund 21-Dec-2009

13058 HSBC Equity Fund 22-Mar-1989

25156 HSBC European Fund 21-Oct-1994

96275 HSBC Global Corporate Bond Fund 9-Jun-2015

33722 HSBC Global Equity Fund 22-Dec-1997

96276 HSBC Global Equity Volatility Focused Fund 9-Jun-2015

79755 HSBC Global High Yield Bond Pooled Fund 21-Nov-2006

86760 HSBC Global Inflation Linked Bond Pooled Fund 21-Dec-2009

95810 HSBC Global Real Estate Equity Pooled Fund 18-Dec-2014

85229 HSBC Indian Equity Fund 18-Dec-2008

105746 HSBC International Equity Index Fund 18-Dec-2020

38897 HSBC International Equity Pooled Fund 17-Jun-1999

72925 HSBC Monthly Income Fund 17-Dec-2004

22321 HSBC Mortgage Fund 20-Sep-1993

72846 HSBC Mortgage Pooled Fund 22-Nov-2004

25673 HSBC Small Cap Growth Fund 30-Dec-1994

33728 HSBC U.S. Dollar Money Market Fund 22-Dec-1997

88770 HSBC U.S. Dollar Monthly Income Fund 17-Dec-2010

25147 HSBC U.S. Equity Fund 21-Oct-1994

105749 HSBC U.S. Equity Index Fund 18-Dec-2020

38896 HSBC U.S. Equity Pooled Fund 17-Jun-1999

101179 HSBC Wealth Compass Aggressive Growth Fund 9-Apr-2018

101180 HSBC Wealth Compass Balanced Fund 9-Apr-2018

101181 HSBC Wealth Compass Conservative Fund 9-Apr-2018

101182 HSBC Wealth Compass Growth Fund 9-Apr-2018

101183 HSBC Wealth Compass Moderate Conservative Fund 9-Apr-2018

72920 HSBC World Selection Diversified Aggressive Growth Fund 17-Dec-2004

72921 HSBC World Selection Diversified Balanced Fund 17-Dec-2004

72922 HSBC World Selection Diversified Conservative Fund 17-Dec-2004

72923 HSBC World Selection Diversified Growth Fund 17-Dec-2004

72924 HSBC World Selection Diversified Moderate Conservative 17-Dec-2004

Portfolio

39172 *HTC Purenergy Inc. 30-Nov-2000

73766 Hudbay Minerals Inc. 15-Dec-2004

29666 Huntington Exploration Inc. 23-Sep-1996

43720 Husky Energy Inc. 18-Apr-1988

105037 Hut 8 Mining Corp. (formerly, Oriana Resources Corporation) 22-Jun-2020

39120 Hydro One Inc. 24-May-2000

97062 Hydro One Limited 29-Oct-2015

106623 i-80 Gold Corp. 13-Apr-2021




107128 i3 Energy plc

40525 IA Clarington American Fund 17-Dec-1999

39691 IA Clarington Canadian Dividend Fund 1-Sep-1999

30341 IA Clarington Canadian Income Fund 3-Dec-1996

84259 IA Clarington Canadian Leaders Class 8-Jul-2008

84260 IA Clarington Canadian Small Cap Class 4-Jul-2008

31068 IA Clarington Canadian Small Cap Fund 17-Mar-1997

95027 IA Clarington Core Plus Bond Fund 20-Jun-2014

85139 IA Clarington Dividend Growth Class 23-Jan-2009

93967 IA Clarington Floating Rate Income Fund 7-Nov-2013

95028 IA Clarington Focused U.S. Equity Class 31-Mar-2015

79679 IA Clarington Global Dividend Fund 27-Oct-2006

74842 IA Clarington Global Equity Exposure Fund 7-Feb-2005

40547 IA Clarington Global Value Fund 17-Dec-1999

86580 IA Clarington Inhance Balanced SRI Portfolio 26-Nov-2009

98923 IA Clarington Inhance Bond SRI Fund 22-Dec-2016

86581 IA Clarington Inhance Canadian Equity SRI Class 26-Nov-2009

86582 IA Clarington Inhance Conservative SRI Portfolio 26-Nov-2009

86583 IA Clarington Inhance Global Equity SRI Class 26-Nov-2009

106127 IA Clarington Inhance Global Equity SRI Fund 22-Feb-2021

86584 IA Clarington Inhance Growth SRI Portfolio 26-Nov-2009

86585 IA Clarington Inhance Monthly Income SRI Fund 26-Nov-2009

87922 IA Clarington Loomis Global Allocation Class 12-Jul-2010

44196 IA Clarington Loomis Global Allocation Fund 22-Jan-2001

103927 IA Clarington Loomis Global Equity Opportunities Fund 25-Oct-2019

105028 IA Clarington Loomis Global Multisector Bond Fund 16-Jul-2020

106128 IA Clarington Loomis U.S. All Cap Growth Fund 22-Feb-2021

40544 IA Clarington Money Market Fund 17-Dec-1999

36504 IA Clarington Monthly Income Balanced Fund 4-Aug-1998

89981 IA Clarington Sarbit U.S. Equity Class 18-Jul-2011

41009 IA Clarington Sarbit U.S. Equity Fund 25-Jan-2000

90554 IA Clarington Strategic Corporate Bond Fund 22-Sep-2011

85138 IA Clarington Strategic Equity Income Class 23-Jan-2009

36503 IA Clarington Strategic Equity Income Fund 4-Aug-1998

85144 IA Clarington Tactical Income Class 23-Jan-2009

74848 IA Clarington Target Click 2025 Fund 7-Feb-2005

84262 IA Clarington Target Click 2030 Fund 4-Jul-2008

97269 IA Clarington U.S. Dollar Floating Rate Income Fund 22-Dec-2015

102887 iA Financial Corporation Inc. 13-Feb-2019

97757 IA Wealth Balanced Portfolio 15-Apr-2016

97758 IA Wealth Conservative Portfolio 15-Apr-2016

36495 IA Wealth Core Bond Pool 4-Aug-1998

105029 IA Wealth Enhanced Bond Pool 16-Jul-2020

97759 IA Wealth Growth Portfolio 15-Apr-2016




97760 IA Wealth High Growth Portfolio 15-Apr-2016

97761 IA Wealth Moderate Portfolio 15-Apr-2016

28102 IAMGold Corporation 4-Mar-1996

98835 iAnthus Capital Holdings, Inc. 15-Nov-2016

28900 Ibex Technologies Inc. 13-Jun-1996

89213 IBI Group Inc. 1-Jan-2011

41992 IBM Acquisition Inc. 15-Mar-2000

84549 ICL Global Equity Fund 28-Aug-2008

42878 Icon Laser Eye Centers, Inc. (CT) 13-Feb-2001 25-Mar-2002

77696 ICPEI Holdings Inc. 1-Dec-2005

33858 IDS Intelligent Detection Systems Inc. (CT) 24-Dec-1997 25-Mar-2002

5322 If You Could See What I Hear (CT) 3-Dec-1980 17-Feb-1993

94592 *IFCI International Corp.(CT) 7-Sep-2012 04-Apr-2014

29111 IG Beutel Goodman Canadian Balanced Fund 9-Jul-1996

50803 IG Beutel Goodman Canadian Equity Class 21-Oct-2002

29112 IG Beutel Goodman Canadian Equity Fund 7-Sep-1996

29113 IG Beutel Goodman Canadian Small Cap Fund 7-Sep-1996

104103 IG BlackRock International Equity Fund 10-Jan-2020

28032 IG CI Canadian Balanced Fund 28-Feb-1996

107233 IG Climate Action Portfolio - Global Equity 22-Oct-2021

107234 IG Climate Action Portfolio - Global Equity Balanced 22-Oct-2021

107235 IG Climate Action Portfolio - Global Fixed Income Balanced 22-Oct-2021

107236 IG Climate Action Portfolio - Global Neutral Balanced 22-Oct-2021

44350 IG Core Portfolio - Balanced 24-Jan-2001

44352 IG Core Portfolio - Balanced Growth 24-Jan-2001

95073 IG Core Portfolio - Global Income 15-Jul-2014

44299 IG Core Portfolio - Growth 24-Jan-2001

89058 IG Core Portfolio - Income 4-Mar-2011

44348 IG Core Portfolio - Income Balanced 24-Jan-2001

44347 IG Core Portfolio - Income Focus 24-Jan-2001

85922 IG Core Portfolio Class - Balanced 30-Jun-2009

85921 IG Core Portfolio Class - Balanced Growth 30-Jun-2009

85920 IG Core Portfolio Class - Balanced Growth II 30-Jun-2009

85924 IG Core Portfolio Class - Growth 30-Jul-2009

85923 IG Core Portfolio Class - Growth II 30-Jun-2009

95758 IG Core Portfolio Class - Income Balanced 16-Jan-2015

50804 IG FI Canadian Equity Class 21-Oct-2002

43767 IG FI Canadian Equity Fund 20-Nov-2000

72311 IG Franklin Bissett Canadian Equity Class 11-Aug-2004

90783 IG Franklin Bissett Canadian Equity Class II 25-Nov-2011

72290 IG Franklin Bissett Canadian Equity Fund 11-Aug-2004

97141 IG Irish Life Low Volatility Global Equity Class 10-Jul-2015

97142 IG Irish Life Low Volatility Global Equity Fund 10-Jul-2015

50837 IG JPMorgan Emerging Markets Class 21-Oct-2002




102095 IG JPMorgan Emerging Markets Fund 9-Nov-2018

89435 IG Mackenzie Canadian Corporate Bond Fund 29-Apr-2011

72949 IG Mackenzie Canadian Equity Income Fund 10-Dec-2004

29119 IG Mackenzie Canadian High Yield Income Fund 9-Jul-1996

50850 IG Mackenzie Canadian Money Market Class 21-Oct-2002

8797 IG Mackenzie Canadian Money Market Fund 6-May-1985

50797 IG Mackenzie Canadian Small/Mid Cap Class 21-Oct-2002

50796 IG Mackenzie Canadian Small/Mid Cap Class II 21-Oct-2002

50801 IG Mackenzie Canadian Small/Mid Cap Class III 21-Oct-2002

33959 IG Mackenzie Canadian Small/Mid Cap Fund 24-Dec-1997

39494 IG Mackenzie Canadian Small/Mid Cap Fund II 18-Aug-1999

50809 IG Mackenzie Core U.S. Equity Class II 21-Oct-2002

90784 IG Mackenzie Core U.S. Equity Class 25-Nov-2011

94271 IG Mackenzie Core U.S. Equity Class III 13-Dec-2013

90792 IG Mackenzie Core U.S. Equity Fund 25-Nov-2011

94272 IG Mackenzie Dividend Class 13-Dec-2013

39496 IG Mackenzie Dividend Growth Fund 18-Aug-1999

50821 IG Mackenzie European Equity Class 21-Oct-2002

16522 IG Mackenzie European Equity Fund 31-Aug-1990

50822 IG Mackenzie European Mid-Cap Equity Class 21-Oct-2002

41506 IG Mackenzie European Mid-Cap Equity Fund 5-Jun-2000

95071 IG Mackenzie Floating Rate Income Fund 15-Jul-2014

19457 IG Mackenzie Global Bond Fund 21-Jul-1992

50823 IG Mackenzie Global Class 21-Oct-2002

81207 IG Mackenzie Global Class II 20-Jul-2007

50831 IG Mackenzie Global Class III 21-Oct-2002

50841 IG Mackenzie Global Consumer Companies Class 21-Oct-2002

77880 IG Mackenzie Global Dividend Fund 10-Jan-2006

50842 IG Mackenzie Global Financial Services Class 21-Oct-2002

44307 IG Mackenzie Global Financial Services Fund 23-Jan-2001

9678 IG Mackenzie Global Fund 14-Oct-1986

28035 IG Mackenzie Global Fund II 28-Feb-1996

50843 IG Mackenzie Global Health Care Class 21-Oct-2002

50844 IG Mackenzie Global Infrastructure Class 21-Oct-2002

50845 IG Mackenzie Global Natural Resources Class 21-Oct-2002

29118 IG Mackenzie Global Natural Resources Fund 9-Jul-1996

83887 IG Mackenzie Global Precious Metals Class 25-Jul-2008

50846 IG Mackenzie Global Science & Technology Class 21-Oct-2002

36711 IG Mackenzie Global Science & Technology Fund 13-Oct-1998

39495 IG Mackenzie Income Fund 12-Aug-1999

50824 IG Mackenzie International Small Cap Class 21-Oct-2002

47029 IG Mackenzie International Small Cap Fund 9-Nov-2018

50834 IG Mackenzie Ivy European Class 21-Oct-2002

85929 IG Mackenzie Ivy European Class II 30-Jul-2009




50840 IG Mackenzie Ivy European Class III 21-Oct-2002

39498 IG Mackenzie Ivy European Fund 18-Aug-1999

50835 IG Mackenzie Ivy Foreign Equity Class 21-Oct-2002

97139 IG Mackenzie Low Volatility Canadian Equity Class 10-Jul-2015

97140 IG Mackenzie Low Volatility Canadian Equity Fund 6-Jul-2015

5663 IG Mackenzie Mortgage and Short Term Income Fund 16-Oct-1973

5573 IG Mackenzie Mutual of Canada 28-Jan-1974

50828 IG Mackenzie North American Equity Class 21-Oct-2002

50794 IG Mackenzie North American Equity Class II 21-Oct-2002

79201 IG Mackenzie North American Equity Class III 20-Jul-2006

79202 IG Mackenzie North American Equity Class IV 20-Jul-2006

50795 IG Mackenzie North American Equity Class V 21-Oct-2002

5724 IG Mackenzie North American Equity Fund 27-Nov-1962

50829 IG Mackenzie Pacific International Class 21-Oct-2002

16500 IG Mackenzie Pacific International Fund 31-Aug-1990

79367 IG Mackenzie Pan Asia Equity Class II 11-Aug-2006

50830 IG Mackenzie Pan Asian Equity Class 21-Oct-2002

44308 IG Mackenzie Pan Asian Equity Fund 23-Jan-2001

50798 IG Mackenzie Quebec Enterprise Class 21-Oct-2002

38654 IG Mackenzie Quebec Enterprise Fund 14-May-1999

92643 IG Mackenzie Strategic Income Fund 11-Jan-2013

50799 IG Mackenzie Summa SRI Class 21-Oct-2002

9996 IG Mackenzie Summa SRI Fund 9-Jan-1987

95759 IG Mackenzie U.S. Dividend Registered Fund 16-Jan-2015

31528 IG Mackenzie U.S. Money Market Fund 21-Apr-1997

50811 IG Mackenzie U.S. Opportunities Class 1-Jan-2003

50812 IG Mackenzie U.S. Opportunities Class II 21-Oct-2002

29117 IG Mackenzie U.S. Opportunities Fund 9-Jul-1996

72946 IG Managed Payout Portfolio 10-Dec-2004

72948 IG Managed Payout Portfolio with Enhanced Growth 10-Dec-2004

72947 IG Managed Payout Portfolio with Growth 10-Dec-2004

97143 IG Managed Risk Portfolio - Balanced 10-Jul-2015

97144 IG Managed Risk Portfolio - Growth Focus 10-Jul-2015

97145 IG Managed Risk Portfolio - Income Balanced 10-Jul-2015

102101 IG Managed Risk Portfolio - Income Focus 9-Nov-2018

97025 IG Managed Risk Portfolio Class - Balanced 10-Jul-2015

97026 IG Managed Risk Portfolio Class - Growth Focus 10-Jul-2015

97027 IG Managed Risk Portfolio Class - Income Balanced 10-Jul-2015

103296 IG PIMCO Global Bond Fund 12-Jul-2019

90782 IG Putnam U.S. Growth Class 25-Nov-2011

50813 IG Putnam U.S. Growth Class II 21-Oct-2002

90790 IG Putnam U.S. Growth Fund 25-Nov-2011

39492 IG Putnam U.S. Growth Fund II 18-Aug-1999

83897 IG Putnam U.S. High Yield Income Fund 25-Jul-2008




87747 IG T. Rowe Price U.S. Large Cap Equity Class 12-Jul-2010

87750 IG T. Rowe Price U.S. Large Cap Equity Fund 12-Jul-2010

7555 IGM Financial Inc. 15-Sep-1978

106401 IM Cannabis Corp. (formerly, Navasota Resources Inc.) 31-Mar-2021

41756 Image Sculpting International Inc. (T) 20-Sep-2000

76124 Imasight Corp. 2-Aug-2005

30290 IMAX Corporation 30-Oct-1996

48865 imaxx Canadian Bond Fund 3-Jun-2002

48866 imaxx Canadian Fixed Pay Fund 3-Jun-2002

48867 imaxx Equity Growth Fund 3-Jun-2002

48864 imaxx Short Term Bond Fund 3-Jun-2002

99283 ImmunoPrecise Antibodies Ltd. (formerly "Tanqueray 14-Dec-2020

Exploration Ltd.")

78792 Impax Energy Services Income Trust 2-Jun-2006

36915 Imperial Canadian Bond Pool 15-Oct-1998

67748 Imperial Canadian Diversified Income Pool 21-Nov-2003

51819 Imperial Canadian Dividend Income Pool 7-May-2003

36917 Imperial Canadian Equity Pool 15-Oct-1998

39031 Imperial Emerging Economies Pool 28-Jun-1999

105835 Imperial Equities Inc.

67749 Imperial Equity High Income Pool 21-Nov-2003

83051 Imperial Global Equity Income Pool 31-Jan-2008

106355 Imperial Helium Corp. 14-May-2021

39029 Imperial International Bond Pool 30-Jun-1999

36921 Imperial International Equity Pool 15-Oct-1998

48863 Imperial Metals Corporation 30-Oct-1979

36911 Imperial Money Market Pool 15-Oct-1998

5923 Imperial Oil Limited 5-Jun-1989

67750 Imperial Overseas Equity Pool 21-Nov-2003

36913 Imperial Short-Term Bond Pool 15-Oct-1998

5310 Imperial Square Edmonton, Phase II (CT) 26-Nov-1980 19-Feb-1993

6159 Imperial Square, Westchase Limited (CT) 8-Nov-1982 17-Feb-1993

36919 Imperial U.S. Equity Pool 15-Oct-1998

82093 IMRIS Inc. 26-Oct-2007

92297 IMV Inc. 27-Aug-2012

66422 Income 100 Fund 30-Jun-2020

66421 Income 20/80 Fund 28-Jun-2019

44372 Income 40/60 Fund 10-May-2001

66420 Income Balanced Fund 30-Jun-2020

36710 Income Financial Trust 29-Jan-1999

5295 Incubus (CT) 21-Nov-1980 17-Feb-1993

100022 INDEXPLUS Income Fund 6-Jun-2017

30266 Indigo Books & Music Inc. 26-Nov-1996

101148 Indiva Limited 7-Feb-2018




28904 Industrial Alliance Insurance and Financial Services Inc. 5-Jun-1996

93529 *Information Services Corporation 27-Jun-2013

90600 Infrastructure Materials Corp. 12-Dec-2011

101284 Inner Spirit Holdings Ltd. 17-May-2019

82722 Innergex Renewable Energy Inc. 28-Nov-2007

104932 InnoCan Pharma Corporation 4-Jun-2020

88670 Innovative Composites International Inc. 18-Nov-2010

78142 Innovative Wireline Solutions Inc. 10-May-2006

93205 Inovalis Real Estate Investment Trust 3-Apr-2013

96162 InPlay Oil Corp. 23-Jan-2015

92799 *Input Capital Corp. 27-Sep-2013

33738 INSCAPE Corporation 28-Nov-1997

73221 Intact Financial Corporation 9-Dec-2004

10821 Integra Balanced Fund 7-Jan-1988

30295 Integra Bond Fund 29-Nov-1996

38191 Integra Canadian Value Growth Fund 17-Mar-1999

29304 Integra International Equity Fund 29-Nov-1996

102419 Integra Resources Corp. 31-Oct-2018

36273 Integra U.S. Value Growth Fund 27-Jul-1998

87373 INTELLIPHARMACEUTICS INTERNATIONAL INC. 22-Oct-2009

33664 Inter Pipeline Ltd. 19-Nov-1997

9546 Interfor Corporation 7-Jul-1986

77660 Intermap Technologies Corporation 18-Oct-2005

106115 International Clean Power Dividend Fund 11-Feb-2021

5702 International Display Corporation (CT) 6-Apr-1979 25-Feb-1993

84449 International Equity Alpha Corporate Class 30-Jul-2008

101832 International Equity Alpha Pool 6-Sep-2018

32247 International Equity Fund 13-Aug-1997

82418 International Equity Growth Corporate Class 31-Dec-2007

41514 International Equity Growth Pool 28-Apr-2000

82419 International Equity Value Corporate Class 2-Oct-2007

84450 International Equity Value Currency Hedged Corporate Class 30-Jul-2008

102298 International Equity Value Currency Hedged Pool 1-Nov-2018

41515 International Equity Value Pool 28-Apr-2000

6090 International Falcon Resources Inc. (T) 14-Jun-1982

6577 International Petroleum Corporation 14-Dec-2018

28082 *International ProSoya Corporation (CT) 19-Apr-1996 12-Jun-2000

27552 International Utility Structures Inc. 15-Nov-1995

23972 International Wallcoverings Ltd. (CT) 18-May-1994 22-Feb-2002

6064 Interquest Resources Corp. (CT) 9-Jul-1982 10-Feb-1993

80472 InterRent Real Estate Investment Trust 7-Feb-2007

18447 Intertape Polymer Group Inc. 17-Feb-1992

100266 Invesco 1-10 Year Laddered Investment Grade Corporate 25-Aug-2017

Bond Index ETF




95120 Invesco 1-3 Year Laddered Floating Rate Note Index ETF 11-Jul-2014

100887 Invesco 1-5 Year Laddered All Government Bond Index ETF 20-Feb-2018

86902 Invesco 1-5 Year Laddered Corporate Bond Index ETF Fund 14-Jan-2010

90040 Invesco 1-5 Year Laddered Investment Grade Corporate Bond 8-Jun-2011

Index ETF

25165 Invesco Active Multi-Sector Credit Fund 21-Oct-1994

72168 Invesco Allocation Fund 1-Jun-2004

100609 Invesco Balanced ETF Portfolio 24-Nov-2017

103509 Invesco Balanced Portfolio 1-Aug-2019

29781 Invesco Canada Money Market Fund 30-Sep-1996

33201 Invesco Canadian Class 6-Oct-1997

90041 Invesco Canadian Dividend Index ETF 8-Jun-2011

86592 Invesco Canadian Dividend Index ETF Class 12-Nov-2009

5898 Invesco Canadian Fund 2-Sep-1981

80548 Invesco Canadian Plus Dividend Class 3-Apr-2007

86903 Invesco Canadian Preferred Share Index EFT Class 14-Jan-2010

90042 Invesco Canadian Preferred Share Index ETF 8-Jun-2011

47131 Invesco Canadian Premier Balanced Class 15-Oct-2001

19465 Invesco Canadian Premier Balanced Fund 28-Jul-1992

25706 Invesco Canadian Premier Growth Class 11-Jan-1995

13429 Invesco Canadian Premier Growth Fund 29-Jan-1990

86909 Invesco Canadian Real Return Bond Index Fund 14-Jan-2010

22858 Invesco Canadian Short-Term Bond Fund 26-Nov-1993

100610 Invesco Conservative ETF Portfolio 24-Oct-2017

103510 Invesco Conservative Portfolio 1-Aug-2019

78764 Invesco Diversified Yield Class 13-Aug-2007

88860 Invesco Emerging Markets Class 7-Jan-2011

25015 Invesco Emerging Markets Fund 26-Sep-1994

102852 Invesco Emerging Markets Select Pool 25-Feb-2019

92148 Invesco ESG Canadian Core Plus Bond ETF 9-Aug-2012

88015 Invesco ESG Canadian Core Plus Bond ETF Fund 11-Aug-2010

43716 Invesco European Growth Class 25-Oct-2000

33146 Invesco Europlus Fund 29-Sep-1997

91048 Invesco FTSE RAFI Canadian Index ETF 1-Mar-2018

86593 Invesco FTSE RAFI Canadian Index ETF Class 12-Nov-2009

96195 Invesco FTSE RAFI Canadian Small-Mid Index ETF 31-Mar-2015

96211 Invesco FTSE RAFI Global Small-Mid ETF 20-Apr-2015

96196 Invesco FTSE RAFI Global+ Index ETF 31-Mar-2015

86905 Invesco FTSE RAFI U.S. ETF Fund 14-Jan-2010

86906 Invesco FTSE RAFI U.S. Fundamental ETF Fund 14-Jan-2010

91050 Invesco FTSE RAFI U.S. Index ETF 1-Mar-2018

96197 Invesco FTSE RAFI U.S. Index ETF II 31-Mar-2015

90043 Invesco Fundamental High Yield Corporate Bond Index ETF 8-Jun-2011

50036 Invesco Global Balanced Class 12-Aug-2002




40311 Invesco Global Balanced Fund 19-Oct-1999

98076 Invesco Global Bond Fund 24-May-2016

5899 Invesco Global Companies Fund 2-Sep-1981

98109 Invesco Global Diversified Income Fund 24-May-2016

86907 Invesco Global Dividend Achievers ETF Fund 14-Jan-2010

80549 Invesco Global Dividend Class 3-Apr-2007

50033 Invesco Global Focus Class 12-Aug-2002

21435 Invesco Global Focus Fund 8-Jun-1993

29782 Invesco Global Growth Class 30-Sep-1996

40312 Invesco Global High Yield Bond Fund 19-Oct-1999

80773 Invesco Global Opportunities Class 1-Jun-2007

82518 INVESCO Global Real Estate Fund 31-Oct-2007

45789 Invesco Global Select Equity Class 18-May-2001

13108 Invesco Global Select Equity Fund 24-Apr-1989

96212 Invesco Global Shareholder Yield ETF 20-Apr-2015

100611 Invesco Growth ETF Portfolio 24-Oct-2017

103511 Invesco Growth Portfolio 1-Aug-2019

100612 Invesco High Growth ETF Portfolio 24-Oct-2017

103512 Invesco High Growth Portfolio 1-Aug-2019

42744 INVESCO Inc. 9-Apr-1992

13109 Invesco Income Growth Fund 13-Aug-1987

83689 Invesco Intactive 2023 Portfolio 21-May-2008




75382 Invesco Intactive Balanced Growth Portfolio 11-May-2005

89706 Invesco Intactive Balanced Growth Portfolio Class 21-Apr-2011

75384 Invesco Intactive Balanced Income Portfolio 11-May-2005

89707 Invesco Intactive Balanced Income Portfolio Class 21-Apr-2011

89708 Invesco Intactive Diversified Income Portfolio Class 21-Apr-2011

75383 Invesco Intactive Diversified Income Portfolios 11-May-2005

89709 Invesco Intactive Growth Portfolio Class 21-Apr-2011

75385 Invesco Intactive Maximum Growth Portfolio 11-May-2005

89710 Invesco Intactive Maximum Growth Portfolio Class 21-Apr-2011

91418 Invesco Intactive Strategic Yield Portfolio Fund 10-Apr-2012

78760 Invesco International Companies Class 31-May-2007

40309 Invesco International Companies Fund 19-Oct-1999

42273 Invesco International Growth Class 26-Jun-2000

86209 Invesco International Growth Fund 17-Aug-2009

95121 Invesco LadderRite U.S. 0-5 Year Corporate Bond Index ETF 11-Jul-2014

90045 Invesco Long Term Government Bond Index ETF 31-Dec-2011

96213 Invesco Low Volatility Portfolio ETF 20-Apr-2015

50248 Invesco Main Street U.S. Small Cap Class 12-Aug-2002

100613 Invesco Moderate ETF Portfolio 24-Nov-2017




103513 Invesco Moderate Portfolio 1-Aug-2019

106436 Invesco NASDAQ 100 Equal Weight Index ETF 17-May-2021

105676 Invesco NASDAQ 100 Index ETF Fund 18-Jan-2021

106437 Invesco NASDAQ Next Gen 100 Index ETF 17-May-2021

105677 Invesco NASDAQ Next Gen 100 Index ETF Fund 18-Jan-2021

47132 Invesco Pure Canadian Equity Class 15-Oct-2001

11279 Invesco Pure Canadian Equity Fund 16-Aug-1988

90044 Invesco QQQ Index ETF 8-Jun-2011

101500 Invesco S&P 500 Equal Weight Index ETF 16-May-2018

104259 Invesco S&P 500 ESG Index ETF 14-Feb-2020

105679 Invesco S&P 500 ESG Index ETF Fund 18-Jan-2021

99042 Invesco S&P 500 High Dividend Low Volatility Index ETF 15-Feb-2017

91051 Invesco S&P 500 Low Volatility Index ETF 10-Jan-2012

93648 Invesco S&P 500 Low Volatility Index ETF Fund 31-Jul-2013

97633 Invesco S&P 500 Momentum Index ETF 7-Mar-2016

95122 Invesco S&P Emerging Markets Low Volatility Index ETF 11-Jul-2014

102014 Invesco S&P Europe 350 Equal Weight Index ETF 18-Sep-2018

99043 Invesco S&P Global ex. Canada High Dividend Low Volatility 15-Feb-2017

Index ETF

95123 Invesco S&P International Developed Low Volatility Index ETF 11-Jul-2014

105338 Invesco S&P/TSX Composite ESG Index ETF 29-Sep-2020

105680 Invesco S&P/TSX Composite ESG Index ETF Class 18-Jan-2021

91536 Invesco S&P/TSX Composite Low Volatility Index ETF 5-Apr-2012

93647 Invesco S&P/TSX Composite Low Volatility Index ETF Class 31-Jul-2013

100267 Invesco S&P/TSX REIT Income Index ETF 25-Aug-2017

12891 Invesco Select Balanced Fund 14-Nov-1989

20164 Invesco Select Canadian Equity Fund 24-Nov-1992

91052 Invesco Senior Loan Index ETF 10-Jan-2012

75381 Invesco Trimark Dialogue Growth Portfolio 11-May-2005

45788 Invesco U.S. Companies Class 18-May-2001

40310 Invesco U.S. Companies Fund 19-Oct-1999

86908 Invesco U.S. High Yield Bond Index Fund 14-Jan-2010

41128 Invesco U.S. Money Market Fund 21-Jan-2000

81635 Invesque Inc. 25-Jul-2007

97624 Investment Grade Managed Duration Income Fund 28-Jan-2016

85927 Investors Cornerstone Portfolio 30-Jun-2009

5698 Investors Dividend Fund 16-Mar-1978

11478 Investors Growth Plus Portfolio 4-Jan-1989

13031 Investors Growth Portfolio 4-Jan-1989

13033 Investors Income Plus Portfolio 4-Jan-1989

7840 Investors Real Property Fund 13-Dec-1983

13034 Investors Retirement Growth Portfolio 4-Jan-1989

13035 Investors Retirement Plus Portfolio 4-Jan-1989

6942 Investors Syndicate Limited 9-May-1989




97163 Invictus MD Strategies Corp. 11-Apr-2014

106442 Ion Energy Ltd. 7-Apr-2021

86381 Iona Energy Inc 30-Sep-2009

106598 IPC Canadian Equity 18-Jun-2021

92074 IPC Conservative Income Portfolio 16-Jul-2012

102001 IPC Essentials Balanced Portfolio 11-Sep-2018

106341 IPC Essentials Equity Portfolio 13-Apr-2021

38563 IPC Essentials ESG Balanced Portfolio 21-May-1999

102002 IPC Essentials Growth Portfolio 11-Sep-2018

102003 IPC Essentials Income Portfolio 11-Sep-2018

105413 IPC Focus Balanced Porfolio 16-Oct-2020

105414 IPC Focus Conservative Portfolio 16-Oct-2020

106342 IPC Focus Equity Portfolio 13-Apr-2021

105415 IPC Focus Growth Portfolio 16-Oct-2020

106599 IPC Global Income & Growth Portfolio 18-Jun-2021

69517 IPC Monthly Income Portfolio 20-Jan-2004

103903 IPC Multi-Factor Canadian Equity 31-Oct-2019

103904 IPC Multi-Factor International Equity 31-Oct-2019

103905 IPC Multi-Factor U.S. Equity 31-Oct-2019

105466 IPC Private Wealth Visio Balanced Growth Pool 3-Nov-2020

106600 IPC Private Wealth Visio Balanced Income Pool 18-Jun-2021

105467 IPC Private Wealth Visio Balanced Pool 3-Nov-2020

105468 IPC Private Wealth Visio Core Fixed Income 3-Nov-2020

105469 IPC Private Wealth Visio Growth Pool 3-Nov-2020

105470 IPC Private Wealth Visio Income Pool 3-Nov-2020

105471 IPC Private Wealth Visio North American Equity 3-Nov-2020

106601 IPC Private Wealth Visio North American Equity High Income 18-Jun-2021

105785 iProfile Active Allocation Private Pool I 5-Mar-2021

105786 iProfile Active Allocation Private Pool II 5-Mar-2021

105787 iProfile Active Allocation Private Pool III 31-Mar-2021

105782 iProfile Alternatives Private Pool 5-Mar-2021

92805 iProfile Canadian Equity Private Class 1-Mar-2013

44300 iProfile Canadian Equity Private Pool 11-Jan-2001

92806 iProfile Emerging Markets Private Class 1-Mar-2013

44338 iProfile Emerging Markets Private Pool 1-Nov-2001

104964 iProfile ETF Private Pool 10-Jul-2020

44339 iProfile Fixed Income Private Pool 11-Jan-2001

92807 iProfile International Equity Private Class 1-Mar-2013

44337 iProfile International Equity Private Pool 11-Jan-2001

105788 iProfile Low Volatility Private Pool 5-Mar-2021

104647 iProfile Portfolio - Global Equity 5-Jun-2020

104648 iProfile Portfolio - Global Equity Balanced 5-Jun-2020

104649 iProfile Portfolio - Global Fixed Income Balanced 5-Jun-2020

104650 iProfile Portfolio - Global Neutral Balanced 5-Jun-2020




92808 iProfile U.S. Equity Private Class 1-Mar-2013

44336 iProfile U.S. Equity Private Pool 11-Jan-2001

104159 Irish Life - IG Low Volaitilty Global Equity Pool 10-Jan-2020

97522 Irving Resources Inc. 13-Nov-2015

87004 ISE Limited 12-Feb-2010

89918 iShares 1-10 Year Laddered Corporate Bond Index Fund 16-May-2011

89917 iShares 1-10 Year Laddered Government Bond Index Fund 16-May-2011

85183 iShares 1-5 Year Laddered Corporate Bond Index ETF 26-Nov-2008

82580 iShares 1-5 Year Laddered Government Bond Index ETF 4-Dec-2007

93238 iShares All-Cap MSCI Emerging Markets Index ETF 10-Apr-2013

79761 iShares Canadian Corporate Bond Index ETF 6-Nov-2006

80519 iShares Canadian Financial Monthly Income ETF 28-Feb-2007

78117 iShares Canadian Fundamental Index ETF 20-Feb-2006

79762 iShares Canadian Government Bond Index ETF 6-Nov-2006

79759 iShares Canadian Growth Index ETF 6-Nov-2006

88326 iShares Canadian HYBrid Corporate Bond Index ETF 17-Sep-2010

77842 iShares Canadian Real Return Bond Index ETF 6-Nov-2006

77839 iShares Canadian Select Dividend Index ETF 7-Dec-2005

42332 iShares Canadian Short Term Bond Index ETF 2-Nov-2000

42333 iShares Canadian Universe Bond Index ETF 2-Nov-2000

79760 iShares Canadian Value Index ETF 6-Nov-2006

86946 iShares China Index ETF 22-Jan-2010

97178 iShares Conservative Short Term Strategic Fixed Income ETF21-Aug-2015

97179 iShares Conservative Strategic Fixed Income ETF 21-Aug-2015

90109 iShares Convertible Bond Index Fund 8-Jun-2011

80379 iShares Core Balanced ETF Portfolio 9-Apr-2007

79763 iShares Core Canadian Long Term Bond Index ETF 6-Nov-2006

90555 iShares Core Canadian Short Term Corporate Bond Index ETF1-Sep-2011

103524 iShares Core Conservative Balanced ETF Portfolio 31-Jul-2019

103525 iShares Core Equity ETF Portfolio 31-Jul-2019

80378 iShares Core Growth ETF Portfolio 9-Apr-2007

103526 iShares Core Income Balanced ETF Portfolio 31-Jul-2019

96018 iShares Core MSCI All Country World ex Canada Index ETF 5-Feb-2015

100017 iShares Core MSCI Canadian Quality Dividend Index ETF 2-Jun-2017

93239 iShares Core MSCI EAFE IMI Index ETF 10-Apr-2013

96019 iShares Core MSCI EAFE IMI Index ETF (CAD-Hedged) 5-Feb-2015

100023 iShares Core MSCI Global Quality Dividend Index ETF 2-Jun-2017

100016 iShares Core MSCI Global Quality Dividend Index ETF 2-Jun-2017

(CAD-Hedged)

100024 iShares Core MSCI US Quality Dividend Index ETF 2-Jun-2017

100015 iShares Core MSCI US Quality Dividend Index ETF 2-Jun-2017

(CAD-Hedged)

93240 iShares Core S&P 500 Index ETF 10-Apr-2013

42607 iShares Core S&P 500 Index ETF (Cad-Hedged) 23-May-2001




96020 iShares Core S&P U.S. Total Market Index ETF 5-Feb-2015

96021 iShares Core S&P U.S. Total Market Index ETF 5-Feb-2015

(CAD-Hedged)

89602 iShares Core S&P/TSX Composite High Dividend Index ETF 11-Apr-2011

95293 iShares Core Short Term High Quality Canadian Bond Index 10-Jul-2014

ETF

77840 iShares Diversified Monthly Income ETF 7-Dec-2005

97789 iShares Edge MSCI Min Vol EAFE Index ETF (CAD-Hedged) 30-Mar-2016

97790 iShares Edge MSCI Min Vol Global Index ETF 30-Mar-2016

97791 iShares Edge MSCI Min Vol USA Index ETF (CAD-Hedged) 30-Mar-2016

103601 iShares Edge MSCI USA Quality Factor Index ETF 31-Jul-2019

84398 iShares Emerging Markets Fundamental Index ETF 18-Jul-2008

83350 iShares Equal Weight Banc & Lifeco ETF 31-Jan-2008

104613 iShares ESG Advanced MSCI Canada Index ETF 27-Mar-2020

104614 iShares ESG Advanced MSCI EAFE Index ETF 27-Mar-2020

104615 iShares ESG Advanced MSCI USA Index ETF 27-Mar-2020

102893 iShares ESG Aware MSCI Canada Index ETF 5-Mar-2019

102894 iShares ESG Aware MSCI EAFE Index ETF 5-Mar-2019

102895 iShares ESG Aware MSCI Emerging Markets Index ETF 5-Mar-2019

102896 iShares ESG Aware MSCI USA Index ETF 5-Mar-2019

102891 iShares ESG Canadian Aggregate Bond Index ETF 5-Mar-2019

102892 iShares ESG Canadian Short Term Bond Index ETF 5-Mar-2019

105210 iShares ESG MSCI Canada Leaders Index ETF 27-Aug-2020

96913 iShares FactorSelectTM MSCI Canada Index ETF 21-Sep-2015

96914 iShares FactorSelectTM MSCI EAFE Index ETF 21-Sep-2015

96915 iShares FactorSelectTM MSCI EAFE Index ETF 21-Sep-2015

(CAD-Hedged)

96916 iShares FactorSelectTM MSCI USA Index ETF 21-Sep-2015

96917 iShares FactorSelectTM MSCI USA Index ETF (CAD-Hedged)21-Sep-2015

90813 iShares Floating Rate Index ETF 15-Nov-2011

82581 iShares Global Agriculture Index ETF 4-Dec-2007

100107 iShares Global Government Bond Index ETF (CAD Hedged) 10-Aug-2017

103106 iShares Global Government Bond Index ETF (CAD-Hedged) 8-Apr-2019

89599 iShares Global Healthcare Index ETF (CAD-Hedged) 11-Apr-2011

84399 iShares Global Infrastructure Index Fund 18-Jul-2008

80380 iShares Global Monthly Dividend Index ETF 9-Apr-2007

84396 iShares Global Real Estate Index Fund 18-Jul-2008

80382 iShares Global Water Index ETF 9-Apr-2007

86974 iShares Gold Bullion ETF 1-Feb-2010

85867 iShares High Quality Canadian Bond Index ETF 1-May-2009

86948 iShares India Index ETF 22-Jan-2010

79255 iShares International Fundamental Index ETF 21-Aug-2006

80916 iShares Jantzi Social Index ETF 4-May-2007

79257 iShares Japan Fundamental Index Fund (CAD-Hedged) 21-Aug-2006




89597 iShares JPMorgan USD Emerging Markets Bond Index Fund 11-Apr-2011

(CAD-Hedged)

92096 iShares MSCI Canada Minimum Volatility Index Fund 16-Jul-2012

46553 iShares MSCI EAFE Index ETF (CAD-Hedged) 4-Sep-2001

92097 iShares MSCI EAFE Minimum Volatility Index Fund 16-Jul-2012

86048 iShares MSCI Emerging Markets Index ETF 15-Jun-2009

92098 iShares MSCI Emerging Markets Minimum Volatility Index 16-Jul-2012

Fund

94850 iShares MSCI Europe IMI Index ETF 14-Apr-2014

94851 iShares MSCI Europe IMI Index ETF (CAD-Hedged) 14-Apr-2014

92099 iShares MSCI USA Minimum Volatility Index Fund 16-Jul-2012

103597 iShares MSCI USA Momentum Factor Index ETF(XMTM) 29-Jun-2020

86049 iShares MSCI World Index ETF 15-Jun-2009

89598 iShares NASDAQ 100 Index ETF (CAD-Hedged) 11-Apr-2011

82583 iShares Premium Money Market ETF 4-Dec-2007

92958 iShares S&P Global Consumer Discretionary Index ETF 20-Mar-2013

(CAD-Hedged)

92959 iShares S&P Global Industrials Index ETF (CAD-Hedged) 20-Mar-2013

97180 iShares S&P U.S. Mid-Cap Index ETF 28-Jul-2015

97181 iShares S&P U.S. Mid-Cap Index ETF (CAD-Hedged) 28-Jul-2015

39402 iShares S&P/TSX 60 Index ETF 24-Sep-1999

79254 iShares S&P/TSX Canadian Dividend Aristocrats Index ETF 21-Aug-2006

80381 iShares S&P/TSX Canadian Preferred Share Index ETF 9-Apr-2007

43822 iShares S&P/TSX Capped Composite Index ETF 16-Feb-2001

89600 iShares S&P/TSX Capped Consumer Staples Index ETF 11-Apr-2011

43824 iShares S&P/TSX Capped Energy Index ETF 16-Feb-2001

43827 IShares S&P/TSX Capped Financials Index ETF 16-Feb-2001

43825 iShares S&P/TSX Capped Information Technology Index ETF16-Feb-2001

77841 iShares S&P/TSX Capped Materials Index ETF 7-Dec-2005

50038 iShares S&P/TSX Capped REIT Index ETF 27-Aug-2002

89601 iShares S&P/TSX Capped Utilities Index ETF 11-Apr-2011

43823 iShares S&P/TSX Completion Index ETF 16-Feb-2001

89603 iShares S&P/TSX Global Base Metals Index ETF 11-Apr-2011

43826 iShares S&P/TSX Global Gold Index ETF 16-Feb-2001

88327 iShares S&P/TSX North American Preferred Stock Index 31-Dec-2010

ETF (CAD-Hedged)

80918 iShares S&P/TSX SmallCap Index ETF 4-May-2007

88713 iShares Short Duration High Income ETF (CAD-Hedged) 3-Dec-2010

95913 iShares Short Term Strategic Fixed Income ETF 15-Jan-2015

86121 iShares Silver Bullion ETF 29-Jun-2009

96022 iShares U.S. High Dividend Equity Index ETF 5-Feb-2015

92100 iShares U.S. High Dividend Equity Index ETF (CAD-Hedged) 16-Jul-2012

86950 iShares U.S. High Yield Bond Index ETF (CAD-Hedged) 22-Jan-2010

85868 iShares U.S. High Yield Fixed Income Index ETF 1-May-2009




(CAD-Hedged)

86951 iShares U.S. IG Corporate Bond Index Fund (CAD-Hedged) 22-Jan-2010

80917 iShares U.S. Small Cap Index ETF (CAD-Hedged) 4-May-2007

89920 iShares US Dividend Growers Index ETF (CAD-Hedged) 16-May-2011

79256 iShares US Fundamental Index Fund 21-Aug-2006

87636 Itafos 3-Feb-2012

27702 itemus inc. (CT) 25-Oct-1995 25-Mar-2002

5146 IVACO INC 15-Jul-1980

32200 Ivanhoe Energy Inc. 3-Jun-1997

92413 Ivanhoe Mines Ltd. 16-Oct-2012

33230 IVG Enterprises Ltd. 30-Sep-1997

43400 IVRnet Inc. 23-Aug-2000

10465 J.D.S. Investments Limited (CT) 27-Jul-1987 25-Feb-2002

94711 Jade Power Trust 1-Apr-2014

9559 Jaguar Mining Inc. 16-Jul-1986

91621 Jaguar Resources Inc. 11-Apr-2012

80788 James Richardson & Sons, Limited 4-May-2007

100171 Jamieson Wellness Inc. 29-Jun-2017

9481 Jarvis Mutual Partnership (CT) 18-Jun-1986 25-Feb-2002

40888 Jaws Acquisition Corp. 10-Dec-1999

40851 JAWZ Inc. 29-Jan-2000

83815 Jayden Resources Inc. 24-Mar-2010

95197 Jeotex Inc. 30-Jun-2014

104467 Jervois Mining Limited 24-Jul-2019

91632 JFT Strategies Fund 25-Apr-2012

83354 Jiminex Inc. 28-Feb-2008

87359 JINHUA CAPITAL CORPORATION 16-Apr-2010

5602 Joffre Resources Ltd. (CT) 26-May-1981 18-Apr-1984

91897 John Deere Canada Funding Inc. 5-Jun-2012

45212 John Hancock Financial Services, Inc. 26-Nov-2008

17302 Johnson Controls International plc 21-Mar-1991

65952 Josemaria Resources Inc. 10-Aug-2020

95178 Journey Energy Inc. 13-Jun-2014

101399 JPMorgan - IG Emerging Markets Pool 11-May-2018

104651 JPMorgan - IG U.S. Equity Long/Short Pool 29-May-2020

38495 Jura Energy Corporation 16-Mar-1999

86239 Jushi Holdings Inc. 14-Oct-2020

89167 Just Energy Group Inc. 1-Jan-2011

106675 Just Kitchen Holdings Corp. 25-May-2021

89145 K-Bro Linen Inc. 1-Jan-2011

106481 K.B. Recycling Industries Ltd. 1-Apr-2021

51628 Kane Biotech Inc. 21-Mar-2003

19899 *Kannata Ridge Golf Resort Ltd. (CT) 15-Oct-1992 12-Oct-1993

26010 Kap Resources Ltd. (CT) 15-Mar-1995 25-Feb-2002




83867 *Karnalyte Resources Inc. 7-Dec-2010

88804 Karora Resources Inc. 10-Dec-2010

100543 Katipult Technology Corp. 27-Oct-2017

93177 Kelt Exploration Ltd. 26-Feb-2013

7741 Kelvin Energy Ltd. (CT) 15-Nov-1978 19-Feb-1993

81906 Kestrel Gold Inc. 27-Aug-2007

97305 Kew Media Group Inc. 3-Jun-2016

89143 Keyera Corp. 1-Jan-2011

102083 Khiron Life Sciences Corp. 6-Sep-2018

97560 Killam Apartment Limited Partnership 1-Jan-2016

97562 Killam Apartment Real Estate Investment Trust 1-Jan-2016

23790 Kimpex International Inc. (CT) 21-Apr-1994 25-Feb-2002

95117 Kinaxis Inc. 3-Jun-2014

10256 Kinburn Technology Corporation (CT) 15-May-1987 25-Feb-1993

10814 *Kindersley Inn Venture Fund Inc.(CT) 2-Dec-1987 17-Apr-1992

48537 King's Bay Gold Corporation 5-Apr-2002

82777 Kingman Minerals Ltd. 4-Dec-2007

25509 *Kingsland Energy Corp. 21-Dec-1994

81664 Kingsway 2007 General Partnership 4-Jul-2007

27722 Kingsway Financial Services Inc. 11-Dec-1995

17884 Kinross Gold Corporation 30-Mar-1992

8969 *Kipp & Zonen Inc. (CT) 21-Mar-1990 17-Jun-2004

86910 Kirkland Lake Gold Ltd. 11-Dec-2009

105935 Kits Eyecare Ltd. 12-Jan-2021

107264 Kiwetinohk Energy Corp.

13120 Klondike Fever (CT) 14-Nov-1979 02-Feb-1993

94956 kneat.com, inc. 5-Mar-2014

94880 Knight Therapeutics Inc. 28-Feb-2014

101209 Kore Mining Ltd. 11-Jun-2021

92648 KP Tissue Inc. 6-Dec-2012

102699 Kraken Robotics Inc. 17-Dec-2018

10501 La Fosse Platinum Group Inc. (CT) 4-Aug-1987 25-Feb-2002

79033 LAB Research Inc. 24-Jul-2006

82471 Labrador Iron Mines Holdings Limited 26-Nov-2007

88175 Labrador Iron Ore Royalty Corporation 1-Jul-2010

5620 Lafarge Canada Inc. 7-Mar-1980

88538 Lago Dourado Minerals Ltd. 8-Nov-2010

11358 Lake Louise Limited Partnership 17-Oct-1988

92906 Lakeview Hotel Investment Corp. 31-Dec-2012

8471 Lakewood Forest Products Ltd. (CT) 30-Nov-1984 04-Feb-1993

17692 Landmark Global Financial Corporation 31-Jan-1992

50125 Lanesborough Real Estate Investment Trust 27-Aug-2002

83814 Laramide Resources Ltd. 17-Jun-2008

27405 Lattice Biologics Ltd. 22-Feb-1996




7729 Launch Resources Inc. 8-Mar-1979

6539 Laurentian Bank Of Canada 31-Jan-1983

29827 Lava Systems Inc. (CT) 30-Oct-1996 25-Feb-2002

96918 Lazard Defensive Global Dividend Fund 9-Sep-2015

95600 Lazard Global Balanced Income Fund 4-Nov-2014

96536 Lazard Global Compounders Fund 26-Apr-2016

96373 LDIC North American Small Business Fund (Corporate Class)26-May-2015

7960 Le Chateau Inc. 13-Dec-1983

67915 Leader Energy Services Ltd. 12-Nov-2003

105710 Leaf Mobile Inc. 22-Jan-2021

29596 Leed NT Corp. (CT) 28-Aug-1996 26-Apr-2002

35812 Legacy Education Savings Plan (formerly, Global Educational 19-Oct-1998

Trust Plan)

88980 Legend Power Systems Inc. 3-Apr-2018

47502 Lehman Trikes Inc. 30-Nov-2001

5332 Lehndorff Canadian Properties (CT) 10-May-1979 25-Feb-2002

35941 Leith Wheeler Balanced Fund 28-May-1998

88835 Leith Wheeler Canadian Dividend Fund 23-Dec-2010

35942 Leith Wheeler Canadian Equity Fund 28-May-1998

101524 Leith Wheeler Carbon Constrained Canadian Equity Fund 25-May-2018

35945 Leith Wheeler Core Bond Fund 28-May-1998

95054 Leith Wheeler Corporate Advantage Fund 29-May-2014

99945 Leith Wheeler Emerging Markets Equity Fund 29-May-2017

96921 Leith Wheeler High Yield Bond Fund 28-May-2015

88836 Leith Wheeler Income Advantage Fund 31-Dec-2010

82608 Leith Wheeler International Equity Plus Fund 31-Oct-2007

35946 Leith Wheeler Money Market Fund 28-May-1998

99946 Leith Wheeler Multi Credit Fund 29-May-2017

101525 Leith Wheeler Preferred Share Fund 25-May-2018

101202 Leith Wheeler Short Term Income Fund 25-May-2018

98527 Leith Wheeler U.S. Dividend Fund 26-Sep-2016

35943 Leith Wheeler U.S. Equity Fund 28-May-1998

98675 Leith Wheeler U.S. Small/Mid-Cap Equity Fund 31-Oct-2016

90488 LeoNovus Inc. 5-Dec-2017

95465 Leucrotta Exploration Inc. 6-Aug-2014

106200 Levitee Labs Inc. 12-Jul-2021

9375 Levtech Medical Technologies Ltd. (CT) 11-Jul-1986 25-Feb-1993

99828 Lexagene Holdings Inc. (formerly, Wolfeye Resource Corp.) 12-Dec-2017

86008 LGC Skyrota Wind Energy Corp. 2-Jun-2009

81473 LGX Oil & Gas Inc. 15-Sep-2010

103784 Liberty Defense Holdings, Ltd. (formerly, Gulfstream 18-Oct-2019

Acquisition 1 Corp.)

89913 Liberty Gold Corp. 6-Apr-2011

79627 Life & Banc Split Corp. 29-Sep-2006




84900 LifePoints Balanced Growth Class 28-Oct-2008

107027 LifeSpeak Inc. 29-Jun-2021

96945 Lifestyle Global Brands Limited 23-Sep-2015

94602 *Lightcollar Inc.(CT) 7-Sep-2012 04-Apr-2014

102987 Lightspeed Commerce Inc. 7-Mar-2019

86774 Lightstream Resources Ltd. 1-Oct-2009

36159 Liminal BioSciences Inc. 14-Jul-1998

9236 Linamar Corporation 20-Jan-1986

80817 Lincluden Balanced Fund 18-Apr-2007

6357 Lincoln's Hill 31 L.P. (CT) 7-Dec-1982 02-Feb-1993

88200 Lions Bay Capital Inc. 26-Aug-2010

44663 Lions Petroleum Inc. 27-Jun-2001

95067 Lithium Americas Corp, 9-May-2014

21156 Livent Inc. (CT) 11-May-1993 25-Feb-2002

5711 Loblaw Companies Limited 23-Apr-1981

10254 Loewen Group Inc. (T) 29-Apr-1987

106155 Logiq, Inc. 11-Jun-2021

9505 Logistec Corporation 11-Jun-1986

9614 Loh's (CT) Sinfully Good Ice Cream & Cookies Inc. 17-Sep-1986 04-Feb-1993

92459 Loncor Resources Inc. 3-Oct-2012

66096 Long Duration Bond Fund 2-Jun-2003

93138 Long Duration Credit Bond Fund 3-Apr-2013

5357 Lonsdale Apartment Project 8-Dec-1980

99262 Loop Energy Inc. 18-Feb-2021

87108 LOOPShare LTD. 25-Mar-2010

105730 Lowell Farms Inc. 11-Dec-2020

93561 LQwD FinTech Corp. 16-Sep-2021

98349 LSC Communications, Inc. 20-Sep-2016

100788 Lucky Minerals Inc. 22-Nov-2017

81225 Lululemon Athletica Inc. 26-Jul-2007

98351 Lundin Gold Inc. 12-Jul-2016

85858 Lundin Mining Corporation 20-Apr-2009

75417 Lunetterie New Look Inc. 1-May-2005

89960 Lupaka Gold Corp. 15-Jun-2011

90226 LWP Capital Inc. 30-Jun-2011

96903 LXRandCO, Inc. 25-Sep-2015

86912 Lydian International Limited 7-Apr-2010

9089 Lynngold Resources Inc. (CT) 31-Aug-1985 25-Feb-1993

97361 Lysander Balanced Income Fund 31-Dec-2015

97024 Lysander TDV Fund 23-Nov-2015

95864 Lysander-18 Asset Management Canadian Equity Fund 30-Dec-2014

90950 Lysander-Canso Balanced Fund 23-Dec-2011

90951 Lysander-Canso Bond Fund 23-Dec-2011

98976 Lysander-Canso Broad Corporate Bond Fund 30-Dec-2016




90952 Lysander-Canso Corporate Value Bond Fund 23-Dec-2011

104663 Lysander-Canso Credit Opportunities Fund 11-May-2020

93934 Lysander-Canso Equity Fund 18-Sep-2013

93935 Lysander-Canso Short Term and Floating Rate Fund 18-Sep-2013

95863 Lysander-Canso U.S. Credit Fund 30-Dec-2014

106543 Lysander-Canso U.S. Short Term and Floating Rate Fund 12-May-2021

95865 Lysander-Crusader Equity Income Fund 30-Dec-2014

98977 Lysander-Fulcra Corporate Securities Fund 30-Dec-2016

95866 Lysander-Seamark Balanced Fund 30-Dec-2014

95867 Lysander-Seamark Total Equity Fund 30-Dec-2014

97151 Lysander-Slater Preferred Share ActivETF 30-Jul-2015

95868 Lysander-Slater Preferred Share Dividend Fund 20-Jan-2015

97360 Lysander-Triasima All Country Equity Fund 31-Dec-2015

104664 Lysander-Triasima All Country Long/Short Equity Fund 11-May-2020

80698 M Split Corp. 29-Mar-2007

22783 M8 Entertainment Inc 22-Dec-1997

34640 MacDonald Mines Exploration Ltd. 22-Dec-1997

102096 Mackenzie - IG Canadian Bond Pool 12-Oct-2018

104645 Mackenzie - IG Canadian Corporate Bond Pool 29-May-2020

104652 Mackenzie - IG Canadian Equity Income Pool 21-May-2020

102097 Mackenzie - IG Canadian Equity Pool 12-Oct-2018

97137 Mackenzie - IG Equity Pool 10-Jul-2015

104653 Mackenzie - IG Global Bond Pool 21-May-2020

104654 Mackenzie - IG Global Credit Opportunities Pool 21-May-2020

101400 Mackenzie - IG Global Inflation-Linked Pool 11-May-2018

97138 Mackenzie - IG Income Pool 10-Jul-2015

102098 Mackenzie - IG International Equity Pool 12-Oct-2018

104160 Mackenzie - IG Low Volatility Canadian Equity Pool 10-Jan-2020

101401 Mackenzie - IG Low Volatility Emerging Markets Equity Pool 12-Mar-2018

102099 Mackenzie - IG Low Volatility U.S. Equity Pool 12-Oct-2018

102100 Mackenzie - IG U.S. Equity Pool 12-Oct-2018

104629 Mackenzie Alternative Enhanced Yield Fund 20-Apr-2020

107111 Mackenzie Anti-Benchmark Global High Yield Fund 1-Oct-2021

103551 Mackenzie Anti-Benchmark Global Investment Grade Fund 26-Jul-2019

104344 Mackenzie Asian Small-Mid Cap Fund 6-Feb-2020

105143 Mackenzie Balanced Allocation ETF 26-Aug-2020

100812 Mackenzie Balanced ETF Portfolio 16-Jan-2018

103102 Mackenzie Broad Risk Premia Collection Fund 29-Apr-2019

100813 Mackenzie Canadian Aggregate Bond Index ETF 10-Jan-2018

100814 Mackenzie Canadian All Corporate Bond Index ETF 10-Jan-2018

11693 Mackenzie Canadian Bond Fund 18-Jan-1989

10579 Mackenzie Canadian Dividend Fund 21-Oct-1986

37323 Mackenzie Canadian Equity Fund 12-Nov-1998

100815 Mackenzie Canadian Equity Index ETF 10-Jan-2018




30260 Mackenzie Canadian Growth Balanced Fund 16-Nov-1996

33596 Mackenzie Canadian Growth Fund 29-Jan-1998

100816 Mackenzie Canadian Large Cap Equity Index ETF 10-Jan-2018

100561 Mackenzie Canadian Short Term Fixed Income ETF 9-Nov-2017

23012 Mackenzie Canadian Short Term Income Fund 17-Jan-1994

100817 Mackenzie Canadian Short-Term Bond Index ETF 10-Jan-2018

37322 Mackenzie Canadian Small Cap Fund 12-Nov-1998

107112 Mackenzie Canadian Sustainable Bond Fund 1-Oct-2021

100818 Mackenzie China A-Shares CSI 300 Index ETF 10-Jan-2019

106655 Mackenzie ChinaAMC All China Bond Fund 22-Jun-2021

100441 Mackenzie ChinaAMC All China Equity Fund 4-Oct-2017

107113 Mackenzie ChinaAMC Multi-Asset Fund 1-Oct-2021

100819 Mackenzie Conservative ETF Portfolio 16-Jan-2018

100820 Mackenzie Conservative Income ETF Portfolio 16-Jan-2018

97627 Mackenzie Core Plus Canadian Fixed Income ETF 4-Apr-2016

97628 Mackenzie Core Plus Global Fixed Income ETF 4-Apr-2016

43438 Mackenzie Corporate Bond Fund 4-Jan-2001

102659 Mackenzie Credit Absolute Return Fund 1-Feb-2019

36897 Mackenzie Cundill Canadian Balanced Fund 29-Sep-1998

10316 Mackenzie Cundill Canadian Security Fund 8-May-1987

5953 Mackenzie Cundill Value Fund 30-Apr-1984

105145 Mackenzie Developed ex-North America Aggregate Bond 28-Aug-2020

Index ETF (CAD-Hedged)

105146 Mackenzie Developed Markets Real Estate Index ETF 26-Aug-2020

96922 Mackenzie Diversified Alternatives Fund 2-Oct-2015

103339 Mackenzie Emerging Markets Bond Index ETF (CAD-Hedged)26-Jun-2019

107003 Mackenzie Emerging Markets Equity Index ETF 23-Jul-2021

101092 Mackenzie Emerging Markets Fund 9-Mar-2018

101093 Mackenzie Emerging Markets Large Cap Fund 9-Mar-2018

103340 Mackenzie Emerging Markets Local Currency Bond Index 26-Jun-2019

ETF

92357 Mackenzie Emerging Markets Opportunities Fund 28-Sep-2012

101095 Mackenzie Emerging Markets Small Cap Fund 9-Mar-2018

103103 Mackenzie Enhanced Equity Risk Premia Fund 29-Apr-2019

103104 Mackenzie Enhanced Fixed Income Risk Premia Fund 29-Apr-2019

104345 Mackenzie European Small-Mid Cap Fund 6-Feb-2020

97629 Mackenzie Floating Rate Income ETF 4-Apr-2016

93307 Mackenzie Floating Rate Income Fund 1-May-2013

99665 Mackenzie Global Credit Opportunities Fund 18-Apr-2017

81520 Mackenzie Global Dividend Fund 27-Jun-2007

103105 Mackenzie Global Energy Opportunities Long/Short Fund 29-Apr-2019

36754 Mackenzie Global Equity Fund 16-Sep-1998

95749 Mackenzie Global Equity Income Fund 26-Nov-2014

107114 Mackenzie Global Green Bond Fund 1-Oct-2021




102657 Mackenzie Global Growth Balanced Fund 16-Jan-2019

106914 Mackenzie Global Growth Fund 16-Jul-2021

99674 Mackenzie Global High Yield Fixed Income ETF 4-Apr-2017

99278 Mackenzie Global Inflation-Linked Fund 14-Feb-2017

105149 Mackenzie Global Infrastructure Index ETF 26-Aug-2020

100443 Mackenzie Global Leadership Impact Fund 4-Oct-2017

102660 Mackenzie Global Long/Short Equity Fund 1-Feb-2019

105002 Mackenzie Global Low Volatility Equity Fund 9-Jul-2020

102661 Mackenzie Global Macro Fund 1-Feb-2019

13155 Mackenzie Global Resource Fund 16-Jan-1978

106915 Mackenzie Global Resource Fund II 16-Jul-2021

104346 Mackenzie Global Small-Mid Cap Fund 6-Feb-2020

77680 Mackenzie Global Strategic Income Fund 30-Nov-2005

100442 Mackenzie Global Sustainable Balanced Fund 4-Oct-2017

107004 Mackenzie Global Sustainable Bond ETF 23-Jul-2021

106188 Mackenzie Global Sustainable Bond Fund 24-Mar-2021

105150 Mackenzie Global Sustainable Dividend Index ETF 26-Aug-2020

94827 Mackenzie Global Tactical Bond Fund 10-Apr-2014

96374 Mackenzie Global Tactical Investment Grade Bond Fund 6-May-2015

103702 Mackenzie Global Women's Leadership ETF 9-Nov-2017

106916 Mackenzie Gold Bullion Fund 16-Jul-2021

102024 Mackenzie Greenchip Global Environmental All Cap Fund 4-Oct-2018

106189 Mackenzie Greenchip Global Environmental Balanced Fund 24-Mar-2021

107115 Mackenzie Greenchip Global Environmental Equity Fund 1-Oct-2021

100821 Mackenzie Growth ETF Portfolio 16-Jan-2018

5694 Mackenzie Income Fund 29-Oct-1975

99279 Mackenzie International Dividend Fund 14-Feb-2017

100822 Mackenzie International Equity Index ETF 10-Jan-2018

100823 Mackenzie International Equity Index ETF (CAD-Hedged) 10-Jan-2018

103552 Mackenzie International Quantitative Large Cap Fund 19-Jul-2019

103553 Mackenzie International Quantitative Small Cap Fund 19-Jul-2019

94828 Mackenzie Investment Grade Floating Rate Fund 10-Apr-2014

20105 Mackenzie Ivy Canadian Balanced Fund 22-Oct-1992

20106 Mackenzie Ivy Canadian Fund 22-Oct-1992

20090 Mackenzie Ivy Foreign Equity Fund 22-Oct-1992

22860 Mackenzie Ivy Global Balanced Fund 22-Nov-1993

100562 Mackenzie Ivy Global Equity ETF 9-Nov-2017

9025 Mackenzie Ivy International Fund 24-Sep-1985

27357 Mackenzie Master Limited Partnership 18-Apr-1995

97962 Mackenzie Maximum Diversification All World Developed ex 6-Jun-2016

North America Index ETF

97959 Mackenzie Maximum Diversification All World Developed ex 14-Jun-2016

North America Index Fund

97963 Mackenzie Maximum Diversification All World Developed 6-Jun-2016




Index ETF

97958 Mackenzie Maximum Diversification All World Developed 14-Jun-2016

Index Fund

97964 Mackenzie Maximum Diversification Canada Index ETF 6-Jun-2016

97965 Mackenzie Maximum Diversification Developed Europe Index 6-Jun-2016

ETF

97957 Mackenzie Maximum Diversification Developed Europe Index 14-Jun-2016

Fund

97966 Mackenzie Maximum Diversification Emerging Markets Index 6-Jun-2016

ETF

97956 Mackenzie Maximum Diversification Emerging Markets Index 14-Jun-2016

Fund

107116 Mackenzie Maximum Diversification Global Multi-Asset Fund 1-Oct-2021

97967 Mackenzie Maximum Diversification US Index ETF 6-Jun-2016

97960 Mackenzie Maximum Diversification US Index Fund 14-Jun-2016

100824 Mackenzie Moderate Growth ETF Portfolio 16-Jan-2018

95750 Mackenzie Monthly Income Balanced Portfolio 26-Nov-2014

95752 Mackenzie Monthly Income Conservative Portfolio 26-Nov-2014

101557 Mackenzie Multi-Strategy Absolute Return Fund 30-Apr-2018

85939 Mackenzie North American Corporate Bond Fund 4-Oct-2013

100563 Mackenzie Portfolio Completion ETF 9-Nov-2017

106925 Mackenzie Precious Metals Fund 16-Jul-2021

97069 Mackenzie Private Canadian Focused Equity Pool 23-Nov-2015

105353 Mackenzie Private Equity Replication Fund 19-Nov-2020

97074 Mackenzie Private Global Conservative Income Balanced Pool23-Nov-2015

97075 Mackenzie Private Global Equity Pool 23-Nov-2015

97077 Mackenzie Private Global Fixed Income Pool 23-Nov-2015

97078 Mackenzie Private Global Income Balanced Pool 23-Nov-2015

97071 Mackenzie Private Income Balanced Pool 23-Nov-2015

97084 Mackenzie Private US Equity Pool 23-Nov-2015

17099 Mackenzie Sentinel Money Market Fund 11-Jan-1991

95751 Mackenzie Sovereign Bond Fund 26-Nov-2014

93308 Mackenzie Strategic Bond Fund 1-May-2013

103703 Mackenzie Strategic Income Fund 30-Nov-2005

106656 Mackenzie Tax-Managed Global Equity Fund 22-Jun-2021

105152 Mackenzie U.S. Aggregate Bond Index ETF (CAD-Hedged) 26-Aug-2020

97630 Mackenzie Unconstrained Bond ETF 4-Apr-2016

95467 Mackenzie Unconstrained Fixed Income Fund 6-Oct-2014

25360 Mackenzie US All Cap Growth Fund 12-Jan-1995

105003 Mackenzie US Core Equity Fund 9-Jul-2020

94829 Mackenzie US Dividend Fund 10-Apr-2014

100825 Mackenzie US High Yield Bond Index ETF (CAD-Hedged) 10-Jan-2018

100826 Mackenzie US Investment Grade Corporate Bond Index ETF 10-Jan-2018

(CAD-Hedged)




100827 Mackenzie US Large Cap Equity Index ETF 10-Jan-2018

100828 Mackenzie US Large Cap Equity Index ETF (CAD Hedged) 10-Jan-2018

105296 Mackenzie US Mid Cap Opportunities Currency Neutral Fund 30-Sep-2020

104347 Mackenzie US Mid Cap Opportunities Fund 6-Feb-2020

104348 Mackenzie US Quantitative Large Cap Fund 6-Feb-2020

104349 Mackenzie US Quantitative Small Cap Fund 6-Feb-2020

106929 Mackenzie US Small-Mid Cap Growth Fund 16-Jul-2021

100829 Mackenzie US TIPS Index ETF (CAD-Hedged) 10-Jan-2018

96376 Mackenzie USD Global Strategic Income Fund 6-May-2015

96369 Mackenzie USD Ultra Short Duration Income Fund 6-May-2016

96370 Mackenzie USD Unconstrained Fixed Income Fund 6-May-2015

13369 Madison Pacific Properties Inc. 9-Dec-1985

78065 MAG Silver Corp. 10-May-2010

29255 Magellan Aerospace Corporation 9-Apr-1987

27548 Magellan Real Estate Investment Fund Limited Partnership (T) 4-Dec-1995

5210 Magic Show (CT) 13-Nov-1980 28-Oct-1983

79454 MagIndustries Corp. 11-Jun-2009

7982 Magna International Inc. 15-Dec-1983

106572 Magnet Forensics Inc. 27-Apr-2021

89940 Magnum Energy Inc. 4-May-2011

90062 Magnum Hunter Resources Corporation 3-May-2011

92756 Magor Corporation 27-Feb-2013

80539 Mainstream Minerals Corporation 1-Jun-2007

25793 Major Drilling Group International Inc. 27-Feb-1995

89630 Mammoth Resources Corp. 4-Mar-2011

87897 Mandalay Resources Corporation 29-Jul-2010

5204 Manfrey Capital Corporation (CT) 4-May-1973 19-Feb-2002

91078 Manitok Energy Inc. 28-Nov-2011

86997 Manitou Gold Inc. 19-Feb-2010

13289 *Manitou Springs Venture Capital Corporation (CT) 29-Nov-1989 05-May-2009

7460 Mann Oil Resources Inc. (CT) 10-May-1983 25-Feb-1993

85571 Mantaro Silver Corp. 17-Feb-2009

90412 Manulife Asia Equity Class 23-Aug-2011

92607 Manulife Balanced Equity Private Pool 14-Dec-2012

93402 Manulife Balanced Income Private Trust 10-Jun-2013

99840 Manulife Balanced Portfolio 1-May-2017

39196 Manulife Bond Fund 7-Dec-1999

88245 Manulife Canadian Balanced Fund 19-Aug-2010

84271 Manulife Canadian Bond Fund 8-Jul-2008

25320 Manulife Canadian Dividend Growth Fund 8-Nov-1994

97099 Manulife Canadian Growth and Income Private Trust 5-Aug-2015

84273 Manulife Canadian Investment Class 8-Jul-2008

89887 Manulife Canadian Investment Fund 24-May-2011

80931 Manulife Canadian Unconstrained Bond Fund 27-Apr-2007




72462 Manulife Canadian Universe Bond Fund 25-Aug-2004

72465 Manulife China Class 24-Aug-2004

106430 Manulife Climate Action Class 30-Apr-2021

106431 Manulife Climate Action Fund 30-Apr-2021

99841 Manulife Conservative Portfolio 2-Jun-2017

67614 Manulife Corporate Bond Fund 28-Aug-2003

92615 Manulife Corporate Fixed Income Private Trust 14-Dec-2012

44536 Manulife Covered Call U.S. Equity Class 21-Mar-2001

19430 Manulife Covered Call U.S. Equity Fund 25-Jun-1992

84274 Manulife Diversified Investment Fund 8-Jul-2008

91462 Manulife Dividend Income Class 23-Mar-2012

91465 Manulife Dividend Income Fund 23-Mar-2012

44534 Manulife Dividend Income Plus Class 31-Mar-2001

42620 Manulife Dividend Income Plus Fund 23-Aug-2000

85383 Manulife Dollar-Cost Averaging Fund 23-Jan-2009

21511 Manulife EAFE Equity Fund 24-Jun-1993

94969 Manulife Emerging Markets Fund 21-May-2014

80178 Manulife Finance (Delaware), L.P. 8-Dec-2006

38137 Manulife Financial Corporation 24-Sep-1999

91459 Manulife Fundamental Balanced Class 23-Mar-2012

81432 Manulife Fundamental Dividend Fund 27-Jun-2007

89890 Manulife Fundamental Equity Class 24-May-2011

67615 Manulife Fundamental Equity Fund 28-Aug-2003

86670 Manulife Fundamental Income Class 30-Dec-2009

49960 Manulife Fundamental Income Fund 3-Jul-2002

80034 Manulife Global All Cap Focused Fund 1-Jan-2007

93693 Manulife Global Balanced Fund 2-Aug-2013

94047 Manulife Global Balanced Private Trust 11-Oct-2013

103536 Manulife Global Core Plus Bond Fund 2-Aug-2019

72165 Manulife Global Dividend Growth Fund 30-Jun-2004

86285 Manulife Global Equity Class 20-Aug-2009

92619 Manulife Global Fixed Income Private Trust 14-Dec-2012

86665 Manulife Global Franchise Class 30-Dec-2009

44206 Manulife Global Franchise Fund 4-Jan-2001

83532 Manulife Global Listed Infrastructure Class 3-Apr-2008

83617 Manulife Global Listed Infrastructure Fund 24-Apr-2008

93690 Manulife Global Managed Volatility Portfolio 2-Aug-2013

90416 Manulife Global Small Cap Balanced Fund 23-Aug-2011

84275 Manulife Global Small Cap Fund 8-Jul-2008

95264 Manulife Global Strategic Balanced Yield Fund 1-Aug-2014

102113 Manulife Global Thematic Opportunities Class 15-Oct-2018

102114 Manulife Global Thematic Opportunities Fund 15-Oct-2018

93531 Manulife Global Unconstrained Bond Fund 2-Jul-2013

37188 Manulife Growth Opportunities Fund 13-Nov-1998




99842 Manulife Growth Portfolio 1-May-2017

98238 Manulife International Equity Private Trust 4-Aug-2016

99843 Manulife Moderate Portfolio 1-May-2017

44544 Manulife Monthly High Income Class 21-Mar-2001

33175 Manulife Monthly High Income Fund 6-Oct-1997

99507 Manulife Multifactor Canadian Large Cap Index ETF 24-Mar-2017

100591 Manulife Multifactor Canadian SMID Cap Index ETF 6-Nov-2017

99508 Manulife Multifactor Developed International Index ETF 24-Mar-2017

101876 Manulife Multifactor Emerging Markets Index ETF 21-Aug-2018

99509 Manulife Multifactor U.S. Large Cap Index ETF 24-Mar-2017

99510 Manulife Multifactor U.S. Mid Cap Index ETF 24-Mar-2017

100592 Manulife Multifactor U.S. Small Cap Index ETF 6-Nov-2017

46790 Manulife Simplicity Balanced Portfolio 31-Dec-2001

75291 Manulife Simplicity Conservative Portfolio 27-Apr-2005

79265 Manulife Simplicity Global Balanced Portfolio 25-Aug-2006

46791 Manulife Simplicity Growth Portfolio 24-Aug-2001

75295 Manulife Simplicity Moderate Portfolio 27-Apr-2005

105591 Manulife Smart Core Bond ETF 11-Nov-2020

105592 Manulife Smart Corporate Bond ETF 11-Nov-2020

105593 Manulife Smart Dividend ETF 11-Nov-2020

105594 Manulife Smart Short-Term Bond ETF 11-Nov-2020

105595 Manulife Smart U.S. Dividend ETF 11-Nov-2020

91464 Manulife Strategic Balanced Yield Fund 23-Mar-2012

97100 Manulife Strategic Dividend Bundle 5-Aug-2015

77732 Manulife Strategic Income Fund 1-Dec-2005

96063 Manulife Strategic Investment Grade Global Bond Fund 16-Mar-2015

81433 Manulife Tactical Income Fund 27-Jun-2007

46838 Manulife Tax-Managed Growth Fund 24-Aug-2001

90421 Manulife U.S. All Cap Equity Class 23-Aug-2011

90422 Manulife U.S. All Cap Equity Fund 23-Aug-2011

93403 Manulife U.S. Balanced Private Trust 10-Jun-2013

96064 Manulife U.S. Balanced Value Private Trust 16-Mar-2015

94322 Manulife U.S. Dividend Income Class 24-Dec-2013

96065 Manulife U.S. Dollar Strategic Income Fund 16-Mar-2015

106432 Manulife U.S. Dollar U.S. Dividend Income Fund 30-Apr-2021

106433 Manulife U.S. Dollar U.S. Equity Fund 30-Apr-2021

84276 Manulife U.S. Equity Fund 8-Jul-2008

94326 Manulife U.S. Monthly High Income Fund 18-Dec-2013

40135 Manulife U.S. Opportunities Fund 8-Nov-1999

90425 Manulife Value Balanced Class 23-Aug-2011

90426 Manulife Value Balanced Fund 23-Aug-2011

79266 Manulife World Investment Class 25-Aug-2006

89900 Manulife World Investment Fund 24-May-2011

86874 Manulife Yield Opportunities Fund 29-Dec-2009




89541 Maple Gold Mines Ltd. 29-Jul-2011

9157 Maple Leaf Foods Inc. 23-Sep-1991

89062 Maple Leaf Income Class 18-Mar-2011

89063 Maple Leaf Resource Class 18-Mar-2011

105362 Maple Leaf Short Duration 2020-II Flow-Through Limited 21-Sep-2020

Partnership - National Class


Partnership - Quebec Class

105915 Maple Leaf Short Duration 2021 Flow-Through Limited 27-Jan-2021


105917 Maple Leaf Short Duration 2021 Flow-Through Limited 27-Jan-2021






89804 Marathon Gold Corporation 30-Nov-2010

36846 Marathon Oil Corporation 17-Oct-2007

80986 Marimaca Copper Corp. 13-Jun-2007

78821 Marquest Mutual Funds Inc. - Explorer Series Fund 9-May-2007

85101 Marquest Mutual Funds Inc. - Flex Dividend and Income 21-Oct-2008

Growth Series Fund

91530 Marquis Balanced Class Portfolio 23-Mar-2012

91531 Marquis Balanced Growth Class Portfolio 22-Jun-2012

70034 Marquis Balanced Growth Portfolio 23-Feb-2004

72305 Marquis Balanced Income Portfolio 13-Jul-2004

49886 Marquis Balanced Portfolio 20-Dec-2002

70028 Marquis Equity Portfolio 20-Feb-2004

50735 Marquis Growth Portfolio 11-Oct-2002

67525 Marquis Institutional Balanced Growth Portfolio 12-Aug-2003

67523 Marquis Institutional Balanced Portfolio 12-Aug-2003

40496 Marquis Institutional Bond Portfolio 16-Feb-2000

37375 Marquis Institutional Canadian Equity Portfolio 21-Jan-1999

67522 Marquis Institutional Equity Portfolio 12-Aug-2003

37378 Marquis Institutional Global Equity Portfolio 21-Jan-1999

72307 Marquis Institutional Growth Portfolio 13-Jul-2004

7754 Marquis Resources Corp. (CT) 7-Nov-1983 19-Feb-1993

85903 Marret High Yield Strategies Fund 28-May-2009

89402 Marret Multi-Strategy Income Fund 28-Feb-2011

10526 Martello Court L.P. (CT) 19-Oct-1987 25-Feb-1993

105197 Marwest Apartment Real Estate Investment Trust 4-Sep-2020

12690 *Master Investments Ltd. (CT) 26-Oct-1989 13-Jun-2000

13319 *Master Manufacturing Inc.(CT) 29-May-1990 20-Nov-2003

8690 Master Resources & Development Ltd.(CT) 15-Apr-1985 19-Feb-1993




85016 Matco Balanced Fund 17-Dec-2008

103484 Matco Canadian Equity Fund 21-Jun-2019

100173 Matco Fixed Income Fund 23-Jun-2017

100174 Matco Global Equity Fund 23-Jun-2017

85017 Matco Small Cap Fund 17-Dec-2008

93172 Matrix 2013 Short Duration National Class 17-Apr-2013

93174 Matrix 2013 Short Duration Québec Class 17-Apr-2013

87184 Matrix Asset Management Inc. 15-Jan-2010

5266 Matt And Jenny (CT) 25-Sep-1979 17-Feb-1993

94338 Maudore Minerals Ltd 6-Dec-2013

101682 MAV Beauty Brands Inc. 28-Jun-2018

94973 *Maverick Minerals Corp.(CT) 7-Sep-2012 24-Apr-2014

100564 Maverix Metals Inc. 6-Sep-2017

17673 Mawer Balanced Fund 12-Jun-1991

17672 Mawer Canadian Bond Fund 12-Jun-1991

17674 Mawer Canadian Equity Fund 12-Jun-1991

17679 Mawer Canadian Money Market Fund 12-Jun-1991

104857 Mawer EAFE Large Cap Fund 21-May-2020

97982 Mawer Emerging Markets Equity Fund 27-May-2016

93606 Mawer Global Balanced Fund 2-Jul-2013

86213 Mawer Global Equity Fund 12-Aug-2009

81718 Mawer Global Small Cap Fund 10-Aug-2007

17678 Mawer International Equity Fund 12-Jun-1991

17677 Mawer New Canada Fund 12-Jun-1991

17676 Mawer Tax Effective Balanced Fund 12-Jun-1991

20519 Mawer U.S. Equity Fund 10-Dec-1992

107106 Mawer U.S. Mid Cap Equity Fund 24-Sep-2021

104992 Maxam Arbitrage Fund 4-Sep-2020

103062 Maxar Technologies Inc. 1-Jan-2019

11344 Maxwell Communications Finance Canada Limited (CT) 24-Oct-1988 27-Feb-2002

106075 Mayfair Gold Corp. 5-Mar-2021

81578 MBN Corporation 4-Jun-2007

17337 MCAN Mortgage Corporation 11-Oct-1991

32969 McCoy Global Inc. 29-Oct-1997

33363 McElvaine Value Fund 23-Dec-2019

78807 McEwen Mining Inc. 4-Aug-2006

105911 MCI Onehealth Technologies Inc. 30-Dec-2020

13065 McLean Futures Fund II (CT) 27-Jul-1979 02-Feb-1993

101701 mCloud Technologies Corp. (formerly Universal Mcloud Corp.)20-Apr-2020

92110 MCP Exchangeco Inc. 12-Jun-2012

19873 MD American Growth Fund 14-Sep-1992

42490 MD American Value Fund 24-Aug-2000

11153 MD Bond Fund 22-Jun-1988

22763 MD Canadian Equity Fund 5-Nov-1993




80217 MD Dividend Growth Fund 19-Jan-2007

7687 MD Equity Fund 3-Oct-1983

98077 MD Fossil Fuel Free Bond Fund 27-May-2016

98078 MD Fossil Fuel Free Equity Fund 27-May-2016

5683 MD Growth Investments Limited 1-Jun-1972

42488 MD International Growth Fund 24-Aug-2000

69523 MD International Value Fund 28-Jan-2004

7688 MD Money Fund 30-Sep-1983

86728 MD Precision Balanced Growth Portfolio 11-Jan-2010

91532 MD Precision Balanced Income Portfolio 19-Apr-2012

19871 MD Precision Canadian Balanced Growth Fund 14-Sep-1992

19872 MD Precision Canadian Moderate Growth Fund 14-Sep-1992

86729 MD Precision Conservative Portfolio 11-Jan-2010

86730 MD Precision Maximum Growth Portfolio 11-Jan-2010

86731 MD Precision Moderate Balanced Portfolio 11-Jan-2010

91533 MD Precision Moderate Growth Portfolio 19-Apr-2012

26981 MD Short-Term Bond Fund 22-Sep-1995

94410 MD Strategic Opportunities Fund 5-Feb-2014

94411 MD Strategic Yield Fund 5-Feb-2014

106444 MDA Ltd. (formerly, Neptune Acquisition Holdings Inc.) 1-Apr-2021

30953 MDC Partners Inc. 11-Mar-1997

43056 mdf commerce inc. 25-Sep-2000

86933 MDPIM Bond Pool 31-Mar-2010

42487 MDPIM Canadian Equity Pool 24-Aug-2000

80218 MDPIM Dividend Pool 22-Jan-2007

94722 MDPIM Emerging Markets Equity Pool 12-May-2014

99625 MDPIM International Equity Index Pool 4-Apr-2017

51635 MDPIM International Equity Pool 12-Feb-2003

99626 MDPIM S&P 500 Index Pool 4-Apr-2017

99624 MDPIM S&P/TSX Capped Composite Index Pool 4-Apr-2017

51275 MDPIM Short-Term Bond Pool 12-Feb-2003

92678 MDPIM Strategic Opportunities Pool 30-Jan-2013

92679 MDPIM Strategic Yield Pool 30-Jan-2013

42495 MDPIM US Equity Pool 24-Aug-2000

5864 Meadowbrook Apartment Project 29-Jun-1981

30141 Med-Chem Health Care Limited (CT) 26-Nov-1996 27-Feb-2002

106265 Medexus Pharmaceuticals Inc. (formerly Pediapharm Inc.) 17-Feb-2021

70743 Medical Facilities Corporation 19-Mar-2004

43808 Medicure Inc. 2-Mar-2001

103527 MediPharm Labs Corp. (formerly POCML 4 Inc.) 10-Jun-2019

101877 MedMen Enterprises Inc. 21-Sep-2018

106163 Mednow Inc. 26-Feb-2021

49654 Medx Health Corp. 27-Jun-2002

67913 MEG Energy Corp. 26-Jul-2010




71360 Mega Uranium Ltd. 19-Oct-2009

38844 Megawheels Technologies Inc. 30-Mar-1999

5193 Melanie (CT) 1-Oct-1980 17-Feb-1993

93288 Melcor Real Estate Investment Trust 19-Apr-2013

97762 Melodia 100 Percent Equity Growth Portfolio 8-Apr-2016

93019 Melodia Balanced Growth Portfolio 28-Mar-2013

93018 Melodia Conservative Income Portfolio 28-Mar-2013

93016 Melodia Diversified Growth Portfolio 28-Mar-2013

93026 Melodia Diversified Income Portfolio 30-Sep-2013

93021 Melodia Maximum Growth Portfolio 28-Mar-2013

93017 Melodia Moderate Growth Portfolio 28-Mar-2013

93024 Melodia Moderate Income Portfolio 28-Mar-2013

93022 Melodia Very Conservative Income Portfolio 30-Sep-2013

90725 Memex Inc. 27-Oct-2011

102677 Mene Inc. 18-Dec-2018

82716 Mercator Minerals Ltd. 22-Jan-2009

104052 Merida Merger Corp. I 4-Nov-2019

28482 Merit Energy Ltd. (CT) 16-Jun-1997 23-Apr-2002

89474 Meritage Agressive Growth Class Portfolio 29-Mar-2011

79401 Meritage Agressive Growth Income Portfolio 26-Sep-2006

79402 Meritage Agressive Growth Portfolio 26-Sep-2006

82317 Meritage American Equity Portfolio 25-Sep-2007

79396 Meritage Balanced Income Portfolio 26-Sep-2006

79397 Meritage Balanced Portfolio 26-Sep-2006

79398 Meritage Canadian Equity Portfolio 30-Oct-2013

79399 Meritage Conservative Income Portfolio 26-Sep-2006

79400 Meritage Conservative Portfolio 26-Sep-2006

94017 Meritage Diversified Fixed Income Portfolio 30-Oct-2013

95322 Meritage Global Balanced Portfolio 29-Aug-2014

97463 Meritage Global Conservative Portfolio 29-Feb-2016

79403 Meritage Global Equity Portfolio 26-Sep-2006

97462 Meritage Global Growth Plus Portfolio 29-Feb-2016

97465 Meritage Global Growth Portfolio 29-Feb-2016

97466 Meritage Global Moderate Portfolio 29-Feb-2016

79404 Meritage Growth Income Portfolio 26-Sep-2006

79405 Meritage Growth Portfolio 26-Sep-2006

82318 Meritage International Equity Portfolio 25-Sep-2007

79406 Meritage Moderate Income Portfolio 31-Dec-2006

79407 Meritage Moderate Portfolio 26-Sep-2006

97467 Meritage Tactical ETF Balanced Portfolio 29-Feb-2016

98271 Meritage Tactical ETF Equity Portfolio 23-Aug-2016

97468 Meritage Tactical ETF Growth Portfolio 29-Feb-2016

97469 Meritage Tactical ETF Moderate Portfolio 31-Dec-2016

26401 Merrill Lynch Financial Assets Inc. 16-Jun-1995




88504 Metalla Royalty & Streaming Ltd. 1-May-2020

44127 Meteor Creek Resources Inc. (T) 12-Dec-2000

6315 Methanex Corporation 21-Oct-1982

21506 Metro Inc. 17-May-1993

40156 Metro Vancouver Properties Corp. 29-Oct-1999

106677 Michichi Capital Corp. 24-Jun-2021

39083 Micro Mining Technologies Ltd. (T) 20-Dec-2000

106662 Microbix Biosystems Inc. 12-May-2021

7762 Microcomp 83 R & D Program L.P. (CT) 1-Nov-1983 17-Feb-1993

71381 MicroPlanet Technology Corp. 1-Jun-2004

10902 *Mid West Venture Corporation (CT) 24-Dec-1987 03-Jul-1991

5014 Middle Age Crazy (CT) 21-Jun-1979 17-Feb-1993

103300 Middlefield American Core Dividend ETF 4-Jun-2019

92482 Middlefield Can-Global REIT Income Fund 29-Oct-2012

49945 Middlefield Canadian Dividend Growers Class 5-Jul-2002

85925 Middlefield Global Agriculture Class 27-May-2009

95002 Middlefield Global Dividend Growers Class 13-May-2014

93542 Middlefield Global Infrastructure Fund 30-Jun-2020

103992 Middlefield Global Real Asset Fund 15-Oct-2019

90077 Middlefield Global Real Estate Class 13-Jun-2011

86188 Middlefield Global Sustainable Energy Class 23-Jul-2009

98575 Middlefield Health & Wellness ETF 20-Sep-2016

100175 Middlefield Healthcare & Life Sciences Dividend Fund 26-Jun-2017

102641 Middlefield Healthcare & Life Sciences ETF 12-Feb-2019

103301 Middlefield Healthcare & Wellness ETF 4-Jun-2019

72139 Middlefield High Interest Income Class 15-Jun-2004

42486 Middlefield Income Plus Class 8-Jun-2000

102642 Middlefield REIT INDEXPLUS ETF 19-Feb-2019

95003 Middlefield US Dividend Growers Class 13-May-2014

5583 Midnight Matinee/Mr. Patman (CT) 28-Jan-1980 19-Feb-1993

44506 Millenium Biologix Corporation 6-Feb-2001

100566 Millennial Lithium Corp. 14-Sep-2017

7728 Millrock Resources Inc. 8-May-1979

79901 MINCO SILVER CORPORATION 13-Nov-2006

106160 Mind Cure Health Inc. 28-Aug-2020

104928 Mind Medicine (MindMed) Inc. (formerly Broadway Gold Mining21-May-2020

Ltd.)

105869 MindBeacon Holdings Inc. 17-Dec-2020

46145 Mindoro Resources Ltd. 24-Apr-2001

43621 Mindready Solutions Inc. 12-Dec-2000

106486 Mindset Pharma Inc. (formerly North Sur Resources Inc.) 12-Apr-2021

87842 Minera IRL Limited 15-Oct-2010

31205 Mint Income Fund 5-Mar-1996

101699 Minto Apartment Real Estate Investment Trust 22-Jun-2018




80958 Mirabela Nickel Limited 25-May-2007

93757 Mirati Therapeutics, Inc. 28-Jun-2013

5277 Misdeal (CT) 5-Dec-1980 28-Jun-1984

101607 MLD Core Fund 7-Jun-2018

101503 MM Fund 14-May-2018

89414 MNP Petroleum Corporation 2-May-2011

97030 Mobi724 Global Solutions Inc. (Formerly Hybrid Paytech World20-Jul-2017

Inc.)

13598 Modern Meat Inc. 14-Aug-1990

22838 Mogo Inc. 29-Nov-1993

75178 Molson Coors Brewing Company 9-Feb-2005

74516 Molson Coors Canada Inc. 9-Feb-2005

24034 Monarch Resources Limited (CT) 6-Jun-1994 18-Apr-2002

32242 Money Market Fund 13-Aug-1997

103139 Mongoose Mining Ltd. 11-Jun-2019

32468 Monogen Inc. 1-Aug-1997

105524 Montage Gold Corp. 20-Oct-2020

11334 *Moon Lake Golf and Country Club Ltd. 1-Nov-1998

104223 Moon River Capital Ltd 23-Jan-2020

6414 Morguard Corporation 1-Oct-1967

91566 Morguard North American Residential Real Estate Investment 9-Apr-2012

Trust

33286 Morguard Real Estate Investment Trust 2-Oct-1997

93438 Morien Resources Corp. 9-Nov-2012

89147 Morneau Shepell Inc. 1-Jan-2011

99805 Morningstar Aggressive Portfolio 12-May-2017

99806 Morningstar Balanced Portfolio 12-May-2017

99807 Morningstar Conservative Portfolio 12-May-2017

99808 Morningstar Growth Portfolio 12-May-2017

99809 Morningstar Moderate Portfolio 12-May-2017

98512 Morningstar Strategic Canadian Equity Fund 15-Sep-2016

92528 Mosaic Capital Corporation 24-Oct-2012

84725 Mount Logan Capital Inc. 1-Aug-2008

86836 Mountain Province Diamonds Inc. 2-Dec-2009

32267 Mountain World Entertainment Ltd. (CT) 1-Aug-1997 22-Feb-2002

105942 MRF 2021 Resource Limited Partnership 13-Jan-2021

87361 Mullen Group Ltd. 1-May-2009

87325 Multi-Asset Growth & Income Strategy 19-Feb-2010

87324 Multi-Asset Growth & Income Strategy Class 26-Feb-2010

42824 Multi-Asset Growth Strategy 17-Jul-2001

84898 Multi-Asset Growth Strategy Class 28-Oct-2008

41264 Multi-Asset Income Strategy 10-Aug-2000

91134 Multi-Asset Income Strategy Class 16-Jan-2012

99744 Multi-Asset International Equity 6-Apr-2017




13084 Multibanc NT Financial Corp (CT) 30-Jan-1987 26-Apr-2002

103621 Mulvihill Premium Yield Fund 20-Sep-2019

73638 Murchison Minerals Ltd. 10-Dec-2004

101467 *MustGrow Biologics Corp. 20-Jun-2019

106113 Mydecine Innovations Group Inc. 9-Feb-2021

7384 *N.S.L. Holdings Ltd. (CT) 7-Nov-1988 27-Aug-1992

50680 Nabors Industries Ltd. 15-Dec-2017

100236 NADG NNN Real Estate Investment Trust 27-Jul-2017

99824 Namaste Technologies Inc. 20-Feb-2018

89625 Namibia Rare Earths Inc. 7-Apr-2011

105613 Nano One Materials Corp. 26-Oct-2020

101486 NanoXplore Inc. (formerly Graniz Mondal Inc.) 5-Feb-2021

10661 Napa/Carneros Winegrowers Limited Partnership (CT) 28-Oct-1987 22-Feb-2002

107033 NATION GOLD CORP. 15-Oct-2021

5611 National Bank of Canada 18-Jan-1982

41920 National Bank Quebec Growth Fund 2-Apr-2003

21521 National Bank U.S. Equity Fund 5-Jul-1993

22948 National FibreTech Inc. (CT) 22-Dec-1993 22-Feb-2002

42847 National Health Stores Inc. 2-Oct-2000 18-Apr-2002

90090 Nautilus Minerals Inc. 23-Mar-2012

30067 Nav Canada 6-Dec-1996

101866 Navigator Acquisition Corp. 5-Sep-2018

102479 NBI Active Canadian Preferred Shares ETF 16-Jan-2019

105904 NBI Active International Equity ETF 31-Dec-2021

105905 NBI Active U.S. Equity ETF 1-Feb-2021

99830 NBI Balanced Portfolio 12-May-2017

50538 NBI Bond Fund 2-Apr-2003

50561 NBI Canadian All Cap Equity Fund 1-Apr-2003

101402 NBI Canadian Bond Index Fund 15-May-2018

96292 NBI Canadian Bond Private Portfolio 19-May-2015

105906 NBI Canadian Dividend Income ETF 1-Feb-2021

10769 NBI Canadian Equity Growth Fund 25-Nov-1987

101403 NBI Canadian Equity Index Fund 14-May-2018

96293 NBI Canadian Equity Private Portfolio 19-May-2015

102480 NBI Canadian Family Business ETF 16-Jan-2019

96294 NBI Canadian High Conviction Equity Private Portfolio 19-May-2015

37096 NBI Canadian Index Fund 6-Nov-1998

96924 NBI Canadian Preferred Equity Private Portfolio 19-May-2015

99831 NBI Conservative Portfolio 12-May-2017

87715 NBI Corporate Bond Fund 3-Jun-2010

96295 NBI Corporate Bond Private Portfolio 19-May-2015

96927 NBI Diversified Emerging Markets Equity Fund 19-May-2015

96297 NBI Equity Income Private Portfolio 19-May-2015

99832 NBI Equity Portfolio 15-May-2018




94347 NBI Floating Rate Income Fund 6-Jan-2014

50560 NBI Global Diversified Equity Fund 1-Apr-2003

50542 NBI Global Equity Fund 2-Apr-2003

104281 NBI Global Private Equity ETF 27-Jan-2020

102481 NBI Global Real Assets Income ETF 16-Jan-2019

97410 NBI Global Real Assets Income Fund 28-Jan-2016

94348 NBI Global Tactical Bond Fund 6-Jan-2014

99833 NBI Growth Portfolio 12-May-2017

104288 NBI High Yield Bond ETF 27-Jan-2020

48555 NBI High Yield Bond Fund 25-Mar-2002

11694 NBI Income Fund 7-Mar-1989

37098 NBI International Currency Neutral Index Fund 6-Nov-1998

101405 NBI International Equity Index Fund 15-May-2018

96298 NBI International High Conviction Equity Private Portfolio 19-May-2015

50549 NBI International Index Fund 2-Apr-2003

88412 NBI Jarislowsky Fraser Select Balanced Fund 12-Oct-2010

88413 NBI Jarislowsky Fraser Select Canadian Equity Fund 12-Oct-2010

88414 NBI Jarislowsky Fraser Select Income Fund 12-Oct-2010

102482 NBI Liquid Alternatives ETF 16-Jan-2019

99834 NBI Moderate Portfolio 12-May-2017

48547 NBI Money Market Fund 25-Mar-2002

96299 NBI Multiple Asset Class Private Portfolio 19-May-2015

96930 NBI Non-Traditional Capital Appreciation Private Portfolio 28-Oct-2015

96931 NBI Non-Traditional Fixed Income Private Portfolio 28-Oct-2015

96300 NBI North American Dividend Private Portfolio 19-May-2015

24493 NBI Precious Metals Fund 2-Aug-1994

92333 NBI Preferred Equity Fund 16-Oct-2012

82661 NBI Preferred Equity Income Fund 23-Nov-2007

103176 NBI Presumed Sound Investments Fund 17-May-2019

13380 NBI Resource Fund 29-Dec-1989

27018 NBI Science and Technology Fund 11-Aug-1995

99835 NBI Secure Portfolio 12-May-2017

48551 NBI Small Cap Fund 25-Mar-2002

96933 NBI SmartBeta Canadian Equity Fund 28-Oct-2015

96934 NBI SmartBeta Global Equity Fund 28-Oct-2015

82659 NBI SmartData International Equity Fund 23-Nov-2007

82658 NBI SmartData U.S. Equity Fund 23-Nov-2007

104286 NBI Sustainable Canadian Bond ETF 27-Jan-2020

105907 NBI Sustainable Canadian Corporate Bond ETF 1-Feb-2021

104287 NBI Sustainable Canadian Equity ETF 27-Jan-2020

104285 NBI Sustainable Global Equity ETF 27-Jan-2020

103177 NBI Tactical Asset Allocation Fund 17-May-2019

100620 NBI Tactical Equity Private Portfolio 11-Oct-2017

96935 NBI U.S. Bond Private Portfolio 28-Oct-2015




37097 NBI U.S. Currency Neutral Index Fund 6-Nov-1998

101404 NBI U.S. Equity Index Fund 15-May-2018

96301 NBI U.S. Equity Private Portfolio 19-May-2015

96303 NBI U.S. High Conviction Equity Private Portfolio 19-May-2015

50536 NBI U.S. Index Fund 2-Apr-2003

103808 NBI Unconstrained Fixed Income ETF 13-Sep-2019

98779 NBI Unconstrained Fixed Income Fund 22-Nov-2016

102392 NBS Capital Inc. 30-Nov-2018

101953 NCM Balanced Income Portfolio 29-Aug-2018

101954 NCM Conservative Income Portfolio 29-Aug-2018

77851 NCM Core American 31-Dec-2005

97631 NCM Core Canadian 6-Jul-2016

97632 NCM Core Global 7-Jul-2016

90614 NCM Core Income Fund 16-Sep-2011

89773 NCM Global Income Growth Class 6-Jul-2016

101955 NCM Growth and Income Portfolio 29-Aug-2018

77850 NCM Income Growth Class 31-Dec-2005

46106 NCM Norrep Fund 30-May-2001

74029 NCM Small Companies Class 23-Dec-2004

103453 NEI Balanced Private Portfolio 28-Jun-2019

95839 NEI Balanced Yield Portfolio 15-Dec-2014

6366 NEI Canadian Bond Fund 23-Jan-1978

51771 NEI Canadian Dividend Fund 7-Jun-2004

35950 NEI Canadian Equity Fund 9-Jun-1998

103454 NEI Canadian Equity Pool 28-Jun-2019

50265 NEI Canadian Equity RS Fund 20-Sep-2002

21562 NEI Canadian Small Cap Equity Fund 6-Jul-1993

25150 NEI Canadian Small Cap Equity RS Fund 9-Jan-1995

97369 NEI Conservative Yield Portfolio 11-Jan-2016

43003 NEI Emerging Markets Fund 6-Oct-2000

97370 NEI Environmental Leaders Fund 11-Jan-2016

45011 NEI ESG Canadian Enhanced Index Fund 27-Mar-2001

103455 NEI Fixed Income Pool 28-Jun-2019

82505 NEI Global Dividend RS Fund 31-Oct-2007

35954 NEI Global Equity Fund 9-Jun-1998

103456 NEI Global Equity Pool 28-Jun-2019

40911 NEI Global Equity RS Fund 22-Dec-1999

75666 NEI Global High Yield Bond Fund 14-Jun-2005

104973 NEI Global Impact Bond Fund 26-Jun-2020

19967 NEI Global Sustainable Balanced Fund 28-Sep-1992

93881 NEI Global Total Return Bond Fund 20-Sep-2013

98616 NEI Global Value Fund 11-Oct-2016

35953 NEI Growth and Income Fund 9-Jun-1998

103457 NEI Growth Private Portfolio 28-Jun-2019




103458 NEI Income & Growth Private Portfolio 8-Nov-2019

103459 NEI Income Private Portfolio 28-Jun-2019

50269 NEI International Equity RS Fund 20-Sep-2003

103460 NEI Managed Asset Allocation Pool 28-Jun-2019

42998 NEI Money Market Fund 6-Oct-2000

86723 NEI Select Balanced RS Portfolio 7-Dec-2009

87453 NEI Select Growth & Income RS Portfolio 12-Apr-2010

86724 NEI Select Growth RS Portfolio 7-Dec-2009

76921 NEI Select Income & Growth RS Portfolio 4-Jul-2005

90668 NEI Select Income RS Portfolio 7-Oct-2011

89608 NEI Select Maximum Growth RS Portfolio 7-Apr-2011

42976 NEI U.S. Dividend Fund 6-Oct-2000

6367 NEI U.S. Equity RS Fund 23-Jan-1978

106659 Neighbourly Pharmacy Inc. 18-May-2021

100717 Neo Performance Materials Inc. 1-Dec-2017

105092 NeonMind Biosciences Inc. 9-Dec-2020

67161 Neovasc Inc. 16-Apr-2007

85403 Neptune Wellness Solutions Inc. 12-Jan-2015

66423 Neutral Balanced Fund 5-Jun-2003

33706 Nevada Bob's Golf Inc. (CT) 23-Dec-1997 18-Apr-2002

84101 Nevada Copper Corp. 25-Jul-2011

90110 Nevada Zinc Corporation 22-Jul-2011

88229 New Commerce Split Fund 26-Mar-2010

105058 New Found Gold Corp. 31-Jul-2020

78280 New Gold Inc. 23-Feb-2006

7598 New Guinea Gold Corporation 13-Jul-1983

97798 New Leaders Class 22-Apr-2016

106933 New Leaf Ventures Inc. 27-Jul-2021

87411 New Look Vision Group Inc. 2-Mar-2010

100872 New Pacific Metals Corp. 21-Oct-2019

106935 New Placer Dome Gold Corp. 19-Jul-2021

79815 New Stratus Energy Inc. 31-May-2007

90047 New Zealand Energy Corp. 20-Jul-2011

106332 Newcore Gold Ltd. 9-Mar-2021

5914 Newfoundland Power Inc. 29-Sep-1981

102643 NewGen Alternative Income Fund 17-Jan-2019

106091 NewGen Focussed Alpha Fund 3-Feb-2021

42373 NewKidCo International Inc. (formerly SoftQuad International 2-Apr-2001

Inc.) (T)

47380 Newmont Corporation 4-Feb-1987

5335 Newport Exploration Ltd 26-Mar-1981

101172 Newstrike Brands Ltd. 13-Feb-2018

100632 Nexa Resources S.A. 26-Oct-2017

99293 Nexco Resources Inc. 15-Feb-2017




104282 NEXE Innovations Inc. 17-Jan-2020

92885 NexGen Energy Ltd. 18-Mar-2014

9776 Nexient Learning Inc. 17-Oct-1986

98553 NexJ Health Holdings Inc. 25-Jan-2016

89867 NexJ Systems Inc. 12-May-2011

90936 NexLiving Communities Inc. 1-Mar-2012

103064 NexPoint Hospitality Trust 27-Mar-2019

105617 Next Edge Biotech and Life Sciences Opportunities Fund 4-Nov-2020

106813 Next Edge Strategic Metals and Commodities 21-Jul-2021

Fund(DUPLICATE)

97160 Next Hydrogen Solutions Inc. 11-Apr-2015

103049 Nextech AR Solutions Corp. 13-Aug-2020

105221 NextPoint Financial Inc. 6-Aug-2020

86405 Nexus Gold Corp. 25-Sep-2009

95249 Nexus Real Estate Investment Trust 7-Jul-2014

87631 NEXX Systems, Inc. 14-May-2010

77168 NFI Group Inc. (formerly New Flyer Industries Inc.) 15-Aug-2005

42303 NHC Communications Inc. 25-May-2000

106953 Nighthawk Gold Corp. 22-Jun-2021

80838 Niko Resources Ltd. 28-Nov-2012

105366 Ninepoint 2020 Short Duration Flow-Through Limited 14-Sep-2020

Partnership

105930 Ninepoint 2021 Flow-Through Limited Partnership - National 22-Jan-2021

Class

105932 Ninepoint 2021 Flow-Through Limited Partnership - Quebec 22-Jan-2021

Class

107130 Ninepoint 2021 Short Duration Flow-Through Limited 31-Aug-2021

Partnership

106457 Ninepoint Alternative Credit Opportunities Fund 3-May-2021

103837 Ninepoint Alternative Credit Opportunities Fund 11-Nov-2019

98488 Ninepoint Alternative Health Fund 20-Sep-2016

106499 Ninepoint Bitcoin ETF 28-Apr-2021

105984 Ninepoint Convertible Securities Fund 21-Jan-2021

90523 Ninepoint Diversified Bond Class 27-Sep-2011

88122 Ninepoint Diversified Bond Fund 19-Jul-2010

70756 Ninepoint Energy Fund 26-Mar-2004

97209 Ninepoint Focused Global Dividend Class 16-Nov-2015

103838 Ninepoint FX Strategy Fund 11-Nov-2019

90520 Ninepoint Global Infrastructure Fund 29-Aug-2011

96961 Ninepoint Global Real Estate Fund 6-Jul-2015

47348 Ninepoint Gold and Precious Minerals Fund 26-Oct-2001

85550 Ninepoint Gold Bullion Fund 11-Mar-2009

88123 Ninepoint High Interest Savings Fund 19-Jul-2010

100933 Ninepoint International Small Cap Fund 1-Feb-2018




90525 Ninepoint Resource Class 27-Sep-2011

96960 Ninepoint Return Advantaged U.S. Equity Index Class 6-Jul-2015

91554 Ninepoint Risk Advantaged U.S. Equity Index 29-Mar-2012

89424 Ninepoint Silver Bullion Fund 3-May-2011

91106 Ninepoint Silver Equities Class 6-Feb-2012

96290 NioCorp Developments Ltd. 25-Mar-2015

80998 Nobilis Health Corp. 9-May-2007

105526 Nomad Royalty Company Ltd. 1-Oct-2020

48951 Noranda Income Fund 19-Apr-2002

49209 Nordic Oil and Gas Ltd. 21-Jun-2002

45787 Nortel Networks Corporation 1-Oct-1967

5719 Nortel Networks Limited 1-Oct-1967

98025 North America Frac Sand, Inc.(CT) 21-Apr-2016 15-May-2018

79331 North American Construction Group Ltd. 22-Nov-2006

72723 North American Financial 15 Split Corp. 29-Sep-2004

84792 North American Tungsten Corporation Ltd. 8-Mar-2011

91929 North Growth Canadian Equity Fund 16-May-2012

86487 North Growth U.S. Equity Advisor Fund 23-Oct-2009

5958 North Shore Limited Partnership (CT) 26-Nov-1981 22-Feb-2002

6031 *North West Food And Fuel Corp. (CT) 20-Dec-1982 12-Sep-1991

21092 *North West Terminal Ltd. 24-Feb-1994

99285 Northern Dynasty Minerals Ltd. 20-Jan-2017

92425 Northern Frontier Corp. 5-Sep-2013

11281 *Northern Lights Big Game Corp. (CT) 30-Sep-1988 27-Aug-1992

77672 Northern Uranium Corp. 21-Nov-2005

90914 Northisle Copper and Gold Inc 17-Oct-2011

31541 Northland Power Inc. 1-Jan-2011

88824 Northland Resources SE 19-Nov-2010

9107 Northstar Aerospace 31-Oct-1985

106522 Northstar Clean Technologies Inc. 21-Jun-2021

103197 Northstar Gold Corp. 28-Jun-2019

104900 Northview Canadian High Yield Residential Fund 30-Sep-2020

87292 NorthWest Healthcare Properties Real Estate Investment 17-Mar-2010

Trust

102628 NorZinc Ltd. 6-Sep-2018

13859 Nothing Personal (CT) 10-Dec-1979 22-Feb-2002

102690 Nouveau Monde Graphite Inc. (auparavant Nouveau Monde 10-Jan-2019

Mining Enterprises Inc.)

5221 NOVA Gas Transmission Ltd. 1-Feb-1982

105615 Nova Royalty Corp. 2-Nov-2020

19811 Nova Scotia Power Incorporated 4-Aug-1992

6024 Nova Village Limited Partnership 18-Dec-1981

11072 NovaGold Resources Inc. 17-May-1990

5197 Novanta Inc. 18-Sep-1995




92976 Novo Resources Corp. 27-Oct-2020

85784 NSGold Corporation 16-Apr-2009

30575 Nu-Life Corp. 27-Jan-1997

36909 Nuinsco Resources Limited 8-Jun-1999

105924 Numinus Wellness Inc. 21-Dec-2020

106328 Nurosene Health Inc. 21-May-2021

101016 *Nutrien Ltd. 2-Jan-2018

105405 Nuvei Corporation 16-Sep-2020

67514 NuVista Energy Ltd. 3-Jul-2003

30876 Nuvo Pharmaceuticals Inc. 12-Feb-1997

89217 Obsidian Energy Ltd 1-Jan-2011

81423 OceanaGold Corporation 25-Jun-2007

42519 OFEK CAPITAL CORP. 16-May-2000

13113 Off Your Rocker (CT) 15-Nov-1979 02-Feb-1993

88371 Oil Optimization Inc. 15-Oct-2010

80026 Oilsands Quest Inc. 16-Nov-2007

97748 Old API Wind-down Ltd. 5-Feb-2016

89394 Old PSG Wind-down Ltd. 3-Mar-2011

90148 *Omineca Mining and Metals Ltd. 20-May-2011

90585 Oncolytics Biotech Inc. 17-Feb-2016

84651 ONE Financial Real Property Development Trust (2008-1) 23-Apr-2009

84653 ONE Financial Real Property Income Fund (2008-1) 23-Apr-2009

42651 ONEnergy Inc. 31-Dec-2000

103242 OneSoft Solutions Inc. 17-Apr-2019

10269 Onex Corporation 21-Apr-1987

39860 Ontario Power Generation Inc. 31-Mar-2000

39049 Open Text Corporation 21-Jun-1999

5994 Opimian California Vineyards Corporation (CT) 2-Feb-1984 11-Mar-2003

82855 Opsens Inc. (formely DCB Capital Inc.) 19-Feb-2021

106012 Optimi Health Corp. 16-Feb-2021

5701 Options Clearing Corporation 31-Oct-1977

88898 Optiva Inc 16-Oct-2012

84150 Orbit Garant Drilling Inc. 20-Jun-2008

92871 Orbite Technologies Inc. 16-Jul-2013

5439 Orbus Pharma Inc. 4-Feb-1981

83854 Orca Gold Inc. 16-Mar-2011

91776 Orea Mining Corp. 11-May-2012

93249 Orex Minerals Inc. 12-Feb-2013

85797 Orezone Gold Corporation 25-Feb-2009

107207 Organic Garage Ltd. 13-Oct-2021

98180 OrganiGram Holdings Inc. 27-May-2016

83678 Organto Foods Inc. 2-Jun-2008

11596 Orinoco Tours Limited (CT) 19-Dec-1988 25-Feb-1993

101227 Orla Mining Ltd. 9-Feb-2018




89445 Orocobre Limited 18-Feb-2011

84578 Orogen Royalties Inc. 30-Sep-2008

97354 ORTHO REGENERATIVE TECHNOLOGIES INC. 29-Apr-2016

11120 Orvana Minerals Corp. 22-Dec-1989

37143 Osino Resources Corp. 24-Jan-2020

96216 Osisko Gold Royalities Ltd. 2-Mar-2015

106937 Osisko Green Acquisition Limited 30-Aug-2021

98456 Outcrop Silver & Gold Corporation 22-Mar-2021

79273 OutdoorPartner Media Corporation 11-Aug-2006

104636 Ovintiv Inc. 16-Mar-2020

71662 Pacific Paradym Energy Inc. 28-Apr-2004

83565 Pacific Vector Holdings Inc. 3-Nov-2010

105189 Padlock Partners UK Fund I 13-Aug-2020

106582 Padlock Partners UK Fund II 25-May-2021

97319 Palamina Corp. 9-Jun-2015

103488 Palladium One Mining Inc. 18-Feb-2021

24924 Pallet Pallet Inc. (CT) 21-Nov-1994 18-Apr-2002

84418 Palliser Oil & Gas Corporation 31-Mar-2011

9652 Palm Beach County Utilities Corp. (CT) 2-Sep-1986 25-Feb-1993

88879 Palos Equity Income Fund 22-Feb-2011

75050 Pan American Silver Corp. 11-Feb-2005

7720 Pan Ocean Explorations Inc. (CT) 31-Jul-1979 18-Apr-2002

7513 Pan Ocean Oil Corp. (CT) 15-Jul-1983 27-Jun-1984

75429 Pan Orient Energy Corp. 8-Apr-2005

7818 Par / Mor II (CT) 10-Jan-1984 19-Feb-1993

25841 Para-Tech Energy Services Inc. (T) 26-Jan-1995

89691 Parallel Energy Trust 14-Apr-2011

5762 Paramount Resources Ltd. 29-Nov-1978

86776 Parex Resources Inc. 6-Nov-2009

5360 Park Estates (CT) 19-Dec-1980 19-Feb-1993

94292 Park Lawn Corporation 28-Nov-2013

24289 Park Meditech Inc. (CT) 18-Aug-1994 11-Mar-2002

7903 Park Place (CT) 1-Dec-1983 04-Feb-1993

6069 Park Square Properties Limited Partnership 24-Jun-1983 12-Feb-2002

86429 Parkit Enterprise Inc. 1-Oct-2009

89215 Parkland Corporation 1-Jan-2011

50085 Parkland Holdings Limited Partnership 4-Jul-2002

6450 Parkview Village I L.P. (CT) 16-Dec-1982 02-Feb-1993

6451 Parkview Village II L.P. (CT) 16-Dec-1982 02-Feb-1993

9851 Partners Value Investments Inc. 5-Nov-1986

98434 Partners Value Investments LP 4-Jul-2016

46782 Partners Value Split Corp. 27-Aug-2001

105758 Pasofino Gold Limited 29-Apr-2021

87086 Patagonia Gold Corp. 24-Nov-2010




100025 Pathway Health Corp. 14-Jun-2017

98924 Patriot One Technologies Inc. 23-Aug-2017

84294 PAY LINX FINANCIAL CORPORATION 20-Jun-2008

106261 Payfare Inc. 16-Mar-2021

106165 PCJ Absolute Return II Fund 9-Mar-2021

41530 Peachtree Network Inc. (CT) 10-Mar-2000 25-Mar-2002

8396 Pegasus Gold Inc. (CT) 1-Oct-1967 11-Mar-2002

85811 Pelangio Exploration Inc. 14-Dec-2011

88527 Pembina Pipeline Corporation 1-Oct-2010

8593 Pembroke American Growth Fund Inc. 24-Oct-1988

80096 Pembroke Canadian Balance Fund 4-Jan-2007

11796 Pembroke Canadian Bond Fund 25-Jan-1990

11471 Pembroke Canadian Growth Fund 28-Nov-1988

104761 Pembroke Concentrated Fund 3-Apr-2020

103060 Pembroke Corporate Bond Fund 8-Apr-2019

103061 Pembroke Global Balanced Fund 8-Apr-2019

22512 Pembroke International Growth Fund 11-Jan-1994

13013 Pembroke Money Market Fund 28-Nov-1988

107031 Pender Alternative Absolute Return Fund 26-Aug-2021

107032 Pender Alternative Arbitrage Fund 26-Aug-2021

104335 Pender Bond Universe Fund 17-Jan-2020

85871 Pender Corporate Bond Fund 29-May-2009

86171 Pender Enhanced Income Fund 16-Sep-2009

103166 Pender Growth Fund Inc. 11-Apr-2019

85872 Pender Small Cap Opportunities Fund 29-May-2009

104336 Pender Small/Mid Cap Dividend Fund 17-Jan-2020

88676 Pender Strategic Growth and Income Fund 24-Nov-2010

104977 Pender Strategic Investment Fund 25-Jun-2020

93577 Pender US All Cap Equity Fund 28-Jun-2013

93578 Pender Value Fund 28-Jun-2013

86173 Pender Value Fund II 16-Sep-2009

29357 *Peragis Inc. (CT) 16-Jul-1996 10-Jul-2001

99810 Perk Labs Inc. 17-Jul-2020

5429 Perkins Oil Company (CT) 22-Jan-1981 25-Feb-1993

101005 Permex Petroleum Corporation 7-Mar-2018

90203 Perpetua Resources Corp. 30-Jun-2011

88174 Perpetual Energy Inc. 30-Jun-2010

87039 PERSEUS MINING LIMITED 28-Jan-2010

77983 Personas Social Incorporated 21-Aug-2007

78726 PESA Corporation 1-May-2006

107118 Pet Valu Holdings Ltd. 23-Jun-2021

87667 Petro Viking Energy Inc. 19-May-2010

95222 Petro-Victory Energy Corp. 11-Jul-2014

79579 PetroCorp Group Inc. 1-May-2007




5484 Petroshale Inc. 7-May-1979

83567 PetroTal Corp. 6-Mar-2008

90384 Petrowest Corporation 1-Jul-2011

89194 Peyto Exploration & Development Corp. 1-Jan-2011

10347 PFB Corporation 10-Jun-1987

24708 Pharma Patch Plc (CT) 30-Jun-1994 11-Mar-2002

84394 PharmaGap Inc. (formerly Sebring Resources Ltd.) 15-Aug-2008

33520 Philip Services Corp. (CT) 28-Nov-1990 23-Apr-2002

20318 Phillips, Hager & North $U.S. Money Market Fund 13-Oct-1992

20328 Phillips, Hager & North Balanced Fund 13-Oct-1992

44764 Phillips, Hager & North Balanced Pension Trust 10-Jul-2001

20320 Phillips, Hager & North Bond Fund 13-Oct-1992

20319 Phillips, Hager & North Canadian Equity Fund 13-Oct-1992

44765 Phillips, Hager & North Canadian Equity Pension Trust 29-Jun-2004

35474 Phillips, Hager & North Canadian Equity Plus Pension Trust 1-May-1998

88755 Phillips, Hager & North Canadian Equity Underlying Fund 12-Jan-2011

95354 Phillips, Hager & North Canadian Equity Underlying Fund II 7-Aug-2014

95607 Phillips, Hager & North Canadian Equity Value Class 22-Oct-2014

86793 Phillips, Hager & North Canadian Equity Value Fund 13-Nov-2009

20322 Phillips, Hager & North Canadian Growth Fund 13-Oct-1992

76041 Phillips, Hager & North Canadian Income Fund 27-Jun-2005

20323 Phillips, Hager & North Canadian Money Market Fund 13-Oct-1992

97152 Phillips, Hager & North Conservative Equity Income Fund 30-Jun-2016

103450 Phillips, Hager & North Conservative Pension Trust 30-Jun-2020

78897 Phillips, Hager & North Currency-Hedged Overseas Equity 27-Jun-2006

Fund

78898 Phillips, Hager & North Currency-Hedged U.S. Equity Fund 27-Jul-2006

20321 Phillips, Hager & North Dividend Income Fund 13-Oct-1992

44094 Phillips, Hager & North Global Equity Fund 8-Dec-2000

103451 Phillips, Hager & North Growth Pension Trust 30-Jun-2020

42511 Phillips, Hager & North High Yield Bond Fund 11-Jul-2000

86042 Phillips, Hager & North Inflation-Linked Bond Fund 26-Jun-2009

88757 Phillips, Hager & North LifeTime 2015 Fund 12-Jan-2011







95201 Phillips, Hager & North LifeTime 2050 Fund 29-Jun-2018

102244 Phillips, Hager & North LifeTime 2055 Fund 5-Oct-2018

104939 Phillips, Hager & North LifeTime 2060 Fund 30-Jun-2020

88764 Phillips, Hager & North Long Inflation-linked Bond Fund 12-Jan-2011

92434 Phillips, Hager & North Monthly Income Class 18-Oct-2012




86794 Phillips, Hager & North Monthly Income Fund 30-Dec-2009

90463 Phillips, Hager & North Overseas Equity Class 21-Dec-2011

44095 Phillips, Hager & North Overseas Equity Fund 8-Dec-2000

23171 Phillips, Hager & North Short Term Bond & Mortgage Fund 14-Jan-1994

44760 Phillips, Hager & North Small Float Fund 10-Jul-2002

42510 Phillips, Hager & North Total Return Bond Fund 11-Jul-2000

50000 Phillips, Hager & North U.S. Dividend Income Fund 10-Jul-2002

20324 Phillips, Hager & North U.S. Equity Fund 31-Oct-1992

21113 Phillips, Hager & North U.S. Growth Fund 3-May-1993

90466 Phillips, Hager & North U.S. Multi-Style All-Cap Equity Class 21-Dec-2011

87910 Phillips, Hager & North U.S. Multi-Style All-Cap Equity Fund 29-Jun-2010

9366 Phillips, Hager & North Vintage Fund 23-Apr-1986

29305 Phoenix Capital Inc. 8-Feb-1983

77152 Phoenix Capital Income Trust 14-Jun-2005

9671 Phoenix Health Group Inc. (CT) 8-Sep-1986 11-Mar-2002

89123 PHX Energy Services Corp. 1-Jan-2011

102245 Picton Mahoney Fortified Active Extension Alternative Fund 24-Sep-2018

102411 Picton Mahoney Fortified Arbitrage Alternative Fund 16-Jan-2019

102412 Picton Mahoney Fortified Arbitrage Plus Alternative Fund 16-Jan-2019

96937 Picton Mahoney Fortified Equity Fund 2-Nov-2015

103452 Picton Mahoney Fortified Income Alternative Fund 8-Jul-2019

96938 Picton Mahoney Fortified Income Fund 2-Nov-2015

105007 Picton Mahoney Fortified Long Short Alternative Fund 8-Jul-2020

102246 Picton Mahoney Fortified Market Neutral Alternative Fund 24-Sep-2018

96939 Picton Mahoney Fortified Multi-Asset Fund 2-Nov-2015

102247 Picton Mahoney Fortified Multi-Strategy Alternative Fund 24-Sep-2018

92330 Picton Mahoney Tactical Income Fund 27-Sep-2012

95115 Pieridae Energy Limited 1-Jan-2019

107237 PIMCO - IG Climate Bond Pool 22-Oct-2021

102102 PIMCO - IG Global Bond Pool 12-Oct-2018

88780 PIMCO Canadian Total Return Bond Fund 10-Jan-2011

105969 PIMCO Climate Bond Fund (Canada) 18-Jan-2021

105970 PIMCO ESG Income Fund (Canada) 18-Jan-2021

88781 PIMCO Flexible Global Bond Fund (Canada) 10-Jan-2011

94643 PIMCO Global Income Opportunities Fund 27-Feb-2014

102910 PIMCO Global Short Maturity Fund (Canada) 28-Jan-2019

96941 PIMCO Investment Grade Credit Fund (Canada) 24-Jul-2015

102911 PIMCO Low Duration Monthly Income Fund (Canada) 28-Jan-2019

104376 PIMCO Managed Conservative Bond Pool 4-Feb-2020

104377 PIMCO Managed Core Bond Pool 4-Feb-2020

88783 PIMCO Monthly Income Fund (Canada) 10-Jan-2011

105395 PIMCO Tactical Income Fund 28-Sep-2020

106649 PIMCO Tactical Income Opportunities Fund 26-May-2021

95280 PIMCO Unconstrained Bond Fund (Canada) 24-Jul-2014




74767 Pine Cliff Energy Ltd. 9-Mar-2005

5356 Pineridge (CT) 18-Dec-1980 19-Feb-1993

75410 Pinnacle Balanced Portfolio 25-Apr-2005

10243 Pioneer Metals Corporation 23-Apr-1987 18-Apr-2002

91126 Pipestone Energy Corp. (formerly, Blackbird Energy Inc.) 18-Dec-2014

106296 Pivotal Financial Corp. 24-Mar-2021

105543 Pivotree Inc. 23-Oct-2020

92902 Pizza Pizza Royalty Corp. 31-Dec-2012

102185 PK Core Fund 28-Sep-2018

21339 Plaintree Systems Inc. 27-May-1993

49373 Planet 13 Holdings Inc. 31-May-2002

100864 Plant-Based Investment Corp. 17-Jan-2018

18437 Platinova A/S 15-Oct-1991

10487 Platinova Resources Ltd 15-Oct-1991

88544 Platinum Group Metals Ltd. 18-Oct-2010

75340 Plato Gold Corp. 27-Apr-2005

13121 Playa El Agua Hotel L.P. (CT) 19-Dec-1988 25-Feb-1993

94530 Plaza Retail REIT 1-Jan-2014

105533 Plurilock Security Inc. 31-May-2021

106882 Poda Lifestyle and Wellness Ltd.

103518 Poda Technologies Ltd.

84408 POET Technologies Inc. 7-Oct-2016

98357 Point Loma Resources Ltd. 12-Dec-2017

84228 Points International Ltd. 4-Jun-2008

80565 Poko Innovations Inc. 29-Mar-2007

74751 Polaris Infrastructure Inc. 12-May-2011

87864 Pollard Banknote Limited 14-May-2010

103346 Polymet Mining Corp. 24-May-2019

87830 Ponderosa Fund 4-Aug-2010

8190 Ponds Limited Partnership (CT) 15-May-1984 23-Apr-2002

104010 PopReach Corporation 30-Sep-2019

80926 Portex Minerals Inc. 11-May-2007

80891 Portland 15 of 15 Alternative Fund 27-Apr-2007

92294 Portland Canadian Balanced Fund 2-Oct-2012

81481 Portland Global Alternative Fund 26-Jun-2007

74880 Portland Global Balanced Fund 28-Jan-2005

106387 Portland Life Sciences Alternative Fund 16-Apr-2021

104674 Portland North American Alternative Fund 17-Apr-2020

88997 Porto Energy Corp. 18-Mar-2011

77975 Poseidon Concepts Corp. 30-Nov-2005

89717 Postmedia Network Canada Corp. 8-Jun-2011

16174 *Pound-Maker Investments Ltd. 26-Jul-1990

6164 Power Corporation Of Canada 1-Oct-1967

8292 Power Financial Corporation 19-May-1985




86904 PowerShares Diversified Yield Fund 14-Jan-2010

79233 Poynt Corporation 17-Jul-2007

76961 PPX Mining Corp. 16-Jun-2005

98697 Prairie Provident Resources Inc. 12-Sep-2016

95020 PrairieSky Royalty Ltd. 22-May-2014

78795 Precious Metals and Mining Trust 30-May-2006

29644 Precision Assessment Technology Corporation 27-Nov-1996

87954 Precision Drilling Corporation 1-Jun-2010

97983 Preferred Dental Technologies Inc. 31-May-2016

106258 Premier Health of America Inc. (formerly known as Physinorth12-Feb-2021

Acquisition Corporation Inc.)

80880 Premium Brands Holdings Corporation 14-Mar-2007

89227 Premium Income Corporation 29-Jul-2010

84860 Preo Software Inc. 24-Jul-2008

88660 Pretium Resources Inc. 10-Dec-2010

77572 Prime Dividend Corp. 31-Oct-2005

32662 Primerica Balanced Yield Fund 9-Sep-1997

32658 Primerica Canadian Balanced Growth Fund 9-Sep-1997

47738 Primerica Canadian Money Market Fund 12-Dec-2001

32660 Primerica Global Balanced Growth Fund 9-Sep-1997

32654 Primerica Global Equity Fund 9-Sep-1997

32664 Primerica Income Fund 9-Sep-1997

45738 PrimeWest Oil and Gas Corp. 6-Mar-2001

14942 Primo Water Corporation 8-Jan-1992

9739 Printera Corporation 6-Oct-1986

104741 Prismo Metals Inc. 8-Sep-2020

68160 Priszm Income Fund 31-Oct-2003

93786 Pro Real Estate Investment Trust 19-Nov-2013

86175 Pro-Trans Ventures Inc. 18-Jun-2009

31956 Probe Exploration Inc. (CT) 7-Apr-1997 23-Apr-2002

105421 Probity Mining 2020-II Short Duration Flow-Through Limited 24-Sep-2020

Partnership - British Columbia Class





105954 Probity Mining 2021 Short Duration Flow-Through Limited 11-Feb-2021















84642 Prodigy Ventures Inc. 29-Sep-2008

78362 Production Enhancement Group, Inc. 29-Mar-2006

36849 Profab Energy Services Ltd. (CT) 10-Sep-1998 18-Apr-2002

98787 Profound Medical Corp. 7-Nov-2016

86072 ProMIS Neurosciences Inc. 7-Jul-2021

107294 Propel Holdings Inc. 14-Oct-2021

7724 Proper Channels (CT) 19-Nov-1979 17-Feb-1993

83204 Prosper Gold Corp. 28-Jan-2008

92242 Providence Gold Mines Inc. 6-Nov-2012

5821 Provigo Inc. 30-Jun-1981

88390 PsyBio Therapeutics Corp. 9-Nov-2010

100304 Pulse Oil Corp. 13-Nov-2018

22756 Pulse Seismic Inc. 22-Sep-1988

106039 Pure Extracts Technologies Corp. (formerly, Big Sky 5-Mar-2021

Petroleum Corporation)

92948 Pure Gold Mining Inc. 21-Sep-2021

95757 Purpose Behavioural Opportunities Fund 12-Dec-2014

94856 Purpose Best Ideas Fund 23-Apr-2014

107168 Purpose Biotech ETF 6-Oct-2021

106278 Purpose Bitcoin ETF 11-Feb-2021

86652 Purpose Canadian Equity Growth Fund 23-Aug-2012

98448 Purpose Canadian Financial Income Fund 19-Oct-2016

92182 Purpose Canadian Income Growth Fund 23-Aug-2012

72703 Purpose Canadian Preferred Share Fund 14-Oct-2004

104588 Purpose Cash Management Portfolio 11-Mar-2020

98449 Purpose Conservative Income Fund 19-Oct-2016

93469 Purpose Core Dividend Fund 12-Aug-2013

96892 Purpose Core Equity Income Fund 6-Nov-2015

103037 Purpose Credit Opportunities Fund 30-Aug-2019

103679 Purpose Credit Opportunities Fund (DO NOT USE) 30-Aug-2019

93470 Purpose Diversified Real Asset Fund 12-Aug-2013

88570 Purpose Emerging Markets Dividend Fund 10-Nov-2010

100605 Purpose Enhanced Dividend Fund 26-Oct-2017

95475 Purpose Enhanced Premium Yield Fund 5-Nov-2014

106393 Purpose Ether ETF 16-Apr-2021

90029 Purpose Floating Rate Income Fund 11-Jul-2018

94046 Purpose Global Bond Class 18-Dec-2013

95818 Purpose Global Bond Fund 23-Dec-2014

106524 Purpose Global Climate Opportunities Fund 20-Apr-2021

89794 Purpose Global Innovators Fund 6-Jul-2011




78733 Purpose Global Resource Fund 19-Jun-2006

101975 Purpose Gold Bullion Fund 22-Oct-2018

93992 Purpose High Interest Savings ETF 9-Oct-2013

95563 Purpose International Dividend Fund 20-Oct-2014

95564 Purpose International Tactical Hedged Equity Fund 20-Oct-2014

99919 Purpose Marijuana Opportunities Fund 17-May-2017

103019 Purpose Money Market Fund 8-Mar-2019

93472 Purpose Monthly Income Fund 12-Aug-2013

96885 Purpose Multi-Asset Income Fund 2-Sep-2015

94842 Purpose Multi-Strategy Market Neutral Fund 31-Jul-2014

95817 Purpose Premium Money Market Fund 23-Dec-2014

97438 Purpose Premium Yield Fund 8-Jan-2016

94857 Purpose Real Estate Income Fund 23-Apr-2014

107022 Purpose Select Equity Fund 1-Sep-2021

97771 Purpose Silver Bullion Fund 17-May-2016

86741 Purpose Special Opportunities Fund 1-Dec-2009

90220 Purpose Strategic Yield Fund 30-Jun-2011

105489 Purpose Structured Equity Growth Fund 7-Oct-2020

107056 Purpose Structured Equity Yield Plus Portfolio 13-Sep-2021

103763 Purpose Structured Equity Yield Portfolio 2-Oct-2019

104760 Purpose Structured Equity Yield Portfolio II 3-Apr-2020

96893 Purpose Tactical Asset Allocation Fund 6-Nov-2015

93471 Purpose Tactical Hedged Equity Fund 12-Aug-2013

93473 Purpose Total Return Bond Fund 12-Aug-2013

96944 Purpose US Cash Fund 19-Oct-2015

95565 Purpose US Dividend Fund 20-Oct-2014

98843 Purpose US Preferred Share Fund 19-Dec-2016

9718 Pursuit American Fund (CT) 10-Oct-1986 11-Mar-2002

9717 Pursuit Canadian Equity Fund (CT) 24-Sep-1986 11-Mar-2002

9716 Pursuit Income Fund (CT) 10-Oct-1986 11-Mar-2002

10842 Pursuit Money Market Fund (CT) 1-Feb-1988 11-Mar-2002

102103 Putnam - IG High Yield Income Pool 12-Oct-2018

107238 Putnam - IG Sustainable Leaders Pool 22-Oct-2021

78701 Pyrogenesis Canada Inc. 26-May-2006

29441 Q-Entertainment Inc. (CT) 20-Aug-1996 11-Mar-2002

36748 Q-Gold Resources Ltd. 6-Oct-1998

17234 Q-Tel Wireless Inc. (T) 7-Jan-1991

84564 Q2 Gold Resources Inc. 18-Jun-2007

107209 Q4 Inc. 22-Oct-2021

11535 Quadrille Retirement Homes L.P.No.1 (CT) 23-Dec-1988 04-Feb-1993

42017 Quarterhill Inc. 28-Apr-2000

44029 Quattro Exploration and Production Ltd. 18-Oct-2000

7563 Quebecor Inc. 9-Jun-1983

89975 Queen's Road Capital Investment Ltd. 9-Aug-2011




28814 Queensway Financial Holdings Limited (CT) 30-May-1996 18-Apr-2002

8466 Quest 84 Energy Program (CT) 21-Nov-1984 02-Feb-1993

8708 Quest 85 Energy Program L.P. (CT) 18-Apr-1985 02-Feb-1993

75437 Questerre Energy Corporation 1-Nov-2007

90681 Questfire Energy Corp. 30-Sep-2011

8896 Quinte Bay #3 Limited Partnership (CT) 12-Nov-1985 11-Mar-2002

104947 Quisitive Technology Solutions, Inc. (formerly Nebo Capital 12-Jun-2020

Corp.)

46883 Quorum Information Technologies Inc. 20-Jul-2001

70836 R.R. Donnelley & Sons Company 17-Dec-2003

81850 Radient Technologies Inc. 21-Jan-2020

98807 Rambler Metals and Mining plc 12-Jan-2016

84022 Range Gold Corp. 30-Apr-2008

88815 Rare Element Resources Ltd. 13-Dec-2010

31845 Ravensource Fund 30-Apr-1997

100858 Rayonier Advanced Materials Inc. 17-Nov-2017

89320 RB Energy Inc. 25-Jan-2011

105850 RBC $U.S. Core Bond Pool 20-Jan-2021

105851 RBC $U.S. Core Plus Bond Pool 20-Jan-2021

105852 RBC $U.S. Global Balanced Portfolio 20-Jan-2021

105853 RBC $U.S. Global Bond Fund 20-Jan-2021

93554 RBC $U.S. High Yield Bond Fund 2-Jul-2013

93555 RBC $U.S. Investment Grade Corporate Bond Fund 2-Jul-2013

16220 RBC $U.S. Money Market Fund 26-Jul-1990

97048 RBC $U.S. Short Term Income Class 23-Oct-2015

100893 RBC $U.S. Short-Term Corporate Bond Fund 23-Jan-2018

105854 RBC $U.S. Short-Term Government Bond Fund 20-Jan-2021

100894 RBC $U.S. Strategic Income Bond Fund 23-Jan-2018

97341 RBC 1-5 Year Laddered Canadian Bond ETF 11-Jan-2016

94255 RBC 1-5 Year Laddered Corporate Bond ETF 7-Jan-2014

40280 RBC Advisor Canadian Bond Fund 8-Nov-1999

94416 RBC Asia Pacific ex-Japan Equity Fund 24-Jan-2014

21696 RBC Asian Equity Fund 23-Jul-1993

10734 RBC Balanced Fund 14-Dec-1987

96253 RBC Balanced Growth & Income Class 13-Apr-2015

93556 RBC Balanced Growth & Income Fund 2-Jul-2013

100431 RBC BlueBay Global Diversified Income (CAD Hedged) ETF 12-Sep-2017

11239 RBC Bond Fund 18-Dec-1986

100389 RBC Canadian Bank Yield Index ETF 31-Aug-2017

103304 RBC Canadian Discount Bond ETF 24-May-2019

90467 RBC Canadian Dividend Class 21-Dec-2011

20457 RBC Canadian Dividend Fund 7-Jan-1993

90468 RBC Canadian Equity Class 21-Dec-2011

27321 RBC Canadian Equity Fund 7-Jul-1995




90469 RBC Canadian Equity Income Class 21-Dec-2011

79023 RBC Canadian Equity Income Fund 4-Jul-2006

41820 RBC Canadian Government Bond Index Fund 11-May-2000

36823 RBC Canadian Index Fund 9-Sep-1998

90470 RBC Canadian Mid-Cap Equity Class 21-Dec-2011

9819 RBC Canadian Money Market Fund 2-Dec-1986

98441 RBC Canadian Preferred Share ETF 13-Sep-2016

18656 RBC Canadian Short-Term Income Fund 31-Jan-1992

93989 RBC Canadian Small & Mid-Cap Resources Fund 25-Sep-2013

17268 RBC Canadian T-Bill Fund 29-Jan-1991

104189 RBC China Equity Fund 31-Jan-2020

101693 RBC Conservative Bond Pool 3-Jul-2018

95731 RBC Conservative Growth & Income Fund 20-Nov-2014

101694 RBC Core Bond Pool 3-Jul-2018

101695 RBC Core Plus Bond Pool 3-Jul-2018

102686 RBC Emerging Markets Balanced Fund 25-Jan-2019

87909 RBC Emerging Markets Bond Fund 8-Jul-2010

98182 RBC Emerging Markets Bond Fund (CAD Hedged) 4-Jul-2016

93031 RBC Emerging Markets Dividend Fund 5-Mar-2013

90471 RBC Emerging Markets Equity Class 21-Dec-2011

102687 RBC Emerging Markets Equity Focus Fund 25-Jan-2019

86817 RBC Emerging Markets Equity Fund 18-Dec-2009

106610 RBC Emerging Markets ex-China Dividend Fund 30-Jun-2021

95732 RBC Emerging Markets Foreign Exchange Fund 20-Nov-2014

98183 RBC Emerging Markets Multi-Strategy Equity Fund 4-Jul-2016

93032 RBC Emerging Markets Small-Cap Equity Fund 5-Mar-2013

95202 RBC European Dividend Fund 3-Jul-2014

95608 RBC European Equity Class 22-Oct-2014

11241 RBC European Equity Fund 10-Jul-1987

98184 RBC European Mid-Cap Equity Fund 4-Jul-2016

103467 RBC Global All-Equity Portfolio 13-Dec-2019

35128 RBC Global Balanced Fund 13-Mar-1998

103468 RBC Global Balanced Portfolio 13-Dec-2019

17867 RBC Global Bond Fund 26-Jul-1991

106955 RBC Global Choices All-Equity Portfolio 30-Jun-2021

106956 RBC Global Choices Balanced Portfolio 30-Jun-2021

106957 RBC Global Choices Conservative Portfolio 30-Jun-2021

106958 RBC Global Choices Growth Portfolio 30-Jun-2021

106959 RBC Global Choices Very Conservative Portfolio 30-Jun-2021

103469 RBC Global Conservative Portfolio 13-Dec-2019

72315 RBC Global Corporate Bond Fund 19-Jul-2004

97943 RBC Global Dividend Growth Currency Neutral Fund 10-May-2016

44284 RBC Global Dividend Growth Fund 22-Dec-2000

5284 RBC Global Energy Fund 22-Oct-1980




95609 RBC Global Equity Class 22-Oct-2014

100896 RBC Global Equity Focus Currency Neutral Fund 23-Jan-2018

94891 RBC Global Equity Focus Fund 17-Apr-2014

94417 RBC Global Equity Fund 24-Jan-2014

106488 RBC Global Equity Leaders Fund 3-May-2021

97350 RBC Global Growth & Income Fund 15-Jan-2016

103470 RBC Global Growth Portfolio 13-Dec-2019

67428 RBC Global High Yield Bond Fund 15-Jul-2003

11409 RBC Global Precious Metals Fund 10-Nov-1988

90472 RBC Global Resources Class 21-Dec-2011

44323 RBC Global Resources Fund 22-Dec-2000

41821 RBC Global Technology Fund 11-May-2000

103471 RBC Global Very Conservative Portfolio 13-Dec-2019

88395 RBC High Yield Bond Fund 28-Sep-2010

79713 RBC International Dividend Growth Fund 30-Oct-2006

95610 RBC International Equity Class 22-Oct-2014

94892 RBC International Equity Currency Neutral Fund 17-Apr-2014

20458 RBC International Equity Fund 7-Jan-1993

36826 RBC International Index Currency Neutral Fund 9-Sep-1998

81500 RBC Jantzi Global Equity Fund 3-Jul-2007

94418 RBC Japanese Equity Fund 22-Jan-2014

26777 RBC Life Science and Technology Fund 7-Jul-1995

72313 RBC Managed Payout Solution 19-Jul-2004

72314 RBC Managed Payout Solution - Enhanced 19-Jul-2004

48792 RBC Managed Payout Solution - Enhanced Plus 5-Apr-2002

88396 RBC Monthly Income Bond Fund 28-Sep-2010

32392 RBC Monthly Income Fund 9-Jul-1997

20456 RBC North American Growth Fund 7-Jan-1993

90475 RBC North American Value Class 21-Dec-2011

35181 RBC North American Value Fund 13-Mar-1998

79996 RBC O'Shaughnessy All-Canadian Equity Fund 16-Jan-2007

33156 RBC O'Shaughnessy Canadian Equity Fund 7-Oct-1997

73956 RBC O'Shaughnessy International Equity Fund 17-Dec-2004

33158 RBC O'Shaughnessy U.S. Growth Fund 7-Oct-1997

83113 RBC O'Shaughnessy U.S. Growth Fund II 10-Jan-2008

33159 RBC O'Shaughnessy U.S. Value Fund 7-Oct-1997

100897 RBC O'Shaughnessy U.S. Value Fund (Unhedged) 23-Jan-2018

79997 RBC O’Shaughnessy Global Equity Fund 16-Jan-2007

100432 RBC PH&N Short Term Canadian Bond ETF 12-Sep-2017

82570 RBC Premium $U.S. Money Market Fund 26-Oct-2007

30975 RBC Premium Money Market Fund 10-Feb-1997

67208 RBC Private Canadian Corporate Bond Pool 21-Aug-2003

67209 RBC Private Canadian Dividend Pool 21-Aug-2003

67206 RBC Private Canadian Equity Pool 21-Aug-2003




67205 RBC Private Canadian Mid Cap Equity Pool 21-Aug-2003

67210 RBC Private EAFE Equity Pool 21-Aug-2003

67204 RBC Private Fundamental Canadian Equity Pool 21-Aug-2003

67213 RBC Private Income Pool 21-Aug-2003

81898 RBC Private Overseas Equity Pool 24-Aug-2007

50902 RBC Private Short-Term Income Pool 21-Aug-2003

67218 RBC Private U.S. Growth Equity Pool 21-Aug-2003

86870 RBC Private U.S. Large-Cap Core Equity Currency Neutral 11-Jan-2010

Pool

84888 RBC Private U.S. Large-Cap Core Equity Pool 21-Oct-2008

86871 RBC Private U.S. Large-Cap Value Equity Currency Neutral 11-Jan-2010

Pool

67222 RBC Private U.S. Large-Cap Value Equity Pool 21-Aug-2003

67221 RBC Private U.S. Small Cap Equity Pool 21-Aug-2003

67223 RBC Private World Equity Pool 21-Aug-2003

94256 RBC Quant Canadian Dividend Leaders ETF 7-Jan-2014

96283 RBC Quant Canadian Equity Leaders ETF 1-Jun-2015

95490 RBC Quant EAFE Dividend Leaders (CAD Hedged) ETF 2-Oct-2014

94257 RBC Quant EAFE Dividend Leaders ETF 7-Jan-2014

96284 RBC Quant EAFE Equity Leaders (CAD Hedged) ETF 1-May-2015

96285 RBC Quant EAFE Equity Leaders ETF 1-May-2015

95491 RBC Quant Emerging Markets Dividend Leaders ETF 2-Oct-2014

96286 RBC Quant Emerging Markets Equity Leaders ETF 1-May-2015

95492 RBC Quant European Dividend Leaders (CAD Hedged) ETF 2-Oct-2014

95493 RBC Quant European Dividend Leaders ETF 2-Oct-2014

95494 RBC Quant U.S. Dividend Leaders (CAD Hedged) ETF 2-Oct-2014

94258 RBC Quant U.S. Dividend Leaders ETF 7-Jan-2014

96287 RBC Quant U.S. Equity Leaders (CAD Hedged) ETF 1-May-2015

96288 RBC Quant U.S. Equity Leaders ETF 1-May-2015

94419 RBC QUBE All Country World Equity Fund 24-Jan-2014

92718 RBC QUBE Canadian Equity Fund 2-Jul-2013

93558 RBC QUBE Global Equity Fund 2-Jul-2013

94420 RBC QUBE Low Volatility All Country World Equity Fund 24-Jan-2014

95611 RBC QUBE Low Volatility Canadian Equity Class 22-Oct-2014

92533 RBC QUBE Low Volatility Canadian Equity Fund 14-Nov-2012

104190 RBC QUBE Low Volatility Emerging Markets Equity Fund 31-Jan-2020

95612 RBC QUBE Low Volatility Global Equity Class 22-Oct-2014

92534 RBC QUBE Low Volatility Global Equity Fund 14-Nov-2012

100898 RBC QUBE Low Volatility Gobal Equity Currency Neutral 23-Jan-2018

Fund

95613 RBC QUBE Low Volatility U.S. Equity Class 22-Oct-2014

97944 RBC QUBE Low Volatility U.S. Equity Currency Neutral Fund 10-May-2016

92535 RBC QUBE Low Volatility U.S. Equity Fund 14-Nov-2012

93559 RBC QUBE U.S. Equity Fund 2-Jul-2013




98532 RBC Retirement 2020 Portfolio 3-Oct-2016







104949 RBC Retirement 2055 Portfolio 3-Jul-2020

104950 RBC Retirement 2060 Portfolio 3-Jul-2020

98539 RBC Retirement Income Solution 31-Dec-2016

79998 RBC Select Aggressive Growth Portfolio 16-Jan-2007

11243 RBC Select Balanced Portfolio 18-Dec-1986

41620 RBC Select Choices Aggressive Growth Portfolio 17-May-2000

41618 RBC Select Choices Balanced Portfolio 17-May-2000

41617 RBC Select Choices Conservative Portfolio 17-May-2000

41619 RBC Select Choices Growth Portfolio 17-May-2000

11242 RBC Select Conservative Portfolio 18-Dec-1986

11244 RBC Select Growth Portfolio 18-Dec-1986

85596 RBC Select Very Conservative Portfolio 4-Mar-2009

90476 RBC Short Term Income Class 21-Dec-2011

100433 RBC Short Term U.S. Corporate Bond ETF 12-Sep-2017

105855 RBC Short-Term Global Bond Fund 20-Jan-2021

93557 RBC Strategic Income Bond Fund 2-Jul-2013

92179 RBC Target 2021 Corporate Bond Index ETF 24-Aug-2012





81501 RBC Target 2025 Education Fund 3-Jul-2007





98738 RBC Trend Canadian Equity Fund 17-Nov-2016

101386 RBC U.S. Banks Yield (CAD Hedged) Index ETF 26-Apr-2018

101387 RBC U.S. Banks Yield Index ETF 26-Apr-2018

92443 RBC U.S. Dividend Class 18-Oct-2012

97945 RBC U.S. Dividend Currency Neutral Fund 10-Oct-2016

47123 RBC U.S. Dividend Fund 16-Oct-2001

90477 RBC U.S. Equity Class 21-Dec-2011

77823 RBC U.S. Equity Currency Neutral Fund 12-Jan-2006

5012 RBC U.S. Equity Fund 16-May-1973

95614 RBC U.S. Equity Value Class 22-Oct-2014

94421 RBC U.S. Equity Value Fund 24-Jan-2014




36825 RBC U.S. Index Currency Neutral Fund 9-Sep-1998

36824 RBC U.S. Index Fund 9-Sep-1998

77824 RBC U.S. Mid-Cap Growth Equity Currency Neutral Fund 12-Jan-2006

18900 RBC U.S. Mid-Cap Growth Equity Fund 9-Mar-1992

95615 RBC U.S. Mid-Cap Value Equity Class 22-Oct-2014

91054 RBC U.S. Mid-Cap Value Equity Fund 21-Dec-2011

75460 RBC U.S. Monthly Income Fund 6-May-2005

95616 RBC U.S. Small-Cap Core Equity Class 22-Oct-2014

91055 RBC U.S. Small-Cap Core Equity Fund 21-Dec-2011

96953 RBC U.S. Small-Cap Value Equity Fund 4-Sep-2015

81498 RBC Vision Balanced Fund 3-Jul-2007

49970 RBC Vision Bond Fund 28-Aug-2002

81499 RBC Vision Canadian Equity Fund 3-Jul-2007

105856 RBC Vision Fossil Fuel Free Balanced Fund 20-Jan-2021

105857 RBC Vision Fossil Fuel Free Bond Fund 20-Jan-2021

105858 RBC Vision Fossil Fuel Free Emerging Markets Equity Fund 20-Jan-2021

99222 RBC Vision Fossil Fuel Free Global Equity Fund 5-Jul-2017

105859 RBC Vision Fossil Fuel Free Short-Term Bond Fund 20-Jan-2021

104847 RBC Vision QUBE Fossil Fuel Free Low Volatility Canadian 20-Jan-2021

Equity Fund

101131 RBC Vision Women's Leadership MSCI Canada Index ETF 27-Feb-2018

24710 RCI Corporation (CT) 31-Aug-1994 11-Mar-2002

90346 RDX Technologies Corporation 5-Jun-2012

17599 Rea Gold Corporation (CT) 28-Jul-1997 11-Mar-2002

11967 Real del Monte Mining Corporation (CT) 22-Mar-1989 13-Mar-2002

105576 Real Estate & E-Commerce Split Corp. 28-Oct-2020

82420 Real Estate Investment Corporate Class 2-Oct-2007

26385 Real Estate Investment Pool 21-May-1995

101320 Real Luck Group Ltd. 24-Apr-2018

99912 Real Matters Inc. 5-May-2017

6070 Real Money Fund Of Canada (CT) 5-Oct-1982 04-Feb-1993

66097 Real Return Bond Fund 30-Jun-2020

84778 Realia Properties Inc. 3-Oct-2008

95840 REALnorth Opportunities Fund 22-Dec-2014

96201 Recipe Unlimited Corporation 1-Apr-2015

105272 Reconnaissance Energy Africa Ltd. 12-Aug-2020

38879 *Red Coat Cattle Feeders Inc. 12-Feb-2004

96681 Red Eagle Mining Corporation 29-Jun-2015

8120 *Red Earth Energy Limited (CT) 18-May-1984 26-Apr-1989

41346 Red Light Holland Corp. 10-May-2000

101843 Red White & Bloom Brands Inc. 18-Sep-2020

23705 Redekop Properties Inc. (CT) 4-Oct-1994 18-Apr-2002

82506 Redline Communications Group Inc. 18-Oct-2007

86264 RedWater Energy Corp. 5-Aug-2010




5560 Reed Medical Library (CT) 4-Dec-1981 17-Feb-1983

80417 Reef Resources Ltd. 26-Sep-2007

13207 *Regina Butcher (CT) And Baker Venture Fund Inc. 9-Dec-1986 23-Nov-1993

7864 Reigate Resources (Canada) Ltd. (CT) 17-Aug-1984 19-Feb-1993

24021 Reko International Group Inc. 4-May-1994

9397 Relax Inns Vancouver Partnership (CT) 21-Apr-1986 11-Apr-2002

29668 Remworks Inc. (CT) 31-Oct-1996 26-Apr-2002

90478 Renaissance Canadian All-Cap Equity Fund 25-Aug-2011

37872 Renaissance Canadian Balanced Fund 21-Jan-1999

12814 Renaissance Canadian Bond Fund 25-Aug-1989

25000 Renaissance Canadian Core Value Fund 27-Sep-1994

50666 Renaissance Canadian Dividend Fund 13-Nov-2002

40137 Renaissance Canadian Equity Private Pool 23-Nov-1999

40138 Renaissance Canadian Fixed Income Private Pool 23-Nov-1999

12930 Renaissance Canadian Growth Fund 24-Aug-1987

33482 Renaissance Canadian Monthly Income Fund 5-Nov-1997

30346 Renaissance Canadian Small-Cap Fund 25-Oct-1996

13004 Renaissance Canadian T-Bill Fund 24-Aug-1987

34214 Renaissance China Plus Fund 26-Oct-1998

86442 Renaissance Corporate Bond Fund 16-Oct-2009

50664 Renaissance Diversified Income Fund 13-Nov-2002

40140 Renaissance Emerging Markets Equity Private Pool 23-Nov-1999

29897 Renaissance Emerging Markets Fund 25-Oct-1996

69484 Renaissance Equity Income Private Pool 6-Jan-2004

97803 Renaissance Flexible Yield Fund 20-Apr-2016

93883 Renaissance Floating Rate Income Fund 10-Sep-2013

20025 Renaissance Global Bond Fund 15-Oct-1992

40141 Renaissance Global Bond Private Pool 23-Nov-1999

97804 Renaissance Global Equity Private Pool 20-Apr-2016

88299 Renaissance Global Focus Currency Neutral Fund 15-Oct-2010

39596 Renaissance Global Focus Fund 3-Sep-1999

88300 Renaissance Global Growth Currency Neutral Fund 15-Oct-2010

37354 Renaissance Global Growth Fund 25-Nov-1998

29830 Renaissance Global Health Care Fund 16-Oct-1996

88301 Renaissance Global Infrastructure Currency Neutral Fund 15-Oct-2010

81673 Renaissance Global Infrastructure Fund 21-Aug-2007

20027 Renaissance Global Markets Fund 15-Oct-1992

88302 Renaissance Global Real Estate Currency Neutral Fund 15-Oct-2010

88303 Renaissance Global Real Estate Fund 15-Oct-2010

29832 Renaissance Global Science & Technology Fund 16-Oct-1996

34215 Renaissance Global Small-Cap Fund 6-Feb-1998

34216 Renaissance Global Value Fund 6-Feb-1998

33301 Renaissance High Income Fund 25-Nov-1997

24998 Renaissance High-Yield Bond Fund 27-Sep-1994




29895 Renaissance International Dividend Fund 25-Oct-1996

88304 Renaissance International Equity Currency Neutral Fund 15-Oct-2010

43287 Renaissance International Equity Fund 14-Nov-2000

40142 Renaissance International Equity Private Pool 23-Nov-1999

12817 Renaissance Money Market Fund 25-Aug-1989

97808 Renaissance Multi-Asset Global Balanced Income Private 20-Apr-2016

Pool

97809 Renaissance Multi-Asset Global Balanced Private Pool 20-Apr-2016

97810 Renaissance Multi-Sector Fixed Income Private Pool 20-Apr-2016

93884 Renaissance Optimal Conservative Income Portfolio 10-Sep-2013

88305 Renaissance Optimal Global Equity Currency Neutral Portfolio15-Oct-2010

41127 Renaissance Optimal Global Equity Portfolio 8-Feb-2000

93885 Renaissance Optimal Growth & Income Portfolio 10-Sep-2013

81674 Renaissance Optimal Income Portfolio 21-Aug-2007

90479 Renaissance Optimal Inflation Opportunities Portfolio 25-Aug-2011

97811 Renaissance Real Assets Private Pool 20-Apr-2016

50665 Renaissance Real Return Bond Fund 13-Nov-2002

12813 Renaissance Short-Term Income Fund 25-Aug-1989

93886 Renaissance U.S. Dollar Corporate Bond Fund 10-Sep-2013

93887 Renaissance U.S. Dollar Diversified Income Fund 10-Sep-2013

88683 Renaissance U.S. Equity Currency Neutral Private Pool 9-Dec-2010

29894 Renaissance U.S. Equity Fund 25-Oct-1996

88306 Renaissance U.S. Equity Growth Currency Neutral Fund 15-Oct-2010

10603 Renaissance U.S. Equity Growth Fund 24-Aug-1987

93888 Renaissance U.S. Equity Income Fund 10-Sep-2013

40144 Renaissance U.S. Equity Private Pool 23-Nov-1999

37353 Renaissance U.S. Equity Value Fund 25-Nov-1998

10191 Renaissance U.S. Money Market Fund 3-Apr-1987

40139 Renaissance Ultra Short-Term Income Private Pool 23-Nov-1999

13342 Rentown Enterprises Inc. (CT) 15-Dec-1989 25-Feb-1993

82790 Resolute Forest Products Inc. 29-Oct-2007

96238 Restaurant Brands International Inc. 9-Dec-2015

90754 Resverlogix Corp. 13-Oct-2011

100342 Revival Gold Inc. 31-Jul-2020

95797 Revive Therapeutics Ltd. 5-Dec-2014

102666 Reyna Silver Corp. 4-Apr-2019

86033 RF Capital Group Inc. 15-May-2009

70825 Richards Packaging Income Fund 30-Mar-2004

21437 Richelieu Hardware Ltd. 14-Jul-1993

30986 Richtree Inc. 12-Feb-1997

7879 Ridge Land Properties Limited Partnership (CT) 30-Nov-1983 11-Apr-2002

37838 Ridgewood Canadian Bond Fund 25-Feb-1999

86717 Ridgewood Canadian Investment Grade Bond Fund 30-Nov-2009

89548 Ridgewood Tactical Yield Fund 1-Apr-2011




5621 Ring of Power (CT) 10-Mar-1980 17-Feb-1993

85044 Rio2 Limited 24-Jul-2018

6482 RioCan Real Estate Investment Trust 1-Jun-1988

33527 Ritchie Bros. Auctioneers Incorporated 23-Jan-2004

102994 RIV Capital Inc. (formerly Canopy Rivers Inc.) 21-Feb-2019

7937 River Park Estates Partnership 6-Dec-1983 12-Feb-2002

7508 Rivergate Estates Phase I Limited Partnership 2-Jun-1983

7755 Rivergate Estates Phase II Limited Partnership 2-Sep-1983

7902 Rivergate Estates Phase III Limited Partnership 3-Aug-1984

10416 RKW Standardbred Limited Partnership (CT) 26-Jun-1987 11-Apr-2002

5906 Robson Petroleum Ltd. (CT) 17-Nov-1981 11-Apr-2002

50730 Roca Mines Inc. 7-Nov-2002

38759 Rochester Resources Ltd. 3-Jul-1990

107239 Rockefeller - IG Climate Solutions Pool 22-Oct-2021

83457 Rocky Mountain Liquor Inc. 11-Mar-2008

83991 Rodinia Oil Corp. 20-May-2010

5222 Rogers Communications Inc. 12-Sep-1980

89169 Rogers Sugar Inc. 1-Jan-2011

71404 Roman Corporation Limited (T) 3-May-2004

97899 ROMC Trust 7-Jun-2016

100614 Roots Corporation 18-Oct-2017

89930 Roxgold Inc. 17-Mar-2014

6010 Royal Bank of Canada 24-Nov-1981

49447 Royal Gold, Inc. 16-Jul-2004

103559 *Royal Helium Ltd. 7-Jan-2020

99345 Royal Road Minerals Limited 29-Jul-2020

5795 Royal View Apartments (CT) 26-Jun-1981 19-Feb-1993

103310 RP Alternative Global Bond Fund 5-Jun-2019

97434 RP Strategic Income Plus Fund 2-Mar-2016

105951 Rritual Superfoods Inc. 26-Feb-2021

101939 Rubicon Organics Inc. 3-Oct-2018

85391 Rusoro Mining Ltd. 15-Dec-2008

5714 Russel Metals Inc. 1-Dec-1983

81040 Russell Investments Balanced 4-May-2007

84899 Russell Investments Balanced Class 28-Oct-2008

41318 Russell Investments Balanced Growth 10-Aug-2000

93617 Russell Investments Canadian Cash Fund 9-Jul-2013

86146 Russell Investments Canadian Dividend Class 20-Jul-2009

86147 Russell Investments Canadian Dividend Pool 20-Jul-2009

84902 Russell Investments Canadian Equity Class 28-Oct-2008

20367 Russell Investments Canadian Equity Pool 5-Jan-1993

41320 Russell Investments Canadian Fixed Income Fund 10-Aug-2000

91065 Russell Investments Conservative Income 16-Dec-2011

91135 Russell Investments Conservative Income Class 16-Jan-2012




72937 Russell Investments Diversified Monthly Income 4-Nov-2004

84903 Russell Investments Diversified Monthly Income Class 28-Oct-2008

84904 Russell Investments Emerging Markets Equity Class 28-Oct-2008

30742 Russell Investments Emerging Markets Equity Pool 31-Jan-1997

99916 Russell Investments ESG Global Equity Pool 6-Jul-2017

84906 Russell Investments Fixed Income Class 28-Oct-2008

91136 Russell Investments Fixed Income Plus Class 16-Jan-2012

91066 Russell Investments Fixed Income Plus Pool 16-Dec-2011

20369 Russell Investments Fixed Income Pool 5-Jan-1993

92680 Russell Investments Focused Canadian Equity Class 6-Dec-2012

92681 Russell Investments Focused Canadian Equity Pool 6-Dec-2012

94266 Russell Investments Focused Global Equity Class 28-Nov-2013

94267 Russell Investments Focused Global Equity Pool 28-Nov-2013

90598 Russell Investments Focused US Equity Class 14-Sep-2011

90599 Russell Investments Focused US Equity Pool 14-Sep-2011

91992 Russell Investments Global Credit Class 4-Jul-2012

91064 Russell Investments Global Credit Pool 16-Dec-2011

84905 Russell Investments Global Equity Class 28-Oct-2008

34268 Russell Investments Global Equity Pool 29-Jan-1998

97116 Russell Investments Global Infrastructure Class 3-Jul-2015

92778 Russell Investments Global Infrastructure Pool 21-Jan-2013

92779 Russell Investments Global Real Estate Pool 21-Jan-2013

88494 Russell Investments Global Smaller Companies Class 26-Oct-2010

88495 Russell Investments Global Smaller Companies Pool 28-Oct-2010

91991 Russell Investments Global Unconstrained Bond Class 4-Jul-2012

82512 Russell Investments Global Unconstrained Bond Pool 25-Oct-2007

83504 Russell Investments Income Essentials 14-Mar-2008

84909 Russell Investments Income Essentials Class 28-Oct-2008

94801 Russell Investments Inflation Linked Bond Fund 1-Apr-2014

41319 Russell Investments Long-Term Growth 10-Aug-2000

84901 Russell Investments Long-Term Growth Class 28-Oct-2008

84907 Russell Investments Money Market Class 28-Oct-2008

34269 Russell Investments Money Market Pool 29-Jan-1998

101717 Russell Investments Multi-Factor Canadian Equity Pool 5-Jul-2018

102380 Russell Investments Multi-Factor Global Balanced 22-Nov-2018

99745 Russell Investments Multi-Factor International Equity Pool 6-Apr-2017

101341 Russell Investments Multi-Factor US Equity Pool 6-Apr-2018

84908 Russell Investments Overseas Equity Class 28-Oct-2008

20371 Russell Investments Overseas Equity Pool 5-Jan-1993

92781 Russell Investments Real Assets 5-Jul-2018

91993 Russell Investments Short Term Income Class 4-Jul-2012

91994 Russell Investments Short Term Income Pool 4-Jul-2012

84910 Russell Investments US Equity Class 28-Oct-2008

20370 Russell Investments US Equity Pool 5-Jan-1993




102861 Russell Investments Yield Opportunities Pool 19-Feb-2019

97153 RYU Apparel Inc. 25-Jan-2017

9922 S & M Photolabels Inc. (CT) 10-Dec-1986 04-Feb-1993

81000 S Split Corp. 27-Apr-2007

107286 S2 Minerals Inc.

86127 Sabina Gold & Silver Corp. 23-Feb-2011

95495 Sabre Gold Mines Corp. 27-Jun-2014

30310 Saco SmartVision Inc. (CT) 15-Nov-1996 18-Apr-2002

86078 Sagen MI Canada Inc. (formerly Genworth MI Canada Inc.) 29-Jun-2009

100019 Sagicor Financial Company Ltd. 18-May-2017

90141 Samco Gold Limited 28-Jun-2011

5169 Samex Mining Corp. 3-Mar-1980

79796 Samoth Oilfield Inc. 9-Nov-2006

79601 San Gold Corporation 27-Jul-2010

77769 Sanatana Resources Inc. 30-Nov-2005

5843 Sandhurst (CT) 9-Dec-1981 17-Feb-1993

85763 Sandstorm Gold Ltd. 16-Apr-2009

101457 Sangoma Technologies Corporation 8-Jul-2019

93000 Santacruz Silver Mining Ltd. 5-Feb-2013

33237 Saputo Inc. 6-Oct-1997

90843 Sarama Resources Ltd. 26-Oct-2011

6034 Sarcee Trail Place (CT) 21-Nov-1979 19-Feb-1993

5739 *Saskatoon Square Limited Partnership (CT) 27-Jun-1980 23-Mar-2001

5738 *Saskatoon Tower (CT) 14-Dec-1979 04-Nov-1992

39847 *SaskWorks Venture Fund Inc. 22-Dec-1999

105811 *SaskWorks Venture Fund Inc. - Class R Resources 25-Nov-2020

28285 Saturn (Solutions) Inc. (T) 26-Feb-1996

101918 Saturn Oil & Gas Inc. 30-Jun-2021

84762 Savaria Corporation 27-Apr-2018

87500 Sceptre Ventures Inc. 8-Apr-2010

92639 Score Media and Gaming Inc. 1-Jan-2013

95645 Scotia Aria Conservative Build Portfolio 20-Nov-2014

95646 Scotia Aria Conservative Defend Portfolio 20-Nov-2014

95647 Scotia Aria Conservative Pay Portfolio 20-Nov-2014

102171 Scotia Aria Equity Build Portfolio 11-Oct-2018

102172 Scotia Aria Equity Defend Portfolio 11-Oct-2018

102173 Scotia Aria Equity Pay Portfolio 11-Oct-2018

95648 Scotia Aria Moderate Build Portfolio 20-Nov-2014

95649 Scotia Aria Moderate Defend Portfolio 20-Nov-2014

95650 Scotia Aria Moderate Pay Portfolio 20-Nov-2015

95651 Scotia Aria Progressive Build Portfolio 20-Nov-2014

95652 Scotia Aria Progressive Defend Portfolio 20-Nov-2014

95653 Scotia Aria Progressive Pay Portfolio 20-Nov-2014

15767 Scotia Canadian Balanced Fund 21-Jun-1990




86292 Scotia Canadian Bond Fund 20-Aug-2009

39990 Scotia Canadian Bond Index Fund 6-Oct-1999

105508 Scotia Canadian Bond Index Tracker ETF 21-Oct-2020

91802 Scotia Canadian Dividend Class 24-May-2012

20449 Scotia Canadian Dividend Fund 23-Dec-1992

92628 Scotia Canadian Equity Blend Class 23-Nov-2012

13172 Scotia Canadian Equity Fund 27-Jan-1987

30439 Scotia Canadian Equity Index Fund 17-Dec-1996

17596 Scotia Canadian Growth Fund 21-Apr-1972

13129 Scotia Canadian Income Fund 26-May-1988

105509 Scotia Canadian Large Cap Equity Index Tracker ETF 21-Oct-2020

20450 Scotia Canadian Small Cap Fund 23-Dec-1992

22273 Scotia CanAm Index Fund 29-Sep-1993

94443 Scotia Conservative Fixed Income Portfolio 16-Jan-2014

17594 Scotia Diversified Balanced Fund 21-Apr-1972

76061 Scotia Diversified Monthly Income Fund 17-Jun-2005

88152 Scotia Dividend Balanced Fund 27-Aug-2010

29715 Scotia European Equity Fund 30-Sep-1996

88153 Scotia Global Balanced Fund 27-Aug-2010

24316 Scotia Global Bond Fund 6-Jul-1994

91798 Scotia Global Dividend Class 24-May-2012

88154 Scotia Global Dividend Fund 27-Aug-2010

44079 Scotia Global Equity Fund 13-Dec-2000

17591 Scotia Global Growth Fund 21-Apr-1972

44080 Scotia Global Small Cap Fund 13-Dec-2000

90271 Scotia Income Advantage Fund 11-Jul-2011

85310 Scotia Innova Balanced Growth Portfolio 15-Jan-2009

91797 Scotia INNOVA Balanced Growth Portfolio Class 24-May-2012

85311 Scotia Innova Balanced Income Portfolio 15-Jan-2009

91796 Scotia INNOVA Balanced Income Portfolio Class 24-May-2012

85312 Scotia Innova Growth Portfolio 15-Jan-2009

91795 Scotia INNOVA Growth Portfolio Class 24-May-2012

85313 Scotia Innova Income Portfolio 15-Jan-2009

91794 Scotia INNOVA Income Portfolio Class 15-May-2020

85314 Scotia Innova Maximum Growth Portfolio 15-Jan-2009

91793 Scotia INNOVA Maximum Growth Portfolio Class 24-May-2012

92630 Scotia International Equity Blend Class 23-Nov-2012

44078 Scotia International Equity Fund 13-Dec-2000

39991 Scotia International Equity Index Fund 6-Oct-1999

105510 Scotia International Equity Index Tracker ETF 21-Oct-2020

105521 Scotia Low Carbon Canadian Fixed Income Fund 30-Oct-2020

105522 Scotia Low Carbon Global Balanced Fund 30-Oct-2020

105523 Scotia Low Carbon Global Equity Fund 30-Oct-2020

16523 Scotia Money Market Fund 11-Sep-1990




19796 Scotia Mortgage Income Fund 14-Oct-1992

44110 Scotia Nasdaq Index Fund 14-Dec-2000

50854 Scotia Partners Balanced Growth Portfolio 2-Dec-2002

97423 Scotia Partners Balanced Growth Portfolio Class 25-Jan-2016

50788 Scotia Partners Balanced Income Portfolio 2-Dec-2002

97424 Scotia Partners Balanced Income Portfolio Class 25-Jan-2016

50855 Scotia Partners Growth Portfolio 2-Dec-2002

97425 Scotia Partners Growth Portfolio Class 25-Jan-2016

88155 Scotia Partners Income Portfolio 27-Aug-2010

50856 Scotia Partners Maximum Growth Portfolio 2-Dec-2002

97426 Scotia Partners Maximum Growth Portfolio Class 25-Jan-2016

19501 Scotia Premium T-Bill Fund 26-Aug-1992

22275 Scotia Resource Fund 29-Sep-1993

38431 Scotia Schools Trust 7-May-1999

66502 Scotia Selected Balanced Growth Portfolio 25-Apr-2003

66501 Scotia Selected Balanced Income Portfolio 25-Apr-2003

66503 Scotia Selected Growth Portfolio 25-Apr-2003

92634 Scotia Selected Income Portfolio 23-Nov-2012

51813 Scotia Selected Maximum Growth Portfolio 25-Apr-2003

18235 Scotia T-Bill Fund 11-Oct-1991

90272 Scotia U.S. $ Balanced Fund 11-Jul-2011

18470 Scotia U.S. $ Bond Fund 4-Dec-1991

29716 Scotia U.S. $ Money Market Fund 30-Sep-1996

92635 Scotia U.S. Dividend Fund 23-Nov-2012

92631 Scotia U.S. Equity Blend Class 23-Nov-2012

9997 Scotia U.S. Equity Fund 4-Jan-1987

30441 Scotia U.S. Equity Index Fund 17-Dec-1996

105511 Scotia U.S. Equity Index Tracker ETF 21-Oct-2020

44076 Scotia U.S. Opportunities Fund 13-Dec-2000

48231 Scotia Wealth American Core-Plus Bond Pool 30-Jan-2002

104330 Scotia Wealth Canadian Core Bond Pool 23-Jan-2020

68390 Scotia Wealth Canadian Corporate Bond Pool 3-Nov-2003

76057 Scotia Wealth Canadian Equity Pool 17-Jun-2005

31779 Scotia Wealth Canadian Growth Pool 9-Sep-1997

48237 Scotia Wealth Canadian Mid Cap Pool 30-Jan-2002

90962 Scotia Wealth Canadian Preferred Share Pool 1-Dec-2011

31788 Scotia Wealth Canadian Small Cap Pool 9-Sep-1997

31780 Scotia Wealth Canadian Value Pool 9-Sep-1997

88146 Scotia Wealth Emerging Markets Pool 13-Sep-2010

94444 Scotia Wealth Floating Rate Income Pool 17-Jan-2014

31781 Scotia Wealth Global Equity Pool 9-Sep-1997

100661 Scotia Wealth Global High Yield Pool 3-Oct-2017

100662 Scotia Wealth Global Infrastructure Pool 15-Nov-2017

48235 Scotia Wealth Global Real Estate Pool 30-Jan-2002




104016 Scotia Wealth High Yield Bond Pool 18-Nov-2019

31783 Scotia Wealth High Yield Income Pool 9-Sep-1997

31784 Scotia Wealth Income Pool 9-Sep-1997

76058 Scotia Wealth International Core Equity Pool 17-Jun-2005

31785 Scotia Wealth International Equity Pool 9-Sep-1997

48240 Scotia Wealth International Small to Mid Cap Value Pool 30-Jan-2002

76059 Scotia Wealth North American Dividend Pool 17-Jun-2005

96851 Scotia Wealth Premium Payout Pool 1-Jun-2015

92636 Scotia Wealth Real Estate Income Pool 23-Nov-2012

88156 Scotia Wealth Short Term Bond Pool 27-Aug-2010

82561 Scotia Wealth Short-Mid Government Bond Pool 2-Nov-2007

31787 Scotia Wealth Strategic Balanced Pool 9-Sep-1997

98743 Scotia Wealth Total Return Bond Pool 15-Nov-2016

90963 Scotia Wealth U.S. Dividend Pool 18-Nov-2019

44772 Scotia Wealth U.S. Large Cap Growth Pool 29-Jan-2001

48238 Scotia Wealth U.S. Mid Cap Value Pool 30-Jan-2002

31778 Scotia Wealth U.S. Value Pool 9-Sep-1997

104017 Scotia Wealth World Infrastructure Pool 18-Nov-2019

49083 Scotiabank Capital Trust 23-Apr-2002

103503 SDX Energy plc 27-May-2019

98752 Seabridge Gold Inc. 11-Apr-2017

8153 Sears Canada Inc. 16-Aug-1988

83822 Secure Energy Services Inc. 24-Mar-2010

27056 Securex Ltd. 3-Oct-1995

11017 Security Home Mortgage Investment Corporation (CT) 3-Feb-1989 16-Apr-2002

79036 Sedibelo Platinum Mines Limited 28-Jul-2006

72408 SemBioSys Genetics Inc. 25-Nov-2004

18353 Semi-Tech Corporation (CT) 8-Jul-1992 16-Apr-2002

84363 Sendero Mining Corp. 26-Aug-2008

81156 Sentry Select Primary Metals Corp. 25-May-2007

78343 Serica Energy PLC 20-Dec-2007

93841 Serinus Energy plc 24-Jun-2013

91583 Sernova Corp. 24-Feb-2021

77758 Serrano Resources Ltd. 28-Nov-2005

31832 Serval Integrated Energy Services (CT) 8-May-1997 16-Apr-2002

5354 Seven Evergreen Apartment Project 9-Dec-1980

95762 ShaMaran Petroleum Corp. 23-Dec-2014

9234 *Shane Resources Ltd. 21-Dec-2018

8468 Shape Of Things To Come (CT) 27-Dec-1978 02-Feb-1993

8537 Shaughnessy House Limited Partnership (CT) 3-Oct-1984 16-Apr-2002

7444 Shaw Communications Inc. 8-Apr-1983

13678 ShawCor Ltd. 1-Oct-1967

6216 Sherobee Glen Limited Partnership 30-Jul-1982

27837 Sherritt International Corporation 20-Dec-1995




101459 Sherwood Copper Corporation

102897 Shine Box Capital Corp. 7-Mar-2019

96565 Shopify Inc. 20-May-2015

76096 Shoreline Energy Corp. 30-Jun-2005

78275 Short Term Bond Fund 9-Mar-2006

82421 Short Term Income Corporate Class 2-Oct-2007

21057 Short Term Income Pool 19-Apr-1993

91988 Short Term Investment Fund 6-Jul-2012

87306 Sienna Senior Living Inc. 15-Mar-2010

38665 Sierra Wireless, Inc. 7-May-1999

102188 Signature Option Income Pool 11-Oct-2018

7788 Siltronics Ltd. (CT) 29-Sep-1983 04-Feb-1993

100330 Silver Bear Resources Plc 30-Jun-2017

104572 Silver Dollar Resources Inc. 30-Apr-2020

102502 Silver Elephant Mining Corp. 16-Nov-2018

106683 Silver Spike III Acquisition Corp. 21-May-2021

98241 Silver Tiger Metals Inc. 14-Jun-2016

78624 Silvercorp Metals Inc 20-Apr-2006

97968 SilverCrest Metals Inc. 1-Oct-2015

9674 Silversword Corporation (CT) 6-Nov-1986 16-Apr-2002

96983 Sintana Energy Inc. (formerly Mobius Resources Inc.) 6-Aug-2015

95006 Sionna Opportunities Fund 15-May-2016

49495 Sionna Strategic Income Fund 26-Jun-2002

72665 SIR ROYALTY INCOME FUND 1-Oct-2004

100183 Sirius XM Holdings Inc. 25-May-2017

84861 Sixty Six Capital Inc. 24-Jun-2008

39528 Skeena Resources Limited 13-May-2005

11672 SKG INTERACTIVE INC. (CT) 24-Feb-1989 18-Apr-2002

102370 SLANG Worldwide Inc. 21-Jan-2019

91520 Slate Grocery REIT 30-Mar-2012

92721 Slate Office REIT 18-Dec-2012

23864 Slater Steel Inc. (T) 12-Sep-1995

96725 Sleep Country Canada Holdings Inc. 23-Jun-2015

106467 Sleeping Giant Capital Corp. 21-May-2021

32489 SLMsoft Inc. (T) 8-Jul-1997

106041 SmartBe Canadian Quantitative Momentum Index ETF 29-Jan-2021

106042 SmartBe Canadian Quantitative Value Index ETF 29-Jan-2021

106043 SmartBe U.S. Quantitative Momentum Index ETF 29-Jan-2021

106044 SmartBe U.S. Quantitative Value Index ETF 29-Jan-2021

50531 SmartCentres Real Estate Investment Trust 24-Oct-2002

9491 SNC-Lavalin Group Inc. 27-May-1986

31828 Snow Leopard Resources Inc. (T) 8-May-1997

39108 SNV Group Ltd. (CT) 8-Sep-1999 26-Apr-2002

37508 Sobeys Inc. 17-Nov-1998




103362 Societerra 100 per cent Equity Portfolio 28-Jun-2019

85318 SocieTerra Balanced Portfolio 16-Jan-2009

85320 SocieTerra Conservative Portfolio 16-Jan-2009

44445 SocieTerra Growth Portfolio 1-Jan-2000

85319 SocieTerra Maximum Growth Portfolio 16-Jan-2009

104574 SocieTerra Moderate Portfolio 3-Apr-2020

106715 Softchoice Corporation 26-May-2021

77835 Solara Exploration Ltd 19-Dec-2005

102015 Solaris Resources Inc. 3-Aug-2018

100445 SOLITARIO ZINC CORP. 13-Jul-2017

106391 Solution Financial Inc. 29-Mar-2021

78861 Sona Nanotech Inc. 15-Jun-2006

28512 Sonde Resources Corp. 28-Oct-1999

7660 Sonor Investments Limited 1-Oct-1967

8016 Sonora Diamond Corp. Ltd. (CT) 27-Feb-1984 23-Apr-2002

91392 SOPerior Fertilizer Corp. 28-Nov-2012

72129 Sophiris Bio Inc. 30-Jun-2004

99640 Source Energy Services Ltd. 7-Apr-2017

24211 *South West Terminal Ltd. 15-Nov-1994

81681 Southern Pacific Resource Corp. 16-Nov-2007

5728 Southern Tier Gas Producers Ltd. (CT) 22-Aug-1979 19-Feb-1993

71648 SouthGobi Resources Ltd. 22-Jan-2010

5837 Southland Tower I L.P. (CT) 13-Aug-1981 17-Feb-1993

13198 *Southwest Venture Capital Corporation (CT) 7-May-1987 29-Mar-2003

82461 Spackman Equities Group Inc. 5-Oct-2007

100328 Spark Power Group Inc. 25-Jul-2017

79021 Spartan Delta Corp. 31-May-2006

50958 Specialty Foods Group Income Fund 3-Mar-2003

94817 Spectra7 Microsystems Inc. 24-Mar-2014

37993 Spectral Medical Inc. 10-Feb-2016

103240 Spectre Capital Corp. 26-Aug-2019

101465 Spey Resources Corp. 28-Jun-2018

96749 Spin Master Corp. 22-Jul-2015

8010 Spinnaker Development Corporation (CT) 15-May-1984 16-Apr-2002

83797 Sprott Inc. 8-May-2008

101080 Sprott Physical Gold and Silver Trust 16-Jan-2018

86398 Sprott Physical Gold Trust 25-Feb-2010

91335 Sprott Physical Platinum and Palladium Trust 18-Dec-2012

88208 Sprott Physical Silver Trust 27-Oct-2010

107081 Sprott Physical Uranium Trust 11-Aug-2021

93349 Spyglass Resources Corp. 28-Mar-2013

69473 SRAI Capital Corp. 6-Jan-2004

101584 SRG Mining Inc. 11-May-2018

99736 SRHI Inc. 4-Apr-2017




32600 SSR Mining Inc. 10-May-2006

87935 St. Augustine Gold and Copper Limited 5-Jul-2010

9789 St. Clair Paint & Wallpaper Corporation (CT) 29-Oct-1986 16-Apr-2002

9626 St. James Square Limited Partnership 18-Aug-1986

6067 Stabell Resources Inc (CT) 23-Dec-1981 25-Feb-1993

106724 Stack Capital Group Inc. 10-Jun-2021

104906 Stage Holdco Ltd.

86396 Stampede Drilling Inc. 5-Oct-2009

103069 Standard Lithium Ltd. 15-Mar-2019

7981 Standard Modern Technologies Corp. (CT) 19-Jan-1984 19-Feb-1993

104995 Standard Uranium Ltd. 16-Jun-2020

6440 Stanley Park Place Apartments (CT) 8-Dec-1982 17-Feb-1993

23708 Stantec Inc. 16-Mar-1994

9681 *Star Diamond Corporation 15-Sep-1986

33534 Star Navigation Systems Group Ltd. 2-Dec-1997

24074 Star Properties Inc. (CT) 1-Feb-1996 16-Apr-2002

106068 Star Royalties Ltd. 12-Feb-2021

102042 Starlight Global Infrastructure Fund 25-Sep-2018

102043 Starlight Global Real Estate Fund 25-Sep-2018

102390 Starlight Hybrid Global Real Assets Trust 29-Nov-2018

104358 Starlight U.S. Multi-Family (No. 1) Core Plus Fund 31-Jan-2020

106202 Starlight U.S. Multi-Family (No. 2) Core Plus Fund 19-Mar-2021

102725 Steadyhand Builders Fund 16-Feb-2019

80170 Steadyhand Equity Fund 13-Feb-2007

91132 Steadyhand Founders Fund 15-Feb-2019

80166 Steadyhand Global Equity Fund 13-Feb-2007

102726 Steadyhand Global Small-Cap Equity Fund 21-Feb-2020

80167 Steadyhand Income Fund 13-Feb-2007

80168 Steadyhand Savings Fund 13-Feb-2007

80169 Steadyhand Small-Cap Equity Fund 13-Feb-2007

100653 Stelco Holdings Inc. 2-Nov-2017

24073 Stella-Jones Inc. 14-Jun-1994

105919 Stem Holdings, Inc. 19-Apr-2021

99598 STEP Energy Services Ltd. 25-Apr-2017

100769 Steppe Gold Ltd. 27-Sep-2017

76968 Sterling Shoes Inc. 1-Jul-2010

106361 Stinger Resources Inc. 25-Feb-2021

96700 Stingray Group Inc. 26-May-2015

95281 Stone American Dividend Growth Fund 23-Jun-2014

95282 Stone Covered Call Canadian Banks Plus Fund 23-Jul-2014

5723 Stone Dividend Growth Class 12-Apr-1958

67354 Stone Dividend Yield Hog Fund 27-Jun-2003

30523 Stone Global Balanced Fund 20-Dec-1996

78922 Stone Global ESG Strategy Fund 8-Sep-2006




37586 Stone Global Growth Fund 31-Dec-1998

83761 Stone Global Sustainability Fund 5-May-2008

26438 Stone Growth Fund 1-Jun-1995

79992 Stone Investment Group Limited 22-Dec-2006

107169 StoneCastle Global Tactical Asset Allocation Fund 6-Oct-2021

42407 *Stoney Case Capital Corp. (CT) 4-May-2000 02-Oct-2003

82341 StorageVault Canada Inc. 15-Oct-2007

88380 Storm Resources Ltd. 17-Aug-2010

105268 Stormcrow Holdings Corp. 25-Aug-2020

78918 Strategic Oil & Gas Ltd. 29-Sep-2010

77096 Strategic Resources Inc. 13-Jul-2005

8101 Strathearn House Group Limited (CT) 27-Mar-1984 16-Apr-2002

104306 Subversive Acquisition LP 23-Dec-2019

104885 SugarBud Craft Growers Corp. (formerly Relentless Resources12-Jun-2020

Ltd.)

95791 Sulliden Mining Capital Inc. 5-Aug-2014

93038 Summit Industrial Income REIT 14-Feb-2013

6354 Summit Limited Partnership (CT) 10-Nov-1982 16-Apr-2002

31593 Sun Life Aditya Birla India Fund 21-Dec-1998

88382 Sun Life Amundi Emerging Markets Debt Fund 27-Oct-2010

22335 Sun Life Assurance Company of Canada 24-May-2001

89621 Sun Life BlackRock Canadian Composite Equity Fund 11-Apr-2011

89620 Sun Life BlackRock Canadian Equity Fund 7-Apr-2011

89619 Sun Life BlackRock Canadian Universe Bond Fund 11-Apr-2011

47286 Sun Life Capital Trust 12-Oct-2001

104229 Sun Life Core Advantage Credit Private Pool 14-Feb-2020

92704 Sun Life Dynamic Equity Income Fund 15-Jan-2013

92705 Sun Life Dynamic Strategic Yield Fund 15-Jan-2013

90532 Sun Life Excel Emerging Markets Fund 30-Aug-2011

39041 Sun Life Financial Inc. 23-Mar-2000

104231 Sun Life Global Tactical Yield Private Pool 14-Feb-2020

93657 Sun Life Granite Balanced Class 1-Aug-2013

93658 Sun Life Granite Balanced Growth Class 1-Aug-2013

90992 Sun Life Granite Balanced Growth Portfolio 12-Jan-2012

90993 Sun Life Granite Balanced Portfolio 12-Jan-2012

93659 Sun Life Granite Conservative Class 1-Aug-2013

90994 Sun Life Granite Conservative Portfolio 12-Jan-2012

92706 Sun Life Granite Enhanced Income Portfolio 15-Jan-2013

93660 Sun Life Granite Growth Class 1-Aug-2013

90995 Sun Life Granite Growth Portfolio 12-Jan-2012

92707 Sun Life Granite Income Portfolio 15-Jan-2013

93661 Sun Life Granite Moderate Class 1-Aug-2013

90996 Sun Life Granite Moderate Portfolio 12-Jan-2012

97381 Sun Life Granite Tactical Completion Fund 31-Jul-2015




101639 Sun Life JPMorgan International Equity Fund 18-Jul-2018

104230 Sun Life KBI Global Dividend Private Pool 14-Feb-2020

12909 Sun Life MFS Canadian Bond Fund 7-Nov-1988

12908 Sun Life MFS Canadian Equity Fund 7-Nov-1988

78348 Sun Life MFS Dividend Income Fund 27-Mar-2006

93665 Sun Life MFS Global Growth Class 1-Aug-2013

88157 Sun Life MFS Global Growth Fund 13-Sep-2010

88158 Sun Life MFS Global Total Return Fund 13-Sep-2010

88159 Sun Life MFS Global Value Fund 13-Sep-2010

93666 Sun Life MFS International Opportunities Class 1-Aug-2013

88160 Sun Life MFS International Opportunities Fund 13-Sep-2010

88161 Sun Life MFS International Value Fund 13-Sep-2010

97382 Sun Life MFS Low Volatility Global Equity Fund 31-Jul-2015

97383 Sun Life MFS Low Volatility International Equity Fund 31-Jul-2015

12911 Sun Life MFS U.S. Equity Fund 7-Nov-1988

93667 Sun Life MFS U.S. Growth Class 1-Aug-2013

88162 Sun Life MFS U.S. Growth Fund 13-Sep-2010

88163 Sun Life MFS U.S. Value Fund 13-Sep-2010

88166 Sun Life Milestone 2025 Fund 13-Sep-2010



88168 Sun Life Milestone Global Equity Fund 13-Sep-2010

93668 Sun Life Money Market Class 1-Aug-2013

88169 Sun Life Money Market Fund 13-Sep-2010

90530 Sun Life Multi-Strategy Bond Fund 30-Aug-2011

94363 Sun Life NWQ Flexible Income Fund 24-Jan-2014

95903 Sun Life Real Assets Private Pool 30-Jan-2015

95902 Sun Life Schroder Global Mid Cap Fund 30-Jan-2015

102248 Sun Life Tactical Balanced ETF Portfolio 19-Oct-2018

102249 Sun Life Tactical Conservative ETF Portfolio 19-Oct-2018

102250 Sun Life Tactical Equity ETF Portfolio 19-Oct-2018

102251 Sun Life Tactical Fixed Income ETF Portfolio 19-Oct-2018

102252 Sun Life Tactical Growth ETF Portfolio 19-Oct-2018

100243 Sun Life U.S. Core Fixed Income Fund 31-Jul-2017

98140 Sun Life Wellington Opportunistic Fixed Income Private Pool 13-May-2016

103302 Sun Residential Real Estate Investment Trust 14-Jun-2019

28176 Sun-Times Media Group, Inc. 1-Aug-1996

5353 Suncoast Petroleum Corporation (CT) 30-Oct-1980 25-Feb-1993

6168 Suncor Energy Inc. 5-Mar-1992

98549 Sundial Growers Inc. 30-Jul-2019

5734 Sunmist Energy '86 Inc. (CT) 2-Jun-1980 19-Feb-1993

67622 SunOpta Inc. 11-Aug-2003

5355 Sunridge Village (CT) 19-Dec-1980 19-Jul-1984

5087 *Sunrise Garden Apartments Co-ownership (CT) 7-Oct-1980 16-Feb-2006




79573 Sunstone Opportunity (2006) Debenture Fund 20-Sep-2006

79575 Sunstone Opportunity (2006) Realty Trust 20-Sep-2006

82453 Sunstone Opportunity (2007) Mortgage Fund 10-Oct-2007

82455 Sunstone Opportunity (2007) Realty Trust 10-Oct-2007

99237 Superior Gold Inc. 16-Feb-2017

21243 Superior Plus Corp. 31-May-1993

89496 Supremex Inc. 1-Jan-2011

79271 Surge Energy Inc. 25-Jul-2006

106625 Sustainable Agriculture & Wellness Dividend Fund 18-May-2021

104458 Sustainable Infrastructure Dividend Fund 14-Feb-2020

105164 Sustainable Innovation & Health Dividend Fund 23-Jul-2020

106527 Sustainable Power & Infrastructure Split Corp. 28-Apr-2021

45026 *Sweeprite Mfg. Inc. (CT) 25-Apr-2001 04-Oct-2005

89579 Swiss Water Decaffeinated Coffee Inc. 1-Jan-2011

6423 Sydney Advanced Technology (CT) 10-Nov-1982 02-Feb-1993

5978 Sydney Advanced Technology LP (CT) 23-Nov-1981 02-Feb-1993

8344 Sylvan Park Estates Limited Partnership (CT) 31-Aug-1984 16-Apr-2002

84803 Symmetry Balanced Portfolio 21-Nov-2008

92350 Symmetry Canadian Bond Fund 4-Oct-2012

92351 Symmetry Canadian Equity Fund 4-Oct-2012

96902 Symmetry Comprehensive Equity Fund 7-Aug-2015

91057 Symmetry Conservative Income Portfolio 5-Jan-2012

84804 Symmetry Conservative Portfolio 21-Nov-2008

106942 Symmetry Equity Portfolio 16-Jul-2021

69942 Symmetry Fixed Income Portfolio 8-Feb-2005

92356 Symmetry Global Bond Fund 28-Sep-2012

84805 Symmetry Growth Portfolio 21-Nov-2008

92358 Symmetry Low Volatility Fund 4-Oct-2012

84802 Symmetry Moderate Growth Portfolio Class 21-Nov-2008

95469 Symmetry US Equity Fund 6-Oct-2014

90616 Symphony Floating Rate Senior Loan Fund 21-Oct-2011

79167 Synodon Inc. 29-Sep-2006

107240 T. Rowe Price - IG Global Impact Pool 22-Oct-2021

102104 T. Rowe Price - IG U.S. Equity Pool 12-Oct-2018

106110 Taal Distributed Information Technologies Inc. 11-Mar-2021

32185 Tactical Sovereign Bond Fund 27-Jun-1997

87694 TAG Oil Ltd 29-Apr-2010

72829 Tahera Diamond Corporation 27-Sep-2004

21337 Taiga Building Products Ltd. 27-May-1993

101551 Taiga Gold Corp. 11-Apr-2018

103149 Taiga Motors Corporation 1-Apr-2019

89949 Talon Metals Corp. 25-Apr-2011

67152 Tamarack Valley Energy Ltd. 4-Mar-2011

105596 Tangerine Balanced ETF Portfolio 11-Nov-2020




105597 Tangerine Balanced Growth ETF Portfolio 11-Nov-2020

85108 Tangerine Balanced Growth Portfolio 18-Nov-2011

85109 Tangerine Balanced Income Portfolio 11-Dec-2008

85107 Tangerine Balanced Portfolio 11-Dec-2008

98718 Tangerine Dividend Portfolio 2-Nov-2016

105598 Tangerine Equity Growth ETF Portfolio 11-Nov-2020

90922 Tangerine Equity Growth Portfolio 18-Nov-2011

107085 Tantalus Systems Holding Inc. (formerly RiseTech Capital 28-Jun-2021

Corp.)

11089 Tap Capital Corporation (CT) 1-Jun-1988 16-Apr-2002

91586 *Tarku Resources Ltd. (formerly ITUNA CAPITAL 30-Mar-2012

CORPORATION)

78425 Tarquin Group Inc. 4-Apr-2006

80122 Taseko Mines Limited 23-Oct-2007

10451 Taurus Footwear Inc. (CT) 2-Jul-1987 16-Apr-2002

66609 TC Energy Corporation 15-May-2003

34192 TCT Logistics Inc. (T) 13-Feb-1998

102881 TD Active Global Enhanced Dividend ETF 1-Mar-2019

104446 TD Active Global Equity Growth ETF 2-Mar-2020

103967 TD Active Global Income ETF 4-Nov-2019

104447 TD Active Global Infrastructure Equity ETF 2-Mar-2020

103968 TD Active Global Real Estate Equity ETF 4-Nov-2019

102305 TD Active Preferred Share ETF 1-Nov-2018

104448 TD Active U.S. Enhanced Dividend ETF 2-Mar-2020

103969 TD Active U.S. High Yield Bond ETF 4-Nov-2019

86109 TD Advantage Balanced Growth Portfolio 22-Jul-2009

86110 TD Advantage Balanced Income Portfolio 22-Jul-2009

86113 TD Advantage Balanced Portfolio 22-Jul-2009

13012 TD Balanced Growth Fund 1-Sep-1987

35928 TD Balanced Index Fund 23-Jun-1998

97530 TD Canadian Aggregate Bond Index ETF 1-Mar-2016

87389 TD Canadian Blue Chip Dividend Fund 15-Apr-2010

13017 TD Canadian Bond Fund 9-Feb-1988

31965 TD Canadian Bond Index Fund 5-Jun-1997

81621 TD Canadian Core Plus Bond Fund 24-Jul-2007

34144 TD Canadian Corporate Bond Fund 9-Feb-1998

27666 TD Canadian Diversified Yield Fund 19-Jan-1996

87988 TD Canadian Equity Class 23-Jul-2010

13018 TD Canadian Equity Fund 9-Feb-1988

97535 TD Canadian Equity Index ETF 1-Mar-2016

95303 TD Canadian Equity Pool 28-Jul-2014

91322 TD Canadian Equity Pool Class 24-Feb-2012

8937 TD Canadian Index Fund 29-Aug-1985

27670 TD Canadian Large-Cap Equity Fund 19-Jan-1996




103970 TD Canadian Long Term Federal Bond ETF 4-Nov-2019

92045 TD Canadian Low Volatility Class 27-Jul-2012

94567 TD Canadian Low Volatility Fund 28-Feb-2014

92046 TD Canadian Low Volatility Pool 27-Jul-2012

13019 TD Canadian Money Market Fund 9-Feb-1988

87989 TD Canadian Small-Cap Equity Class 23-Jul-2010

12991 TD Canadian Small-Cap Equity Fund 20-Nov-1986

85462 TD Capital Trust IV 16-Jan-2009

23084 TD China Income & Growth Fund 23-Dec-1994

84342 TD Comfort Aggressive Growth Portfolio 25-Jul-2008

84340 TD Comfort Balanced Growth Portfolio 25-Jul-2008

84341 TD Comfort Balanced Income Portfolio 25-Jul-2008

84344 TD Comfort Balanced Portfolio 25-Jul-2008

90282 TD Comfort Conservative Income Portfolio 28-Jul-2011

84343 TD Comfort Growth Portfolio 25-Jul-2008

79242 TD Corporate Bond Plus Fund 1-Sep-2006

9866 TD Diversified Monthly Income Fund 20-Nov-1986

87991 TD Dividend Growth Class 23-Jul-2010

13011 TD Dividend Growth Fund 1-Sep-1987

92047 TD Dividend Income Class 27-Jul-2012

25180 TD Dividend Income Fund 13-Oct-1994

35530 TD Dow Jones Industrial Average Index Fund 17-Apr-1998

17604 TD Emerald Balanced Fund 27-Mar-1992

17602 TD Emerald Canadian Bond Index Fund 28-Jun-1991

17603 TD Emerald Canadian Equity Index Fund 28-Jun-1991

17600 TD Emerald Canadian Short Term Investment Fund 28-Jun-1991

78714 TD Emerald Canadian Treasury Management - Government 26-Jun-2006

of Canada Fund

78715 TD Emerald Canadian Treasury Management Fund 26-Jun-2006

25764 TD Emerald International Equity Index Fund 23-Feb-1995

32725 TD Emerald U.S. Market Index Fund 1-Aug-1997

87992 TD Emerging Markets Class 23-Jul-2010

20118 TD Emerging Markets Fund 23-Nov-1992

93678 TD Emerging Markets Low Volatility Fund 26-Jul-2013

35531 TD European Index Fund 17-Apr-1998

91324 TD Fixed Income Pool 24-Feb-2012

36722 TD FundSmart Managed Aggressive Growth Portfolio 6-Nov-1998

36725 TD FundSmart Managed Balanced Growth Portfolio 6-Nov-1998

36719 TD FundSmart Managed Income & Moderate Growth Portfolio 6-Nov-1998

90285 TD Global Balanced Opportunities Fund 28-Jul-2011

90284 TD Global Conservative Opportunities Fund 28-Jul-2011

23081 TD Global Core Plus Bond Fund 23-Dec-1993

33749 TD Global Entertainment & Communications Fund 14-Nov-1997

101797 TD Global Equity Focused Fund 27-Jul-2018




95304 TD Global Equity Pool 28-Jul-2014

91325 TD Global Equity Pool Class 24-Feb-2012

106079 TD Global Healthcare Leaders Index ETF 25-Feb-2021

100256 TD Global Income Fund 28-Jul-2017

92051 TD Global Low Volatility Class 27-Jul-2012

90283 TD Global Low Volatility Fund 28-Jul-2011

97166 TD Global Risk Managed Equity Class 28-Jul-2015

97167 TD Global Risk Managed Equity Fund 28-Jul-2015

92052 TD Global Tactical Monthly Income Fund 27-Jul-2012

102883 TD Global Technology Leaders Index ETF 1-Mar-2019

100257 TD Global Unconstrained Bond Fund 28-Jul-2017

29753 TD Health Sciences Fund 3-Oct-1996

35927 TD High Yield Bond Fund 23-Jun-1998

67760 TD Income Advantage Portfolio 3-Oct-2003

103971 TD Income Builder ETF 4-Nov-2019

81620 TD Income Opportunities Pool 24-Jul-2007

97531 TD International Equity CAD Hedged Index ETF 1-Mar-2016

97532 TD International Equity Index ETF 1-Mar-2016

33985 TD International Index Currency Neutral Fund 23-Dec-1997

31968 TD International Index Fund 5-Jun-1997

87996 TD International Stock Class (formerly TD International 23-Jul-2010

Growth Class)

87392 TD International Stock Fund 15-Apr-2010

98940 TD Managed Aggressive Growth ETF Portfolio 26-Jan-2017

36726 TD Managed Aggressive Growth Portfolio 6-Nov-1998

98941 TD Managed Balanced Growth ETF Portfolio 26-Jan-2017

36734 TD Managed Balanced Growth Portfolio 6-Nov-1998

98942 TD Managed Income & Moderate Growth ETF Portfolio 26-Jan-2017

36732 TD Managed Income & Moderate Growth Portfolio 6-Nov-1998

98943 TD Managed Income ETF Portfolio 26-Jan-2017

36730 TD Managed Income Portfolio 6-Nov-1998

36736 TD Managed Index Aggressive Growth Portfolio 31-Oct-2008

36738 TD Managed Index Balanced Growth Portfolio 16-Nov-1999

36741 TD Managed Index Income & Moderate Growth Portfolio 6-Nov-1998

36743 TD Managed Index Income Portfolio 6-Nov-1998

36740 TD Managed Index Maximum Equity Growth Portfolio 6-Nov-1998

98944 TD Managed Maximum Equity Growth ETF Portfolio 26-Jan-2017

36728 TD Managed Maximum Equity Growth Portfolio 6-Nov-1998

35926 TD Monthly Income Fund 23-Jun-1998

105504 TD Morningstar ESG Canada Equity Index ETF 29-Oct-2020

105505 TD Morningstar ESG International Equity Index ETF 29-Oct-2020

105506 TD Morningstar ESG U.S. Equity Index ETF 29-Oct-2020

40187 TD Nasdaq Index Fund 18-Nov-1999

12993 TD North American Dividend Fund 9-Aug-1989




100258 TD North American Small-Cap Equity Fund 28-Jul-2017

105052 TD North American Sustainability Balanced Fund 30-Jul-2020

105053 TD North American Sustainability Equity Fund 30-Jul-2020

105042 TD One-Click Aggressive ETF Portfolio 10-Jul-2020

105043 TD One-Click Conservative ETF Portfolio 10-Jul-2020

105044 TD One-Click Moderate ETF Portfolio 10-Jul-2020

85290 TD Opportunities Pool 15-Jan-2009

24567 TD Precious Metals Fund 27-Jul-1994

20773 TD Premium Money Market Fund 14-Apr-1993

102884 TD Q International Low Volatility ETF 1-Mar-2019

103972 TD Q Canadian Dividend ETF 4-Nov-2019

104450 TD Q Canadian Low Volatility ETF 2-Mar-2020

103973 TD Q Global Dividend ETF 4-Nov-2019

103974 TD Q Global Multifactor ETF 4-Nov-2019

104451 TD Q U.S. Low Volatility ETF 2-Mar-2020

103975 TD Q U.S. Small-Mid-Cap Equity ETF 4-Nov-2019

24566 TD Real Return Bond Fund 27-Jul-1994

23072 TD Resource Fund 31-Dec-1993

93683 TD Retirement Balanced Portfolio 26-Jul-2013

93682 TD Retirement Conservative Portfolio 26-Jul-2013

97168 TD Risk Management Pool 28-Jul-2015

93681 TD Risk Reduction Pool 26-Jul-2013

97169 TD Risk Reduction Pool - US$ 24-Jul-2015

23074 TD Science & Technology Fund 31-Dec-1993

102306 TD Select Short Term Corporate Bond Ladder ETF 1-Nov-2018

102307 TD Select U.S. Short Term Corporate Bond Ladder ETF 1-Nov-2018

29645 TD Short Term Bond Fund 18-Sep-1996

87997 TD Short Term Investment Class 23-Jul-2010

92053 TD Tactical Monthly Income Class 27-Jul-2012

92054 TD Tactical Monthly Income Fund 27-Jul-2012

95305 TD Tactical Pool 28-Jul-2014

91326 TD Tactical Pool Class 24-Feb-2012

29787 TD U.S. Blue Chip Equity Fund 3-Oct-1996

87394 TD U.S. Corporate Bond Fund 15-Apr-2010

100259 TD U.S. Dividend Growth Fund 28-Jul-2017

97533 TD U.S. Equity CAD Hedged Index ETF 1-Mar-2016

80781 TD U.S. Equity Focused Currency Neutral Fund 17-Apr-2007

27672 TD U.S. Equity Focused Fund 19-Jan-1996

97534 TD U.S. Equity Index ETF 1-Mar-2016

72592 TD U.S. Equity Pool (formerly TD U.S. Equity Portfolio) 7-Oct-2004

33986 TD U.S. Index Currency Neutral Fund 23-Dec-1997

9650 TD U.S. Index Fund 16-Oct-1986

103976 TD U.S. Long Term Treasury Bond ETF 4-Nov-2019

93680 TD U.S. Low Volatility Fund 26-Jul-2013




87999 TD U.S. Mid-Cap Growth Class 23-Jul-2010

20114 TD U.S. Mid-Cap Growth Fund 2-Mar-1993

13040 TD U.S. Money Market Fund 9-Feb-1988

90286 TD U.S. Monthly Income Fund 28-Jul-2011

93679 TD U.S. Monthly Income Fund - C$ 26-Jul-2013

20688 TD U.S. Quantitative Equity Fund 1-Feb-1993

97170 TD U.S. Risk Managed Equity Class 28-Jul-2015

97171 TD U.S. Risk Managed Equity Fund 28-Jul-2015

33750 TD U.S. Small-Cap Equity Fund 14-Nov-1997

88000 TD Ultra Short Term Bond Fund 23-Jul-2010

97172 TD US$ Retirement Portfolio 28-Jul-2015

81535 TDb Split Corp. 27-Jul-2007

72670 TearLab Corporation 9-Dec-2004

5537 Teck Resources Limited 17-Nov-1986

36178 Tecsys Inc. 17-Jul-1998

22736 Tee-Comm Electronics Inc. (CT) 25-Oct-1993 16-Apr-2002

32449 Telescene Film Group Inc. (CT) 24-Jun-1997 18-Apr-2002

24068 TELUS Communications Inc. 8-Jun-1972

38436 TELUS Corporation 11-Sep-1990

106049 TELUS International (Cda) Inc. 2-Feb-2021

6000 Temple Green Apartment Project 4-Dec-1981

18196 Templeton Emerging Markets Fund 25-Sep-1991

11151 Templeton Global Bond Fund 13-Jun-1988

105251 Templeton Growth Fund 1-Sep-2020

105252 Templeton International Stock Fund II 1-Sep-2020

13858 Ten Thousand Day War (CT) 18-Oct-1979 04-Feb-1993

81426 TeraGo Inc. 20-Jun-2007

5576 Terato Resources Ltd. (CT) 8-Jan-1980 19-Feb-1993

87449 Terra Energy Corp. 17-Mar-2010

95664 Terra Firma Capital Corporation 6-Oct-2014

92671 TerraVest Capital Inc. 31-Oct-2012

102009 Tervita Corporation 19-Jul-2018

81372 Tethys Petroleum Limited 20-Jun-2007

83344 Tetra Bio-Pharma Inc. 29-Feb-2008

50376 TFI International Inc. 14-May-2008

104185 TGOD Acquisition Corporation 17-Jan-2020

102952 The Alkaline Water Company Inc. 27-Feb-2019

5389 The Bank of Nova Scotia 11-Mar-1981

104243 The Bitcoin Fund 5-May-2020

12501 The Caldwell Partners International Inc. 16-Jun-1989

31748 The Children's Educational Foundation of Canada 3-May-1991

5250 The Cross Winds Apartment Project 3-Oct-1980

34167 The Descartes Systems Group Inc. 14-Jan-1998

85158 The Empire Life Insurance Company 5-Feb-2016




105240 The Ether Fund 2-Dec-2020

100002 The Flowr Corporation 19-Jun-2017

99560 The Green Organic Dutchman Holdings Ltd. 29-Mar-2018

49174 The Keg Royalties Income Fund 21-May-2002

9514 The Lodge At Kananaskis Limited Partnership 23-Jun-1986

5159 The Manufacturers Life Insurance Company 24-May-1994

81888 The Medipattern Corporation 25-Jul-2007

9877 The Mountain Inn At Ribbon Creek Limited Partnership 3-Dec-1986

89163 The North West Company Inc. 1-Jan-2011

95862 The Supreme Cannabis Company, Inc. 12-Oct-2018

77917 The TDL Group Corp. 23-Mar-2006

5499 The Toronto-Dominion Bank 21-May-1981

101311 The Valens Company Inc. 3-Oct-2018

102899 The Very Good Food Company Inc. 15-May-2020

29172 The Westaim Corporation 2-Jul-1996

97412 The Western Investment Company of Canada Limited 1-Feb-2016

82260 Theralase Technologies Inc. 20-Aug-2019

22964 Theratechnologies Inc. 9-Dec-1993

16875 Thermal Control Technologies Corp. (CT) 25-Oct-1990 17-May-2002

28726 Thermax International Corp. (T) 2-Apr-1996

106458 Thinkific Labs Inc. 22-Apr-2021

19992 Third CGI Mutualization Corporation (CT) 2-Jul-1992 16-Apr-2002

7888 Thomson Reuters Corporation 10-Jun-1987

26586 ThreeD Capital Inc. 11-Apr-1995

78880 Threegold Resources Inc. 21-Jun-2006

5328 Threshold (CT) 4-Dec-1980 04-Nov-1983

101277 THUNDER RIVER ENTERPRISES INC. 9-Feb-2018

5300 Ticket To Heaven (CT) 3-Dec-1980 17-Feb-1993

96255 Tidewater Midstream and Infrastructure Ltd. 8-Apr-2015

106994 Tidewater Renewables Ltd. 12-Aug-2021

101833 Tilray, Inc. 18-Jul-2018

98371 Timbercreek Financial Corp. 30-Jun-2016

102242 Timeless Capital Corp. 16-Oct-2018

91111 Times Three Wireless Inc. 30-Nov-2011

105492 TIMIA Capital Corp. 29-Oct-2020

8330 Timminco Limited 23-Jul-1986

86166 Tinka Resources Limited 28-Mar-2018

84461 Tinkerine Studios Ltd. 31-Aug-2009

100504 Titan Mining Corporation 13-Oct-2017

96034 Titanium Transportation Group Inc. 23-Mar-2021

88309 Titus Energy Corp 9-Nov-2010

29826 TLC Vision Corporation 25-Sep-1996

92456 TMX Group Limited 14-Sep-2012

89973 Tokens.com Corp 2-May-2011




77977 Top 10 Split Trust 31-Jan-2006

105183 Topaz Energy Corp. 16-Oct-2020

105514 Topicus.com Inc. 18-Dec-2020

87271 Torex Gold Resources Inc. 15-Jan-2010

21742 Toromont Industries Ltd. 2-Jun-1997

8239 Toronto East (Scarborough) Hotel Development Partnership 5-Sep-1984 16-Apr-2002

(CT)

65317 Toronto Hydro Corporation 1-May-2003

7408 Torstar Corporation 1-Oct-1967

19896 Total Energy Services Inc. 28-Sep-1992

8073 Total Erickson Resources Ltd. 1-Mar-1984

42103 Touchstone Exploration Inc. 18-Apr-2000

85193 Tourmaline Oil Corp. 16-Nov-2010

103574 TPCO Holding Corp. 10-Jul-2019

105116 TR Finance LLC 7-Jul-2020

5811 Tracan Oil & Gas Ltd. (CT) 14-Jul-1981 25-Feb-1993

80572 TrackX Holdings Inc. 26-Mar-2007

21070 Tradex Bond Fund 19-Apr-1993

52600 Tradex Equity Fund Limited 28-Mar-1989

26417 Tradex Global Equity Fund 1-May-1995

107435 Trail Blazing Ventures Ltd.

21563 TransAlta Corporation 12-May-1975

93736 TransAlta Renewables Inc. 1-Aug-2013

30690 Transat A.T. Inc. 17-Jan-1997

5564 TransCanada Pipelines Limited 17-Apr-1980

95897 TransCanada Trust 15-May-2017

9552 Transcontinental Inc. 25-Jun-1986

87638 TransGlobe Apartment Real Estate Investment Trust 7-May-2010

84986 TransGlobe Energy Corporation 14-Feb-2012

7383 Trapper Resources Ltd. (CT) 17-Dec-1979 25-Feb-1993

9683 Travelbyus.com Ltd. (formerly Latingold Inc.) (CT) 15-Oct-1986 26-Apr-2002

27444 Traverse Energy Ltd. 19-Oct-1995

92555 Tree Island Steel Ltd. 1-Oct-2012

99749 Trenchant Capital Corp. 21-Apr-2017

5979 Tretheway L.P. (CT) 15-Dec-1981 02-Feb-1993

90772 Trevali Mining Corporation 1-Nov-2011

92654 Trez Capital Senior Mortgage Investment Corporation 27-Nov-2012

47650 *Tri-Media Integrated Marketing Technologies Inc. 19-Oct-2001

41755 Triangulum Corporation (T) 22-Jun-2000

30249 Trican Well Service Ltd. 22-Nov-1996

87606 Tricon Residential Inc. 14-May-2010

96664 Trilogy International Partners Inc. 17-Jun-2015

91907 Trilogy Metals Inc. 25-Apr-2012

25166 Trimark Canadian Bond Fund 21-Oct-1994




74985 Trimark Floating Rate Income Fund 18-Jan-2005

44775 *TriNexus Holdings Ltd. (CT) 24-Jan-2001 16-Apr-2002

104137 Triple Flag Precious Metals Corp. 19-May-2021

10255 *Trirak Industries Corporation (CT) 22-May-1987 22-Dec-1987

102277 TriSummit Utilities Inc. 18-Oct-2018

99635 Trisura Group Ltd. 15-May-2017

90690 Triumph Ventures II Corporation 22-Nov-2011

93300 Troilus Gold Corp. 26-Apr-2019

92988 True North Commercial Real Estate Investment Trust 6-Feb-2013

103017 Trulieve Cannabis Corp. 15-May-2019

77052 Tucows Inc. 11-Aug-2005

5428 Tudor Corporation Ltd. 25-Feb-1981

77734 TURNKEY E&P INC. 29-Nov-2005

28918 Turquoise Hill Resources Ltd. 14-Jun-1996

77922 Tuscany Energy Ltd. 9-Jul-2014

39289 TVA Group Inc. 26-Jul-1999

28388 TVI Pacific Inc. 26-Mar-1996

33883 TWC Enterprises Limited 24-Nov-1997

30465 Twin Butte Energy Ltd. 12-Dec-1996

6220 Twin Richfield Oils Ltd. (CT) 16-Nov-1979 25-Feb-1993

38201 U.F.X. Enterprises Inc. (CT) 24-Mar-1999 18-Apr-2002

97278 U.S. Banks Income & Growth Fund 26-Nov-2015

78498 U.S. Dollar Cash Management Fund 1-Jun-2006

86102 U.S. High Yield Bond Fund 11-Aug-2009

37720 U.S. Large Cap Index Fund 15-Jan-1999

40195 U.S. Large Company Equity Fund 8-Nov-1999

40196 U.S. Small Company Equity Fund 8-Nov-1999

80124 U3O8 Corp. 15-Dec-2006

86308 Ucore Rare Metals Inc. 23-Apr-2013

49022 UEX Corporation 2-Jul-2002

18806 Uni-Sélect Inc. 22-Dec-2010

84588 Union Agriculture Group Corp

42384 Unique Broadband Systems, Inc. 14-Jun-2000

5605 Unirom Technologies Inc. (T) 7-Apr-1981

37405 Unitec International Controls Corp. (T) 19-Nov-1998

8247 United Keno Hill Mines Limited (CT) 14-Jun-1984 18-Apr-2002

77600 Ur-Energy Inc. 18-Nov-2005

90636 Uranium Energy Corp 2-Sep-2011

75422 Uranium Participation Corporation 29-Apr-2005

102075 Uranium Royalty Corp. 22-Nov-2019

38939 Uravan Minerals Inc. 23-Apr-1999

80153 Urbana Corporation 19-Dec-2006

102363 UrbanGold Minerals Inc. 14-Dec-2018

83703 UrtheCast Corp. 9-Apr-2015




84451 US Equity Alpha Corporate Class 30-Jul-2008

101835 US Equity Alpha Pool 6-Sep-2018

82423 US Equity Growth Corporate Class 2-Oct-2007

41512 US Equity Growth Pool 28-Apr-2000

82424 US Equity Small Cap Corporate Class 2-Oct-2007

77508 US Equity Small Cap Pool 3-Nov-2005

82425 US Equity Value Corporate Class 2-Oct-2007

84452 US Equity Value Currency Hedged Corporate Class 30-Jul-2008

102299 US Equity Value Currency Hedged Pool 1-Nov-2018

23851 US Equity Value Pool 15-Apr-1994

74920 US Financial 15 Split Corp. 28-Jan-2005

98784 Vail Resorts, Inc. 17-Oct-2016

100487 Val-d'Or Mining Corporation (formerly Nunavik Nickel Mines 5-Oct-2017

Ltd.)

102328 VALEO PHARMA INC. 27-Dec-2018

48384 Valero Energy Corporation 29-Jun-1992

82997 Valeura Energy Inc. 14-May-2010

89389 Valhalla Resources Ltd. 27-Jun-2011

5929 Vanadiumcorp Resource Inc. 2-Mar-1984

102705 Vanguard All-Equity ETF Portfolio 16-Jan-2019

100790 Vanguard Balanced ETF Portfolio 17-Jan-2018

90644 Vanguard Canadian Aggregate Bond Index ETF 8-Nov-2011

98868 Vanguard Canadian Corporate Bond Index ETF 19-Jan-2017

98869 Vanguard Canadian Government Bond Index ETF 18-Jan-2017

98870 Vanguard Canadian Long-Term Bond Index ETF 18-Jan-2017

90645 Vanguard Canadian Short-Term Bond Index ETF 8-Nov-2011

92386 Vanguard Canadian Short-Term Corporate Bond Index ETF 16-Oct-2012

100791 Vanguard Conservative ETF Portfolio 17-Jan-2018

102706 Vanguard Conservative Income ETF Portfolio 16-Jan-2019

93699 Vanguard FTSE Canada All Cap Index ETF 25-Jul-2013

90646 Vanguard FTSE Canada Index ETF 8-Nov-2011

92387 Vanguard FTSE Canadian capped REIT Index ETF 16-Oct-2012

92388 Vanguard FTSE Canadian High Dvidend Yield Index ETF 16-Oct-2012

97157 Vanguard FTSE Developed All Cap ex North America Index 26-Aug-2015

ETF

97158 Vanguard FTSE Developed All Cap ex North America Index 26-Aug-2015

ETF (CAD-hedged)

93700 Vanguard FTSE Developed All Cap ex U.S. Index EFT 25-Jul-2013

90647 Vanguard FTSE Developed All Cap ex U.S. Index ETF 8-Nov-2011

(CAD-hedged)

95149 Vanguard FTSE Developed Asia Pacific Index ETF 18-Jun-2014

95150 Vanguard FTSE Developed Europe All Cap Index ETF 18-Jun-2014

101738 Vanguard FTSE Developed ex North America High Dividend 11-Jul-2018

Yield Index ETF




90648 Vanguard FTSE Emerging Markets Index ETF 8-Nov-2011

95148 Vanguard FTSE Global All Cap ex Canada Index 18-Jun-2014

104216 Vanguard Global Aggregate Bond Index ETF (CAD-hedged) 10-Jan-2020

101326 Vanguard Global Balanced Fund 4-May-2018

106981 Vanguard Global Credit Bond Fund 8-Sep-2021

101327 Vanguard Global Dividend Fund 4-May-2018

106982 Vanguard Global Equity Fund 8-Sep-2021

95160 Vanguard Global ex-U.S. Aggregate Bond Index ETF 18-Jun-2014

(CAD-hedged)

97863 Vanguard Global Minimum Volatility ETF 13-May-2016

97864 Vanguard Global Momentum Factor ETF 13-May-2016

97865 Vanguard Global Value Factor ETF 13-May-2016

100792 Vanguard Growth ETF Portfolio 17-Jan-2018

101328 Vanguard International Growth Fund 4-May-2018

13170 Vanguard Mining Exploration LP (CT) 22-Sep-1987 04-Feb-1993

105227 Vanguard Retirement Income ETF Portfolio 26-Aug-2020

92389 Vanguard S&P 500 Index ETF 16-Oct-2012

92390 Vanguard S&P 500 Index ETF (CAD-hedged) 16-Oct-2012

95161 Vanguard U.S. Aggregate Bond Index ETF (CAD-hedged) 18-Jun-2014

93703 Vanguard U.S. Dividend Appreciation Index ETF 25-Jul-2013

93704 Vanguard U.S. Dividend Appreciation Index ETF 25-Jul-2013

(CAD-hedged)

93705 Vanguard U.S. Total Market Index ETF 25-Jul-2013

90649 Vanguard U.S. Total Market Index ETF (CAD-hedged) 8-Nov-2011

10530 Vanguard Venture Corporation (CT) 22-Sep-1987 25-Feb-1993

101310 Vanguard Windsor U.S. Value Fund 4-May-2018

5369 Vantage Point II (CT) 18-Dec-1980 19-Feb-1993

8427 Vanwin Resources Corporation (CT) 13-Nov-1984 10-Feb-1993

18055 Varity Corporation (CT) 31-May-1991 16-Apr-2002

89954 VBI Vaccines Inc. 13-May-2011

77576 Vecima Networks Inc. 4-Nov-2005

29695 Velan Inc. 19-Sep-1996

12388 *Veltek Investments Ltd. (CT) 17-Jul-1989 12-Sep-1991

104284 Venator Alternative Income Fund 24-Jan-2020

107321 Ventripoint Diagnostics Ltd. (formerly Luca Capital Inc.) 14-Oct-2021

89026 VentureLink Innovation Fund Inc. 10-Sep-2010

106619 Verano Holdings Corp. (formerly Majesta Minerals Inc.) 4-Jun-2021

82568 Verde AgriTech Plc 13-Nov-2007

103841 Veritas Absolute Return Fund 1-Oct-2019

101360 Veritas Canadian Equity Fund 7-May-2018

22798 Veritas Energy Services Inc. 16-Nov-1993

107314 Veritas Next Edge Premium Yield Fund 20-Oct-2021

88425 Vermilion Energy Inc. 1-Sep-2010

93769 VersaBank 20-Aug-2013




95949 Vertex Resource Group Ltd. 4-Feb-2015

9620 *Vertical Software Corporation (CT) 18-Sep-1986 19-Dec-1989

106996 VerticalScope Holdings Inc. 14-Jun-2021

83732 Veta Resources Inc. 28-Nov-2008

103476 VEXT Science, Inc. 27-Oct-2020

39153 Viavi Solutions Inc. 14-Mar-1996

90720 Vibe Growth Corporation 25-Nov-2011

72652 Victoria Gold Corp 17-Aug-2010

99063 Victory Capital Corp. 26-May-2017

80670 Victory Nickel Inc. 1-Feb-2007

5902 Videodrome And Dreamworld (CT) 24-Sep-1981 14-Jun-1984

87077 Village Farms International, Inc. 31-Dec-2009

103698 Vintage Wine Estates, Inc. 9-Aug-2019

83264 VIQ Solutions Inc. 10-Jun-2021

86274 Virginia Hills Oil Corp. 29-Jun-2010

78332 Virtutone Networks Inc. 14-Mar-2006

83499 Visa Inc. 18-Mar-2008

81417 Visible Gold Mines Inc. 5-Jul-2007

102823 Vision Alternative Income Fund 7-Feb-2019

104763 Vision Market Neutral Alternative Fund 27-Apr-2020

31950 Visionwall Incorporated 26-Mar-1997

8453 Vista Gold Corp. 16-Oct-1984

9598 *Vista Mines Inc. (CT) 23-Dec-1987 10-May-1989

9052 Vitality Products Inc. 21-Nov-1985

42430 Vivendi Universal S.A. 1-Oct-1967

90885 Vivione Biosciences Inc. 25-Jan-2012

100059 VIVO Cannabis Inc. 23-Feb-2018

105697 Vizsla Resources Corp. 3-Dec-2020

106145 VM Hotel Acquisition Corp. 24-Feb-2021

82626 Volcanic Gold Mines Inc. 30-Oct-2007

72979 Voleo Trading Systems Inc. 19-Apr-2019

103990 VOTI Detection Inc. (formerly Steamsand Capital Corp.) 4-Oct-2019

105535 Vox Royalty Corp. (formerly AIM3 Ventures Inc.) 2-Oct-2020

100038 Voxtur Analytics Corp. 11-May-2017

88525 Voyager Digital Ltd. 20-Aug-2021

80894 Voyager Metals Inc. 29-May-2007

80333 Voyageur Mineral Explorers Corp. 14-Dec-2007

90923 Voyageur Pharmaceuticals Ltd. 23-Nov-2011

82244 VPI Canadian Balanced Pool 28-Sep-2007

77285 VPI Canadian Equity Pool 18-Oct-2005

104969 VPI Corporate Bond Pool 30-Jun-2020

104092 VPI Dividend Growth Pool 8-Nov-2019

77284 VPI Income Pool 18-Oct-2005

92474 VPI Mortgage Pool 2-Nov-2012




82243 VPI Value Pool 28-Sep-2007

102452 VSBLTY Groupe Technologies Corp. 15-Feb-2019

42879 VSM Medtech Ltd. 12-Sep-2000

86198 Vuzix Corporation 9-Dec-2009

7551 Wainoco 77 Canada (CT) 1-Sep-1977 18-Apr-2002

5634 Wainoco 80 Canada (CT) 22-Apr-1980 18-Apr-2002

89568 Wajax Corporation 1-Jan-2011

77574 Waldron Energy Corporation 31-Oct-2005

13209 *Wall Street Venture Capital Ltd. (CT) 27-May-1987 30-Aug-1991

105516 Wallbridge Mining Company Limited 29-Sep-2020

90100 Walter Energy, Inc. 1-Apr-2011

88502 Walton Big Lake Development L.P. 28-Oct-2010

90196 Walton Edgemont Devlopment Corporation 29-Jun-2011

87013 Walton Ontario Land L.P. 1 29-Jan-2010

103566 Waratah Alternative Equity Income Fund 25-Jul-2019

104878 Waratah Alternative ESG Fund 18-Jun-2020

5232 Wasabi Resources Ltd. (CT) 23-Oct-1980 17-Feb-1993

85002 Waste Connections, Inc. 1-Oct-2008

7466 Waterford House L.P. (CT) 2-Jun-1983 17-Feb-1993

85805 Wavefront Global Diversified Investment Class 28-Apr-2009

47480 WaveRider Communications Inc. 7-Nov-2001

101086 Wayland Group Corp. 29-Mar-2018

103830 Waypoint All Weather Alternative Fund 11-Oct-2019

27175 WE X.L. Holdings Corporation (CT) 1-Aug-1995 23-Apr-2002

104476 Wealthsimple Developed Markets ex North America Socially 22-Apr-2020

Responsible Index ETF

104477 Wealthsimple North America Socially Responsible Index ETF 22-Apr-2020

105666 Wealthsimple Shariah World Equity Index ETF 26-Apr-2021

103799 WeCommerce Holdings Ltd. 27-Sep-2019

8307 Wekusko Gold Resources Ltd. (CT) 16-Oct-1984 01-Nov-1985

103852 WELL Health Technologies Corp. 4-Oct-2019

104655 Wellington - IG Global Equity Hedge Pool 29-May-2020

27085 Wells Fargo Canada Corporation 1-Dec-1995

9658 Werner Dahnz Company Limited (CT) 28-Aug-1986 25-Feb-1993

72506 *Wescan Goldfields Inc. 31-Aug-2004

47437 Wesdome Gold Mines Ltd. 15-Mar-2006

5993 Wespac Mining Corp. (CT) 2-Dec-1981 23-Apr-2002

94616 West African Resources Limited 17-Jan-2014

28487 *West Central Pelleting Ltd. 21-Sep-2001

9440 West Fraser Timber Co. Ltd. 23-Apr-1986

78457 West High Yield (W.H.Y.) Resources Ltd. 16-Jun-2006

87985 West Vault Mining Inc. 9-Apr-2014

7571 Westar Mining Ltd. (CT) 14-Sep-1983 16-Apr-2002

5063 Westcoast Energy Inc. 26-Jul-1978




81601 *Westcore Energy Ltd. 25-Jan-2008

78864 Western Copper and Gold Corporation 3-May-2006

82588 Western Energy Services Corp. 12-Mar-2010

72838 Western Forest Products Inc. 27-Jul-2004

75247 Western Plains Petroleum Ltd. 26-May-2005

99961 Western Resources Corp. 31-Mar-2017

7847 Westhampton Court L.P. (CT) 4-Nov-1983 01-Jan-1986

106104 Westhaven Gold Corp. 1-Mar-2021

91388 Westphalia Dev. Corp. 28-Feb-2012

5968 Westport (CT) 7-Dec-1981 04-Feb-1993

36074 Westport Fuel Systems Inc. 29-Jun-1998

89250 Westshore Terminals Investment Corporation 1-Jan-2011

106577 Whatcom Capital II Corp. 31-May-2021

77942 Wheaton Precious Metals Corp. 9-Dec-2005

88566 Whistler Blackcomb Holdings Inc. 2-Nov-2010

105270 White Gold Corp. 25-Aug-2020

88181 Whitecap Resources Inc. 23-Jul-2010

79435 Whitemud Resources Inc. 16-Feb-2007

78351 WildBrain Ltd. 12-May-2006

106962 Wildpack Beverage Inc. 25-Jun-2021

97745 Willoughby Investment Pool 7-Apr-2016

103305 Willow Biosciences Inc. 13-Oct-2020

8066 Wilmington Capital Management Inc. 22-May-1986

17699 Winchester Group Inc. (CT) 17-Apr-1991 16-Apr-2002

5771 Windsor Point (CT) 26-Jun-1981 19-Feb-1993

5041 Windsor Resources Inc. (CT) 22-Jul-1980 25-Feb-1993

9636 Winpak Ltd 18-Aug-1986

103363 Wise 100 per cent Equity ETF Portfolio 28-Jun-2019

103364 Wise Balanced ETF Portfolio 28-Jun-2019

103368 Wise Conservative ETF Portfolio 28-Jun-2019

103367 Wise Fixed Income ETF Portfolio 28-Jun-2019

103366 Wise Growth ETF Portfolio 28-Jun-2019

103365 Wise Maximum Growth ETF Portfolio 28-Jun-2019

106111 Wishpond Technologies Ltd. (formerly, Antera Ventures I 1-Feb-2021

Corp.)

91746 Wolfden Resources Corporation 2-Oct-2012

102794 Wolverine Energy and Infrastructure Inc. 20-Dec-2018

7569 *Wood Lily Garden Apartments (CT) 5-Aug-1983 16-Feb-2006

92444 Woodfine Professional Centres Limited Partnership 18-Dec-2012

107271 Workplace Technology Dividend Fund 14-Oct-2021

69482 World Financial Split Corp. 28-Jan-2004

93251 WPT Industrial Real Estate Invesment Trust 19-Apr-2013

94564 WSP Global Inc. 1-Jan-2014

87561 Xebec Adsorption Inc. 12-Jun-2009




29683 Xerox Capital LLC 9-Oct-1996

13549 Xerox Corporation 6-Feb-1990

79704 XXL Energy Corp. 1-Nov-2006

29055 Yamana Gold Inc. 12-Jun-1996

87567 Yangarra Resources Ltd. 22-Nov-2010

84088 YDX Innovation Corp. 31-Jul-2008

70155 Yellow Pages Digital & Media Solutions Limited 8-Apr-2004

93062 Yellow Pages Limited 20-Dec-2012

80388 Ynvisible Interactive Inc. 27-Dec-2017

94971 Yorkville American QVR Enhanced Protection Class 15-May-2014

94970 Yorkville Canadian QVR Enhanced Protection Class 15-May-2014

106705 Yorkville Crypto, Blockchain and FinTech Opportunities Class31-May-2021

93342 Yorkville Enhanced Protection Class 24-May-2013

93343 Yorkville Global Opportunities Class 24-May-2013

97042 Yorkville Health Care Opportunities Class 7-Apr-2015

97946 Yorkville International QVR Enhanced Protection Class 17-May-2016

93344 Yorkville Optimal Return Bond Class 24-May-2013

79590 Young Australian Mines Ltd. (formerly, Moly Mines Limited) 20-Oct-2006

7642 YRI-York Ltd. (CT) 1-Jan-1967 25-Feb-1993

102619 YTM Capital Fixed Income Alternative Fund 23-May-2019

89231 Zargon Oil & Gas Ltd. 1-Jan-2011

90839 Zedcor Inc. 1-Oct-2011

88726 ZEN Graphene Solutions Ltd 16-Dec-2010

103157 Zenabis Global Inc. 10-Apr-2019

93891 Zenith Capital Corp. 3-Jun-2013

34227 Zeox Corporation 26-Mar-1998

27794 Zone Resources Inc. 28-Oct-1998

86738 Zungui Haixi Corporation 11-Dec-2009

99870 Zymeworks Inc. 27-Apr-2017

reporting issuers listing

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