republic act 3815
TRANSCRIPT
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 1/22
>$&712@
7+(5(9,6('3(1$/&2'(
DVDPHQGHG
$1 $&7 5(9,6,1* 7+(3(1$/&2'($1'27+(53(1$//$:6
3UHOLPLQDU\$UWLFOH²7KLVODZVKDOOEHNQRZQDV7KH5HYLVHG3HQDO&RGH
$57,&/( -XVWLI\LQJ FLUFXPVWDQFHV ² 7KH IROORZLQJ GR QRW LQFXU DQ\
FULPLQDOOLDELOLW\
$Q\RQHZKRDFWVLQGHIHQVHRIKLVSHUVRQRUULJKWVSURYLGHGWKDWWKHIROORZLQJ
FLUFXPVWDQFHVFRQFXU
)LUVW8QODZIXODJJUHVVLRQ6HFRQG5HDVRQDEOHQHFHVVLW\RIWKHPHDQVHPSOR\HGWRSUHYHQWRUUHSHOLW
7KLUG /DFNRIVXIILFLHQWSURYRFDWLRQRQWKHSDUWRIWKHSHUVRQGHIHQGLQJKLPVHOI
$Q\RQHZKRDFWVLQGHIHQVHRIWKHSHUVRQRUULJKWVRIKLVVSRXVHDVFHQGDQWV
GHVFHQGDQWV RU OHJLWLPDWH QDWXUDO RU DGRSWHG EURWKHUVRU VLVWHUVRU RI KLV UHODWLYHV E\DIILQLW\LQWKH VDPH GHJUHHVDQG WKRVHE\ FRQVDQJXLQLW\ ZLWKLQ WKH IRXUWK FLYLOGHJUHH
SURYLGHG WKDW WKH ILUVW DQG VHFRQG UHTXLVLWHV SUHVFULEHG LQ WKH QH[W SUHFHGLQJ
FLUFXPVWDQFHDUHSUHVHQWDQGWKHIXUWKHUUHTXLVLWHLQFDVHWKHSURYRFDWLRQZDVJLYHQE\WKHSHUVRQDWWDFNHGWKDWWKHRQHPDNLQJGHIHQVHKDGQRSDUWWKHUHLQ
$Q\RQHZKRDFWVLQGHIHQVHRIWKHSHUVRQRUULJKWVRIDVWUDQJHUSURYLGHGWKDWWKH ILUVW DQG VHFRQG UHTXLVLWHV PHQWLRQHG LQ WKH ILUVW FLUFXPVWDQFH RI WKLV DUWLFOH DUH
SUHVHQW DQG WKDW WKH SHUVRQ GHIHQGLQJ EH QRW LQGXFHG E\ UHYHQJH UHVHQWPHQW RU RWKHU
HYLOPRWLYH
$Q\SHUVRQZKRLQRUGHUWRDYRLGDQHYLORULQMXU\GRHVDQDFWZKLFKFDXVHV
GDPDJHWRDQRWKHUSURYLGHGWKDWWKHIROORZLQJUHTXLVLWHVDUHSUHVHQW
)LUVW7KDWWKHHYLOVRXJKWWREHDYRLGHGDFWXDOH[LVWV
6HFRQG7KDWWKHLQMXU\IHDUHGEHJUHDWHUWKDQWKDWGRQHWRDYRLGLW
7KLUG 7KDWWKHUHEHQRRWKHUSUDFWLFDODQGOHVVKDUPIXOPHDQVRISUHYHQWLQJLW
$Q\SHUVRQZKRDFWVLQWKHIXOILOOPHQWRIDGXW\RULQWKHODZIXOH[HUFLVHRID
ULJKWRURIILFH
$Q\ SHUVRQZKRDFWVLQREHGLHQFH WRDQRUGHULVVXHGE\D VXSHULRUIRUVRPH
ODZIXOSXUSRVH
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 2/22
$FW1R SDJH
$57,&/(&LUFXPVWDQFHV ZKLFK H[HPSW IURP FULPLQDO OLDELOLW\ ² 7KH
IROORZLQJDUHH[HPSWIURPFULPLQDOOLDELOLW\
$Q LPEHFLOH RU DQ LQVDQH SHUVRQ XQOHVV WKH ODWWHU KDV DFWHG GXULQJ D OXFLG
LQWHUYDO
:KHQ WKH LPEHFLOH RU DQ LQVDQH SHUVRQ KDV FRPPLWWHG DQ DFW ZKLFK WKH ODZ
GHILQHVDVDIHORQ\GHOLWRWKHFRXUWVKDOORUGHUKLVFRQILQHPHQWLQRQHRIWKHKRVSLWDOV
RUDV\OXPVHVWDEOLVKHGIRUSHUVRQVWKXVDIIOLFWHGZKLFKKHVKDOOQRWEHSHUPLWWHGWROHDYHZLWKRXWILUVWREWDLQLQJWKHSHUPLVVLRQRIWKHVDPHFRXUW
$SHUVRQXQGHUQLQH\HDUVRIDJH
$SHUVRQRYHUQLQH\HDUVRIDJHDQGXQGHUILIWHHQXQOHVVKHKDVDFWHGZLWK
GLVFHUQPHQWLQZKLFKFDVHVXFKPLQRUVKDOOEHSURFHHGHGDJDLQVWLQDFFRUGDQFHZLWKWKHSURYLVLRQVRIDUWLFOHRIWKLV&RGH
:KHQ VXFK PLQRU LV DGMXGJHG WR EH FULPLQDOO\ LUUHVSRQVLEOH WKH FRXUW LQ
FRQIRUPLW\ZLWKWKHSURYLVLRQVRI WKLVDQGWKHSUHFHGLQJSDUDJUDSKVKDOOFRPPLWKLPWRWKH FDUH DQG FXVWRG\ RI KLV IDPLO\ ZKR VKDOO EH FKDUJHG ZLWK KLV VXUYHLOODQFH DQG
HGXFDWLRQ RWKHUZLVH KH VKDOO EH FRPPLWWHG WR WKH FDUH RI VRPH LQVWLWXWLRQ RU SHUVRQ
PHQWLRQHGLQVDLGDUWLFOH
$Q\SHUVRQZKRZKLOHSHUIRUPLQJDODZIXODFWZLWKGXHFDUHFDXVHVDQLQMXU\
E\PHUHDFFLGHQWZLWKRXWIDXOWRULQWHQWLRQRIFDXVLQJLW
$Q\SHUVRQZKRDFWVXQGHUWKHFRPSXOVLRQRILUUHVLVWLEOHIRUFH
$Q\SHUVRQZKRDFWVXQGHUWKHLPSXOVHRIDQXQFRQWUROODEOHIHDURIDQHTXDORU
JUHDWHULQMXU\
$Q\ SHUVRQ ZKR IDLOVWR SHUIRUP DQDFW UHTXLUHGE\ODZZKHQ SUHYHQWHGE\VRPHODZIXOLQVXSHUDEOHFDXVH
&+$37(57+5((
&LUFXPVWDQFHVZKLFK0LWLJDWH&ULPLQDO/LDELOLW\
$57,&/( 0LWLJDWLQJ FLUFXPVWDQFHV ² 7KH IROORZLQJ DUH PLWLJDWLQJ
FLUFXPVWDQFHV
7KRVHPHQWLRQHGLQWKHSUHFHGLQJFKDSWHUZKHQDOOWKHUHTXLVLWHVQHFHVVDU\WR MXVWLI\ WKH DFW RU WR H[HPSW IURP FULPLQDO OLDELOLW\ LQ WKH UHVSHFWLYH FDVHV DUH QRW
DWWHQGDQW
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 3/22
$FW1R SDJH
7KDWWKHRIIHQGHULVXQGHUHLJKWHHQ\HDUVRIDJHRURYHUVHYHQW\\HDUV,QWKH
FDVH RI WKH PLQRU KH VKDOO EH SURFHHGHG DJDLQVW LQ DFFRUGDQFH ZLWK WKH SURYLVLRQV RIDUWLFOH
7KDW WKH RIIHQGHU KDG QR LQWHQWLRQ WR FRPPLW VR JUDYH D ZURQJ DV WKDW
FRPPLWWHG
7KDW VXIILFLHQW SURYRFDWLRQ RU WKUHDW RQ WKH SDUW RI WKH RIIHQGHG SDUW\
LPPHGLDWHO\SUHFHGHGWKHDFW
7KDWWKHDFWZDVFRPPLWWHGLQWKHLPPHGLDWHYLQGLFDWLRQRIDJUDYHRIIHQVHWR
WKH RQH FRPPLWWLQJ WKH IHORQ\ GHOLWR KLV VSRXVH DVFHQGDQWV GHVFHQGDQWV OHJLWLPDWHQDWXUDORUDGRSWHGEURWKHUVRUVLVWHUVRUUHODWLYHVE\DIILQLW\ZLWKLQWKHVDPHGHJUHHV
7KDW RI KDYLQJ DFWHG XSRQ DQ LPSXOVH VR SRZHUIXO DV QDWXUDOO\ WR KDYHSURGXFHGSDVVLRQRUREIXVFDWLRQ
7KDWWKHRIIHQGHUKDGYROXQWDULO\VXUUHQGHUHGKLPVHOIWRDSHUVRQLQDXWKRULW\
RUKLVDJHQWVRUWKDWKHKDGYROXQWDULO\FRQIHVVHGKLVJXLOWEHIRUHWKHFRXUWSULRUWRWKHSUHVHQWDWLRQRIWKHHYLGHQFHIRUWKHSURVHFXWLRQ
7KDWWKHRIIHQGHULVGHDIDQGGXPEEOLQGRURWKHUZLVHVXIIHULQJVRPHSK\VLFDOGHIHFW ZKLFK WKXV UHVWULFWV KLV PHDQV RI DFWLRQ GHIHQVH RU FRPPXQLFDWLRQ ZLWK KLV
IHOORZEHLQJV
6XFKLOOQHVVRIWKHRIIHQGHUDVZRXOGGLPLQLVKWKHH[HUFLVHRIWKHZLOOSRZHU
RIWKHRIIHQGHUZLWKRXWKRZHYHUGHSULYLQJKLPRIFRQVFLRXVQHVVRIKLVDFWV
$QG ILQDOO\ DQ\ RWKHU FLUFXPVWDQFH RI D VLPLODU QDWXUH DQG DQDORJRXV WR
WKRVHDERYHPHQWLRQHG
&+$37(5)285
&LUFXPVWDQFHVZKLFK$JJUDYDWH&ULPLQDO/LDELOLW\
$57,&/( $JJUDYDWLQJ FLUFXPVWDQFHV ² 7KH IROORZLQJ DUH DJJUDYDWLQJFLUFXPVWDQFHV
7KDWDGYDQWDJHEHWDNHQE\WKHRIIHQGHURIKLVSXEOLFSRVLWLRQ
7KDW WKH FULPH EH FRPPLWWHG LQ FRQWHPSW RI RU ZLWK LQVXOW WR WKH SXEOLF
DXWKRULWLHV
7KDWWKHDFWEHFRPPLWWHGZLWKLQVXOWRULQGLVUHJDUGRIWKHUHVSHFWGXHWRWKH
RIIHQGHGSDUW\RQDFFRXQWRIKLVUDQNDJHRUVH[RUWKDWLWEHFRPPLWWHGLQWKHGZHOOLQJ
RIWKHRIIHQGHGSDUW\LIWKHODWWHUKDVQRWJLYHQSURYRFDWLRQ
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 4/22
$FW1R SDJH
7KDWWKHDFWEHFRPPLWWHGZLWKDEXVHRIFRQILGHQFHRUREYLRXVXQJUDWHIXOQHVV
7KDW WKH FULPHEH FRPPLWWHG LQWKH SDODFH RI WKH &KLHI ([HFXWLYH RU LQKLV
SUHVHQFHRUZKHUHSXEOLFDXWKRULWLHVDUHHQJDJHGLQWKHGLVFKDUJHRIWKHLUGXWLHVRULQD
SODFHGHGLFDWHGWRUHOLJLRXVZRUVKLS
7KDWWKHFULPHEHFRPPLWWHGLQWKHQLJKWWLPHRULQDQXQLQKDELWHGSODFHRUE\
D EDQG ZKHQHYHU VXFKFLUFXPVWDQFHVPD\IDFLOLWDWHWKHFRPPLVVLRQRIWKHRIIHQVH
:KHQHYHU PRUH WKDQ WKUHH DUPHG PDOHIDFWRUV VKDOO KDYH DFWHG WRJHWKHU LQ WKHFRPPLVVLRQRIDQRIIHQVHLWVKDOOEHGHHPHGWRKDYHEHHQFRPPLWWHGE\DEDQG
7KDW WKH FULPHEH FRPPLWWHG RQWKH RFFDVLRQRI D FRQIODJUDWLRQVKLSZUHFNHDUWKTXDNHHSLGHPLFRURWKHUFDODPLW\RUPLVIRUWXQH
7KDWWKHFULPHEHFRPPLWWHGZLWKWKHDLGRIDUPHGPHQRUSHUVRQVZKRLQVXUHRUDIIRUGLPSXQLW\
7KDWWKHDFFXVHGLVDUHFLGLYLVW
$ UHFLGLYLVW LV RQH ZKRDW WKH WLPH RI KLV WULDO IRU RQH FULPH VKDOO KDYH EHHQ
SUHYLRXVO\ FRQYLFWHG E\ILQDOMXGJPHQW RIDQRWKHU FULPHHPEUDFHGLQWKH VDPH WLWOHRI
WKLV&RGH
7KDWWKHRIIHQGHUKDVEHHQSUHYLRXVO\SXQLVKHGIRUDQRIIHQVHWRZKLFKWKH
ODZDWWDFKHVDQHTXDORUJUHDWHUSHQDOW\RUIRUWZRRUPRUHFULPHVWRZKLFKLWDWWDFKHVDOLJKWHUSHQDOW\
7KDWWKHFULPHEHFRPPLWWHGLQFRQVLGHUDWLRQRIDSULFHUHZDUGRUSURPLVH
7KDWWKHFULPHEHFRPPLWWHGE\PHDQVRILQXQGDWLRQILUHSRLVRQH[SORVLRQ
VWUDQGLQJRIDYHVVHORULQWHQWLRQDOGDPDJHWKHUHWRGHUDLOPHQWRIDORFRPRWLYHRUE\WKH
XVHRIDQ\RWKHUDUWLILFHLQYROYLQJJUHDWZDVWHDQGUXLQ
7KDWWKHDFWEHFRPPLWWHGZLWKHYLGHQWSUHPHGLWDWLRQ
7KDWFUDIWIUDXGRUGLVJXLVHEHHPSOR\HG
7KDW DGYDQWDJH EH WDNHQ RI VXSHULRU VWUHQJWK RU PHDQV EH HPSOR\HG WRZHDNHQWKHGHIHQVH
7KDWWKHDFWEHFRPPLWWHGZLWKWUHDFKHU\DOHYRVLD
7KHUH LV WUHDFKHU\ ZKHQ WKH RIIHQGHU FRPPLWV DQ\ RI WKH FULPHV DJDLQVW WKH
SHUVRQHPSOR\LQJPHDQVPHWKRGVRUIRUPVLQWKHH[HFXWLRQWKHUHRIZKLFKWHQGGLUHFWO\
DQG VSHFLDOO\ WR LQVXUH LWV H[HFXWLRQ ZLWKRXW ULVN WR KLPVHOI DULVLQJ IURP WKH GHIHQVHZKLFKWKHRIIHQGHGSDUW\PLJKWPDNH
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 5/22
$FW1R SDJH
7KDWPHDQVEHHPSOR\HGRUFLUFXPVWDQFHVEURXJKWDERXWZKLFKDGGLJQRPLQ\WRWKHQDWXUDOHIIHFWVRIWKHDFW
7KDWWKHFULPHEHFRPPLWWHGDIWHUDQXQODZIXOHQWU\
7KHUHLVDQXQODZIXOHQWU\ZKHQDQHQWUDQFHLVHIIHFWHGE\DZD\QRWLQWHQGHGIRU
WKHSXUSRVH
7KDW DV D PHDQV WR WKH FRPPLVVLRQ RI D FULPH D ZDOO URRI IORRUGRRU RU
ZLQGRZEHEURNHQ
7KDWWKHFULPHEHFRPPLWWHGZLWKWKHDLGRISHUVRQVXQGHUILIWHHQ\HDUVRIDJH
RU E\ PHDQV RI PRWRU YHKLFOHV PRWRUL]HG ZDWHUFUDIW DLUVKLSV RU RWKHU VLPLODU PHDQV
$VDPHQGHGE\5HS$FW1RDSSURYHG6HSW
7KDW WKH ZURQJ GRQH LQ WKH FRPPLVVLRQ RI WKH FULPH EH GHOLEHUDWHO\DXJPHQWHGE\FDXVLQJRWKHUZURQJQRWQHFHVVDU\IRULWVFRPPLVVLRQ
&+$37(5),9(
$OWHUQDWLYH&LUFXPVWDQFHV
$57,&/(7KHLUFRQFHSW ² $OWHUQDWLYHFLUFXPVWDQFHVDUHWKRVHZKLFKPXVW
EH WDNHQ LQWR FRQVLGHUDWLRQ DV DJJUDYDWLQJ RU PLWLJDWLQJ DFFRUGLQJ WR WKH QDWXUH DQG
HIIHFWV RI WKH FULPH DQG WKH RWKHU FRQGLWLRQV DWWHQGLQJ LWV FRPPLVVLRQ 7KH\ DUH WKHUHODWLRQVKLSLQWR[LFDWLRQDQGWKHGHJUHHRILQVWUXFWLRQDQGHGXFDWLRQRIWKHRIIHQGHU
7KH DOWHUQDWLYH FLUFXPVWDQFH RI UHODWLRQVKLS VKDOO EH WDNHQ LQWR FRQVLGHUDWLRQZKHQ WKH RIIHQGHG SDUW\ LV WKH VSRXVH DVFHQGDQW GHVFHQGDQW OHJLWLPDWH QDWXUDO RU
DGRSWHGEURWKHURUVLVWHURUUHODWLYHE\DIILQLW\LQWKHVDPHGHJUHHVRIWKHRIIHQGHU
7KHLQWR[LFDWLRQRIWKHRIIHQGHUVKDOOEHWDNHQLQWRFRQVLGHUDWLRQDVDPLWLJDWLQJFLUFXPVWDQFHZKHQWKHRIIHQGHUKDVFRPPLWWHGDIHORQ\LQDVWDWHRILQWR[LFDWLRQLIWKH
VDPH LV QRW KDELWXDO RU VXEVHTXHQW WR WKH SODQ WR FRPPLW VDLG IHORQ\ EXW ZKHQ WKH
LQWR[LFDWLRQ LV KDELWXDO RU LQWHQWLRQDO LW VKDOO EH FRQVLGHUHG DV DQ DJJUDYDWLQJFLUFXPVWDQFH
$57,&/(+RZFULPLQDO OLDELOLW\LVWRWDOO\H[WLQJXLVKHG ² &ULPLQDOOLDELOLW\LVWRWDOO\H[WLQJXLVKHG
%\WKHGHDWKRIWKHFRQYLFWDVWRWKHSHUVRQDOSHQDOWLHVDQGDVWRSHFXQLDU\
SHQDOWLHV OLDELOLW\ WKHUHIRU LV H[WLQJXLVKHG RQO\ ZKHQ WKH GHDWK RI WKH RIIHQGHU RFFXUVEHIRUHILQDOMXGJPHQW
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 6/22
$FW1R SDJH
%\VHUYLFHRIWKHVHQWHQFH
%\DPQHVW\ZKLFKFRPSOHWHO\H[WLQJXLVKHVWKHSHQDOW\DQGDOOLWVHIIHFWV %\DEVROXWHSDUGRQ
%\SUHVFULSWLRQRIWKHFULPH
%\SUHVFULSWLRQRIWKHSHQDOW\
%\ WKH PDUULDJH RIWKH RIIHQGHG ZRPDQ DV SURYLGHG LQ $UWLFOH RI WKLV&RGH
2IIHQVHV$JDLQVW'HFHQF\DQG*RRG&XVWRPV
$57,&/( *UDYH VFDQGDO ² 7KH SHQDOWLHV RI DUUHVWR PD\RU DQG SXEOLF
FHQVXUH VKDOO EH LPSRVHG XSRQ DQ\ SHUVRQ ZKR VKDOO RIIHQG DJDLQVW GHFHQF\ RU JRRGFXVWRPVE\DQ\KLJKO\VFDQGDORXVFRQGXFWQRWH[SUHVVO\IDOOLQJZLWKLQDQ\RWKHUDUWLFOH
RIWKLV&RGH
$57,&/( ,PPRUDO GRFWULQHV REVFHQH SXEOLFDWLRQV DQG H[KLELWLRQV DQG
LQGHFHQWVKRZV²7KHSHQDOW\RI SULVLRQ PD\RURUDILQHUDQJLQJIURPVL[WKRXVDQGWRWZHOYHWKRXVDQGSHVRVRUERWKVXFKLPSULVRQPHQWDQGILQHVKDOOEHLPSRVHGXSRQ
7KRVHZKR VKDOOSXEOLFO\ H[SRXQG RU SURFODLPGRFWULQHV RSHQO\ FRQWUDU\WR
SXEOLFPRUDOV
D7KHDXWKRUVRIREVFHQHOLWHUDWXUHSXEOLVKHGZLWKWKHLUNQRZOHGJHLQDQ\
IRUPWKHHGLWRUVSXEOLVKLQJVXFKOLWHUDWXUHDQGWKHRZQHUVRSHUDWRUVRIWKHHVWDEOLVKPHQW
VHOOLQJWKHVDPH
E 7KRVH ZKR LQ WKHDWHUV IDLUV FLQHPDWRJUDSKV RU DQ\ RWKHU SODFH H[KLELW
LQGHFHQW RULPPRUDO SOD\V VFHQHV DFWV RUVKRZV LWEHLQJ XQGHUVWRRGWKDW WKH REVFHQHOLWHUDWXUH RU LQGHFHQW RULPPRUDO SOD\V VFHQHV DFWV RU VKRZV ZKHWKHU OLYH RULQILOP
ZKLFKDUHSUHVFULEHGE\YLUWXHKHUHRIVKDOOLQFOXGHWKRVHZKLFKJORULI\FULPLQDOVRU
FRQGRQHFULPHVVHUYHQRRWKHUSXUSRVHEXWWRVDWLVI\WKHPDUNHWIRUYLROHQFHOXVWRU
SRUQRJUDSK\ RIIHQG DQ\ UDFH RU UHOLJLRQ WHQG WR DEHW WUDIILF LQ DQG XVH RISURKLELWHG GUXJVDQG DUH FRQWUDU\ WRODZ SXEOLFRUGHUPRUDOV DQGJRRGFXVWRPV
HVWDEOLVKHGSROLFLHVODZIXORUGHUVGHFUHHVDQGHGLFWV
7KRVHZKRVKDOOVHOOJLYHDZD\RUH[KLELWILOPVSULQWVHQJUDYLQJVVFXOSWXUHV
RUOLWHUDWXUHZKLFKDUHRIIHQVLYHWRPRUDOV$VDPHQGHGE\3UHVLGHQWLDO'HFUHH1RV
DQG-XO\
$57,&/( 9DJUDQWV DQG SURVWLWXWHV 3HQDOW\ ² 7KH IROORZLQJ DUH
YDJUDQWV
$Q\ SHUVRQ KDYLQJ QR DSSDUHQW PHDQVRIVXEVLVWHQFH ZKR KDV WKH SK\VLFDO
DELOLW\WRZRUNDQGZKRQHJOHFWVWRDSSO\KLPVHOIRUKHUVHOIWRVRPHODZIXOFDOOLQJ
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 7/22
$FW1R SDJH
$Q\SHUVRQIRXQGORLWHULQJDERXWSXEOLFRUVHPLSXEOLFEXLOGLQJVRUSODFHVRU
WUDPSLQJRUZDQGHULQJDERXWWKHFRXQWU\RUWKHVWUHHWVZLWKRXWYLVLEOHPHDQVRIVXSSRUW
$Q\ LGOH RU GLVVROXWH SHUVRQ ZKR ORGJHV LQ KRXVHV RI LOO IDPH UXIILDQV RU
SLPSVDQGWKRVHZKRKDELWXDOO\DVVRFLDWHZLWKSURVWLWXWHV
$Q\SHUVRQZKRQRWEHLQJLQFOXGHGLQWKHSURYLVLRQVRIRWKHUDUWLFOHVRIWKLV
&RGHVKDOOEHIRXQGORLWHULQJLQDQ\LQKDELWHGRUXQLQKDELWHGSODFHEHORQJLQJWRDQRWKHU
ZLWKRXWDQ\ODZIXORUMXVWLILDEOHSXUSRVH
3URVWLWXWHV
)RU WKH SXUSRVHV RI WKLV DUWLFOH ZRPHQ ZKR IRU PRQH\ RU SURILW KDELWXDOO\
LQGXOJHLQVH[XDOLQWHUFRXUVHRUODVFLYLRXVFRQGXFWDUHGHHPHGWREHSURVWLWXWHV
$Q\ SHUVRQ IRXQG JXLOW\ RI DQ\ RI WKH RIIHQVHV FRYHUHG E\WKLV DUWLFOH VKDOOEH
SXQLVKHGE\DUUHVWRPHQRURUDILQHQRWH[FHHGLQJSHVRVDQGLQFDVHRIUHFLGLYLVPE\DUUHVWRPD\RULQLWVPHGLXPSHULRGWR SULVLRQ FRUUHFFLRQDO LQLWVPLQLPXPSHULRGRUD
ILQHUDQJLQJIURPWRSHVRVRUERWKLQWKHGLVFUHWLRQRIWKHFRXUW
$57,&/( $EXVHVDJDLQVWFKDVWLW\²3HQDOWLHV ² 7KHSHQDOWLHVRI SULVLRQ
FRUUHFFLRQDOLQLWVPHGLXPDQGPD[LPXPSHULRGVDQGWHPSRUDU\VSHFLDOGLVTXDOLILFDWLRQVKDOOEHLPSRVHG
8SRQ DQ\ SXEOLF RIILFHU ZKR VKDOO VROLFLW RU PDNH LPPRUDO RU LQGHFHQWDGYDQFHVWRD ZRPDQLQWHUHVWHG LQPDWWHUVSHQGLQJEHIRUH VXFK RIILFHU IRU GHFLVLRQRU
ZLWK UHVSHFW WR ZKLFK KH LV UHTXLUHG WR VXEPLW D UHSRUW WR RU FRQVXOW ZLWK D VXSHULRU
RIILFHU
$Q\ZDUGHQRURWKHUSXEOLFRIILFHUGLUHFWO\FKDUJHGZLWKWKHFDUHDQGFXVWRG\
RI SULVRQHUV RU SHUVRQV XQGHU DUUHVW ZKR VKDOO VROLFLW RU PDNH LPPRUDO RU LQGHFHQW
DGYDQFHVWRDZRPDQXQGHUKLVFXVWRG\
,I WKH SHUVRQ VROLFLWHG EH WKH ZLIH GDXJKWHU VLVWHU RI UHODWLYH ZLWKLQ WKH VDPH
GHJUHH E\DIILQLW\ RIDQ\SHUVRQ LQWKHFXVWRG\ RIVXFKZDUGHQRURIILFHU WKH SHQDOWLHVVKDOOEH SULVLRQFRUUHFFLRQDO LQLWVPLQLPXPDQGPHGLXPSHULRGVDQGWHPSRUDU\VSHFLDO
GLVTXDOLILFDWLRQ
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 8/22
$FW1R SDJH
7,7/((,*+7
&ULPHV$JDLQVW3HUVRQV
&+$37(521(
'HVWUXFWLRQRI/LIH
6(&7,21
3DUULFLGHPXUGHUKRPLFLGH
$57,&/( 3DUULFLGH ² $Q\ SHUVRQ ZKRVKDOO NLOO KLV IDWKHU PRWKHU RU
FKLOGZKHWKHUOHJLWLPDWHRULOOHJLWLPDWHRUDQ\RIKLVDVFHQGDQWVRUGHVFHQGDQWVRUKLV
VSRXVH VKDOO EH JXLOW\ RI SDUULFLGH DQG VKDOO EH SXQLVKHG E\ WKH SHQDOW\ RI UHFOXVLRQ SHUSHWXDWR GHDWK 5HVWRUHGE\6HFWLRQ5HSXEOLF$FW1R
$57,&/( 'HDWK RI SK\VLFDO LQMXULHV LQIOLFWHG XQGHU H[FHSWLRQDOFLUFXPVWDQFHV²$Q\OHJDOO\PDUULHGSHUVRQZKRKDYLQJVXUSULVHGKLVVSRXVHLQWKHDFW
RIFRPPLWWLQJVH[XDOLQWHUFRXUVHZLWKDQRWKHUSHUVRQVKDOONLOODQ\RIWKHPRUERWKRIWKHPLQWKHDFWRU LPPHGLDWHO\WKHUHDIWHURUVKDOOLQIOLFWXSRQWKHPDQ\VHULRXVSK\VLFDO
LQMXU\VKDOOVXIIHUWKHSHQDOW\RIGHVWLHUUR
,I KH VKDOO LQIOLFW XSRQ WKHP SK\VLFDO LQMXULHV RI DQ\ RWKHU NLQG KH VKDOO EH
H[HPSWIURPSXQLVKPHQW
7KHVH UXOHV VKDOO EH DSSOLFDEOH XQGHU WKH VDPH FLUFXPVWDQFHV WR SDUHQWV ZLWK
UHVSHFW WR WKHLU GDXJKWHUV XQGHU HLJKWHHQ \HDUV RI DJH DQG WKHLU VHGXFHU ZKLOH WKHGDXJKWHUVDUHOLYLQJZLWKWKHLUSDUHQWV
$Q\SHUVRQZKRVKDOOSURPRWHRUIDFLOLWDWHSURVWLWXWLRQRIKLVZLIHRUGDXJKWHURUVKDOORWKHUZLVHKDYHFRQVHQWHGWRWKHLQILGHOLW\RIWKHRWKHUVSRXVHVKDOOQRWEHHQWLWOHGWR
WKHEHQHILWVRIWKLVDUWLFOH
$57,&/( 0XUGHU ² $Q\SHUVRQZKRQRWIDOOLQJZLWKLQWKHSURYLVLRQVRI$UWLFOHVKDOONLOODQRWKHUVKDOOEHJXLOW\RIPXUGHUDQGVKDOOEHSXQLVKHGE\ UHFOXVLRQ
SHUSHWXD WR GHDWK LIFRPPLWWHGZLWKDQ\RIWKHIROORZLQJDWWHQGDQWFLUFXPVWDQFHV
:LWK WUHDFKHU\ WDNLQJ DGYDQWDJHRI VXSHULRU VWUHQJWK ZLWK WKH DLG RI DUPHG
PHQ RU HPSOR\LQJ PHDQV WR ZHDNHQ WKH GHIHQVH RU RI PHDQV RU SHUVRQV WR LQVXUH RU
DIIRUGLPSXQLW\
,QFRQVLGHUDWLRQRIDSULFHUHZDUGRUSURPLVH
%\ PHDQV RI LQXQGDWLRQ ILUH SRLVRQ H[SORVLRQ VKLSZUHFN VWUDQGLQJ RI DYHVVHO GHUDLOPHQW RU DVVDXOW XSRQ D UDLOURDG IDOO RI DQ DLUVKLS E\ PHDQV RI PRWRU
YHKLFOHVRUZLWKWKHXVHRIDQ\RWKHUPHDQVLQYROYLQJJUHDWZDVWHDQGUXLQ
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 9/22
$FW1R SDJH
2QRFFDVLRQRIDQ\RIWKHFDODPLWLHVHQXPHUDWHGLQWKHSUHFHGLQJSDUDJUDSK
RURIDQHDUWKTXDNHHUXSWLRQRIDYROFDQRGHVWUXFWLYHF\FORQHHSLGHPLFRURWKHUSXEOLFFDODPLW\
:LWKHYLGHQWSUHPHGLWDWLRQ
:LWK FUXHOW\ E\ GHOLEHUDWHO\ DQG LQKXPDQO\DXJPHQWLQJ WKH VXIIHULQJ RI WKH
YLFWLP RURXWUDJLQJ RUVFRIILQJDW KLV SHUVRQ RUFRUSVH $V DPHQGHG E\5HSXEOLF $FW
1R
$57,&/( +RPLFLGH ² $Q\SHUVRQZKRQRWIDOOLQJZLWKLQWKHSURYLVLRQV
RI DUWLFOH VKDOO NLOO DQRWKHU ZLWKRXW WKH DWWHQGDQFH RI DQ\ RI WKH FLUFXPVWDQFHVHQXPHUDWHG LQ WKH QH[W SUHFHGLQJ DUWLFOH VKDOO EH GHHPHG JXLOW\ RI KRPLFLGH DQG EH
SXQLVKHGE\UHFOXVLRQWHPSRUDO
$57,&/( 3HQDOW\ IRU IUXVWUDWHG SDUULFLGH PXUGHU RU KRPLFLGH ² 7KH
FRXUWV LQ YLHZ RI WKH IDFWV RI WKH FDVH PD\ LPSRVH XSRQ WKH SHUVRQ JXLOW\ RI WKHIUXVWUDWHGFULPHRISDUULFLGHPXUGHURUKRPLFLGHGHILQHGDQGSHQDOL]HGLQWKHSUHFHGLQJ
DUWLFOHV D SHQDOW\ ORZHU E\ RQH GHJUHH WKDQ WKDW ZKLFK VKRXOG EH LPSRVHG XQGHU WKHSURYLVLRQRIDUWLFOH
7KHFRXUWVFRQVLGHULQJWKHIDFWVRIWKHFDVHPD\OLNHZLVHUHGXFHE\RQHGHJUHHWKHSHQDOW\ZKLFKXQGHUDUWLFOHVKRXOGEHLPSRVHGIRUDQDWWHPSWWRFRPPLWDQ\RI
VXFKFULPHV
,QIDQWLFLGHDQGDERUWLRQ
$57,&/( ,QIDQWLFLGH ² 7KHSHQDOW\SURYLGHGIRUSDUULFLGHLQDUWLFOHDQGIRUPXUGHULQDUWLFOHVKDOOEHLPSRVHGXSRQDQ\SHUVRQZKRVKDOONLOODQ\FKLOG
OHVVWKDQWKUHHGD\VRIDJH
,IDQ\FULPHSHQDOL]HGLQWKLVDUWLFOHEHFRPPLWWHGE\WKHPRWKHURIWKHFKLOGIRUWKHSXUSRVHRIFRQFHDOLQJKHUGLVKRQRUVKHVKDOOVXIIHUWKHSHQDOW\RI SULVLRQPD\RULQLWV
PHGLXPDQGPD[LPXPSHULRGVDQGLIVDLGFULPHEHFRPPLWWHGIRUWKHVDPHSXUSRVHE\
WKHPDWHUQDOJUDQGSDUHQWVRUHLWKHURIWKHPWKHSHQDOW\VKDOOEHUHFOXVLRQWHPSRUDO$VDPHQGHGE\6HF5HSXEOLF$FW1R
$57,&/( ,QWHQWLRQDODERUWLRQ ² $Q\ SHUVRQ ZKRVKDOOLQWHQWLRQDOO\FDXVHDQDERUWLRQVKDOOVXIIHU
7KHSHQDOW\RIUHFOXVLRQWHPSRUDOLIKHVKDOOXVHDQ\YLROHQFHXSRQWKHSHUVRQ
RIWKHSUHJQDQWZRPDQ
7KHSHQDOW\RI SULVLRQPD\RULIZLWKRXWXVLQJYLROHQFHKHVKDOODFWZLWKRXW
WKHFRQVHQWRIWKHZRPDQ
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 10/22
$FW1R SDJH
7KHSHQDOW\RI SULVLRQFRUUHFFLRQDO LQLWVPHGLXPDQGPD[LPXPSHULRGVLI
WKHZRPDQVKDOOKDYHFRQVHQWHG
$57,&/( 8QLQWHQWLRQDODERUWLRQ ² 7KHSHQDOW\RI SULVLRQ FRUUHFFLRQDO
LQLWVPLQLPXPDQGPHGLXPSHULRGVKDOOEHLPSRVHGXSRQDQ\SHUVRQZKRVKDOOFDXVHDQ
DERUWLRQE\YLROHQFHEXWXQLQWHQWLRQDOO\
$57,&/( $ERUWLRQSUDFWLFHG E\WKH ZRPDQKHUVHOIRU E\KHUSDUHQWV²
7KH SHQDOW\ RI SULVLRQ FRUUHFFLRQDO LQ LWV PHGLXP DQG PD[LPXP SHULRGV VKDOO EHLPSRVHGXSRQDZRPDQZKRVKDOOSUDFWLFHDERUWLRQXSRQKHUVHOIRUVKDOOFRQVHQWWKDWDQ\
RWKHUSHUVRQVKRXOGGRVR
$Q\ZRPDQZKRVKDOOFRPPLWWKLVRIIHQVHWRFRQFHDOKHUGLVKRQRUVKDOOVXIIHU
WKHSHQDOW\RI SULVLRQ FRUUHFFLRQDO LQLWVPLQLPXPDQGPHGLXPSHULRGV
,I WKLV FULPH EH FRPPLWWHG E\ WKH SDUHQWV RI WKH SUHJQDQW ZRPDQ RU HLWKHU RI
WKHP DQG WKH\ DFW ZLWK WKH FRQVHQW RI VDLG ZRPDQ IRUWKH SXUSRVH RI FRQFHDOLQJ KHUGLVKRQRUWKHRIIHQGHUVKDOOVXIIHUWKHSHQDOW\RI SULVLRQ FRUUHFFLRQDO LQLWVPHGLXPDQG
PD[LPXPSHULRGV
$57,&/($ERUWLRQSUDFWLFHGE\DSK\VLFLDQRUPLGZLIHDQGGLVSHQVLQJRI
DERUWLYHV ² 7KH SHQDOWLHV SURYLGHG LQ DUWLFOH VKDOO EH LPSRVHG LQ LWV PD[LPXPSHULRG UHVSHFWLYHO\ XSRQ DQ\ SK\VLFLDQ RU PLGZLIH ZKR WDNLQJ DGYDQWDJH RI WKHLU
VFLHQWLILFNQRZOHGJHRUVNLOOVKDOOFDXVHDQDERUWLRQRUDVVLVWLQFDXVLQJWKHVDPH
$Q\SKDUPDFLVWZKRZLWKRXWWKHSURSHUSUHVFULSWLRQIURPDSK\VLFLDQVKDOOGLVSHQVHDQ\DERUWLYHVKDOOVXIIHUDUUHVWR PD\RUDQG D ILQH QRW H[FHHGLQJSHVRV
3K\VLFDO,QMXULHV
$57,&/( 0XWLODWLRQ ² 7KHSHQDOW\RIUHFOXVLRQWHPSRUDOWR UHFOXVLRQ
SHUSHWXD VKDOOEHLPSRVHGXSRQDQ\SHUVRQZKRVKDOOLQWHQWLRQDOO\PXWLODWHDQRWKHUE\
GHSULYLQJKLPHLWKHUWRWDOO\RUSDUWLDOO\RUVRPHHVVHQWLDORUJDQIRUUHSURGXFWLRQ
$Q\RWKHULQWHQWLRQDOPXWLODWLRQVKDOOEHSXQLVKHGE\ SULVLRQ PD\RU LQ LWVPHGLXP
DQGPD[LPXPSHULRGV
$57,&/(6HULRXV SK\VLFDOLQMXULHV ² $Q\ SHUVRQ ZKR VKDOOZRXQGEHDW
RUDVVDXOWDQRWKHUVKDOOEHJXLOW\RIWKHFULPHRIVHULRXVSK\VLFDOLQMXULHVDQGVKDOOVXIIHU
7KH SHQDOW\ RI SULVLRQ PD\RU LI LQ FRQVHTXHQFH RI WKH SK\VLFDO LQMXULHV
LQIOLFWHGWKHLQMXUHGSHUVRQVKDOOEHFRPHLQVDQHLPEHFLOHLPSRWHQWRUEOLQG
7KHSHQDOW\RI SULVLRQFRUUHFFLRQDO LQLWVPHGLXPDQGPD[LPXPSHULRGVLILQ
FRQVHTXHQFHRIWKHSK\VLFDOLQMXULHVLQIOLFWHGWKHSHUVRQLQMXUHGVKDOOKDYHORVWWKHXVHRI
VSHHFKRUWKHSRZHUWRKHDURUWRVPHOORUVKDOOKDYHORVWDQH\HDKDQGDIRRWDQDUP
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 11/22
$FW1R SDJH
RUDOHJRUVKDOOKDYHORVWWKHXVHRIDQ\VXFKPHPEHURUVKDOOKDYHEHFRPHLQFDSDFLWDWHG
IRUWKHZRUNLQZKLFKKHZDVWKHUHWRIRUHKDELWXDOO\HQJDJHG
7KHSHQDOW\RI SULVLRQFRUUHFFLRQDO LQLWVPLQLPXPDQGPHGLXPSHULRGVLILQ
FRQVHTXHQFH RI WKH SK\VLFDO LQMXULHV LQIOLFWHG WKH SHUVRQ LQMXUHG VKDOO KDYH EHFRPH
GHIRUPHGRUVKDOOKDYHORVWDQ\RWKHUSDUWRIKLVERG\RUVKDOOKDYHORVWWKHXVHWKHUHRIRUVKDOOKDYHEHHQLOORULQFDSDFLWDWHGIRUWKHSHUIRUPDQFHRIWKHZRUNLQZKLFKKHDV
KDELWXDOO\HQJDJHGIRUDSHULRGRIPRUHWKDQQLQHW\GD\V
7KHSHQDOW\RIDUUHVWRPD\RULQLWVPD[LPXPSHULRGWR SULVLRQFRUUHFFLRQDO LQ
LWV PLQLPXP SHULRG LI WKH SK\VLFDO LQMXULHV LQIOLFWHG VKDOO KDYH FDXVHG WKH LOOQHVV RU
LQFDSDFLW\IRUODERURIWKHLQMXUHGSHUVRQIRUPRUHWKDQWKLUW\GD\V
,IWKHRIIHQVHVKDOOKDYHEHHQFRPPLWWHGDJDLQVWDQ\RIWKHSHUVRQVHQXPHUDWHGLQ
DUWLFOHRUZLWKDWWHQGDQFHRIDQ\RIWKHFLUFXPVWDQFHVPHQWLRQHGLQDUWLFOHWKHFDVH FRYHUHG E\ VXEGLYLVLRQ QXPEHU RI WKLV DUWLFOH VKDOO EH SXQLVKHG E\ UHFOXVLRQ
WHPSRUDOLQLWVPHGLXPDQGPD[LPXPSHULRGVWKHFDVHFRYHUHGE\VXEGLYLVLRQQXPEHUE\ SULVLRQFRUUHFFLRQDO LQLWVPD[LPXPSHULRGWR SULVLRQPD\RULQLWVPLQLPXPSHULRG
WKH FDVH FRYHUHG E\ VXEGLYLVLRQ QXPEHU E\ SULVLRQ FRUUHFFLRQDO LQ LWV PHGLXP DQGPD[LPXPSHULRGVDQGWKHFDVHFRYHUHGE\VXEGLYLVLRQQXPEHUE\ SULVLRQFRUUHFFLRQDO
LQLWVPLQLPXPDQGPHGLXPSHULRGV
7KHSURYLVLRQVRIWKHSUHFHGLQJSDUDJUDSKVKDOOQRWEHDSSOLFDEOHWRDSDUHQWZKR
VKDOOLQIOLFWSK\VLFDOLQMXULHVXSRQKLVFKLOGE\H[FHVVLYHFKDVWLVHPHQW
$57,&/( $GPLQLVWHULQJ LQMXULRXV VXEVWDQFHV RU EHYHUDJHV ² 7 K H
SHQDOWLHV HVWDEOLVKHG E\ WKH QH[W SUHFHGLQJ DUWLFOH VKDOOEH DSSOLFDEOH LQWKH UHVSHFWLYH
FDVHV WR DQ\ SHUVRQ ZKR ZLWKRXW LQWHQW WR NLOO VKDOO LQIOLFW XSRQ DQRWKHU DQ\ VHULRXVSK\VLFDOLQMXU\E\NQRZLQJO\DGPLQLVWHULQJWRKLPDQ\LQMXULRXVVXEVWDQFHRUEHYHUDJHV
RUE\WDNLQJDGYDQWDJHRIKLVZHDNQHVVRIPLQGRUFUHGXOLW\
$57,&/( /HVV VHULRXV SK\VLFDO LQMXULHV ² $Q\ SHUVRQ ZKR VKDOO LQIOLFWXSRQ DQRWKHU SK\VLFDO LQMXULHV QRW GHVFULEHG LQ WKH SUHFHGLQJ DUWLFOHV EXW ZKLFK VKDOO
LQFDSDFLWDWH WKH RIIHQGHG SDUW\IRU ODERUIRUWHQGD\VRUPRUHRU VKDOOUHTXLUHPHGLFDO
DWWHQGDQFHIRUWKHVDPHSHULRGVKDOOEHJXLOW\RIOHVVVHULRXVSK\VLFDOLQMXULHVDQGVKDOOVXIIHUWKHSHQDOW\RIDUUHVWRPD\RU
:KHQHYHUOHVVVHULRXVSK\VLFDOLQMXULHVVKDOOKDYHEHHQLQIOLFWHGZLWKWKHPDQLIHVWLQWHQWWRLQVXOWRURIIHQGWKHLQMXUHGSHUVRQRUXQGHUFLUFXPVWDQFHVDGGLQJLJQRPLQ\WR
WKHRIIHQVHLQDGGLWLRQWRWKHSHQDOW\RI DUUHVWRPD\RU D ILQH QRW H[FHHGLQJSHVRV
VKDOOEHLPSRVHG
$Q\ OHVV VHULRXV SK\VLFDO LQMXULHV LQIOLFWHG XSRQ WKH RIIHQGHUV SDUHQWV
DVFHQGDQWVJXDUGLDQVFXUDWRUVWHDFKHUVRUSHUVRQVRIUDQNRUSHUVRQVLQDXWKRULW\VKDOO
EHSXQLVKHGE\ SULVLRQFRUUHFFLRQDO LQLWVPLQLPXPDQGPHGLXPSHULRGVSURYLGHGWKDW
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 12/22
$FW1R SDJH
LQWKHFDVHRISHUVRQVLQDXWKRULW\WKHGHHGGRHVQRWFRQVWLWXWHWKHFULPHRIDVVDXOWXSRQ
VXFKSHUVRQ
$57,&/( 6OLJKW SK\VLFDOLQMXULHVDQGPDOWUHDWPHQW ² 7KHFULPHRIVOLJKW
SK\VLFDOLQMXULHVVKDOOEHSXQLVKHG
%\DUUHVWR PHQRUZKHQWKHRIIHQGHUKDVLQIOLFWHGSK\VLFDOLQMXULHVZKLFKVKDOO
LQFDSDFLWDWHWKHRIIHQGHGSDUW\IRUODERUIURPRQHWRQLQHGD\VRUVKDOOUHTXLUHPHGLFDO
DWWHQGDQFHGXULQJWKHVDPHSHULRG
%\ DUUHVWR PHQRU RU D ILQH QRW H[FHHGLQJ SHVRV DQG FHQVXUH ZKHQ WKH
RIIHQGHU KDV FDXVHG SK\VLFDO LQMXULHV ZKLFK GR QRW SUHYHQW WKH RIIHQGHG SDUW\ IURPHQJDJLQJLQKLVKDELWXDOZRUNQRUUHTXLUHPHGLFDODVVLVWDQFH
%\DUUHVWRPHQRULQLWVPLQLPXPSHULRGRUDILQHQRWH[FHHGLQJSHVRVZKHQWKHRIIHQGHUVKDOOLOOWUHDWDQRWKHUE\GHHGZLWKRXWFDXVLQJDQ\LQMXU\
7,7/(1,1(
&ULPHV$JDLQVW3HUVRQDO/LEHUW\DQG6HFXULW\
&+$37(521(
&ULPHV$JDLQVW/LEHUW\
6(&7,21
,OOHJDO'HWHQWLRQ
$57,&/( .LGQDSSLQJDQGVHULRXVLOOHJDOGHWHQWLRQ ² $Q\SULYDWH
LQGLYLGXDOZKRVKDOONLGQDSRUGHWDLQDQRWKHURULQDQ\RWKHUPDQQHUGHSULYHKLPRIKLVOLEHUW\VKDOOVXIIHUWKHSHQDOW\RIUHFOXVLRQSHUSHWXDWR GHDWK
,IWKHNLGQDSSLQJRUGHWHQWLRQVKDOOKDYHODVWHGPRUHWKDQWKUHHGD\V
,ILWVKDOOKDYHEHHQFRPPLWWHGVLPXODWLQJSXEOLFDXWKRULW\
,I DQ\ VHULRXV SK\VLFDO LQMXULHV VKDOO KDYH EHHQ LQIOLFWHG XSRQ WKH SHUVRQNLGQDSSHGRUGHWDLQHGRULIWKUHDWVWRNLOOKLPVKDOOKDYHEHHQPDGH
,IWKHSHUVRQNLGQDSSHGRUGHWDLQHGVKDOOEHDPLQRUH[FHSWZKHQWKHDFFXVHGLVDQ\RIWKHSDUHQWVIHPDOHRUDSXEOLFRIILFHU
7KHSHQDOW\VKDOOEHGHDWKZKHUHWKHNLGQDSSLQJRUGHWHQWLRQZDVFRPPLWWHGIRU
WKHSXUSRVHRIH[WRUWLQJUDQVRPIURPWKHYLFWLPRUDQ\RWKHUSHUVRQHYHQLIQRQHRIWKHFLUFXPVWDQFHVDERYHPHQWLRQHGZHUHSUHVHQWLQWKHFRPPLVVLRQRIWKHRIIHQVH
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 13/22
$FW1R SDJH
:KHQWKHYLFWLPLVNLOOHGRUGLHVDVDFRQVHTXHQFHRIWKHGHWHQWLRQRULVUDSHGRU
LVVXEMHFWHGWRWRUWXUHRUGHKXPDQL]LQJDFWVWKHPD[LPXPSHQDOW\VKDOOEHLPSRVHG$VDPHQGHGE\6HF5HSXEOLF$FW1R
$57,&/( 6OLJKW LOOHJDO GHWHQWLRQ ² 7KH SHQDOW\ RI UHFOXVLRQ WHPSRUDO
VKDOOEHLPSRVHGXSRQDQ\SULYDWHLQGLYLGXDOZKRVKDOOFRPPLWWKHFULPHVGHVFULEHGLQWKHQH[WSUHFHGLQJDUWLFOHZLWKRXWWKHDWWHQGDQFHRIDQ\RIWKHFLUFXPVWDQFHVHQXPHUDWHG
WKHUHLQ7KHVDPHSHQDOW\VKDOOEHLQFXUUHGE\DQ\RQHZKRVKDOOIXUQLVKWKHSODFHIRUWKH
SHUSHWUDWLRQRIWKHFULPH
,I WKH RIIHQGHU VKDOO YROXQWDULO\ UHOHDVH WKH SHUVRQ VR NLGQDSSHG RU GHWDLQHG
ZLWKLQWKUHHGD\VIURPWKHFRPPHQFHPHQWRIWKHGHWHQWLRQZLWKRXWKDYLQJDWWDLQHGWKHSXUSRVH LQWHQGHG DQG EHIRUH WKH LQVWLWXWLRQ RI FULPLQDO SURFHHGLQJV DJDLQVW KLP WKH
SHQDOW\ VKDOO EH SULVLRQ PD\RU LQ LWV PLQLPXP DQG PHGLXP SHULRGV DQG D ILQH QRW
H[FHHGLQJSHVRV$VDPHQGHGE\5HSXEOLF$FW1RDSSURYHG6HSW
$57,&/(8QODZIXODUUHVW ² 7KH SHQDOW\RIDUUHVWRPD\RUDQGDILQHQRWH[FHHGLQJSHVRVVKDOOEHLPSRVHGXSRQDQ\SHUVRQZKRLQDQ\FDVHRWKHUWKDQWKRVH
DXWKRUL]HGE\ODZRUZLWKRXWUHDVRQDEOHJURXQGWKHUHIRUVKDOODUUHVWRUGHWDLQDQRWKHUIRUWKHSXUSRVHRIGHOLYHULQJKLPWRWKHSURSHUDXWKRULWLHV
6(&7,21
.LGQDSSLQJRIPLQRUV
$57,&/( .LGQDSSLQJ DQG IDLOXUH WR UHWXUQ D PLQRU ² 7KH SHQDOW\ RIUHFOXVLRQ SHUSHWXD VKDOO EH LPSRVHG XSRQ DQ\ SHUVRQ ZKR EHLQJ HQWUXVWHG ZLWK WKH
FXVWRG\ RI D PLQRU SHUVRQ VKDOO GHOLEHUDWHO\ IDLO WR UHVWRUH WKH ODWWHU WR KLV SDUHQWV RU
JXDUGLDQV$VDPHQGHGE\5HSXEOLF$FW1R
$57,&/( ,QGXFLQJ D PLQRU WR DEDQGRQ KLV KRPH ² 7KH SHQDOW\ RI
UHFOXVLRQFRUUHFFLRQDO DQGDILQHQRWH[FHHGLQJSHVRVVKDOOEHLPSRVHGXSRQDQ\RQH
ZKRVKDOOLQGXFHDPLQRUWRDEDQGRQWKHKRPHRIKLVSDUHQWVRUJXDUGLDQVRUWKHSHUVRQVHQWUXVWHGZLWKKLVFXVWRG\
,IWKHSHUVRQFRPPLWWLQJDQ\RIWKHFULPHVFRYHUHGE\WKHWZRSUHFHGLQJDUWLFOHVVKDOOEHWKHIDWKHURUWKHPRWKHURIWKHPLQRUWKHSHQDOW\VKDOOEH DUUHVWR PD\RU RU D ILQH
QRWH[FHHGLQJSHVRVRUERWK$VDPHQGHGE\5HS$FW1R
6(&7,21
6ODYHU\DQG6HUYLWXGH
$57,&/( 6ODYHU\ ² 7KH SHQDOW\ RI SULVLRQ PD\RU DQG D ILQH RI QRWH[FHHGLQJSHVRVVKDOOEHLPSRVHGXSRQDQ\RQHZKRVKDOOSXUFKDVHVHOONLGQDSRU
GHWDLQDKXPDQEHLQJIRUWKHSXUSRVHRIHQVODYLQJKLP
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 14/22
$FW1R SDJH
,IWKHFULPHEHFRPPLWWHGIRUWKHSXUSRVHRIDVVLJQLQJWKHRIIHQGHGSDUW\WRVRPH
LPPRUDOWUDIILFWKHSHQDOW\VKDOOEHLPSRVHGLQLWVPD[LPXPSHULRG
$57,&/( ([SORLWDWLRQ RI FKLOG ODERU ² 7KH SHQDOW\ RI SULVLRQ
FRUUHFFLRQDO LQ LWV PLQLPXP DQG PHGLXP SHULRGV DQGD ILQH QRW H[FHHGLQJ SHVRV
VKDOOEH LPSRVHGXSRQ DQ\RQHZKRXQGHU WKH SUHWH[WRI UHLPEXUVLQJKLPVHOIRI DGHEWLQFXUUHGE\DQDVFHQGDQWJXDUGLDQRUSHUVRQHQWUXVWHGZLWKWKHFXVWRG\RIDPLQRUVKDOO
DJDLQVWWKHODWWHUVZLOOUHWDLQKLPLQKLVVHUYLFH
$57,&/( 6HUYLFHVUHQGHUHGXQGHUFRPSXOVLRQLQSD\PHQWRIGHEWV ² 7KH
SHQDOW\RIDUUHVWRPD\RULQLWVPD[LPXPSHULRGWR SULVLRQFRUUHFFLRQDO LQLWVPLQLPXP
SHULRGVKDOOEHLPSRVHGXSRQDQ\SHUVRQZKRLQRUGHUWRUHTXLUHRUHQIRUFHWKHSD\PHQWRIDGHEWVKDOOFRPSHOWKHGHEWRUWRZRUNIRUKLPDJDLQVWKLVZLOODVKRXVHKROGVHUYDQW
RUIDUPODERUHU
&+$37(57:2
&ULPHV$JDLQVW6HFXULW\
6(&7,21
$EDQGRQPHQWRIKHOSOHVVSHUVRQVDQGH[SORLWDWLRQRIPLQRUV
$57,&/( $EDQGRQPHQW RISHUVRQV LQGDQJHUDQG DEDQGRQPHQW RIRQHVRZQYLFWLP ² 7KH SHQDOW\RIDUUHVWRPD\RUVKDOOEHLPSRVHGXSRQ
$Q\RQHZKRVKDOOIDLOWRUHQGHUDVVLVWDQFHWRDQ\SHUVRQZKRPKHVKDOOILQGLQDQXQLQKDELWHGSODFHZRXQGHGRULQGDQJHURIG\LQJZKHQKHFDQUHQGHUVXFKDVVLVWDQFH
ZLWKRXW GHWULPHQW WR KLPVHOI XQOHVV VXFK RPLVVLRQ VKDOO FRQVWLWXWH D PRUH VHULRXV
RIIHQVH
$Q\RQH ZKR VKDOO IDLO WR KHOS RU UHQGHU DVVLVWDQFH WR DQRWKHU ZKRP KH KDV
DFFLGHQWDOO\ZRXQGHGRULQMXUHG
$Q\RQHZKRKDYLQJIRXQGDQDEDQGRQHGFKLOGXQGHUVHYHQ\HDUVRIDJHVKDOO
IDLOWRGHOLYHUVDLGFKLOGWR WKH DXWKRULWLHVRUWRKLVIDPLO\RUVKDOOIDLOWRWDNHKLPWRD
VDIHSODFH
$57,&/( $EDQGRQLQJDPLQRU ² 7KH SHQDOW\RIDUUHVWR PD\RU DQG D ILQH
QRWH[FHHGLQJSHVRVVKDOOEHLPSRVHGXSRQDQ\RQHZKRVKDOODEDQGRQDFKLOGXQGHUVHYHQ\HDUVRIDJHWKHFXVWRG\RIZKLFKLVLQFXPEHQWXSRQKLP
:KHQWKHGHDWKRIWKHPLQRUVKDOOUHVXOWIURPVXFKDEDQGRQPHQWWKHFXOSULWVKDOO
EHSXQLVKHGE\ SULVLRQ FRUUHFFLRQDO LQLWVPHGLXPDQGPD[LPXPSHULRGVEXWLIWKHOLIHRIWKHPLQRUVKDOOKDYHEHHQLQGDQJHURQO\WKHSHQDOW\VKDOOEH SULVLRQ FRUUHFFLRQDO LQ
LWVPLQLPXPDQGPHGLXPSHULRGV
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 15/22
$FW1R SDJH
7KH SURYLVLRQV FRQWDLQHG LQ WKH WZR SUHFHGLQJ SDUDJUDSKV VKDOOQRW SUHYHQW WKH
LPSRVLWLRQRIWKHSHQDOW\SURYLGHGIRUWKHDFWFRPPLWWHGZKHQWKHVDPHVKDOOFRQVWLWXWHD PRUH VHULRXVRIIHQVH
$57,&/( $EDQGRQPHQW RI PLQRU E\ SHUVRQ HQWUXVWHG ZLWK KLV FXVWRG\
LQGLIIHUHQFH RI SDUHQWV ² 7KHSHQDOW\RI DUUHVWRPD\RUDQGDILQHQRWH[FHHGLQJSHVRVVKDOOEHLPSRVHGXSRQDQ\RQHZKRKDYLQJFKDUJHRIWKHUHDULQJRUHGXFDWLRQRID
PLQRU VKDOO GHOLYHU VDLG PLQRU WR D SXEOLF LQVWLWXWLRQ RU RWKHU SHUVRQV ZLWKRXW WKH
FRQVHQWRIWKHRQHZKRHQWUXVWHGVXFKFKLOGWRKLVFDUHRULQWKHDEVHQFHRIWKHODWWHUZLWKRXWWKHFRQVHQWRIWKHSURSHUDXWKRULWLHV
7KH VDPH SHQDOW\ VKDOO EH LPSRVHG XSRQ WKH SDUHQWV ZKR VKDOO QHJOHFW WKHLUFKLOGUHQE\QRWJLYLQJWKHPWKHHGXFDWLRQZKLFKWKHLUVWDWLRQLQOLIHUHTXLUHDQGILQDQFLDO
FRQGLWLRQSHUPLW
$57,&/( ([SORLWDWLRQRIPLQRUV ² 7KH SHQDOW\RI SULVLRQFRUUHFFLRQDO LQ
LWVPLQLPXPDQGPHGLXPSHULRGVDQGDILQHQRWH[FHHGLQJSHVRVVKDOOEHLPSRVHGXSRQ
$Q\ SHUVRQ ZKR VKDOO FDXVH DQ\ ER\ RU JLUO XQGHU VL[WHHQ \HDUV RI DJH WR
SHUIRUPDQ\GDQJHURXVIHDWRIEDODQFLQJSK\VLFDOVWUHQJWKRUFRQWRUWLRQ
$Q\SHUVRQZKREHLQJDQDFUREDWJ\PQDVWURSHZDONHUGLYHUZLOGDQLPDO
WDPHURU FLUFXV PDQDJHU RUHQJDJHGLQ DVLPLODUFDOOLQJVKDOOHPSOR\ LQH[KLELWLRQV RI
WKHVH NLQGV RI FKLOGUHQ XQGHU VL[WHHQ \HDUV RI DJH ZKR DUH QRW KLV FKLOGUHQ RUGHVFHQGDQWV
$Q\ SHUVRQHQJDJHG LQDQ\ RIWKH FDOOLQJVHQXPHUDWHG LQWKH QH[W SUHFHGLQJSDUDJUDSK ZKRVKDOO HPSOR\ DQ\ GHVFHQGDQW RI KLV XQGHU WZHOYH \HDUVRIDJH LQVXFK
GDQJHURXVH[KLELWLRQV
$Q\DVFHQGDQWJXDUGLDQWHDFKHURUSHUVRQHQWUXVWHGLQDQ\FDSDFLW\ZLWKWKHFDUHRIDFKLOGXQGHUVL[WHHQ\HDUVRIDJHZKRVKDOOGHOLYHUVXFKFKLOGJUDWXLWRXVO\WRDQ\
SHUVRQIROORZLQJDQ\RIWKHFDOOLQJVHQXPHUDWHGLQSDUDJUDSKKHUHRIRUWRDQ\KDELWXDO
YDJUDQWRUEHJJDU
,IWKHGHOLYHU\VKDOOKDYHEHHQPDGHLQFRQVLGHUDWLRQRIDQ\SULFHFRPSHQVDWLRQ
RUSURPLVHWKHSHQDOW\VKDOOLQHYHU\FDVHEHLPSRVHGLQLWVPD[LPXPSHULRG
,QHLWKHUFDVHWKHJXDUGLDQRUFXUDWRUFRQYLFWHGVKDOODOVREHUHPRYHGIURPRIILFH
DVJXDUGLDQRUFXUDWRUDQGLQWKHFDVHRIWKHSDUHQWVRIWKHFKLOGWKH\PD\EHGHSULYHG
WHPSRUDULO\RUSHUSHWXDOO\LQWKHGLVFUHWLRQRIWKHFRXUWRIWKHLUSDUHQWDODXWKRULW\
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 16/22
$FW1R SDJH
$Q\SHUVRQZKRVKDOOLQGXFHDQ\FKLOGXQGHUVL[WHHQ\HDUVRIDJHWRDEDQGRQ
WKHKRPHRILWVDVFHQGDQWVJXDUGLDQVFXUDWRUVRUWHDFKHUVWRIROORZDQ\SHUVRQHQJDJHGLQ DQ\ RI WKH FDOOLQJV PHQWLRQHG LQ SDUDJUDSK KHUHRI RU WR DFFRPSDQ\ DQ\ KDELWXDO
YDJUDQWRUEHJJDU
$57,&/( $GGLWLRQDOSHQDOWLHVIRURWKHURIIHQVHV ² 7KH LPSRVLWLRQRIWKHSHQDOWLHVSUHVFULEHGLQWKHSUHFHGLQJDUWLFOHVVKDOOQRWSUHYHQWWKHLPSRVLWLRQXSRQWKH
VDPHSHUVRQRIWKHSHQDOW\SURYLGHGIRUDQ\RWKHUIHORQLHVGHILQHGDQGSXQLVKHGE\WKLV
&RGH
$57,&/(*UDYH WKUHDWV ² $Q\ SHUVRQZKRVKDOOWKUHDWHQDQRWKHUZLWKWKH
LQIOLFWLRQXSRQWKHSHUVRQKRQRURUSURSHUW\RIWKHODWWHURURIKLVIDPLO\RIDQ\ZURQJDPRXQWLQJWRDFULPHVKDOOVXIIHU
7KHSHQDOW\QH[WORZHULQGHJUHHWKDQWKDWSUHVFULEHGE\ODZIRUWKHFULPHEHWKUHDWHQHG WR FRPPLW LI WKH RIIHQGHU VKDOO KDYH PDGH WKH WKUHDW GHPDQGLQJ PRQH\ RU
LPSRVLQJ DQ\ RWKHU FRQGLWLRQ HYHQ WKRXJK QRW XQODZIXO DQGVDLG RIIHQGHU VKDOO KDYHDWWDLQHGKLVSXUSRVH,IWKHRIIHQGHUVKDOOQRWKDYHDWWDLQHGKLVSXUSRVHWKHSHQDOW\ORZHU
E\WZRGHJUHHVVKDOOEHLPSRVHG
,I WKH WKUHDW EH PDGH LQ ZULWLQJ RU WKURXJK D PLGGOHPDQ WKH SHQDOW\ VKDOO EH
LPSRVHGLQLWVPD[LPXPSHULRG
7KHSHQDOW\RIDUUHVWRPD\RUDQGDILQHQRWH[FHHGLQJSHVRVLIWKHWKUHDW
VKDOOQRWKDYHEHHQPDGHVXEMHFWWRDFRQGLWLRQ
$57,&/( /LJKWWKUHDWV ² $ WKUHDWWRFRPPLWDZURQJQRWFRQVWLWXWLQJD
FULPHPDGHLQWKHPDQQHUH[SUHVVHGLQVXEGLYLVLRQRIWKHQH[WSUHFHGLQJDUWLFOHVKDOOEHSXQLVKHGE\DUUHVWRPD\RU
$57,&/( %RQG IRU JRRG EHKDYLRU ² ,Q DOOFDVHVIDOOLQJZLWKLQWKHWZR
QH[WSUHFHGLQJDUWLFOHVWKHSHUVRQPDNLQJWKHWKUHDWVPD\DOVREHUHTXLUHGWRJLYHEDLOQRW WR PROHVW WKH SHUVRQ WKUHDWHQHG RU LI KH VKDOO IDLO WR JLYH VXFK EDLO KH VKDOO EH
VHQWHQFHGWRGHVWLHUUR
$57,&/( 2WKHU OLJKW WKUHDWV ² 7KH SHQDOW\ RI DUUHVWR PHQRU LQ LWV
PLQLPXPSHULRGRUDILQHQRWH[FHHGLQJSHVRVVKDOOEHLPSRVHGXSRQ
$Q\ SHUVRQ ZKR ZLWKRXW EHLQJ LQFOXGHG LQ WKH SURYLVLRQV RI WKH QH[W
SUHFHGLQJDUWLFOHVKDOOWKUHDWHQDQRWKHUZLWKDZHDSRQRUGUDZVXFKZHDSRQLQDTXDUUHO
XQOHVVLWEHLQODZIXOVHOIGHIHQVH
$Q\SHUVRQZKRLQWKHKHDWRIDQJHUVKDOORUDOO\WKUHDWHQDQRWKHUZLWKVRPH
KDUPQRWFRQVWLWXWLQJDFULPHDQGZKRE\VXEVHTXHQWDFWVVKRZWKDWKHGLGQRWSHUVLVWLQ
WKH LGHD LQYROYHGLQ KLV WKUHDWSURYLGHGWKDW WKH FLUFXPVWDQFHVRI WKH RIIHQVHVKDOOQRWEULQJLWZLWKLQWKHSURYLVLRQVRIDUWLFOHRIWKLV&RGH
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 17/22
$FW1R SDJH
$Q\SHUVRQZKRVKDOORUDOO\WKUHDWHQWRGRDQRWKHUDQ\KDUPQRWFRQVWLWXWLQJD
IHORQ\
$57,&/(*UDYH FRHUFLRQV ² 7KH SHQDOW\RIDUUHVWR PD\RU DQG D ILQHQRW
H[FHHGLQJ SHVRV VKDOOEH LPSRVHG XSRQ DQ\ SHUVRQ ZKR ZLWKRXW DXWKRULW\RI ODZ
VKDOOE\PHDQVRIYLROHQFHSUHYHQWDQRWKHUIURPGRLQJVRPHWKLQJQRWSURKLELWHGE\ODZRUFRPSHOKLPWRGRVRPHWKLQJDJDLQVWKLVZLOOZKHWKHULWEHULJKWRUZURQJ
,I WKH FRHUFLRQ EH FRPPLWWHG IRU WKH SXUSRVH RI FRPSHOOLQJDQRWKHU WRSHUIRUPDQ\UHOLJLRXVDFWRUWRSUHYHQWKLPIURPVRGRLQJWKHSHQDOW\QH[WKLJKHULQGHJUHHVKDOO
EHLPSRVHG
$57,&/( /LJKWFRHUFLRQV ² $Q\ SHUVRQ ZKR E\ PHDQVRIYLROHQFHVKDOO
VHL]H DQ\WKLQJ EHORQJLQJ WR KLV GHEWRU IRU WKH SXUSRVH RI DSSO\LQJ WKH VDPH WR WKH
SD\PHQWRIWKHGHEWVKDOOVXIIHUWKHSHQDOW\RIDUUHVWRPD\RULQLWVPLQLPXPSHULRGDQGD ILQH HTXLYDOHQWWRWKHYDOXHRIWKHWKLQJEXWLQQRFDVHOHVVWKDQSHVRV
$Q\RWKHUFRHUFLRQVRUXQMXVWYH[DWLRQVVKDOOEHSXQLVKHGE\DUUHVWRPHQRURUD
ILQHUDQJLQJIURPWRSHVRVRUERWK
$57,&/( 2WKHU VLPLODU FRHUFLRQV ² &RPSXOVRU\ SXUFKDVH RI
PHUFKDQGLVH DQG SD\PHQW RI ZDJHV E\ PHDQV RI WRNHQV ² 7KH SHQDOW\ RI DUUHVWRPD\RU RU D ILQH UDQJLQJ IURP WR SHVRV RU ERWK VKDOO EH LPSRVHG XSRQ DQ\
SHUVRQ DJHQW RU RIILFHU RI DQ\ DVVRFLDWLRQ RU FRUSRUDWLRQ ZKR VKDOO IRUFH RU FRPSHO
GLUHFWO\ RU LQGLUHFWO\ RU VKDOONQRZLQJO\ SHUPLW DQ\ ODERUHU RU HPSOR\HHHPSOR\HGE\KLPRUE\VXFKILUPRUFRUSRUDWLRQWREHIRUFHGRUFRPSHOOHGWRSXUFKDVHPHUFKDQGLVHRU
FRPPRGLWLHVRIDQ\NLQG
7KHVDPHSHQDOWLHVVKDOOEHLPSRVHGXSRQDQ\SHUVRQZKRVKDOOSD\WKHZDJHV
GXHDODERUHURUHPSOR\HHHPSOR\HGE\KLPE\PHDQVRIWRNHQVRUREMHFWVRWKHUWKDQWKH
OHJDOWHQGHUFXUUHQF\RIWKH3KLOLSSLQH,VODQGVXQOHVVH[SUHVVO\UHTXHVWHGE\WKHODERUHU
RUHPSOR\HH
$GXOWHU\DQG&RQFXELQDJH
$57,&/( :KR DUH JXLOW\ RI DGXOWHU\ ² $GXOWHU\ LV FRPPLWWHG E\ DQ\
PDUULHGZRPDQZKRVKDOOKDYHVH[XDOLQWHUFRXUVHZLWKDPDQQRWKHUKXVEDQGDQGE\WKH
PDQZKRKDVFDUQDONQRZOHGJHRIKHUNQRZLQJKHUWREHPDUULHGHYHQLIWKHPDUULDJHEHVXEVHTXHQWO\GHFODUHGYRLG
$GXOWHU\VKDOOEHSXQLVKHGE\ SULVLRQFRUUHFFLRQDO LQLWVPHGLXPDQGPD[LPXP
SHULRGV
,I WKH SHUVRQ JXLOW\ RI DGXOWHU\ FRPPLWWHG WKLV RIIHQVH ZKLOH EHLQJ DEDQGRQHG
ZLWKRXWMXVWLILFDWLRQE\WKHRIIHQGHGVSRXVHWKHSHQDOW\QH[WORZHULQGHJUHHWKDQWKDWSURYLGHGLQWKHQH[WSUHFHGLQJSDUDJUDSKVKDOOEHLPSRVHG
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 18/22
$FW1R SDJH
$57,&/(&RQFXELQDJH ² $Q\ KXVEDQG ZKR VKDOONHHSDPLVWUHVVLQWKH
FRQMXJDOGZHOOLQJRUVKDOOKDYHVH[XDOLQWHUFRXUVHXQGHUVFDQGDORXVFLUFXPVWDQFHVZLWKD ZRPDQ ZKR LV QRW KLV ZLIH RU VKDOO FRKDELW ZLWK KHU LQ DQ\ RWKHU SODFH VKDOO EH
SXQLVKHGE\ SULVLRQFRUUHFFLRQDO LQLWVPLQLPXPDQGPHGLXPSHULRGV
7KHFRQFXELQHVKDOOVXIIHUWKHSHQDOW\RIGHVWLHUUR
&+$37(57:2
5DSHDQG$FWVRI/DVFLYLRXVQHVV
$57,&/( :KHQ DQG KRZ UDSH LV FRPPLWWHG ² 5DSH LV FRPPLWWHG E\
KDYLQJFDUQDONQRZOHGJHRIDZRPDQXQGHUDQ\RIWKHIROORZLQJFLUFXPVWDQFHV
%\XVLQJIRUFHRULQWLPLGDWLRQ
:KHQWKHZRPDQLVGHSULYHGRIUHDVRQRURWKHUZLVHXQFRQVFLRXVDQG
:KHQWKHZRPDQLVXQGHUWZHOYH\HDUVRIDJHRULVGHPHQWHG
7KHFULPHRIUDSHVKDOOEHSXQLVKHGE\UHFOXVLRQSHUSHWXD
:KHQHYHUWKHFULPHRIUDSHLVFRPPLWWHGZLWKWKHXVHRIDGHDGO\ZHDSRQRUE\
WZRRUPRUHSHUVRQVWKHSHQDOW\VKDOOEHUHFOXVLRQSHUSHWXDWR GHDWK
:KHQE\UHDVRQRURQWKHRFFDVLRQRIWKHUDSHWKHYLFWLPKDVEHFRPHLQVDQHWKH
SHQDOW\VKDOOEHGHDWK
:KHQWKHUDSHLVDWWHPSWHGRUIUXVWUDWHGDQGDKRPLFLGHLVFRPPLWWHGE\UHDVRQ
RURQWKHRFFDVLRQWKHUHRIWKHSHQDOW\VKDOOEHUHFOXVLRQSHUSHWXDWRGHDWK
:KHQ E\ UHDVRQ RU RQ WKH RFFDVLRQ RI WKH UDSH D KRPLFLGH LV FRPPLWWHG WKH
SHQDOW\VKDOOEHGHDWK$VDPHQGHGE\5HSXEOLF$FW1RDSSURYHG-XQH
DQG5HSXEOLF$FW1RDSSURYHG-XQH
7KH GHDWKSHQDOW\VKDOO DOVREH LPSRVHGLI WKH FULPHRI UDSHLV FRPPLWWHGZLWK
DQ\RIWKHIROORZLQJDWWHQGDQWFLUFXPVWDQFHV
:KHQ WKH YLFWLP LV XQGHU HLJKWHHQ \HDUV RI DJH DQG WKH RIIHQGHU LV D
SDUHQWDVFHQGDQWVWHSSDUHQWJXDUGLDQUHODWLYHE\FRQVDQJXLQLW\RUDIILQLW\ZLWKLQWKHWKLUGFLYLOGHJUHHRUWKHFRPPRQODZVSRXVHRIWKHSDUHQWRIWKHYLFWLP
:KHQWKHYLFWLPLVXQGHUWKHFXVWRG\RIWKHSROLFHRUPLOLWDU\DXWKRULWLHV
:KHQWKHUDSHLVFRPPLWWHGLQIXOOYLHZRIWKHKXVEDQGSDUHQWDQ\RIWKH
FKLOGUHQRURWKHUUHODWLYHVZLWKLQWKHWKLUGGHJUHHRIFRQVDQJXLQLW\
:KHQWKHYLFWLPLVDUHOLJLRXVRUDFKLOGEHORZVHYHQ\HDUVROG
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 19/22
$FW1R SDJH
:KHQ WKH RIIHQGHU NQRZV WKDW KH LV DIIOLFWHG ZLWK $FTXLUHG ,PPXQH
'HILFLHQF\6\QGURPH$,'6GLVHDVH
:KHQFRPPLWWHGE\DQ\PHPEHURIWKH$UPHG)RUFHVRIWKH3KLOLSSLQHVRUWKH
3KLOLSSLQH1DWLRQDO3ROLFHRUDQ\ODZHQIRUFHPHQWDJHQF\
:KHQ E\ UHDVRQ RU RQ WKH RFFDVLRQ RI WKH UDSH WKH YLFWLP KDV VXIIHUHG
SHUPDQHQWSK\VLFDOPXWLODWLRQ$VDPHQGHGE\6HF5HSXEOLF$FW1R
$57,&/( $FWV RI ODVFLYLRXVQHVV ² $Q\ SHUVRQ ZKR VKDOOFRPPLWDQ\DFW
RI ODVFLYLRXVQHVV XSRQ RWKHU SHUVRQV RI HLWKHU VH[ XQGHU DQ\ RI WKH FLUFXPVWDQFHV
PHQWLRQHGLQWKHSUHFHGLQJDUWLFOHVKDOOEHSXQLVKHGE\ SULVLRQFRUUHFFLRQDO
&+$37(57+5((
6HGXFWLRQ&RUUXSWLRQRI0LQRUVDQG:KLWH6ODYH7UDGH
$57,&/( 4XDOLILHG VHGXFWLRQ ² 7KH VHGXFWLRQ RI D YLUJLQ RYHU WZHOYH \HDUV DQG XQGHU HLJKWHHQ \HDUV RI DJH FRPPLWWHG E\ DQ\ SHUVRQ LQ SXEOLF DXWKRULW\
SULHVW KRPHVHUYDQW GRPHVWLF JXDUGLDQ WHDFKHU RU DQ\ SHUVRQ ZKR LQ DQ\ FDSDFLW\VKDOOEHHQWUXVWHGZLWKWKHHGXFDWLRQRUFXVWRG\RIWKHZRPDQVHGXFHGVKDOOEHSXQLVKHG
E\ SULVLRQFRUUHFFLRQDO LQ LWVPLQLPXPDQGPHGLXPSHULRGV
7KHSHQDOW\QH[WKLJKHULQGHJUHHVKDOOEHLPSRVHGXSRQDQ\SHUVRQZKRVKDOO
VHGXFHKLVVLVWHURUGHVFHQGDQWZKHWKHURUQRWVKHEHDYLUJLQRURYHUHLJKWHHQ\HDUVRI
DJH
8QGHUWKHSURYLVLRQVRIWKLV&KDSWHUVHGXFWLRQLVFRPPLWWHGZKHQWKHRIIHQGHU
KDVFDUQDONQRZOHGJHRIDQ\RIWKHSHUVRQVDQGXQGHUWKHFLUFXPVWDQFHVGHVFULEHGKHUHLQ
$57,&/( 6LPSOH VHGXFWLRQ ² 7KH VHGXFWLRQRIDZRPDQZKRLVVLQJOHRU
D ZLGRZRIJRRGUHSXWDWLRQRYHUWZHOYHEXWXQGHUHLJKWHHQ\HDUVRIDJHFRPPLWWHGE\
PHDQVRIGHFHLWVKDOOEHSXQLVKHGE\DUUHVWR PD\RU
$57,&/( $FWV RI ODVFLYLRXVQHVVZLWKWKHFRQVHQW RIWKH RIIHQGHGSDUW\ ²
7KHSHQDOW\RIDUUHVWRPD\RUVKDOOEHLPSRVHGWRSXQLVKDQ\RWKHUDFWVRIODVFLYLRXVQHVVFRPPLWWHGE\WKHVDPHSHUVRQVDQGWKHVDPHFLUFXPVWDQFHVDVWKRVHSURYLGHGLQDUWLFOHV
DQG
$57,&/( &RUUXSWLRQ RI PLQRUV ² $Q\ SHUVRQ ZKR VKDOO SURPRWH RU
IDFLOLWDWHWKHSURVWLWXWLRQRUFRUUXSWLRQRISHUVRQVXQGHUDJHWRVDWLVI\WKHOXVWRIDQRWKHU
VKDOO EH SXQLVKHG E\ SULVLRQ PD\RU DQG LI WKH FXOSULW LVD SXEOLF RIILFHU RU HPSOR\HH
LQFOXGLQJWKRVHLQJRYHUQPHQWRZQHGRUFRQWUROOHGFRUSRUDWLRQVKHVKDOODOVRVXIIHUWKHSHQDOW\RIWHPSRUDU\DEVROXWHGLVTXDOLILFDWLRQ$VDPHQGHGE\%DWDV3DPEDQVD%OJ
'HFHPEHU
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 20/22
$FW1R SDJH
$57,&/(:KLWH VODYHWUDGH ² 7KHSHQDOW\RI SULVLRQPD\RULQLWVPHGLXP
DQGPD[LPXPSHULRGVVKDOOEHLPSRVHGXSRQDQ\SHUVRQZKRLQDQ\PDQQHURUXQGHUDQ\SUHWH[WVKDOOHQJDJHLQWKHEXVLQHVVRUVKDOOSURILWE\SURVWLWXWLRQRUVKDOOHQOLVWWKH
VHUYLFHV RI DQ\ RWKHU SHUVRQ IRU WKH SXUSRVH RI SURVWLWXWLRQ $V DPHQGHG E\ %DWDV
3DPEDQVD%OJ0DUFK
&+$37(5)285
$EGXFWLRQ
$57,&/( )RUFLEOHDEGXFWLRQ ² 7KHDEGXFWLRQRIDQ\ZRPDQDJDLQVWKHU
ZLOODQGZLWKOHZGGHVLJQVVKDOOEHSXQLVKHGE\UHFOXVLRQWHPSRUDO
7KHVDPHSHQDOW\VKDOOEHLPSRVHGLQHYHU\FDVHLIWKHIHPDOHDEGXFWHGEHXQGHUWZHOYH \HDUVRIDJH
$57,&/(&RQVHQWHGDEGXFWLRQ ² 7KH DEGXFWLRQRIDYLUJLQRYHUWZHOYH \HDUV DQG XQGHU HLJKWHHQ \HDUV RI DJH FDUULHG RXW ZLWK KHU FRQVHQW DQG ZLWK OHZG
GHVLJQV VKDOO EH SXQLVKHG E\ WKH SHQDOW\ RI SULVLRQ FRUUHFFLRQDO LQ LWV PLQLPXP DQGPHGLXPSHULRGV
&+$37(5),9(
3URYLVLRQV5HODWLYHWRWKH3UHFHGLQJ&KDSWHUVRI7LWOH(OHYHQ
$57,&/( 3URVHFXWLRQ RI WKH FULPHV RI DGXOWHU\ FRQFXELQDJH VHGXFWLRQ
DEGXFWLRQUDSHDQGDFWVRI ODVFLYLRXVQHVV ² 7KH FULPHV RIDGXOWHU\DQG FRQFXELQDJH
VKDOOQRWEHSURVHFXWHGH[FHSWXSRQDFRPSODLQWILOHGE\WKHRIIHQGHGVSRXVH
7KHRIIHQGHG SDUW\FDQQRW LQVWLWXWHFULPLQDO SURVHFXWLRQZLWKRXW LQFOXGLQJERWK
WKHJXLOW\SDUWLHVLIWKH\DUHERWKDOLYHQRULQDQ\FDVHLIKHVKDOOKDYHFRQVHQWHGRUSDUGRQHGWKHRIIHQGHUV
7KHRIIHQVHVRIVHGXFWLRQDEGXFWLRQUDSHRUDFWVRIODVFLYLRXVQHVVVKDOOQRWEH
SURVHFXWHG H[FHSW XSRQ D FRPSODLQW ILOHG E\ WKH RIIHQGHG SDUW\ RU KHU SDUHQWVJUDQGSDUHQWVRUJXDUGLDQQRULQDQ\FDVHLIWKHRIIHQGHUKDVEHHQH[SUHVVO\SDUGRQHG
E\WKHDERYHQDPHGSHUVRQVDVWKHFDVHPD\EH
,QFDVHVRIVHGXFWLRQDEGXFWLRQDFWVRIODVFLYLRXVQHVVDQGUDSHWKHPDUULDJHRI
WKH RIIHQGHU ZLWK WKH RIIHQGHG SDUW\ VKDOO H[WLQJXLVK WKH FULPLQDO DFWLRQ RU UHPLW WKH
SHQDOW\ DOUHDG\ LPSRVHG XSRQ KLP 7KH SURYLVLRQV RI WKLV SDUDJUDSK VKDOO DOVR EHDSSOLFDEOH WR WKH FRSULQFLSDOV DFFRPSOLFHV DQG DFFHVVRULHV DIWHU WKH IDFW RI WKH
DERYHPHQWLRQHGFULPHV
$57,&/( &LYLO OLDELOLW\ RI SHUVRQV JXLOW\ RI FULPHV DJDLQVW FKDVWLW\ ²3HUVRQJXLOW\RIUDSHVHGXFWLRQRUDEGXFWLRQVKDOODOVREHVHQWHQFHG
7RLQGHPQLI\WKHRIIHQGHGZRPDQ
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 21/22
$FW1R SDJH
7R DFNQRZOHGJH WKH RIIVSULQJ XQOHVV WKH ODZ VKRXOG SUHYHQW KLP IURP VR
GRLQJ
,QHYHU\FDVHWRVXSSRUWWKHRIIVSULQJ
7KHDGXOWHUHUDQGWKHFRQFXELQHLQWKHFDVHSURYLGHGIRULQDUWLFOHVDQGPD\ DOVR EH VHQWHQFHG LQ WKH VDPH SURFHHGLQJ RU LQ D VHSDUDWH FLYLO SURFHHGLQJ WR
LQGHPQLI\IRUGDPDJHVFDXVHGWRWKHRIIHQGHGVSRXVH
$57,&/( /LDELOLW\ RI DVFHQGDQWV JXDUGLDQV WHDFKHUV RU RWKHU SHUVRQV
HQWUXVWHGZLWKWKHFXVWRG\RIWKHRIIHQGHGSDUW\ ² 7KH DVFHQGDQWVJXDUGLDQVFXUDWRUV
WHDFKHUV DQG DQ\ SHUVRQ ZKR E\ DEXVH RI DXWKRULW\RU FRQILGHQWLDOUHODWLRQVKLSVVKDOOFRRSHUDWHDVDFFRPSOLFHVLQWKHSHUSHWUDWLRQRIWKHFULPHVHPEUDFHGLQFKDSWHUVVHFRQG
WKLUGDQGIRXUWKRIWKLVWLWOHVKDOOEHSXQLVKHGDVSULQFLSDOV
7HDFKHUVRURWKHUSHUVRQVLQDQ\RWKHUFDSDFLW\HQWUXVWHGZLWKWKHHGXFDWLRQDQG
JXLGDQFHRI\RXWKVKDOODOVRVXIIHUWKHSHQDOW\RIWHPSRUDU\VSHFLDOGLVTXDOLILFDWLRQLQLWVPD[LPXPSHULRGWRSHUSHWXDOVSHFLDOGLVTXDOLILFDWLRQ
$Q\SHUVRQIDOOLQJZLWKLQWKHWHUPVRIWKLVDUWLFOHDQGDQ\RWKHUSHUVRQJXLOW\RI
FRUUXSWLRQ RI PLQRUV IRU WKH EHQHILW RI DQRWKHU VKDOO EH SXQLVKHG E\ VSHFLDO
GLVTXDOLILFDWLRQIURPILOOLQJWKHRIILFHRIJXDUGLDQ
7,7/(7:(/9(
&ULPHV$JDLQVWWKH&LYLO6WDWXVRI3HUVRQV
&+$37(521(
6LPXODWLRQRI%LUWKVDQG8VXUSDWLRQRI&LYLO6WDWXV
$57,&/( 6LPXODWLRQ RI ELUWKV VXEVWLWXWLRQ RI RQH FKLOG IRU DQRWKHU DQG
FRQFHDOPHQWRUDEDQGRQPHQWRIDOHJLWLPDWHFKLOG ² 7KH VLPXODWLRQRIELUWKVDQGWKH
VXEVWLWXWLRQRIRQHFKLOGIRUDQRWKHUVKDOOEHSXQLVKHGE\ SULVLRQ PD\RU DQG D ILQH RI QRWH[FHHGLQJSHVRV
7KH VDPH SHQDOWLHV VKDOO EH LPSRVHG XSRQ DQ\ SHUVRQ ZKR VKDOO FRQFHDO RUDEDQGRQDQ\OHJLWLPDWHFKLOGZLWKLQWHQWWRFDXVHVXFKFKLOGWRORVHLWVFLYLOVWDWXV
$Q\SK\VLFLDQRUVXUJHRQRUSXEOLFRIILFHUZKRLQYLRODWLRQRIWKHGXWLHVRIKLVSURIHVVLRQRURIILFHVKDOOFRRSHUDWHLQWKHH[HFXWLRQRIDQ\RIWKHFULPHVPHQWLRQHGLQ
WKHWZRQH[WSUHFHGLQJSDUDJUDSKVVKDOOVXIIHUWKHSHQDOWLHVWKHUHLQSUHVFULEHGDQGDOVR
WKHSHQDOW\RIWHPSRUDU\VSHFLDOGLVTXDOLILFDWLRQ
$57,&/( 8VXUSDWLRQRIFLYLOVWDWXV ² 7KH SHQDOW\RI SULVLRQ PD\RU VKDOO
EHLPSRVHGXSRQDQ\SHUVRQZKRVKDOOXVXUSWKHFLYLOVWDWXVRIDQRWKHUVKRXOGKHGRVR
IRUWKH SXUSRVH RIGHIUDXGLQJWKH RIIHQGHGSDUW\RUKLV KHLUV RWKHUZLVH RWKHUZLVH WKHSHQDOW\RI SULVLRQFRUUHFFLRQDO LQ LWV PHGLXP DQG PD[LPXPSHULRGVVKDOOEHLPSRVHG
8/22/2019 Republic Act 3815
http://slidepdf.com/reader/full/republic-act-3815 22/22
&+$37(57:2
,OOHJDO0DUULDJHV
$57,&/( %LJDP\ ² 7KH SHQDOW\RI SULVLRQ PD\RUVKDOOEHLPSRVHGXSRQ
DQ\ SHUVRQ ZKR VKDOO FRQWUDFW D VHFRQG RU VXEVHTXHQW PDUULDJH EHIRUH WKH IRUPHU
PDUULDJH KDV EHHQ OHJDOO\ GLVVROYHG RU EHIRUH WKH DEVHQW VSRXVH KDV EHHQ GHFODUHGSUHVXPSWLYHO\GHDGE\PHDQVRIDMXGJPHQWUHQGHUHGLQWKHSURSHUSURFHHGLQJV
$57,&/( 0DUULDJHFRQWUDFWHG DJDLQVWSURYLVLRQVRI ODZV ² 7KHSHQDOW\RI SULVLRQFRUUHFFLRQDO LQLWVPHGLXPDQGPD[LPXPSHULRGVVKDOOEHLPSRVHGXSRQDQ\
SHUVRQZKRZLWKRXWEHLQJLQFOXGHGLQWKHSURYLVLRQVRIWKHQH[WSURFHHGLQJDUWLFOHVKDOO
KDYHQRWEHHQFRPSOLHGZLWKRUWKDWWKHPDUULDJHLVLQGLVUHJDUGRIDOHJDOLPSHGLPHQW
,IHLWKHURIWKHFRQWUDFWLQJSDUWLHVVKDOOREWDLQWKHFRQVHQWRIWKHRWKHUE\PHDQV
RIYLROHQFHLQWLPLGDWLRQRUIUDXGKHVKDOOEHSXQLVKHGE\WKHPD[LPXPSHULRGRIWKHSHQDOW\SURYLGHGLQWKHQH[WSUHFHGLQJSDUDJUDSK
$57,&/( 3UHPDWXUH PDUULDJH ² $Q\ ZLGRZ ZKR VKDOO PDUU\ ZLWKLQ
WKUHHKXQGUHGDQGRQHGD\VIURPWKHGDWHRIWKHGHDWKRIKHUKXVEDQGRUEHIRUHKDYLQJGHOLYHUHG LIVKHVKDOOKDYHEHHQSUHJQDQW DWWKHWLPHRIKLV GHDWK VKDOOEHSXQLVKHGE\
DUUHVWRPD\RUDQG D ILQH QRW H[FHHGLQJSHVRV
7KHVDPHSHQDOWLHVVKDOOEHLPSRVHGXSRQDQ\ZRPDQZKRVHPDUULDJHVKDOOKDYH
EHHQDQQXOOHGRUGLVVROYHGLIVKHVKDOOPDUU\EHIRUHKHUGHOLYHU\RUEHIRUHWKHH[SLUDWLRQ
RIWKHSHULRGRIWKUHHKXQGUHGDQGRQHGD\VDIWHUWKHOHJDOVHSDUDWLRQ
$57,&/( 3HUIRUPDQFH RI LOOHJDO PDUULDJH FHUHPRQ\ ² 3ULHVWV RU
PLQLVWHUVRIDQ\UHOLJLRXVGHQRPLQDWLRQRUVHFWRUFLYLODXWKRULWLHVZKRVKDOOSHUIRUPRUDXWKRUL]H DQ\ LOOHJDO PDUULDJH FHUHPRQ\ VKDOO EH SXQLVKHG LQ DFFRUGDQFH ZLWK WKH
SURYLVLRQVRIWKH0DUULDJH/DZ
$SSURYHG'HFHPEHU