UNIDAD DE ANALISIS FI

0 6 MAR 2019

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VAF UNIDAD DE ANÁLISIS FINANCIERO C;ORIERNO DI CHILE

APRUEBA MEMORANDO DE ENTENDIMIENTO CELEBRADO ENTRE SERVICE OF INFORMATION AND MONITORING OF FINANCIAL NETWORKS OF THE PRINCIPALITY OF MONACO, Y LA UNIDAD DE ANÁLISIS FINANCIERO DE LA REPÚBLICA DE CHILE.

Santiago, O MAR 2019

RESOLUCIÓN EXENTA N° 0 2 9

VISTOS: Lo dispuesto en el Decreto con Fuerza de Ley N° 1, de 2000, del Ministerio Secretaría General de la Presidencia, que fija el texto refundido, coordinado y sistematizado de la Ley N° 18.575, Orgánica Constitucional de Bases Generales de la Administración del Estado; la Ley N° 19.913, de 2003, que crea la Unidad de Análisis Financiero; la Resolución N° 1.600, de 2008, de la Contraloría General de la República; el Decreto Supremo N° 1.937, de 2018, del Ministerio de Hacienda; el Memorando de Entendimiento (MOU) suscrito entre Service of Information and Monitoring of Financial Networks of The Principality of Monaco, y la Unidad de Análisis Financiero de Chile, de fecha febrero de 2019; y,

CONSIDERANDO:

Primero) Que, la Unidad de Análisis Financiero (UAF) es un servicio público descentralizado, cuyo objeto es prevenir e impedir la utilización del sistema financiero y de otros sectores de la actividad económica, para la comisión de los delitos contemplados en el artículo 27 de la Ley N° 19.913.

Segundo) Que, entre otras atribuciones y de acuerdo a lo dispuesto en el literal g) del artículo 2° de la Ley N° 19.913, la Unidad de Análisis Financiero está facultada para intercambiar información con sus similares del extranjero, debiendo asegurarse que la información en referencia no sea usada para fines diferentes y que la entidad extranjera que la solicite, opere con reciprocidad en el evento en que se le pida información.

Tercero) Que, Service of Information and Monitoring of Financial Networks of The Principality of Monaco, corresponde a la entidad que en el Principado de Mónaco, cumple con funciones similares a la Unidad de Análisis Financiero.

Cuarto) Que, entre ambas entidades se suscribió con fecha 30 de enero de 2019, un Memorando de Entendimiento (MOU por sus siglas en inglés), mediante el que se establecen las condiciones en las que se desarrollarán los intercambios de información entre ambas entidades para el debido logro de sus objetivos institucionales, resguardando adecuadamente las condiciones de reserva y confidencialidad establecidas en la Ley N° 19.913, para que dicho intercambio opere.

Quinto) Que, el Director de la UAF tiene la representación legal, judicial y extrajudicial del Servicio y está facultado para celebrar los actos y contratos necesarios para el cumplimiento de los fines de la UAF, de conformidad con lo dispuesto en el artículo 8° de la Ley N° 19.913.

RESUELVO:

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VIF UNIDAD DE ANÁLISIS FINANCIERO GOBIERNE) DE CHILE

1.- APROBAR el Memorando de Entendimiento celebrado entre Service of Information and Monitoring of Financial Networks of The Principality of Monaco, y la Unidad de Análisis Financiero de la República de Chile, suscrito en enero de 2019, cuyo texto es el siguiente:

MEMORANDUM OF UNDERSTANDING

BETWEEN

The SERVICE OF INFORMATION AND MONITORING OF FINANCIAL NETWORKS OF THE PRINCIPALITY OF MONACO (SICCFIN)

AND

The UNIDAD DE ANÁLISIS FINANCIERO of THE REPUBLIC OF CHILE (UAF)

ON INFORMATION AND INTELLIGENCE EXCHANGE CONCERNING MONEY LAUNDERING AND TERRORISM FINANCING

The UNIDAD DE ANÁLISIS FINANCIERO of CHILE (UAF) and the SERVICE OF INFORMATION AND MONITORING OF FINANCIAL NETWORKS OF THE PRINCIPALITY OF MONACO (SICCFIN) hereafter referred to as "the Participants", desire, in a spirit of cooperation and mutual interest, on the basis of reciprocity and within the framework of each Participants legislation, to facilitate the exchange of information on money laundering, terrorism financing, and related criminal activity.

To that end the Participants have reached the following understanding:

1. Scope of Cooperation:

The Participants will cooperate by providing information and intelligence to each other, on the basis of reciprocity, spontaneously or upon request, which may assist in the investigation and prosecution of persons suspected of having engaged in money laundering, terrorism financing and related criminal activity. The Participants consider that this exchange of information and intelligence is of substantial public interest.

The cooperation and exchange of information between the Participants will take place in accordance with the domestic legal systems and this Memorandum of Understanding (MOU). The Participants will provide to each other prior to the making of this MOU, a summary of the relevant domestic law which governs the cooperation and exchange of information and the use and onward disclosure of that information.

2. Requests for Financial Intelligence:

(a) Each request shall be accompanied by: reason for request, a brief statement of the relevant facts known, all available identifying data, information concerning suspected crimes, charges, if any, and the stage of the investigation, how the information sought will be used, including which, if any, of the law enforcement agencies or other

public authorities in the country of the requesting Participant will be given access to the information and the reasons for providing the information to that agency or authority. (b) The requested Participant may request additional information whenever necessary in order to comply with the request or to expedite compliance. (c) Any communications relating to the exchange of information according to this MOU, must be made in written form.

3. Use of information:

(a) The Participants will not use the provided information for other purposes than those stated in this MOU or set forth in a request and accepted by the Participant providing the information without the express prior consent of the providing Participant. (b) Use of information supplied either spontaneously, or in satisfaction of a request made under this MOU, is subject to the limitation that, without the prior consent of the providing Participant, the receiving Participant:

may use such information only in respect of criminal matters described in the request (in the case of a request) and only for intelligence purposes (including developing leads and focusing investigative resources or mitigating the consequences of such criminality); and

will not use such information as evidence in any proceedings. (c) Subject to 3(d), a receiving Participant shall not disclose the information to any third parties (except as set forth in a request for information) without the express prior consent of the providing Participant. (d) If a Participant is subject to legal process or proceedings that would require the disclosure of information it has received from the other Participant, the Participant subject to such process or proceedings will immediately notify and seek the express consent of the other Participant to disclose the information, and if consent has not been provided, reasonable efforts will be taken to ensure that the information will not be disseminated to any third party or that appropriate limitations are placed upon the disclosure. (e) The transmitting Participant may make reasonable enquiries as to the use made of information provided and the receiving Participant shall, whenever practicable, provide feedback.

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Signed: Signed:

Mr Javier Cruz Tamburrino Head of the Unidad de

Análisis Financiero (UAF-Chile)

Mr. Philippe Boisbouvier

Director of the Service for Information and Monitoring of

Financial Networks of the Principality of Monaco (SICCFIN

— Monaco)

Date : Date:

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VAF UNIDAD DE

ANÁLISIS FINANCIERO BIERNO In. CHILE

4. Confidentiality:

The information exchanged is confidential. All information exchanged by Participants must be subjected to strict controls and safeguards to ensure that the information is used only in an authorised manner, consistent with national provisions on privacy and data protection. At an absolute minimum, exchanged information must be treated as protected by the same confidentiality provisions as apply to similar information from domestic sources obtained by the receiving Participant.

The receiving Participant will not further disseminate any information without prior authorisation from the transmitting Participant.

The commitments under this MOU shall continue to bind the Participants notwithstanding the termination of this MOU.

5. Capacity Building:

In addition to exchange of financial intelligence, the Participants may cooperate in other ways. This may include the exchange of general information regarding money laundering or terrorist financing and other criminal activities related to money laundering, including analysis of financial data and exchange of studies, research and information on current, new and emerging trends and typologies in money laundering.

6. Refusals:

Requests may be refused if assistance would be contrary to the domestic legal system or against the sovereignty, security, national interest or international agreements. The requesting Participant shall be informed of the reason for refu sal.

7. Language of Requests: Communication between the Participants will take place in English.

8. Maintenance and Audit Trail of Supplied Information:

Each of the Participants will ensure that an effective audit trail is maintained in respect of any information supplied under the terms of this MOU. All information supplied by whatever means, shall be stored in a manner that ensures security of information from any person not having justifiable need to access. Information must be disposed of appropriately, having due recognition of sensitivity when no longer of value.

9. Communication:

Each of the Participants will jointly arrange, consistent with the legislation of their respective countries, for acceptable procedures of communication and will consult with each other with the purpose of implementing this MOU.

10. Dispute Settlement

The Participants shall work in spirit of openness, transparency and consultation to achieve the objective of this MOU.

In the event of any disagreement, controversy or dispute arising under this MOU, the Participants shall endeavour, where possible, to settle such dispute amicably through dialogue and consultation.

Notwithstanding the aboye process this shall not override the conditions laid down in Paragraph 11 (b) and

1 1 . Effective date; Amendment; Termination:

This MOU will become effective upon signature by the Participants. This MOU may be amended at any time, in writing, as mutually arranged by the Participants. Either Participant may termínate this MOU by 30 days notice in writing to the other Participant.

VAF UNIDAD DE ANÁLISIS FINANCIERO GOBIERNO DI CHILE

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