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    Supportinginformation for

    appraisal andrevalidation: guidancefor doctors inanaesthesia, intensive

    care and painmedicine

    ISBN: 978-1-900936-05-7

    Published June 2012 by the Royal College of Anaesthetists.

    Design and layout by the Royal College of Anaesthetists.This publication will be reviewed in 2014.

    The Royal College of Anaesthetists 2012No part of this document may be produced without written permission of the Royal College of Anaesthetists.

    Whilst the Royal College of Anaesthetists has endeavoured to ensure that this document is as current as possible at thetime it was published, it can take no responsibility for matters arising from circumstances which may have changed, orinformation which may become available subsequently.

    All enquiries in regard to this document should be addressed to the Professional Standards Directorate at:

    The Royal College of Anaesthetists

    Churchill House35 Red Lion SquareLondon WC1R 4SG

    020 7092 1699 [email protected] www.rcoa.ac.uk/revalidation

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    http://www.gmc-uk.org/static/documents/content/Supporting_information__for_appraisal_and_revalidation.pdfhttp://www.gmc-uk.org/static/documents/content/Supporting_information__for_appraisal_and_revalidation.pdfhttp://www.gmc-uk.org/static/documents/content/GMP_framework_for_appraisal_and_revalidation.pdf_41326960.pdfhttp://www.gmc-uk.org/static/documents/content/GMP_framework_for_appraisal_and_revalidation.pdf_41326960.pdfhttp://www.gmc-uk.org/static/documents/content/GMP_0910.pdf
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    http://www.dhsspsni.gov.uk/http://www.dhsspsni.gov.uk/http://revalidation.nhswalesappraisal.org.uk/http://revalidation.nhswalesappraisal.org.uk/http://www.sehd.scot.nhs.uk/mels/CEL2012_31.pdfhttp://www.revalidationsupport.nhs.uk/
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    mailto:revalidation%40rcoa.ac.uk?subject=http://www.ficm.ac.uk/cpd-and-revalidation
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    http://www.rcoa.ac.uk/revalidation-cpd/revalidation-and-cpd-guidance/guidance-revalidation-and-supporting-information
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    http://www.gmc-uk.org/static/documents/content/Raising_and_acting_on_concerns_about_patient_safety_FINAL.pdfhttp://www.gmc-uk.org/static/documents/content/Raising_and_acting_on_concerns_about_patient_safety_FINAL.pdfhttp://www.gmc-uk.org/guidance/ethical_guidance/conflicts_of_interest.asphttp://www.gmc-uk.org/guidance/ethical_guidance/conflicts_of_interest.asphttp://www.gmc-uk.org/guidance/ethical_guidance/reporting_convictions.asphttp://www.gmc-uk.org/guidance/ethical_guidance/reporting_convictions.asphttp://www.gmc-uk.org/guidance/good_medical_practice.asphttp://www.gmc-uk.org/guidance/good_medical_practice.asphttp://www.rcoa.ac.uk/document-store/guidelines-continuing-professional-developmenthttp://www.rcoa.ac.uk/document-store/guidelines-continuing-professional-development
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    http://www.gmc-uk.org/guidance/good_medical_practice.asphttp://www.gmc-uk.org/static/documents/content/0-18_0510.pdfhttp://www.gmc-uk.org/static/documents/content/0-18_0510.pdf
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    http://www.gmc-uk.org/CPD_guidance_June_12.pdf_48970799.pdfhttp://www.gmc-uk.org/CPD_guidance_June_12.pdf_48970799.pdf
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    http://www.aomrc.org.uk/publications/reports-a-guidance/doc_download/9327-10-principles-of-cpd.htmlhttp://www.rcoa.ac.uk/cpdhttp://www.rcoa.ac.uk/cpd
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    http://www.cpd.rcoa.ac.uk/
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    http://www.gmc-uk.org/static/documents/content/Supporting_information__for_appraisal_and_revalidation.pdfhttp://www.gmc-uk.org/static/documents/content/Supporting_information__for_appraisal_and_revalidation.pdf
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    http://www.aagbi.org/sites/default/files/catastrophes05.pdfhttp://www.rcoa.ac.uk/document-store/the-good-practice-guidehttp://www.rcoa.ac.uk/document-store/the-good-practice-guide
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    http://www.gmc-uk.org/Colleague_and_patient_questionnaires.pdf_44702599.pdfhttp://www.gmc-uk.org/Colleague_and_patient_questionnaires.pdf_44702599.pdfhttp://www.ficm.ac.uk/sites/default/files/document-files/ficm%20guidance%20on%20revalidation%20v1.0%20feb%202012.pdfhttp://www.ficm.ac.uk/sites/default/files/document-files/ficm%20guidance%20on%20revalidation%20v1.0%20feb%202012.pdfhttp://www.rcoa.ac.uk/document-store/guidance-colleague-and-patient-feedback-revalidationhttp://www.rcoa.ac.uk/document-store/guidance-colleague-and-patient-feedback-revalidation
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    http://www.ficm.ac.uk/sites/default/files/document-files/ficm%20guidance%20on%20revalidation%20v1.0%20feb%202012.pdfhttp://www.ficm.ac.uk/sites/default/files/document-files/ficm%20guidance%20on%20revalidation%20v1.0%20feb%202012.pdfhttp://www.rcoa.ac.uk/document-store/guidance-colleague-and-patient-feedback-revalidationhttp://www.rcoa.ac.uk/document-store/guidance-colleague-and-patient-feedback-revalidation
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    General information

    Personal details GMC number

    demographic and relevant personal information and qualifications

    self-declaration of no change, or an update identifying changes

    Annual

    Scope of work description of your whole practice covering the period since your last appraisal

    current job plan (if required for reference) any significant changes in your professional practice

    extended clinical and non-clinical activities

    any other relevant information for your field of practice

    Annual

    Record of annualappraisals

    signed-off appraisal portfolio record and satisfactory outcomes of previousappraisal

    evidence of appraisals (if undertaken) from other organisations

    confirmation that previous actions/concerns have been addressed

    Annual

    Personal developmentplan

    current personal development plan (PDP) with agreed objectives fromprevious appraisal

    details of any new objectives added since last appraisal or to be added

    access to previous PDPs

    Annual

    Probity signed probity self-declaration Annual

    Health signed health self-declaration Annual

    Keeping up-to-date

    CPD description of CPD undertaken each year as set out in requirements Annual

    Review of your practice

    Quality improvement activity at least one of the following activities as appropriate for your specialty, see guidance

    Clinical audit evidence of demonstrating active engagement in complete audit cycle years

    Review of clinicaloutcomes

    documented review of clinical outcomes as appropriate for your specialty years

    Case review ordiscussion (if unableto provide evidencefrom clinical audit oroutcomes)

    documented case reviews per year

    Significant events or incidents

    Clinical incidents,significant untowardincidents (SUIs) or

    other similar events

    summary of all SUIs or root cause analyses that you have been involved in

    summary of at least two clinical incidents per yearOR

    self-declaration that you have not been involved in any events

    Annual

    Feedback on your practice

    Colleague feedback years

    Feedback from patientsand/or carers

    patient feedback survey or equivalent exercise if appropriate, normally by the

    years

    Feedback from clinicalsupervision, teachingand training

    evidence of your performance as a clinical supervisor and/or trainer

    feedback from any formal teaching included annually

    years

    Formal complaints documented formal complaints received OR

    self-declaration that you have not received any since your last appraisal

    Annual

    Compliments a summary of unsolicited compliments received Annual

    Checklist supporting information for revalidationThis checklist must be used in conjuction with the full guidance document.

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    THE ROYAL COLLEGE OF ANAESTHETISTS

    mailto:info%40rcoa.ac.uk?subject=mailto:info%40rcoa.ac.uk?subject=