risk management- principle and practice
TRANSCRIPT
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2016/05 Risk Management Principle and Practice P:1/56
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2016/05 Risk Management Principle and Practice P:2/56
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2016/05 Risk Management Principle and Practice P:3/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �Risk (BS-25999-1:2006)8
something that might happen and its effect
9
s
:
on the achievement of objectives ;< => ?@ A BCD E FGH IJ KLM N< => ?@ A BCD E FGH IJ KLM N< => ?@ A BCD E FGH IJ KLM N< => ?@ A BCD E FGH IJ KLM N< => ?@ A BCD E FGH IJ KLM N< => ?@ A BCD E FGH IJ KLM N< => ?@ A BCD E FGH IJ KLM N< => ?@ A BCD E FGH IJ KLM N
OP QR S
TU VW * +X YZ [
T \U VW , +X ]^_ `a Z b
cde f ghi jk lmn n o pqr s
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2016/05 Risk Management Principle and Practice P:4/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �Known (Expected) Risk -t uv w
(
xyz {|}
+Check List)~� ��
(what if/ Brain Storming )��� � � a� �� ��� ^
e.g.,� � �� ��� � ��
/
��� �� ��� � � ¡ ¢ �� £ ¤/ ¥ ¦ §¨© ª«� ¬ ® � ¯°± ²
/Dow Chemical F&EI� ³ ´¨©/
µ¶ ª«/CCB� ·¸¹ º� �© » ·¸¹ º� ¼ ½¾ ¿ÀÁ ·Â� FMEA� ÃÄ � HazOp� ��Å Æ� 5S,
ÇÈcde f ghi jk lmn n o pqr s
¨© ɾ ¿� ª«� ��Ê Ë/
ÌÍ� ÃÄ ¹ ºÎÏ� ÐÑmodule� ÒÓ ÔÕ
/
ÕÖ¾ ¿× ÎÏ ØÙÚ ª«Û ÜÝÞ × ª« ßàá â ã
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2016/05 Risk Management Principle and Practice P:5/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �Unknown (Unexpected) Risk t uäå æt
/
çè_ `å æ �éê �ë ì aí îïð
/ ñ òó ôä �U õ
”
�ö �
”
�� � � a� �� �
e.g.,� ÷øù ±� ú ûü °cde f ghi jk lmn n o pqr s
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2016/05 Risk Management Principle and Practice P:6/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �Known vs Unknown
cde f ghi jk lmn n o pqr s
Micro Viewpoint ýþ
/
ÿÎÏ � ·� � ÿ�á � �Z �� � � � �� �
� � �
/
�� â� ��
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2 34 �
Macro Viewpoint��/
5�/
6 7/
68 9:á � �Z � � � � �� �
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/
B C- 0/ ./
D ��¨© EF GÅ Æ� � ·H I- 2/ 1 �J á ;<á ·K� L M
#$ % &W NOð 'ÿÎÏ
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() � ÒP Q� Ø- . �/0 1 · � 2
/
34 � ÷
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2016/05 Risk Management Principle and Practice P:7/56
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Micro ViewpointRisk = Severity * Likelihood� � X�
=
YZ å æ #$
(
[\ ] ^ �
)
_å æ `� ab c d(
e � fg )
YZå æ #$> f h i
/PMj � k
burn-out
Redundantlm ��
SOPn � �� op
/buddy systemq/ f± À r
/
÷s ¯t uv wx ?
/ yx z {
YZå æ ab d|} ~ ? r �� P �f ��f ¯� �� f f �� 2 ¬ ® ��
/
¯� �� � � �� �� � � �� ��
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2016/05 Risk Management Principle and Practice P:8/56
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2016/05 Risk Management Principle and Practice P:9/56
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Micro Viewpoint� c �� ��
(
�Î � ÃÄ
/
¹ º
/
��
)� ¡
Layer of Protection
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2016/05 Risk Management Principle and Practice P:10/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �pqr s RS TS Ue je T g Vqe Wd k q T g
Macro ViewpointX� a ¢£ � ��
(
�9 "¤ Ä
/
¥¦
)� ¡ § ¨ a ©ª #« §éê ¬ §® ¯ ° Hint:
±² ³´
/
µ¶ ³´
Source: http://tx.technion.ac.il/~gordoncn/05072011/3.Nancy_presentation.ppt
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2016/05 Risk Management Principle and Practice P:11/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �pqr s RS TS Ue je T g Vqe Wd k q T g
Macro ViewpointX� a ¢£ � ��
(
�9 "� ·Û ¸ �Î � "Ñ
e.g. Dupant)¹º » ~ X�
/
¼½ ¼¾ ¿ ÀÁ Â ® Ã °
Source:http://opim.wharton.upenn.edu/risk/library/2007Elliott,PRK,etal_'EverydaySafety'.pdf
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2016/05 Risk Management Principle and Practice P:12/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �pqr s RS TS Ue je T g Vqe Wd k q T g
Macro Viewpoint vs Micro ViewpointÄ � Å� ÆÇ a È ÉÊ Ë KÌ Í ÎÏ ÐÑ = E =Ò ÓÔKÌ Í ÎÏ ÐÑ = E =Ò ÓÔKÌ Í ÎÏ ÐÑ = E =Ò ÓÔKÌ Í ÎÏ ÐÑ = E =Ò ÓÔ ÕÕÕÕ
� À
Normal Accident TheorySociologist Charles Perrow,(1984)
identifies three conditions that make a system likely to be susceptible to Normal Accidents:
1.The system is complex
2.The system is tightly coupled
3.The system has catastrophic potential
Redundancy
� ] ^ �
:
1.
Ö ¥¦ ×Ø Ù� × ¸ ] ^
2.
ÖÚ �á � 2Û
(
ÜÝ ¥¦ Þ:
/
âß à �á)
3.
Ö � â E� � ã ä 1 5 � �� å �� æ � ¬À
High Reliability OrganizationFive characteristics of High Reliability
Organizations that have been identified ç
Weick, K. E.; Kathleen M. Sutcliffe, 2001.
èthat keeps them working well when
facing unexpected situations.
1.Preoccupation with failure(
( k > é ] Û â� âêá ë Æ
)
2.Reluctance to simplify interpretations (
ìíî Îá ïð Û ñò ó ãô õ "
why)
3.Sensitivity to operations
çö Ú ÷ �ø ù è
4.Commitment to resilience(
úû ü ó ýþ
)
5.Deference to expertise
çÿ 4 Ð� è
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2016/05 Risk Management Principle and Practice P:13/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �From Known to Unknown� �
=
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(uncertainty)� �� � � ��
• Issue
�� � � v K 0 1
e.g.,
¤ h � h� �
• Probability� � � K 0 1� �Û Ý � �0 1 · �e.g.,
�� �
• Uncertainty� ¸ � � K ¸ K 0 1� 0 1 · � Ý �� é� ( ëá � � !à
e.g.,311
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• Unexpected Consequence(G �/ � ( ë � j � H J
)
pqr s RS TS Ue je T g Vqe Wd k q T g
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2016/05 Risk Management Principle and Practice P:14/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �From Known to Unknown� �� �� IJ a KL� ^ M
: � NO () 0 1 · �) P « Q� (Rá � ) P é� > w� ÿS ¤ Â� T� Û Ö � �9 U V Û W Ý â E XY � Z V
[ \ M
: � �] 1 �� ^ �_ � ¨©
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)� ¸ dá �ö Ú Ò d ¨© Ø e ¸ dá p �� fð(
+ < g h �i j
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k � M Ë� lm v n� oá pq v n
=>
�K rs� ¹ º ·� K � � Ö t ¥¦ uÚ 2Û �
/
÷
v �
(
j s wx y /z 1 {R
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)
pqr s RS TS Ue je T g Vqe Wd k q T gúp �� � �� � �� �4 � {1 �� á � O� ��
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2016/05 Risk Management Principle and Practice P:15/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �From Micro to Macro ViewpointT xyU � �å æ
: U � �� � {XU � �� � #� y KXU � � � �� �
� � 1 ¸ � �
5W1H:
� � � " � �� �S ë Æ
� Fà �� � �Û � �
something had been done to prevent the occurring of the accident (
ô � 1 � � �� 1 � �� , Ø � Ø� � �
)
� �� ô ( � �� ¡¢ £ ¤
-
� ¥ ( �á 0 1 ¦§ Ø Ùá � à� ¨ ¡ ·© � �ªë Æ �
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T « D� ¬ Ë ò Y Àå æ� ® ¯ ¿ �å æ
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� · � � ¸ �» ¸ K 0 1
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2016/05 Risk Management Principle and Practice P:16/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �From Known to Unknown/ From Micro to Macro•
¼½ ¾ X� ¼� +¿ � x a � �� � °
•
À V x ô çè_ `X À [ d� Á
..
pqr s RS TS Ue je T g Vqe Wd k q T g
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2016/05 Risk Management Principle and Practice P:17/56
� � � �� � � � � �� � � � �� �� � � � � � � � � � � �From Micro to Macro� �� À XÂ
/
�� � ÀZ b ® À X� ú W
(
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…•
��á ý u Ø , Ø ºV� I " ºÉ Ê
•
��á P Ë ¥¦ Ø , Ø
redundant?•
��á 1 5¹ º Û ¸ Û Ì Í� ¸ dá 1 5 ý "Û Î Ò . ÏÉ Ê•
��á
key person
Ø , Ø �Ð �
(
y /1 ÑÒ �
)
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/
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)
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2016/05 Risk Management Principle and Practice P:18/56
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Detection & Protection
-
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2016/05 Risk Management Principle and Practice P:19/56
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2016/05 Risk Management Principle and Practice P:20/56
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2016/05 Risk Management Principle and Practice P:26/56
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2016/05 Risk Management Principle and Practice P:27/56
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2016/05 Risk Management Principle and Practice P:28/56
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2016/05 Risk Management Principle and Practice P:29/56
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2016/05 Risk Management Principle and Practice P:30/56
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2016/05 Risk Management Principle and Practice P:31/56
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2016/05 Risk Management Principle and Practice P:32/56
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2016/05 Risk Management Principle and Practice P:33/56
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2016/05 Risk Management Principle and Practice P:34/56
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2016/05 Risk Management Principle and Practice P:35/56
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2016/05 Risk Management Principle and Practice P:36/56
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2016/05 Risk Management Principle and Practice P:37/56
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� � � �� � � � � �� � � � �� �� � � � � � � � � � � �
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� � � �� � � � � �� � � � �� �� � � � � � � � � � � �
³´ µ ¶� Ñ ' Ò� ÓÔT "#� ¯° ghÛ ABC
ÿ �á Õ ÷� 0 ¹ ¥ � Ê
p R k h ¹k h gi Te o ge n n q T U º
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� � � �� � � � � �� � � � �� �� � � � � � � � � � � �
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� � � �� � � � � �� � � � �� �� � � � � � � � � � � �
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…Integrity
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p R k h ¹k h gi Te o ge n n q T U º
Source:http://www.chemtron.net/system.htm
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� � � �� � � � � �� � � � �� �� � � � � � � � � � � �
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� � � �� � � � � �� � � � �� �� � � � � � � � � � � �
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� � � �� � � � � �� � � � �� �� � � � � � � � � � � �
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