risk management: understanding success criteria dr. carl marx
TRANSCRIPT
Risk Management:Understanding Success Criteria
Dr. Carl Marx
Creating a Suitable Macro Environment
A Suitable Legislative Framework• Safety laws are the first step• A legislative framework only provides a setting. Compliance alone does not bring sustainable Safety.
A Suitable Environment
Human error
Unintentional
Slip
Lapse
Mistake
Intentional
Routine or cultural violation
Exceptional or deviant violation
Design Flaws
Distractions
Knowledge
Norm is to NOT follow the rules
Only one not following the
rules
Compliance
James Reason
Understanding Human error
Tripartite Collaboration structures forms important element for success
A Suitable Environment
Legislated Tripartite Occupational Safety & Health structures formed basis for change in South African mining industry
The South African Mine Health and Safety Council comprises a tripartite board, represented by State, Employer, and Labour members under chairmanship of the Chief Inspector of Mines, is funded by public revenue and is accountable to Parliament.
Mine Based Success Criteria
H
LTime
Hardware
Safety Hardware
RISK
PROFILE
H
L
Hardware
Safety Management Systems
Systems
Time
RISK
PROFILE
H
L
Hardware
Risk Based Decision-making
Systems
Risk Based Decision-making
Time
RISK
PROFILE
Developed by:
Risk Based Decision-making Impact
H
L
Hardware
Risk Based Decision-making The G-MIRM approach
Systems
Risk Based Decision-making
Time
RISK
PROFILE
Executives
Managers
Supervisors
Workforce
Communication
Communication
Communication
DifferentRoles
DifferentStyles
Strategy
Operations
Coaching
Execution
The G-MIRM 4 Layer Approach
The G-MIRM 4 Layer Approach
MAJOR HAZARD / BASELINE / FULL SITE RA
PROJECT / CHANGE / ISSUE RA
ROUTINE & NON-ROUTINE TASK PLANNING RA
INDIVIDUAL, CONTINUOUS, ‘FACE’ RA
DE
CR
EA
SIN
G R
ISK
Executives
Managers
Supervisors
Workforce
Communication
Communication
Communication
Strategy
Operations
Coaching
Execution
Important Aspects Of
Risk Based Decision-making
• Common Language & Terminology
• Keep it Practical
• Follow suitable Hierarchy of Controls
• Undertake the Risk Journey
Terminology• Absence of a common language for Risk
Management can lead to:
• Misunderstandings• Mishaps• Accidents• Injuries
Hazards
• Essentially a hazard can be related to the presence of energy
Hazard & RiskWe believe that a hazard is ...
(anything that can cause harm)
High Risk
The level of risk is determined by how good the controls areas well as the magnitude of the energy.
Low Risk Risk ?
...not the same as risk(likelihood harm will occur and its severity)
A Mini-Risk Assessment technique is a systematic approach anybody can follow if they think their health and safety is at risk.One such method is
The four step technique
(Stop…Look…Assess…Manage)
Be Practical
Hierarchy of Controls
No Compliance Auditing
Poor Systems
No Risk Assessment
Ad hoc Compliance
Auditing
Limited Systems
Reactive Risk Assessment
Compliance Auditing
Legislation Driven Systems
Risk Assessment to comply with
Legislation
TargetedAuditing
Customised Systems
Proactive Risk Assessment
Risk Based Auditing
Risk Based Systems
Integrated Risk Assessment
No CareCulture
Blame Culture
ComplianceCulture
OwnershipCulture
Way of Life
Risk Based Safety is a Journey
Accept that incidentshappen
REGRESSIVE
Prevent a similarincident
REACTIVE
Prevent incidentsbefore they occur
PLANNED
Tune the systems Through ownership
PROACTIVE
Way we do business
RESILIENT
6 x PEOPLE 17 X SYSTEMSDimensions
Based on Patrick Hudson 2007
H
L
Hardware
What About Behaviour
Systems
Risk Based Decision-making
Every action causesBehaviour ChangesToward desired state
Safety Culture
Time
RISK
PROFILE
Leadership Culture
Measurements
Tripartite Collaboration in a suitable legislative framework
Fit for purpose Occupational Health & Safety Hardware
Suitable & sufficient Safety Management Systems implemented
Transparency between 4 levels of Risk Based Decision-making
Ensure
Dr. Carl MarxManaging Director AfricaJKTech Pty Ltd T: +27 (0)10 003 2400F: +27 (0)86 501 4865C: +27 (0)823344933E: [email protected] W: www.jktech.com.au |
Thank You