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Page 1: RITA CAREY-NITA P&V Section 5. ETHICS Ethical Issues in 21st Century Health Care Elsevier items and derived items © 2009, 2005 Saunders, an imprint of

RITA CAREY-NITA

P&V Section 5

Page 2: RITA CAREY-NITA P&V Section 5. ETHICS Ethical Issues in 21st Century Health Care Elsevier items and derived items © 2009, 2005 Saunders, an imprint of

ETHICS

Page 3: RITA CAREY-NITA P&V Section 5. ETHICS Ethical Issues in 21st Century Health Care Elsevier items and derived items © 2009, 2005 Saunders, an imprint of

Elsevier items and derived items © 2009, 2005 Saunders, an imprint of Elsevier, Inc. All rights reserved.

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Ethical Issues in 21st Century Health Care

In Vitro FertilizationArtificial InseminationSurrogate MotherhoodCloningOrgan Donation

Including cadaver, child, and aborted fetus donations

Stem Cell Research/Procedures

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Elsevier items and derived items © 2009, 2005 Saunders, an imprint of Elsevier, Inc. All rights reserved.

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Ethical Issues in 21st Century Health Care

AbortionEuthanasiaAssisted SuicideAdvance Directives

Living wills, power of attorneyRight to Die

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Elsevier items and derived items © 2009, 2005 Saunders, an imprint of Elsevier, Inc. All rights reserved.

5

Ethics

Ethics is a system of standards or moral principles that directs actions as being right or wrong.

Concerned with the meaning of words such as right, wrong, good, bad, ought, and duty.

Concerned with the ways people, either individually or as a group, decide the following: What certain actions are right or wrong If one ought to do something If one has the right to do something If one has the duty to do something

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Elsevier items and derived items © 2009, 2005 Saunders, an imprint of Elsevier, Inc. All rights reserved.

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Morals and Values

Morals Concerned with dealing with right or wrong

behavior (conduct) and character Values

Involve the worth you assign to an idea or an action

Freely chosen and are affected by age, experience, and maturity

Continue to be modified throughout your lifetime, as you acquire new knowledge and experience

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Elsevier items and derived items © 2009, 2005 Saunders, an imprint of Elsevier, Inc. All rights reserved.

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Nursing Ethical and Legal Responsibilities

Nursing Ethics: the values and principles governing nursing practice, conduct, and relationships Responsibilities: focused on ideal behavior,

morality, and higher standards

Legal Aspects: state statutes that apply to licensed persons and the situations in patient care that could result in legal action Responsibilities: focused on rules, regulations,

and obligations mandated by law

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Elsevier items and derived items © 2009, 2005 Saunders, an imprint of Elsevier, Inc. All rights reserved.

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Your Personal Code of Ethics

You ultimately choose what your personal code of ethics will include. Will influence your nursing ethics

When personal ethics conflict with the law, you are obligated to follow the law.

You may ethically refuse to assist with a procedure, but postprocedure you cannot refuse to give nursing care to the patient involved.

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Elsevier items and derived items © 2009, 2005 Saunders, an imprint of Elsevier, Inc. All rights reserved.

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Ethics Committees

Multidisciplinary team assists with difficult ethical decisions.

Usually the discussions relate to new or unusual ethical questions.

Patients arrive with their cultural- and/or their religion-based ethics. What the person can and cannot do in regard

to their health care has already been established by the culture of which they are a part.

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Elsevier items and derived items © 2009, 2005 Saunders, an imprint of Elsevier, Inc. All rights reserved.

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Western Secular Belief System

Individual Autonomy “Self-rule” Individuals have the capacity to think, and based

on these thoughts, make a decision freely whether or not to seek health care (the freedom to choose).

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Western Secular Belief System

Individual Rights The ability to assert one’s rights The extent to which a patient can exert their

rights is restricted. An individual’s right has become a central

theme of health care. Right to consent to care Right to choose between alternative treatments Women’s rights over their own bodies Right to consent or refuse treatment

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Ethical Responsibilities of Nurses

Patient Advocacy The patient needs to be informed of what you

will be doing with him or her (e.g., steps of a procedure).

Accountability You are answerable to yourself, to your assigned

patient, to the team leader, to the physician, and to your instructor, who evaluates your work.

Peer Reporting Report peers for behaviors that are potentially

harmful to patients.

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Principles of Ethics

Nonmaleficence “Do No Harm”: the principle of doing the least amount of harm possible to a patient

Most beneficial treatments involve harming the patient to some extent.

Examples: Skin puncture Drug side effects Physical manipulations

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Elsevier items and derived items © 2009, 2005 Saunders, an imprint of Elsevier, Inc. All rights reserved.

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Beneficence

Beneficence “do good”Two major nursing duties associated with

beneficence Put patient interests first. Place the good of patients before one’s own

needs. Includes organizational and other work-related

needs

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Autonomy

Autonomy “Free to Choose”Four Steps of Autonomous Decisions

Thinking through all the facts Deciding on the basis on an independent

thought process Acting based on a personal decision Undertaking a decision voluntarily, without

pressure from anyone else

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Autonomy

Patient’s Right to Privacy Choose care based on personal beliefs Accept or reject treatment Avoid needless exposure

Personal values may be contrary to medical ethics Patient can refuse care for religious, cultural, or

personal reasons

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Fidelity

Fidelity: “Be True” Acting in patients’ best interests when they are unable to make free choices Does not include resuscitation or paternalistic

decisions Must differentiate between your own feelings

and those of the patient Maintain patient confidentiality

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Justice

Justice: “Fair to All” Give patients their due and treat each patient fairly and equally (i.e., with dignity and respect).

Avoid letting personal ethics and values interfere with patient justice.

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Nursing and the Law

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Nurse Practice Act

Nurse Practice ActDefines nursing practice and establishes

standards for nurses in your stateIgnorance of your state’s Nurse Practice

Act is never a valid defense against any legal proceeding regarding your license.

http://www.pacode.com/secure/data/049/chapter21/subchapBtoc.html

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Content of Nurse Practice Acts

The Nurse Practice Act of each state commonly includes the following content: Definition of nursing Definition of LPN Use of the title of LPN Scope of practice Elements of unprofessional conduct Functions of the state’s board of nursing

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State Board of Nursing

State Board of NursingFunctions of the State Board of Nursing

(or Nurse Regulatory Board)Disciplinary Responsibility and ActionDisciplinary Process and Action

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State Board of Nursing

All states and provinces have examining councils that provide nursing examinations for licensure and review complaints that can lead to revocation of a license.

Each state’s Nurse Practice Act lists specific reasons for which they seek to discipline a nurse.

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Functions of the Board

Committees or councils that decide whether specific activities are within the scope of LPN practice in their state

Some state nursing boards have developed a website and may offer a variety of services: License renewal, application for licensure by

examination, verification of licensure status of a state nurse, change of address/phone number/e-mail address, download forms, links to continuing education courses, the state’s Nurse Practice Act

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Disciplinary Responsibility of the Board

Categories of Disciplinary Actions Fraud and deceit Criminal activity Negligence Risk to patients because of physical or mental

incapacity Violation of the nurse practice act or rules Disciplinary action by another board Incompetence Unethical conduct Drug and/or alcohol use

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Disciplinary Process and Action

Sworn Complaint—Filed Against the LPNReview of ComplaintFinding of Not GuiltyFinding of Guilty of Misconduct

The board may issue a public or private reprimand.

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Nursing Standard of Care

Your guideline for good nursing care The phrase “you are held to the nursing

standard of care” has important legal implications.

Based on what an ordinary, prudent nurse with similar education and nursing experience would do in similar circumstances

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Common Law and Statutory Law

Common Law—called “judge-made” law because it originates in the courts

Statutory Law—developed by the legislative branch of the state and the U.S. Congress of the federal government

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Criminal vs. Civil Action

Criminal Action—involves people and society as a whole and relationships between individuals and government Misdemeanor: least serious charge & can result

in a fine or prison sentence of no more than 1 year Between private individuals

Felony: more serious offense with a penalty with a range of 1 to several years imprisonment to death and fines. Between individuals and goverment

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Criminal vs. Civil Action

Civil Action—protects individual rights and results in payment of money to the injured person Intentional Tort—intended to cause harm to the

patient (threat or actual physical harm) Unintentional Tort—an action that is not meant

to cause harm to the patient, but does

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Elsevier items and derived items © 2009, 2005 Saunders, an imprint of Elsevier, Inc. All rights reserved.

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Intentional Torts

Tort Law Based on the premise that in the course of

relationships with each other there is a general duty to avoid injuring each other

A wrong or injury done to someone that violates his or her rights

Intentional Torts Require a specific state of mind; that is, that the

nurse intended to do the wrongful act

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Assault and Battery

Assault An unjustified attempt or threat to touch someone

Battery Means to cause physical harm to someone

Patients retain the right to refuse any treatment verbally and may leave the institution when they choose, unless they are there for court-ordered treatment.

Treating a patient without consent is battery even if the treatment is medically beneficial.

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Assault and Battery

False Imprisonment and Use of Restraints Keeping someone detained against his or her

will Defamation

Damage to someone’s reputation through false communication or communication without their permission

Libel is defamation through written communication or pictures.

Slander is defamation by verbalizing untrue or private information (gossip) to a third party.

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Assault and Battery

Physical and Emotional Abuse You have a legal responsibility to report your

suspicions or observations of abuse by following your facility’s abuse policy.

It is important to be empathetic (as opposed to sympathetic) so that your observations or reporting will be as objective as possible.

Offer concrete, specific observations. Quote statements made and avoid offering a

personal interpretation. Let the facts speak for themselves.

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Unintentional Torts

The nurse did not intend to injure the patient.

Did not maintain the nursing standard of care and did not do what a prudent nurse with comparable education and skills would do in a similar situation.

Negligence and malpractice (professional negligence) are examples of unintentional torts.

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Negligence

Conduct which falls below the standards established by the law for the protection of others against the unreasonable risk of harm is negligence.

A common type of negligence is personal injury.

It is your conduct, not your intent, which is the issue.

Nurses are liable for their actions.

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Malpractice (Professional Negligence)

Negligence by a Professional Common Sources of Malpractice

Medication and treatment errors Lack of observation and timely reporting on the

patient Defective technologies or equipment Infections caused or worsened by poor nursing care Poor communication of important information,

including change of condition Failure to intervene to protect the patient from poor

medical care

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Malpractice Insurance for Nurses

Each nurse must carefully consider whether it is necessary to purchase a malpractice insurance policy.

Incidents of suing for malpractice continue, although your chances of being sued as an LPN are statistically small.

Look carefully at the policy of the agency of which you are an employee.

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The Four Elements Needed to Prove Negligence

Duty—the nurse’s responsibility to provide care in an acceptable way

Breach of Duty—the fact that the nurse did not adhere to the nursing standard of care

Damages—The patient must prove that the nurse’s negligent act caused injury or harm.

Proximate Cause—A reasonable cause-and-effect relationship must be shown between the omission or commission of the nursing act and the harm to the patient.

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Legal Action Process

Steps for Bringing Legal Action by a Patient

DepositionsGiving Testimony

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Steps for Bringing Legal Action

The patient believes that the nurse has violated his or her legal rights.

The patient seeks the advice of an attorney.The attorney has a nurse expert review the

patient’s chart to see whether the nurse has violated the nursing standard of care.

The patient (the plaintiff) files a complaint that documents the grievance.

The complaint is served to the defendant (the nurse).

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Steps for Bringing Legal Action

The defendant responds in writing.Statements are taken from the

defendant nurse, witnesses, nurse expert, patient (plaintiff), and other caregivers.

During the trial, important information is presented to the judge or jury.

A verdict (decision) is reached.An appeal (request for another trial)

can be made.

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Liability

Personal Liability Holds us responsible for our own behavior,

including negligent behavior Vicarious Liability

Responsibility for actions of another because of a special relationship with the other Borrowed servant doctrine Captain of the ship doctrine

Institutional Liability Assumes that the health facility provides certain

safeguards to keep the patient from harm

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Responsibility and Accountability in Nursing

Nursing demands that you be responsible Means being reliable and trustworthy

Accountability means that you are answerable You are held accountable for all the nursing

actions that you perform or are assigned to perform.

Measures of accountability Nurse Practice Act of the state NAPNES standards of practice NFLPN nursing standards NFLPN code for practical/vocational nursing

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Liability of Student Nurses and Instructors

Student Nurses Held accountable for the nursing care they give Held to the standards of a licensed

practical/vocational nurse Emphasizes the necessity to prepare for providing

care for assigned patients in the clinical areaInstructor

Responsible to make patient assignments based on the student’s knowledge base and ability to give safe nursing care

Also expected to provide reasonable supervision for the care given by a student

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Functioning Beyond the Scope of Practice and Experience of an LPN

As an LPN, you might be asked by an RN or physician to perform nursing duties beyond your scope of practice or experience. It is up to you to speak up.

Seeking Employment Check out the philosophy, mission statement,

and policies of your potential place of employment.

Ask what is included in your job, the period of orientation you will receive, what the orientation will cover, and who will do the orientation.

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Privacy and Confidentiality

Privacy in Health Care The right to be left alone and free from

intrusion, including the right to choose care based on personal beliefs, feelings, or attitudes

The right to govern bodily integrity The right to control when and how sensitive

information is shared Confidentiality

The nondisclosure of information regarding patients

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Information That Must Be Revealed

Communicable disease Vaccine-related adverse reactions Criminal acts Equipment-related injuries When there is a clear and present dangerAbuse and neglect of a patient or elderly

person Incompetence or unprofessional acts

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Patient’s Rights

The American Hospital Association (AHA) developed “The Patient’s Bill of Rights” in 1972.

Revised and renamed the “The Patient Care Partnership: Understanding Expectations, Rights, and Responsibilities” in 2003

Ethical, not legal document for hospitals recommending ways to guarantee patient rights

Intended as a model for states to develop rights statements

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Health Insurance Portability and Accountability Act (HIPAA)

Original intent was portability of employees from one job to the next

Main focus of the law is privacy Gives the patient rights over their health

information

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Basics of HIPAA

Protection of Privacy Provides a guide for health-related facilities

and individuals to establish privacy standards

Administrative Simplification Goal is to reduce paperwork related to

health care reimbursement Security Standards

Goal is establishing security standards for protection of electronic (computer and fax) transmission of protected health information

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The Notice of Privacy Practices

Notice is made available to all patients, employees, and health-related companies with whom the facility does business.

Patient receives a personal copy to read and sign.

Signing the copy denotes understanding of and agreement with the use and disclosure of PHI for treatment, payment, and facility operation.

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What the Notice of Privacy Practices Addresses

Access to medical records Amendments to the medical record Restrictions on the use of protected health

information Access to an accounting Confidential communications Complaints about violations of privacy Minimum necessary rule Telephone requests for PHI Email and faxes

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Additional Concerns Not Addressed by HIPAA

PHI not meant for the chart Daily patient assignments Nurse’s personal notes about the patient Anything else with patient-identifying

information that ends up crumpled and thrown in the wastebasket at the end of the shift

Hallway conversation

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Patient Competency

Legal Competency 18 years old or older A pregnant or married woman A self-supporting minor Competent in the eyes of the law

Emancipated Minors Live on their own Manage their own finances Married and have children

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Patient Competency

Clinical competency refers to a patient who is able to do the following: Identify the problem for which he or she is

seeing the physician Understand the options for care and the possible

consequences Make a decision Provide sound reasons for the option he or she

chooses

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Patient’s Right to Consent

General (Implied) Consent The fact that a person has voluntarily sought admission to

a health care agency and willingly signs a general admission form

Informed Consent Must be obtained for invasive procedures ordered for

therapeutic or diagnostic purposes The patient must indicate comprehension (understanding)

of the information provided. Authorized Consent

Parents cannot give informed consent for the treatment of their children, but they can authorize treatment for their children up to a certain age.

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End-of-Life Issues

Advance DirectivesLiving Will

A legal document that describes the kind of medical treatments or life-sustaining treatments the person would want if seriously or terminally ill

Does not let the person select someone to make decisions for them

Durable Medical Power of Attorney Names a health care proxy (any one at least 18 years

old) to make medical decisions, if that person is no longer able to speak for him or herself

Becomes active anytime the person is unconscious or unable to make a medical decision

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End-of-Life Issues

Do-Not-Resuscitate Order (DNR) An advance directive which provides legal permission

for a physician to write a DNR order The physician may also write a DNR order for a

patient who no longer has decision-making ability but does not have personal advance directives written and signed.

Removal of Life Support Systems The physician must pronounce the patient dead and

document this status before the nurse turns off the ventilator.

If the nurse removes a life support system before the physician pronounces the patient dead, it can be considered an act of murder.

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End-of-Life Issues

Physician-assisted Suicide Refers to a physician providing the means for

death, most often with a prescription The patient, not the physician, will ultimately

administer the lethal medication. Euthanasia

Generally means that the physician would act directly, for instance by giving a lethal injection, to end a patient’s life.

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End-of-Life Issues

Organ Donations Organ donations are voluntary. Body tissues that can be donated include skin,

corneas, bone, heart valves, and blood. Organ donation has raised both ethical and legal

questions in some instances.

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End-of-Life Care

Numerous organizations and projects working on end-of-life principles

Adopted or support core principles for end-of-life care

Accept the term palliative care to identify the wide range of clinical services available for patients whose disease is not responsive to curative treatment

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Good Samaritan Acts

Laws that stipulate that a person who renders emergency care in good faith at the scene of an accident is immune from civil liability for his or her action while providing the care

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Practical Application of Ethics and Law in Difficult Situations

Late entryVerbal ordersQuestionable orderGiving adviceUnderstaffed unitDocumenting UAP care

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Practical Application of Ethics and Law in Difficult Situations

Documenting someone else’s careIllegal alteration of a patient’s recordPersonal criticism of nurse in patient’s

recordIllegible physician’s orderTelephone ordersPossible negligence