robert burmanjer head of unit dg research specific international cooperation activities
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International dimension of the European Research Framework Programme INCO NCP Meeting, Athens, 9 June 2010. Robert Burmanjer Head of Unit DG Research Specific International Cooperation Activities. Lisbon strategy. - PowerPoint PPT PresentationTRANSCRIPT
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International dimension of the European Research Framework Programme
INCO NCP Meeting, Athens, 9 June 2010
Robert BurmanjerHead of UnitDG Research
Specific International Cooperation Activities
2
Lisbon strategy
S&T contributes to the Lisbon objectives: economic growth, employment creation, environmental protection, social challenges
3
Why research at European level?
• Pooling and leveraging resources– Resources are pooled to achieve critical mass– Leverage effect on private investments– Interoperability and complementarity of big science
• Fostering human capacity and excellence in S&T– Stimulate training, mobility and career development of
researchers– Improve S&T capabilities– Stimulate competition in research
• Better integration of European R&D– Create scientific base for pan-European policy challenges– Encourage coordination of national policies– Effective comparative research at EU-level– Efficient dissemination of research results
4
FP7 – Specific ProgrammesFP7 – Specific Programmes
Cooperation – Collaborative researchCooperation – Collaborative research
People – Human PotentialPeople – Human Potential
JRC (nuclear)JRC (nuclear)
Ideas – Frontier ResearchIdeas – Frontier Research
Capacities – Research CapacityCapacities – Research Capacity
JRC (non-nuclear)JRC (non-nuclear)
EuratomEuratom
+
5
3,27 5,36 6,613,12 14,96 17,5
53,2
0
10
20
30
40
50
60
70
80
1984-1987 1987-1991 1990-1994 1994-1998 1998-2002 2002-2006 2007-2013
€ Billion
EU Framework Programmes: BudgetsEU Framework Programmes: Budgets
6
International Cooperation International Cooperation in FP7 - Principlesin FP7 - Principles
I.I. Competitive advantage for EuropeCompetitive advantage for Europe
II.II. Mutual benefit and interestMutual benefit and interest
III.III. Critical and specific needCritical and specific need
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(I)(I) Competitive advantage for EuropeCompetitive advantage for Europe
Maximise attractiveness for private R&D investment (policy mix)
Increase R&D cooperation with industrialized/developing/emerging economies
International Cooperation International Cooperation in FP7 - Principlesin FP7 - Principles
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(II)(II) Mutual benefit and interestMutual benefit and interest
Address problems of global and specific need
Generate added value and cost effectiveness in research and research capacity building
Reinforce EU’s External Relations and other relevant Policies
International Cooperation International Cooperation in FP7 - Principlesin FP7 - Principles
9
(III)(III) Critical and specific needsCritical and specific needs
Partnership: Balanced participation
Multidisciplinarity: Complementarities of expertise
Problem solving: Shortening societal impact times, immediate response to specific needs
Evaluation: Scientific and regional evaluation
International Cooperation International Cooperation in FP7 - Principlesin FP7 - Principles
10
FP7 – Participating countriesFP7 – Participating countries
Full participants of FP7
Third Countries
MEMBER STATES ASSOCIATEDCOUNTRIES
INTERNATIONAL COOPERATIONPARTNER COUNTRIES
INDUSTRIALISEDCOUNTRIES
11
International International CooperationCooperation
Third Countries:Third Countries:Industrialised countries
Associated countries
International Cooperation Partner Countries:
Countries neighbouring the EU (Mediterranean partner Countries, Western Balkans, Eastern European and Central Asian countries)
Developing countries (ACP, ASIA, Latin America)
Emerging economies (e.g. China, India, Brazil, Russia, South Africa)
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Cooperation – Cooperation – Collaborative researchCollaborative research
Opening of all themes to third countriesOpening of all themes to third countries
Build S&T partnerships based on mutual interest
Enhance Europe’s competitiveness
Contribute to implementing EU policies and international commitments effectively
13
Opening of the Research Framework Programme (FP-7)
Participation of all third countriesFunding of ICPC countries (International Cooperation Partner
Countries)
Two-pronged approach“Mainstream”: Instruments for targeted cooperation “Specific”: INCO leveraging/supporting instruments
International agreementsAssociation to the FPS&T cooperation agreements
Process and instruments
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Implementation of cooperation agreements
Regular meetingsS&T policy dialogueidentification of areas/topics of common interest
Joint prioritizationImplementing arrangements / MOURoadmaps of future joint/coordinated activities
Definition of activities in FP7 work programmes
instruments for targeted international cooperationINCO leveraging/supporting instruments
15
Instruments for targeted international
cooperation
Targeted opening Specific International Co-operation Activities
(SICA) Coordinated calls Twinning
+ International Mobility and Exchange schemes
(fellowships, IRSES, etc.)
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Third countries’ own resources
Co-fundingCoordinated calls (Russia, India, China, USA, Brazil, Mexico)Twinning (USA, Canada , Australia, New Zealand, Argentina, Brazil, Mexico, Egypt)
Matching fundsSouth Korea, Japan, Australia, New Zealand, Canada?
ReciprocityParticipation: as per agreementsFunding: on a case by case, eg USA (Health)
*
17
Total third country submitted applications
(Cooperation, Capacities, EURATOM and Ideas SPs)
12.304
205.171
0
50.000
100.000
150.000
200.000
250.000
THIRD COUNTRIES EU MS + AC + OCT
Figures WP 07+08+09 Reference date: 19 December 2009Figures WP 07+08+09 Reference date: 19 December 2009
6.0 %6.0 %
18
Total third country main listed applications
(Cooperation, Capacities, EURATOM and Ideas SPs)
2.256
35.921
0
5.000
10.000
15.000
20.000
25.000
30.000
35.000
40.000
THIRD COUNTRIES EU MS + AC + OCT
Figures WP 07+08+09 Reference date: 19 December 2009Figures WP 07+08+09 Reference date: 19 December 2009
6,3 %6,3 %
19
FP7 Cooperation SP Third countries submitted applications
REFERENCE DATE: Calls 07+08+09 - 14 Dec 09
COOPERATION / all thematic areas
166591 APPLICATIONS (in proposals submitted)
10.321
156.270
0
20.000
40.000
60.000
80.000
100.000
120.000
140.000
160.000
THIRD COUNTRIES EU MS + AC + OCT
6,6%6,6%
20
FP7 Cooperation SPRegions’ success rate
25%
18%21%
27%
15%11% 12%
15%
21%24%
19%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Average third Average third country country
success rate success rate 18%18%
Average EU Average EU Member Member States States
success rate success rate 21%21%
21
FP7 Cooperation SPSelected countries success rate
REFERENCE DATE: Calls 07+08+09 - 14 Dec 09
COOPERATION / SUCCESS RATE: SELECTED COUNTRIES
APPLICATIONS MAIN LISTED COMPARED TO APPLICATIONS EVALUATED (%)
23%
17% 18%
35%
30%26%
30%
35%
25%21%
15%13% 13%
9%
15%
10%
16%14%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Average EU Average EU Member Member States States
success rate success rate 21%21%
22
FP7 Cooperation SPMain listed applications
COOPERATION / ALL THEMATIC AREAS29415 APPLICATIONS MAIN LISTED
REFERENCE DATE: Calls 07+ 08 + 09 - 14 Dec 09
1.760
27.655
0
5.000
10.000
15.000
20.000
25.000
30.000
THIRD COUNTRIES EU MS + AC + OCT
6,3%6,3%
23
FP7 Cooperation SPThird countries share in
22,657 applications main-main-listedlisted
Third countries share in 29415 applications main-listed
REFERENCE DATE: Calls 07+ 08 + 09 - 14 Dec 09
COOPERATION / ALL THEMATIC AREAS
11,7%
7,5%
3,9%
12,1%
3,2%
1,0%
5,1%
6,4%
3,7%
5,9%
0
1.000
2.000
3.000
4.000
5.000
6.000
7.000
8.000
9.000
ENERGY ENV HEALTH ICT FAB NMP SEC SPA SSH TPT
0,0%
2,0%
4,0%
6,0%
8,0%
10,0%
12,0%
14,0%
TOTAL Third country share
Average Average 6%6%
24
FP7 Cooperation SPParticipation of top third countries
(countries with an S&T Agreement in yellow)REFERENCE DATE: Calls 07+ 08 + 09 - 14 Dec 09
COOPERATION / TOP 30 THIRD COUNTRIESAPPLICATIONS (in proposals Mainlisted)
190185
145
122
86 86
6661
57 56
3930 29
25 25 22 22 21 20 20 20 18 17 15 14 14 14 13 13 12
0
20
40
60
80
100
120
140
160
180
200
Unite
d Sta
tes
Russia
n Fed
erat
ion
China
(Peo
ple's
Repub
lic o
f)In
dia
South
Afri
caBra
zil
Canad
a
Austra
lia
Ukrain
e
Argen
tina
Mor
occo
Egypt
Mex
ico
Viet N
amJa
pan
Seneg
al
Tanza
nia (U
nited
Rep
ublic
of)
Tunisi
a
Ugand
a
Thaila
ndChi
le
Kenya
Ghana
Colom
bia
Camer
oon
Korea
(Rep
ublic
of)
New Z
ealan
d
Niger
ia
Algeria
Philipp
ines
25
FP7 Cooperation SPParticipation of selected countries /
EU MS(countries with an S&T Agreement in yellow)
REFERENCE DATE: Calls 07+ 08 + 09 - 14 Dec 09
COOPERATION / MEMBER STATES ASSOCIATED COUNTRIES AND THIRD COUNTRIESAPPLICATIONS (in proposals Mainlisted)
GermanyUnited Kingdom
FranceItaly
SpainNetherlands
BelgiumSweden
SwitzerlandGreece
AustriaFinland
DenmarkPoland
PortugalNorway
IrelandCzech RepublicHungaryIsrael
RomaniaSlovenia
United StatesRussiaTurkey
BulgariaChina
IndiaSlovakiaEstonia
0 500 1000 1500 2000 2500 3000 3500 4000 4500
26
FP7 Cooperation SPUNITED STATES
Main-listed applicationsCOOPERATION / ALL THEMATIC AREASUSA: 190 APPLICATIONS MAIN LISTED
REFERENCE DATE: Calls 07+ 08 + 09 - 14 Dec 09
6
26
4139
31
34
32
1
7
0
5
10
15
20
25
30
35
40
45
50
ENERGY ENV HEALTH ICT FAB NMP SEC SPA SSH TPT
27
FP7 Cooperation SPRUSSIA
Main-listed applicationsCOOPERATION / ALL THEMATIC AREAS
RUSSIA: 185 APPLICATIONS MAIN LISTED
REFERENCE DATE: Calls 07+ 08 + 09 - 14 Dec 09
22
29
26
16
24
21
0
7
4
36
0
5
10
15
20
25
30
35
40
45
50
ENERGY ENV HEALTH ICT FAB NMP SEC SPA SSH TPT
28
FP7 Cooperation SPEC financial Contribution
COOPERATION / ALL THEMATIC AREASAPPLICATIONS MAIN LISTED - EC REQUESTED CONTRIBUTION: 9.848.679.246 €
REFERENCE DATE: Calls 07+ 08 + 09 - 14 Dec 09
217.908.827
9.630.770.419
0
1.000.000.000
2.000.000.000
3.000.000.000
4.000.000.000
5.000.000.000
6.000.000.000
7.000.000.000
8.000.000.000
9.000.000.000
10.000.000.000
THIRD C
OUNTRIES
EU MS +
AC +
OCT
2, 3%2, 3%
29
COOPERATION / ALL THEMATIC AREASAPPLICATIONS MAIN LISTED - EC REQUESTED CONTRIBUTION: 217.908.827 €
REFERENCE DATE: Calls 07+ 08 + 09 - 14 Dec 09
0
10.000.000
20.000.000
30.000.000
40.000.000
50.000.000
60.000.000
AFRICA
ASIA
CARIBBEAN
INDUSTRIA
LISED
LATIN
AM
ERICA
MED.
PACIFIC
EE-CA
FP7 Cooperation SPSelected countries EC
contribution
European European Commission Commission
total total requested requested
contributioncontribution
30
FP7 Cooperation SPSelected countries EC
contributionCOOPERATION / TOTAL
APPLICATIONS MAIN LISTED - REQUESTED CONTRIBUTION 242.288.326 €
REFERENCE DATE: Calls 07+ 08 + 09 - 14 Dec 09
0
5.000.000
10.000.000
15.000.000
20.000.000
25.000.000
30.000.000
35.000.000
40.000.000
45.000.000
50.000.000
South A
frica
China
India
Austra
lia
Canad
a
Japan
Korea
New Z
eala
nd
United S
tate
s
Argen
tina
Brazil
Chile
Mex
ico
Egypt
Moro
cco
Tunisia
Russia
Ukrai
ne
EC CONTRIBUTION COUNTRY CONTRIBUTION
31
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