I

POSITION ORGANIZATION/ENTITY

PARTIES

r

Report Required by th? EthicsFINANCIAL DISCLOSURE REPORT AOJO in Government Act uf /'}78 Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.SC. opp.§§ IOI-Ill)

1. Pers.on Rtporlini (lasl nam . first, middle initia!J

Roberti, Jr., John G.

1. Court or Org2nizalfon

Sllpreme Court of the U.S.

J. [lat< of l!tport

05/14/2010

4. Title (Aniclc Jfl judges indicate active or senior status; magistrate judges indicate full- or part-time)

Chief Justice

Sa. Report Type (ch:ck approprial< type)

D Nomination, Date

D lmtial 0 Annual

Sb. D Amended Rcpon

D Final

6. Reportini:: Prriod

01/01/2009 lo

1213112009

7. Chambers or Office Address

One First Street, NE Washington, DC 20543

8. On the buis of the Information contained in this Report •nd any modifications pertaining thereto, ii h, in my opinion. In compliance with applkahle laws and regulations.

Reviewing Officer __ .. ·---- Dale-------

!!If PORT ANT NO TES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you ha1•e no reportable infurmutioTL Sign on last page.

I. POS JTI 0 NS, (Reporting individual only; see pp. 9-/J of filing instructions.)

[ZJ NONE (No reportable positions.)

NAME OF

1.

2.

3.

4.

5.

r·

IJ, AGREEMENTS. (Reportini; imJi,.iduat unly; see pp. 14-16 of filmg inwuctions.)

[71 NONE (No reportable agreements.)

AND TERMS _ c_ .,

c­l}:: :-.-

. .

z-

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r-.._,:- -' c:_,·

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2.

3.

Roberts Jr., John G.

SOURCE AND

SOURCE AND TYPE

fNCOME

SOURCE LOCATJQN PURPOSE ITEMS PAID OR PROVIDED

Date of Report Namt of Pnsou Rtportlng FINANCIAL DISCLOSURE REPORT

05/14!2010Roberts, Jr., John G.Page2 of JO

III. NQN-JNVESTJ\iJENT JNCOJ\1E. (Reporting individual und spou"; m pp. 17-14 offi/i,.g in.<truction.<.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

TYPE (yours, not spouse's)

I. 3/12-14,'09 University ofldaho College of Law, Doise and Pullman, lda o •• $11,500.0() teaching stipend

2.

3. 7113-23!09 New England School of Lzw, Summer Program, Galway, Ireland·· $15,000.00 teaching stipend

4.

B. Spouse's Non-Investment Income - 1fyou """married during any portion of1!outpor1ing year, wmpteu 1hin«·tio11.

(Do/fur wnou11t 11of required e.tceptfor honoruria.)

D NONE (No reportable non-investment income.)

I. 2009

2.

3.

4.

Major, Lindsey & Africa, LLC ·· Attorney Search Consultants -- Salary

JV. REJJ\1BURSEMENTS -- lranspnrlation, lodging.food, tnfcrtainmenL

(focludeJ those 10 :spouse tmcl ,fi!pe.ndP.nf children: tP pp. '!5 :!7 of.filing in. froc!icm.t./

D NONE (No reportable reimbursements.)

DATES

Cniversity of Arizona College 2/2-4/09 of Law

.1. University of Idaho 3112-14109

4.

Tucson, A rlzona

l:loise and Pullman. Idaho

Visited l!niversity students Air transportation, meals, and lodging and high school government class;

met with Federal judges; delivered the third William H. Rehnquist Center Lecture

Delivered the Bellwood Lech1re; met with Federal iudges;

"Conver ation with the

Air transpottalion, meals, and lodging

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FINANCIAL DISCLOSURE REPORT

Page3ofl0

Name vf Ptnon Rrporting

Roberts, Jr., John G.

[Joie of Rtl"Jrl

05114'2010

Chief Justice" presentation to the law school community:

5. attended College of Law Centennial events

6. North Carolina Centro! University

7. University of Louisville

8.

9. University of Cambridge

4/13-15/09 Durham. North Carolina

4il7-J8/09 Louisville, Kentucky

Judged moot cout1; artende.d admissions ceremony for 130

"Conversation with the Chief Justice" presentation to the

University community; met with 38 McConnell Schob rs

516-9109 Cambridge, United Kingdom

Delivered the Sir David Williams Lecture

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10. New England School of Law 7/13-23/09

11. University of l\·l ichigan 9/10-12/09

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12.

Galway, Ireland

Ann Arbor, Michigan

Taught course on the Supreme Court

Met with students m law school classes; .. Conversation with the Chief Justice"

presentation to the law school community: met with Federal judges

.-\ir tronsportation. meals, and lodging

Air tnmspo1tatio11, meals, and lodging

Air transportation, meals. and lodging

Air tm1spottation, meals, and lodging

Air transportation. meals. and lodging

13. Stanfo rd Law School 10122-24/09 Stanford, California Attended formal dedication Air transportation, meals, and lodging

14.

15. \Jr.i\'er,iry of Oklahoma I I /16- I 8/09 l\om1an. Oklahoma

of Brest Hall; met wnh students in law school classes;

attended dedication of William H. Rehnquist Courtyarrl

Met with students in law school classes; delivered Henry Family Crntennia I Lecture

Air transportation, meals. and Jodgmg

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SOURCE DESCRIPTION

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CREDITOR DESCRIPTION

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VALUE

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Datt' of H.epurt Name or Penon Rtporting FINANCIAL DISCLOSURE REPORT

Page 4of10 05/1412010Roberts, Jr., John G.

\T. GIFTS. (lnclude!i thosit to .-.poust and dependent children; supp. 28-3 I of filing instructitms.)

0 NONE (No reportable gifts.)

1. Washington National Opera Two tickets to Dinner and Opera Ball, June 5, 2009 S500.00

2.

4.

5.

- -· ----

VI. l-'IABILITIES. (Includes tlinu 1 fspau1e and di!pendentchi/Jren; s pp. 31-33 of filing i1u·tr11ctfon'i.)

ZJ NONE (No reportable liabilities.)

I.

.

3.

4.

5.

CODE

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Dale of Rt"port Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 5 of 10 Roberts, Jr., John G. 05/14/2010

VII. INVESTMENTS and TRUSTS - income, l'alue, transactions (lnc/udestho$.ofspfJW.< anJ JepenJmtchildren;>ee PP· 34-60 offllini: /n>trut'li.>ns.)

D NONE (No reponable income, assets, or transactions.)

A. II.-Di:scription of Assets Income during-1(including trust assets) I reporting period

1-i1)' 12) --

Place "(X)" <10er e-ach llSSi:t exempt from prior disclosure Code I dJ" , rent,

(I\ Hl or tn!) - I -l'-·"'--I '"· ,. ,

C. D.

Gross value at end Transactions dunng reporting pt:.riod of reporting period

(I) ·r-<2i-· r-,j) I .(4) (5)

Value Type (c g., ,... v .. ,. / Gain Identity nf Code 2 Method buy, sell. mm!dd'yy : Code 2 1 Code I tiuycr.'sellcr- -. ·1

+-- .

(J-P) Code 3 rcdcmp:ion) I (J-P) I (A-In (ifpnvarcI (QW) I minsaction)I--·· ___ .___ _ I·-·-- --

Time Warner (TWX)

2. Dell (Common)

3. Freddie Mac (Commun)

I

4. Hewlett-Packanl (Common)

5. Hillenbrand (Common)

6. Hill-Rom Holdings. Inc.

7. I ntel (Common)

8. M1croso!t (Common)

9. Nokia (Common)

10. Novellus (Common)

II. Pfizer (Common)

1 . Texas Instruments (Common)

13. TMO (Common)

14. Sirius XM Radio (Common}

15 Washington REIT

16. Am Cent Gr Fund

17. Davis Ser Real Est Fund

c Dividend M T

None L T

None J T

A Dividend L T

A Dividend J T

A l>ividcnd J T

B Dividend L T

c Dividend M T

None K T

None J T

A Dividend J T

l:J Dividend L T

None L T

None K T I

u Dividend K T

A Dividend J T

A Dividend K T

- --1I

;I

I

' i

II

I II

I.lnrnmeGain CoJcs: A ;:$1,iJ(IOorlns DsSJ,OOl-S2,500 C =52,501 SS.OU<! D 'S5.00I -Sll,UUO E-Sl5,UOI - S50,000-(Sec C1,lu11in Bl and 0-l! r ..S:i/J,00!. S/Oll,Ooo G •SI00,001 -Sl,OOC,000 Hl =S:l.000.001 -S ,000,000 H2 =Mmt !hall SS.OOU.OO:J

1. \'1duc ("'ode!> J "'Si 5,twm or le s K s ! 5,001 • Sl0.000 L =SS0.00 I . s I oo.uno M =SIHO,UUI • )2 U.UOO (Sec Col1.1m'l5 Cl nn<l 03J N -S:!5ll.OOI -$5C0Jrtl0 o ,,.ssoo,oo t • s1.000,000 Pt -=St,000.001 -55,000.000 r:! "'S5.000,UUl • Slj,000,llUO

Pl · H.000.001 - 50,000.lllJO P4 " fore lhM 550.000,000 ) Value Mc:hn<l Cudrs Q=Appr.m I R Cu:.I (Real Estate Orily) S =A srssmcnt T'"'-Cil.Sh Ma1kc1

(Ste Colo.Jmn 0) ll "-Oook V1lue \' ..01hc:r W"'Es11m111ed

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i

124.

126

i

I

Jti) ! ·;mount

ii) (2) ..

I ___ I_

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(5)

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(J-P)

FINANCIAL DISCLOSURE REPORT

Page 6 of 10

Name of Prnon Rrporting

Roberts, Jr., Jolm G.

Date or ll epon

0511412010

VII. INVESTMENTS and TRUSTS - inwme, ... /ue, h'unsuction.• (lnc/ud<S those ofsporise and dependent children; SU pp. 14-60 "/filing in.uru..tions.)

D NONE (,Vo reportable income, assets, or transactions.) ----1 -- ----- -··

A. [) Description ofAssets locom during I Transactiom during rep()rtmg prriod

including rnist assets) reporting period -----·---

m (I) l2) (3) (4) Place "(X)" a_ftcr each assel I Type (e.g., Value Value Type (e.g .. Date Value Gain Identity of

c cmpt from prior disclosure ' Code I div., zcnl. Code 2 Metbod buy, sell. 1111n;dd/yy Code 2 J Code I lw>er/sclkrlA·H) or int.) (J-P) Code 3 rcdcmptilm)

I I (A·ll) (if pti\latctr;111s i.:1ion)

c. Gross value at end of repnrting period

(Q-W)

18. Fidelity Contrafund Fund A Dividend L T

19. NB Kaminsky II None J T

20. Fidelity Low Priced Stock Fund A Dividend N T Sold(pan)

09/25/09 L D

21. Span.an 500 Index (fonncr!y Spanan U.S. Equity Index)

c Dividend N T

22. Fidelity Growth Company A Dividend M T

23. Fidelity Overseas Fund B Dividend !. T

Fidelity Select Energy Fund B Dividend K T

I 25. Fidelity Managed Income Punfoliu (noI control)

A Dividend L T Buy(add'I)

09125/09 K

Fidelity Retirement Money Market /\ Dividend L T Buy(add'!)

09125109 K

27. Franklin Mui Beac Z Fund A Dividend J T

28. Franklin Mut Disc Z l'und A Dividend J T

29. Janus Ent Fund l'Jone K T

30. Janus Fund A Dividend J T

31. Janus WW Fund A Dividend K T

32. Alackrock Int'! B Dividend L T

33. Lord Abbett Dev Gr Fund None K T

34. Putnam New Opp Fund N1.)ne J T

I. ln.;orne G11n Ccxles: . .\ -s I .OOG or lc s U w)l.UO: - S::::!,SOO (See Columns Bl and D4) f .=-S!>O,OiJI • S!OO,'JOJ G ..s1on,001. SJ,OOli,(1{10

2.ValurCoJ.cs J "'SI S,i.lOO LlT le s K •S 15,00I - SS0.000 (See Columns Cl anll 0}} N ..S250.00l - SSOiJ,{)IXJ 0 =Slll0,001 - Sl,11110,000

PJ ·S s.oon.001 - ) o.ono.ooo l Value MflhoJ Cot.le (J "Appr:t1:.i1! R "'co I (nul F.s;,111e OnlVJ

(Ser Column C2) LI ..Ovui.. V11lue \'z.Oth::r

C -Sl,301 - SS,UOO HJ ..--$1.ono.001. S5.(m,ooo L =SI0,001 · SIOO,OOUPl =!l,OU0,001 • SS.OUO,OIJIJN "'Mt•rt 1han S50,000,000 S ·A sessnu nt W::fa11m.11ell

D =S5.00: - IIS,00!1 E""Sl5,00J - SSU,OUO M2 =More than S5,tJOU,UOU /\1 =$I OO,Oo r - S250,0flll P2 ==S5JJG0,00l · S25.000,0:KJ

---:escripti

lo) ] ::':' I

--Y:\l, g-. - - q v?i .

I .. mm/d.Vyy redemption)

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141.

146. ! 47

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FINANCIAL DISCLOSURE REPORT Page 7of10

Name or Person Re:portine

Roberts, Jr .• John G.

Date or Report

05/14/2010

VII. INVESTMENTS and TRUSTS -income, value. ,,an,ucriom 11nc1uJ., 1hu« uf srous. and J•renJen1 ,.i,;1Jun; '" r1• u-6n •f filin11 imrruc1iom·.J

NONE (No reportable income, assets, or transactions.)0

of A= -------1 (including trust assets)

-Jncom:durin:-r Gro5' v ' at end

reporting period ' of rcrortrng period

Place "(X)" after each asset

exempt from prior disclosure

1 (2) '(I)-- m Type te.g.,

I Value \'a.Jue

1 div, rent, Code:? Mcth0d (A-11) or rnt.l il-P) Code J

lQ-Wl

D. Transactions during reporting period

huy. sell, / Code 2 (J-P)

Gain

I (4Code II (A·ll)

i

(5)Identity or

huyer/scllcr

(if private

tran action)

35. Putnam Voyager Fund None J T

36. Seligman Common A Fund

37. TorrayFund

38. TR Price Euro Stock Fund

39. TR Price SCi & Tech Fund

: 40. Vanguard lnt'I Gr fund

Vanguard Sm Cap Index fund

42. Ing Em Countries A Fund

43. MTB Money Mkt account

44. CMA Money Fund

45. C. Schwab Money Mkt Fund

C. Schwab Muni M. Fund

Wachovia, A Wells Fargo Company, account

48 Chevy Chase Bank, A Division of Capital Om, Inc., accounts

49. 1/8 inleresr in Conage, Knock long, County Limerick. Ireland

50. TR Price Prime Res Fund

5 J. Blackrock S&P

I. [m;:urnt Go;1.111 Cude . .'\ "'51.00D or less (Sec Co!i1mns DI .md 04)

2. Value Codei (Set C'ulun-.n Cl :ind 03-)

F •150,001 • SIOO,IXI()J = I 5,IX}(J or lus N °$250,001 • 500,000

). VJlue Merh11J CoJe (Sec(" ulumn C2)

P 3 :-S,:?),00:1,0U I • S5U,OO!l,O:JOQ =Appr;ii.s,il lJ"-Sud:Val'Je

A

A

B

A

A

8

A

A

A

A

A

A

B

None K

Oiv irlend M

Dividend J

None J

Dividend M

Dividend L

None K

Dividend L

Dividend L

Interest J

Di>idend ' K'

Jntcrest J

Interest L

Rent J

Dividend J

Dividend M

D =51.001 • $2,500G •$I 00.<>D I - S 1.000,0oO K •Sll.001 • S50,0000 :\j()iJ,001 -Sl.000,tw\O

R ...c a: (Real Est.tie Only) \'=-Othc•

T

T

T

T

T

T

T

T

T

T

T

T

T

w

T

T

C o:=S2,501 • S5,0l)U111•Sl.<Xlti,001.15,0llD.000L •$50,0UI - S 100,000 Pl •Sl.000,001 · S5,000,000 1'4 -:- hm: than s;su.uoc,:Joo S ...Asscs mcn1 W·b1tmatcJ

0 =S5,00I - S.15,flOll H =Mme th<ln S5,1)JO.ono

M=-SIOU.001- 2 0.UUO

P::! ::\5,000.001 - S15.000,0rnl

T =C;ish M<1rket

E =$15,001 -$50,fl'J<J

I

I

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I

I --------- ---

i

I 156 I I

158. ---·

I

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I

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(I) ' -m-,--!Ji . D:ue Yu Jue

mm'dd!yy C(i<lc 2

[lair or Rrporl Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 8of10 05114.'2010Roberts, Jr., John G.

VII. INVESTMENTS and TRUSTS - income, .a1ue, "ansac1ions onc1ut1es thou of'""''·" amt dcpent1m1 chilurrn; '"pp. J1-60 offilin11 inmuc1;, ..... )

D NONE (No reportable income, msets, or transactions.)

A. B. c --T Ll.

Description of Assets Transactions du:-mg rcp.:>ning pcriltd Gross value at end

of reporting period

Income during

reporting period (including trust assets)

(2) (I)"J ypc (Cg .•

14)(2) (5)· Amount Code I

I) 1 Value Value Gam. .Place "(X)" :after each asset Type (e.g

div., rent. Code 2 M:thod buy. sell. '

ld1:nt1ty of

((>:empt from prior disclosure C11d I huycr/scllcr

redemption)Code 3 (A-I ) (if pr.va1c (J.r)(J-P)(A-H)

_j _ _____ or int.)

I(Q-\\') --· transac!ion l·L __L_ _J__ ·-·52. Midcap SPDR Tr Stries I B Dividend L T

'i'- · Allied Capital (Commnn) None J T I 54. Utah Educ. Svgs Plans (no control) B Dividend M T

i

. 55. Pillsbury Winthrop Ret. Plan Fid.Mgd.lnc.Part II (bond fund)

A Dividend K ·1

Allegis Group Ret. Plan (no control) A Dividend J T i

s1. Time Warner Cable None K T Spinoff (from line 1)

12/09/09 K

AOL None J T Spinoff (from line l)

12109/09 J

I. locomc Ge.in Codes· (SC1: Culu1nm Al 1111d ) 2. Value Cudes

tSte C'oh:1nm Cl and D )

) Value Me< hot! C1"M.ks (See Coh1mn Cl)

A = 1,000 l'f les!> F •110.001 · SIU0.000 J •SI 5,000 or less N =S.250,0lll - S51Xl,OOO P3 =S2S.DOO.OOI • S O.O()tJ,000 0 ..Appr;iiis:t! ll ,..Book Value

B aSt,OUI. S2.50ll G "'SI00.001 -Sl,D00,000 K •SI 5,001 - 50,000 0 :rS, 00,001 - $1.000,000

R c(us1 (Re.al l::st•tc Only) V"'Other

C =S:UOI - SS.000 HI =Sl,000,001·55,000,000 L '"'S O.OUI -SllJ0,000 Pl •Sl.000.0<JI -Sl,000,000 P4 "'More than S50,000,0UO S "-Asse smcnt W ...Esrimaled

D=>5,C-OI "Sl ,UD!J E s I s.nfli - SSll,000 H2 =M1..�rc than S.S,000,000 M-5100,001- >250,000 P2 -S5.000,00J . S25,UO'J,(Jt)O

Name or Person Rtportinc Dal< ol Rrporl FINANCIAL DISCLOSURE REPORT

Roberts, Jr., John G. 05,'1412010Page 9 of IO

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lnJicarcpartofR<p"rL)

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FINANCIAL DISCLOSURE REPORT

Page 10 oflO

Name of Prnon Rtporting

Roberts, Jr., John G.

Datt of Report

05/14/2010

IX. CERTIFICATION.

I certify that all information given above (including information pertaining tom}' spouse and minor or drpendcnt children, if any) h accurate, true, and complete to the best of my knowledge and helief, and that any Information not reported was withheld hecausc it met applicablt slotutory pro,·isions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. §SOI el. seq., 5 U.S.C. § 7353, and Judicial Conference regulation•.

Signature

l\OTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT !\IA y HE suu.n:rr TO Cl\'IL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

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FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544