roger t benitez financial disclosure report for 2010

8/3/2019 Roger T Benitez Financial Disclosure Report for 2010

1/18

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)Beni t ez , Roge r T .

4. Title (Article Il l judges indicate active or senior status;magis t ra te judges indicate fu l l - or par t - t ime)

D i s t r i c t J u d g e , A c t i v e

7. Chamb er s or O f f ice Addr es s9 40 Front S t ree tS an Dieg o , Cal i fo rn ia 92101

2. Court or OrganizationU. S . Di s t r i c t Cour t , Southe rn Dis t r i c t o f Ca l i fo rn i a

3. D a t e o f R e p o r t05/13/2011

5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my o p in ion , in compliancewith appl icable l aws and regula t ions .

6. Report ing Pe riod01/01/2010

to12/31/2010

Reviewing Of f icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,check ing the NONE box for each par t where you have no repor table information. S ign on las t page.

I . P O S I T I O N S . (Report ing indiv idual on l y ; seepp. 9 -13 o f f i l ing in s truc t ions .)---] N O N E ( N o reportable p osit ions.)

P O S I T I O N1. P o we r o f A t t o r n e y

2.

3.

4.5.

N A M E O F O R G A N I Z A T IO N / EN T I T Y

I I . A G R E E M E N T S . g e p o . i .g i n d i v i a u a l o n l y ; s e e p p . 1 4 - 1 6 of f!ling instructions.)~] N O N E ( N o reportable agreements.)

_ D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 9

N a m e o f P e r so n R e p o r t i n gBenitez, Roger T.

D a t e o f R e p o r t05/13/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g individual and spouse; seepp. 17-24 offiling instructions.)A. Filers Non-Investm ent Income

~ (No repor table income. )ONE non-investmentDATE SOURCE AND TYPE

2.

3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during anyportion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

N O N E (No reportable non-investment income.)

1. 20102.3.4.

DATE SOURCE AND TYPEC a l i f o r n ia S t a t e T e a c h e r s R e t i re m e n t

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent ch ildren; see pp. 25-27 offiling instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


3/18



Date of R e p o r t05/13/2011

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)NONE(N o reportable gifts.)

SOURCE1.2.

3.4.

5.

DESCRIPTION V A L U . _ _ E _ E

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o l sp o u s e u n d d e v e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No re portable l iabili t ies.)

CREDITOR DESCRIPTION1 .2.

3.

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t i n gBenitez, Roger T.

D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

exempt from prior disclosure

B. C. D.In co m e dur in g Gro ss value a t e n d Transac t ions dur ing repor t ing per iod

reporting period of reporting period(1) (2) O) (2) ~1~ (2) (3) (4) (5 )A m o u n t Type (e.g. , Va l u e Value Type(e ,g . , Date Value Gain I d e n t i . t y o fCode 1 div.,rent, C o d e 2 M~od .... buy~sel l , : : : : mm/dd/yy Code2 Code I buyer/ se l le r(A-H) (J-P) (A-H) (if private

t r a n s a c t i o n )

1. Parcel 2 E1 Centro, Ca~2. Parcel 3 E1 Centro, Ca~3. Parcel 4 Salton City, Ca~4. Nor t he rn L i f e A nnu i t y / I NG

D R e n t LD R e n t M

N o n e JB Interest K

SSST

5. Ci t ibank - Bank Depos i t P rogram A Interest J6. Amer igas P a r tne rs L P Uni t -AP U- l imi t edpa r t ne r sh i p i n t e r e s t7. A p p l e I n c . A A P L - c o m m o n s t o c k

A Dividend JN o n e K

TT Buy 09/28/10 K

8. Automat i c Da ta P roces s ing ADP -commonstock9. B P P L C S p o n s o r B P - c o m m o n s t o c k

A Dividend J T Bu y 02/02/10(add l )A Dividend J T Bu y 02/02/10

JJ

1 0 . B e r k s h i re H a t h a w a y B - B R K B - c o m m o ns t ock1 1 . B o e i n g C o r p o r a t i o n - B A c o m m o n s t o c k A

N o n e K

D i v i d e n d JTT

1 2 . B r i st o l M y e r s B M Y s o m m o n s t o c k A Dividend J T Bu y 0 1 / 1 3 / 1 0 J1 3 . C e n t u r y li n k C T L c o m m o n s t o c k A Dividend J T Bu y 01/13/10 J1 4 . C h e v r o n C o r p . - C V X - c o m m o n s t o ck A Dividend J T1 5 . C l o r o x C o m p a n y C L X c o m m o n s t o c k1 6 . E i D upon t - D D - com m on s t ock

A Dividend J T Bu y 05/28/10(add l )A Dividend J T

1 7 . G e n e r a l E l e c t ri c - G E - c o m m o n s t o c k A Dividend K T Bu y 05/28/10(add l )

I . income G ain C 0des :( S e e C 0 l u n m s B i a n d D 4 )

2 . Value C odes( S e e C o l u m n s C I a n d D 3 )

3.Value Method C odes( S e e C o l u m n C 2 )

A =$ 1,000 o r less B = $1,001 - $2 ,500 C =$2,501 - $5,000 D =$5,001 - $15,000=$50,001 - $I00,000 G =$i00,001 ~ $i~000i000 .... Hi =$1,000~00i ~ $51000i000 H2 =MO re than $5;0001000= $ t 5 , 0 0 0 o r ~ e s s K = $ t 5 , 0 0 1 - $ 5 0 ; 0 0 0 L = $ 5 0 , 0 0 1 ~ * i 0 0 ~ 0 0 0 M = $ 1 0 0 , 0 0 ~ - $ 2 5 0 ,0 0 0=$250,001 - $500,000 O =$500,001 ~ $1;000,000 PI =$1;000~00i - $5,0001000 P2 =$5,000,00i- $251000,000

P3 =$25,000,001 - $50,000,000 P4- - M0r e than $ 50 ,000,000Q =Ap p r a i sa l R =Co s t ( Rea l Es t a t o O n l y) S = A s s es s ment T = C a s h M a r k e t

= Book Value V = O t h e r W =Estiniated

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r t in gBenitez, Roger T.

D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependen t chi ldren; see pp. 34-60 of f i l ing instruct ions. )~ NONE income, assets, transactions.)N o reportable orPlace "(X)" after each asset

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s ) r e po rt i n g p er io d o f r e po rt i n g p er io d

(1) (2) (1) (2) (l )A m o u n t T y p e ( e . g . , Value V alue T y p e ( e . g .,

Transactions during report ing period(2 ) (3) (4) (5 )

Date Value Gain Identity ofCode 1 buyer/ se l le r

(J-P) (A-H) ( i f p r i v a t et r a n s a c t i o n )(Q-W)

1 8 . H J H E I N Z - H N Z - c o m m o n s t o c k A Dividend J T1 9 . M i r a n t C o r p - c o m m o n s t o ck N o n e J T20 . N e x a im W ire le s s -N X W I- co n u n o n s to ck N o n e J T Bu y 0 5/0 5/10 J21 . P i tney Bowes , Inc . -P BI -common s tock A Dividend J T22 . P r o g r e s s E n e r g y , In c . P G N - c o m m o n s t o c k A Dividend J T Bu y 05/28/10 J(add t )23 . A l c o a I n c .- A A - c o m m o n s t o c k A Dividend S o l d 05/05/10 J24 . P r o c t o r & G a m b l e - P G - c o m m o n s t o c k A Dividend S o l d 05/05/10 J

25 . S p e c t r a E n e rg y C o r p - S E - c o m m o n s t o c k A Dividend So ld 0 5/0 5/10 J

26 . W a l m a r t S to r e s , In c . -W M T c o m m o n s t o ck A Divid e n d S o ld 0 1/13/10 J27 . W e l ls F a r g o B a n k - W F C - c o m m o n s t o c k A Divid e n d S o ld 09/28/10 J28 . A m e r e n E n e r g y - A E E /C o m m o n S t o ck A Dividend J T29 . C o s t c o - C O S - c o m m o n s t o c k A Dividend S o ld 01/13/10 J30 . JP M o rg a n C h as e p re fe r red s to ck N o n e S o l d 01/25/10 J31 . C ap ste ad M o rtg ag e - R EIT-- C M O N o n e Bu y 06/24/10 J32 . N o n e S o ld 0 9 /13 /10 J33 . At las P ipe l ine P a r tne rs , l imi t ed pa r tne rs h ip A Distr ibut ion J T Bu y 0 9 /13/10 Ji n t e r e s t- A P L34 . Cros s t ex Ene rgy L P - l imi t ed pa r tne rs h ip A Distr ibut ion J T Bu y 10/29/10 Ji n t e r e s t - - XTE X

ABAA

A

AA

A

1. i n c o m e G ~i n Co d es : A =$1~000 or !~ss B =$I,OOI ~ $2,500( See C olumns B I and I ) 4 ) F =$50,001 - $100,000 G =$100,001 - $I,000,000

2. V alue C o d es J = $15 ,000 o r les s K =$]5,001 - $50,000( See C olumns C I and D3) N =$250 .001 - $ 500,000 O =$500,001 - $ I;000,000

P3 =$25,000,001 - $50,000,0003 . Value Method C odes Q =Ap p r a i sa l R = C os t ( R eal E s t a t e O nly )( S e e C o l u m n C 2 ) U = Book Value V = O t h e r

C =$2,501 - $5,000H 1 =$1~000,001 - $5~000,000L =$50,001 - $ 100,000P 1 =$1,000,00! - $5,000,000P4 =More than $50,000,000S = A s s es s mentW = E s t imated

D =$5,001- $15,000H2 =More than $5,000,000M= $ 1 00,001 - $ 2 50,000P2=$5,000,001- $25,000,000T = C a s h M a r k e t

E =$15,001- $50,000


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D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing ins tructions.)N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross value a t end Transactions during reporting period( inc luding t rus t asse ts ) reporting period of reporting period

(1) (2) (I) (2) (! ) (2) (3)Place "(X)" after each asset A m o u n t T y p e ( e . g . , V alue V alue Type (e.g. , D a t e V a l ueexempt f rom pr ior d isc losure C o d e I div., rent, C o d e 2 Method b u y s e l l m m / d d d y y C o d e 2(A-H) o r in t . ) ( J - P ) C od e 3 redem ption) ( J ~ P )

( Q - W )

(4) (5 )Gain Identity of

Co de I . . . . .. . . . .. buyer/ se l le r(A-H) (if privatet r a n s a c t i o n )

35 . A n n a l y C a p i t a l -N L Y A Dividend J T Bu y

36 . Dia n a S h ip p in g DS X -co m m o n s to ck N o n e J T37 . Mue l l e r Wa t e r P roduct s - - MWA A Dividend J T Bu y3 8. T o rt ois e M L P F un d -- N TG A Dividend J T Bu y39 . Dinuba CA Fing Wastewtr Reclamation A Interest J TReclamat io n . . . . . Bo n d4 0. O n ta ri o C m n t y F A C S D is t B o nd A Interest K T41 . F r a n k l in F u n d - s m a l l c a p g r o w t h f u n d I - N o n e J TF R S G X c l a ss42 . V a l i c F i x e d A c c o u n t P l u s A Dividend J T

06/24/10

09/13/1007/28/10

JJ

43 . Val ic Midcap S t ra t . GR. /Morgan S tan l ey N o n e J T44 . A I G V a l i c M i d C a p F u n d ( W e l l i n g t o n ) N o n e K T45 . V a l i c S m a l l C a p S p e c i a l V a l u e - E v e r g r e e n / N o n e J TPu t na m46 . Val ic In t e rna t iona l Smal l Cap Equi ty /AIG N o n e J T47 . W o r l d S a v i n g s ( n o w W a c h o v i a ) a g g r e g a t e A Interest C l o s e d48 . W a s h i n g to n M u t u a l- ( n o w C h a s e B a n k - ) A Interest O Ta g g r e g a t e49 . S a n D i e g o C o u n t y C r e d i t U n i o n a g g r e g a t e B Interest M T50 . Temecula Va l l ey Bank (now Fi r s t Ci t i zens B Interest M TB a n k ) - a g g r e g a t e51 . B a n k o f A m e r i c a a g g r e g a t e A lnterest J T

04/02/10

i i~ Gain Codesi :: A =$1;000 or less( See C olumns B 1 and D4) F =$50,001 - $100,000

2 . Value C odes J =$15,000 or less( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000

P3 =$25,000,001 = $50,000,0003 . Value Method C odes Q =Ap p r a i sa l( S e e C o l u m n C 2 ) U = Book Value

B =$1,001 - $2,500 C =$2,501 - $5,000G =$100,001 - $1,000,000 H 1 =$ 1,000,001 - $5,000,000K -$15,001 - $50,000 L =$50,001 - $100,000O = $5 00 ,00 1 - $ 1 ,00 0,0 00 P I = $1,0 00 ,00 1 - $ 5 ,00 0,0 00

P4 =More than $50,000,000R -C ost (R eal E sta te Only) S =A ssessm en tV = O t h e r W =Est i raa t ed

D =$5,00 t - $15,000 E =$15,001 - $50,000.2 = ,ore tha. $5.000;O00M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T = C a s h M a r k e t


7/18



Date of Report05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o lo e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)~] NONE income, assets , or transact ions . )eportable

A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P ace "(X)" af ter each asse t A m o u n t T y p e ( e . g . . V a l ueexempt from prior disclosure C o d e I d i v . , r e n t . C o d e 2( A - H ) o r i n t . ) ( J - P )

Va l u e Type/e-g. , D a t e V a l ue Gain Identity ofM e f l~ o d buy, se l l , m m /d d/y y C od e 2 Code 1 buyer] se l lerC o d e 3 redempt ion) (J-P) (A-H) (if private( Q - W ) transaction)

52 . S a n D i e g o N a t i o n a l B a n k - ( n o w U S B a n k ) -a g g r e g a t e53 . S co t t r a de54 . Powe r o f A t t o rne y - - -55 . - - - U S F F C r e d i t U n i o n ( a g g r e g a t e )56 . - - - C h a s e M a n h a t t an ( a g g r e g a t e )57 . - - -P rope r ty l , Tampa F lor ida ,58 . - - - P rope r t y 2 , Ta m pa F l o r i da ,59 . - - - P rope r t y 3 , S t . C l oud , F l o r i da ,

60 .61 .62 .

BBA

Interest K TN o n e J T O p e n

Int.hgiv. K T

I n t e r e s t 0 TRent L WNone L WNone L W

09/13/10

1: Incom~ Gain Codes: A =$1,000 or less B :$1.001 - $2,500 C =$2,501 - $5,000( See C olumns B 1 and D4) F =$50,001 - $ 100,000 G =$ 10 0,0 01 - $ 1 ,0 00 ,0 00 H 1 = $ t ,0 00 ,0 01 : $ 5,0 00 ,0 00

2. V alue C o de s J = $15 ,000 or less K =$15,001 - $50,000 L =$50,001 ;$100,000( S e e C o l u m n s C I a n d D 3 ) N =$ 250,001 - $5 00,000 O =$500,001 - $1,000,000 P I = $1,000,00 1 ; $5;000,00 0

P3 =$25,000,001 - $50,000,000 P4 =More than $ 50;000,0003 . Value Method C odes Q =Ap p r a i sa l R = C os t ( R eal E s t a t e O nly ) S = A s s es s ment( S e e C o l u m n C 2 ) U = Book Value V = O t h e r W = E s t imated

D= $ 5 ,001 - $ 1 5 ,000H2 ~M0re than $5~0001000M=$100,001 - $250,000P2=$5,000,001~$25;000 000T = C a s h M a r k e t

E=$15,001- $50,000


8/18


N a m e o f P e r s o n R e p o r t in gBenitez, Roger T.

Date of Report05/I 3/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)1. P a r t VI I , li ne 5 re f l ec t s an agrcgg a te o f l i nes 28 and 29 in 0 5/0 6 /20 10 repor t .2. Par t V II , l in es 8 , 15 an d 18 in c lud e o r ig in a l acqu is i t io n o f s to ck , p u rch ased 08/ 26/ 2009 in ad ver ten t ly o m i t t ed f ro m 05/06/2010 report.


9/18


Nam e of P e r son Repor t ingB e n i t e z , R o g e r T .


IX. CERTIFICATION.1 c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t i o n s .

Signature: S[ Roger T. Benitez

N O T E : A N Y I N D I V I DU A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S IF I ES O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSui t e 2-301O n e C o l u m b u s C i rc le , N . E .W a s h i n g t o n , D .C . 2 0 5 4 4


10/18

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C app. 101-111)

1 . Person Repor ting ( las t name, f ir s t , middle init ial)Beni t ez , Roge r T .

4. Tit le (Art icle I l I judges ind ica te act ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

Dis t r i c t Judge , Ac t ive

7. Chamb er s or O f f ice Addr es s9 40 Front S t ree tS an D ieg o , Cal i fo rn ia 92101

2. Court o r Organ iza t ionU. S . D i s t r i c t C our t , S ou t he r n D i s t r i c t o f C a l i f o r n i a

3. Date of R e p o r t07/22/2011

5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rm a tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancewith appl icable l aws and regula t ions .

6. Report ing Pe riod01/01/2010

to12/31/2010

R evie w in g O ffice r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o n i n g i n d iv i d u u ~ o n ~ y ; s e e p p . 9 - 1 3 of filing instructions.)~ NONE(N o reportable positions .)

POSITION1 . Powe r o f A t t o rne y2.3.

4~5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m c p o n i . g individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreemen ts.)

DATE P A R T I ES A N D T E R M S


11/18

FINANCIAL DISCLOSURE REPORTPage 2 o f 9

N a m e o f P e r so n R e p o r t i n gBenitez , Roger T.

D a t e o f R e p o r t07/22/2011

I l L N O N - I N V E S T M E N T I N C O M E .


12/18


N a m e o f P e r so n R e p o r t i n gBenitez , Roger T.

D a t e o f R e p o r t07/22/2011

V . G I F T S . a n d u d e s , h o s e ,o s p o n s e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts.)

SOURCEI.2.

3.

4.5.

DESCRIPTION V A L U E

V I . L I A B I L I T I E S . a . e l u d e s th o s e o l s p o ~ s e a,d dependent children; see pp. 32-33 of filing instructions)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.

3.

4.5.

VALUE CODE


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FINANCIAL DISCLOSURE REPORTPage 4 o f 9 Ia m e o f P e r s o n R e p o r t in gBenitez, Roger T. D a t e o f R e p o r t07/22/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and depe,dent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross va lue a l end Transac t ions dur ing repor t ing per iodI inc luding t rus t asse ts ) reporting period of reporting period

(!) (2) (1) (2) (I ) (2) (3)Place "(X)" after each asset A m o u n t T 3 , p e ( e . g . ,

exempt f rom pr ior d isc losure Code 1 div.; rent,(A-H) o r i n t . )Value V a l u e Type (e.g. , D a t e Value

C o d e 2 M e t h o d buy, se l l , m m /d d/y y C od e 2( J - P ) C o de 3 redem p tion ) ( J ~ P )

( Q - W )

1 . P arce l 2 E1 C ent ro , Ca (9 8 , 0 26 ) D R e n t L S2. P arce l 3 E l Cen t ro , Ca (10 6 , 6 9 4) D R e n t M S3. P a rce l 4 Sa lfo n C ity , C a (2,50 8) N o n e J S4. N or the rn L i fe Annui ty / IN G B Interest K T5. C i t i b a n k - B a n k D e p o s i t P r o g r a m A Interest J T6. A m e r i g a s P a r t n e r s L P U n i t -A P U - l i m i t e d A D i v i d e n d J Tpa r t ne r sh i p i n t e r e s t7. A p p le In c . A A P L - co m m o n s to ck N o n e K T Bu y 09/28/10 K8. A u t o m a t i c D a t a P ro c e s s in g A D P - c o m m o n A D i v i d e n d J T Bu y 02/02/10 Jstock (add l )9. B P P L C S p o n s o r B P - c o m m o n s t o c k A D i v i d e n d J T Bu y 02/02/10 J

1 0 . B e r k s h i r e H a t h a w a y B - B R K B - c o m m o n N o n e K Tstock1 1 . B o e i n g C o r p o r a t i o n - B A c o m m o n s t o c k A D i v i d e n d J T1 2 . Bri s to l M yers BM Y s om mon s tock A D i v i d e n d J T Bu y 01/13/10 J1 3 . C e n t u r y li n k C T L c o m m o n s t o ck A D i v i d e n d J T Bu y 01/13/10 J1 4 . C h e v r o n C o r p . - C V X - c o m m o n s to c k A D i v i d e n d J T1 5 . C l o r o x C o m p a n y C L X c o m m o n s to c k A D i v i d e n d J T Bu y 0 5 /28 /10 J(add l )1 6 . Ei Dupont -DD-common s tock A D i v i d e n d J T1 7 . G e n e r a l E l e c t r ic - G E - c o m m o n s t o c k A Dividend K T Bu y 05/28/10 J(add l )

(4 ) (5 )G ain Identity of

Code 1 buyer/ se l le r(A-H) ( i f p r i v a t e

transaction)

1,] n c o m g G a i n Co d es :(S e e Co lumn s BI a n d D4)

2.Value C odes( S e e C o l u m n s C I a n d D 3 )


A = $ 1 ,0 0 0 Or i e s s B =$i,001 : $2,500 C = $2 , 5 0 1 - $5 , 0 0 0 D = $5 , 0 0 1 - $1 5 , 0 0 0F =$50,001 - $I00,000 ~ ~$100,00i ~ $11000,000 HI ~$ii000100i ~ $~i0001000 H 2 - - M 0 r e t h a u $ 5 ~ 0 0 0 , 0 0 0

= $1 5 ,0 0 0 o r le s s K = $1 5 ,0 0 1 - $ 5 0 ,0 0 0 L =$50 00!- $100;000 M =$I00,001 - $250,000N = $ 2 5 0 ,0 0 1 - $ 5 0 0 ,0 0 0 O=$500,001. $1i0001000 Pl =$],000~001 755,000,000 P2 = $ 5 ,0 0 0 i 0 0 1 - $ 2 5 ,0 0 0 ,0 0 0P3 = $ 2 5 ,0 0 0 ,0 0 1 - $ 5 0 ,0 0 0 ,0 0 0 P4 = M o r e t h a n $ 5 0 ; 0 0 0 ,0 0 0Q = Ap p r a i s a l R = C o s t ( R e a l E s t a t e O n l y ) S = A S S e s s m e n t T =caSh MarketU = B o o k V a l u e V = O t h e r W = Es t i m a t e d

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t in gB e n i t e z , R o g e r T .


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 )filling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descr ipt ion o f Assets In co m e d urin g G ro ss v alue a t e n d lransac tions dur ing repor t ing per iod

( inc luding t rus t asse ts ) ( 5 )Value T y p e ( e . g . , D a t e Value Gain Identity ofMethod b u y , s e l l , m m / d d / y y C o d e 2 C o d e 1 buyer/sellerPlace "(X)" after each asset Amoun t T y p e ( e . g ., Valueexempt from prior disc losure C ode I d i v . , r e n t , C o d e 2( A - H ) o r i n t . ) ( J ~ P ) C o d e 3 redemption) ( J - P ) ( A - H ) ( i f p r i v a t e(Q-W) t r a n s a c t i o n )

1 8 . H J H E I N Z - H N Z - c o m m o n s t o ck A D i v i d e n d J T1 9 . M i r a n t C o r p - c o m m o n s t o ck N o n e J T20 . N e x a i r a W i r e le s s - N X W I - c o m m o n s t o c k N o n e J T Bu y 05/05/10 J21 . P i tney Bowes , Inc . -P BI -common s tock A D i v i d e n d J T22 . P r o g r e s s E n e r g y , I n c . P G N - c o m m o n s t o c k A D i v i d e n d J T Bu y 05/28/10 J(add l )23 . A l c o a I n c .- A A - c o m m o n s t o c k A D i v i d e n d S o ld 0 5 /0 5 /10 J A24 . P r o c t o r & G a m b l e - P G - c o m m o n s t o ck A D i v i d e n d S o ld 0 5 /0 5 /10 J B25 . S p e c t r a E n e rg y C o r p - S E - c o m m o n s t o c k A D ivid e n d S o ld 0 5 /0 5 /10 J A26 . W a l m a r t S t o r e s , In c . - WM T c o m m o n s t o c k A D i v i d e n d S o ld 01/13/10 l A27 . W e l l s F a r g o B a n k - W F C - c o m m o n s t o c k A D i v i d e n d S o ld 09/28/10 J A28 . A m e r e n E n e r g y - A E E /C o m m o n S t o ck A D i v i d e n d J T29 . C o s t c o -C O S - c o m m o n s to c k A D i v i d e n d S o ld 0 1/13/10 J A30 . JP M organ Chas e pre fe r red s tock N o n e S o ld 0 t /25/10 J A31 . C ap ste ad M o rtg ag e - R EIT-- C M O N o n e Bu y 06/24/10 J32 . N o n e S o l d 09/13/10 J A33 . At las P ipe l ine P a r tne rs , l imi t ed pa r tne rs h ip A Dist r ibut ion J T Bu y 09/13/10 Ji n t e r e s t- A P L34 . Cros s t ex Ene rgy L P - l imi t ed pa r tne rs h ip A Dist r ibut ion J T Bu y 10/29/10 Ji n t e r e s t - - XTEX

~ S e ~ 0 i u m n S B i a~ d 13 4 ) F =$50,~i 2 ~i00,b00 . . . . . . . . . . . G ~$100100 i : $1,000,0002 . Value C odes J =$15,000 or less K =$15;001 - $50,000

( Se e C o lu m ns C I a nd D3 ) N =$2 50 ,0 0i - $5 00 ,0 00 O =$500,001 - $1,000,000P3 =$25,000,001 - $50,000,0003. Value Method C odes Q =Appraisal R =C os t ( R eal Es t a t e O nly )

( S e e C o l u m n C 2 ) U =Book Value V = O t h e r

C =$2,501 - $5,000 D =$5,001 - $15,000H 1 = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 H 2 =M o re t ha n $5 ,0 00 ,0 00L =$50,001 - $100,000 M =$ I00,00] - $ 2 5 0,000P 1 =$1,000,001 - $5,000,000 P2 =$5,000;001 - $25,000,000P4 =More than $50,000~000S =A s s es s ment T - C a s h M a r k e tW =Estimated

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 6 o f 9 Ia m e o f P e r s o n R e p o r t in gBenitez, Roger T. D a t e o f R e p o r t07/22/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l a e , transactions ( I n c l u d e s th os e of s pou s e an d depen den t c h i l dren ; s ee pp . 34- 60 of f ! l i n g i n s tru c t i on s . )N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,exempt from prior disc losure C ode I d i v . , r e n t ,( A - H ) or i n t . )

Gross value a t endof reporting period(1) (2) (1 ~ (2) (3)

Va l ue Va l ue Type (e.g. , D a t e V a l u eC o d e 2 Method b uy . s ell, m m /dd /yy : C od e 2

( J - P ) C o d e 3 r edempt ion) (J-P)(Q-W)

Transactions dt~ng report ing period(4 ) (5 )

Ga i n Identity ofCode 1 buyer / se l ler(A -H ) (if priva te

t r a n s a c t i o n )

35 . A n n a l y C a p i ta l - - N L Y A D i v i d e n d J B u y 06/24/10 J

36 . D i a n a S h i p p in g D S X - c o m m o n s t o c k N o n e J

3 7 . M uel l e r Wate r P roduc t s - -M WA A D i v i d e n d J Bu y 09/13/10 J38 . Tor t o i se MLP F und- - NTG A D i v i d e n d J

39 . Dinuba CA Fing Wastewtr Reclamation A Interest JReclamation ..... Bond ~4 0. O n ta ri o C m n t y F A C S D is t B o nd A Interest K

TT

T

Bu y 07/28/10

41 . F r a n k l in F u n d - s m a l l c a p g r o w t h f u n d I -F R S G X c l a ss42 . V a l i e F i x e d A c c o u n t P l u s A

N o n eD i v i d e n d

JJ

T

T43 . V a lic M id ca p S tra t. G R ./M o rg an S ta n le y N o n e J44 . A I G V a l i c M i d C a p F u n d ( W e l l i n g to n ) N o n e K45 . V a l i c S m a l l C a p S p e c i a l V a l u e - E v e r g r e e n / N o n eP utnam46 . Val ic In te rn a t io n a l S mal l Cap Equ i ty / AIG N o n e

JJ

TT

47 . W o r l d S a v i n g s ( n o w W a c h o v i a ) a g g r e g a t e A Interest C l o s e d 04/02/10 J48 . Was hington M utua l - (now Chas e Bank- )a g g r e g a t e A Interest49 . S a n D i e g o C o u n t y C r e d i t U n i o n a g g r e g a t e B Interest M

50 . T e m e c u l a V a l l e y B a n k ( n o w F i r s t C i t i z e n sB a n k ) - a g g r e g a t e B Interest M51 . B a n k o f A m e r i ca a g g r e g a t e A lnterest J

: i l~6 ~d G f i i f i C6 d e s : A =$1;000 or !dss(S e e Co lun ms BI a n d D4) F =$50,001 - $100,000

2. V alue C o d es J =$15,000 or less(S e e Co lumn s CI a n d D3 ) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,0003. Value Method C odes Q =Appraisal( S e e C o l u m n C 2 ) U =Book Value

B =$1,001- $2,500G=$100,001 -$1,000,000K =$15,001- $50,000O=$500,001 -$t,000,000R =C os t ( R eal Es t a t e O nly )V = O t h e r

C =$2,501- $5,000 D=$5,001 -$15,000 E =$15,001- $50,000HI =$1,000,001 - $5,000,000 H2 ~M0re than $5~000,000L =$50,001- $100,000 M =$ 1 00 001 -$ 2 50i 000P1 =$1,000.001- $5,000,000 P2 =$5;000,001 - $25 000~000P4 =More than $50,000,000S = Asse ssme m T =C as h Mar k etW=Es t imatcd


16/18


N a m e o f P e r s o n R e p o r t in gBenitez , Roger T.

D a t e o f R e p o r t07 /22/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of.Fding instructions.)[~ NONE income, assets , or transactions.)N o reportableD e s c r i p t i o n o f A s s e t s

( i n c l u d i n g t r u s t a s s e t s )

P ace "(X)" after each asset A m o u n t T yp e ~ e . g . ,exempt f rom pr ior d isc losure Code 1 div., rent,

O r i n t . /Value ValUe Type (e.g. , D a t e Va l ue Ga i n Identity of

C o d e 2 Method buy, se l l , mm/dd/yy C od e 2 C od e 1 buyer/ se l le r( J - P ) C o d e 3 iedemption) (J-P) (A-~ (if private

(Q-W) transaction)

52 . S a n D i e g o N a t i o n a l B a n k - ( n o w U S B a n k ) - C Interesta g g r e g a t e5 3. Sco ttrad e - m o n e ym ark e t N o n e

K

JTT O p e n 09/13/10 J

54 . Powe r o f A t t o rne y - - -55 . - - - U S F F C r e d i t U n i o n ( a g g r e g a t e ) B Int./Div. K T56. - --Chase M anhattan (aggregate) B I n t e r e s t O T57 . - - -P rope r ty l ,Tam pa F lor ida , A Rent L W58 . - - - P rope r t y 2 , Ta m pa F l o r i da , None L W

5 9. - - -P rope r ty 3 , S t . Cloud , F lor ida , None L W

60 .61 .62 .

. . .. L income G ain C odes :(S e e Co lumn s BI a n d I )4)

2 . Value C odes( S e e C o l u m n s C I a n d D 3 )


A =$t,000 or lessF =$50,001 - $100,000J =$15,000 or lessN =$250,001 - $500,000P3 =$25,000,001 - $50,000,000Q =AppraisalU =Book Value

B =$1,001- $2,500G =$100,001 -$1,000,000K =$15~001 -$50,000O=$500,001- $1,000,000R =C os t ( R eal Es t a t e O nly )V = O t h e r

C =$2;501 - $5~000 D =$5,001 - $15,000Hi ~$i~000i00i ~ $5i000i000 H 2 ~ M 0 ~ e t h a n $ 5 ;0 0 0 ~ 0 0 0L =$50~001- $100i000 M =$i00 001 - $250~000PI =$1,000;001 = $5;000,000 P2 =$5~000i001 - $25,000,000P4 =More than $50,000~000S =A s s es s ~6nt T = C a s h M a r k e tW =Es t imated

E =$15,001- $50,000


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FINANCIAL DISCLOSURE REPORTPage 8 of 9 I~ame o f Pe rson Report ingB e n i t e z , R o g e r T . Date of R e p o r t07/22/2011

V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepart of report.)1. Par t Vl l , l in e 5 re f l ec t s an a g reg g ate o f l in es 28 an d 29 in 05/ 06/ 2010 rep o r t .2. P a r t V I I , li nes 8 , 15 and 18 inc lude o r ig ina l acq ui s i t ion of s tock , pu rchas ed 0 8 /26 /20 0 9 inadve r t en t ly om i t t ed f rom 0 5 /0 6 /20 10 repor t .


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Date o f Report07 /22/2011

IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t an c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U o S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatu re: S/Roger T. Benitez

N O T E : A N Y I N D I V I D UA L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 10 4 )

Co m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSui t e 2 -301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

roger t benitez financial disclosure report for 2010

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