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    Recent Extensions in GaugeCapability Studies

    2002 Q&P Research Conference

    June 6, 2002

    Richard K. Burdick

    Arizona State University

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    2

    The Big Picture Statistical techniques have played an

    important role in maintaining competitive

    position for the U. S. manufacturing industry. In order to maintain a competitive position,

    companies must manufacture products withalmost perfect consistency and repeatability.

    This requires an ability to measure thevariability of highly complex manufacturingprocesses.

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    3

    Cell Phone TestA cell phone manufacturer tests

    whether each phone is functioning

    properly just prior to shipment.

    The test system consists of a fixturewhich secures the phone and a rack of

    measurement equipment which testsover 40 functions.

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    4

    Kick Panel AssemblyZ2002-83208-1

    Opt 908 Rack Kit(Rails Supplied)

    Opt AX4 Rack KitE3663A Rail Kit

    Fixture Drawer Opens Out

    Two Hand Tie Down Buttons CloseFixture And Start Alignment

    E4079A Keyboard-Mouse Tray(Retractable)

    E1301A "B" Size

    83206A TDMACellular Adapter

    8920BRF

    Test Set

    System Configuration Layout

    83236AUP-Converter

    E3909A Vectra Rack Kit

    Opt 908 Rack KitE3663A Rail Kit40102A Filler Panel

    D2806B 15" Monitorw / E4475A RackMount Kit

    6626A PS

    437B 5062-4080 Rack KitE3663A Rail Kit

    Barcode

    Reader

    46298N Work Surface

    PNEUMATICSHUTOFF

    EMERGENCYFINAL ALIGNMENT Emergency stop button

    Opt AXK Rack KitE3663A Rail Kit

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    5

    Cell Phone Test Questions arose on an installed base of 20

    test systems as to whether the measurement

    process had excessive noise. In particular, the phone manufacturer felt the

    false failure rate was too high.

    A gauge capability study (measurementsystem analysis) was conducted to examinethis issue.

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    Gauge Capability Studies The major objective of a gauge study is to

    determine if a measurement procedure isadequate for monitoring a process.

    If the measurement error is small relative tothe total process variation, then themeasurement procedure is deemed

    adequate. Montgomery and Runger (1994), Burdick and

    Larsen (1997), Vardeman and VanValkenburg(1999)

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    Traditional Two-Factor Design 24 phones were randomly selected

    6 test systems were randomly selected

    2 repeated measurements were takenon each phone and test system

    42 phone parameters were measured

    on each of the 288 design points

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    ijkijjiijk E)PO(OPY

    i=1,.,p; j=1,.,o; k=1,.r

    Pi, Oj, (PO)ij, Eijkare iid normal with means of zero and

    is a constant

    variances2

    P ,

    2

    O ,

    2

    PO ,

    2

    E

    Traditional Two-Factor DesignA typical model in a gauge study is the

    random two-factor model

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    Cell Phone Test Phones are parts

    Test systems are operators

    Parts and operators are crossed sinceeach phone and test systemcombination is replicated two times.

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    Expected Mean SquaresSV df EMS

    Parts p-1 2 2 2P E PO Pr orq

    Operators o-1 2 2 2O E PO Or prq

    P x O (p-1)(o-1)2 2

    PO E POrq

    Error po(r-1) 2E Eq

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    Measures of AdequacyMeasure Symbol I n terms of EM S

    Repeatability 2E

    Eq

    Measurement

    Error

    2 2 2

    O PO E g [ ( 1) ( 1) ] /( )O PO E p p r prqqq--

    S/N Ratio 2

    /Pwg

    2 ( ) /( )P P PO

    orqq-

    P/T Ratio /( )USL LSLhg-

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    Criteria S/N Ratio

    Criterion: Lower bound of a 90%

    confidence interval for w >5

    P/T Ratio

    Criterion: Upper bound of a 90%

    confidence for h < .05

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    Confidence intervals for measures ofadequacy are needed to apply the

    criteria. Measures of adequacy are functions of

    variance components

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    Confidence Intervals for

    Variance Components Modified Large-Sample (MLS) methods

    Graybill and Wang (1980)

    Burdick and Graybill (1992)

    Interval for w based on Gui, Graybill,Burdick, Ting (1995)

    Interval for h based on Graybill and Wang(1980)

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    Advantages of MLS Closed form intervals

    Require only F-values

    Easy to compute in spreadsheet

    Excel program that computes MLS intervalsin two-factor random, mixed, and three-

    factor random available from Burdick [email protected]

    C t ti f R&R P t

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    Computation of R&R ParametersUser Inputs are in yellow:

    Desired Confidence Level (%) 90

    2-sided tolerance width 20

    Two Factor Random Effects Model

    Factors Number of Levels Mean Squares (MS)

    Parts (DUT) 9 74.095

    Operators 6 9.021

    Interaction 1.802

    Reps 2 0.191

    Outputs:

    Factor DF MS Estimate Lower CL Upper CL Percent

    Parts 8 74.095 6.024417 3.032825 17.92288 81.17Operators 5 9.021 0.401056 0.120174 2.084657 28.70

    Interaction 40 1.802 0.8055 0.548039 1.26415 57.64

    Repeatability 54 0.191 0.191 0.142946 0.270594 13.67

    Meas. Error 1.397556 1.040718 3.132987 18.83

    S/N Ratio 2.076218 1.259792 3.618473

    P/T Ratio 0.059109 0.051008 0.088501

    Criteria for an "adequate" test process:

    S/N Lower CL > 5P/T Upper CL < .05

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    Other Methods Satterthwaite/Welch/Cochran

    Generalized inference/Surrogate

    variables Zhou and Mathew (1994)

    Hamada and Weerahandi (2000)

    Chiang (2001) Bayesian methods

    Bootstrap methods

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    Extensions Comparisons across time/location

    Fixed vs. random operators

    More complex designs Three-factor crossed

    Nested

    Other models Attribute (pass-fail) data Truncated data

    Destructive testing

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    Comparisons Across

    Time/Location Compare total variation after attempt to

    improve the measurement process

    Comparison of same measurementprocess used at two different locations

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    ( ) ( )( ) ( )lijk l i j l li ij l ijkl Y M P O MP PO E

    i=1,.,p; j=1,.,o; k=1,.r; l=1,2

    Pi, Oj(l), (MP)li, (PO)ij(l), Eijklare iid normal with means of zero and

    variances2

    P ,

    2

    Ol ,

    2

    MP , 2

    El

    Comparisons Across

    Time/Location The model is now

    andMlare fixed withM1+M2=0

    2,

    POl

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    Comparisons Across

    Time/Location To compare the different processes, we

    can compute a confidence interval for

    the ratio

    2 2 2

    1 1 12 2 2

    2 2 2

    O PO E

    O PO E

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    Comparisons Across

    Time/Location Confidence intervals can be constructed

    using Cochran/Satterthwaite interval or

    MLS interval proposed by Ting, Burdick,and Graybill (1991).

    Details in Burdick, Allen, and Larsen

    (2002).

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    Fixed vs. Random OperatorsAlthough it is customary to assume all

    effects are random, such an assumption

    is not always warranted.Although parts are typically random, in

    many cases operators are more

    properly considered as fixed effects.

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    Fixed vs. Random OperatorsA simple modification to the operator

    degree of freedom allows one to use

    the same formulas used for the case ofrandom operators.

    This modification is based on a chi-squared approximation of a non-centralchi-square random variable.

    Dolezal, Burdick, and Birch (1998)

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    More Complex Designs Three-factor crossed designs

    Nested designs

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    Three-Factor Design Consider the fabrication of magnetic tape for

    computerized data storage.

    In this study, o automated test stations(operators) are used to evaluate the qualityof p tape heads (parts).

    In order to measure characteristics of the

    heads, t tapes are used in each test station. In this design, all p heads are measured with

    each of the test station/tape combinations.

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    i=1,.,p; j=1,.,o; k=1,.t; l=1,,r

    Pi, Oj, Tk, (PO)ij, (PT)ik, (OT)jk, (POt)ijk, Eijklare iid normal

    with means of zero and variances

    Three-Factor Design The ANOVA model is

    fixed

    ( ) ( ) ( ) ( )ijkl i j k ij ik jk ijk ijkl Y P O T PO PT OT POT E

    2

    P ,2

    O ,2

    T ,2

    PO ,2

    PT ,2

    OT ,2

    POT and2

    E

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    Three-Factor DesignAn appropriate measure of adequacy

    (parts to total measurement error) is

    2

    2 2 2 2 2 2 2

    P

    O T PO PT OT POT E

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    Three-Factor DesignA confidence interval based on a

    combination of Satterthwaite and MLS

    methods appears to maintain statedconfidence level in most situations.

    A generalized confidence interval also

    performs well. Details in Adamec and Burdick (2003)

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    Nested Designs John (1994, p. 12) provides an example

    where bbatches of wafers are manufactured,wwafers are sampled from each batch, eachwafer is placed on a machine for poccasions,and rrepeated measurements are collectedon each placement.

    In this experiment, wafers are nested withinbatches, the placements are nested withinwafers, and observations are nested withinplacements.

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    ( ) ( )ijkl i j i k ij ijkl Y B W P E

    i=1,.,b; j=1,.,w; k=1,.p; l=1,,r

    Bi, Wj(i), Pk(ij), Eijklare iid normal with means of zero and

    variances2

    B ,

    2

    W ,

    2

    P ,

    2

    E

    Nested Designs The ANOVA model is

    fixed

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    Nested DesignsAn appropriate measure of adequacy

    (process to total measurement error) is

    2 2

    2 2

    B W

    P E

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    Nested Designs Confidence intervals can be constructed using

    either the Satterthwaite/Cochran method orthe MLS method proposed by Gui, Graybill,Burdick, and Ting (1995).

    Another alternative is to use generalizedconfidence intervals.

    The Satterthwaite/Cochran method will likelyprovide the shortest intervals, but in somecases will likely provide confidencecoefficients less than the stated level.

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    Other Models Attribute (pass-fail) data

    Boyles (2001)

    Truncated data Lai and Chew (2000)

    Destructive testing

    Mitchell, Hegemann, and Liu (1997)

    Phillips, Jeffries, Schneider, and Frankoski (1997)

    Bergeret, Maubert, Sourd, and Puel (2001)

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    References

    ADAMEC, E. and BURDICK, R. K. (2003). Confidence Intervals for aRatio of Variance Components in a Gauge Study with Three RandomFactors. To appear in Quality Engineering, March, 2003.

    BERGERET, F.; MAUBERT, S.; SOURD, P.; and PUEL, F. (2001).Improving and Applying Destructive Gauge Capability. QualityEngineering14(1), pp. 59-66.

    BOYLES, R. A. (2001). Gauge Capability for Pass-Fail Inspection.Technometrics 43, pp. 223-229.

    BURDICK, R. K.; ALLEN A. E.; and LARSEN, G. A. (2002). Comparing

    Variability of Two Measurement Processes Using R&R Studies. Journalof Quality Technology, 34, pp. 97-105.

    BURDICK, R. K. and GRAYBILL, F. A. (1992). Confidence Intervals onVariance Components. Marcel Dekker, Inc., New York, New York.

    BURDICK, R. K. and LARSEN, G. A. (1997). Confidence Intervals onMeasures of Variability in R&R Studies. Journal of QualityTechnology

    29, pp. 261-273.

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    References

    CHIANG, A. K. L. (2001). A Simple General Method forConstructing Confidence Intervals for Functions of VarianceComponents. Technometrics 43, pp.356-367.

    DOLEZAL, K. K.; BURDICK, R. K.; and BIRCH, N. J. (1998).Analysis of a Two-Factor R&R Study with Fixed Operators.Journal of Quality Technology 30, pp. 163-170.

    GRAYBILL, F. A. and WANG, C. M. (1980). Confidence Intervalson Nonnegative Linear Combination of Variances. Journal ofthe American Statistical Association 75, pp. 869-873.

    GUI, R; GRAYBILL, F. A.; BURDICK, R. K. and TING, N. (1995).Confidence Intervals on Ratios of Linear Combinations of Non-Disjoint Sets of Expected Mean Squares. Journal of StatisticalPlanning and Inference 48, pp. 215-227.

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    References

    HAMADA, M. and WEERAHANDI (2000). Measurement SystemAssessment via Generalized Inference. Journal of Quality Technology32, pp. 241-253.

    JOHN, P. (1994).Alternative Models for Gauge Studies. SEMATECH

    report 93081755A-TR. LAI Y. W. and CHEW E. P. (2000). Gauge Capability Assessment for

    High-Yield Manufacturing Processes with Truncated Distribution.Quality Engineering 13(2), pp. 203-210.

    MITCHELL, T.; HEGEMANN, V.; and LIU, K.C. (1997). GRRMethodology for Destructive Testing and Quantitative Assessment of

    Gauge Capability for One-Side Specifications in Statistical Case Studiesfor Industrial Process Improvement; Czitrom, V. and Spagon, P. D.,Eds; SIAM, Philadelphia, pp. 47-59.

    MONTGOMERY, D. C. and RUNGER, G. C. (1994). Gauge Capabilityand Designed Experiments. Part II: Experimental Design Models andVariance Component Estimation. Quality Engineering 6, pp. 289-305.

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    References

    PHILLIPS, A. R.; JEFFRIES, R.; SCHNEIDER, J.; and FRANKOSKI, S. P.(1997). Using Repeatability and Reproducibility Studies to Evaluate aDestructive Test Method. Quality Engineering 10(2), pp. 283-290.

    TING, N.; BURDICK, R. K.; and GRAYBILL, F. A. (1991). ConfidenceIntervals on Ratios of Positive Linear Combinations of VarianceComponents. Statistics and Probability Letters 11, pp. 523-528.

    VARDEMAN, S. B. and VANVALKENBURG, E. S. (1999). Two-wayRandom-effects Analyses and Gauge R&R Studies. Technometrics 41,pp. 202-211.

    ZHOU, L. and MATHEW, T. (1994). Some Tests for VarianceComponents Using Generalized p-values. Technometrics 36, pp. 394-402.