r&r talk at q&p june 2002-burdick
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Recent Extensions in GaugeCapability Studies
2002 Q&P Research Conference
June 6, 2002
Richard K. Burdick
Arizona State University
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The Big Picture Statistical techniques have played an
important role in maintaining competitive
position for the U. S. manufacturing industry. In order to maintain a competitive position,
companies must manufacture products withalmost perfect consistency and repeatability.
This requires an ability to measure thevariability of highly complex manufacturingprocesses.
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Cell Phone TestA cell phone manufacturer tests
whether each phone is functioning
properly just prior to shipment.
The test system consists of a fixturewhich secures the phone and a rack of
measurement equipment which testsover 40 functions.
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Kick Panel AssemblyZ2002-83208-1
Opt 908 Rack Kit(Rails Supplied)
Opt AX4 Rack KitE3663A Rail Kit
Fixture Drawer Opens Out
Two Hand Tie Down Buttons CloseFixture And Start Alignment
E4079A Keyboard-Mouse Tray(Retractable)
E1301A "B" Size
83206A TDMACellular Adapter
8920BRF
Test Set
System Configuration Layout
83236AUP-Converter
E3909A Vectra Rack Kit
Opt 908 Rack KitE3663A Rail Kit40102A Filler Panel
D2806B 15" Monitorw / E4475A RackMount Kit
6626A PS
437B 5062-4080 Rack KitE3663A Rail Kit
Barcode
Reader
46298N Work Surface
PNEUMATICSHUTOFF
EMERGENCYFINAL ALIGNMENT Emergency stop button
Opt AXK Rack KitE3663A Rail Kit
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Cell Phone Test Questions arose on an installed base of 20
test systems as to whether the measurement
process had excessive noise. In particular, the phone manufacturer felt the
false failure rate was too high.
A gauge capability study (measurementsystem analysis) was conducted to examinethis issue.
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Gauge Capability Studies The major objective of a gauge study is to
determine if a measurement procedure isadequate for monitoring a process.
If the measurement error is small relative tothe total process variation, then themeasurement procedure is deemed
adequate. Montgomery and Runger (1994), Burdick and
Larsen (1997), Vardeman and VanValkenburg(1999)
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Traditional Two-Factor Design 24 phones were randomly selected
6 test systems were randomly selected
2 repeated measurements were takenon each phone and test system
42 phone parameters were measured
on each of the 288 design points
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ijkijjiijk E)PO(OPY
i=1,.,p; j=1,.,o; k=1,.r
Pi, Oj, (PO)ij, Eijkare iid normal with means of zero and
is a constant
variances2
P ,
2
O ,
2
PO ,
2
E
Traditional Two-Factor DesignA typical model in a gauge study is the
random two-factor model
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Cell Phone Test Phones are parts
Test systems are operators
Parts and operators are crossed sinceeach phone and test systemcombination is replicated two times.
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Expected Mean SquaresSV df EMS
Parts p-1 2 2 2P E PO Pr orq
Operators o-1 2 2 2O E PO Or prq
P x O (p-1)(o-1)2 2
PO E POrq
Error po(r-1) 2E Eq
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Measures of AdequacyMeasure Symbol I n terms of EM S
Repeatability 2E
Eq
Measurement
Error
2 2 2
O PO E g [ ( 1) ( 1) ] /( )O PO E p p r prqqq--
S/N Ratio 2
/Pwg
2 ( ) /( )P P PO
orqq-
P/T Ratio /( )USL LSLhg-
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Criteria S/N Ratio
Criterion: Lower bound of a 90%
confidence interval for w >5
P/T Ratio
Criterion: Upper bound of a 90%
confidence for h < .05
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Confidence intervals for measures ofadequacy are needed to apply the
criteria. Measures of adequacy are functions of
variance components
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Confidence Intervals for
Variance Components Modified Large-Sample (MLS) methods
Graybill and Wang (1980)
Burdick and Graybill (1992)
Interval for w based on Gui, Graybill,Burdick, Ting (1995)
Interval for h based on Graybill and Wang(1980)
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Advantages of MLS Closed form intervals
Require only F-values
Easy to compute in spreadsheet
Excel program that computes MLS intervalsin two-factor random, mixed, and three-
factor random available from Burdick [email protected]
C t ti f R&R P t
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Computation of R&R ParametersUser Inputs are in yellow:
Desired Confidence Level (%) 90
2-sided tolerance width 20
Two Factor Random Effects Model
Factors Number of Levels Mean Squares (MS)
Parts (DUT) 9 74.095
Operators 6 9.021
Interaction 1.802
Reps 2 0.191
Outputs:
Factor DF MS Estimate Lower CL Upper CL Percent
Parts 8 74.095 6.024417 3.032825 17.92288 81.17Operators 5 9.021 0.401056 0.120174 2.084657 28.70
Interaction 40 1.802 0.8055 0.548039 1.26415 57.64
Repeatability 54 0.191 0.191 0.142946 0.270594 13.67
Meas. Error 1.397556 1.040718 3.132987 18.83
S/N Ratio 2.076218 1.259792 3.618473
P/T Ratio 0.059109 0.051008 0.088501
Criteria for an "adequate" test process:
S/N Lower CL > 5P/T Upper CL < .05
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Other Methods Satterthwaite/Welch/Cochran
Generalized inference/Surrogate
variables Zhou and Mathew (1994)
Hamada and Weerahandi (2000)
Chiang (2001) Bayesian methods
Bootstrap methods
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Extensions Comparisons across time/location
Fixed vs. random operators
More complex designs Three-factor crossed
Nested
Other models Attribute (pass-fail) data Truncated data
Destructive testing
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Comparisons Across
Time/Location Compare total variation after attempt to
improve the measurement process
Comparison of same measurementprocess used at two different locations
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( ) ( )( ) ( )lijk l i j l li ij l ijkl Y M P O MP PO E
i=1,.,p; j=1,.,o; k=1,.r; l=1,2
Pi, Oj(l), (MP)li, (PO)ij(l), Eijklare iid normal with means of zero and
variances2
P ,
2
Ol ,
2
MP , 2
El
Comparisons Across
Time/Location The model is now
andMlare fixed withM1+M2=0
2,
POl
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Comparisons Across
Time/Location To compare the different processes, we
can compute a confidence interval for
the ratio
2 2 2
1 1 12 2 2
2 2 2
O PO E
O PO E
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Comparisons Across
Time/Location Confidence intervals can be constructed
using Cochran/Satterthwaite interval or
MLS interval proposed by Ting, Burdick,and Graybill (1991).
Details in Burdick, Allen, and Larsen
(2002).
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Fixed vs. Random OperatorsAlthough it is customary to assume all
effects are random, such an assumption
is not always warranted.Although parts are typically random, in
many cases operators are more
properly considered as fixed effects.
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Fixed vs. Random OperatorsA simple modification to the operator
degree of freedom allows one to use
the same formulas used for the case ofrandom operators.
This modification is based on a chi-squared approximation of a non-centralchi-square random variable.
Dolezal, Burdick, and Birch (1998)
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More Complex Designs Three-factor crossed designs
Nested designs
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Three-Factor Design Consider the fabrication of magnetic tape for
computerized data storage.
In this study, o automated test stations(operators) are used to evaluate the qualityof p tape heads (parts).
In order to measure characteristics of the
heads, t tapes are used in each test station. In this design, all p heads are measured with
each of the test station/tape combinations.
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i=1,.,p; j=1,.,o; k=1,.t; l=1,,r
Pi, Oj, Tk, (PO)ij, (PT)ik, (OT)jk, (POt)ijk, Eijklare iid normal
with means of zero and variances
Three-Factor Design The ANOVA model is
fixed
( ) ( ) ( ) ( )ijkl i j k ij ik jk ijk ijkl Y P O T PO PT OT POT E
2
P ,2
O ,2
T ,2
PO ,2
PT ,2
OT ,2
POT and2
E
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Three-Factor DesignAn appropriate measure of adequacy
(parts to total measurement error) is
2
2 2 2 2 2 2 2
P
O T PO PT OT POT E
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Three-Factor DesignA confidence interval based on a
combination of Satterthwaite and MLS
methods appears to maintain statedconfidence level in most situations.
A generalized confidence interval also
performs well. Details in Adamec and Burdick (2003)
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Nested Designs John (1994, p. 12) provides an example
where bbatches of wafers are manufactured,wwafers are sampled from each batch, eachwafer is placed on a machine for poccasions,and rrepeated measurements are collectedon each placement.
In this experiment, wafers are nested withinbatches, the placements are nested withinwafers, and observations are nested withinplacements.
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( ) ( )ijkl i j i k ij ijkl Y B W P E
i=1,.,b; j=1,.,w; k=1,.p; l=1,,r
Bi, Wj(i), Pk(ij), Eijklare iid normal with means of zero and
variances2
B ,
2
W ,
2
P ,
2
E
Nested Designs The ANOVA model is
fixed
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Nested DesignsAn appropriate measure of adequacy
(process to total measurement error) is
2 2
2 2
B W
P E
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Nested Designs Confidence intervals can be constructed using
either the Satterthwaite/Cochran method orthe MLS method proposed by Gui, Graybill,Burdick, and Ting (1995).
Another alternative is to use generalizedconfidence intervals.
The Satterthwaite/Cochran method will likelyprovide the shortest intervals, but in somecases will likely provide confidencecoefficients less than the stated level.
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Other Models Attribute (pass-fail) data
Boyles (2001)
Truncated data Lai and Chew (2000)
Destructive testing
Mitchell, Hegemann, and Liu (1997)
Phillips, Jeffries, Schneider, and Frankoski (1997)
Bergeret, Maubert, Sourd, and Puel (2001)
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References
ADAMEC, E. and BURDICK, R. K. (2003). Confidence Intervals for aRatio of Variance Components in a Gauge Study with Three RandomFactors. To appear in Quality Engineering, March, 2003.
BERGERET, F.; MAUBERT, S.; SOURD, P.; and PUEL, F. (2001).Improving and Applying Destructive Gauge Capability. QualityEngineering14(1), pp. 59-66.
BOYLES, R. A. (2001). Gauge Capability for Pass-Fail Inspection.Technometrics 43, pp. 223-229.
BURDICK, R. K.; ALLEN A. E.; and LARSEN, G. A. (2002). Comparing
Variability of Two Measurement Processes Using R&R Studies. Journalof Quality Technology, 34, pp. 97-105.
BURDICK, R. K. and GRAYBILL, F. A. (1992). Confidence Intervals onVariance Components. Marcel Dekker, Inc., New York, New York.
BURDICK, R. K. and LARSEN, G. A. (1997). Confidence Intervals onMeasures of Variability in R&R Studies. Journal of QualityTechnology
29, pp. 261-273.
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References
CHIANG, A. K. L. (2001). A Simple General Method forConstructing Confidence Intervals for Functions of VarianceComponents. Technometrics 43, pp.356-367.
DOLEZAL, K. K.; BURDICK, R. K.; and BIRCH, N. J. (1998).Analysis of a Two-Factor R&R Study with Fixed Operators.Journal of Quality Technology 30, pp. 163-170.
GRAYBILL, F. A. and WANG, C. M. (1980). Confidence Intervalson Nonnegative Linear Combination of Variances. Journal ofthe American Statistical Association 75, pp. 869-873.
GUI, R; GRAYBILL, F. A.; BURDICK, R. K. and TING, N. (1995).Confidence Intervals on Ratios of Linear Combinations of Non-Disjoint Sets of Expected Mean Squares. Journal of StatisticalPlanning and Inference 48, pp. 215-227.
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References
HAMADA, M. and WEERAHANDI (2000). Measurement SystemAssessment via Generalized Inference. Journal of Quality Technology32, pp. 241-253.
JOHN, P. (1994).Alternative Models for Gauge Studies. SEMATECH
report 93081755A-TR. LAI Y. W. and CHEW E. P. (2000). Gauge Capability Assessment for
High-Yield Manufacturing Processes with Truncated Distribution.Quality Engineering 13(2), pp. 203-210.
MITCHELL, T.; HEGEMANN, V.; and LIU, K.C. (1997). GRRMethodology for Destructive Testing and Quantitative Assessment of
Gauge Capability for One-Side Specifications in Statistical Case Studiesfor Industrial Process Improvement; Czitrom, V. and Spagon, P. D.,Eds; SIAM, Philadelphia, pp. 47-59.
MONTGOMERY, D. C. and RUNGER, G. C. (1994). Gauge Capabilityand Designed Experiments. Part II: Experimental Design Models andVariance Component Estimation. Quality Engineering 6, pp. 289-305.
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References
PHILLIPS, A. R.; JEFFRIES, R.; SCHNEIDER, J.; and FRANKOSKI, S. P.(1997). Using Repeatability and Reproducibility Studies to Evaluate aDestructive Test Method. Quality Engineering 10(2), pp. 283-290.
TING, N.; BURDICK, R. K.; and GRAYBILL, F. A. (1991). ConfidenceIntervals on Ratios of Positive Linear Combinations of VarianceComponents. Statistics and Probability Letters 11, pp. 523-528.
VARDEMAN, S. B. and VANVALKENBURG, E. S. (1999). Two-wayRandom-effects Analyses and Gauge R&R Studies. Technometrics 41,pp. 202-211.
ZHOU, L. and MATHEW, T. (1994). Some Tests for VarianceComponents Using Generalized p-values. Technometrics 36, pp. 394-402.