rules of natural justice: under the rubrics...
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RULES OF NATURAL JUSTICE: UNDER THE RUBRICS OF
ARTICLE 14 OF THE CONSTITUTION OF INDIA
INTRODUCTION
The concept and doctrine of Principles of Natural Justice and its application in Justice delivery
system is not new. It seems to be as old as the system of dispensation of justice itself. It has by
now assumed the importance of being, so to say, "an essential inbuilt component" of the
mechanism, through which decision making process passes, in the matters touching the rights and
liberty of the people. It is no doubt, a procedural requirement but it ensures a strong safeguard
against any Judicial or administrative; order or action, adversely affecting the substantive rights of
the individuals. 'Natural Justice' is an expression of English common law. In one of the English
decisions, reported In (1915) AC 120 (138) HL, Local Government Board v. Arlidge, Viscount
Haldane observed, "...those whose duty it Is to decide must act Judicially. They must deal with the
question referred to them without bias and they must give to each of the parties the opportunity of
adequately presenting the case made. The decision must come to the spirit and with the sense of
responsibility of a tribunal whose duty it is to meet out justice." In the early part of this century, in
another case reported in (1906) AC 535 (539), Lapointe v. L'Association, the Judicial Committee
observed that the principle should apply to every tribunal having authority to adjudicate upon
matters involving civil consequences.
The principles of natural justice have been developed and followed by the judiciary to protect the
right of the public against the arbitrariness of the administrative authorities. Natural Justice implies
fairness, reasonableness, equity and equality. It is the concept of the Common Law, which stands
on the same footing as the concept of “procedural due process” of America. According to HEGDE
J., the aim of natural justice is to secure justice; to prevent miscarriage of justice and to give
protection to the public against the arbitrariness.
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In a welfare state like India, the role and jurisdiction of administrative agencies is increasing at a
rapid pace. The concept of Rule of Law would loose its validity if the instrumentalities of the State
are not charged with the duty of discharging these functions in a fair and just manner.
In India, the principles of natural justice are firmly grounded in Article 14 & 21 of the Constitution.
With the introduction of concept of substantive and procedural due process in Article 21, all that
fairness which is included in the principles of natural justice can be read into Art. 21. The violation
of principles of natural justice results in arbitrariness; therefore, violation of natural justice is a
violation of Equality clause of Art. 14.
The principle of natural justice encompasses following two rules: -
1. Nemo judex in causa sua - No one should be made a judge in his own cause or the rule against
bias.
2. Audi alteram partem - Hear the other party or the rule of fair hearing or the rule that no one
should be condemned unheard.
Position in India. Article 14, 19, 21 of the Indian Constitution lay down the cornerstone of natural
justice in India. In the case of E P Royappa v. State of Tamilnadu1, the apex court held that a
properly expressed and authenticated order can be challenged on the ground that condition
precedent to the making of order has not been fulfilled or the principles of natural justice have not
been observed. In another landmark case of Maneka Gandhi v. Union of India2, the apex court held
that law which allows any administrative authority to take a decision affecting the rights of the
people, without assigning the reason for such action, can not be accepted as a procedure, which is
just, fair and reasonable, hence violative of Articles 14 and 21.
1 AIR 1974 SC 555 2 AIR 1978 SC 597
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CHAPTERISATION
What are the rules of natural justice and they got adopted in India.
The basis of procedural protection in the English system is the concept of Natural Justice. Natural
Justice is not, despite its name, a general natural law concept. The name is a term of art that denoted
specific procedural rights in the English system. Although the term “natural justice” now has no
connection with the concept of natural law, the modern notion of natural justice does have natural
law origins. The earliest usage of the term “natural justice” appeared during the seventeenth and
the eighteenth centuries when it was used interchangeably with “natural law”. At the time,
however, natural law was more than the general jurisprudential concept the term now denotes. It
was thought that the law of nature was a specific source of positive law to be applied by the courts
along with case law and statutory law. The courts often relied on natural law to justify decisions
when no statute or precedent was available to guide them.
The theory of Natural Law holds that there is a certain order in nature from which humans, by use
of their reason, can derive standards for human conduct. It is Aristotle who is considered to be the
Father of Natural Law. This idea became particularly important in Roman legal theory, the Romans
believed that some legal principles were "natural" or self-evident and did not require a statutory
basis. Thus Audi Alteram partem (the right to be heard) and Nemo Judex In Parte Sua (no person
may judge their own cause), The Maxim Nemo Debet Esse Judex In Proporia Causa (justice should
not only be done but should manifestly be seen to be done) became three basic legal safeguards to
govern all decisions by judges or government officials when they make quasi judicial decisions.
Thus Natural Justice became an A Priori (Derived) principle to supplement legislation from being
sub versed with arbitrariness, unfairness and unreasonableness by judges and other quasi-judicial
authorities. Events like the American Revolution and the French Revolution increased the
importance of Natural Justice, in 1791 the representatives of the French people, organised in a
National Assembly, resolved to set forth the natural, inalienable and sacred rights of man.
Natural justice is not only confined to ‘fairness’ it will take many shade and colour based on the
context. Thus natural justice apart from ‘fairness’ also implies reasonableness, equity and equality.
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They are neither cast in a rigid mould nor can they be put in legal straitjacket. These principles
written by nature in the heart of mankind, they are immutable, inviolable, and inalienable.
It is true that the concept of natural justice is not very clear and, therefore, it is not possible to
define it; yet the principles of natural justice are accepted and enforced. In Ridge V. Baldwin3
Court observed that “in modern times have sometimes been expressed to the effect that natural
justice is as vague as to be practically meaningless. But I would regard these as tainted by the
perennial fallacy that because something cannot be cut and dried or nicely weighed or measured
therefore it does not exist”. The term natural justice signifies fundamental rules of judicial
procedure and fair play in action. According to Lord Widgery “the principles of natural justice
were those fundamental rules; the breach will prevent justice from being seen to be done”. Earliest
expression of ‘natural justice’ could be found in philosophical expression of Roman Jurist (jus
natural) and signified rules and principles for the conduct of man which where independent of
enacted law or customs and could be discovered by the rational intelligence of man and would
grow out of and conform to his nature.
Audi Alteram Partem: Hear the other side or both the sides must be heard or one should not be
condemned unheard. In other words, No person accused of any charge or likely to suffer any civil
consequences, must be adjudged unless and until he is aware of the proceedings together with a
notice thereon and an opportunity to present his case fully.
(i) Notice
(ii) Hearing - Ridge v Baldwin, State of Kerala v K.J. Shaduli4, Hiranath Mishra v Principal
Rajendra Med.College5. The right of representation by a lawyer is not considered to be a part of
natural justice and it cannot be claimed as of right, unless the said right is conferred by statute.
Under the Industrial Disputes Act, 1947, the appearance of advocate is allowed with the permission
of the tribunals concerned.
3 [1964] AC 40 4 AIR 1977 SC 1627 5 AIR 1973 SC 1260
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The Hon’ble Supreme Court in Canara Bank and others vs. Sri Debasis Das and others6, while
considering the scope and ambit of the Canara Bank Officers Employees (conduct) Regulations
1976 had analyzed in depth “Natural Justice” and “Audi Alteram Partem”. The observation in the
said Judgment could be summarized as follows:
Natural Justice is another name of commonsense Justice.
Rules of Natural Justice are not codified canons.
But they are principles ingrained into the conscience of man.
Natural Justice is the administration of Justice in a commonsense liberal way.
Justice is based substantially on natural Justice is based substantially on natural ideals and human
values.
The administration of Justice is to be freed from the narrow and restricted considerations which
are usually associated with a formulated law involving linguistic technicalities and grammatical
niceties.
It is the substance of Justice which has to determine its form.
The expressions “Natural Justice” and “Legal Justice” do not present a water tight classification.
It is the substance of Justice which is to be secured by both and when ever legal Justice fails to
achieve this solemn purpose, natural Justice is called in aid of legal Justice.
Natural Justice relieves legal Justice from unnecessary technicality, grammatical pedantry or
logical prevarication.
It supplies the omissions of a formulated law.
6 AIR 2003 Supreme Court 2041
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As Lord Buckmaster said, no form or procedure should ever be permitted to exclude the
presentation of a litigants’ defence.
The adherence to principles of Natural Justice as recognized by all civilized States is of Supreme
importance when a quasi – judicial body embarks on determining disputes between the parties, or
any administrative action involving civil consequences is in issue.
Notice it is the first limb of the principle of Audi Alteram Partem.
Notice should apprise the party the case he has to meet.
Adequate time should be given to make his representation7
In the famous Meneka Gandhi vs. Union of India8, the Hon’ble Supreme Court discussed the
increasing importance of Natural Justice and observed that Natural Justice is a great humanizing
principle intended to invest law with fairness and to secure Justice and over the years it has grown
in to a widely pervasive rule.
Nemo Judex Causa Sua9: No one should be made a judge in his own cause or the rule against
bias. Bias means an operative prejudice, whether conscious or unconscious in relation to a party
or issue. The rule against bias flows from following two principles: -
a) No one should be a judge in his own cause
b) Justice should not only be done but manifestly and undoubtedly be seen to be done.
Thus a judge should not only be impartial but should be in a position to apply his mind objectively
to the dispute before him. The rule against bias thus has two main aspects: - 1. The administrator
7 http://www.hcmadras.tn.nic.in/jacademy/articles/Principles%20of%20Natural%20Justice%20T.S.%20Sivagnanam%20.pdf 8 AIR 1978 Supreme Court 597 9 http://www.hreat.org/impletter/PRINCIPLESOFNATURALJUSTICE.pdf
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exercising adjudicatory powers must not have any personal or proprietary interest in the outcome
of the proceedings.
There must be real likelihood of bias. Real likelihood of bias is a subjective term, which means
either actual bias or a reasonable suspicion of bias. It is difficult to prove the state of mind of a
person. Therefore, what the courts see is whether there is reasonable ground for believing that the
deciding factor was likely to have been biased.
Bias can take many forms: -
Personal Bias
Pecuniary Bias
Subject-matter bias
Departmental bias
Pre-conceived notion bias
In the case of AK Kraipak vs Union of India10, Naquishband, who was the acting Chief
Conservator of Forests, was a member of the Selection Board and was also a candidate for selection
to All India cadre of the Forest Service. Though he did not take part in the deliberations of the
Board when his name was considered and approved, the SC held that `there was a real likelihood
of a bias for the mere presence of the candidate on the Selection Board may adversely influence
the judgement of the other members'
SC also made the following observations: -
1. The dividing line between an administrative power and quasi-judicial power is quite thin and is
being gradually obliterated. Whether a power is Administrative or quasi-judicial, one has to look
into
10 AIR1970 SC150
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a) The nature of power conferred
b) The person on whom it is conferred
c) The framework of the law conferring that power
d) The manner in which that power is expected to be exercised.
2. The principles of natural justice also apply to administrative proceedings,
3. The concept of natural justice is to prevent miscarriage of justice and it entails -
(i) No one shall be a judge of his own cause.
(ii) No decision shall be given against a party without affording him a reasonable hearing.
(iii) The quasi-judicial enquiries should be held in good faith and not arbitrarily or unreasonably.
In J. Mohopatra & Co. Vs State of Orissa11, SC quashed the decision of the Textbooks' selection
committee because some of its members were also the authors of the books, which were considered
for selection. The Court concluded that withdrawal of person at the time of consideration of his
books is not sufficient as the element of quid pro quo with other members cannot be eliminated.
2.The rules of natural justice vis-a-vis Article 14 of the Indian Constitution.
In The Constitution of India, nowhere the expression Natural Justice is used. However, golden
thread of natural justice wisely passed through the body of Indian Constitution. Preamble of the
constitution includes the words, ‘Justice Social, Economic and political’ liberty of thought, belief,
worship... And equality of status and of opportunity, which not only ensures fairness in social and
11 1985 SCR (1) 322
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economical activities of the people but also acts as shield to individuals liberty against the arbitrary
action which is the base for principles of Natural Justice.
Apart from preamble Art 14 ensures equality before law and equal protection of law to the citizen
of India. Art 14 which strike at the root of arbitrariness and Art 21 guarantees right to life and
liberty which is the fundamental provision to protect liberty and ensure life with dignity. Art 22
guarantees natural justice and provision of fair hearing to the arrested person. Directive principles
of state Policy specially Art 39-A takes care of social, economic, and politically backward sections
of people and to accomplish this object i.e. this part ensure free legal aid to indigent or disabled
persons, and Art 311 of the constitution ensures constitutional protection to civil servants.
Furthermore Art 32, 226, and 136 provides constitutional remedies in cases violation of any of the
fundamental rights including principles of natural justice. With this brief introduction author
undertakes to analyze some of the important provision containing some elements of Principle of
Natural Justice.
This Article guarantees equality before law and equal protection of law. It bars discrimination and
prohibits both discriminatory laws and administrative action. Art 14 is now proving to be safeguard
against any arbitrary or discriminatory state action. The horizons of equality as embodied in Art
14 have been expanding as a result of the judicial pronouncements and Art 14 has now come to
have a highly activist magnitude. It laid down general preposition that all persons in similar
circumstance shall be treated alike both in privileges and liabilities imposed.
Article 14 manifests in the form of following propositions12:
(i) A law conferring unguided and unrestricted power on an authority is bad for being arbitrary
and discriminatory.
(ii) Art. 14 illegalize discrimination in the actual exercise of any discretionary power.
12 http://www.legalservicesindia.com/article/article/principles-of-natural-justice-in-indian-constitution-1519-1.html
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(iii) Art. 14 strikes at arbitrariness in administrative action and ensures fairness and equality of
treatment.
Art. 14 guarantee a right of hearing to the person adversely affected by an administrative order. In
Delhi Transport Corporation v. DTC Mazdoor Union13, SC held that “the audi alteram partem rule,
in essence, enforce the equality clause in Art. 14 and it is applicable not only to quasi-judicial
bodies but also to administrative order adversely affecting the party in question unless the rule has
been excluded by the Act in question.”
Similarly in Maneka Gandhi v. Union of India14, SC opined that Art. 14 is an authority for the
proposition that the principles of natural justice are an integral part of the guarantee of equality
assured by Art. 14 an order depriving a person of his civil right passed without affording him an
opportunity of being heard suffers from the vice of violation of natural justice.
There are several instances where Art 14 of the Constitution is invoked to protect individual from
the violation of natural justice principles, in Central Inland Water Transport Corporation Ltd v.
Brojo Nath15 in this case a government company made a service rule authorizing it to terminate
the service of permanent employee by merely giving him a three months’ notice or salary in lieu
of notice. The rule was declared to be invalid as being violative of Art. 14 on the ground that it
was unconstitutional. The rule in question constituted a part of the employment contract between
the corporation and its employees. The Court ruled that it would not enforce, and would strike
down, an unfair and unreasonable clause in a contract entered into between parties who were not
equal in bargaining power. This was in conformity with the mandate of the “great equality clause
in Art. 14.”
The Court emphasized that the judicial concept of Art. 14 have progressed “from a prohibition
against discriminatory class legislation to an invalidating actor for any discriminatory or arbitrary
13 1991 AIR 101, 1990 SCR Supl. (1) 142 14 1978 AIR 597 15 1986 AIR 1571
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state action.” The Court also emphasized that the rule was “both arbitrary and unreasonable” and
“as it also wholly ignored and set aside the Audi alterum partum rule” violated Art. 14. This is of
the view that “the principle of natural justice has now come to be recognized as being a part of the
constitutional guarantee contained in Art. 14.” The rule in question was “both arbitrary and
unreasonable,” and it also wholly ignored and set aside the Audi alterm partum rule and, thus, it
violated Art 1416.
FINDINGS
Different jurists have described the principle in different ways. Some called it as the unwritten law
(jus non scriptum) or the law of reason. It has, however not been found to be capable of being
defined, but some jurists have described the principle as a great humanising principle intended to
invest law with fairness to secure justice and to prevent miscarriage of justice. With the passage
of time, some principles have evolved and crystallised which are well recognized principles of
natural justice.
The first principle is that 'No man shall be a judge in his own cause' i.e. to say, the deciding
authority must be impartial and without bias. It Implies that no man can act as a judge for a cause
in which be himself has some Interest, may be pecuniary or otherwise. Pecuniary interest affords
the strongest proof against impartiality. The emphasis is on the objectivity in dealing with and
deciding a matter. Justice Gajendragadkar, as then he was, observed in a case reported in AIR 1965
SC 1061, M/s Builders Supply Corporation v. The Union of India and others, “it is obvious that
pecuniary interest, howsoever small it may be, In a subject matter of the proceedings, would wholly
disqualify a member from acting as a judge". Lord Hardwick observed in one of the cases, “In a
matter of so tender a nature, even the appearance of evil is to be avoided." Yet it has been laid
down as principle of law that pecuniary interest would disqualify a Judge to decide the matter even
16 http://www.legalservicesindia.com/article/article/principles-of-natural-justice-in-indian-constitution-1519-1.html
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though it is not proved that the decision was in any way affected. This is thus a matter of faith,
which a common man must have, in the deciding authority.
The principles of natural justice are easy to proclaim, but their precise extent is far less easy to
define. The rule against bias is one thing. The right to be heard is another. These two rules are
characteristic of what is often called ‘natural justice’. They are twin pillars supporting it. They
have been put into two words- Impartiality & Fairness.
The Principles of natural justice are considered to be more important to ensure justice to the
workman whose conduct is being enquired into. It is essential to understand its scope and extent
and implications for purpose of domestic enquiry. We come across new cases every day but basic
structure about the machinery entrusted with the task of holding departmental enquiry and coming
to a decision, remains the same.
CONCLUSION
In a welfare state like India, the role and jurisdiction of administrative agencies is increasing at a
rapid pace and with rapid expansion of state liability and civic needs of the people conferment of
administrative discretion became need of an hour. With expansion in scope of discretionary power
of administrative authority the regulatory measures are to be equipped with sufficient power to
prevent abuse of discretion. In this regard Constitutional rule of law in a country like India,
component of natural law, i.e. fair play in action must be found and reproclaimed by judiciary to
keep intact the supremacy of rule of law in India. The rules of natural justice can operate only in
areas not covered by law validly made. Such old judicial decisions of Apex Court and other High
Court must be reconsidered and correct view would be declaring principles of natural justice
necessary outcome of Law, they must operate in presence of and even in contravention to the
established law where the interest of justice demands.
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In India, the principles of natural justice are firmly grounded in Article 14 & 21 of the Constitution.
With the introduction of concept of substantive and procedural due process in Article 21, all that
fairness which is included in the principles of natural justice can be read into Art. 21. The violation
of principles of natural justice results in arbitrariness; therefore, violation of natural justice is a
violation of Equality clause of Art. 14.