samples of decided administrative cases in the philippines
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A report in Administrative Processes by JManzo, ERico, EMacabatao Dr. Beatriz M. Cabadongga, ProfessorTRANSCRIPT
Johanna M. ManzoEna M. Macabatao
Emily F. Rico
Reporters
Respondent:
ALICIA K. PAGADUAN
Complainant:
Comission on Audit
The office of the CSC finds that a prima facie
case exists against ALICIA K. PAGADUAN for
Gross Neglect of Duty, committed as follows:
1. She made cash advances amounting to 77,980.00 for gratuity payments to NVRC clients
2. She has an unliquidated cash advance as of March 31, 2004 and no settlement was made of the said amount.
3. She failed to observed the period for liquidation
4. The liquidation period of Pagaduan’s cash advances was overdue for more than seven hundred ninety days (790)
5. Because of her non- liquidation, the Commission on Audit issued a formal demand letter to Pagaduan to settle her accountabilities within 30 calendar days from receipt of the said demand
6. She failed to liquidate her outstanding cash advances within thirty-day period.
In her answer dated January 3, 2005, Pagaduan
averred the following:
1. that she should not be administratively charged for GROSS NEGLECT OF DUTY on account of the following reasons:
a robbery occurred at the Cashier’s Office
whereby one of the stolen items was the
cash intended for gratuity payment of NVRC
clients
she sent a letter to the DSWD-NCR Regional Directorand the Resident Auditor informing them of the saidincident
She sent a letter to DSWD-NCR Regional Director, requesting that she be granted relief from money accountabilities consequential of the robbery incident.
That with the lapse of another two years without said investigation being completed, she received a demand letter from the COA, demanding her to liquidate the said cash advance.
On July 23, 2009, Pagaduan sent aletter to the CSC-NCR requestingthat the case against her for GrossNeglected of Duty be dismissed.
it is clear from the records that she had already settle her cash advance
After evaluating the entire records, the Commission finds nosubstantial evidence to find Pagaduan guilty of theadministrativeoffenseof Gross Neglectof Duty.
DECISIONThe administrative case forGross Neglect of Duty filedagainst Alicia K. Pagaduan,then Cashier II ( now ChiefAdministrative Officer),Finance Division, DSWD-NCR,Manila is hereby DISMISSED.
RESPONDENT:LILIBETH N. RUBA
COMPLAINANT: LAND BANK OF THE
PHILIPPINES
• The respondent committed the wrongful acts in 1998 while she was
still a contractual employee hired from the DBP Service Corp. She
was appointed a permanent employee of the Bank on March 1, 1999
as it appears that the Branch management was unaware of her
wrong-doings at that time.
• The act of the Respondent of fraudulently crediting to his father’s
account SSS pension payments when none was due constitutes the
offense of Dishonesty and her forging of the initial of the Branch
Cashier in the Credit Advices to effect the fraudulent crediting
constitutes the offense of Falsification of Official Documents
• The Respondent’s appeal for mercy and that she be meted out the
penalty of Reprimand may not be granted because:
• The offenses of Dishonesty and Falsification of Official Documents
are both grave offenses punishable byDismissal even if committed
for the first time, as provided in Section 52, Revised Uniform Rules
on Administrative Cases in the Civil Service.
• The penalty of Dismissal carries with it the forfeiture of retirement
benefits.
Recommendation
Respondent Lilibeth N. Ruba be found guilty of Dishonesty and
Falsification of Official Documents and meted out the penalty of
DISMISSAL with forfeiture of retirement benefits."
In seeking the reversal of the adverse LBP Board Resolutions, Ruba predicates her case on two principal grounds:
1. The LBP Board of Directors gravely abused its discretion when it charged her and eventually found her guilty of acts committed prior to her employment.
2. Similarly, the same Board erred in its avowal of ignorance of prior wrongful acts when it extended a permanent appointment to her.
At the same time, she pleaded
for understanding and
compassion, and throwing
herself at the mercy of the Bank,
as the disciplining authority, she
implored that she be meted a
"merciful sanction, i.e.,
reprimand." She promised never
to do the same thing again.
• Ruba admitted her
complicity,
ratiocinating that what
she did was
occasioned by the financial distress of her family in the wake of the huge expenses attendant to the medical treatment of her sister, who was
allegedly suffering
from congenital
rheumatic heart
disease.
DECISION
• The appeal of Lilibeth N. Ruba is hereby dismissed. The decision of the Land Bank of the Philippines (LBP) subject of the present appeal is sustained in all respects.
• Further, the LBP is directed to institute against Rubacriminal action warranted under the circumstances.
• Let it be emphasized that the authority
to travel, the authority to attend meetings
and conferences and the grant to go on
vacation leave are subjected to the
discretion of the head of the
agency/institution.
• The disapproval of the
travel necessarily means
that the employee is not
allowed to travel or to
leave the work place.
Such is an order for the
employee to stay at the
work place.• To travel on
official Business
and to travel on
official time have
the same effect,
as when one
goes on leave
• That is, one necessarily leaves the work place. When one’s travel is disapproved then he applies for a forced leave, is it not circumventing the very purpose of not allowing one to travel.
• When Ms. Garcia’s authority to travel was disapproved she opted to file an application for leave.
• Necessarily, because to go on travel and to go on leave have the same effect of leaving the work place, such will also be disapproved. Conclusively, Ms. Garcia refused to obey the order for her to stay at the work place.
• MS. DELIA GARCIA is hereby held liable with (sic) the administrative offense of Insubordination. Thus, she is meted the penalty of fine equivalent to one month salary.”
Garcia anchors her appeal on the following
grounds:
1. The Decision was (sic) not supported by sufficient evidence to support (sic) a finding of guilt;
2. The testimony of the witnesses (sic) for the complainant is tainted with bias;
3. Errors of law have been committed prejudicial to the interests (sic) of Respondent-Appellant; and
4. Failure to appreciate the mitigating circumstances in favor of herein Respondent-Appellant.”
The officers and members of the ISUEFA issued
an “Authorization/Resolution” which partly reads,
as follows:
• “In line with the goals and objectives of the ISUE
Faculty Association, we do hereby authorize the
ISUEFA President, Dr. Delia G. Garcia, to attend
the General Assembly of the SUC Faculty
Association Presidents to be held at Cebu Grand
Hotel
• Herein request of Dr. Delia Garcia for her
attendance to said Assembly Meeting (sic) was
earlier forwarded to the ISU Management for
approval. Unfortunately, her travel was
disapproved . . . Therefore, all expenses
incidental to said travel will be shouldered by the
ISU Faculty Association, Echague, Isabela.
(P8620.00 plus P500.00 for membership or
affiliation fee to the National Federation)
• Accordingly, despite the disapproval of her travel
order and application for leave of absence
(forced leave), Garcia was able to attend the
General Assembly of the State Universities and
Colleges Faculty Association Presidents held in
Cebu City on June 9-11, 1997.
• On June 19, 1997, Garcia received a
memorandum from then ISU President Nayga,
directing her to explain within 72 hours from
receipt of the same why no administrative
“action” shall be instituted against her for having
been absent on June 9-11, 1997, without any
approved application for leave.
• The formal investigation
thereafter ensued, and on
May 24, 2000, the CSCRO
No. II issued a decision
finding Garcia guilty of
Insubordination and
imposed upon her the penalty
of fine equivalent to her one
month salary. Garcia moved
for a reconsideration but the
same was denied by the
CSCRO No. II in a decision
dated September 12, 2000.
• As a general rule, approval of leaveapplications is addressed to the sounddiscretion of the head of office who, in the
present case, was Nayga. The exercise of suchdiscretion, however, should not be used as aninstrument to abridge or suppress asubordinate’s right to self-organization.
• Moreover, the Commission has noted that the disapproval of the travel order and application for forced leave of Garcia was not for the best interest of the service.
• Besides, there are ample pieces of evidence in therecords to establish that the disapproval of Garcia’stravel order and application for forced leave was notbased on the perception that her absence would beprejudicial to the best interest of the service. Rather,Nayga disapproved Garcia’s travel order andapplication for forced leave as an act of reprisal for thelatter’s being instrumental, as President of the ISUEFA,in the filing of several graft cases against the formerwith the Office of the Ombudsman and the Office ofthe President (Presidential Commission Against Graftand Corruption). In the latter case, then PresidentJoseph E. Estrada issued Administrative Order No. 93apparently dated November 29, 1999, dismissingNayga from the service after finding him guilty ofviolating Republic Act No. 3019, otherwise known asthe Anti-Graft and Corrupt Practices Act.
• It must also be stressed that no public funds were spent orwasted as a consequence of the travel of Garcia to CebuCity as her travel expenses were paid by the ISUEFA. Butwhat is despicable in the instant case is the fact that Naygaallowed and approved the travel, on official business, ofseveral faculty and staff members of ISU to Cebu Citysupposedly to attend the General Assembly held on June 7-9, 1997, and that all their travel expenses were shoulderedby ISU funds. Vouchers and other pieces of evidencepresented by Garcia clearly showed that Nayga allowed andapproved the travel of these persons despite the fact thatthey are not among those who are qualified toattend said general assembly.
• In fine, it is indubitable that then ISU President
Nayga gravely abused his discretion when he
disapproved the travel order and application for
forced leave of Garcia. As such, Garcia cannot
be faulted if she proceeded to attend the
General Assembly of SUC Faculty Association
Presidents in Cebu City despite the disapproval
of her travel order and/or application for forced
leave. With all of the foregoing disquisition, the
Commission finds no factual and legal basis to
find Garcia guilty of Insubordination.
The appeal of Delia G. Garcia is hereby GRANTED.
Accordingly, the Decisions dated May 24, 2000, and
September 13, 2000, of the Civil Service Commission
Regional Office No. II are REVERSED and SET
ASIDE, and Delia G. Garcia is EXONERATED of the
charge of Insubordination. If Garcia was made to pay
a fine equivalent to her one (1) month salary, it is
ordered that she be restituted said amount.
DECISION