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Report of Assets and Liabilities ofFFIEC 002
Legal Title of Branch or Agency at close of business on December 31, 2013 Page 4 of 30
Schedule RAL — Assets and Liabilities
All schedules are to be reported in thousands of U.S. dollars. Unless otherwise indicated, report the amount outstanding as of
the last calendar day of the quarter. (Column A) (Column B)
Total Reporting IBF Only
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou RCFN Bil | Mil | Thou
Assets
1. Claims on nonrelated Parties:
(Excludes all claims on related depository institutions but includes claims
on related nondepository institutions. See instructions for coverage and
treatment of "nonrelated" and "related" institutions.)
a. Cash and balances due from depository institutions
(from Schedule A, item 6)__________________________________________________________0010 0010 1.a.
b. U.S. Government securities:
(1) U.S. Treasury securities________________________________________________________0260 1.b.(1)
(2) U.S. Government agency obligations______________________________________________0371 1.b.(2)
c. Other bonds, notes, debentures, and corporate stock
(including state and local securities):
(1) Securities of foreign governments and official institutions_____________________________A003 A003 1.c.(1)
(2) Mortgage-backed securities:
(a) Issued or guaranteed by U.S. Government agencies___________________________C416 C416 1.c.(2)(a)
(b) Other__________________________________________________________________C417 C417 1.c.(2)(b)
(3) Other asset-backed securities___________________________________________________C036 C036 1.c.(3)
(4) All other____________________________________________________________________C037 C037 1.c.(4)
d. Federal funds sold and securities purchased under agreements to resell:
(1) Federal funds sold:
(a) With commercial banks in the U.S.___________________________________________C412 C412 1.d.(1)(a)
(b) With nonbank brokers and dealers in securities __________________________________F856 F856 1.d.(1)(b)
(c) With others__________________________________________________________C413 C413 1.d.(1)(c)
(2) Securities purchased under agreements to resell:
(a) With commercial banks in the U.S._______________________________________ C414 C414 1.d.(2)(a)
(b) With nonbank brokers and dealers in securities __________________________________F857 F857 1.d.(2)(b)
(c) With others_____________________________________________________________C415 C415 1.d.(2)(c)
e. Loans and leases, net of unearned income (from Schedule C, item 11)______________________2122 2122 1.e.
f. Trading assets:
(1) U.S. Treasury and Agency securities___________________________________________K479 K479 1.f.(1)
(2) Mortgage-backed securities:
(a) Issued or guaranteed by U.S. Government agencies_____________________________K298 K298 1.f.(2)(a)
(b) Other_____________________________________________________________ 3536 3536 1.f.(2)(b)
(3) Other asset-backed securities___________________________________________________K299 K299 1.f.(3)
(4) Other securities________________________________________________________ L193 L193 1.f.(4)
(5) Other trading assets___________________________________________________ K302 K302 1.f.(5)
g. Not applicable
h. Other assets including other claims on nonrelated parties_______________________________________2151 2151 1.h.
i. Total claims on nonrelated parties (sum of items 1.a through 1.h)____________________________2171 2171 1.i.
2. Net due from related depository institutions:
a. For the reporting branch or agency including its IBF: Net due from
head office and other related depository institutions (items 4.g minus
item 1.i of Column A if item 4.g is greater than item 1.i; otherwise
enter -0-)______________________________________________________________________2154 2.a.
b. For the IBF of the reporting branch or agency: Net due from
establishing entity, head office and other related depository
institutions (item 4.g minus item 1.i of Column B if item 4.g is
greater than item 1.i; otherwise enter -0-)___________________________________________________ 2154 2.b.
COMMONWEALTH BANK OF AUSTRALIA
4,123,885 25
599,920
0
0 0
0 0
0 0
0 0
23,000 0
0 0
0 0
0 0
0 0
0 0
0 0
866,742 160,548
0 0
0 0
0 0
0 0
0 0
295,417 0
8,365 304
5,917,329 160,877
6,346,514
2,930,457
FFIEC 002
Page 5 of 30
Schedule RAL — continued
(Column A) (Column B)
Total Reporting IBF Only
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou RCFN Bil | Mil | Thou
Assets — Continued
3. Total assets (for Column A, sum of items 1.i and 2.a; for Column B,
sum of items 1.i and 2.b)___________________________________________________________2170 2170 3.
Liabilities
4. Liabilities to nonrelated parties:
(Excludes all liabilities to related depository institutions but includes all
liabilities to related nondepository institutions. See instructions for
coverage and treatment of "nonrelated" and "related" institutions.)
a. Total deposits and credit balances (from Schedule E, item 7)_____________________________2205 2205 4.a.
b. Federal funds purchased and securities sold under agreements
to repurchase:
(1) Federal Funds purchased:
(a) With commercial banks in the U.S.________________________________________C420 C420 4.b.(1)(a)
(b) With others____________________________________________________________C421 C421 4.b.(1)(b)
(2) Securities sold under agreements to repurchase:
(a) With commercial banks in the U.S.________________________________________C422 C422 4.b.(2)(a)
(b) With others____________________________________________________________C423 C423 4.b.(2)(b)
c. Other borrowed money (from Schedule P, item 4)______________________________________3190 3190 4.c.
d. Not applicable
e. Trading liabilities________________________________________________________________3548 3548 4.e.
f. Other liabilities to nonrelated parties_________________________________________________2916 2916 4.f.
g. Total liabilities to nonrelated parties (sum of items 4.a through 4.f)________________________2927 2927 4.g.
5. Net due to related depository institutions:
a. For the reporting branch or agency including its IBF: Net due to head
office and other related depository institutions (item 1.i minus item 4.g
of Column A if item 1.i is greater than item 4.g; otherwise enter -0-)______________________2944 5.a.
b. For the IBF of the reporting branch or agency: Net due to establishing
entity, head office and other related depository institutions (item 1.i
minus item 4.g of Column B if item 1.i is greater than item 4.g;
otherwise enter -0-)_____________________________________________________________________ 2944 5.b.
6. Total liabilities (for Column A, sum of items 4.g and 5.a; for Column B,
sum of items 4.g and 5.b)___________________________________________________________2950 2950 6.
Memoranda
1. Fair value of held-to-maturity securities________________________________________________1771 1771 M.1.
2. Amortized cost of held-to-maturity securities____________________________________________1754 1754 M.2.
3. Fair value of available-for-sale securities_______________________________________________1773 1773 M.3.
4. Amortized cost of available-for-sale securities___________________________________________1772 1772 M.4.
12,263,843 3,091,334
6,371,286 3,089,456
0 0
0 0
0 0
0 0
5,240,914 748
609,733 0
41,910 1,130
12,263,843 3,091,334
0
0
12,263,843 3,091,334
0 0
0 0
622,920 0
623,443 0
FFIEC 002
Page 6 of 30
Schedule RAL — continued
(Column A) (Column B)
Total Reporting IBF Only
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou RCFN Bil | Mil | Thou
Memoranda — Continued
5. Loans held for trading (included in Schedule RAL, item 1.f.(5)):
a. Loans secured by real estate:
(1) Construction, land development, and other land loans_________________________________F604 F604 M.5.a.(1)
(2) Secured by farmland (including farm residential and
other improvements)________________________________________________________F605 F605 M.5.a.(2)
(3) Secured by 1-4 family residential properties:
(a) Revolving, open-end loans secured by 1-4 family
residential properties and extended under lines of credit_______________________________F606 F606 M.5.a.(3)(a)
(b) Closed-end loans secured by 1-4 family residential properties ______________________G006 G006 M.5.a.(3)(b)
(4) Secured by multifamily (5 or more) residential properties__________________________________F612 F612 M.5.a.(4)
(5) Secured by nonfarm nonresidential properties_______________________________________F613 F613 M.5.a.(5)
b. Commercial and industrial loans_________________________________________________________________F614 F614 M.5.b.
c. Other loans _____________________________________________________________________G007 G007 M.5.c.
6. Unpaid principal balance of loans held for trading (reported
in Schedule RAL, Memorandum item 5):
a. Loans secured by real estate:
(1) Construction, land development, and other land loans_________________________________F625 F625 M.6.a.(1)
(2) Secured by farmland (including farm residential and
other improvements)_________________________________________________________F626 F626 M.6.a.(2)
(3) Secured by 1-4 family residential properties:
(a) Revolving, open-end loans secured by 1-4 family
residential properties and extended under lines of credit_________________________________F627 F627 M.6.a.(3)(a)
(b) Closed-end loans secured by 1-4 family residential properties ______________________G008 G008 M.6.a.(3)(b)
(4) Secured by multifamily (5 or more) residential properties___________________________________F630 F630 M.6.a.(4)
(5) Secured by nonfarm nonresidential properties_______________________________________F631 F631 M.6.a.(5)
b. Commercial and industrial loans_________________________________________________________________F632 F632 M.6.b.
c. Other loans _____________________________________________________________________G009 G009 M.6.c.
7. Fair value of structured notes________________________________________________________8783 8783 M.7.
8. Amortized cost of structured notes____________________________________________________8782 8782 M.8.
9. Assets under the reporting branch or agency's management in
proprietary mutual funds and annuities________________________________________________B570 B570 M.9.
10. Derivatives with a positive fair value held for trading purposes __________________________________________3543 3543 M.10.
11. Derivatives with a negative fair value held for trading purposes ___________________________________3547 3547 M.11.
12. Not applicable.
13. Pledged U.S. government securities (1) _________________________________________________2785 M.13.
1. Includes held-to-maturity securities at amortized cost and available-for-sale securities at fair value.
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
295,417 0
609,733 0
199,974
FFIEC 002
Page 7 of 30
Schedule RAL — continued
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou
Memoranda — Continued
14. If other assets including other claims on nonrelated parties (item 1.h)
exceed 5 percent of total assets (item 3), itemize and describe amounts
that exceed 25 percent of item 1.h.Text
a. A539 A539 M.14.a.
b. A540 A540 M.14.b.
c. A541 A541 M.14.c.
15. If other liabilities to nonrelated parties (item 4.f) exceed 5 percent
of total liabilities (item 6), itemize and describe amounts that exceed
25 percent of item 4.f.Text
a. A542 A542 M.15.a.
b. A543 A543 M.15.b.
c. A544 A544 M.15.c.
16. Number of full-time equivalent employees of the branch or agency at RCFD Number
end of current period (round to nearest whole number)_________________________________________4150 M.16.
To be reported only with the March Report
17. Indicate in the box at the right the number of the statement below that best
describes the most comprehensive level of auditing work performed for
the branch or agency by, or on behalf of, the parent organization during RCFD Number
the preceding year_________________________________________________________________________________6724 M.17.
1=Independent annual audit of the branch or agency conducted in 4=Review of the financial statements of the
accordance with U.S. generally accepted auditing standards by branch or agency by external auditors
a certified public accounting firm 5=Compilation of the financial statements of
2=Independent annual audit of the branch or agency conducted the branch or agency by external auditors
in accordance with home-country auditing standards by an 6=Other audit procedures
independent accounting firm 7=No audit or independent review
3=Review of the financial statements of the branch or agency by
external auditors, as part of the audit of the parent organization
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou
Statutory or Regulatory Requirement
as appropriate for the reporting institution (see instructions)
1. Asset maintenance requirement___________________________________________________3343 S.1.
2. Asset pledge requirement/Capital equivalency deposit____________________________________3349 S.2.
3. FDIC asset maintenance requirement (for FDIC insured branches only):
a. Average liabilities for the preceding calendar quarter_______________________________ 2334 S.3.a.
b. Eligible assets as of the report date_______________________________________________2387 S.3.b.
0
0
0
0
0
0
51
N/A
0
462,474
N/A
N/A
FFIEC 002
Page 8 of 30
Schedule A — Cash and Balances Due from Depository Institutions
NOTE: Exclude all transactions with related depository institutions. (Column A) (Column B)
Total Reporting IBF Only
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou RCFN Bil | Mil | Thou
1. Cash items in process of collection and unposted debits_____________________________________0020 0020 1.
2. Currency and coin (U.S. and foreign)____________________________________________________0080 2.
3. Balances due from depository institutions in the U.S.:
a. U.S. branches and agencies of other foreign banks
(including their IBFs)_______________________________________________________________0083 0083 3.a.
b. Other depository institutions in the U.S. (including their IBFs)______________________________0085 0085 3.b.
4. Balances due from banks in foreign countries and foreign central banks:
a. Foreign branches of U.S. banks_______________________________________________________0073 0073 4.a.
b. Banks in home country and home country central bank_________________________________2431 2431 4.b.
c. All other banks in foreign countries and foreign central banks____________________________3149 3149 4.c.
5. Balances due from Federal Reserve Banks________________________________________________0090 5.
RCXX RCXY
6. Total (sum of items 1 through 5) (must equal Schedule RAL, item 1.a)_________________________0010 0010 6.
0 0
0
627,040 0
192,110 0
0 0
0 0
374,084 25
2,930,651
4,123,885 25
FFIEC 002
Schedule C — Loans Page 9 of 30
Part I. Loans and Leases
Net of unearned income.
NOTE: Exclude all transactions with related depository institutions. (Column A) (Column B)
Total Reporting IBF Only
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou RCFN Bil | Mil | Thou
1. Loans secured by real estate:
a. Construction, land development, and other land loans_________________________________1415 1415 1.a.
b. Secured by farmland (including farm residential and
other improvements)______________________________________________________________1420 1420 1.b.
c. Secured by 1-4 family residential properties:
(1) Revolving, open-end loans secured by 1-4 family
residential properties and extended under lines of credit__________________________1797 1797 1.c.(1)
(2) Closed-end loans secured by 1-4 family residential properties _____________________ 1798 1798 1.c.(2)
d. Secured by multifamily (5 or more) residential properties____________________________________________1460 1460 1.d.
e. Secured by nonfarm nonresidential properties_______________________________________1480 1480 1.e.
2. Loans to depository institutions and acceptances of other banks:
a. To commercial banks in the U.S. (including their IBFs):
(1) To U.S. branches and agencies of other foreign banks_______________________________B532 B532 2.a.(1)
(2) To other commercial banks in the U.S.___________________________________________B533 B533 2.a.(2)
b. To other depository institutions in the U.S. (including their IBFs)__________________________B534 B534 2.b.
c. To banks in foreign countries:
(1) To foreign branches of U.S. banks_______________________________________________B536 B536 2.c.(1)
(2) To other banks in foreign countries______________________________________________B537 B537 2.c.(2)
3. Loans to other financial institutions____________________________________________________1520 1520 3.
4. Commercial and industrial loans:
a. To U.S. addressees (domicile)_____________________________________________________1763 1763 4.a.
b. To non-U.S. addressees (domicile)__________________________________________________1764 1764 4.b.
5. Not applicable.
6. Loans to foreign governments and official institutions
(including foreign central banks)______________________________________________________2081 2081 6.
7. Loans for purchasing or carrying securities (secured and unsecured)_________________________1545 1545 7.
8. All other loans (include state and local obligations other than securities
and loans to individuals)____________________________________________________________1885 1885 8.
9. Lease financing receivables (net of unearned income):
a. Of U.S. addressees (domicile)______________________________________________________2182 2182 9.a.
b. Of non-U.S. addressees (domicile)__________________________________________________2183 2183 9.b.
10. Less: Any unearned income on loans reflected in items 1-8 above__________________________2123 2123 10
11. Total loans and leases, net of unearned income (sum of items 1 through RCXX RCXY
9 minus item 10) (must equal Schedule RAL, item 1.e)___________________________________2122 2122 11.
Memoranda
1-2. Not applicable.
3. Commercial and industrial loans with remaining maturity of one year or less
(excluding those in nonaccrual status): RCFD
a. With predetermined interest rates__________________________________________________6119 M.3.a.
b. With floating interest rates________________________________________________________6120 M.3.b.
4. Commercial and industrial loans with remaining maturity of more than one
year (excluding those in nonaccrual status):
a. With predetermined interest rates__________________________________________________6122 M.4.a.
b. With floating interest rates________________________________________________________6123 M.4.b.
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
0 0
542,924 0
326,672 161,137
0 0
0 0
0 0
0 0
0 0
2,854 589
866,742 160,548
0
196,997
0
438,703
FFIEC 002
Page 10 of 30
Schedule C — Continued
Part I—Continued
Memorandum items 5 and 6 are to be completed by branches and agencies that have elected to measure loans included in Schedule
C, part I, items 1 through 8, at fair value under a fair value option. (Column A) (Column B)
Total Reporting IBF Only
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou RCFN Bil | Mil | Thou
Memoranda - Continued
5. Loans measured at fair value (included in Schedule C, part I, items 1
through 8):
a. Loans secured by real estate:
(1) Construction, land development, and other land loans_________________________________F578 F578 M.5.a.(1)
(2) Secured by farmland (including farm residential and
other improvements)_____________________________________________________F579 F579 M.5.a.(2)
(3) Secured by 1-4 family residential properties:
(a) Revolving, open-end loans secured by 1-4 family
residential properties and extended under lines of credit________________________F580 F580 M.5.a.(3)(a)
(b) Closed-end loans secured by 1-4 family residential properties _________________G010 G010 M.5.a.(3)(b)
(4) Secured by multifamily (5 or more) residential properties____________________________________________F583 F583 M.5.a.(4)
(5) Secured by nonfarm nonresidential properties_______________________________________F584 F584 M.5.a.(5)
b. Commercial and industrial loans_________________________________________________________________F585 F585 M.5.b.
c. Other loans _____________________________________________________________________G011 G011 M.5.c.
6. Unpaid principal balance of loans measured at fair value (reported in
Schedule C, part I, Memorandum item 5):
a. Loans secured by real estate:
(1) Construction, land development, and other land loans_________________________________F590 F590 M.6.a.(1)
(2) Secured by farmland (including farm residential and
other improvements)_____________________________________________________F591 F591 M.6.a.(2)
(3) Secured by 1-4 family residential properties:
(a) Revolving, open-end loans secured by 1-4 family
residential properties and extended under lines of credit__________________________________F592 F592 M.6.a.(3)(a)
(b) Closed-end loans secured by 1-4 family residential properties _________________G012 G012 M.6.a.(3)(b)
(4) Secured by multifamily (5 or more) residential properties____________________________________________F595 F595 M.6.a.(4)
(5) Secured by nonfarm nonresidential properties_______________________________________F596 F596 M.6.a.(5)
b. Commercial and industrial loans_________________________________________________________________F597 F597 M.6.b.
c. Other loans _____________________________________________________________________G013 G013 M.6.c.
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
N/A N/A
FFIEC 002
Page 13 of 30
Schedule E — Deposit Liabilities and Credit Balances
NOTE: Exclude all transactions with related depository institutions.
Total Deposit Liabilities and Credit Balances, Excluding IBF
Transaction Nontransaction
Accounts Accounts
(Column A) (Column B) (Column C) (Column D)
Total Transaction Memo: Total Demand Total Nontransaction IBF Deposit
Accounts and Deposits (1) (Included Accounts Liabilities (2)
Credit Balances in Column A) (Including MMDAs)
(Excluding IBF) (Excluding IBF)
Dollar Amounts in Thousands RCON Bil | Mil | Thou RCON Bil | Mil | Thou RCON Bil | Mil | Thou RCFN Bil | Mil | Thou
1. Individuals, partnerships,
and corporations
(include all certified
and official checks):
a. U.S. addressees
(domicile)___________________________________C040 C041 C042 1.a.
b. Non-U.S. addressees
(domicile)___________________________________C043 C044 C045 1.b.
2. Commercial banks in the
U.S. (including their IBFs):
a. U.S. branches and
agencies of other
foreign banks______________________________________1643 2347 1668 2.a.
b. Other commercial
banks in the U.S.____________________________1645 2348 1669 2.b.
3. Banks in foreign countries:
a. Foreign branches
of U.S. banks_______________________________________________________1646 2367 1671 3.a.
b. Other banks in
foreign countries______________________________1647 2373 1672 3.b.
4. Foreign governments
and official institutions
(including foreign
central banks)________________________________1649 2377 2650 4.
5. All other deposits and
credit balances____________________________1650 2259 2261 5.
6. Not applicable.
7. Total deposits and credit
balances (sum of Columns
A, C, and D must equal
Schedule RAL, item 4.a,
Column A. Column D must
equal Schedule RAL, item RCON RCON RCON RCXY
4.a, Column B)_________________________1653 2210 2385 2205 7.
1. Includes interest-bearing and noninterest-bearing demand deposits.
2. Amounts in this column should exclude those IBF liabilities to be reported as "Federal funds purchased and securities sold under agreements to
repurchase" or as "Other borrowed money."
0 661,940 0
0 880,200 0
0 300,000 0
0 568,400 0
0 113,100 0
0 758,190 0
0 0 3,089,456
0 0 0
0 0 3,281,830 3,089,456
FFIEC 002
Page 14 of 30
Schedule E — Continued
Memoranda Total Reporting
Branch or Agency
Excluding Its IBF
Dollar Amounts in Thousands RCON Bil | Mil | Thou
1. Components of total nontransaction accounts (included in item 7, Column C):
a. Time deposits of $100,000 or more_______________________________________________________________________2604 M.1.a.
b. Individual Retirement Accounts (IRAs) and Keogh Plan accounts included in
Memorandum item 1.a, "Time deposits of $100,000 or more," above _________________________________________F233 M.1.b.
c. Time deposits of $100,000 or more with remaining maturity of more than 12 months
included in Memorandum item 1.a, “Time deposits of $100,000 or more,” above__________________________________6643 M.1.c.
Schedule K — Quarterly Averages (1)
NOTE: Exclude all transactions with related depository institutions.
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou
Assets
1. Interest-bearing balances due from depository institutions (corresponds to part of Schedule
RAL, item 1.a, Column A)_________________________________________________________________________________3381 1.
2. Federal funds sold and securities purchased under agreements to resell (corresponds to
Schedule RAL, item 1.d, Column A)_________________________________________________________________________3365 2.
3. Total loans, net of unearned income (corresponds to Schedule RAL, item 1.e, Column A)______________________________3360 3.
4. Loans to and acceptances of banks in foreign countries (corresponds to Schedule C,
item 2.c, Column A)________________________________________________________________________________ 3105 4.
5. Total claims on nonrelated parties (corresponds to Schedule RAL, item 1.i, Column A)________________________________3106 5.
Liabilities
6. Time certificates of deposit of $100,000 or more (corresponds to part of Schedule E,
Memorandum item 1.a)__________________________________________________________________________________3345 6.
7. Interest-bearing deposits (2) and credit balances (corresponds to part of Schedule RAL, item 4.a,
Column A)_____________________________________________________________________________________________3107 7.
8. Federal funds purchased and securities sold under agreements to repurchase (corresponds to
Schedule RAL, item 4.b, Column A)_________________________________________________________________________3353 8.
9. Other borrowed money (corresponds to Schedule RAL, item 4.c, Column A)________________________________________3355 9.
1. For all items, branches and agencies have the option of reporting either (1) an average of daily figures for the quarter or
(2) an average of weekly figures (i.e., the Wednesday of each week of the quarter).
2. Includes interest-bearing demand deposits.
2,146,000
0
700,000
4,189,962
0
705,114
0
6,270,447
2,827,257
6,039,890
0
5,250,379
FFIEC 002
Legal Title of Branch or Agency Page 15 of 30
Schedule L — Derivatives and Off-Balance-Sheet Items
NOTE: Exclude all transactions with related depository institutions. Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou
1. Commitments to make or purchase loans____________________________________________________________________3423 1.
2. Spot foreign exchange contracts___________________________________________________________________________8765 2.
3. Standby letters of credit:
a. Total_______________________________________________________________________________________________3375 3.a.
(1) To U.S. addressees (domicile)________________________________________________________________________3376 3.a.(1)
(2) To non-U.S. addressees (domicile)____________________________________________________________________3377 3.a.(2)
b. Amount of total standby letters of credit in item 3.a conveyed to others through participations_______________________3378 3.b.
4. Commercial and similar letters of credit______________________________________________________________________3411 4.
5. Not applicable.
(Column A) (Column B)
6. Credit derivatives: Guarantor Beneficiary
a. Notional amounts: RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou
(1) Credit default swaps ________________________________________________________________C968 C969 6.a.(1)
(2) Total return swaps ________________________________________________________________C970 C971 6.a.(2)
(3) Credit options ________________________________________________________________________C972 C973 6.a.(3)
(4) Other credit derivatives ________________________________________________________________C974 C975 6.a.(4)
b. Gross fair values:
(1) Gross positive fair value ________________________________________________________________C219 C221 6.b.(1)
(2) Gross negative fair value __________________________________________________C220 C222 6.b.(2)
Total Reporting
Branch or Agency
Including Its IBF
7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of total claims RCFD Bil | Mil | Thou
on nonrelated parties as reported on Schedule RAL, item 1.i_____________________________________________________5602 7.
List below each component of this item greater than or equal to 1 percent
of total claims on nonrelated parties as reported on Schedule RAL, item 1.i:TEXT RCFD Bil | Mil | Thou
a. 5598 5598 7.a.
b. 5600 5600 7.b.
c. 5601 5601 7.c.
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent of total
claims on nonrelated parties as reported on Schedule RAL, item 1.i_______________________________________________5603 8.
List below each component of this item greater than or equal to 1 percent
of total claims on nonrelated parties as reported on Schedule RAL, item 1.i:TEXT RCFD Bil | Mil | Thou
a. 5604 5604 8.a.
b. 5605 5605 8.b.
c. 5606 5606 8.c.
COMMONWEALTH BANK OF AUSTRALIA
1,568,344
1,432,899
132,872
125,824
7,048
0
0
0 0
0 0
0 0
0 0
0 0
0 0
0
0
0
0
0
0
0
0
FFIEC 002
Page 16 of 30
Schedule L — Continued
NOTE: Exclude all transactions with related depository institutions.
(Column A) (Column B) (Column C) (Column D)
Dollar Amounts in Thousands Interest Rate Foreign Exchange Equity Derivative Commodity and
Derivatives Contracts Contracts (2) Contracts Other Contracts
Position Indicators (1) RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou
9. Gross amounts
(e.g., notional amounts):
a. Futures contracts__________________________________________8693 8694 8695 8696 9.a.
b. Forward contracts__________________________________________8697 8698 8699 8700 9.b.
c. Exchange-traded
option contracts:
(1) Written options_________________________________________8701 8702 8703 8704 9.c.(1)
(2) Purchased options_______________________________________8705 8706 8707 8708 9.c.(2)
d. Over-the-counter
option contracts:
(1) Written options_________________________________________8709 8710 8711 8712 9.d.(1)
(2) Purchased options_______________________________________8713 8714 8715 8716 9.d.(2)
e. Swaps___________________________________________________3450 3826 8719 8720 9.e.
10. Total gross notional
amount of derivative
contracts held for trading_______________________A126 A127 8723 8724 10.
11. Total gross notional
amount of derivative
contracts held for
purposes other than trading______________________8725 8726 8727 8728 11.
12. Gross fair values of
derivative contracts:
a. Contracts held for
trading: RCFD RCFD RCFD RCFD
(1) Gross positive fair value_________________________________8733 8734 8735 8736 12.a.(1)
(2) Gross negative fair value_____________________8737 8738 8739 8740 12.a.(2)
b. Contracts held for
purposes other than
trading:
(1) Gross positive fair value________________________8741 8742 8743 8744 12.b.(1)
(2) Gross negative fair value_____________________8745 8746 8747 8748 12.b.(2)
1. For each column, sum of items 9.a through 9.e must equal sum of items 10 and 11.
2. Spot foreign exchange is reported in Schedule L, item 2.
0 0 0 0
0 780,206 0 0
0 0 0 0
0 0 0 0
0 120,000 0 0
0 120,000 0 0
54,244,171 14,502,405 0 0
54,212,171 15,522,611 0 0
32,000 0 0 0
11,900 273,917 0 0
88,125 512,724 0 0
784 0 0 0
0 0 0 0
FFIEC 002
Page 21 of 30
Schedule N — Past Due, Nonaccrual, and Restructured Loans NOTE: Exclude all transactions with related depository institutions.
Total Reporting Branch or Agency Including its IBF
(Column A) (Column B) (Column C) (Column D)
Past Due 30 Through Past Due 90 days or Nonaccrual Restructured and
89 Days and Still More and Still in Compliance with
Accruing Accruing Modified Terms
Dollar Amounts in Thousands RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou
1. Total loans to U.S.
addressees (domicile):
a. Commercial and
industrial loans______________________________1606 1607 1608 1609 1.a.
b. Loans secured by
real estate_________________________________1421 1422 1423 1424 1.b.
c. All other loans (including
all lease financing
receivables)_______________________________3183 3184 3185 3186 1.c.
2. Total loans to non-U.S.
addressees (domicile)_________________________________________1623 1624 1625 1627 2.
3. Total (sum of items 1.a
through 1.c and 2)__________________________________________________1406 1407 1403 1404 3.
Memoranda
1. Book value of loans
sold or otherwise
transferred to head office
or to related institutions
and still serviced by the
reporting branch or agency_____________________________________1628 1629 1582 1637 M.1.
2. Interest rate, foreign
exchange rate, and other
commodity and equity
contracts:
Fair value of amounts
carried as assets____________________________________________3529 3530 M.2.
0 0 3,817 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 3,817 0
0 0 0 0
0 0
FFIEC 002
Page 22 of 30
Schedule O — Other Data for Deposit Insurance Assessments
This schedule is to be completed only by branches whose deposits are insured by the FDIC. Each FDIC-insured
branch must complete items 1 and 2, 4 through 6, Memorandum items 1 and 5, and, if applicable, item 3 and
Memorandum items 2 and 3 each quarter.
Reporting Branch
Including its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou
1. Total deposit liabilities before exclusions (gross) as defined in Section 3(l) of the Federal
Deposit Insurance Act and FDIC regulations ________________________________________________________________F236 1
2. Total allowable exclusions, including interest accrued and unpaid on allowable
exclusions (including foreign deposits) _____________________________________________________________________F237 2
3. Total foreign deposits, including interest accrued and unpaid thereon RCFN
(included in item 2 above) ______________________________________________________________________________F234 3
RCFD
4. Average consolidated total assets for the calendar quarter_______________________________________________________K652 4
a. Averaging method used (for daily averaging, enter 1, for weekly Number
averaging, enter 2)_____________________________________________________________K653 4.a
5. Average tangible equity for the calendar quarter(1) ______________________________________________________________________K654 5
6. Holdings of long-term unsecured debt issued by other FDIC-insured depository institutions_______________________ K655 6
(1) See instructions for averaging methods. Tangible equity is defined as eligible assets (determined in accordance with Section
347.210 of the FDIC’s regulations) less the book value of liabilities (exclusive of liabilities due to the foreign bank’s head office,
other branches, agencies, offices, or wholly owned subsidiaries).
Memoranda Reporting Branch
Excluding its IBF
Dollar Amounts in Thousands RCON Bil | Mil | Thou
1. Total deposit liabilities of the branch (including related interest accrued and unpaid) less
allowable exclusions (sum of Memorandum items 1.a.(1), 1.b.(1), 1.c.(1), and 1.d.(1) must equal
Schedule O, item 1 less item 2):
a. Deposit accounts (excluding retirement accounts) of $250,000 or less: (1)
(1) Amount of deposit accounts (excluding retirement accounts) of $250,000 or less___________________________F049 M.1.a.(1)
(2) Number of deposit accounts (excluding retirement accounts) Number
of $250,000 or less (to be completed for the June report only)_______________________F050 M.1.a.(2)
b. Deposit accounts (excluding retirement accounts) of more than $250,000: (1)
(1) Amount of deposit accounts (excluding retirement accounts) of more than $250,000 ________________________F051 M.1.b.(1)
(2) Number of deposit accounts (excluding retirement accounts) Number
of more than $250,000______________________________________________________F052 M.1.b.(2)
c. Retirement deposit accounts of $250,000 or less: (1)
(1) Amount of retirement deposit accounts of $250,000 or less ____________________________________________F045 M.1.c.(1)
(2) Number of retirement deposit accounts of $250,000 or less Number
(to be completed for the June report only) _______________________________________F046 M.1.c.(2)
d. Retirement deposit accounts of more than $250,000: (1)
(1) Amount of retirement deposit accounts of more than $250,000_______________________________________ F047 M.1.d.(1)
Number
(2) Number of retirement deposit accounts of more than $250,000 _______________________F048 M.1.d.(2)
1. The dollar amounts used as the basis for reporting in Memoranda items 1.a. through 1.d. reflect the deposit insurance limits in effect on the
report date.
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
FFIEC 002
Page 23 of 30
Schedule O — Continued
Reporting Branch
Dollar Amounts in Thousands Excluding its IBF
Memorandum item 2 is to be completed by branches with $1 billion or more in total RCON Bil | Mil | Thou
claims on nonrelated parties. (2)
2. Estimated amount of uninsured deposits in the branch, including related interest
accured and unpaid. (3) ________________________________________________________________________________5597 M.2.
3. Preferred deposits (to be completed for the December report only) _________________________________________ 5590 M.3.
4. Not Applicable
Memorandum items 5.a and 5.b are to be completed by all branches.
5. Noninterest-bearing transaction accounts (as defined in Section 343 of the Dodd-Frank Act)
of more than $250,000 (see instructions):
a. Amount of noninterest-bearing transaction accounts of more than $250,000 ____________________________ J944 M.5.a
b. Number of noninterest-bearing transaction accounts of more Number
than $250,000 ____________________________________________________________ J945 M.5.b
2. The $1 billion size test is generally based on the total claims on nonrelated parties (Schedule RAL, item 1.i, column A) reported on the
June 30, 2012, Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks.
3. Uninsured deposits should be estimated based on the deposit insurance limits set forth in Memorandum items 1.a through 1.d
Schedule P — Other Borrowed Money
NOTE: Exclude all transactions with related depository institutions. (Column A) (Column B)
Total Reporting IBF ONLY
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD Bil | Mil | Thou RCFN Bil | Mil | Thou
1. Owed to nonrelated commercial banks in the U.S. (including their IBFs):
a. Owed to U.S. offices of nonrelated U.S. banks_________________________________________3312 3312 1.a.
b. Owed to U.S. branches and agencies of nonrelated foreign banks_________________________3313 3313 1.b.
2. Owed to nonrelated banks in foreign countries:
a. Owed to foreign branches of nonrelated U.S. banks____________________________________3314 3314 2.a.
b. Owed to foreign offices of nonrelated foreign banks____________________________________3315 3315 2.b.
3. Owed to others___________________________________________________________________2869 2869 3.
RCXX RCXY
4. Total (sum of items 1 through 3) (must equal Schedule RAL, item 4.c)_______________________3190 3190 4.
Memorandum
1. Immediately available funds with a maturity greater than one day included RCFD
in other borrowed money___________________________________________________________2805 M.1.
N/A
N/A
N/A
N/A
0 0
0 0
0 0
748 748
5,240,166 0
5,240,914 748
0
FFIEC 002
Page 24 of 30
Schedule Q—Assets and Liabilities Measured at Fair Value on a Recurring Basis Schedule Q is to be completed by branches and agencies that:
(1) Reported total assets of $500 million or more as of the preceding December 31; or
(2) Reported total assests of less than $500 million as of the preceding December 31 and either:
(a) Have elected to report financial instruments or servicing assets and liabilities at fair value under a fair value option with changes in fair value recognized in
earnings, or
(b) Reported trading assets of $2 million or more in any of the four preceding calendar quarters.
(Column A) (Column B) (Column C) (Column D) (Column E)
Total Fair Value LESS: Amounts Level 1 Fair Value Level 2 Fair Value Level 3 Fair Value
Reported on Netted in the Measurements Measurements Measurements
Schedule RAL Determination
of Total Fair Value Dollar Amounts in Thousands RCXX Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou
Assets
1. Available-for-sale securities _____________________________________________________1773 G474 G475 G476 G477 1.
2. Federal funds sold and securities
purchased under agreements RCFD
to resell___________________________ G478 G479 G480 G481 G482 2.
3. Loans and leases held for sale_________________G483 G484 G485 G486 G487 3.
4. Loans and leases held for
investment______________________________G488 G489 G490 G491 G492 4.
5. Trading assets: RCXX
a. Derivative assets__________________________3543 G493 G494 G495 G496 5.a
RCFD
b. Other trading assets_________________________G497 G498 G499 G500 G501 5.b
(1) Nontrading securities at fair
value with changes in fair
value reported in current
earnings (included in
Schedule Q, item 5.b above)_______ F240 F684 F692 F241 F242 5.b.(1)
6. All other assets______________________ G391 G392 G395 G396 G804 6.
7. Total assets measured at fair
value on a recurring basis (sum of
items 1 through 5.b plus item 6)____________G502 G503 G504 G505 G506 7.
622,920 0 622,920 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
295,417 0 0 295,417 0
0 0 0 0 0
0 0 0 0 0
784 0 0 784 0
919,121 0 622,920 296,201 0
FFIEC 002
Schedule Q — Continued Page 24a of 30
(Column A) (Column B) (Column C) (Column D) (Column E)
Total Fair Value LESS: Amounts Level 1 Fair Value Level 2 Fair Value Level 3 Fair Value
Reported on Netted in the Measurements Measurements Measurements
Schedule RAL Determination
of Total Fair Value Dollar Amounts in Thousands RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou
Liabilities
8. Deposits __________________________________________________________F252 F686 F694 F253 F254 8
9. Federal funds purchased and
securities sold under agreements
to repurchase_________________________________________________G507 G508 G509 G510 G511 9
10. Trading liablities: RCXX
a. Derivative liabilities_____________________________3547 G512 G513 G514 G515 10.a
RCFD
b. Other trading liabilities___________________________G516 G517 G518 G519 G520 10.b
11. Other borrowed money_______________________________G521 G522 G523 G524 G525 11
12. Subordinated notes
and debentures______________________________G526 G527 G528 G529 G530 12
13. All other liabilities_______________________________G805 G806 G807 G808 G809 13
14. Total liabilities measured at
fair value on a recurring basis
(sum of items 8 through 13)______________________________G531 G532 G533 G534 G535 14
0 0 0 0 0
0 0 0 0 0
609,733 0 0 609,733 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
6,112 0 0 6,112 0
615,845 0 0 615,845 0
FFIEC 002
Schedule Q — Continued Page 25 of 30
(Column A) (Column B) (Column C) (Column D) (Column E)
Total Fair Value LESS: Amounts Level 1 Fair Value Level 2 Fair Value Level 3 Fair Value
Reported on Netted in the Measurements Measurements Measurements
Schedule RAL Determination
of Total Fair ValueDollar Amounts in Thousands RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou RCFD Bil | Mil | Thou
Memoranda
1. All other assets (itemize and describe
amounts included in Schedule
Q, item 6, that are greater
than $25,000 and exceed
25% of item 6)
a. Mortgage servicing assets _____________________________________________________G536 G537 G538 G539 G540 M.1.a
b. Nontrading derivative assets _____________________________________________________G541 G542 G543 G544 G545 M.1.b
TEXT
c. G546 G546 G547 G548 G549 G550 M.1.c
d. G551 G551 G552 G553 G554 G555 M.1.d
e. G556 G556 G557 G558 G559 G560 M.1.e
f. G561 G561 G562 G563 G564 G565 M.1.f
2. All other liabilities (itemize and
describe amounts included in
Schedule Q, item 13, that
are greater than $25,000 and
exceed 25% of item 13):
a. Loan commitments (not
accounted for as derivatives)____________F261 F689 F697 F262 F263 M.2.a
b. Nontrading derivative liabilities _____________________________________________________G566 G567 G568 G569 G570 M.2.b
TEXT
c. G571 G571 G572 G573 G574 G575 M.2.c
d. G576 G576 G577 G578 G579 G580 M.2.d
e. G581 G581 G582 G583 G584 G585 M.2.e
f. G586 G586 G587 G588 G589 G590 M.2.f
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
FFIEC 002
Schedule S — Servicing, Securitization and Asset Sale Activities Page 26 of 30
(Column A) (Column B) (Column C) (Column D) (Column E) (Column F) (Column G)
1-4 Family Home Credit Auto Other Commercial All Other Loans,
Residential Equity Card Loans Consumer and Industrial All Leases,
Loans Lines Receivables Loans Loans and All Other
Assets
Dollar Amounts in Thousands Bil | Mil | Thou Bil | Mil | Thou Bil | Mil | Thou Bil | Mil | Thou Bil | Mil | Thou Bil | Mil | Thou Bil | Mil | Thou
Securitization Activities
1. Outstanding principal balance of
assets sold and securitized by the
reporting institution with servicing
retained or with recourse or other RCFD B705 RCFD B706 RCFD B707 RCFD B708 RCFD B709 RCFD B710 RCFD B711
seller-provided credit enhancements______________ 1.
2. Maximum amount of credit
exposure arising from recourse or
other seller-provided credit
enhancements provided to
structures reported in item 1 in
the form of:
a. Retained interest-only strips RCFD B712 RCFD B713 RCFD B714 RCFD B715 RCFD B716 RCFD B717 RCFD B718
(included in Schedule RAL)____________________ 2.a.
b. Subordinated securities RCFD C393 RCFD C394 RCFD C395 RCFD C396 RCFD C397 RCFD C398 RCFD C399
and other residual interests_______________________ 2.b.
c. Standby letters of credit RCFD C400 RCFD C401 RCFD C402 RCFD C403 RCFD C404 RCFD C405 RCFD C406
and other enhancements________________________ 2.c.
3. Reporting institution's unused
commitments to provide liquidity to RCFD B726 RCFD B727 RCFD B728 RCFD B729 RCFD B730 RCFD B731 RCFD B732
structures reported in item 1________________________ 3.
4. Past due loan amounts included
in item 1: RCFD B733 RCFD B734 RCFD B735 RCFD B736 RCFD B737 RCFD B738 RCFD B739
a. 30-89 days past due________________________ 4.a
RCFD B740 RCFD B741 RCFD B742 RCFD B743 RCFD B744 RCFD B745 RCFD B746
b. 90 days or more past due____________________ 4.b.
5. Not applicable.
6. Amount of ownership (or seller's)
interests carried as:
a. Securities (included in RCFD B761 RCFD B762 RCFD B763
Schedule RAL)_______________________________ 6.a
RCFD B500 RCFD B501 RCFD B502
b. Loans (included in Schedule C)________________ 6.b
7. Past due loan amounts included in
interests reported in item 6.a: RCFD B764 RCFD B765 RCFD B766
a. 30-89 days past due_______________________ 7.a
RCFD B767 RCFD B768 RCFD B769
b. 90 days or more past due___________________ 7.b
8. Not applicable.
0 0 0 0 0 0 0
0 0 0 0 0 0 0
0 0 0 0 0 0 0
0 0 0 0 0 0 0
0 0 0 0 0 0 0
0 0 0 0 0 0 0
0 0 0 0 0 0 0
0 0 0
0 0 0
0 0 0
0 0 0
FFIEC 002
Schedule S — Continued Page 27 of 30
(Column A) (Column B) (Column C) (Column D) (Column E) (Column F) (Column G)
1-4 Family Home Credit Auto Other Commercial All Other Loans,
Residential Equity Card Loans Consumer and Industrial All Leases,
Loans Lines Receivables Loans Loans and All Other
Assets
Dollar Amounts in Thousands Bil | Mil | Thou Bil | Mil | Thou Bil | Mil | Thou Bil | Mil | Thou Bil | Mil | Thou Bil | Mil | Thou Bil | Mil | Thou
For Securitization Facilities Sponsored
By or Otherwise Established By Other
Institutions
9. Maximum amount of credit
exposure arising from credit
enhancements provided by the
reporting institution to other
institutions' securitization structure
in the form of standby letters of
credit, purchased subordinated RCFD B776 RCFD B777 RCFD B778 RCFD B779 RCFD B780 RCFD B781 RCFD B782
securities, and other enhancements______________ 9.
10. Reporting institution's unused
commitments to provide liquidity to
other institiutions' securitization RCFD B783 RCFD B784 RCFD B785 RCFD B786 RCFD B787 RCFD B788 RCFD B789
structures___________________________________ 10.
Asset Sales
11. Assets sold with recourse or
other seller-provided credit
enhancements and not securitized RCFD B790 RCFD B791 RCFD B792 RCFD B793 RCFD B794 RCFD B795 RCFD B796
by the reporting institution_____________________ 11.
12. Maximum amount of credit
exposure arising from recourse or
other seller-provided credit
enhancements provided to assets RCFD B797 RCFD B798 RCFD B799 RCFD B800 RCFD B801 RCFD B802 RCFD B803
reported in item 11____________________________ 12.
Memorandum Dollar Amounts in Thousands RCFD Bil | Mil | Thou
1. Asset-backed commercial paper conduits:
a. Maximum amount of credit exposure arising form credit enhancements provided to conduit structures in the form of standby letters of
credit, subordinated securities, and other enhancements:
(1) Conduits sponsored by the reporting institution or related institution________________________________________________________________________________________B806 M.1.a.(1)
(2) Conduits sponsored by other unrelated institutions_______________________________________________________________________________________________________B807 M.1.a.(2)
b. Unused commitments to provide liquidity to conduit structures:
(1) Conduits sponsored by the reporting institution or related institution__________________________________________________________________________________________B808 M.1.b.(1)
(2) Conduits sponsored by other unrelated institutions________________________________________________________________________________________________________B809 M.1.b.(2)
0 0 0 0 0 0 0
0 0 0 0 0 0 0
0 0 0 0 0 0 0
0 0 0 0 0 0 0
0
0
0
0
FFIEC 002
Page 28 of 30
Schedule T — Fiduciary and Related ServicesSchedule T is to be completed annually as of the December 31 report date.
RCFD Yes / No
1. Does the institution have fiduciary powers? (If "NO," do not complete Schedule T.)___________________________________A345 1
RCFD Yes / No
2. Does the institution exercise the fiduciary powers it has been granted?____________________________________________A346 2
3. Does the institution have any fiduciary or related activity (in the form of assets or accounts)? RCFD Yes / No
(If "NO," do not complete the rest of Schedule T.)____________________________________________________________B867 3
If the answer to item 3 is "YES," complete all applicable items of Schedule T.
(Column A) (Column B) (Column C) (Column D)
Managed Non-Managed Number of Number of
Assets Assets Managed Non-Managed
Accounts Accounts
Dollar Amounts in Thousands Tril|Bil|Mil|Thou Tril|Bil|Mil|Thou
FIDUCIARY AND RELATED ASSETS RCFD B868 RCFD B869 RCFD B870 RCFD B871
4. Personal trust and agency accounts______________________ 4
5. Retirement related trust and
agency accounts:
a. Employee benefit - defined RCFD B872 RCFD B873 RCFD B874 RCFD B875
contribution_________________________________ 5.a.
b. Employee benefit - defined RCFD B876 RCFD B877 RCFD B878 RCFD B879
benefit________________________________________ 5.b.
RCFD B880 RCFD B881 RCFD B882 RCFD B883
c. Other retirement accounts____________________ 5.c.
6. Corporate trust and agency RCFD B884 RCFD B885 RCFD C001 RCFD C002
accounts______________________________________ 6
7. Investment management RCFD B886 RCFD B888
agency accounts_____________________________ 7
RCFD B890 RCFD B891 RCFD B892 RCFD B893
8. Other fiduciary accounts________________________ 8
9. Total fiduciary accounts RCFD B894 RCFD B895 RCFD B896 RCFD B897
(sum of items 4 through 8)______________________- 9
10. Custody and safekeeping RCFD B898 RCFD B899
accounts_____________________________________ 10
NO
NO
NO
N/A N/A N/A N/A
N/A N/A N/A N/A
N/A N/A N/A N/A
N/A N/A N/A N/A
N/A N/A N/A N/A
N/A N/A
N/A N/A N/A N/A
N/A N/A N/A N/A
N/A N/A
FFIEC 002
Page 29 of 30
Schedule T — Continued
Memoranda
Managed Assets
Dollar Amounts in Thousands RCFD Bil | Mil | Thou
1. Managed assets held in personal trust and agency accounts:
a. Non-interest bearing deposits_______________________________________________________________________B913 M.1.a.
b. Interest-bearing deposits__________________________________________________________________________ B914 M.1.b.
c. U.S. Treasury and U.S. Government agency obligations__________________________________________________ B915 M.1.c.
d. State, county and municipal obligations________________________________________________________________B916 M.1.d.
e. Money market mutual funds________________________________________________________________________B917 M.1.e.
f. Other short-term obligations________________________________________________________________________ B918 M.1.f.
g. Other notes and bonds____________________________________________________________________________ B919 M.1.g.
h. Common and preferred stocks_______________________________________________________________________B920 M.1.h.
i. Real estate mortgages_____________________________________________________________________________B921 M.1.i.
j. Real estate_____________________________________________________________________________________ B922 M.1.j.
k. Miscellaneous assets______________________________________________________________________________B923 M.1.k.
l. Total managed assets held in personal trust and agency accounts (sum of Memorandum items RCXX Tril|Bil|Mil|Thou
1.a through 1.k) (must equal Schedule T, item 4, column A)__________________________________________ B868 M.1.l.
(Column A) (Column B)
Number of Principal Amount
Issues OutstandingDollar Amounts in Thousands RCFD Tril|Bil|Mil|Thou
2. Corporate trust and agency accounts: RCFD B928
a. Corporate and municpal trusteeships________________________________________________B927 M.2.a.
b. Transfer agent, registrar, paying agent, and other corporate agency_______________________B929 M.2.b.
(Column A) (Column B)
Number of Market Value of
Funds Fund AssetsDollar Amounts in Thousands RCFD Tril|Bil|Mil|Thou
3. Collective investment funds and common trust funds:
a. Domestic equity________________________________________________________________________B931 B932 M.3.a.
b. International/Global equity_______________________________________________________________B933 B934 M.3.b.
c. Stock/Bond blend_______________________________________________________________________B935 B936 M.3.c.
d. Taxable bond__________________________________________________________________________B937 B938 M.3.d.
e. Municipal Bond_________________________________________________________________________B939 B940 M.3.e.
f. Short term investments/Money market______________________________________________________B941 B942 M.3.f.
g. Specialty/Other________________________________________________________________________B943 B944 M.3.g.
h. Total collective investment funds (sum of Memorandum items 3.a
through 3.g)____________________________________________________________________B945 B946 M.3.h.
N/A
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