scribability problems for polytopes · except for d 2 or d = 3 and k = 1, if 0 k d 3 there are...

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Scribability Problems for Polytopes Arnau Padrol (FU Berlin -→ UPMC Paris 6) joint work with Hao Chen (FU Berlin -→ TU Eindhoven)

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Page 1: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Scribability Problems for PolytopesArnau Padrol (FU Berlin −→ UPMC Paris 6)

joint work withHao Chen (FU Berlin −→ TU Eindhoven)

Page 2: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Scribability problems

Scribability Problems

Study realizability of polytopes whenthe position of their faces relative to the sphere is constrained.

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Arnau Padrol (& Hao Chen) — NEG 2015 2

Page 3: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Classical scribability problems

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Arnau Padrol (& Hao Chen) — NEG 2015 3

Page 4: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Once upon a time...

Jakob Steiner(according toWikipedia)

Systematische Entwickelung der Abhängigkeitgeometrischer Gestalten von einander (1832)

77) Wenn irgend ein convexes Polyedergegeben ist läßt sich dann immer (oder inwelchen Fällen nur) irgend ein anderes,welches mit ihm in Hinsicht der Art und derZusammensetzung der Grenzflächenübereinstimmt (oder von gleicher Gattungist), in oder um eine Kugelfläche, oder inoder um irgend eine andere Fläche zweitenGrades beschreiben (d.h. daß seine Eckenalle in dieser Fläche liegen oder seineGrenzflächen alle diese Fläche berühren)?

É Is every (3-dimensional) polytope inscribable?É If not, in which cases?É What about circumscribable?É What about other quadrics?

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Arnau Padrol (& Hao Chen) — NEG 2015 4

Page 5: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

...inscribable polytopes

Jakob Steiner(according toWikipedia)

Systematische Entwickelung der Abhängigkeitgeometrischer Gestalten von einander (1832)

77) Wenn irgend ein convexes Polyedergegeben ist läßt sich dann immer (oder inwelchen Fällen nur) irgend ein anderes,welches mit ihm in Hinsicht der Art und derZusammensetzung der Grenzflächenübereinstimmt (oder von gleicher Gattungist), in oder um eine Kugelfläche, oder inoder um irgend eine andere Fläche zweitenGrades beschreiben (d.h. daß seine Eckenalle in dieser Fläche liegen oder seineGrenzflächen alle diese Fläche berühren)?

É Is every (3-dimensional) polytope inscribable?É If not, in which cases?É What about circumscribable?É What about other quadrics?

,

Arnau Padrol (& Hao Chen) — NEG 2015 4

Page 6: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Inscribable & circumscribable polytopes

inscribed

inscribable

circumscribed

circumscribable

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Arnau Padrol (& Hao Chen) — NEG 2015 5

Page 7: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Circumscribability

Steinitz 1928Über isoperimetrische Probleme bei konvexenPolyedern

É P is circumscribable⇔ P∗ is inscribableÉ There exist infinitely many non-circumscribable

3-polytopes.

non-circumscribable non-inscribable

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Arnau Padrol (& Hao Chen) — NEG 2015 6

Page 8: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Inscribable polytopes in dimension 3

Igor Rivin

Rivin 1996A characterization of ideal polyhedra in hyperbolic 3-space

A 3-polytope P is circumscribable if and only if there exist numbers ω(e)associated to the edges e of P such that:É 0 < ω(e) < π,É

e∈Fω(e) = 2π for each facet F of P, andÉ

e∈Cω(e) > 2π for each simple circuit C which does not bound afacet.

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Arnau Padrol (& Hao Chen) — NEG 2015 7

Page 9: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Inscribability on other quadrics

Jeffrey Danciger Sara Maloni Jean-Marc Schlenker

Danciger, Maloni & Schlenker 2014Polyhedra inscribed in a quadric

A 3-polytope is inscribable on a hyperboloid or a cylinder if and only if it isinscribable and Hamiltonian.

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Arnau Padrol (& Hao Chen) — NEG 2015 8

Page 10: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

More classical scribability problems

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Arnau Padrol (& Hao Chen) — NEG 2015 9

Page 11: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

k-scribability

B. Grünbaum

Grünbaum & Shephard 1987Some problems on polyhedra

For which k and d is every d-polytopek-scribable?

G. Shephard

1-scribed1-scribable

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Arnau Padrol (& Hao Chen) — NEG 2015 10

Page 12: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Non k-scribable

Schulte 1987Analogues of Steinitz’s theorem aboutnon-inscribable polytopes

Except for d ≤ 2 or d = 3 and k = 1, there ared-polytopes that are not k-scribable.

Egon Schulte

The only case that has resisted all efforts so far is theescribability in three dimensions. Somehow it is strangethat all higher-dimensional analogues turn out to besolvable, while the ‘elementary’ three-dimensional case ofescribability seems to be intractable.

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Arnau Padrol (& Hao Chen) — NEG 2015 11

Page 13: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Edgescribability

P. Koebe E. Andreev W. Thurston

Koebe 1936 – Andreev 1970 – Thurston 1982The geometry and topology of 3-manifolds

Every 3-polytope is 1-scribable.

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Arnau Padrol (& Hao Chen) — NEG 2015 12

Page 14: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

The circle packing theorem

Koebe – Andreev – ThurstonThe circle packing Theorem

Every planar graph is representable by acircle packing (with a dual circle packing).

Figure from Wikipediaby D. Eppstein

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Arnau Padrol (& Hao Chen) — NEG 2015 13

Page 15: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Weak k-scribability

B. Grünbaum

Grünbaum & Shephard 1987Some problems on polyhedra

For which k and d is every d-polytopeweakly k-scribable?

G. Shephard

weakly circumscribed weakly circumscribable

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Arnau Padrol (& Hao Chen) — NEG 2015 14

Page 16: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Non weakly k-scribable

Schulte 1987Analogues of Steinitz’s theorem aboutnon-inscribable polytopes

Except for d ≤ 2 or d = 3 and k = 1, if 0 ≤ k ≤ d− 3there are d-polytopes that are not weakly

k-scribable. Egon Schulte

The attempt to generalize our methods immediateiy revealsthe main difference between (m,d)-scribability and weak(m,d)-scribability. In fact, a polytope with all m-facestangent to Sd−1 has necessarily an interior point in the openunit-ball, while this need not be true if only the affinehulls of all m-faces are tangent to Sd−1. Therefore,Theorem 1 might fail.

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Arnau Padrol (& Hao Chen) — NEG 2015 15

Page 17: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

New scribability problems

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Page 18: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

(i, j)-scribability

Chen & P. 2015+Scribability problems for polytopes

For which i, j and d is every d-polytope(i, j)-scribable?

P is (weakly) (i, j)-scribed ifall (affine hulls of) i-faces avoid the sphere andall (affine hulls of) j-faces cut the sphere Hao Chen

(0,1)-scribed weakly (0,1)-scribed

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Page 19: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Some properties of (i, j)-scribability

É strongly (i, j)-scribed ⇒ weakly (i, j)-scribed

In the strong and weak sense:

É (k,k)-scribed⇔ k-scribed (classic definition)

É (i, j)-scribed ⇒ (i′, j′)-scribed for i′ ≤ i and j′ ≥ j

É (i, j)-scribed ⇒ polar (d− 1− j,d− 1− i)-scribed

É (i, j)-scribed ⇒ facets (i, j)-scribed

É (i, j)-scribed ⇒ vertex figures (i− 1, j− 1)-scribed

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Page 20: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Polarity

Polarity is not nice for polytopes. . .

. . . and cannot always be saved with a projective transformation . . .

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Page 21: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Polarity

. . . but it is for cones or spherical polytopes!

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Page 22: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

A bulletproof definition

DefinitionP ⊂ Sd spherical polytope, F face of P. Then

É F strongly cuts Bd if relint(F) ∩Bd 6=∅;

É F weakly cuts Bd if span(F) ∩Bd 6=∅;

É F weakly avoids Bd if span(F) ∩ intBd =∅;

É F strongly avoids Bd if there is a supporting hyperplane H of P suchthat F = H ∩ P and Bd ⊂ H− .

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Arnau Padrol (& Hao Chen) — NEG 2015 21

Page 23: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Hyperbolic polyhedra

Facets intersecting the sphere are hyperbolic polyhedra

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Arnau Padrol (& Hao Chen) — NEG 2015 22

Page 24: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

A warm-up: weak (i, j)-scribability

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Arnau Padrol (& Hao Chen) — NEG 2015 23

Page 25: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

A weakly inscribable polytopeA Euclidean weakly inscribable polytope is also strongly inscribable. Butthis is no longer true with spherical polytopes!

For example, the triakis tetrahedron is weakly inscribable!

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Arnau Padrol (& Hao Chen) — NEG 2015 24

Page 26: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

A weakly inscribable polytopeA Euclidean weakly inscribable polytope is also strongly inscribable. Butthis is no longer true with spherical polytopes!

For example, the triakis tetrahedron is weakly inscribable!

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Arnau Padrol (& Hao Chen) — NEG 2015 24

Page 27: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Two non-weakly inscribable polytopes

This polytope is not weakly inscribable

This polytope is not weakly circumscribable

Theorem (Chen & P. 2015+)

Except for d ≤ 2 or d = 3 and k = 1,there are d-polytopes that are not weakly (k,k)-scribable.

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Arnau Padrol (& Hao Chen) — NEG 2015 25

Page 28: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Two non-weakly inscribable polytopes

This polytope is not weakly inscribable

This polytope is not weakly circumscribable

Theorem (Chen & P. 2015+)

Except for d ≤ 2 or d = 3 and k = 1,there are d-polytopes that are not weakly (k,k)-scribable.

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Arnau Padrol (& Hao Chen) — NEG 2015 25

Page 29: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Weak (i, j)-scribability

Theorem (Chen & P. 2015)

Every d-polytope is weakly (i, j)-scribable for 0 ≤ i < j ≤ d− 1.

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Arnau Padrol (& Hao Chen) — NEG 2015 26

Page 30: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Strong (i, j)-scribability: cyclic polytopes

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Page 31: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

From polytopes to spheres

Points surrounding the sphere are arrangements of spheres

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Arnau Padrol (& Hao Chen) — NEG 2015 28

Page 32: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

k-ply systems

B1, . . . ,Bn form a k-ply systemm

no point belongs to the interior of more than k balls.m

No more than k “satellites” can be linearly separated from Sd

mThe convex hull of every (k+ 1)-set intersects Sd

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Page 33: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

The Sphere Separator Theorem

Gary Miller Shang-Hua Teng William Thurston Stephen Vavasis

Miller, Teng, Thurston & Vavasis 1997Separators for Sphere-Packings and Nearest Neighbor Graphs

The intersection graph of a k-ply system of n caps in Sd can be separatedinto two disjoint components of size at most d+1

d+2n by removing

O(k1/dn1−1/d) vertices.

É Wlog 0 is the centerpoint of centers of the BiÉ Take a random linear hyperplaneÉ Probability it hits a cap depends on its surfaceÉ Since k-ply it can be bounded

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Page 34: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

The Sphere Separator Theorem

Gary Miller Shang-Hua Teng William Thurston Stephen Vavasis

Miller, Teng, Thurston & Vavasis 1997Separators for Sphere-Packings and Nearest Neighbor Graphs

The intersection graph of a k-ply system of n caps in Sd can be separatedinto two disjoint components of size at most d+1

d+2n by removing

O(k1/dn1−1/d) vertices.

É Wlog 0 is the centerpoint of centers of the BiÉ Take a random linear hyperplaneÉ Probability it hits a cap depends on its surfaceÉ Since k-ply it can be bounded

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Arnau Padrol (& Hao Chen) — NEG 2015 30

Page 35: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Cyclic polytopes

Moment curve

γ : t 7→ (t, t2, . . . , td)

Cyclic polytope

Cd(n) = conv�

γ(t1), . . . , γ(tn), t1 < t2 < · · · < tn

Combinatorial type:É Independent of the ti’s,É Same for γ any order d curve.

For example: Trig. moment curve: γ : t 7→ (sin t,cos t, . . . , sinkt,coskt)É SimplicialÉ

d2

-neighborly: every subset of at most�

d2

vertices forms a face.

Theorem (Upper bound theorem [McMullen 1970])

If P is a d-polytope with n vertices

fi(P) ≤ fi(Cd(n))

with equality if and only if P is simplicial and neighborly.

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Page 36: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Cyclic polytopes

Moment curve

γ : t 7→ (t, t2, . . . , td)

Cyclic polytope

Cd(n) = conv�

γ(t1), . . . , γ(tn), t1 < t2 < · · · < tn

Combinatorial type:É Independent of the ti’s,É Same for γ any order d curve.

For example: Trig. moment curve: γ : t 7→ (sin t,cos t, . . . , sinkt,coskt)É SimplicialÉ

d2

-neighborly: every subset of at most�

d2

vertices forms a face.

Theorem (Upper bound theorem [McMullen 1970])

If P is a d-polytope with n vertices

fi(P) ≤ fi(Cd(n))

with equality if and only if P is simplicial and neighborly.,

Arnau Padrol (& Hao Chen) — NEG 2015 31

Page 37: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Even dimensional cyclic polytopes

Lemma (Sturmfels 1987)

For even d, every cyclic polytope comes from a order d curve

(The keyword here is oriented matroid rigidity)

LemmaIf d even, every k-set of Cd(n) with k ≥ 3d

2 − 1 contains a facet.

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Arnau Padrol (& Hao Chen) — NEG 2015 32

Page 38: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Scribability of cyclic polytopes

TheoremIf d ≥ 4 even and n� 0 is large enough, Cd(n) is not (1,d− 1)-scribable.

Proof.Assume it was (1,d− 1)-scribed:

É Every k(= 3d2 − 1)-set contains a facet

É ⇒ intersects Sd

É ⇒ induces a k-ply systemÉ ⇒ intersection graph has small separators

É Intersection graph are edges avoiding the sphereÉ ⇒ complete graph!

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Arnau Padrol (& Hao Chen) — NEG 2015 33

Page 39: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Neighborly polytopes and f -vectors

Our proofs only extend partially to neighborly polytopes.

LemmaFor d ≥ 4 and n� 0, a k-neighborly polytope with n vertices is not(1,k)-scribable.

This suffices to show that:

Corollary

For d ≥ 4 and 1 ≤ k ≤ d− 2, there is a non k-scribable f -vector.

Question

Is there a non-inscribable f -vector? For example, that of adual-to-neighborly polytope with many vertices?

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Arnau Padrol (& Hao Chen) — NEG 2015 34

Page 40: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

What about stacked polytopes?

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Arnau Padrol (& Hao Chen) — NEG 2015 35

Page 41: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Stacked polytopesMost stacked polytopes are not inscribable [Gonska & Ziegler 2013]

TheoremFor every 0 ≤ k ≤ d− 3, there is a stacked d-polytope that is notk-scribable.

But...

TheoremEvery stacked d-polytope is circumscribable and ridgescribable.

Hence, truncated polytopes are always edgescribable!

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Arnau Padrol (& Hao Chen) — NEG 2015 36

Page 42: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

What now?

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Page 43: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Open problem

Question

Is every d-polytope (0,d− 1)-scribable?

We don’t think so but . . .

É true in dimension ≤ 3É cyclic polytopes are (0,d− 1)-scribableÉ stacked polytopes are (0,d− 1)-scribable

Thank you!

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Arnau Padrol (& Hao Chen) — NEG 2015 38

Page 44: Scribability Problems for Polytopes · Except for d 2 or d = 3 and k = 1, if 0 k d 3 there are d-polytopes that are not weakly k-scribable. Egon Schulte The attempt to generalize

Open problem

Question

Is every d-polytope (0,d− 1)-scribable?

We don’t think so but . . .

É true in dimension ≤ 3É cyclic polytopes are (0,d− 1)-scribableÉ stacked polytopes are (0,d− 1)-scribable

Thank you!

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Arnau Padrol (& Hao Chen) — NEG 2015 38