searching for a link between the l-bmaa neurotoxin and€¦ · ploux, olivier; cnrs umr 8236,...
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Searching for a link between the L-BMAA neurotoxin and Amyotrophic Lateral Sclerosis: study protocol of the
BMAALS program
Journal: BMJ Open
Manuscript ID: bmjopen-2014-005528
Article Type: Protocol
Date Submitted by the Author: 22-Apr-2014
Complete List of Authors: Delzor, Aurélie; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Couratier, Philippe; INSERM UMR 1094, Tropical Neuroepidemiology; University Hospital Dupuytren, Department of Neurology, ALS Center Boumédiène, Farid; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Nicol, Marie; INSERM UMR 1094, Tropical Neuroepidemiology; University Hospital Dupuytren, Department of Neurology, ALS Center Druet-Cabanac, Michel; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Paraf, François; University Hospital Dupuytren, Department of Neurology, ALS Center Méjean, Annick; CNRS UMR 8236, Interdisciplinary Laboratory for Tomorrow’s Energy Pack (LIED), University Paris Diderot-Paris 7 Ploux, Olivier; CNRS UMR 8236, Interdisciplinary Laboratory for Tomorrow’s Energy Pack (LIED), University Paris Diderot-Paris 7 Leleu, Jean-Philippe; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Brient, Luc; UMR 6553 ECOBIO, Ecosystems - Biodiversity - Evolution, University Rennes I Lengronne, Marion; UMR 6553 ECOBIO, Ecosystems - Biodiversity - Evolution, University Rennes I Pichon, Valérie; UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization (LSABM); University Sorbonne, University Pierre and Marie Curie (UPMC) Combès, Audrey; UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization (LSABM); University Sorbonne, University Pierre and Marie Curie (UPMC) El Abdellaoui, Saïda; UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization (LSABM); University Sorbonne, University Pierre and Marie Curie (UPMC) Bonneterre, Vincent; CNRS-TIMC-IMAG UMR 5525 UJF-Grenoble 1, Environment and Health Prediction in Populations (EPSP)
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Lagrange, Emmeline; University Hospital of Grenoble, Department of Neurology Besson, Gérard; University Hospital of Grenoble, Department of Neurology Bicout, Dominique; CNRS-TIMC-IMAG UMR 5525 UJF-Grenoble 1, Environment and Health Prediction in Populations (EPSP); VetAgro Sup, Biomathematics and Epidemiology, Environment and Health Prediction in Populations (EPSP) Boutonnat, Jean; University Hospital of Grenoble, Department of Neurology Camu, William; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Pageot, Nicolas; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Juntas-Morales, Raul; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Rigau, Valérie; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Masseret, Estelle; UMR 5119 ECOSYM, Ecology of Coastal Marine Systems, UM2-CNRS-IRD-Ifremer-UM1, University Montpellier II Abadie, Eric; Environment Resources Laboratory/Languedoc-Roussillon, Ifremer Preux, Pierre-Marie; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Marin, Benoît; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST
<b>Primary Subject Heading</b>:
Public health
Secondary Subject Heading: Epidemiology, Neurology
Keywords: PUBLIC HEALTH, EPIDEMIOLOGY, Motor neurone disease < NEUROLOGY
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TITLE PAGE
Title:
Searching for a link between the L-BMAA neurotoxin and Amyotrophic Lateral Sclerosis:
study protocol of the BMAALS program
Corresponding author:
Philippe Couratier
UMR Inserm 1094, NeuroEpidémiologie Tropicale
Institut d’Epidémiologie et de Neurologie Tropicale
2, rue du Docteur Marcland
87025 Limoges cedex
France
33 (0)5 55 05 65 59
Authors:
Aurélie Delzor1,2, Philippe Couratier1,2,3*, Farid Boumédiène1,2, Marie Nicol1,2,3, Michel Druet-
Cabanac1,2,3, François Paraf3, Annick Méjean4, Olivier Ploux4, Jean-Philippe Leleu1,2, Luc
Brient5, Marion Lengronne5, Valérie Pichon6,7, Audrey Combès6,7, Saïda El Abellaoui6,7,
Vincent Bonneterre8, Emmeline Lagrange9, Gérard Besson9, Dominique J. Bicout8,10, Jean
Boutonnat9, William Camu11,12, Nicolas Pageot11,12, Raul Juntas-Morales11,12, Valérie
Rigau11,12, Estelle Masseret13, Eric Abadie14, Pierre-Marie Preux1,2,3, Benoît Marin1,2
Institutional addresses:
1 INSERM UMR 1094, Tropical Neuroepidemiology, Limoges, France
2 University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre
national de la recherche scientifique FR 3503 GEIST, Limoges, France
3 University Hospital Dupuytren, Department of Neurology, ALS Center, Limoges, France
4 CNRS UMR 8236, Interdisciplinary Laboratory for Tomorrow’s Energy Pack (LIED), University Paris Diderot-
Paris 7, Paris, France
5 UMR 6553 ECOBIO, Ecosystems - Biodiversity - Evolution, University Rennes I, Rennes, France
6 UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization
(LSABM), Paris, France
7 University Sorbonne, University
Pierre and Marie Curie (UPMC), Paris, France
8 CNRS-TIMC-IMAG UMR 5525 UJF-Grenoble 1, Environment and Health Prediction in Populations (EPSP),
Grenoble, France
9 University Hospital of Grenoble, Department of Neurology, Grenoble, France
10 VetAgro Sup, Biomathematics and Epidemiology, Environment and Health Prediction in Populations (EPSP),
Marcy-l’Etoile, France
11 INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute,
Montpellier, France
12 University Hospital Gui de Chauliac, Department of Neurology, ALS Center, Montpellier, France
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13 UMR 5119 ECOSYM, Ecology of Coastal Marine Systems, UM2-CNRS-IRD-Ifremer-UM1, University
Montpellier II, Montpellier, France
14 Environment Resources Laboratory/Languedoc-Roussillon, Ifremer, Sète, France
KEYWORDS: Amyotrophic Lateral Sclerosis, L-BMAA, Cyanobacteria, Cluster Analysis
WORD COUNT: 4793
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ABSTRACT
Introduction: Amyotrophic Lateral Sclerosis (ALS) is the most common motor neuron
disease. It occurs in two forms: i) familial cases, for which several genes have been identified
and ii) sporadic cases, for which various hypotheses have been formulated. Notably, the L-
BMAA toxin has been postulated to be involved in the occurrence of sporadic ALS. The
objective of the French BMAALS program is to study the putative link between L-BMAA and
ALS.
Methods and Analysis: The program covers the period from 01.01.2003 to 12.31.2011.
Thanks to the use of multiple sources of ascertainment, all the incident ALS cases diagnosed
during this period in the area under study (10 counties spread over three French regions)
were collected. First, standardized incidence ratio (SIR) will be calculated for each
municipality under concern. Then, by applying spatial clustering techniques, over- and under-
incidence zones of ALS will be sought. A case-control study, in the sub-population living in
the identified areas, will gather information about patients’ occupations, leisure activities and
lifestyle habits in order to assess potential risk factors to which they are or have been
exposed. Specimens of water, food and biological material (brain) will be examined to assess
the presence of L-BMAA in the environment and tissues of ALS cases and controls.
Ethics and dissemination: The study has been reviewed and approved by the French
ethical committee of the CPP SOOM IV (Comité de Protection des Personnes Sud-Ouest &
Outre-Mer IV). The results will be published in peer-reviewed journals and presented at
national and international conferences.
STRENGTHS AND LIMITATIONS OF THIS STUDY
- This is the first ambitious project to investigate the link between L-BMAA and ALS in
France, taking advantage of existing federation of BMAALS consortium members in
the French network on ALS clusters detection and investigation.
- Since 2003, all French ALS referral centers share a common database that collects
information about patients.
- The study represents more than 47 million individuals persons-years of follow-up.
- We developed and validated a new analytical procedure for the determination of
underivatized L-BMAA at trace levels in complex environmental matrices
- Geostatistical analyses for rare diseases are complicated due to the vague definition
of a cluster: need to aggregate cases on a long period.
- The rapid death of patients led to major difficulty finding living patients for
questionnaires: patients’ relatives are interviewed, which can induce a bias in
responses.
- At the time of writing few patients have given their consent to a post-mortem swab
which can limit the impact of our study.
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INTRODUCTION
Amyotrophic Lateral Sclerosis (ALS) is a debilitating and fatal neuromuscular disease with an
incidence close to 2.5/100,000 person-years of follow-up (PYFU) in Europe 1. Two forms of
the pathology co-exist: familial ALS (FALS) accounts for approximately 10% of total cases
and the remaining 90% occur sporadically (SALS, sporadic ALS). Historically, an association
has been observed between a mutation on the superoxide dismutase 1 gene (SOD1), which
codes for a copper/zinc metalloproteinase and FALS 2. With three other mutations, C9orf72
(chromosome 9 open reading frame 72), TARDBP (TDP-43 encoding gene) and FUS (Fused
in Sarcoma protein), this represents the most commonly identified mutation among FALS
cases 3-11. Others mutations that have been implicated in the pathological process include
CREST, CRMP4, UBQLN2, TAF15 and TRPM7 11-16.
Although SOD1, FUS and TARDBP mutations have also been found in SALS cases 2 17, the
current broad scientific consensus is in favor of a gene-environment interaction causing
SALS: lifestyle factors, environmental exposure, occupational exposure and handling toxic
compounds are among the many factors that can play a role in the appearance of the
pathology. Among lifestyle factors, smoking is the most documented and is mainly
associated with a higher risk of ALS 18-23, whereas coffee and alcohol consumption are
considered protective 18 24-25. Other associations proposed are occupational exposure to
electromagnetic fields 23 26-29, contact with pesticides or heavy metals 23 30-33, frequent head
trauma 34-35, and possibly exposure to formaldehyde 36-37. A controversial hypothesis is that
physical activity, whether occupational or leisure-related, is a risk factor for SALS 38-42. This
theory is sustained by the higher risk of ALS in professional soccer players 35 43-48.
On the Pacific island of Guam, ALS-Parkinsonism Dementia Complex (ALS-PDC), which
presents similarly to ALS, occurred at 50 to 100 times the incidence seen worldwide in the
1950s 49-50. An epidemiological study established that consumption of a Chamorro diet was
the only variable significantly associated with disease incidence 51. In 1967, Vega and Bell
discovered a neurotoxin, β-N-methylamino-L-alanine (L-BMAA), in the genus Cycas, the
seeds of which are used to make flour 52. Hence, L-BMAA could have been consumed by
Chamorro people through multiple dietary sources, including not only cycad flour but also
meat from flying foxes and other animals that feed on cycad seeds 53-56. In the 1990s, L-
BMAA was proposed as a cause of ALS-PDC 57. This hypothesis is supported by the
presence of L-BMAA in brain tissues of ALS-PDC and ALS patients from Guam and Canada
but its absence in controls 54-55 58. In vitro and in vivo experiments also suggest that L-BMAA
plays a role in neuropathological processes implicated in ALS. Indeed, treatment of
dissociated mixed spinal cord cultures with a concentration of L-BMAA around 30 µM caused
selective motor neuron loss 59. Moreover, monkeys fed with large doses of the toxic acid from
cycads developed neurologic impairments: damaged motor neurons in the spinal cord
produced a flaccid paralysis and then damaged neurons in the striatum and cortex which
produced Parkinsonism and behavioral changes 60-61. In rats, although intra-peritoneal
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injection of L-BMAA did not provoke any obvious motor dysfunction 62, it induced markers of
oxidative stress in the liver and cellular changes in favor of apoptosis in motor neurons of
spinal cord 62-63. In neonatal rats, L-BMAA induced significant systemic changes in energy
metabolism and amino acid metabolism (identification of initial metabolite changes for
lactate, acetate, D-glucose, creatine, 3-hydroxybutyrate) 64. All together, these findings
suggest that L-BMAA induces developmental alterations that result in long-term effects on
brain function.
First of all, L-BMAA was found to be produced by a wide range of cyanobacteria 54-55 65-69;
then, it was shown that diatoms, the most common group of algae, could also produce it 70.
However, the level of free or bound L-BMAA detected in cyanobacteria is controversial and
the high concentrations reported in the first studies were challenged by several more recent
studies. L-BMAA could be transferred from cyanobacteria or diatoms via zooplankton to
organisms at higher trophic levels 71. Cox and collaborators have interestingly highlighted the
biomagnification (increasing accumulation of bioactive, often deleterious, molecules through
successively higher trophic levels of a food chain) of L-BMAA in trophic chain 53 55 72-73,
explaining the large amounts detected in flying foxes from Guam 53-56. The cyanotoxin
hypothesis can also be illustrated by development of ALS among Gulf War veterans who
served in the Qatar desert 74 and people living on the Kii peninsula of Japan 75. Indeed, both
cyanobacteria and L-BMAA have been found in the direct environment of these
subpopulations 65 76-77. However, it has been observed that ALS rates in the Kii peninsula are
also partly attributable to C9orf72 mutations 78.
Due to eutrophication and, to a lesser extent, to climate changes 79-80, cyanobacterial blooms
seem to be increasing in freshwater ecosystems worldwide. France is not exempt from this
phenomenon as different genera of cyanobacteria are found on its territory 81-84. Therefore,
exposure of French ALS patients to cyanobacteria, and thereby to cyanotoxins, is a
reasonable hypothesis and could potentially explain some ALS cases.
The French BMAALS program 85 takes advantage of i) existing federation of BMAALS
consortium members in the French network on ALS clusters detection and investigation,
supported by INSERM (Institut National de la Santé et de la Recherche Médicale) and ii) of
geo-epidemiology to investigate patients’ environment (dwelling, occupational and leisure) in
order to assess exposure of ALS cases to cyanotoxins. Furthermore, a case-control study
will be performed to investigate the putative routes of contamination by L-BMAA which are: i)
ingestion of contaminated drinking water or dermal contact in recreational water 71 86-89; ii)
consumption of aquatic or terrestrial food previously exposed to toxins 54 71 90-94 ; iii)
cyanobacterial dietary supplements which are rich in protein content 69 95-96 and iv) inhalation
or aerosolization 74 97-99. To assess the exposure of patients to L-BMAA, a reliable
quantification method has been developed and validated. As far we know, this is the first
ambitious project to investigate the link between L-BMAA and ALS in France.
METHODS AND ANALYSIS
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BMAALS program
The main objective of the BMAALS program is to improve our knowledge on putative links
between the occurrence of ALS and the neurotoxin L-BMAA by studying defined
geographical regions in France. To reach our aim, the BMAALS group (a multidisciplinary
consortium of epidemiological, neurological, chemical, microbiological and environmental
experts) was created in 2011. The protocol was reviewed and approved by the ethical
committee of the CPP SOOM IV (Comité de Protection des Personnes Sud-Ouest & Outre-
Mer IV) on February 10th 2011.
The protocol is organized in six steps:
1. An exhaustive ascertainment of all incident ALS cases was performed for the period
under study and in the areas under surveillance.
2. Based on this case ascertainment, geostatistical analyses will allow identification of
clusters, characterized as abnormal aggregates of affected people, according to
incidence calculations.
3. A population-based case-control study will be performed taking into account notable
clusters previously identified.
4. Mapping of factors conducive to algae blooms will help assess indirect exposure of
patients to cyanobacteria and, by extension, to cyanotoxins.
5. Collection of drinking water, fruits and vegetables from patients’ gardens, and
watering water will permit evaluation of direct exposure of patients to L-BMAA. These
results will be compared to findings from control environments.
6. Post-mortem analysis of voluntary SALS-donors’ and control-donors’ brains will
permit evaluation of bio-accumulation of L-BMAA in French patients.
Case ascertainment
Spatial and temporal dimensions
The program covers the period from January 1st 2003 to December 31st 2011 and involves 10
counties from three French areas (equivalent to districts or sub-districts in some other
countries); namely Limousin with 3 departments out of 3, Languedoc-Roussillon with 2
departments out of 5 and Rhône-Alpes with 5 departments out of 8 (Figure 1). Due to the
long study period (9 years) and the extended area (5,230,000 inhabitants), this represents
more than 47 million individuals PYFU.
Case ascertainment methodology
The methodology applied here is consistent with that used for the FRALim register (Marin et
al., under revision at Eur J Neurol, 2014). Case ascertainment began with the creation of the
consortium in 2011 and is now complete.
Patients were required to meet the following inclusion criteria: i) living in the area under study
at the time of diagnosis; ii) diagnosed with ALS that is definite, probable or probable
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laboratory supported (excluding clinically possible cases) according to El Escorial Revised
criteria (EERC) 100-101 and iii) they were identified by at least one source of ascertainment (out
of three). Nominative data are obtained from the French national coordination of ALS referral
centers, public and private hospitals in the areas of interest, and health insurance data
related to long duration diseases.
1st source: French national coordination of ALS referral centers
Since 2003, all French ALS referral centers share a common database (CleanWeb) that
collects information about patients. This database was authorized by the Commission
Nationale de l’Informatique et des Libertés (CNIL) on May 27th 2011. Two kinds of
information are gathered: i) sociodemographic data (first and last name, age, birthday,
current address, date of death if applicable) and ii) clinical data such as EERC, form of onset
(spinal or bulbar), symptoms, ALS functional rating scale-revised 102, manual muscular
testing 103, diagnosis delay.
2nd source: public and private hospitals
Hospital medico-administrative data from inpatients with a G12.2 code corresponding to
motor neuron disease according to the international classification of disease 10th version in
any of their medical record (principal, related, significantly associated or documentary
associated diagnosis), were collected. New cases so determined were further analyzed by a
neurologist to confirm the ALS diagnosis and EERC.
3rd source: health insurance bodies
Health insurance bodies were asked to help by identifying patients declaring a long duration
disorder coded ALD n°9, specific to ALS according to the French Haute Autorité de Santé.
Four important French institutions agreed to participate: the principal one was the “régime
général” which concerns 75% of the French population, and the three others were specific to
subgroups of people: i) the “régime agricole, mutuelle sociale agricole“ for those in the
agricultural domain, ii) the “régime social des indépendants”, which deals with artisans,
traders, industrialists and private professionals, and iii) the “caisse nationale militaire de
sécurité sociale” for military employees. For patients recruited from this source, EERC was
also reviewed in a centralized way.
In order to verify the completeness of the recruitment of incident ALS cases in the period of
time and area of interest, we will use a capture-recapture method (Figure 2) 104-105. Matching
multiple sources of information from a unique population allows for estimation of the number
of cases unidentified by any source, the total number of cases and the exhaustiveness of
each source. This method has already been applied to ALS 39 106-109.
Geo-epidemiology
Geographic information systems (GIS) will be used to structure and analyze geographic
information collected or produced in the context of the program. In France, the legal geodesic
network reference, established by the French Institut National Géographique et Forestière
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(IGN), is RGF93 (French geodesic network set-up in 1993). Thus, all cartography carried out
by the BMAALS consortium will be projected in RGF93.
To ensure comprehensive data analysis, we have decided on three levels as described
below.
Smallest geographic unit: ALS incidence
According to Knox, a cluster in epidemiology is defined as “a geographically-bounded group
of occurrences of sufficient size and concentration to be unlikely to have occurred by chance”
110. More recently, Elliott and Wartenberg wrote that “the term disease cluster is poorly
defined but implies an excess of cases above some background rate bounded in time and
space” 111. Thus, those definitions demonstrate considerable potential for inaccuracy and
misinterpretation.
When considering a rare disorder such as ALS, one inherent issue is the small number of
events. Therefore, it is necessary to consider a large population obtained by aggregating
cases over many years and/or by using a large geographical area. Indeed, individual clusters
should not be investigated unless a sufficient number of cases is reached (five or more) and
relative risks (RR) in a particular area are higher than 20 112-113. However, among five articles
published since the year 2000 dealing with spatial clustering of ALS, only one team found
clusters with high relative risks (Table 1) 114. Here, over-incidence clusters are defined as
areas where RR is greater than 1.8, under-incidence zones are those characterized by a RR
lesser than 1.
Authors Year Location Period Length Oi Ei RR min Oi Ei RR max
Uccelli et al.
114
2007 Italy 1980-
2001 22 149 91.82 1.63 41 0.65 63.03
Turabelidze
et al. 178
2008
Jefferson county,
Missouri
1998-
2002 5 3 0.47 6.4 3 0.47 6.4
Doi et al. 179
2010 Japan 1995-
2004 10 384 276.71 1.26 181 115.70 1.56
Boumédiène
et al. 26
2011 Limousin, France
1997-
2007 11 9 2.30 3.91 6 1.24 4.84
Masseret et
al. 90
2013 Hérault, France
1994-
2009 16 9 4.10 2.19 4 0.71 5.63
Table 1: Spatial clustering of ALS
Oi: observed cases; Ei: expected cases; RR: relative risk
After case ascertainment, addresses of patients included in the program will be geocoded.
Districts defined as life areas are the chosen grouping units with which to measure expected
cases. According to the French Institut National de la Statistique et des Etudes Economiques
(INSEE), a life area is the smallest territory unit in which inhabitants have access to common
equipment and services.
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Expected cases values depend on demographical structure (age and sex) of the exposed
population given observed incidence in the 10 studied counties. Then, a standardized
incidence ratio (SIR) will be determined by calculating the ratio between the number of
observed cases and the number of expected cases. Significance of SIR compared to global
incidence will be evaluated using a Poisson distribution (95% confidence). Geostatistical
analyses will be performed to identify areas of significant over- or under-incidence as
compared to the referral incidence value, which is the global incidence in the whole area
under study.
This first cartography is useful for tracking interesting sites for patient interview.
Average geographic unit: Cyanobacterial bloom investigation
Numerous physical parameters favor extensive propagation of cyanobacteria, such as
warmer temperatures, particular rainfall patterns, windiness and consequently the intensity of
thermal stratification of the water column 115-117. Moreover, bloom-forming cyanobacteria
have been shown to be favored by high alkalinity and associated high pH 118. Increasing
magnitude and frequency of cyanobacterial blooms is also related to nutrient enrichment
(phosphorus and nitrogen) of freshwater 119-123 and input of micronutrients such as iron and
molybdenum 124-125. A recent model has identified higher risk lake environments where more
targeted monitoring of cyanobacterial biovolumes should be focused: water colour 10-
20 Pt.L-1, alkalinity > 1 mEq.L-1, retention time > 30 days and total phosphorus > 20 µg.L-1 126.
All these parameters should be considered when carrying out descriptive cartography and
tracing the history of cyanobacterial blooms. To do that, we will make use of various free-to-
access databases such as: Basias (Bureau de Recherche Géologiques et Minières, BRGM),
which compiles lists of plants located on French territory that are susceptible to the release of
phosphorus and nutrients in water; data furnished by water agencies concerning
measurements of industrial pollutant emissions and wastewater treatment plants; ADES
portal (Accès aux Données sur les Eaux Souterraines), which gives access to water
channeling points and water consumption quality control. Moreover, a convention with Météo
France, the French organization for meteorology, has been signed to retroactively view
climate conditions over the period 2003-2011 and before.
All these data will be integrated into our GIS to create a complete database, and also to
identify sites of interest for sampling. This database will also gather information about all
plants on French territory, the high voltage electricity network, and stretches of water (ponds,
rivers…). Hence, it will give a general overview of patients’ and controls’ industrial and
dwelling environments. Geographic statistics will be used to highlight interesting
particularities.
Further analysis of cyanobacterial blooms will involve using a fluorimetric probe to detect the
emission and excitation wavelength of phycocyanine, a pigment almost exclusively specific
to cyanobacteria 127. Water sampling will permit identification of cyanobacterial species.
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Large geographic unit: questionnaire for a case-control study
This part aims to highlight differences in life habits between SALS patients and controls.
Criteria for selecting ALS patients are as follows: i) familial history cases are excluded; ii) last
known address must be in an over- or under-incidence area and iii) if possible, vicinity with
other affected people, which may suggest a close source of an environmental risk factor
leading to ALS. Controls will be matched on age at diagnosis, sex and city. Chosen patients
and controls will be submitted to a semi-structured interview, e.g. systematic questions with
the possibility of free interview to look in more depth at particular issues raised.
Based on clustering pilot results 26, a number of clusters to investigate was selected a priori:
3 over-incidence areas in Limousin, 2 in Languedoc-Roussillon and 4 in Rhône-Alpes; with 4
patients and 4 controls in each cluster, this will represent a total of about 72 interviews. The
same number of interviews for patients and controls will be performed in under-incidence
areas. Due to the short survival time of the disease, the number of living patients diagnosed
between 2003 and 2011 is low, in particular in Limousin. Thus, when necessary, relatives will
be questioned.
Cyanobacterial and L-BMAA hypotheses are tested via questions about: i) drinking water; ii)
bathing habits; iii) food consumption; and iv) irrigation water if any. The aim of the
questionnaire is to obtain a comprehensive description of patients’ habits in all aspects of
their lives. Hence, it will be made clear that questions are not just about the time immediately
preceding the diagnosis.
To assess exposure to cyanotoxins indirectly, an ad-hoc questionnaire is a useful
supplement to direct collection of environmental samples 128. Hence, samples will be taken in
case and control environments to test for the presence of cyanobacteria in water (the same
probe as described above) and for further chemical analysis (in water and food).
To ensure that L-BMAA is most likely to be implicated, the questionnaire also covers items
already described in the literature such as dwelling location (urban/rural), occupation,
presence of certain industries in the dwelling environment, toxic exposure during
employment or hobbies, participation in sport, physical trauma, alcohol and tobacco
consumption 23 26 30-31 47 129-132. As there is probably a long latency period between exposure
and appearance of ALS 133-134 and given that L-BMAA exists in a protein-associated form
which could act as an endogenous neurotoxic reservoir over time 54, in-depth study will
involve gathering details of dwelling since birth of patients, and for other items from the age
of 13.
All information gathered will be used to map the spaces where patients live for further
analysis to identify common places, and so to further analyze the cyanobacterial history of
these areas.
Chemical and microbiological approaches
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Currently, the most widely used L-BMAA quantification method is liquid chromatography (LC)
coupled to tandem mass spectrometry (LC-MS/MS) 68 71 91-93 135-136. A pre-derivatization step,
prior to LC separation, has also been described using 6-aminoquinolyl-N-hydrosuccinimidyl
(6-AQC), a fluorescent derivative agent. In that case, the analyte was either detected by
fluorescence or by tandem MS. However, a major drawback of this pre-derivatization is the
likelihood of false-positive results 137. Therefore, an analytical procedure has been developed
and validated in our program for the determination of underivatized L-BMAA at trace levels in
complex environmental matrices (cyanobacteria, biofilm, food, human brain tissue, plasma or
urine) using solid-phase extraction (SPE) based on mixed mode sorbent to concentrate and
clean-up real complex samples 138.
In parallel, a microbiological study will be undertaken involving culture of axenic
cyanobacteria strains from various origins and ecosystems (terrestrial, aquatic, fresh water,
sea water or brackish water), as done in seminal work by Cox and collaborators 65. By using
the analytical method described above, free L-BMAA will be quantified in environmental and
biological samples. Moreover, kinetic experiments will assess whether L-BMAA production is
constitutive or if variations of concentration are observed over time. Finally, feeding
experiments using various labeled amino acid should help identify the putative precursors of
L-BMAA.
L-BMAA is also found associated with proteins in cyanobacteria 54 65-66 and in ALS patients’
brain tissue 54 58 135. It has recently been proposed that L-BMAA may be misincorporated into
proteins and thus may lead to protein aggregation, a hallmark of neurodegenerative diseases
139-140. Proportion of bound L-BMAA in cyanobacterial proteins will be measured using
standard techniques.
Implications of results for searching theoretical models
Synthesis of the results of the steps described above aims to develop a cyanobacterial
proliferation model based on environmental and microbiological data, on one hand; and to
detail population exposure to L-BMAA relying on detection of presence of L-BMAA in
patients’ environment, on the other. First, environmental data will serve to identify climatic
parameters (sunshine, temperature, rainfall and wind patterns) favorable for cyanobacterial
blooms; and microbiological analyses will allow determining propitious conditions leading to
L-BMAA production by cyanobacteria. Population exposure will be studied by i) comparing
industrial occupation between over- and under-incidence areas; ii) assessing the risk of
exposure through public facilities and infrastructure; and iii) examining differences in habits
between cases and controls.
DISCUSSION
The present project aims to better describe the link between ALS, the neurotoxin L-BMAA
and cyanobacteria through use of case ascertainment, spatial clustering, questionnaires and
chemical analyses. The BMAALS project concerns three French regions which are irregular
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in terms of population density: Rhône-Alpes has about 141 inhabitants/km² (in 2009),
Languedoc-Roussillon about 95 inhabitants/km² (in 2007) and finally, the least populated of
the three is Limousin with 43 inhabitants/km² (in 2010) (INSEE figures). This heterogeneity
combined with the long period studied (2003-2011) and the rapid death of patients led to
major difficulty finding living patients for questionnaires, in particular in Limousin. So,
patients’ relatives are interviewed, which can induce a bias in responses. Likewise, there are
almost no patients in areas of significant under-incidence. With regard to multiple source
case ascertainment, some patients may be missed because of difficulty diagnosing ALS in
elderly people due to confusion between ALS symptoms and decline due to ageing. Another
important issue is the low participation rate for post-mortem analysis: at the time of writing,
few patients have given their consent to a post-mortem swab, thereby perhaps reducing the
impact of our study.
The hypothesis of L-BMAA exposure as an environmental risk factor in ALS pathology is
controversial, notably because of contradictory results. Intoxication assays with the toxin
yielded uneven results 141. With regard to experimental designs, it appears that the
neurotoxic effect of L-BMAA: i) depends on the mode of administration and ii) is species-
dependent. For example, two teams failed to develop a mouse model by daily oral
administration of L-BMAA (0.001 and 0.5 g/kg) 142-143; whereas, Spencer and collaborators
have developed a simian model by daily oral administration of L-BMAA with doses ranging
from 0.1 to 0.3 g/kg 60-61. Furthermore, other murine models based on intraperitoneal and
intracerebroventricular injections of L-BMAA in mice and rats lead to effective behavioral
changes 62 144-150. Other work strengthens the L-BMAA hypothesis by highlighting the
implication of the toxin in other degenerative diseases such as Alzheimer’s disease (AD),
Parkinson’s disease and pigmentary retinopathy 54-55 58 135 151-152. Although the mechanism of
action is not yet completely understood, it seems that L-BMAA neurotoxicity involves: i) direct
action on NMDA receptors; ii) activation of glutamate receptor 5 and iii) induction of oxidative
stress 153-154. Moreover, a recent study has shown that L-BMAA leads to an increase in
insoluble TAR DNA-binding protein 43 (TDP-43) 155, aggregation of this protein being an
important hallmark in neurodegenerative diseases 156. To further support our seminal
hypothesis, it is interesting to note that mycrocystin-leucine-arginine (mycrocystin-LR), a
cyanobacterial toxin, has been shown to be involved in AD 157-158.
Another debatable point concerns the quantification of L-BMAA, given that concentrations
measured vary depending on the analytical method used (Figure 3). The crucial issue is to
develop a method that distinguishes L-BMAA from its isomers and amino acids to achieve a
selective titration method. Interestingly, comparison of five standard methods, namely HPLC-
FD, ultra HPLC (UHPLC)-MS/MS, UHPLC-MS/MS with AQC or propyl chloroformate
derivatization and UHPLC with ultraviolet detection shows that they all clearly distinguish L-
BMAA from other amino acids 159. One team succeeded in detecting L-BMAA in brains from
ALS-PDC or AD patients by using high pressure liquid chromatography with fluorescence
detection (HPLC-FD) and samples derivatized with 6-AQC 54-55 58 135; while other teams failed
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to detect any L-BMAA in patients' brains by using HPLC-FD with samples derivatized with 9-
fluorenylmethylchloroformate (FMOC) or by gas chromatography (GC) 160-161. These results
suggest that either HPLC-FD with a 6-AQC derivatization is more sensitive than HPLC-FD
with a FMOC derivatization or 6-AQC derivatization generates false-positive results. The GC
method has been improved to enhance recovery but was still inefficient in detecting L-BMAA
in brains of mice fed with it 162. This was later made possible but it is still not efficient in
human tissues 163. This illustrates the importance of continuing to improve analytical
methods.
It has been shown that HPLC-FD overestimates L-BMAA concentration, due to low
selectivity, with estimates in the high µg/g range rather than in the more realistic ng/g to low
µg/g range. The LC/MS-MS method is more selective and gives more reliable results 136. One
major argument in favor of using underivatized methods is that the universal 6-AQC
derivatization of primary and secondary amines could lead to misidentification of L-BMAA in
complex matrices 137. The method we propose here 138 based on LC/MS-MS, overrides the
derivatization step, unlike another recent new method developed 164, allowing quantification
of L-BMAA at trace levels, but it remains to be adapted for quantification of L-BMAA in all the
matrices needed in the program.
Inability to detect L-BMAA in patients’ brains casts doubt on its bio-accumulation. Addressing
this issue, we can argue that: i) L-BMAA crosses the blood-brain barrier (BBB) 60-61 163 165 and
ii) there is a scientific consensus on bio-accumulation of L-BMAA in trophic chains which has
been shown by several teams in sea food 71 91-93 166. Together, these results suggest that L-
BMAA after having crossed the BBB can be bio-accumulated, as it is concentrated in brains
of other organisms 56 71 92. Furthermore, a brief review of the literature reveals that L-BMAA
has been quantified in brain using MS 54-55 58 135 161. Glover and colleagues showed that failure
to detect L-BMAA cannot be considered proof of absence of the compound because of its
reactivity with metal ions in the sample matrix and the formation of metal adducts during
electrospray ionization MS 167. However, this problem should be overcome by quantifying the
matrix effect by using spiked samples with pure standards 138.
Nonetheless, finding putative sources of L-BMAA contamination is proving very difficult. To
illustrate this point, we can cite Karlsson and collaborators who demonstrated L-BMAA
clearance: in 7-month-old neonatal rats, there is no detectable free or protein-associated L-
BMAA 140. The authors suggest that observed long-term protein changes and cognitive
impairments in adult animals exposed to L-BMAA as neonates 168-171 are due to mechanisms
initiated during development. Hence, the clearance mechanism may lead to inability to detect
L-BMAA in patients' brains, but that does not mean that L-BMAA is innocuous pathologically.
Besides, neonatal contamination is conceivable as Andersson and colleagues have shown
that L-BMAA can be transferred to neonates during lactation via breast milk 172. This new
route of contamination conspicuously complicates the identification of an environmental risk
factor. Moreover, as ALS is probably a gene-environment disease, attention must also be
paid to genetic and epigenetic factors 173-176. For example, genetic susceptibility to
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environmental toxins - heavy metals, solvents/chemicals and pesticides/herbicides - has
been reported 177.
It is of major importance to identify environmental risk factors causing SALS. The protocol
presented here aims to study the link between L-BMAA and ALS in France by characterizing
exposure modalities, either individual or collective, to cyanobacteria and more precisely to
the L-BMAA toxin. Also, it intends to shed light on other hypotheses formulated as putative
origins for SALS in the literature, thanks to the questionnaire (as occupational exposure and
sports practicing). Finally, our results could be used to generate a guide of precautions
against behavioral risk leading to exposure to L-BMAA. In conclusion, the results of this
project should help to i) give a clear picture of ALS distribution over 10 French counties; ii)
identify clusters where environmental factors may play a greater role than elsewhere; iii)
provide information about some environmental specificities of ALS clusters, especially
regarding factors related to cyanobacteria presence and proliferation as also BMAA
presence; and iv) see to what extend the BMAA hypothesis seem to be relevant regarding
explanation of SALS clusters within the large French area considered.
ACKNOWLEDGEMENTS
We thank all institutes which collaborated with case ascertainment. The authors gratefully
acknowledge William Francis for careful editing of the manuscript.
COMPETING INTERESTS
The authors declare that they have no competing interests.
FUNDING
This work is supported by the French National Research Agency (ANR) grant number
Program ANR-11-CESA-0014 (Project “BMAALS”).
AUTHOR CONTRIBUTIONS
PC, BM, PMP, MDC, FB, EL, VB, DJB, WC, VP and AM were involved in the study
conception and design. PC, BM, MN, EL, VB, GB, WC, NP, RJM, have participated in case
ascertainment. AD is responsible for questionnaires. AM and OP are implicated in
cyanobacteria study. VP, AC and SEA are responsible for chemical analyses. FB and JPL
are geo-epidemiologists. LB, ML, EM and EA are environmentalists. FP, JB and VR are
anatomopathologists. AD wrote the manuscript, which was finally approved by BM, PC, FB
and PMP. All authors read and approved the final manuscript.
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development of a new stable isotope dilution assay for BMAA detection in tissue.
Toxicol Appl Pharmacol 2009;240(2):180-8.
163. Snyder LR, Hoggard JC, Montine TJ, et al. Development and application of a
comprehensive two-dimensional gas chromatography with time-of-flight mass
spectrometry method for the analysis of L-beta-methylamino-alanine in human tissue.
J Chromatogr A 2010;1217(27):4639-47.
164. Jiang L, Johnston E, Aberg KM, et al. Strategy for quantifying trace levels of BMAA in
cyanobacteria by LC/MS/MS. Anal Bioanal Chem 2013;405(4):1283-92.
165. Kisby GE, Roy DN, Spencer PS. Determination of beta-N-methylamino-L-alanine
(BMAA) in plant (Cycas circinalis L.) and animal tissue by precolumn derivatization
with 9-fluorenylmethyl chloroformate (FMOC) and reversed-phase high-performance
liquid chromatography. J Neurosci Methods 1988;26(1):45-54.
166. McElhiney J, Lawton LA, Leifert C. Investigations into the inhibitory effects of
microcystins on plant growth, and the toxicity of plant tissues following exposure.
Toxicon 2001;39(9):1411-20.
167. Glover WB, Liberto CM, McNeil WS, et al. Reactivity of beta-methylamino-L-alanine in
complex sample matrixes complicating detection and quantification by mass
spectrometry. Anal Chem 2012;84(18):7946-53.
168. Karlsson O, Lindquist NG, Brittebo EB, et al. Selective brain uptake and behavioral
effects of the cyanobacterial toxin BMAA (beta-N-methylamino-L-alanine) following
neonatal administration to rodents. Toxicol Sci 2009;109(2):286-95.
169. Karlsson O, Roman E, Brittebo EB. Long-term cognitive impairments in adult rats
treated neonatally with beta-N-Methylamino-L-Alanine. Toxicol Sci 2009;112(1):185-
95.
170. Karlsson O, Roman E, Berg AL, et al. Early hippocampal cell death, and late learning
and memory deficits in rats exposed to the environmental toxin BMAA (beta-N-
methylamino-L-alanine) during the neonatal period. Behav Brain Res
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171. Karlsson O, Berg AL, Lindstrom AK, et al. Neonatal exposure to the cyanobacterial toxin
BMAA induces changes in protein expression and neurodegeneration in adult
hippocampus. Toxicol Sci 2012;130(2):391-404.
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172. Andersson M, Karlsson O, Bergstrom U, et al. Maternal transfer of the cyanobacterial
neurotoxin beta-N-methylamino-L-alanine (BMAA) via milk to suckling offspring. PLoS
One 2013;8(10):e78133.
173. Chestnut BA, Chang Q, Price A, et al. Epigenetic regulation of motor neuron cell death
through DNA methylation. J Neurosci 2011;31(46):16619-36.
174. Martin LJ, Wong M. Aberrant regulation of DNA methylation in amyotrophic lateral
sclerosis: a new target of disease mechanisms. Neurotherapeutics 2013;10(4):722-
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175. Callaghan B, Feldman D, Gruis K, et al. The association of exposure to lead, mercury,
and selenium and the development of amyotrophic lateral sclerosis and the
epigenetic implications. Neurodegener Dis 2011;8(1-2):1-8.
176. Pilsner JR, Hu H, Ettinger A, et al. Influence of prenatal lead exposure on genomic
methylation of cord blood DNA. Environ Health Perspect 2009;117(9):1466-71.
177. Morahan JM, Yu B, Trent RJ, et al. Genetic susceptibility to environmental toxicants in
ALS. Am J Med Genet B Neuropsychiatr Genet 2007;144B(7):885-90.
178. Turabelidze G, Zhu BP, Schootman M, et al. An epidemiologic investigation of
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mortality from amyotrophic lateral sclerosis in Japan, 1995-2004. J Neurol Sci
2010;298(1-2):78-84.
FIGURES LEGENDS
Figure 1: Areas under study in BMAALS program. BMAALS is a French project with
collaboration between three regions: Limousin, Languedoc-Roussillon (2 departments out of
5) and Rhône-Alpes (5 departments out of 8).
Figure 2: Multiple sources of case ascertainment. For the application of a capture-recapture
method, three sources were solicited: i) the French national coordination of ALS referral
centers, ii) public and private hospitals and iii) health insurance structures.
Figure 3: L-BMAA quantification in mollusks throughout the world. Comparison of three
quantification methods, and teams, highlights discrepancies in L-BMAA titration. Does that
reveal a difference in selectivity of the method or the existence of a gradient of the
neurotoxin?
FD: fluorescence detection; MS: mass spectrometry; rHPLC: reverse phase high pressure
liquid chromatography; SPE: solid phase extraction; UHPLC: ultra-high pressure liquid
chromatography
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Figure 1: Areas under study in BMAALS program. BMAALS is a French project with collaboration between three regions: Limousin, Languedoc-Roussillon (2 departments out of 5) and Rhône-Alpes (5 departments
out of 8).
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Figure 2: Multiple sources of case ascertainment. For the application of a capture-recapture method, three sources were solicited: i) the French national coordination of ALS referral centers, ii) public and private
hospitals and iii) health insurance structures.
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Figure 3: L-BMAA quantification in mollusks throughout the world. Comparison of three quantification methods, and teams, highlights discrepancies in L-BMAA titration. Does that reveal a difference in selectivity
of the method or the existence of a gradient of the neurotoxin?
FD: fluorescence detection; MS: mass spectrometry; rHPLC: reverse phase high pressure liquid chromatography; SPE: solid phase extraction; UHPLC: ultra-high pressure liquid chromatography
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STROBE 2007 (v4) Statement—Checklist of items that should be included in reports of case-control studies
Section/Topic Item
# Recommendation
Reported on
page #
Title and abstract 1 (a) Indicate the study’s design with a commonly used term in the title or the abstract 2
(b) Provide in the abstract an informative and balanced summary of what was done and what was found 4
Introduction
Background/rationale 2 Explain the scientific background and rationale for the investigation being reported 6-7
Objectives 3 State specific objectives, including any prespecified hypotheses 7
Methods
Study design 4 Present key elements of study design early in the paper 8
Setting 5 Describe the setting, locations, and relevant dates, including periods of recruitment, exposure, follow-up, and data collection 8
Participants 6 (a) Give the eligibility criteria, and the sources and methods of case ascertainment and control selection. Give the rationale for
the choice of cases and controls
8
(b) For matched studies, give matching criteria and the number of controls per case 12
Variables 7 Clearly define all outcomes, exposures, predictors, potential confounders, and effect modifiers. Give diagnostic criteria, if
applicable
Data sources/
measurement
8* For each variable of interest, give sources of data and details of methods of assessment (measurement). Describe comparability
of assessment methods if there is more than one group
13
Bias 9 Describe any efforts to address potential sources of bias 14-16
Study size 10 Explain how the study size was arrived at 8
Quantitative variables 11 Explain how quantitative variables were handled in the analyses. If applicable, describe which groupings were chosen and why
Statistical methods 12 (a) Describe all statistical methods, including those used to control for confounding
(b) Describe any methods used to examine subgroups and interactions
(c) Explain how missing data were addressed
(d) If applicable, explain how matching of cases and controls was addressed
(e) Describe any sensitivity analyses
Results
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Participants 13* (a) Report numbers of individuals at each stage of study—eg numbers potentially eligible, examined for eligibility, confirmed
eligible, included in the study, completing follow-up, and analysed
(b) Give reasons for non-participation at each stage
(c) Consider use of a flow diagram
Descriptive data 14* (a) Give characteristics of study participants (eg demographic, clinical, social) and information on exposures and potential
confounders
(b) Indicate number of participants with missing data for each variable of interest
Outcome data 15* Report numbers in each exposure category, or summary measures of exposure
Main results 16 (a) Give unadjusted estimates and, if applicable, confounder-adjusted estimates and their precision (eg, 95% confidence
interval). Make clear which confounders were adjusted for and why they were included
(b) Report category boundaries when continuous variables were categorized
(c) If relevant, consider translating estimates of relative risk into absolute risk for a meaningful time period
Other analyses 17 Report other analyses done—eg analyses of subgroups and interactions, and sensitivity analyses
Discussion
Key results 18 Summarise key results with reference to study objectives
Limitations 19 Discuss limitations of the study, taking into account sources of potential bias or imprecision.
Discuss both direction and magnitude of any potential bias
14-16
Interpretation 20 Give a cautious overall interpretation of results considering objectives, limitations, multiplicity of analyses, results from similar
studies, and other relevant evidence
Generalisability 21 Discuss the generalisability (external validity) of the study results 16
Other information
Funding 22 Give the source of funding and the role of the funders for the present study and, if applicable, for the original study on which the
present article is based
16
*Give information separately for cases and controls in case-control studies and, if applicable, for exposed and unexposed groups in cohort and cross-sectional studies.
Note: An Explanation and Elaboration article discusses each checklist item and gives methodological background and published examples of transparent reporting. The STROBE
checklist is best used in conjunction with this article (freely available on the Web sites of PLoS Medicine at http://www.plosmedicine.org/, Annals of Internal Medicine at
http://www.annals.org/, and Epidemiology at http://www.epidem.com/). Information on the STROBE Initiative is available at www.strobe-statement.org.
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Searching for a link between the L-BMAA neurotoxin and Amyotrophic Lateral Sclerosis: study protocol of the French
BMAALS program
Journal: BMJ Open
Manuscript ID: bmjopen-2014-005528.R1
Article Type: Protocol
Date Submitted by the Author: 11-Jul-2014
Complete List of Authors: Delzor, Aurélie; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Couratier, Philippe; INSERM UMR 1094, Tropical Neuroepidemiology; University Hospital Dupuytren, Department of Neurology, ALS Center Boumédiène, Farid; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Nicol, Marie; INSERM UMR 1094, Tropical Neuroepidemiology; University Hospital Dupuytren, Department of Neurology, ALS Center Druet-Cabanac, Michel; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Paraf, François; University Hospital Dupuytren, Department of Neurology, ALS Center Méjean, Annick; CNRS UMR 8236, Interdisciplinary Laboratory for Tomorrow’s Energy Pack (LIED), University Paris Diderot-Paris 7 Ploux, Olivier; CNRS UMR 8236, Interdisciplinary Laboratory for Tomorrow’s Energy Pack (LIED), University Paris Diderot-Paris 7 Leleu, Jean-Philippe; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Brient, Luc; UMR 6553 ECOBIO, Ecosystems - Biodiversity - Evolution, University Rennes I Lengronne, Marion; UMR 6553 ECOBIO, Ecosystems - Biodiversity - Evolution, University Rennes I Pichon, Valérie; UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization (LSABM); University Sorbonne, University Pierre and Marie Curie (UPMC) Combès, Audrey; UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization (LSABM); University Sorbonne, University Pierre and Marie Curie (UPMC) El Abdellaoui, Saïda; UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization (LSABM); University Sorbonne, University Pierre and Marie Curie (UPMC) Bonneterre, Vincent; CNRS-TIMC-IMAG UMR 5525 UJF-Grenoble 1, Environment and Health Prediction in Populations (EPSP)
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Lagrange, Emmeline; University Hospital of Grenoble, Department of Neurology Besson, Gérard; University Hospital of Grenoble, Department of Neurology Bicout, Dominique; CNRS-TIMC-IMAG UMR 5525 UJF-Grenoble 1, Environment and Health Prediction in Populations (EPSP); VetAgro Sup, Biomathematics and Epidemiology, Environment and Health Prediction in Populations (EPSP) Boutonnat, Jean; University Hospital of Grenoble, Department of Neurology Camu, William; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Pageot, Nicolas; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Juntas-Morales, Raul; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Rigau, Valérie; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Masseret, Estelle; UMR 5119 ECOSYM, Ecology of Coastal Marine Systems, UM2-CNRS-IRD-Ifremer-UM1, University Montpellier II Abadie, Eric; Environment Resources Laboratory/Languedoc-Roussillon, Ifremer Preux, Pierre-Marie; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Marin, Benoît; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST
<b>Primary Subject Heading</b>:
Public health
Secondary Subject Heading: Epidemiology, Neurology
Keywords: PUBLIC HEALTH, EPIDEMIOLOGY, Motor neurone disease < NEUROLOGY
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TITLE PAGE
Title:
Searching for a link between the L-BMAA neurotoxin and Amyotrophic Lateral Sclerosis:
study protocol of the French BMAALS program
Corresponding author:
Philippe Couratier
UMR Inserm 1094, NeuroEpidémiologie Tropicale
Institut d’Epidémiologie et de Neurologie Tropicale
2, rue du Docteur Marcland
87025 Limoges cedex
France
33 (0)5 55 05 65 59
Authors:
Aurélie Delzor1,2, Philippe Couratier1,2,3*, Farid Boumédiène1,2, Marie Nicol1,2,3, Michel Druet-
Cabanac1,2,3, François Paraf3, Annick Méjean4, Olivier Ploux4, Jean-Philippe Leleu1,2, Luc
Brient5, Marion Lengronne5, Valérie Pichon6,7, Audrey Combès6,7, Saïda El Abdellaoui6,7,
Vincent Bonneterre8, Emmeline Lagrange9, Gérard Besson9, Dominique J. Bicout8,10, Jean
Boutonnat9, William Camu11,12, Nicolas Pageot11,12, Raul Juntas-Morales11,12, Valérie
Rigau11,12, Estelle Masseret13, Eric Abadie14, Pierre-Marie Preux1,2,3, Benoît Marin1,2
Institutional addresses:
1 INSERM UMR 1094, Tropical Neuroepidemiology, Limoges, France
2 University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre
national de la recherche scientifique FR 3503 GEIST, Limoges, France
3 University Hospital Dupuytren, Department of Neurology, ALS Center, Limoges, France
4 CNRS UMR 8236, Interdisciplinary Laboratory for Tomorrow’s Energy Pack (LIED), University Paris Diderot-
Paris 7, Paris, France
5 UMR 6553 ECOBIO, Ecosystems - Biodiversity - Evolution, University Rennes I, Rennes, France
6 UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization
(LSABM), Paris, France
7 University Sorbonne, University
Pierre and Marie Curie (UPMC), Paris, France
8 CNRS-TIMC-IMAG UMR 5525 UJF-Grenoble 1, Environment and Health Prediction in Populations (EPSP),
Grenoble, France
9 University Hospital of Grenoble, Department of Neurology, Grenoble, France
10 VetAgro Sup, Biomathematics and Epidemiology, Environment and Health Prediction in Populations (EPSP),
Marcy-l’Etoile, France
11 INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute,
Montpellier, France
12 University Hospital Gui de Chauliac, Department of Neurology, ALS Center, Montpellier, France
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13 UMR 5119 ECOSYM, Ecology of Coastal Marine Systems, UM2-CNRS-IRD-Ifremer-UM1, University
Montpellier II, Montpellier, France
14 Environment Resources Laboratory/Languedoc-Roussillon, Ifremer, Sète, France
KEYWORDS: Amyotrophic Lateral Sclerosis, L-BMAA, Cyanobacteria, Cluster Analysis
WORD COUNT: 5309
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ABSTRACT
Introduction: Amyotrophic Lateral Sclerosis (ALS) is the most common motor neuron
disease. It occurs in two forms: i) familial cases, for which several genes have been identified
and ii) sporadic cases, for which various hypotheses have been formulated. Notably, the L-
BMAA toxin has been postulated to be involved in the occurrence of sporadic ALS. The
objective of the French BMAALS program is to study the putative link between L-BMAA and
ALS.
Methods and Analysis: The program covers the period from 01.01.2003 to 12.31.2011.
Thanks to the use of multiple sources of ascertainment, all the incident ALS cases diagnosed
during this period in the area under study (10 counties spread over three French regions)
were collected. First, standardized incidence ratio (SIR) will be calculated for each
municipality under concern. Then, by applying spatial clustering techniques, over- and under-
incidence zones of ALS will be sought. A case-control study, in the sub-population living in
the identified areas, will gather information about patients’ occupations, leisure activities and
lifestyle habits in order to assess potential risk factors to which they are or have been
exposed. Specimens of water, food and biological material (brain) will be examined to assess
the presence of L-BMAA in the environment and tissues of ALS cases and controls.
Ethics and dissemination: The study has been reviewed and approved by the French
ethical committee of the CPP SOOM IV (Comité de Protection des Personnes Sud-Ouest &
Outre-Mer IV). The results will be published in peer-reviewed journals and presented at
national and international conferences.
STRENGTHS AND LIMITATIONS OF THIS STUDY
- This is the first ambitious project to investigate the link between L-BMAA and ALS in
France, taking advantage of existing federation of BMAALS consortium members in
the French network on ALS clusters detection and investigation.
- The case ascertainment relies on multiple sources and among those, on a common
database shared by all French ALS referral centers, which collects information about
patients since 2003.
- The study represents more than 47 million persons-years of follow-up.
- We developed and validated a new analytical procedure for the determination of
underivatized L-BMAA at trace levels in complex environmental matrices
- Geostatistical analyses for rare diseases are complicated due to the vague definition
of a cluster: need to aggregate cases on a long period.
- The rapid death of patients led to major difficulty finding living patients for
questionnaires: patients’ relatives are interviewed, which can induce a bias in
responses.
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- At the time of writing few patients have given their consent to a post-mortem swab
which can limit the impact of our study.
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INTRODUCTION
Amyotrophic Lateral Sclerosis (ALS) is a debilitating and fatal neuromuscular disease with an
incidence close to 2.5/100,000 person-years of follow-up (PYFU) in Europe 1. Two forms of
the pathology co-exist: familial ALS (FALS) accounts for approximately 10% of total cases
and the remaining 90% occur sporadically (SALS, sporadic ALS). Historically, an association
has been observed between a mutation on the superoxide dismutase 1 gene (SOD1) and
FALS 2. But since, others mutations 3-8 have been discovered whom C9orf72 (chromosome
9 open reading frame 72), TARDBP (TDP-43 encoding gene) and FUS (Fused in Sarcoma
protein) are commonly identified in FALS cases 8-16.
Although SOD1, FUS and TARDBP mutations have also been found in SALS cases 2 17, the
current broad scientific consensus is in favor of a gene-environment interaction causing
SALS: lifestyle factors, environmental exposure, occupational exposure and handling toxic
compounds are among the many factors that can play a role in the appearance of the
pathology. Among lifestyle factors, smoking is the most documented and is mainly
associated with a higher risk of ALS 18-23, whereas coffee and alcohol consumption are
considered protective or not associated with ALS 18 24-25. Other associations have been
proposed as occupational exposure to electromagnetic fields 23 26-29, contact with pesticides
or heavy metals 23 30-33, frequent head trauma 34-35, possibly exposure to formaldehyde 36-37,
etc. Another controversial hypothesis, often cited, is that physical activity, whether
occupational or leisure-related, is a risk factor for SALS 38-43. This theory is sustained by the
higher risk of ALS in professional soccer players 35 44-49.
On the Pacific island of Guam, ALS-Parkinsonism Dementia Complex (ALS-PDC), which
presents similarly to ALS, occurred at 50 to 100 times the incidence seen worldwide in the
1950s 50-51. An epidemiological study established that consumption of a Chamorro diet was
the only variable significantly associated with disease incidence 52. In 1967, Vega and Bell
discovered a neurotoxin, β-N-methylamino-L-alanine (L-BMAA), in the genus Cycas, the
seeds of which are used to make flour 53. Hence, L-BMAA could have been consumed by
Chamorro people through multiple dietary sources, including not only cycad flour but also
meat from flying foxes and other animals that feed on cycad seeds 54-57. In the 1990s, L-
BMAA was proposed as a cause of ALS-PDC 58. This hypothesis is supported by the
presence of L-BMAA in brain tissues of ALS-PDC and ALS patients from Guam and Canada
but its absence in controls 55-56 59. In vitro and in vivo experiments also suggest that L-BMAA
plays a role in neuropathological processes implicated in ALS. Indeed, treatment of
dissociated mixed spinal cord cultures with a concentration of L-BMAA around 30 µM caused
selective motor neuron loss 60. Moreover, monkeys fed with large doses of the toxic acid from
cycads developed neurologic impairments: damaged motor neurons in the spinal cord
produced a flaccid paralysis and then damaged neurons in the striatum and cortex which
produced Parkinsonism and behavioral changes 61-62. In rats, although intra-peritoneal
injection of L-BMAA did not provoke any obvious motor dysfunction 63, it induced markers of
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oxidative stress in the liver and cellular changes in favor of apoptosis in motor neurons of
spinal cord 63-64. In neonatal rats, L-BMAA induced significant systemic changes in energy
metabolism and amino acid metabolism (identification of initial metabolite changes for
lactate, acetate, D-glucose, creatine, 3-hydroxybutyrate) 65. All together, these findings
suggest that acute toxicity of L-BMAA induces developmental alterations that result in long-
term effects on brain function. L-BMAA is also found associated with proteins in
cyanobacteria 55 66-67 and in ALS patients’ brain tissue 55 59 68. It has recently been proposed
that L-BMAA may be misincorporated into proteins and thus may lead to protein aggregation,
a hallmark of neurodegenerative diseases 69-70, inducing a chronic exposure to low levels of
L-BMAA 69.
First of all, L-BMAA was found to be produced by a wide range of cyanobacteria 55-56 66-67 71-73;
then, it was shown that diatoms, the most common group of algae, could also produce it 74.
However, the level of free or bound L-BMAA detected in cyanobacteria is controversial and
the high concentrations reported in the first studies were challenged by several more recent
studies. L-BMAA could be transferred from cyanobacteria or diatoms via zooplankton to
organisms at higher trophic levels 75. Cox and collaborators have interestingly highlighted the
biomagnification (increasing accumulation of bioactive, often deleterious, molecules through
successively higher trophic levels of a food chain) of L-BMAA in trophic chain 54 56 76-77,
explaining the large amounts detected in flying foxes from Guam 54-57.
Due to eutrophication and, to a lesser extent, to climate changes 78-79, cyanobacterial blooms
seem to be increasing in freshwater ecosystems worldwide. France is not exempt from this
phenomenon as different genera of cyanobacteria are found on its territory 80-83. Therefore,
exposure of French ALS patients to cyanobacteria, and thereby to cyanotoxins as L-BMAA
84, is a reasonable hypothesis and could potentially explain some ALS cases.
The French BMAALS program 85 takes advantage of i) existing federation of BMAALS
consortium members in the French network on ALS clusters detection and investigation,
supported by INSERM (Institut National de la Santé et de la Recherche Médicale) and ii) of
geo-epidemiology to investigate patients’ environment (dwelling, occupational and leisure) in
order to assess spatial association (not cause-and-effect) between ALS cases and a putative
cyanobacterial exposure in combination with patients’ history about prior exposures.
Furthermore, a case-control study will be performed to investigate the putative routes of
contamination by L-BMAA which are: i) ingestion of contaminated drinking water or dermal
contact in recreational water 75 86-89; ii) consumption of aquatic or terrestrial food previously
exposed to toxins 55 75 84 90-93; iii) cyanobacterial dietary supplements which are rich in protein
content 73 94-95 and iv) inhalation or aerosolization 96-99. To assess the exposure of patients to
L-BMAA, a reliable quantification method has been developed and validated. As far we
know, this is the first ambitious project to investigate the link between L-BMAA and ALS in
France.
METHODS AND ANALYSIS
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BMAALS program
The main objective of the BMAALS program is to improve our knowledge on putative links
between the occurrence of ALS and the neurotoxin L-BMAA by studying defined
geographical regions in France. To reach our aim, the BMAALS group (a multidisciplinary
consortium of epidemiological, neurological, chemical, microbiological and environmental
experts) was created in 2011. The protocol was reviewed and approved by the ethical
committee of the CPP SOOM IV (Comité de Protection des Personnes Sud-Ouest & Outre-
Mer IV) on February 10th 2011.
The protocol is organized in six steps:
1. An exhaustive ascertainment of all incident ALS cases was performed for the period
under study and in the areas under surveillance.
2. Based on this case ascertainment, geostatistical analyses will allow identification of
clusters, characterized as abnormal aggregates of affected people, according to
incidence calculations.
3. A population-based case-control study will be performed taking into account notable
clusters previously identified.
4. Mapping of factors conducive to algae blooms will help assess indirect exposure of
patients to cyanobacteria and, by extension, to cyanotoxins.
5. Collection of drinking water, fruits and vegetables from patients’ gardens, and
watering water will permit evaluation of direct exposure of patients to L-BMAA. These
results will be compared to findings from control environments.
6. Post-mortem analysis of voluntary SALS-donors’ and control-donors’ brains will
permit evaluation of bio-accumulation of L-BMAA in French patients.
Case ascertainment
Spatial and temporal dimensions
The program covers the period from January 1st 2003 to December 31st 2011 and involves 10
counties from three French areas (equivalent to districts or sub-districts in some other
countries); namely Limousin with 3 departments out of 3, Languedoc-Roussillon with 2
departments out of 5 and Rhône-Alpes with 5 departments out of 8 (Figure 1). Due to the
long study period (9 years) and the extended area (5,230,000 inhabitants), this represents
more than 47 million individuals PYFU (Table 1).
Table 1: Populations in the areas under study. (Data from INSEE, French Institut National de
la Statistique et des Etudes Economiques)
Mean population (2003-2011) PYFU
LIMOUSIN
Corrèze 239,630 2,156,666
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Creuse 123,179 1,108,607
Haute-Vienne 368,404 3,315,632
LANGUEDOC-ROUSSILLON
Hérault 1,007,451 9,067,055
Pyrénées-Orientales 433,243 3,899,187
RHÔNE-ALPES
Ardèche 307,119 2,764,067
Drôme 471,348 4,242,128
Isère 1,175,146 10,576,314
Savoie 404,247 3,638,219
Haute-Savoie 707,077 6,363,693
TOTAL 5,236,844 47,131,568
Case ascertainment methodology
The methodology applied here is consistent with that used for the FRALim register 100. Case
ascertainment began with the creation of the consortium in 2011 and is now complete.
Patients were required to meet the following inclusion criteria: i) living in the area under study
at the time of diagnosis; ii) diagnosed with ALS that is definite, probable or probable
laboratory supported (excluding clinically possible cases) according to El Escorial revised
criteria (EERC) 101-102 and iii) they were identified by at least one source of ascertainment (out
of three). Nominative data are obtained from the French national coordination of ALS referral
centers, public and private hospitals in the areas of interest, and health insurance data
related to long duration diseases.
1st source: French national coordination of ALS referral centers
Since 2003, all French ALS referral centers share a common database (Ictrals and then
CleanWeb) that collects information about patients. CleanWeb database was authorized by
the Commission Nationale de l’Informatique et des Libertés (CNIL) on May 27th 2011. Two
kinds of information are gathered: i) sociodemographic data (first and last name, age,
birthday, current address, date of death if applicable) and ii) clinical data such as EERC, form
of onset (spinal or bulbar), symptoms, ALS functional rating scale-revised , manual muscular
testing 103, diagnosis delay.104
2nd source: public and private hospitals
Hospital medico-administrative data from inpatients with a G12.2 code corresponding to
motor neuron disease according to the international classification of disease 10th version in
any of their medical record (principal, related, significantly associated or documentary
associated diagnosis), were collected. New cases so determined were further analyzed by a
neurologist to confirm the ALS diagnosis and EERC.
3rd source: health insurance bodies
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Health insurance bodies were asked to help by identifying patients declaring a long duration
disorder coded ALD n°9, specific to ALS according to the French Haute Autorité de Santé.
Four important French institutions agreed to participate: the principal one was the “régime
général” which concerns 75% of the French population, and the three others were specific to
subgroups of people: i) the “régime agricole, mutuelle sociale agricole“ for those in the
agricultural domain, ii) the “régime social des indépendants”, which deals with artisans,
traders, industrialists and private professionals, and iii) the “caisse nationale militaire de
sécurité sociale” for military employees. For patients recruited from this source, EERC was
also reviewed in a centralized way.
In order to verify the completeness of the recruitment of incident ALS cases in the period of
time and area of interest, we will use a capture-recapture method (Figure 2) 105-106. Matching
multiple sources of information from a unique population allows for estimation of the number
of cases unidentified by any source, the total number of cases and the exhaustiveness of
each source.
For the case ascertainment, we founded our methodology on these sources. It was not
possible, while tempted, to involve private neurologists because it was not possible for them
to retrieve retrospective information about past ALS patients seen in their practice (problems
of lack of computerized database). Hence, we relied on these three sources only. This
methodology has been applied in the FRALim register 100 (first register of ALS in France,
located in Limousin, for the period 2000-2011). The case ascertainment was also based on
these three sources and we estimated, thanks to capture-recapture analysis, an
exhaustiveness of the register of 98.4% (95% CI 95.6-99.4), thus a low number of false
negative cases 100 (ie. missed cases). As for the other departments in the BMAALS project
we applied the same methodology, we expect the same high level of exhaustiveness.
Geo-epidemiology
Geographic information systems (GIS) will be used to structure and analyze geographic
information collected or produced in the context of the program. In France, the legal geodesic
network reference, established by the French Institut National Géographique et Forestière
(IGN), is RGF93 (French geodesic network set-up in 1993). Thus, all cartography carried out
by the BMAALS consortium will be projected in RGF93.
To ensure comprehensive data analysis, we have decided to investigate three levels as
described below (Figure 3).
1st level, smallest geographic unit: ALS incidence
According to Knox, a cluster in epidemiology is defined as “a geographically-bounded group
of occurrences of sufficient size and concentration to be unlikely to have occurred by chance”
107. More recently, Elliott and Wartenberg wrote that “the term disease cluster is poorly
defined but implies an excess of cases above some background rate bounded in time and
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space” 108. Thus, those imprecise definitions do not explain clearly what a cluster is: how
many cases do we need for considering having a cluster?
When considering a rare disorder such as ALS, one inherent issue is the small number of
events. Therefore, it is necessary to consider a large population obtained by aggregating
cases over many years and/or by using a large geographical area. Indeed, individual clusters
should not be investigated unless a sufficient number of cases is reached (five or more) and
relative risks (RR) in a particular area are higher than 20 109-110. However, among five articles
published since the year 2000 dealing with spatial clustering of ALS, only one team found
clusters with high relative risks (Table 2) 111.
Table 2: Spatial clustering of ALS
Authors Year Location Period Length Oi Ei RR min Oi Ei RR max
Uccelli et al.
111
2007 Italy 1980-
2001 22 149 91.82 1.63 41 0.65 63.03
Turabelidze
et al. 112
2008
Jefferson county,
Missouri
1998-
2002 5 3 0.47 6.4 3 0.47 6.4
Doi et al. 113
2010 Japan 1995-
2004 10 384 276.71 1.26 181 115.70 1.56
Boumédiène
et al. 26
2011 Limousin, France
1997-
2007 11 9 2.30 3.91 6 1.24 4.84
Masseret et
al. 84
2013 Hérault, France
1994-
2009 16 9 4.10 2.19 4 0.71 5.63
Oi: observed cases; Ei: expected cases; RR: relative risk
In the BMAALS program, over-incidence clusters are defined as areas where RR is found as
being greater than 1.8, under-incidence zones are those characterized by a RR lesser than
1.
After case ascertainment, addresses of patients included in the program will be geocoded.
Districts defined as life areas are the chosen grouping units with which to measure expected
cases. According to the French Institut National de la Statistique et des Etudes Economiques
(INSEE), a life area is the smallest territory unit in which inhabitants have access to common
equipment and services.
Expected cases values depend on demographical structure (age and sex) of the exposed
population given observed incidence in the 10 studied counties (Table 1). Then, a
standardized incidence ratio (SIR) will be determined by calculating the ratio between the
number of observed cases and the number of expected cases. Significance of SIR compared
to global incidence will be evaluated using a Poisson distribution (95% confidence).
Geostatistical analyses, based on Kulldorff statistics, will be performed to identify areas of
significant over- or under-incidence as compared to the referral incidence value, which is the
global incidence in the whole area under study.
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This first cartography is useful for tracking interesting sites for patients’ interview.
2nd level, average geographic unit: Cyanobacterial bloom investigation
Numerous physical parameters favor extensive propagation of cyanobacteria, such as
warmer temperatures, particular rainfall patterns, windiness and consequently the intensity of
thermal stratification of the water column 114-116. Moreover, bloom-forming cyanobacteria
have been shown to be favored by high alkalinity and associated high pH 117. Increasing
magnitude and frequency of cyanobacterial blooms is also related to nutrient enrichment
(phosphorus, P, and nitrogen, N) of freshwater 118-122 and input of micronutrients such as iron
and molybdenum 123-124. A recent model has identified higher risk lake environments where
more targeted monitoring of cyanobacterial biovolumes should be focused: water colour 10-
20 Pt.L-1, alkalinity > 1 mEq.L-1, retention time > 30 days and total phosphorus > 20 µg.L-1 125.
All these parameters should be considered when carrying out descriptive cartography and
tracing the history of cyanobacterial blooms. To do that, we will make use of various free-to-
access databases such as: Basias (Bureau de Recherche Géologiques et Minières, BRGM),
which compiles lists of plants located on French territory that are susceptible to the release of
P, N and nutrients in water; data furnished by water agencies concerning measurements of
industrial pollutant emissions and wastewater treatment plants; ADES portal (Accès aux
Données sur les Eaux Souterraines), which gives access to water channeling points and
water consumption quality control. Moreover, a convention with Météo France, the French
organization for meteorology, has been signed to retroactively view climate conditions over
the period 2003-2011 and before. All these data will be integrated into our GIS to create a
complete database, and also to identify sites of interest for sampling.
Geographic statistics will be then performed in order to classify each administrative unit (e.g.
municipality) according to four parameters: i) the number of days of sunshine, ii)
temperature, iii) the area of stagnant water (included dam and ponds) and iv) data on P and
N withdrawal. For the last one, anthropogenic factors will also be considered as industrial
and agricultural activities can impact on N and P release (use of organophosphorus
compounds, for example). This multi-criteria approach will allow obtaining an index of
promoting cyanobacterial blooms. The same will be done with watersheds as there is an
aggravating effect from upstream to downstream of P and N inputs. Finally, a coefficient
correlation will be measured between SIR and the calculated index.
This database will also gather information about all plants on French territory, the high
voltage electricity network, and stretches of water (ponds, riversW). Hence, it will give a
general overview of patients’ and controls’ industrial and dwelling environments. Geographic
statistics based on classification of municipalities as previously described will be used to
highlight interesting particularities.
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Further analysis of cyanobacterial blooms will involve using a fluorimetric probe to detect the
emission and excitation wavelength of phycocyanine, a pigment almost exclusively specific
to cyanobacteria 126. Water sampling will permit identification of cyanobacterial species.
3rd level: large geographic unit: questionnaire for a case-control study
This part aims to highlight differences in life habits between SALS patients and controls.
Criteria for selecting ALS patients are as follows: i) familial history cases are excluded; ii) last
known address must be in an over- or under-incidence area and iii) if possible, vicinity with
other affected people, which may suggest a close source of an environmental risk factor
leading to ALS. Controls will be matched on age at diagnosis, sex, city and should not
present any neurological pathologies. Chosen patients and controls will be submitted to a
semi-structured interview, e.g. systematic questions with the possibility of free interview to
look in more depth at particular issues raised. The questionnaire has been developed by the
consortium specifically for the BMAALS program.
Based on clustering pilot results 26, a number of clusters to investigate was selected a priori:
3 over-incidence areas in Limousin, 2 in Languedoc-Roussillon and 4 in Rhône-Alpes; with
an expected number of 4 patients in each cluster (and 4 controls), this will represent a total of
about 72 interviews. The same number of interviews for patients and controls will be
performed in under-incidence areas. Due to the short survival time of the disease, the
number of living patients diagnosed between 2003 and 2011 is low. Thus, when necessary,
relatives will be questioned.
Cyanobacterial and L-BMAA hypotheses are tested via questions about: i) drinking water; ii)
bathing habits; iii) food consumption whom dietary supplements and if any, the type of
supplement is informed; and iv) irrigation water if any. The aim of the questionnaire is to
obtain a comprehensive description of patients’ habits in all aspects of their lives. Hence, it
will be made clear that questions are not just about the time immediately preceding the
diagnosis.
To assess exposure to cyanotoxins indirectly, an ad-hoc questionnaire is a useful
supplement to direct collection of environmental samples 127. Hence, samples will be taken in
case and control environments to test for the presence of cyanobacteria in water (the same
probe as described above) and for further chemical analysis (in water and food).
To ensure that L-BMAA is most likely to be implicated, the questionnaire also covers items
already described in the literature such as dwelling location (urban/rural), occupation,
presence of certain industries in the dwelling environment, toxic exposure during
employment or hobbies, participation in sport, physical trauma, alcohol and tobacco
consumption 23 26 30-31 48 128-131. As there is probably a long latency period between exposure
and appearance of ALS 132-133 and given that L-BMAA exists in a protein-associated form
which could act as an endogenous neurotoxic reservoir over time 55, in-depth study will
involve gathering details of dwelling since birth (in order to precise their residential history),
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and for other items from the age of 13. Indeed, French population is regularly subject to
migratory flows (Figure 4) and it has to be considered in our study.
All information gathered will be used to map the spaces where patients live for further
analysis to identify common places, and so to further analyze the cyanobacterial history of
these areas.
Chemical and microbiological approaches
An analytical procedure has been developed and validated in our program for the
determination of underivatized L-BMAA at trace levels in complex environmental matrices
(cyanobacteria, biofilm, food, human brain tissue, plasma or urine) using solid-phase
extraction (SPE) based on mixed mode sorbent to concentrate and clean-up real complex
samples 134. The methodology of quantification relies on liquid chromatography (LC) coupled
to tandem mass spectrometry (LC-MS/MS). Proportion of free and then bound L-BMAA in
cyanobacterial proteins will be measured.
In parallel, a microbiological study will be undertaken involving culture of axenic
cyanobacteria strains from various origins and ecosystems (terrestrial, aquatic, fresh water,
sea water or brackish water), as done in seminal work by Cox and collaborators 67. By using
the analytical method described above, free L-BMAA will be quantified in environmental and
biological samples. Moreover, kinetic experiments will assess whether L-BMAA production is
constitutive or if variations of concentration are observed over time. Finally, feeding
experiments using various labeled amino acid should help identify the putative precursors of
L-BMAA.
Implications of results for searching theoretical models
Synthesis of the results of the steps described above aims to develop a cyanobacterial
proliferation model based on environmental and microbiological data, on one hand; and to
detail population exposure to L-BMAA relying on detection of presence of L-BMAA in
patients’ environment, on the other. First, environmental data will serve to identify climatic
parameters (sunshine, temperature, rainfall and wind patterns) favorable for cyanobacterial
blooms; and microbiological analyses will allow determining propitious conditions leading to
L-BMAA production by cyanobacteria. Population exposure will be studied by i) comparing
industrial occupation between over- and under-incidence areas; ii) assessing the risk of
exposure through public facilities and infrastructure; and iii) examining differences in habits
between cases and controls.
DISCUSSION
The present project aims to better describe the link between ALS, the neurotoxin L-BMAA
and cyanobacteria through use of case ascertainment, spatial clustering, questionnaires and
chemical analyses.
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Food frequency questionnaires show to be reliable for long-term recall, from 8 to 24 years 135-
139: hence, they appear to be a good alternative to food diary recall for diseases with a
potential long-term incubation. However, the BMAALS project concerns three French regions
which are irregular in terms of population density: Rhône-Alpes has about
141 inhabitants/km² (in 2009), Languedoc-Roussillon about 95 inhabitants/km² (in 2007) and
finally, the least populated of the three is Limousin with 43 inhabitants/km² (in 2010) (INSEE
figures). This heterogeneity combined with the long period studied (2003-2011) and the rapid
death of patients led to major difficulty finding living patients for questionnaires, in particular
in Limousin. So, patients’ relatives are interviewed, which can induce a bias in responses 140.
To avoid any misinterpretation of the question concerning dietary habits, it is clearly clarified
that it concerns habits before diagnosis and first symptoms. Moreover, we also have
developed a self-administered questionnaire given to all ALS patients (not only those
included to our program) and we will compare answers between patients since 2012 and
those from 2003-2011 (ancillary study).
Likewise, there are almost no patients in areas of significant under-incidence. With regard to
multiple source case ascertainment, we recognize that some patients might be missed
because of difficulty diagnosing ALS in elderly people due to confusion between ALS
symptoms and decline due to ageing. Another important issue is the low participation rate for
post-mortem analysis: at the time of writing, few patients have given their consent to a post-
mortem swab, thereby perhaps reducing the impact of our study.
The hypothesis of L-BMAA exposure as an environmental risk factor in ALS pathology is
controversial, notably because of contradictory results. Intoxication assays with the toxin
yielded uneven results 141. With regard to experimental designs, it appears that the
neurotoxic effect of L-BMAA: i) depends on the mode of administration, ii) is species-
dependent and iii) genetic predisposition may also be at play 142. For example, two teams
failed to develop a mouse model by daily oral administration of L-BMAA (0.001 and 0.5 g/kg)
143-144; whereas, Spencer and collaborators have developed a simian model by daily oral
administration of L-BMAA with doses ranging from 0.1 to 0.3 g/kg 61-62. Furthermore, other
murine models based on intraperitoneal and intracerebroventricular injections of L-BMAA in
mice and rats lead to effective behavioral changes 63 145-151. Other work strengthens the L-
BMAA hypothesis by highlighting the implication of the toxin in other degenerative diseases
such as Alzheimer’s disease (AD), Parkinson’s disease and pigmentary retinopathy 55-56 59 68
152-153. Although the mechanism of action is not yet completely understood, it seems that L-
BMAA neurotoxicity involves: i) direct action on NMDA receptors; ii) activation of glutamate
receptor 5, iii) induction of oxidative stress 154-155 and iv) association to protein due to
mischarging of tRNA 69. Moreover, a recent study has shown that L-BMAA leads to an
increase in insoluble TAR DNA-binding protein 43 (TDP-43) 156, aggregation of this protein
being an important hallmark in neurodegenerative diseases 157. To further support our
seminal hypothesis, it is interesting to note that mycrocystin-leucine-arginine (mycrocystin-
LR), a cyanobacterial toxin, has been shown to be involved in AD 158-159.
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Another debatable point concerns the quantification of L-BMAA, given that concentrations
measured vary depending on the analytical method used (Figure 5). The crucial issue is to
develop a method that distinguishes L-BMAA from its isomers and amino acids to achieve a
selective titration method. Currently, the most widely used L-BMAA quantification method is
liquid chromatography LC-MS/MS) 68 72 75 90-92 160. A pre-derivatization step, prior to LC
separation, has also frequently been described using 6-aminoquinolyl-N-hydrosuccinimidyl
(6-AQC), a fluorescent derivative agent. In that case, the analyte was either detected by
fluorescence or by tandem MS. However, a major drawback of this pre-derivatization is the
likelihood of false-positive results 161. Comparison of five standard methods, namely HPLC-
FD, ultra HPLC (UHPLC)-MS/MS, UHPLC-MS/MS with AQC or propyl chloroformate
derivatization and UHPLC with ultraviolet detection shows that they all clearly distinguish L-
BMAA from other amino acids 162. One team succeeded in detecting L-BMAA in brains from
ALS-PDC or AD patients by using high pressure liquid chromatography with fluorescence
detection (HPLC-FD) and samples derivatized with 6-AQC 55-56 59 68; while other teams failed
to detect any L-BMAA in patients' brains by using HPLC-FD with samples derivatized with 9-
fluorenylmethylchloroformate (FMOC) or by gas chromatography (GC) 163-164. These results
suggest that either HPLC-FD with a 6-AQC derivatization is more sensitive than HPLC-FD
with a FMOC derivatization or 6-AQC derivatization generates false-positive results. The GC
method has been improved to enhance recovery but was still inefficient in detecting L-BMAA
in brains of mice fed with it 165. This was later made possible but it is still not efficient in
human tissues 166. This illustrates the importance of continuing to improve analytical
methods.
It has been shown that HPLC-FD overestimates L-BMAA concentration, due to low
selectivity, with estimates in the high µg/g range rather than in the more realistic ng/g to low
µg/g range. The LC/MS-MS method is more selective and gives more reliable results 160. One
major argument in favor of using underivatized methods is that the universal 6-AQC
derivatization of primary and secondary amines could lead to misidentification of L-BMAA in
complex matrices 161. The method we propose here 134 based on LC/MS-MS, overrides the
derivatization step, unlike another recent new method developed 167, allowing quantification
of L-BMAA at trace levels, but it remains to be adapted for quantification of L-BMAA in all the
matrices needed in the program.
Inability to detect L-BMAA in patients’ brains casts doubt on its bio-accumulation. Addressing
this issue, we can argue that: i) L-BMAA crosses the blood-brain barrier (BBB) 61-62 166 168 and
ii) there is a scientific consensus on bio-accumulation of L-BMAA in trophic chains which has
been shown by several teams in sea food 75 90-92 169. Together, these results suggest that L-
BMAA after having crossed the BBB can be bio-accumulated, as it is concentrated in brains
of other organisms 57 75 91. Furthermore, a brief review of the literature reveals that L-BMAA
has been quantified in brain using MS 55-56 59 68 164. Glover and colleagues showed that failure
to detect L-BMAA cannot be considered proof of absence of the compound because of its
reactivity with metal ions in the sample matrix and the formation of metal adducts during
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electrospray ionization MS 170. However, this problem should be overcome by quantifying the
matrix effect by using spiked samples with pure standards 134.
Nonetheless, finding putative sources of L-BMAA contamination is proving very difficult. To
illustrate this point, we can cite Karlsson and collaborators who demonstrated L-BMAA
clearance: in 7-month-old neonatal rats, there is no detectable free or protein-associated L-
BMAA 70. The authors suggest that observed long-term protein changes and cognitive
impairments in adult animals exposed to L-BMAA as neonates 171-174 are due to mechanisms
initiated during development. Hence, the clearance mechanism may lead to inability to detect
L-BMAA in patients' brains, but that does not mean that L-BMAA is innocuous pathologically.
Besides, neonatal contamination is conceivable as Andersson and colleagues have shown
that L-BMAA can be transferred to neonates during lactation via breast milk 175. This new
route of contamination conspicuously complicates the identification of an environmental risk
factor. Moreover, as ALS is probably a gene-environment disease, attention must also be
paid to genetic and epigenetic factors 176-179. For example, genetic susceptibility to
environmental toxins - heavy metals, solvents/chemicals and pesticides/herbicides - has
been reported 180.
It is of major importance to identify environmental risk factors causing SALS. The protocol
presented here aims to study the link between L-BMAA and ALS in France by characterizing
exposure modalities, either individual or collective, to cyanobacteria and more precisely to
the L-BMAA toxin. Also, it intends to shed light on other hypotheses formulated as putative
origins for SALS in the literature, thanks to the questionnaire (as occupational exposure and
sports practicing). Finally, our results could be used to generate a guide of precautions
against behavioral risk leading to exposure to L-BMAA.
In conclusion, the results of this project should help to i) give a clear picture of ALS
distribution over 10 French counties; ii) identify clusters where environmental factors may
play a greater role than elsewhere; iii) provide information about some environmental
specificities of ALS clusters, especially regarding factors related to cyanobacteria presence
and proliferation as also BMAA presence; and iv) see to what extend the BMAA hypothesis
seem to be relevant regarding explanation of SALS clusters within the large French area
considered. Despite of limitations mainly lying on bias due to interviews of patients’ relatives
and the controversy on BMAA analysis, this program is of importance because it is the first to
investigate the cyanobacteria hypothesis in France.
ACKNOWLEDGEMENTS
We thank all institutes which collaborated with case ascertainment. The authors gratefully
acknowledge William Francis for careful editing of the manuscript.
COMPETING INTERESTS
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The authors declare that they have no competing interests.
FUNDING
This work is supported by the French National Research Agency (ANR) grant number
Program ANR-11-CESA-0014 (Project “BMAALS”).
AUTHOR CONTRIBUTIONS
PC, BM, PMP, MDC, FB, EL, VB, DJB, WC, VP and AM were involved in the study
conception and design. PC, BM, MN, EL, VB, GB, WC, NP, RJM, have participated in case
ascertainment. AD is responsible for questionnaires. AM and OP are implicated in
cyanobacteria study. VP, AC and SEA are responsible for chemical analyses. FB and JPL
are geo-epidemiologists. LB, ML, EM and EA are environmentalists. FP, JB and VR are
anatomopathologists. AD wrote the manuscript, which was finally approved by BM, PC, FB
and PMP. All authors read and approved the final manuscript.
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with 9-fluorenylmethyl chloroformate (FMOC) and reversed-phase high-performance
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FIGURES LEGENDS
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Figure 1: Areas under study in BMAALS program. BMAALS is a French project with
collaboration between three regions: Limousin, Languedoc-Roussillon (2 departments out of
5) and Rhône-Alpes (5 departments out of 8).
Figure 2: Multiple sources of case ascertainment. For the application of a capture-recapture
method, three sources were solicited: i) the French national coordination of ALS referral
centers, ii) public and private hospitals and iii) health insurance structures.
Figure 3: The three levels considered for geostatistical analyses. Aims and methodologies
applied are represented for each of the three levels: from the smallest geographic unit for
calculating ALS incidence; through average geographic unit for studying cyanobacteria
extend; to finally the largest geographic unit for assessing ALS patients’ exposure.
Figure 4: Residential migration rate of French population. These maps reflect the intra-
regional mobility of French people from 1975 to 2004. The residential migration rate is
expressed per 1000 persons. (Data from INSEE)
Figure 5: L-BMAA quantification in mollusks throughout the world. Comparison of three
quantification methods, and teams, highlights discrepancies in L-BMAA titration. Does that
reveal a difference in selectivity of the method or the existence of a gradient of the
neurotoxin?
FD: fluorescence detection; MS: mass spectrometry; rHPLC: reverse phase high pressure
liquid chromatography; SPE: solid phase extraction; UHPLC: ultra-high pressure liquid
chromatography
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TITLE PAGE
Title:
Searching for a link between the L-BMAA neurotoxin and Amyotrophic Lateral Sclerosis:
study protocol of the French BMAALS program
Corresponding author:
Philippe Couratier
UMR Inserm 1094, NeuroEpidémiologie Tropicale
Institut d’Epidémiologie et de Neurologie Tropicale
2, rue du Docteur Marcland
87025 Limoges cedex
France
33 (0)5 55 05 65 59
Authors:
Aurélie Delzor1,2, Philippe Couratier1,2,3*, Farid Boumédiène1,2, Marie Nicol1,2,3, Michel Druet-
Cabanac1,2,3, François Paraf3, Annick Méjean4, Olivier Ploux4, Jean-Philippe Leleu1,2, Luc
Brient5, Marion Lengronne5, Valérie Pichon6,7, Audrey Combès6,7, Saïda El Abdellaoui6,7,
Vincent Bonneterre8, Emmeline Lagrange9, Gérard Besson9, Dominique J. Bicout8,10, Jean
Boutonnat9, William Camu11,12, Nicolas Pageot11,12, Raul Juntas-Morales11,12, Valérie
Rigau11,12, Estelle Masseret13, Eric Abadie14, Pierre-Marie Preux1,2,3, Benoît Marin1,2
Institutional addresses:
1 INSERM UMR 1094, Tropical Neuroepidemiology, Limoges, France
2 University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre
national de la recherche scientifique FR 3503 GEIST, Limoges, France
3 University Hospital Dupuytren, Department of Neurology, ALS Center, Limoges, France
4 CNRS UMR 8236, Interdisciplinary Laboratory for Tomorrow’s Energy Pack (LIED), University Paris Diderot-
Paris 7, Paris, France
5 UMR 6553 ECOBIO, Ecosystems - Biodiversity - Evolution, University Rennes I, Rennes, France
6 UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization
(LSABM), Paris, France
7 University Sorbonne, University
Pierre and Marie Curie (UPMC), Paris, France
8 CNRS-TIMC-IMAG UMR 5525 UJF-Grenoble 1, Environment and Health Prediction in Populations (EPSP),
Grenoble, France
9 University Hospital of Grenoble, Department of Neurology, Grenoble, France
10 VetAgro Sup, Biomathematics and Epidemiology, Environment and Health Prediction in Populations (EPSP),
Marcy-l’Etoile, France
11 INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute,
Montpellier, France
12 University Hospital Gui de Chauliac, Department of Neurology, ALS Center, Montpellier, France
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13 UMR 5119 ECOSYM, Ecology of Coastal Marine Systems, UM2-CNRS-IRD-Ifremer-UM1, University
Montpellier II, Montpellier, France
14 Environment Resources Laboratory/Languedoc-Roussillon, Ifremer, Sète, France
KEYWORDS: Amyotrophic Lateral Sclerosis, L-BMAA, Cyanobacteria, Cluster Analysis
WORD COUNT: 47935309
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ABSTRACT
Introduction: Amyotrophic Lateral Sclerosis (ALS) is the most common motor neuron
disease. It occurs in two forms: i) familial cases, for which several genes have been identified
and ii) sporadic cases, for which various hypotheses have been formulated. Notably, the L-
BMAA toxin has been postulated to be involved in the occurrence of sporadic ALS. The
objective of the French BMAALS program is to study the putative link between L-BMAA and
ALS.
Methods and Analysis: The program covers the period from 01.01.2003 to 12.31.2011.
Thanks to the use of multiple sources of ascertainment, all the incident ALS cases diagnosed
during this period in the area under study (10 counties spread over three French regions)
were collected. First, standardized incidence ratio (SIR) will be calculated for each
municipality under concern. Then, by applying spatial clustering techniques, over- and under-
incidence zones of ALS will be sought. A case-control study, in the sub-population living in
the identified areas, will gather information about patients’ occupations, leisure activities and
lifestyle habits in order to assess potential risk factors to which they are or have been
exposed. Specimens of water, food and biological material (brain) will be examined to assess
the presence of L-BMAA in the environment and tissues of ALS cases and controls.
Ethics and dissemination: The study has been reviewed and approved by the French
ethical committee of the CPP SOOM IV (Comité de Protection des Personnes Sud-Ouest &
Outre-Mer IV). The results will be published in peer-reviewed journals and presented at
national and international conferences.
STRENGTHS AND LIMITATIONS OF THIS STUDY
- This is the first ambitious project to investigate the link between L-BMAA and ALS in
France, taking advantage of existing federation of BMAALS consortium members in
the French network on ALS clusters detection and investigation.
- The case ascertainment relies on multiple sources and among those, on a common
database shared bySince 2003, all French ALS referral centers , share a common
database that which collects information about patients since 2003.
- The study represents more than 47 million individuals persons-years of follow-up.
- We developed and validated a new analytical procedure for the determination of
underivatized L-BMAA at trace levels in complex environmental matrices
- Geostatistical analyses for rare diseases are complicated due to the vague definition
of a cluster: need to aggregate cases on a long period.
- The rapid death of patients led to major difficulty finding living patients for
questionnaires: patients’ relatives are interviewed, which can induce a bias in
responses.
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- At the time of writing few patients have given their consent to a post-mortem swab
which can limit the impact of our study.
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INTRODUCTION
Amyotrophic Lateral Sclerosis (ALS) is a debilitating and fatal neuromuscular disease with an
incidence close to 2.5/100,000 person-years of follow-up (PYFU) in Europe 11. Two forms of
the pathology co-exist: familial ALS (FALS) accounts for approximately 10% of total cases
and the remaining 90% occur sporadically (SALS, sporadic ALS). Historically, an association
has been observed between a mutation on the superoxide dismutase 1 gene (SOD1), which
codes for a copper/zinc metalloproteinase and FALS 22. With three other mutations, C9orf72
(chromosome 9 open reading frame 72), TARDBP (TDP-43 encoding gene) and FUS (Fused
in Sarcoma protein), this represents the most commonly identified mutation among FALS
cases 3-11. Others mutations that have been implicated in the pathological process include
CREST, CRMP4, UBQLN2, TAF15 and TRPM7 11-16. But since, others mutations 3-811-16 have
been discovered whom C9orf72 (chromosome 9 open reading frame 72), TARDBP (TDP-43
encoding gene) and FUS (Fused in Sarcoma protein) are commonly identified in FALS cases
8-163-11.
Although SOD1, FUS and TARDBP mutations have also been found in SALS cases 2 172 17,
the current broad scientific consensus is in favor of a gene-environment interaction causing
SALS: lifestyle factors, environmental exposure, occupational exposure and handling toxic
compounds are among the many factors that can play a role in the appearance of the
pathology. Among lifestyle factors, smoking is the most documented and is mainly
associated with a higher risk of ALS 18-2318-23, whereas coffee and alcohol consumption are
considered protective or not associated with ALS 18 24-2518 24-25. Other associations have been
proposed asre occupational exposure to electromagnetic fields 23 26-2923 26-29, contact with
pesticides or heavy metals 23 30-3323 30-33, frequent head trauma 34-3534-35, and possibly
exposure to formaldehyde 36-3736-37, etc. Another controversial hypothesis, often cited, is that
physical activity, whether occupational or leisure-related, is a risk factor for SALS 38-43. This
theory is sustained by the higher risk of ALS in professional soccer players 35 44-4935 43-48.
On the Pacific island of Guam, ALS-Parkinsonism Dementia Complex (ALS-PDC), which
presents similarly to ALS, occurred at 50 to 100 times the incidence seen worldwide in the
1950s 50-5149-50. An epidemiological study established that consumption of a Chamorro diet
was the only variable significantly associated with disease incidence 5251. In 1967, Vega and
Bell discovered a neurotoxin, β-N-methylamino-L-alanine (L-BMAA), in the genus Cycas, the
seeds of which are used to make flour 5352. Hence, L-BMAA could have been consumed by
Chamorro people through multiple dietary sources, including not only cycad flour but also
meat from flying foxes and other animals that feed on cycad seeds 54-5753-56. In the 1990s, L-
BMAA was proposed as a cause of ALS-PDC 5857. This hypothesis is supported by the
presence of L-BMAA in brain tissues of ALS-PDC and ALS patients from Guam and Canada
but its absence in controls 55-56 5954-55 58. In vitro and in vivo experiments also suggest that L-
BMAA plays a role in neuropathological processes implicated in ALS. Indeed, treatment of
dissociated mixed spinal cord cultures with a concentration of L-BMAA around 30 µM caused
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selective motor neuron loss 6059. Moreover, monkeys fed with large doses of the toxic acid
from cycads developed neurologic impairments: damaged motor neurons in the spinal cord
produced a flaccid paralysis and then damaged neurons in the striatum and cortex which
produced Parkinsonism and behavioral changes 61-6260-61. In rats, although intra-peritoneal
injection of L-BMAA did not provoke any obvious motor dysfunction 6362, it induced markers of
oxidative stress in the liver and cellular changes in favor of apoptosis in motor neurons of
spinal cord 63-6462-63. In neonatal rats, L-BMAA induced significant systemic changes in energy
metabolism and amino acid metabolism (identification of initial metabolite changes for
lactate, acetate, D-glucose, creatine, 3-hydroxybutyrate) 6564. All together, these findings
suggest that acute toxicity of L-BMAA induces developmental alterations that result in long-
term effects on brain function. L-BMAA is also found associated with proteins in
cyanobacteria 55 66-6754 66-67 and in ALS patients’ brain tissue 55 59 6854 58 139. It has recently been
proposed that L-BMAA may be misincorporated into proteins and thus may lead to protein
aggregation, a hallmark of neurodegenerative diseases 69-7065 143, inducing a chronic
exposure to low levels of L-BMAA 69.
First of all, L-BMAA was found to be produced by a wide range of cyanobacteria 55-56 66-67 71-
7354-55 65-69; then, it was shown that diatoms, the most common group of algae, could also
produce it 7470. However, the level of free or bound L-BMAA detected in cyanobacteria is
controversial and the high concentrations reported in the first studies were challenged by
several more recent studies. L-BMAA could be transferred from cyanobacteria or diatoms via
zooplankton to organisms at higher trophic levels 7571. Cox and collaborators have
interestingly highlighted the biomagnification (increasing accumulation of bioactive, often
deleterious, molecules through successively higher trophic levels of a food chain) of L-BMAA
in trophic chain 54 56 76-7753 55 72-73, explaining the large amounts detected in flying foxes from
Guam 54-5753-56. The cyanotoxin hypothesis can also be illustrated by development of ALS
among Gulf War veterans who served in the Qatar desert 7574 and people living on the Kii
peninsula of Japan 7675. Indeed, both cyanobacteria and L-BMAA have been found in the
direct environment of these subpopulations 66 77-7865 76-77. However, it has been observed that
ALS rates in the Kii peninsula are also partly attributable to C9orf72 mutations 7978.
Due to eutrophication and, to a lesser extent, to climate changes 78-7979-80, cyanobacterial
blooms seem to be increasing in freshwater ecosystems worldwide. France is not exempt
from this phenomenon as different genera of cyanobacteria are found on its territory 80-8381-84.
Therefore, exposure of French ALS patients to cyanobacteria, and thereby to cyanotoxins as
L-BMAA 84, is a reasonable hypothesis and could potentially explain some ALS cases.
The French BMAALS program 8585 takes advantage of i) existing federation of BMAALS
consortium members in the French network on ALS clusters detection and investigation,
supported by INSERM (Institut National de la Santé et de la Recherche Médicale) and ii) of
geo-epidemiology to investigate patients’ environment (dwelling, occupational and leisure) in
order to assess spatial association (not cause-and-effect) between exposure of ALS cases
and a putative cyanobacterial exposure to cyanotoxinsin combination with patients’ history
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about prior exposures. Furthermore, a case-control study will be performed to investigate the
putative routes of contamination by L-BMAA which are: i) ingestion of contaminated drinking
water or dermal contact in recreational water 75 86-8971 86-89; ii) consumption of aquatic or
terrestrial food previously exposed to toxins 55 75 84 90-9354 71 90-94 ; iii) cyanobacterial dietary
supplements which are rich in protein content 73 94-9569 95-96 and iv) inhalation or aerosolization
96-9974 97-99. To assess the exposure of patients to L-BMAA, a reliable quantification method
has been developed and validated. As far we know, this is the first ambitious project to
investigate the link between L-BMAA and ALS in France.
METHODS AND ANALYSIS
BMAALS program
The main objective of the BMAALS program is to improve our knowledge on putative links
between the occurrence of ALS and the neurotoxin L-BMAA by studying defined
geographical regions in France. To reach our aim, the BMAALS group (a multidisciplinary
consortium of epidemiological, neurological, chemical, microbiological and environmental
experts) was created in 2011. The protocol was reviewed and approved by the ethical
committee of the CPP SOOM IV (Comité de Protection des Personnes Sud-Ouest & Outre-
Mer IV) on February 10th 2011.
The protocol is organized in six steps:
1. An exhaustive ascertainment of all incident ALS cases was performed for the period
under study and in the areas under surveillance.
2. Based on this case ascertainment, geostatistical analyses will allow identification of
clusters, characterized as abnormal aggregates of affected people, according to
incidence calculations.
3. A population-based case-control study will be performed taking into account notable
clusters previously identified.
4. Mapping of factors conducive to algae blooms will help assess indirect exposure of
patients to cyanobacteria and, by extension, to cyanotoxins.
5. Collection of drinking water, fruits and vegetables from patients’ gardens, and
watering water will permit evaluation of direct exposure of patients to L-BMAA. These
results will be compared to findings from control environments.
6. Post-mortem analysis of voluntary SALS-donors’ and control-donors’ brains will
permit evaluation of bio-accumulation of L-BMAA in French patients.
Case ascertainment
Spatial and temporal dimensions
The program covers the period from January 1st 2003 to December 31st 2011 and involves 10
counties from three French areas (equivalent to districts or sub-districts in some other
countries); namely Limousin with 3 departments out of 3, Languedoc-Roussillon with 2
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departments out of 5 and Rhône-Alpes with 5 departments out of 8 (Figure 1). Due to the
long study period (9 years) and the extended area (5,230,000 inhabitants), this represents
more than 47 million individuals PYFU (Table 1).
Table 1: Populations in the areas under study. (Data from INSEE, French Institut National de
la Statistique et des Etudes Economiques)
Mean population (2003-2011) PYFU
LIMOUSIN
Corrèze 239,630 2,156,666
Creuse 123,179 1,108,607
Haute-Vienne 368,404 3,315,632
LANGUEDOC-ROUSSILLON
Hérault 1,007,451 9,067,055
Pyrénées-Orientales 433,243 3,899,187
RHÔNE-ALPES
Ardèche 307,119 2,764,067
Drôme 471,348 4,242,128
Isère 1,175,146 10,576,314
Savoie 404,247 3,638,219
Haute-Savoie 707,077 6,363,693
TOTAL 5,236,844 47,131,568
Case ascertainment methodology
The methodology applied here is consistent with that used for the FRALim register 100 (Marin
et al., under revision at Eur J Neurol, 2014). Case ascertainment began with the creation of
the consortium in 2011 and is now complete.
Patients were required to meet the following inclusion criteria: i) living in the area under study
at the time of diagnosis; ii) diagnosed with ALS that is definite, probable or probable
laboratory supported (excluding clinically possible cases) according to El Escorial revised
criteria (EERC) 101-102100-101 and iii) they were identified by at least one source of
ascertainment (out of three). Nominative data are obtained from the French national
coordination of ALS referral centers, public and private hospitals in the areas of interest, and
health insurance data related to long duration diseases.
1st source: French national coordination of ALS referral centers
Since 2003, all French ALS referral centers share a common database (Ictrals and then
CleanWeb) that collects information about patients. This CleanWeb database was authorized
by the Commission Nationale de l’Informatique et des Libertés (CNIL) on May 27th 2011. Two
kinds of information are gathered: i) sociodemographic data (first and last name, age,
birthday, current address, date of death if applicable) and ii) clinical data such as EERC, form
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of onset (spinal or bulbar), symptoms, ALS functional rating scale-revised 102, manual
muscular testing 103103, diagnosis delay.104
2nd source: public and private hospitals
Hospital medico-administrative data from inpatients with a G12.2 code corresponding to
motor neuron disease according to the international classification of disease 10th version in
any of their medical record (principal, related, significantly associated or documentary
associated diagnosis), were collected. New cases so determined were further analyzed by a
neurologist to confirm the ALS diagnosis and EERC.
3rd source: health insurance bodies
Health insurance bodies were asked to help by identifying patients declaring a long duration
disorder coded ALD n°9, specific to ALS according to the French Haute Autorité de Santé.
Four important French institutions agreed to participate: the principal one was the “régime
général” which concerns 75% of the French population, and the three others were specific to
subgroups of people: i) the “régime agricole, mutuelle sociale agricole“ for those in the
agricultural domain, ii) the “régime social des indépendants”, which deals with artisans,
traders, industrialists and private professionals, and iii) the “caisse nationale militaire de
sécurité sociale” for military employees. For patients recruited from this source, EERC was
also reviewed in a centralized way.
In order to verify the completeness of the recruitment of incident ALS cases in the period of
time and area of interest, we will use a capture-recapture method (Figure 2) 105-106104-105.
Matching multiple sources of information from a unique population allows for estimation of
the number of cases unidentified by any source, the total number of cases and the
exhaustiveness of each source. This method has already been applied to ALS 39 106-10939 106-
109.
For the case ascertainment, we founded our methodology on these sources. It was not
possible, while tempted, to involve private neurologists because it was not possible for them
to retrieve retrospective information about past ALS patients seen in their practice (problems
of lack of computerized database). Hence, we relied on these three sources only. This
methodology has been applied in the FRALim register 100 (first register of ALS in France,
located in Limousin, for the period 2000-2011). The case ascertainment was also based on
these three sources and we estimated, thanks to capture-recapture analysis, an
exhaustiveness of the register of 98.4% (95% CI 95.6-99.4), thus a low number of false
negative cases 10099 (ie. missed cases). As for the other departments in the BMAALS project
we applied the same methodology, we expect the same high level of exhaustiveness.
Geo-epidemiology
Geographic information systems (GIS) will be used to structure and analyze geographic
information collected or produced in the context of the program. In France, the legal geodesic
network reference, established by the French Institut National Géographique et Forestière
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(IGN), is RGF93 (French geodesic network set-up in 1993). Thus, all cartography carried out
by the BMAALS consortium will be projected in RGF93.
To ensure comprehensive data analysis, we have decided on to investigate three levels as
described below (Figure 3).
1st level, Ssmallest geographic unit: ALS incidence
According to Knox, a cluster in epidemiology is defined as “a geographically-bounded group
of occurrences of sufficient size and concentration to be unlikely to have occurred by chance”
107110. More recently, Elliott and Wartenberg wrote that “the term disease cluster is poorly
defined but implies an excess of cases above some background rate bounded in time and
space” 108111. Thus, those imprecise definitions do not explain clearly what a cluster is: how
many cases do we need for considering having a cluster?demonstrate considerable potential
for inaccuracy and misinterpretation.
When considering a rare disorder such as ALS, one inherent issue is the small number of
events. Therefore, it is necessary to consider a large population obtained by aggregating
cases over many years and/or by using a large geographical area. Indeed, individual clusters
should not be investigated unless a sufficient number of cases is reached (five or more) and
relative risks (RR) in a particular area are higher than 20 109-110112-113. However, among five
articles published since the year 2000 dealing with spatial clustering of ALS, only one team
found clusters with high relative risks (Table 12) 111114. Here, over-incidence clusters are
defined as areas where RR is greater than 1.8, under-incidence zones are those
characterized by a RR lesser than 1.
Table 2: Spatial clustering of ALS
Authors Year Location Period Length Oi Ei RR min Oi Ei RR max
Uccelli et al.
111114
2007 Italy 1980-
2001 22 149 91.82 1.63 41 0.65 63.03
Turabelidze
et al. 112178
2008
Jefferson county,
Missouri
1998-
2002 5 3 0.47 6.4 3 0.47 6.4
Doi et al.
113179
2010 Japan 1995-
2004 10 384 276.71 1.26 181 115.70 1.56
Boumédiène
et al. 2626
2011 Limousin, France
1997-
2007 11 9 2.30 3.91 6 1.24 4.84
Masseret et
al. 8490
2013 Hérault, France
1994-
2009 16 9 4.10 2.19 4 0.71 5.63
Table 1: Spatial clustering of ALS
Oi: observed cases; Ei: expected cases; RR: relative risk
HereIn the BMAALS program, over-incidence clusters are defined as areas where RR is
found as being greater than 1.8, under-incidence zones are those characterized by a RR
lesser than 1.
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After case ascertainment, addresses of patients included in the program will be geocoded.
Districts defined as life areas are the chosen grouping units with which to measure expected
cases. According to the French Institut National de la Statistique et des Etudes Economiques
(INSEE), a life area is the smallest territory unit in which inhabitants have access to common
equipment and services.
Expected cases values depend on demographical structure (age and sex) of the exposed
population given observed incidence in the 10 studied counties (Table 1). Then, a
standardized incidence ratio (SIR) will be determined by calculating the ratio between the
number of observed cases and the number of expected cases. Significance of SIR compared
to global incidence will be evaluated using a Poisson distribution (95% confidence).
Geostatistical analyses, based on Kulldorff statistics, will be performed to identify areas of
significant over- or under-incidence as compared to the referral incidence value, which is the
global incidence in the whole area under study.
This first cartography is useful for tracking interesting sites for patients’ interview.
2nd level, aAverage geographic unit: Cyanobacterial bloom investigation
Numerous physical parameters favor extensive propagation of cyanobacteria, such as
warmer temperatures, particular rainfall patterns, windiness and consequently the intensity of
thermal stratification of the water column 114-116115-117. Moreover, bloom-forming cyanobacteria
have been shown to be favored by high alkalinity and associated high pH 117118. Increasing
magnitude and frequency of cyanobacterial blooms is also related to nutrient enrichment
(phosphorus, P, and nitrogen, N) of freshwater 118-122119-123 and input of micronutrients such
as iron and molybdenum 123-124124-125. A recent model has identified higher risk lake
environments where more targeted monitoring of cyanobacterial biovolumes should be
focused: water colour 10-20 Pt.L-1, alkalinity > 1 mEq.L-1, retention time > 30 days and total
phosphorus > 20 µg.L-1 125126.
All these parameters should be considered when carrying out descriptive cartography and
tracing the history of cyanobacterial blooms. To do that, we will make use of various free-to-
access databases such as: Basias (Bureau de Recherche Géologiques et Minières, BRGM),
which compiles lists of plants located on French territory that are susceptible to the release of
Pphosphorus, N nitrogen and nutrients in water; data furnished by water agencies
concerning measurements of industrial pollutant emissions and wastewater treatment plants;
ADES portal (Accès aux Données sur les Eaux Souterraines), which gives access to water
channeling points and water consumption quality control. Moreover, a convention with Météo
France, the French organization for meteorology, has been signed to retroactively view
climate conditions over the period 2003-2011 and before.
All these data will be integrated into our GIS to create a complete database, and also to
identify sites of interest for sampling.
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Geographic statistics will be then performed in order to classify each administrative unit (e.g.
municipality) according to four parameters: i) the number of days of sunshine, ii)
temperature, iii) the area of stagnant water (included dam and ponds) and iv) data on P and
N withdrawal. For the last one, anthropogenic factors will also be considered as industrial
and agricultural activities can impact on N and P release (use of organophosphorus
compounds, for example). This multi-criteria approach will allow obtaining an index of
promoting cyanobacterial blooms. The same will be done with watersheds as there is an
aggravating effect from upstream to downstream of P and N inputs. Finally, a coefficient
correlation will be measured between SIR and the calculated index.
This database will also gather information about all plants on French territory, the high
voltage electricity network, and stretches of water (ponds, riversX). Hence, it will give a
general overview of patients’ and controls’ industrial and dwelling environments. Geographic
statistics based on classification of municipalities as previously described will be used to
highlight interesting particularities.
Further analysis of cyanobacterial blooms will involve using a fluorimetric probe to detect the
emission and excitation wavelength of phycocyanine, a pigment almost exclusively specific
to cyanobacteria 126127. Water sampling will permit identification of cyanobacterial species.
3rd level: Llarge geographic unit: questionnaire for a case-control study
This part aims to highlight differences in life habits between SALS patients and controls.
Criteria for selecting ALS patients are as follows: i) familial history cases are excluded; ii) last
known address must be in an over- or under-incidence area and iii) if possible, vicinity with
other affected people, which may suggest a close source of an environmental risk factor
leading to ALS. Controls will be matched on age at diagnosis, sex and , city and should not
present any neurological pathologies. Chosen patients and controls will be submitted to a
semi-structured interview, e.g. systematic questions with the possibility of free interview to
look in more depth at particular issues raised. The questionnaire has been developed by the
consortium specifically for the BMAALS program.
Based on clustering pilot results 2626, a number of clusters to investigate was selected a
priori: 3 over-incidence areas in Limousin, 2 in Languedoc-Roussillon and 4 in Rhône-Alpes;
with an expected number of 4 patients in each cluster (and 4 controls) in each cluster, this
will represent a total of about 72 interviews. The same number of interviews for patients and
controls will be performed in under-incidence areas. Due to the short survival time of the
disease, the number of living patients diagnosed between 2003 and 2011 is low, in particular
in Limousin. Thus, when necessary, relatives will be questioned.
Cyanobacterial and L-BMAA hypotheses are tested via questions about: i) drinking water; ii)
bathing habits; iii) food consumption whom dietary supplements and if any, the type of
supplement is informed; and iv) irrigation water if any. The aim of the questionnaire is to
obtain a comprehensive description of patients’ habits in all aspects of their lives. Hence, it
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will be made clear that questions are not just about the time immediately preceding the
diagnosis.
To assess exposure to cyanotoxins indirectly, an ad-hoc questionnaire is a useful
supplement to direct collection of environmental samples 127128. Hence, samples will be taken
in case and control environments to test for the presence of cyanobacteria in water (the
same probe as described above) and for further chemical analysis (in water and food).
To ensure that L-BMAA is most likely to be implicated, the questionnaire also covers items
already described in the literature such as dwelling location (urban/rural), occupation,
presence of certain industries in the dwelling environment, toxic exposure during
employment or hobbies, participation in sport, physical trauma, alcohol and tobacco
consumption 23 26 30-31 48 128-13123 26 30-31 47 129-132. As there is probably a long latency period
between exposure and appearance of ALS 132-133133-134 and given that L-BMAA exists in a
protein-associated form which could act as an endogenous neurotoxic reservoir over time
5554, in-depth study will involve gathering details of dwelling since birth (in order to precise
their residential history)of patients, and for other items from the age of 13. Indeed, French
population is regularly subject to migratory flows (Figure 4) and it has to be considered in our
study.
All information gathered will be used to map the spaces where patients live for further
analysis to identify common places, and so to further analyze the cyanobacterial history of
these areas.
Chemical and microbiological approaches
Currently, the most widely used L-BMAA quantification method is liquid chromatography (LC)
coupled to tandem mass spectrometry (LC-MS/MS) 69 72 92-94 139-14068 71 91-93 135-136. A pre-
derivatization step, prior to LC separation, has also been described using 6-aminoquinolyl-N-
hydrosuccinimidyl (6-AQC), a fluorescent derivative agent. In that case, the analyte was
either detected by fluorescence or by tandem MS. However, a major drawback of this pre-
derivatization is the likelihood of false-positive results 141137. Therefore, aAn analytical
procedure has been developed and validated in our program for the determination of
underivatized L-BMAA at trace levels in complex environmental matrices (cyanobacteria,
biofilm, food, human brain tissue, plasma or urine) using solid-phase extraction (SPE) based
on mixed mode sorbent to concentrate and clean-up real complex samples 134138. The
methodology of quantification relies on liquid chromatography (LC) coupled to tandem mass
spectrometry (LC-MS/MS). Proportion of free and then bound L-BMAA in cyanobacterial
proteins will be measured.
In parallel, a microbiological study will be undertaken involving culture of axenic
cyanobacteria strains from various origins and ecosystems (terrestrial, aquatic, fresh water,
sea water or brackish water), as done in seminal work by Cox and collaborators 6765. By
using the analytical method described above, free L-BMAA will be quantified in
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environmental and biological samples. Moreover, kinetic experiments will assess whether L-
BMAA production is constitutive or if variations of concentration are observed over time.
Finally, feeding experiments using various labeled amino acid should help identify the
putative precursors of L-BMAA.
L-BMAA is also found associated with proteins in cyanobacteria 54 66-6754 65-66 and in ALS
patients’ brain tissue 54 58 13954 58 135. It has recently been proposed that L-BMAA may be
misincorporated into proteins and thus may lead to protein aggregation, a hallmark of
neurodegenerative diseases 65 143139-140. Proportion of bound L-BMAA in cyanobacterial
proteins will be measured using standard techniques.
Implications of results for searching theoretical models
Synthesis of the results of the steps described above aims to develop a cyanobacterial
proliferation model based on environmental and microbiological data, on one hand; and to
detail population exposure to L-BMAA relying on detection of presence of L-BMAA in
patients’ environment, on the other. First, environmental data will serve to identify climatic
parameters (sunshine, temperature, rainfall and wind patterns) favorable for cyanobacterial
blooms; and microbiological analyses will allow determining propitious conditions leading to
L-BMAA production by cyanobacteria. Population exposure will be studied by i) comparing
industrial occupation between over- and under-incidence areas; ii) assessing the risk of
exposure through public facilities and infrastructure; and iii) examining differences in habits
between cases and controls.
DISCUSSION
The present project aims to better describe the link between ALS, the neurotoxin L-BMAA
and cyanobacteria through use of case ascertainment, spatial clustering, questionnaires and
chemical analyses.
Food frequency questionnaires show to be reliable for long-term recall, from 8 to 24 years 135-
139: hence, they appear to be a good alternative to food diary recall for diseases with a
potential long-term incubation. However, Tthe BMAALS project concerns three French
regions which are irregular in terms of population density: Rhône-Alpes has about
141 inhabitants/km² (in 2009), Languedoc-Roussillon about 95 inhabitants/km² (in 2007) and
finally, the least populated of the three is Limousin with 43 inhabitants/km² (in 2010) (INSEE
figures). This heterogeneity combined with the long period studied (2003-2011) and the rapid
death of patients led to major difficulty finding living patients for questionnaires, in particular
in Limousin. So, patients’ relatives are interviewed, which can induce a bias in responses 140.
To avoid any misinterpretation of the question concerning dietary habits, it is clearly clarified
that it concerns habits before diagnosis and first symptoms. Moreover, we also have
developed a self-administered questionnaire given to all ALS patients (not only those
included to our program) and we will compare answers between patients since 2012 and
those from 2003-2011 (ancillary study).
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Likewise, there are almost no patients in areas of significant under-incidence. With regard to
multiple source case ascertainment, we recognize that some patients may might be missed
because of difficulty diagnosing ALS in elderly people due to confusion between ALS
symptoms and decline due to ageing. Another important issue is the low participation rate for
post-mortem analysis: at the time of writing, few patients have given their consent to a post-
mortem swab, thereby perhaps reducing the impact of our study.
The hypothesis of L-BMAA exposure as an environmental risk factor in ALS pathology is
controversial, notably because of contradictory results. Intoxication assays with the toxin
yielded uneven results 141141. With regard to experimental designs, it appears that the
neurotoxic effect of L-BMAA: i) depends on the mode of administration, and ii) is species-
dependent and iii) genetic predisposition may also be at play 142. For example, two teams
failed to develop a mouse model by daily oral administration of L-BMAA (0.001 and 0.5 g/kg)
143-144142-143; whereas, Spencer and collaborators have developed a simian model by daily oral
administration of L-BMAA with doses ranging from 0.1 to 0.3 g/kg 61-6260-61. Furthermore,
other murine models based on intraperitoneal and intracerebroventricular injections of L-
BMAA in mice and rats lead to effective behavioral changes 63 145-15162 144-150. Other work
strengthens the L-BMAA hypothesis by highlighting the implication of the toxin in other
degenerative diseases such as Alzheimer’s disease (AD), Parkinson’s disease and
pigmentary retinopathy 55-56 59 68 152-15354-55 58 135 151-152. Although the mechanism of action is not
yet completely understood, it seems that L-BMAA neurotoxicity involves: i) direct action on
NMDA receptors; ii) activation of glutamate receptor 5, and iii) induction of oxidative stress
154-155153-154 and iv) association to protein due to mischarging of tRNA 69. Moreover, a recent
study has shown that L-BMAA leads to an increase in insoluble TAR DNA-binding protein 43
(TDP-43) 156155, aggregation of this protein being an important hallmark in neurodegenerative
diseases 157156. To further support our seminal hypothesis, it is interesting to note that
mycrocystin-leucine-arginine (mycrocystin-LR), a cyanobacterial toxin, has been shown to be
involved in AD 158-159157-158.
Another debatable point concerns the quantification of L-BMAA, given that concentrations
measured vary depending on the analytical method used (Figure 35). The crucial issue is to
develop a method that distinguishes L-BMAA from its isomers and amino acids to achieve a
selective titration method. Currently, the most widely used L-BMAA quantification method is
liquid chromatography LC-MS/MS) 68 72 75 90-92 16069 72 92-94 139-140. A pre-derivatization step, prior
to LC separation, has also frequently been described using 6-aminoquinolyl-N-
hydrosuccinimidyl (6-AQC), a fluorescent derivative agent. In that case, the analyte was
either detected by fluorescence or by tandem MS. However, a major drawback of this pre-
derivatization is the likelihood of false-positive results 161141.The crucial issue is to develop a
method that distinguishes L-BMAA from its isomers and amino acids to achieve a selective
titration method. Interestingly, c Comparison of five standard methods, namely HPLC-FD,
ultra HPLC (UHPLC)-MS/MS, UHPLC-MS/MS with AQC or propyl chloroformate
derivatization and UHPLC with ultraviolet detection shows that they all clearly distinguish L-
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BMAA from other amino acids 162159. One team succeeded in detecting L-BMAA in brains
from ALS-PDC or AD patients by using high pressure liquid chromatography with
fluorescence detection (HPLC-FD) and samples derivatized with 6-AQC 55-56 59 6854-55 58 135;
while other teams failed to detect any L-BMAA in patients' brains by using HPLC-FD with
samples derivatized with 9-fluorenylmethylchloroformate (FMOC) or by gas chromatography
(GC) 163-164160-161. These results suggest that either HPLC-FD with a 6-AQC derivatization is
more sensitive than HPLC-FD with a FMOC derivatization or 6-AQC derivatization generates
false-positive results. The GC method has been improved to enhance recovery but was still
inefficient in detecting L-BMAA in brains of mice fed with it 165162. This was later made
possible but it is still not efficient in human tissues 166163. This illustrates the importance of
continuing to improve analytical methods.
It has been shown that HPLC-FD overestimates L-BMAA concentration, due to low
selectivity, with estimates in the high µg/g range rather than in the more realistic ng/g to low
µg/g range. The LC/MS-MS method is more selective and gives more reliable results 160136.
One major argument in favor of using underivatized methods is that the universal 6-AQC
derivatization of primary and secondary amines could lead to misidentification of L-BMAA in
complex matrices 161137. The method we propose here 134138 based on LC/MS-MS, overrides
the derivatization step, unlike another recent new method developed 167164, allowing
quantification of L-BMAA at trace levels, but it remains to be adapted for quantification of L-
BMAA in all the matrices needed in the program.
Inability to detect L-BMAA in patients’ brains casts doubt on its bio-accumulation. Addressing
this issue, we can argue that: i) L-BMAA crosses the blood-brain barrier (BBB) 61-62 166 16860-61
163 165 and ii) there is a scientific consensus on bio-accumulation of L-BMAA in trophic chains
which has been shown by several teams in sea food 75 90-92 16971 91-93 166. Together, these
results suggest that L-BMAA after having crossed the BBB can be bio-accumulated, as it is
concentrated in brains of other organisms 57 75 9156 71 92. Furthermore, a brief review of the
literature reveals that L-BMAA has been quantified in brain using MS 55-56 59 68 16454-55 58 135 161.
Glover and colleagues showed that failure to detect L-BMAA cannot be considered proof of
absence of the compound because of its reactivity with metal ions in the sample matrix and
the formation of metal adducts during electrospray ionization MS 170167. However, this
problem should be overcome by quantifying the matrix effect by using spiked samples with
pure standards 134138.
Nonetheless, finding putative sources of L-BMAA contamination is proving very difficult. To
illustrate this point, we can cite Karlsson and collaborators who demonstrated L-BMAA
clearance: in 7-month-old neonatal rats, there is no detectable free or protein-associated L-
BMAA 70140. The authors suggest that observed long-term protein changes and cognitive
impairments in adult animals exposed to L-BMAA as neonates 171-174168-171 are due to
mechanisms initiated during development. Hence, the clearance mechanism may lead to
inability to detect L-BMAA in patients' brains, but that does not mean that L-BMAA is
innocuous pathologically. Besides, neonatal contamination is conceivable as Andersson and
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colleagues have shown that L-BMAA can be transferred to neonates during lactation via
breast milk 175172. This new route of contamination conspicuously complicates the
identification of an environmental risk factor. Moreover, as ALS is probably a gene-
environment disease, attention must also be paid to genetic and epigenetic factors 176-179173-
176. For example, genetic susceptibility to environmental toxins - heavy metals,
solvents/chemicals and pesticides/herbicides - has been reported 180177.
It is of major importance to identify environmental risk factors causing SALS. The protocol
presented here aims to study the link between L-BMAA and ALS in France by characterizing
exposure modalities, either individual or collective, to cyanobacteria and more precisely to
the L-BMAA toxin. Also, it intends to shed light on other hypotheses formulated as putative
origins for SALS in the literature, thanks to the questionnaire (as occupational exposure and
sports practicing). Finally, our results could be used to generate a guide of precautions
against behavioral risk leading to exposure to L-BMAA.
In conclusion, the results of this project should help to i) give a clear picture of ALS
distribution over 10 French counties; ii) identify clusters where environmental factors may
play a greater role than elsewhere; iii) provide information about some environmental
specificities of ALS clusters, especially regarding factors related to cyanobacteria presence
and proliferation as also BMAA presence; and iv) see to what extend the BMAA hypothesis
seem to be relevant regarding explanation of SALS clusters within the large French area
considered. Despite of limitations mainly lying on bias due to interviews of patients’ relatives
and the controversy on BMAA analysis, this program is of importance because it is the first to
investigate the cyanobacteria hypothesis in France.
ACKNOWLEDGEMENTS
We thank all institutes which collaborated with case ascertainment. The authors gratefully
acknowledge William Francis for careful editing of the manuscript.
COMPETING INTERESTS
The authors declare that they have no competing interests.
FUNDING
This work is supported by the French National Research Agency (ANR) grant number
Program ANR-11-CESA-0014 (Project “BMAALS”).
AUTHOR CONTRIBUTIONS
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PC, BM, PMP, MDC, FB, EL, VB, DJB, WC, VP and AM were involved in the study
conception and design. PC, BM, MN, EL, VB, GB, WC, NP, RJM, have participated in case
ascertainment. AD is responsible for questionnaires. AM and OP are implicated in
cyanobacteria study. VP, AC and SEA are responsible for chemical analyses. FB and JPL
are geo-epidemiologists. LB, ML, EM and EA are environmentalists. FP, JB and VR are
anatomopathologists. AD wrote the manuscript, which was finally approved by BM, PC, FB
and PMP. All authors read and approved the final manuscript.
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methylamino-L-alanine) during the neonatal period. Behav Brain Res
2011;219(2):310-20.
174. Karlsson O, Berg AL, Lindstrom AK, et al. Neonatal exposure to the cyanobacterial toxin
BMAA induces changes in protein expression and neurodegeneration in adult
hippocampus. Toxicol Sci 2012;130(2):391-404.
175. Andersson M, Karlsson O, Bergstrom U, et al. Maternal transfer of the cyanobacterial
neurotoxin beta-N-methylamino-L-alanine (BMAA) via milk to suckling offspring. PLoS
One 2013;8(10):e78133.
176. Chestnut BA, Chang Q, Price A, et al. Epigenetic regulation of motor neuron cell death
through DNA methylation. J Neurosci 2011;31(46):16619-36.
177. Martin LJ, Wong M. Aberrant regulation of DNA methylation in amyotrophic lateral
sclerosis: a new target of disease mechanisms. Neurotherapeutics 2013;10(4):722-
33.
178. Callaghan B, Feldman D, Gruis K, et al. The association of exposure to lead, mercury,
and selenium and the development of amyotrophic lateral sclerosis and the
epigenetic implications. Neurodegener Dis 2011;8(1-2):1-8.
179. Pilsner JR, Hu H, Ettinger A, et al. Influence of prenatal lead exposure on genomic
methylation of cord blood DNA. Environ Health Perspect 2009;117(9):1466-71.
180. Morahan JM, Yu B, Trent RJ, et al. Genetic susceptibility to environmental toxicants in
ALS. Am J Med Genet B Neuropsychiatr Genet 2007;144B(7):885-90.
FIGURES LEGENDS
Figure 1: Areas under study in BMAALS program. BMAALS is a French project with
collaboration between three regions: Limousin, Languedoc-Roussillon (2 departments out of
5) and Rhône-Alpes (5 departments out of 8).
Figure 2: Multiple sources of case ascertainment. For the application of a capture-recapture
method, three sources were solicited: i) the French national coordination of ALS referral
centers, ii) public and private hospitals and iii) health insurance structures.
Figure 3: The three levels considered for geostatistical analyses. Aims and methodologies
applied are represented for each of the three levels: from the smallest geographic unit for
calculating ALS incidence; through average geographic unit for studying cyanobacteria
extend; to finally the largest geographic unit for assessing ALS patients’ exposure.
Figure 4: Residential migration rate of French population. These maps reflect the intra-
regional mobility of French people from 1975 to 2004. The residential migration rate is
expressed per 1000 persons. (Data from INSEE)
Figure 35: L-BMAA quantification in mollusks throughout the world. Comparison of three
quantification methods, and teams, highlights discrepancies in L-BMAA titration. Does that
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reveal a difference in selectivity of the method or the existence of a gradient of the
neurotoxin?
FD: fluorescence detection; MS: mass spectrometry; rHPLC: reverse phase high pressure
liquid chromatography; SPE: solid phase extraction; UHPLC: ultra-high pressure liquid
chromatography
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Figure 1: Areas under study in BMAALS program. BMAALS is a French project with collaboration between three regions: Limousin, Languedoc-Roussillon (2 departments out of 5) and Rhône-Alpes (5 departments
out of 8). 148x115mm (600 x 600 DPI)
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Figure 2: Multiple sources of case ascertainment. For the application of a capture-recapture method, three sources were solicited: i) the French national coordination of ALS referral centers, ii) public and private
hospitals and iii) health insurance structures.
77x37mm (600 x 600 DPI)
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Figure 3: The three levels considered for geostatistical analyses. Aims and methodologies applied are represented for each of the three levels: from the smallest geographic unit for calculating ALS incidence;
through average geographic unit for studying cyanobacteria extend; to finally the largest geographic unit for
assessing ALS patients’ exposure. 91x41mm (600 x 600 DPI)
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Figure 4: Residential migration rate of French population. These maps reflect the intra-regional mobility of French people from 1975 to 2004. The residential migration rate is expressed per 1000 persons. (Data from
INSEE)
48x11mm (600 x 600 DPI)
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Figure 5: L-BMAA quantification in mollusks throughout the world. Comparison of three quantification methods, and teams, highlights discrepancies in L-BMAA titration. Does that reveal a difference in selectivity
of the method or the existence of a gradient of the neurotoxin? FD: fluorescence detection; MS: mass spectrometry; rHPLC: reverse phase high pressure liquid
chromatography; SPE: solid phase extraction; UHPLC: ultra-high pressure liquid chromatography 120x86mm (600 x 600 DPI)
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STROBE 2007 (v4) Statement—Checklist of items that should be included in reports of case-control studies
Section/Topic Item
# Recommendation
Reported on
page #
Title and abstract 1 (a) Indicate the study’s design with a commonly used term in the title or the abstract 2
(b) Provide in the abstract an informative and balanced summary of what was done and what was found 4
Introduction
Background/rationale 2 Explain the scientific background and rationale for the investigation being reported 6-7
Objectives 3 State specific objectives, including any prespecified hypotheses 7
Methods
Study design 4 Present key elements of study design early in the paper 8
Setting 5 Describe the setting, locations, and relevant dates, including periods of recruitment, exposure, follow-up, and data collection 8
Participants 6 (a) Give the eligibility criteria, and the sources and methods of case ascertainment and control selection. Give the rationale for
the choice of cases and controls
8
(b) For matched studies, give matching criteria and the number of controls per case 12
Variables 7 Clearly define all outcomes, exposures, predictors, potential confounders, and effect modifiers. Give diagnostic criteria, if
applicable
Data sources/
measurement
8* For each variable of interest, give sources of data and details of methods of assessment (measurement). Describe comparability
of assessment methods if there is more than one group
13
Bias 9 Describe any efforts to address potential sources of bias 14-16
Study size 10 Explain how the study size was arrived at 8
Quantitative variables 11 Explain how quantitative variables were handled in the analyses. If applicable, describe which groupings were chosen and why
Statistical methods 12 (a) Describe all statistical methods, including those used to control for confounding
(b) Describe any methods used to examine subgroups and interactions
(c) Explain how missing data were addressed
(d) If applicable, explain how matching of cases and controls was addressed
(e) Describe any sensitivity analyses
Results
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Participants 13* (a) Report numbers of individuals at each stage of study—eg numbers potentially eligible, examined for eligibility, confirmed
eligible, included in the study, completing follow-up, and analysed
(b) Give reasons for non-participation at each stage
(c) Consider use of a flow diagram
Descriptive data 14* (a) Give characteristics of study participants (eg demographic, clinical, social) and information on exposures and potential
confounders
(b) Indicate number of participants with missing data for each variable of interest
Outcome data 15* Report numbers in each exposure category, or summary measures of exposure
Main results 16 (a) Give unadjusted estimates and, if applicable, confounder-adjusted estimates and their precision (eg, 95% confidence
interval). Make clear which confounders were adjusted for and why they were included
(b) Report category boundaries when continuous variables were categorized
(c) If relevant, consider translating estimates of relative risk into absolute risk for a meaningful time period
Other analyses 17 Report other analyses done—eg analyses of subgroups and interactions, and sensitivity analyses
Discussion
Key results 18 Summarise key results with reference to study objectives
Limitations 19 Discuss limitations of the study, taking into account sources of potential bias or imprecision.
Discuss both direction and magnitude of any potential bias
14-16
Interpretation 20 Give a cautious overall interpretation of results considering objectives, limitations, multiplicity of analyses, results from similar
studies, and other relevant evidence
Generalisability 21 Discuss the generalisability (external validity) of the study results 16
Other information
Funding 22 Give the source of funding and the role of the funders for the present study and, if applicable, for the original study on which the
present article is based
16
*Give information separately for cases and controls in case-control studies and, if applicable, for exposed and unexposed groups in cohort and cross-sectional studies.
Note: An Explanation and Elaboration article discusses each checklist item and gives methodological background and published examples of transparent reporting. The STROBE
checklist is best used in conjunction with this article (freely available on the Web sites of PLoS Medicine at http://www.plosmedicine.org/, Annals of Internal Medicine at
http://www.annals.org/, and Epidemiology at http://www.epidem.com/). Information on the STROBE Initiative is available at www.strobe-statement.org.
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Searching for a link between the L-BMAA neurotoxin and Amyotrophic Lateral Sclerosis: study protocol of the French
BMAALS program
Journal: BMJ Open
Manuscript ID: bmjopen-2014-005528.R2
Article Type: Protocol
Date Submitted by the Author: 11-Aug-2014
Complete List of Authors: Delzor, Aurélie; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Couratier, Philippe; INSERM UMR 1094, Tropical Neuroepidemiology; University Hospital Dupuytren, Department of Neurology, ALS Center Boumédiène, Farid; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Nicol, Marie; INSERM UMR 1094, Tropical Neuroepidemiology; University Hospital Dupuytren, Department of Neurology, ALS Center Druet-Cabanac, Michel; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Paraf, François; University Hospital Dupuytren, Department of Neurology, ALS Center Méjean, Annick; CNRS UMR 8236, Interdisciplinary Laboratory for Tomorrow’s Energy Pack (LIED), University Paris Diderot-Paris 7 Ploux, Olivier; CNRS UMR 8236, Interdisciplinary Laboratory for Tomorrow’s Energy Pack (LIED), University Paris Diderot-Paris 7 Leleu, Jean-Philippe; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Brient, Luc; UMR 6553 ECOBIO, Ecosystems - Biodiversity - Evolution, University Rennes I Lengronne, Marion; UMR 6553 ECOBIO, Ecosystems - Biodiversity - Evolution, University Rennes I Pichon, Valérie; UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization (LSABM); University Sorbonne, University Pierre and Marie Curie (UPMC) Combès, Audrey; UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization (LSABM); University Sorbonne, University Pierre and Marie Curie (UPMC) El Abdellaoui, Saïda; UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization (LSABM); University Sorbonne, University Pierre and Marie Curie (UPMC) Bonneterre, Vincent; CNRS-TIMC-IMAG UMR 5525 UJF-Grenoble 1, Environment and Health Prediction in Populations (EPSP)
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Lagrange, Emmeline; University Hospital of Grenoble, Department of Neurology Besson, Gérard; University Hospital of Grenoble, Department of Neurology Bicout, Dominique; CNRS-TIMC-IMAG UMR 5525 UJF-Grenoble 1, Environment and Health Prediction in Populations (EPSP); VetAgro Sup, Biomathematics and Epidemiology, Environment and Health Prediction in Populations (EPSP) Boutonnat, Jean; University Hospital of Grenoble, Department of Neurology Camu, William; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Pageot, Nicolas; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Juntas-Morales, Raul; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Rigau, Valérie; INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute; University Hospital Gui de Chauliac, Department of Neurology, ALS Center Masseret, Estelle; UMR 5119 ECOSYM, Ecology of Coastal Marine Systems, UM2-CNRS-IRD-Ifremer-UM1, University Montpellier II Abadie, Eric; Environment Resources Laboratory/Languedoc-Roussillon, Ifremer Preux, Pierre-Marie; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST Marin, Benoît; INSERM UMR 1094, Tropical Neuroepidemiology; University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre national de la recherche scientifique FR 3503 GEIST
<b>Primary Subject Heading</b>:
Public health
Secondary Subject Heading: Epidemiology, Neurology
Keywords: PUBLIC HEALTH, EPIDEMIOLOGY, Motor neurone disease < NEUROLOGY
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TITLE PAGE
Title:
Searching for a link between the L-BMAA neurotoxin and Amyotrophic Lateral Sclerosis:
study protocol of the French BMAALS program
Corresponding author:
Philippe Couratier
UMR Inserm 1094, NeuroEpidémiologie Tropicale
Institut d’Epidémiologie et de Neurologie Tropicale
2, rue du Docteur Marcland
87025 Limoges cedex
France
33 (0)5 55 05 65 59
Authors:
Aurélie Delzor1,2, Philippe Couratier1,2,3*, Farid Boumédiène1,2, Marie Nicol1,2,3, Michel Druet-
Cabanac1,2,3, François Paraf3, Annick Méjean4, Olivier Ploux4, Jean-Philippe Leleu1,2, Luc
Brient5, Marion Lengronne5, Valérie Pichon6,7, Audrey Combès6,7, Saïda El Abdellaoui6,7,
Vincent Bonneterre8, Emmeline Lagrange9, Gérard Besson9, Dominique J. Bicout8,10, Jean
Boutonnat9, William Camu11,12, Nicolas Pageot11,12, Raul Juntas-Morales11,12, Valérie
Rigau11,12, Estelle Masseret13, Eric Abadie14, Pierre-Marie Preux1,2,3, Benoît Marin1,2
Institutional addresses:
1 INSERM UMR 1094, Tropical Neuroepidemiology, Limoges, France
2 University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre
national de la recherche scientifique FR 3503 GEIST, Limoges, France
3 University Hospital Dupuytren, Department of Neurology, ALS Center, Limoges, France
4 CNRS UMR 8236, Interdisciplinary Laboratory for Tomorrow’s Energy Pack (LIED), University Paris Diderot-
Paris 7, Paris, France
5 UMR 6553 ECOBIO, Ecosystems - Biodiversity - Evolution, University Rennes I, Rennes, France
6 UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization
(LSABM), Paris, France
7 University Sorbonne, University
Pierre and Marie Curie (UPMC), Paris, France
8 CNRS-TIMC-IMAG UMR 5525 UJF-Grenoble 1, Environment and Health Prediction in Populations (EPSP),
Grenoble, France
9 University Hospital of Grenoble, Department of Neurology, Grenoble, France
10 VetAgro Sup, Biomathematics and Epidemiology, Environment and Health Prediction in Populations (EPSP),
Marcy-l’Etoile, France
11 INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute,
Montpellier, France
12 University Hospital Gui de Chauliac, Department of Neurology, ALS Center, Montpellier, France
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13 UMR 5119 ECOSYM, Ecology of Coastal Marine Systems, UM2-CNRS-IRD-Ifremer-UM1, University
Montpellier II, Montpellier, France
14 Environment Resources Laboratory/Languedoc-Roussillon, Ifremer, Sète, France
KEYWORDS: Amyotrophic Lateral Sclerosis, L-BMAA, Cyanobacteria, Cluster Analysis
WORD COUNT: 5361
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ABSTRACT
Introduction: Amyotrophic Lateral Sclerosis (ALS) is the most common motor neuron
disease. It occurs in two forms: i) familial cases, for which several genes have been identified
and ii) sporadic cases, for which various hypotheses have been formulated. Notably, the L-
BMAA toxin has been postulated to be involved in the occurrence of sporadic ALS. The
objective of the French BMAALS program is to study the putative link between L-BMAA and
ALS.
Methods and Analysis: The program covers the period from 01.01.2003 to 12.31.2011.
Using multiple sources of ascertainment, all the incident ALS cases diagnosed during this
period in the area under study (10 counties spread over three French regions) were
collected. First, standardized incidence ratio (SIR) will be calculated for each municipality
under concern. Then, by applying spatial clustering techniques, over- and under-incidence
zones of ALS will be sought. A case-control study, in the sub-population living in the
identified areas, will gather information about patients’ occupations, leisure activities and
lifestyle habits in order to assess potential risk factors to which they are or have been
exposed. Specimens of drinking water, food and biological material (brain tissue) will be
examined to assess the presence of L-BMAA in the environment and tissues of ALS cases
and controls.
Ethics and dissemination: The study has been reviewed and approved by the French
ethical committee of the CPP SOOM IV (Comité de Protection des Personnes Sud-Ouest &
Outre-Mer IV). The results will be published in peer-reviewed journals and presented at
national and international conferences.
STRENGTHS AND LIMITATIONS OF THIS STUDY
- This is the first ambitious project to investigate the link between L-BMAA and ALS in
France, taking advantage of existing federation of BMAALS consortium members in
the French network on ALS clusters detection and investigation.
- The case ascertainment relies on multiple sources and among those, on a common
database shared by all French ALS referral centers, which collects information about
patients since 2003.
- The study represents more than 47 million persons-years of follow-up.
- We developed and validated a new analytical procedure for the determination of
underivatized L-BMAA at trace levels in complex environmental matrices
- Geostatistical analyses for rare diseases are complicated due to the vague definition
of a cluster: need to aggregate cases on a long period.
- The rapid death of patients led to major difficulty finding living patients for
questionnaires: patients’ relatives are interviewed, which can induce a bias in
responses.
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- At the time of writing few patients have given their consent to a post-mortem swab
which can limit the impact of our study.
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INTRODUCTION
Amyotrophic Lateral Sclerosis (ALS) is a debilitating and fatal neuromuscular disease with an
incidence close to 2.5/100,000 person-years of follow-up (PYFU) in Europe 1. Two forms of
the pathology co-exist: familial ALS (FALS) accounts for approximately 10% of total cases
and the remaining 90% occur sporadically (SALS, sporadic ALS). Historically, an association
has been observed between a mutation on the superoxide dismutase 1 gene (SOD1) and
FALS 2. But since, others mutations 3-8 have been discovered whom C9orf72 (chromosome
9 open reading frame 72), TARDBP (TDP-43 encoding gene) and FUS (Fused in Sarcoma
protein) are commonly identified in FALS cases 8-16.
Although SOD1, FUS and TARDBP mutations have also been found in SALS cases 2 17, the
current broad scientific consensus is in favor of a gene-environment interaction causing
SALS: lifestyle factors, environmental exposure, occupational exposure and handling toxic
compounds are among the many factors that can play a role in the appearance of the
pathology. Among lifestyle factors, smoking is the most documented and is mainly
associated with a higher risk of ALS 18-23, whereas coffee and alcohol consumption are
considered protective or not associated with ALS 18 24-25. Other associations have been
proposed as occupational exposure to electromagnetic fields 23 26-29, frequent head trauma 30-
31, contact with certain chemicals such as pesticides, formaldehyde, organic solvents and
heavy metals 23 32-37 . Another controversial hypothesis, often cited, is that physical activity,
whether occupational or leisure-related, is a risk factor for SALS 38-43. This theory is sustained
by the higher risk of ALS in professional soccer players 31 44-49.
On the Pacific island of Guam, ALS-Parkinsonism Dementia Complex (ALS-PDC), which
presents similarly to ALS, occurred at 50 to 100 times the incidence seen worldwide in the
1950s 50-51. An epidemiological study established that consumption of a Chamorro diet was
the only variable significantly associated with disease incidence 52. In 1967, Vega and Bell
discovered a neurotoxin, β-N-methylamino-L-alanine (L-BMAA), in the genus Cycas, the
seeds of which are used to make flour 53. Hence, L-BMAA could have been consumed by
Chamorro people through multiple dietary sources, including not only cycad flour but also
meat from flying foxes and other animals that feed on cycad seeds 54-57. In the 1990s, L-
BMAA was proposed as a cause of ALS-PDC 58. This hypothesis is supported by the
presence of L-BMAA in brain tissues of ALS-PDC and ALS patients from Guam and Canada
but its absence in controls 55-56 59. In vitro and in vivo experiments also suggest that L-BMAA
plays a role in neuropathological processes implicated in ALS. Indeed, treatment of
dissociated mixed spinal cord cultures with a concentration of L-BMAA around 30 µM caused
selective motor neuron loss 60. Moreover, monkeys fed with large doses of the toxic acid from
cycads developed neurologic impairments: damaged motor neurons in the spinal cord
produced a flaccid paralysis and then damaged neurons in the striatum and cortex which
produced Parkinsonism and behavioral changes 61-62. In rats, although intra-peritoneal
injection of L-BMAA did not provoke any obvious motor dysfunction 63, it induced markers of
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oxidative stress in the liver and cellular changes in favor of apoptosis in motor neurons of
spinal cord 63-64. In neonatal rats, L-BMAA induced significant systemic changes in energy
metabolism and amino acid metabolism (identification of initial metabolite changes for
lactate, acetate, D-glucose, creatine, 3-hydroxybutyrate) 65. All together, these findings
suggest that acute toxicity of L-BMAA induces developmental alterations that result in long-
term effects on brain function. L-BMAA is also found associated with proteins in
cyanobacteria 55 66-67 and in ALS patients’ brain tissue 55 59 68. It has recently been proposed
that L-BMAA may be misincorporated into proteins and thus may lead to protein aggregation,
a hallmark of neurodegenerative diseases 69-70, inducing a chronic exposure to low levels of
L-BMAA 69.
First of all, L-BMAA was found to be produced by a wide range of cyanobacteria 55-56 66-67 71-73;
more recently it was shown that diatoms, the most common group of algae, could also
produce it 74. However, the level of free or bound L-BMAA detected in cyanobacteria is
controversial and the high concentrations reported in the first studies were challenged by
several more recent studies. L-BMAA could be transferred from cyanobacteria or diatoms via
zooplankton to organisms at higher trophic levels 75. Cox and collaborators have interestingly
highlighted the biomagnification (increasing accumulation of bioactive, often deleterious,
molecules through successively higher trophic levels of a food chain) of L-BMAA in trophic
chain 54 56 76-77, explaining the large amounts detected in flying foxes from Guam 54-57.
Due to eutrophication and, to a lesser extent, to climate changes 78-79, cyanobacterial blooms
seem to be increasing in freshwater ecosystems worldwide. France is not exempt from this
phenomenon as different genera of cyanobacteria are found on its territory 80-83. Therefore,
exposure of French ALS patients to cyanobacteria, and thereby to cyanotoxins as L-BMAA
84, is a reasonable hypothesis and could potentially explain some ALS cases.
The French BMAALS program 85 takes advantage of i) existing federation of BMAALS
consortium members in the French network on ALS clusters detection and investigation,
supported by INSERM (Institut National de la Santé et de la Recherche Médicale) and ii) of
geo-epidemiology to investigate patients’ environment (dwelling, occupational and leisure) in
order to assess spatial association (not cause-and-effect) between ALS cases and a putative
cyanobacterial exposure in combination with patients’ history about prior exposures.
Furthermore, a case-control study will be performed to investigate the potential routes of
contamination by L-BMAA which are: i) ingestion of contaminated drinking water or dermal
contact in recreational water 75 86-89; ii) consumption of aquatic or terrestrial food previously
exposed to toxins 55 75 84 90-93; iii) cyanobacterial dietary supplements which are rich in protein
content 73 94-95 and iv) inhalation or aerosolization 96-99. To assess the exposure of patients to
L-BMAA, a reliable quantification method has been developed and validated. As far we
know, this is the first ambitious project to investigate the link between L-BMAA and ALS in
France.
METHODS AND ANALYSIS
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BMAALS program
The main objective of the BMAALS program is to improve our knowledge on putative links
between the occurrence of ALS and the neurotoxin L-BMAA by studying defined
geographical regions in France. To reach our aim, the BMAALS group (a multidisciplinary
consortium of epidemiological, neurological, chemical, microbiological and environmental
experts) was created in 2011. The protocol was reviewed and approved by the ethical
committee of the CPP SOOM IV (Comité de Protection des Personnes Sud-Ouest & Outre-
Mer IV) on February 10th 2011.
The protocol is organized in six steps:
1. An exhaustive ascertainment of all incident ALS cases was performed for the period
under study and in the areas under surveillance.
2. Based on this case ascertainment, geostatistical analyses will allow identification of
clusters, characterized as abnormal aggregates of affected people, according to
incidence calculations.
3. A population-based case-control study will be performed taking into account notable
clusters previously identified.
4. Mapping of factors conducive to algae blooms will help assess indirect exposure of
patients to cyanobacteria and, by extension, to cyanotoxins.
5. Collection of drinking water, fruits and vegetables from patients who garden, and
watering water will permit evaluation of direct exposure of patients to L-BMAA. These
results will be compared to findings from control environments.
6. Post-mortem analysis of voluntary SALS-donors’ and control-donors’ brains will
permit evaluation of bio-accumulation of L-BMAA in French patients.
Case ascertainment
Spatial and temporal dimensions
The program covers the period from January 1st 2003 to December 31st 2011 and involves 10
counties from three French areas (equivalent to districts or sub-districts in some other
countries); namely Limousin with 3 departments out of 3, Languedoc-Roussillon with 2
departments out of 5 and Rhône-Alpes with 5 departments out of 8 (Figure 1). Due to the
long study period (9 years) and the extended area (5,230,000 inhabitants), this represents
more than 47 million individuals PYFU (Table 1).
Table 1: Populations in the areas under study. (Data from INSEE, French Institut National de
la Statistique et des Etudes Economiques)
Mean population (2003-2011) PYFU
LIMOUSIN
Corrèze 239,630 2,156,666
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Creuse 123,179 1,108,607
Haute-Vienne 368,404 3,315,632
LANGUEDOC-ROUSSILLON
Hérault 1,007,451 9,067,055
Pyrénées-Orientales 433,243 3,899,187
RHÔNE-ALPES
Ardèche 307,119 2,764,067
Drôme 471,348 4,242,128
Isère 1,175,146 10,576,314
Savoie 404,247 3,638,219
Haute-Savoie 707,077 6,363,693
TOTAL 5,236,844 47,131,568
Case ascertainment methodology
The methodology applied here is consistent with that used for the FRALim register 100. Case
ascertainment began with the creation of the consortium in 2011 and is now complete.
Patients were required to meet the following inclusion criteria: i) living in the area under study
at the time of diagnosis; ii) diagnosed with ALS that is definite, probable or probable
laboratory supported (excluding clinically possible cases) according to El Escorial revised
criteria (EERC) 101-102 and iii) they were identified by at least one source of ascertainment (out
of three). After obtaining authorizations from CCTIRS (Comité Consultatif sur le Traitement
de l’Information en matière de Recherche dans le domaine de la Santé) and CNIL
(Commission Nationale de l’Informatique et des Libertés), nominative data are obtained from
the French national coordination of ALS referral centers, public and private hospitals in the
areas of interest, and health insurance data related to long duration diseases.
1st source: French national coordination of ALS referral centers
Since 2003, all French ALS referral centers share a common database (Ictrals and then
CleanWeb) that collects information about patients. CleanWeb database was authorized by
the Commission Nationale de l’Informatique et des Libertés (CNIL) on May 27th 2011. Two
kinds of information are gathered: i) sociodemographic data (first and last name, age,
birthday, current address, date of death if applicable) and ii) clinical data such as EERC, form
of onset (spinal or bulbar), symptoms, ALS functional rating scale-revised , manual muscular
testing 103, diagnosis delay.104
2nd source: public and private hospitals
Hospital medico-administrative data from inpatients with a G12.2 code corresponding to
motor neuron disease according to the international classification of disease 10th version in
any of their medical record (principal, related, significantly associated or documentary
associated diagnosis), were collected. New cases so determined were further analyzed by a
neurologist to confirm the ALS diagnosis and EERC.
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3rd source: health insurance bodies
Health insurance bodies were asked to help by identifying patients declaring a long duration
disorder coded ALD n°9, specific to ALS according to the French Haute Autorité de Santé.
Four important French institutions agreed to participate: the principal one was the “régime
général” which concerns 75% of the French population, and the three others were specific to
subgroups of people: i) the “régime agricole, mutuelle sociale agricole“ for those in the
agricultural domain, ii) the “régime social des indépendants”, which deals with artisans,
traders, industrialists and private professionals, and iii) the “caisse nationale militaire de
sécurité sociale” for military employees. For patients recruited from this source, EERC was
also reviewed in a centralized way.
In order to verify the completeness of the recruitment of incident ALS cases in the period of
time and area of interest, we will use a capture-recapture method (Figure 2) 105-106. Matching
multiple sources of information from a unique population allows for estimation of the number
of cases unidentified by any source, the total number of cases and the exhaustiveness of
each source.
This methodology of case ascertainment using the same three sources that has been
previously applied in the FRALim register 100 (first register of ALS in France, located in
Limousin, for the period 2000-2011). We estimated, thanks to capture-recapture analysis, an
exhaustiveness of the register of 98.4% (95% CI 95.6-99.4), yielding a low number of false
negative cases 100 (ie. missed cases). Data from private neurologists were not obtained
because most lacked computerized records and a retrospective chart review was not
feasible.
Geo-epidemiology
Geographic information systems (GIS) will be used to structure and analyze geographic
information collected or produced in the context of the program. In France, the legal geodesic
network reference, established by the French Institut National Géographique et Forestière
(IGN), is RGF93 (French geodesic network set-up in 1993). Thus, all cartography carried out
by the BMAALS consortium will be projected in RGF93.
To ensure comprehensive data analysis, we have decided to investigate three levels as
described below (Figure 3).
1st level, smallest geographic unit: ALS incidence
According to Knox, a cluster in epidemiology is defined as “a geographically-bounded group
of occurrences of sufficient size and concentration to be unlikely to have occurred by chance”
107. More recently, Elliott and Wartenberg wrote that “the term disease cluster is poorly
defined but implies an excess of cases above some background rate bounded in time and
space” 108. Thus, those imprecise definitions do not explain clearly what a cluster is: how
many cases do we need for considering having a cluster?
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When considering a rare disorder such as ALS, one inherent issue is the small number of
events. Therefore, it is necessary to consider a large population obtained by aggregating
cases over many years and/or by using a large geographical area. Indeed, individual clusters
should not be investigated unless a sufficient number of cases is reached (five or more) and
relative risks (RR) in a particular area are higher than 20 109-110. However, among five articles
published since the year 2000 dealing with spatial clustering of ALS, only one team found
clusters with high relative risks (Table 2) 111.
Table 2: Spatial clustering of ALS
Authors Year Location Period Duration Oi Ei RR min Oi Ei RR max
Uccelli et al.
111
2007 Italy 1980-
2001 22 149 91.82 1.63 41 0.65 63.03
Turabelidze
et al. 112
2008
Jefferson
county, Missouri
1998-
2002 5 3 0.47 6.4 3 0.47 6.4
Doi et al. 113
2010 Japan 1995-
2004 10 384 276.71 1.26 181
115.
70 1.56
Boumédiène
et al. 26
2011
Limousin,
France
1997-
2007 11 9 2.30 3.91 6 1.24 4.84
Masseret et
al. 84
2013 Hérault, France
1994-
2009 16 9 4.10 2.19 4 0.71 5.63
Oi: observed cases; Ei: expected cases; RR: relative risk
In the BMAALS program, over-incidence clusters are defined as areas where RR is found as
being greater than 1.8, under-incidence zones are those characterized by a RR lesser than
1.
After case ascertainment, addresses of patients included in the program will be geocoded.
Districts defined as life areas are the chosen grouping units with which to measure expected
cases. According to the French Institut National de la Statistique et des Etudes Economiques
(INSEE), a life area is the smallest territory unit in which inhabitants have access to common
equipment and services.
Expected cases values depend on demographical structure (age and sex) of the exposed
population given observed incidence in the 10 studied counties (Table 1). Then, a
standardized incidence ratio (SIR) will be determined by calculating the ratio between the
number of observed cases and the number of expected cases. Significance of SIR compared
to global incidence will be evaluated using a Poisson distribution (95% confidence).
Geostatistical analyses, based on Kulldorff statistics, will be performed to identify areas of
significant over- or under-incidence as compared to the referral incidence value, which is the
global incidence in the whole area under study 26.
This first cartography is useful for tracking interesting sites for patients’ interview.
2nd level, average geographic unit: Cyanobacterial bloom investigation
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Numerous physical parameters favor extensive propagation of cyanobacteria, such as
warmer temperatures, particular rainfall patterns, windiness and consequently the intensity of
thermal stratification of the water column 114-116. Moreover, bloom-forming cyanobacteria
have been shown to be favored by high alkalinity and associated high pH 117. Increasing
magnitude and frequency of cyanobacterial blooms is also related to nutrient enrichment
(phosphorus, P, and nitrogen, N) of freshwater 118-122 and input of micronutrients such as iron
and molybdenum 123-124. A recent model has identified higher risk lake environments where
more targeted monitoring of cyanobacterial biovolumes should be focused: water colour 10-
20 Pt.L-1, alkalinity > 1 mEq.L-1, retention time > 30 days and total phosphorus > 20 µg.L-1 125.
All these parameters should be considered when carrying out descriptive cartography and
tracing the history of cyanobacterial blooms. To do that, we will make use of various free-to-
access databases such as: Basias (Bureau de Recherches Géologiques et Minières,
BRGM), which compiles lists of plants located on French territory that are susceptible to the
release of P, N and nutrients in water; data furnished by water agencies concerning
measurements of industrial pollutant emissions and wastewater treatment plants; ADES
portal (Accès aux Données sur les Eaux Souterraines), which gives access to water
channeling points and water consumption quality control. Moreover, a convention with Météo
France, the French organization for meteorology, has been signed to retroactively view
climate conditions over the period 2003-2011 and before. All these data will be integrated
into our GIS to create a complete database, and also to identify sites of interest for sampling.
Geographic statistics will be then performed in order to classify each administrative unit (e.g.
municipality) according to four parameters: i) the number of days of sunshine, ii)
temperature, iii) the area of stagnant water (included dam and ponds) and iv) data on P and
N withdrawal. For the last one, anthropogenic factors will also be considered as industrial
and agricultural activities can impact on N and P release (use of organophosphorus
compounds, for example). This multi-criteria approach will allow obtaining an index of
promoting cyanobacterial blooms. The same will be done with watersheds as there is an
aggravating effect from upstream to downstream of P and N inputs. Finally, a coefficient
correlation will be measured between SIR and the calculated index.
This database will also gather information about all plants on French territory, the high
voltage electricity network, and stretches of water (ponds, riversW). Hence, it will give a
general overview of patients’ and controls’ industrial and dwelling environments. Geographic
statistics based on classification of municipalities as previously described will be used to
highlight interesting particularities.
Further analysis of cyanobacterial blooms will involve using a fluorimetric probe to detect the
emission and excitation wavelength of phycocyanine, a pigment almost exclusively specific
to cyanobacteria 126. Water sampling will permit identification of cyanobacterial species.
Gathering information about favorable conditions for cyanobacterial blooms will allow us to
model their expansion notably in term of meteorology and nutrient inputs. In addition to the
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use of previous collected data, we will be able to know if there were cyanobacteria prior to
patients’ diagnosis, which species and so if there was a risk of L-BMAA presence in water.
3rd level: large geographic unit: questionnaire for a case-control study
This part aims to highlight differences in life habits between SALS patients and controls.
Criteria for selecting ALS patients are as follows: i) familial history cases are excluded; ii) last
known address must be in an over- or under-incidence area and iii) if possible, vicinity with
other affected people, which may suggest a close source of an environmental risk factor
leading to ALS. Controls will be matched on age at diagnosis, sex, city and should not
present any neurological pathologies. Chosen patients and controls will be submitted to a
semi-structured interview, e.g. systematic questions with the possibility of free interview to
look in more depth at particular issues raised. The questionnaire has been developed by the
consortium specifically for the BMAALS program.
Based on clustering pilot results 26, a number of clusters to investigate was selected a priori:
3 over-incidence areas in Limousin, 2 in Languedoc-Roussillon and 4 in Rhône-Alpes; with
an expected number of 4 patients in each cluster (and 4 controls), this will represent a total of
about 72 interviews. The same number of interviews for patients and controls will be
performed in under-incidence areas. Due to the short survival time of the disease, the
number of living patients diagnosed between 2003 and 2011 is low. Thus, when necessary,
relatives will be questioned.
Cyanobacterial and L-BMAA hypotheses are tested via questions about: i) drinking water; ii)
bathing habits; iii) food consumption whom dietary supplements and if any, the type of
supplement is informed; and iv) irrigation water if any. The aim of the questionnaire is to
obtain a comprehensive description of patients’ habits in all aspects of their lives. Hence, it
will be made clear that questions are not just about the time immediately preceding the
diagnosis.
To assess exposure to cyanotoxins indirectly, an ad-hoc questionnaire is a useful
supplement to direct collection of environmental samples 127. Hence, samples will be taken in
case and control environments to test for the presence of cyanobacteria in water (the same
probe as described above) and for further chemical analysis (in water and food).
To ensure that L-BMAA is most likely to be implicated, the questionnaire also covers items
already described in the literature such as dwelling location (urban/rural), occupation,
presence of certain industries in the dwelling environment, toxic exposure during
employment or hobbies, participation in sport, physical trauma, alcohol and tobacco
consumption 23 26 32-33 48 128-131. As there is probably a long latency period between exposure
and appearance of ALS 132-133 and given that L-BMAA exists in a protein-associated form
which could act as an endogenous neurotoxic reservoir over time 55, in-depth study will
involve gathering details of dwelling since birth (in order to precise their residential history),
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and for other items from the age of 13. Indeed, French population is regularly subject to
migratory flows (Figure 4) and it has to be considered in our study.
All information gathered will be used to map the spaces where patients live for further
analysis to identify common places, and so to further analyze the cyanobacterial history of
these areas.
Chemical and microbiological approaches
An analytical procedure has been developed and validated in our program for the
determination of underivatized L-BMAA at trace levels in complex environmental matrices
(cyanobacteria, biofilm, food, human brain tissue, plasma or urine) using solid-phase
extraction (SPE) based on mixed mode sorbent to concentrate and clean-up real complex
samples 134. The methodology of quantification relies on liquid chromatography (LC) coupled
to tandem mass spectrometry (LC-MS/MS). Proportion of free and then bound L-BMAA in
cyanobacterial proteins will be measured.
In parallel, a microbiological study will be undertaken involving culture of axenic
cyanobacteria strains from various origins and ecosystems (terrestrial, aquatic, fresh water,
sea water or brackish water), as done in seminal work by Cox and collaborators 67. By using
the analytical method described above, free L-BMAA will be quantified in environmental and
biological samples. Moreover, kinetic experiments will assess whether L-BMAA production is
constitutive or if variations of concentration are observed over time. Finally, feeding
experiments using various labeled amino acid should help identify the putative precursors of
L-BMAA.
Implications of results for searching theoretical models
Synthesis of the results of the steps described above aims to develop a cyanobacterial
proliferation model based on environmental and microbiological data, on one hand; and to
detail population exposure to L-BMAA relying on detection of presence of L-BMAA in
patients’ environment, on the other. First, environmental data will serve to identify climatic
parameters (sunshine, temperature, rainfall and wind patterns) favorable for cyanobacterial
blooms; and microbiological analyses will allow determining propitious conditions leading to
L-BMAA production by cyanobacteria. Population exposure will be studied by i) comparing
industrial occupation between over- and under-incidence areas; ii) assessing the risk of
exposure through public facilities and infrastructure; and iii) examining differences in habits
between cases and controls.
DISCUSSION
The present project aims to better describe the link between ALS, the neurotoxin L-BMAA
and cyanobacteria through use of case ascertainment, spatial clustering, questionnaires and
chemical analyses.
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Food frequency questionnaires show to be reliable for long-term recall, from 8 to 24 years 135-
139: hence, they appear to be a good alternative to food diary recall for diseases with a
potential long-term incubation. However, the BMAALS project concerns three French regions
which are irregular in terms of population density: Rhône-Alpes has about
141 inhabitants/km² (in 2009), Languedoc-Roussillon about 95 inhabitants/km² (in 2007) and
finally, the least populated of the three is Limousin with 43 inhabitants/km² (in 2010) (INSEE
figures). This heterogeneity combined with the long period studied (2003-2011) and the rapid
death of patients led to major difficulty finding living patients for questionnaires, in particular
in Limousin. So, patients’ relatives are interviewed, which can induce a bias in responses 140.
To avoid any misinterpretation of the question concerning dietary habits, it is clearly clarified
that it concerns habits before diagnosis and first symptoms. Moreover, we also have
developed a self-administered questionnaire given to all ALS patients (not only those
included to our program) and we will compare answers between patients since 2012 and
those from 2003-2011 (ancillary study).
Likewise, due to the fact that ALS is a rare disorder, areas of significant under-incidence are
characterized by absence or almost absence of patients. With regard to multiple source case
ascertainment, we recognize that some patients might be missed because of difficulty
diagnosing ALS in elderly people due to confusion between ALS symptoms and decline due
to ageing. Another important issue is the low participation rate for post-mortem analysis: at
the time of writing, few patients have given their consent to a post-mortem swab, thereby
perhaps reducing the impact of our study.
The hypothesis of L-BMAA exposure as an environmental risk factor in ALS pathology is
controversial, notably because of contradictory results. Intoxication assays with the toxin
yielded uneven results 141. With regard to experimental designs, it appears that the
neurotoxic effect of L-BMAA: i) depends on the mode of administration, ii) is species-
dependent and iii) genetic predisposition may also be at play 142. For example, two teams
failed to develop a mouse model by daily oral administration of L-BMAA (0.001 and 0.5 g/kg)
143-144; whereas, Spencer and collaborators have developed a simian model by daily oral
administration of L-BMAA with doses ranging from 0.1 to 0.3 g/kg 61-62. Furthermore, other
murine models based on intraperitoneal and intracerebroventricular injections of L-BMAA in
mice and rats lead to effective behavioral changes 63 145-151. Other work strengthens the L-
BMAA hypothesis by highlighting the implication of the toxin in other degenerative diseases
such as Alzheimer’s disease (AD), Parkinson’s disease and pigmentary retinopathy 55-56 59 68
152-153. Although the mechanism of action is not yet completely understood, it seems that L-
BMAA neurotoxicity involves: i) direct action on NMDA receptors; ii) activation of glutamate
receptor 5, iii) induction of oxidative stress 154-155 and iv) association to protein due to
mischarging of tRNA 69. Moreover, a recent study has shown that L-BMAA leads to an
increase in insoluble TAR DNA-binding protein 43 (TDP-43) 156, aggregation of this protein
being an important hallmark in neurodegenerative diseases 157. To further support our
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seminal hypothesis, it is interesting to note that mycrocystin-leucine-arginine (mycrocystin-
LR), a cyanobacterial toxin, has been shown to be involved in AD 158-159.
Another debatable point concerns the quantification of L-BMAA, given that concentrations
measured vary depending on the analytical method used (Figure 5). The crucial issue is to
develop a method that distinguishes L-BMAA from its isomers and amino acids to achieve a
selective titration method. Currently, the most widely used L-BMAA quantification method is
liquid chromatography LC-MS/MS) 68 72 75 90-92 160. A pre-derivatization step, prior to LC
separation, has also frequently been described using 6-aminoquinolyl-N-hydrosuccinimidyl
(6-AQC), a fluorescent derivative agent. In that case, the analyte was either detected by
fluorescence or by tandem MS. However, a major drawback of this pre-derivatization is the
likelihood of false-positive results 161. Comparison of five standard methods, namely HPLC-
FD, ultra HPLC (UHPLC)-MS/MS, UHPLC-MS/MS with AQC or propyl chloroformate
derivatization and UHPLC with ultraviolet detection shows that they all clearly distinguish L-
BMAA from other amino acids 162. One team succeeded in detecting L-BMAA in brains from
ALS-PDC or AD patients by using high pressure liquid chromatography with fluorescence
detection (HPLC-FD) and samples derivatized with 6-AQC 55-56 59 68; while other teams failed
to detect any L-BMAA in patients' brains by using HPLC-FD with samples derivatized with 9-
fluorenylmethylchloroformate (FMOC) or by gas chromatography (GC) 163-164. These results
suggest that either HPLC-FD with a 6-AQC derivatization is more sensitive than HPLC-FD
with a FMOC derivatization or 6-AQC derivatization generates false-positive results. The GC
method has been improved to enhance recovery but was still inefficient in detecting L-BMAA
in brains of mice fed with it 165. This was later made possible but it is still not efficient in
human tissues 166. This illustrates the importance of continuing to improve analytical
methods.
It has been shown that HPLC-FD overestimates L-BMAA concentration, due to low
selectivity, with estimates in the high µg/g range rather than in the more realistic ng/g to low
µg/g range. The LC/MS-MS method is more selective and gives more reliable results 160. One
major argument in favor of using underivatized methods is that the universal 6-AQC
derivatization of primary and secondary amines could lead to misidentification of L-BMAA in
complex matrices 161. The method we propose here 134 based on LC/MS-MS, overrides the
derivatization step, unlike another recent new method developed 167, allowing quantification
of L-BMAA at trace levels, but it remains to be adapted for quantification of L-BMAA in all the
matrices needed in the program.
Inability to detect L-BMAA in patients’ brains casts doubt on its bio-accumulation. Addressing
this issue, we can argue that: i) L-BMAA crosses the blood-brain barrier (BBB) 61-62 166 168 and
ii) there is a scientific consensus on bio-accumulation of L-BMAA in trophic chains which has
been shown by several teams in sea food 75 90-92 169. Together, these results suggest that L-
BMAA after having crossed the BBB can be bio-accumulated, as it is concentrated in brains
of other organisms 57 75 91. Furthermore, a brief review of the literature reveals that L-BMAA
has been quantified in brain using MS 55-56 59 68 164. Glover and colleagues showed that failure
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to detect L-BMAA cannot be considered proof of absence of the compound because of its
reactivity with metal ions in the sample matrix and the formation of metal adducts during
electrospray ionization MS 170. However, this problem should be overcome by quantifying the
matrix effect by using spiked samples with pure standards 134.
Nonetheless, finding putative sources of L-BMAA contamination is proving very difficult. To
illustrate this point, we can cite Karlsson and collaborators who demonstrated L-BMAA
clearance: in 7-month-old neonatal rats, there is no detectable free or protein-associated L-
BMAA 70. The authors suggest that observed long-term protein changes and cognitive
impairments in adult animals exposed to L-BMAA as neonates 171-174 are due to mechanisms
initiated during development. Hence, the clearance mechanism may lead to inability to detect
L-BMAA in patients' brains, but that does not mean that L-BMAA is innocuous pathologically.
Besides, neonatal contamination is conceivable as Andersson and colleagues have shown
that L-BMAA can be transferred to neonates during lactation via breast milk 175. This new
route of contamination conspicuously complicates the identification of an environmental risk
factor. Moreover, as ALS is probably a gene-environment disease, attention must also be
paid to genetic and epigenetic factors 176-179. For example, genetic susceptibility to
environmental toxins - heavy metals, solvents/chemicals and pesticides/herbicides - has
been reported 180.
It is of major importance to identify environmental risk factors causing SALS. The protocol
presented here aims to study the link between L-BMAA and ALS in France by characterizing
exposure modalities, either individual or collective, to cyanobacteria and more precisely to
the L-BMAA toxin. Also, it intends to shed light on other hypotheses formulated as putative
origins for SALS in the literature, thanks to the questionnaire (as occupational exposure and
sports practicing). Finally, our results could be used to generate a guide of precautions
against behavioral risk leading to exposure to L-BMAA.
In conclusion, the results of this project should help to i) give a clear picture of ALS
distribution over 10 French counties; ii) identify clusters where environmental factors may
play a greater role than elsewhere; iii) provide information about some environmental
specificities of ALS clusters, especially regarding factors related to cyanobacteria presence
and proliferation as also BMAA presence; and iv) see to what extend the BMAA hypothesis
seem to be relevant regarding explanation of SALS clusters within the large French area
considered. Despite of limitations mainly lying on bias due to interviews of patients’ relatives
and the controversy on BMAA analysis, this program is of importance because it is the first to
investigate the cyanobacteria hypothesis in France.
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ACKNOWLEDGEMENTS
We thank all institutes which collaborated with case ascertainment. The authors gratefully
acknowledge William Francis for careful editing of the manuscript.
COMPETING INTERESTS
The authors declare that they have no competing interests.
FUNDING
This work is supported by the French National Research Agency (ANR) grant number
Program ANR-11-CESA-0014 (Project “BMAALS”).
AUTHOR CONTRIBUTIONS
PC, BM, PMP, MDC, FB, EL, VB, DJB, WC, VP and AM were involved in the study
conception and design. PC, BM, MN, EL, VB, GB, WC, NP, RJM, have participated in case
ascertainment. AD is responsible for questionnaires. AM and OP are implicated in
cyanobacteria study. VP, AC and SEA are responsible for chemical analyses. FB and JPL
are geo-epidemiologists. LB, ML, EM and EA are environmentalists. FP, JB and VR are
anatomopathologists. AD wrote the manuscript, which was finally approved by BM, PC, FB
and PMP. All authors read and approved the final manuscript.
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174. Karlsson O, Berg AL, Lindstrom AK, et al. Neonatal exposure to the cyanobacterial toxin
BMAA induces changes in protein expression and neurodegeneration in adult
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through DNA methylation. J Neurosci 2011;31(46):16619-36.
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180. Morahan JM, Yu B, Trent RJ, et al. Genetic susceptibility to environmental toxicants in
ALS. Am J Med Genet B Neuropsychiatr Genet 2007;144B(7):885-90.
FIGURES LEGENDS
Figure 1: Areas under study in BMAALS program. BMAALS is a French project with
collaboration between three regions: Limousin, Languedoc-Roussillon (2 departments out of
5) and Rhône-Alpes (5 departments out of 8).
Figure 2: Multiple sources of case ascertainment. For the application of a capture-recapture
method, three sources were solicited: i) the French national coordination of ALS referral
centers, ii) public and private hospitals and iii) health insurance structures.
Figure 3: The three levels considered for geostatistical analyses. Aims and methodologies
applied are represented for each of the three levels: from the smallest geographic unit for
calculating ALS incidence; through average geographic unit for studying cyanobacteria
extend; to finally the largest geographic unit for assessing ALS patients’ exposure.
Figure 4: Residential migration rate of French population. These maps reflect the intra-
regional mobility of French people from 1975 to 2004. The residential migration rate is
expressed per 1000 persons. (Data from INSEE)
Figure 5: L-BMAA quantification in mollusks throughout the world. Comparison of three
quantification methods, and teams, highlights discrepancies in L-BMAA titration. Does that
reveal a difference in selectivity of the method or the existence of a gradient of the
neurotoxin? L-BMAA levels are expressed as µg L-BMAA/g dry weight ± SE.
FD: fluorescence detection; MS: mass spectrometry; rHPLC: reverse phase high pressure
liquid chromatography; SPE: solid phase extraction; UHPLC: ultra-high pressure liquid
chromatography
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TITLE PAGE
Title:
Searching for a link between the L-BMAA neurotoxin and Amyotrophic Lateral Sclerosis:
study protocol of the French BMAALS program
Corresponding author:
Philippe Couratier
UMR Inserm 1094, NeuroEpidémiologie Tropicale
Institut d’Epidémiologie et de Neurologie Tropicale
2, rue du Docteur Marcland
87025 Limoges cedex
France
33 (0)5 55 05 65 59
Authors:
Aurélie Delzor1,2, Philippe Couratier1,2,3*, Farid Boumédiène1,2, Marie Nicol1,2,3, Michel Druet-
Cabanac1,2,3, François Paraf3, Annick Méjean4, Olivier Ploux4, Jean-Philippe Leleu1,2, Luc
Brient5, Marion Lengronne5, Valérie Pichon6,7, Audrey Combès6,7, Saïda El Abdellaoui6,7,
Vincent Bonneterre8, Emmeline Lagrange9, Gérard Besson9, Dominique J. Bicout8,10, Jean
Boutonnat9, William Camu11,12, Nicolas Pageot11,12, Raul Juntas-Morales11,12, Valérie
Rigau11,12, Estelle Masseret13, Eric Abadie14, Pierre-Marie Preux1,2,3, Benoît Marin1,2
Institutional addresses:
1 INSERM UMR 1094, Tropical Neuroepidemiology, Limoges, France
2 University of Limoges, School of Medicine, Institute of Neuroepidemiology and Tropical Neurology, Centre
national de la recherche scientifique FR 3503 GEIST, Limoges, France
3 University Hospital Dupuytren, Department of Neurology, ALS Center, Limoges, France
4 CNRS UMR 8236, Interdisciplinary Laboratory for Tomorrow’s Energy Pack (LIED), University Paris Diderot-
Paris 7, Paris, France
5 UMR 6553 ECOBIO, Ecosystems - Biodiversity - Evolution, University Rennes I, Rennes, France
6 UMR ESPCI-ParisTech-CNRS 8231 CBI, Department of Analytical, Bioanalytical Sciences and Miniaturization
(LSABM), Paris, France
7 University Sorbonne, University
Pierre and Marie Curie (UPMC), Paris, France
8 CNRS-TIMC-IMAG UMR 5525 UJF-Grenoble 1, Environment and Health Prediction in Populations (EPSP),
Grenoble, France
9 University Hospital of Grenoble, Department of Neurology, Grenoble, France
10 VetAgro Sup, Biomathematics and Epidemiology, Environment and Health Prediction in Populations (EPSP),
Marcy-l’Etoile, France
11 INSERM UMR 1051, Motoneuron diseases: neuroinflammation and therapy, Neurosciences Institute,
Montpellier, France
12 University Hospital Gui de Chauliac, Department of Neurology, ALS Center, Montpellier, France
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13 UMR 5119 ECOSYM, Ecology of Coastal Marine Systems, UM2-CNRS-IRD-Ifremer-UM1, University
Montpellier II, Montpellier, France
14 Environment Resources Laboratory/Languedoc-Roussillon, Ifremer, Sète, France
KEYWORDS: Amyotrophic Lateral Sclerosis, L-BMAA, Cyanobacteria, Cluster Analysis
WORD COUNT: 53095361
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ABSTRACT
Introduction: Amyotrophic Lateral Sclerosis (ALS) is the most common motor neuron
disease. It occurs in two forms: i) familial cases, for which several genes have been identified
and ii) sporadic cases, for which various hypotheses have been formulated. Notably, the L-
BMAA toxin has been postulated to be involved in the occurrence of sporadic ALS. The
objective of the French BMAALS program is to study the putative link between L-BMAA and
ALS.
Methods and Analysis: The program covers the period from 01.01.2003 to 12.31.2011.
Thanks to the use ofUsing multiple sources of ascertainment, all the incident ALS cases
diagnosed during this period in the area under study (10 counties spread over three French
regions) were collected. First, standardized incidence ratio (SIR) will be calculated for each
municipality under concern. Then, by applying spatial clustering techniques, over- and under-
incidence zones of ALS will be sought. A case-control study, in the sub-population living in
the identified areas, will gather information about patients’ occupations, leisure activities and
lifestyle habits in order to assess potential risk factors to which they are or have been
exposed. Specimens of drinking water, food and biological material (brain tissue) will be
examined to assess the presence of L-BMAA in the environment and tissues of ALS cases
and controls.
Ethics and dissemination: The study has been reviewed and approved by the French
ethical committee of the CPP SOOM IV (Comité de Protection des Personnes Sud-Ouest &
Outre-Mer IV). The results will be published in peer-reviewed journals and presented at
national and international conferences.
STRENGTHS AND LIMITATIONS OF THIS STUDY
- This is the first ambitious project to investigate the link between L-BMAA and ALS in
France, taking advantage of existing federation of BMAALS consortium members in
the French network on ALS clusters detection and investigation.
- The case ascertainment relies on multiple sources and among those, on a common
database shared by all French ALS referral centers, which collects information about
patients since 2003.
- The study represents more than 47 million persons-years of follow-up.
- We developed and validated a new analytical procedure for the determination of
underivatized L-BMAA at trace levels in complex environmental matrices
- Geostatistical analyses for rare diseases are complicated due to the vague definition
of a cluster: need to aggregate cases on a long period.
- The rapid death of patients led to major difficulty finding living patients for
questionnaires: patients’ relatives are interviewed, which can induce a bias in
responses.
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- At the time of writing few patients have given their consent to a post-mortem swab
which can limit the impact of our study.
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INTRODUCTION
Amyotrophic Lateral Sclerosis (ALS) is a debilitating and fatal neuromuscular disease with an
incidence close to 2.5/100,000 person-years of follow-up (PYFU) in Europe 1. Two forms of
the pathology co-exist: familial ALS (FALS) accounts for approximately 10% of total cases
and the remaining 90% occur sporadically (SALS, sporadic ALS). Historically, an association
has been observed between a mutation on the superoxide dismutase 1 gene (SOD1) and
FALS 2. But since, others mutations 3-8 have been discovered whom C9orf72 (chromosome
9 open reading frame 72), TARDBP (TDP-43 encoding gene) and FUS (Fused in Sarcoma
protein) are commonly identified in FALS cases 8-16.
Although SOD1, FUS and TARDBP mutations have also been found in SALS cases 2 17, the
current broad scientific consensus is in favor of a gene-environment interaction causing
SALS: lifestyle factors, environmental exposure, occupational exposure and handling toxic
compounds are among the many factors that can play a role in the appearance of the
pathology. Among lifestyle factors, smoking is the most documented and is mainly
associated with a higher risk of ALS 18-23, whereas coffee and alcohol consumption are
considered protective or not associated with ALS 18 24-25. Other associations have been
proposed as occupational exposure to electromagnetic fields 23 26-29, frequent head trauma 30-
31, contact with certain chemicals such as pesticides, formaldehyde, organic solvents and or
heavy metals 23 32-37 , frequent head trauma 34-35, possibly exposure to formaldehyde 36-37, etc.
Another controversial hypothesis, often cited, is that physical activity, whether occupational
or leisure-related, is a risk factor for SALS 38-43. This theory is sustained by the higher risk of
ALS in professional soccer players 31 44-49.
On the Pacific island of Guam, ALS-Parkinsonism Dementia Complex (ALS-PDC), which
presents similarly to ALS, occurred at 50 to 100 times the incidence seen worldwide in the
1950s 50-51. An epidemiological study established that consumption of a Chamorro diet was
the only variable significantly associated with disease incidence 52. In 1967, Vega and Bell
discovered a neurotoxin, β-N-methylamino-L-alanine (L-BMAA), in the genus Cycas, the
seeds of which are used to make flour 53. Hence, L-BMAA could have been consumed by
Chamorro people through multiple dietary sources, including not only cycad flour but also
meat from flying foxes and other animals that feed on cycad seeds 54-57. In the 1990s, L-
BMAA was proposed as a cause of ALS-PDC 58. This hypothesis is supported by the
presence of L-BMAA in brain tissues of ALS-PDC and ALS patients from Guam and Canada
but its absence in controls 55-56 59. In vitro and in vivo experiments also suggest that L-BMAA
plays a role in neuropathological processes implicated in ALS. Indeed, treatment of
dissociated mixed spinal cord cultures with a concentration of L-BMAA around 30 µM caused
selective motor neuron loss 60. Moreover, monkeys fed with large doses of the toxic acid from
cycads developed neurologic impairments: damaged motor neurons in the spinal cord
produced a flaccid paralysis and then damaged neurons in the striatum and cortex which
produced Parkinsonism and behavioral changes 61-62. In rats, although intra-peritoneal
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injection of L-BMAA did not provoke any obvious motor dysfunction 63, it induced markers of
oxidative stress in the liver and cellular changes in favor of apoptosis in motor neurons of
spinal cord 63-64. In neonatal rats, L-BMAA induced significant systemic changes in energy
metabolism and amino acid metabolism (identification of initial metabolite changes for
lactate, acetate, D-glucose, creatine, 3-hydroxybutyrate) 65. All together, these findings
suggest that acute toxicity of L-BMAA induces developmental alterations that result in long-
term effects on brain function. L-BMAA is also found associated with proteins in
cyanobacteria 55 66-67 and in ALS patients’ brain tissue 55 59 68. It has recently been proposed
that L-BMAA may be misincorporated into proteins and thus may lead to protein aggregation,
a hallmark of neurodegenerative diseases 69-70, inducing a chronic exposure to low levels of
L-BMAA 69.
First of all, L-BMAA was found to be produced by a wide range of cyanobacteria 55-56 66-67 71-73;
more recently it was shown then, it was shown that diatoms, the most common group of
algae, could also produce it 74. However, the level of free or bound L-BMAA detected in
cyanobacteria is controversial and the high concentrations reported in the first studies were
challenged by several more recent studies. L-BMAA could be transferred from cyanobacteria
or diatoms via zooplankton to organisms at higher trophic levels 75. Cox and collaborators
have interestingly highlighted the biomagnification (increasing accumulation of bioactive,
often deleterious, molecules through successively higher trophic levels of a food chain) of L-
BMAA in trophic chain 54 56 76-77, explaining the large amounts detected in flying foxes from
Guam 54-57.
Due to eutrophication and, to a lesser extent, to climate changes 78-79, cyanobacterial blooms
seem to be increasing in freshwater ecosystems worldwide. France is not exempt from this
phenomenon as different genera of cyanobacteria are found on its territory 80-83. Therefore,
exposure of French ALS patients to cyanobacteria, and thereby to cyanotoxins as L-BMAA
84, is a reasonable hypothesis and could potentially explain some ALS cases.
The French BMAALS program 85 takes advantage of i) existing federation of BMAALS
consortium members in the French network on ALS clusters detection and investigation,
supported by INSERM (Institut National de la Santé et de la Recherche Médicale) and ii) of
geo-epidemiology to investigate patients’ environment (dwelling, occupational and leisure) in
order to assess spatial association (not cause-and-effect) between ALS cases and a putative
cyanobacterial exposure in combination with patients’ history about prior exposures.
Furthermore, a case-control study will be performed to investigate the putative potential
routes of contamination by L-BMAA which are: i) ingestion of contaminated drinking water or
dermal contact in recreational water 75 86-89; ii) consumption of aquatic or terrestrial food
previously exposed to toxins 55 75 84 90-93; iii) cyanobacterial dietary supplements which are rich
in protein content 73 94-95 and iv) inhalation or aerosolization 96-99. To assess the exposure of
patients to L-BMAA, a reliable quantification method has been developed and validated. As
far we know, this is the first ambitious project to investigate the link between L-BMAA and
ALS in France.
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METHODS AND ANALYSIS
BMAALS program
The main objective of the BMAALS program is to improve our knowledge on putative links
between the occurrence of ALS and the neurotoxin L-BMAA by studying defined
geographical regions in France. To reach our aim, the BMAALS group (a multidisciplinary
consortium of epidemiological, neurological, chemical, microbiological and environmental
experts) was created in 2011. The protocol was reviewed and approved by the ethical
committee of the CPP SOOM IV (Comité de Protection des Personnes Sud-Ouest & Outre-
Mer IV) on February 10th 2011.
The protocol is organized in six steps:
1. An exhaustive ascertainment of all incident ALS cases was performed for the period
under study and in the areas under surveillance.
2. Based on this case ascertainment, geostatistical analyses will allow identification of
clusters, characterized as abnormal aggregates of affected people, according to
incidence calculations.
3. A population-based case-control study will be performed taking into account notable
clusters previously identified.
4. Mapping of factors conducive to algae blooms will help assess indirect exposure of
patients to cyanobacteria and, by extension, to cyanotoxins.
5. Collection of drinking water, fruits and vegetables from patients who’ gardens, and
watering water will permit evaluation of direct exposure of patients to L-BMAA. These
results will be compared to findings from control environments.
6. Post-mortem analysis of voluntary SALS-donors’ and control-donors’ brains will
permit evaluation of bio-accumulation of L-BMAA in French patients.
Case ascertainment
Spatial and temporal dimensions
The program covers the period from January 1st 2003 to December 31st 2011 and involves 10
counties from three French areas (equivalent to districts or sub-districts in some other
countries); namely Limousin with 3 departments out of 3, Languedoc-Roussillon with 2
departments out of 5 and Rhône-Alpes with 5 departments out of 8 (Figure 1). Due to the
long study period (9 years) and the extended area (5,230,000 inhabitants), this represents
more than 47 million individuals PYFU (Table 1).
Table 1: Populations in the areas under study. (Data from INSEE, French Institut National de
la Statistique et des Etudes Economiques)
Mean population (2003-2011) PYFU
LIMOUSIN
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Corrèze 239,630 2,156,666
Creuse 123,179 1,108,607
Haute-Vienne 368,404 3,315,632
LANGUEDOC-ROUSSILLON
Hérault 1,007,451 9,067,055
Pyrénées-Orientales 433,243 3,899,187
RHÔNE-ALPES
Ardèche 307,119 2,764,067
Drôme 471,348 4,242,128
Isère 1,175,146 10,576,314
Savoie 404,247 3,638,219
Haute-Savoie 707,077 6,363,693
TOTAL 5,236,844 47,131,568
Case ascertainment methodology
The methodology applied here is consistent with that used for the FRALim register 100. Case
ascertainment began with the creation of the consortium in 2011 and is now complete.
Patients were required to meet the following inclusion criteria: i) living in the area under study
at the time of diagnosis; ii) diagnosed with ALS that is definite, probable or probable
laboratory supported (excluding clinically possible cases) according to El Escorial revised
criteria (EERC) 101-102 and iii) they were identified by at least one source of ascertainment (out
of three). After obtaining authorizations from CCTIRS (Comité Consultatif sur le Traitement
de l’Information en matière de Recherche dans le domaine de la Santé) and CNIL
(Commission Nationale de l’Informatique et des Libertés), Nnominative data are obtained
from the French national coordination of ALS referral centers, public and private hospitals in
the areas of interest, and health insurance data related to long duration diseases.
1st source: French national coordination of ALS referral centers
Since 2003, all French ALS referral centers share a common database (Ictrals and then
CleanWeb) that collects information about patients. CleanWeb database was authorized by
the Commission Nationale de l’Informatique et des Libertés (CNIL) on May 27th 2011. Two
kinds of information are gathered: i) sociodemographic data (first and last name, age,
birthday, current address, date of death if applicable) and ii) clinical data such as EERC, form
of onset (spinal or bulbar), symptoms, ALS functional rating scale-revised , manual muscular
testing 103, diagnosis delay.104
2nd source: public and private hospitals
Hospital medico-administrative data from inpatients with a G12.2 code corresponding to
motor neuron disease according to the international classification of disease 10th version in
any of their medical record (principal, related, significantly associated or documentary
associated diagnosis), were collected. New cases so determined were further analyzed by a
neurologist to confirm the ALS diagnosis and EERC.
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3rd source: health insurance bodies
Health insurance bodies were asked to help by identifying patients declaring a long duration
disorder coded ALD n°9, specific to ALS according to the French Haute Autorité de Santé.
Four important French institutions agreed to participate: the principal one was the “régime
général” which concerns 75% of the French population, and the three others were specific to
subgroups of people: i) the “régime agricole, mutuelle sociale agricole“ for those in the
agricultural domain, ii) the “régime social des indépendants”, which deals with artisans,
traders, industrialists and private professionals, and iii) the “caisse nationale militaire de
sécurité sociale” for military employees. For patients recruited from this source, EERC was
also reviewed in a centralized way.
In order to verify the completeness of the recruitment of incident ALS cases in the period of
time and area of interest, we will use a capture-recapture method (Figure 2) 105-106. Matching
multiple sources of information from a unique population allows for estimation of the number
of cases unidentified by any source, the total number of cases and the exhaustiveness of
each source.
For the case ascertainment, we founded our methodology on these sources. It was not
possible, while tempted, to involve private neurologists because it was not possible for them
to retrieve retrospective information about past ALS patients seen in their practice (problems
of lack of computerized database). Hence, we relied on these three sources only. This
methodology of case ascertainment using the same three sources that has been previously
applied in the FRALim register 100 (first register of ALS in France, located in Limousin, for the
period 2000-2011). The case ascertainment was also based on these three sources and
wWe estimated, thanks to capture-recapture analysis, an exhaustiveness of the register of
98.4% (95% CI 95.6-99.4), thus yielding a low number of false negative cases 100 (ie. missed
cases). Data from private neurologists were not obtained because most lacked computerized
records and a retrospective chart review was not feasible.As for the other departments in the
BMAALS project we applied the same methodology, we expect the same high level of
exhaustiveness.
Geo-epidemiology
Geographic information systems (GIS) will be used to structure and analyze geographic
information collected or produced in the context of the program. In France, the legal geodesic
network reference, established by the French Institut National Géographique et Forestière
(IGN), is RGF93 (French geodesic network set-up in 1993). Thus, all cartography carried out
by the BMAALS consortium will be projected in RGF93.
To ensure comprehensive data analysis, we have decided to investigate three levels as
described below (Figure 3).
1st level, smallest geographic unit: ALS incidence
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According to Knox, a cluster in epidemiology is defined as “a geographically-bounded group
of occurrences of sufficient size and concentration to be unlikely to have occurred by chance”
107. More recently, Elliott and Wartenberg wrote that “the term disease cluster is poorly
defined but implies an excess of cases above some background rate bounded in time and
space” 108. Thus, those imprecise definitions do not explain clearly what a cluster is: how
many cases do we need for considering having a cluster?
When considering a rare disorder such as ALS, one inherent issue is the small number of
events. Therefore, it is necessary to consider a large population obtained by aggregating
cases over many years and/or by using a large geographical area. Indeed, individual clusters
should not be investigated unless a sufficient number of cases is reached (five or more) and
relative risks (RR) in a particular area are higher than 20 109-110. However, among five articles
published since the year 2000 dealing with spatial clustering of ALS, only one team found
clusters with high relative risks (Table 2) 111.
Table 2: Spatial clustering of ALS
Authors Year Location Period LengthD
uration Oi Ei RR min Oi Ei RR max
Uccelli et al.
111
2007 Italy 1980-
2001 22 149 91.82 1.63 41 0.65 63.03
Turabelidze
et al. 112
2008
Jefferson
county, Missouri
1998-
2002 5 3 0.47 6.4 3 0.47 6.4
Doi et al. 113
2010 Japan 1995-
2004 10 384 276.71 1.26 181
115.
70 1.56
Boumédiène
et al. 26
2011
Limousin,
France
1997-
2007 11 9 2.30 3.91 6 1.24 4.84
Masseret et
al. 84
2013 Hérault, France
1994-
2009 16 9 4.10 2.19 4 0.71 5.63
Oi: observed cases; Ei: expected cases; RR: relative risk
In the BMAALS program, over-incidence clusters are defined as areas where RR is found as
being greater than 1.8, under-incidence zones are those characterized by a RR lesser than
1.
After case ascertainment, addresses of patients included in the program will be geocoded.
Districts defined as life areas are the chosen grouping units with which to measure expected
cases. According to the French Institut National de la Statistique et des Etudes Economiques
(INSEE), a life area is the smallest territory unit in which inhabitants have access to common
equipment and services.
Expected cases values depend on demographical structure (age and sex) of the exposed
population given observed incidence in the 10 studied counties (Table 1). Then, a
standardized incidence ratio (SIR) will be determined by calculating the ratio between the
number of observed cases and the number of expected cases. Significance of SIR compared
Formatted Table
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to global incidence will be evaluated using a Poisson distribution (95% confidence).
Geostatistical analyses, based on Kulldorff statistics, will be performed to identify areas of
significant over- or under-incidence as compared to the referral incidence value, which is the
global incidence in the whole area under study. 26.
This first cartography is useful for tracking interesting sites for patients’ interview.
2nd level, average geographic unit: Cyanobacterial bloom investigation
Numerous physical parameters favor extensive propagation of cyanobacteria, such as
warmer temperatures, particular rainfall patterns, windiness and consequently the intensity of
thermal stratification of the water column 114-116. Moreover, bloom-forming cyanobacteria
have been shown to be favored by high alkalinity and associated high pH 117. Increasing
magnitude and frequency of cyanobacterial blooms is also related to nutrient enrichment
(phosphorus, P, and nitrogen, N) of freshwater 118-122 and input of micronutrients such as iron
and molybdenum 123-124. A recent model has identified higher risk lake environments where
more targeted monitoring of cyanobacterial biovolumes should be focused: water colour 10-
20 Pt.L-1, alkalinity > 1 mEq.L-1, retention time > 30 days and total phosphorus > 20 µg.L-1 125.
All these parameters should be considered when carrying out descriptive cartography and
tracing the history of cyanobacterial blooms. To do that, we will make use of various free-to-
access databases such as: Basias (Bureau de Recherches Géologiques et Minières,
BRGM), which compiles lists of plants located on French territory that are susceptible to the
release of P, N and nutrients in water; data furnished by water agencies concerning
measurements of industrial pollutant emissions and wastewater treatment plants; ADES
portal (Accès aux Données sur les Eaux Souterraines), which gives access to water
channeling points and water consumption quality control. Moreover, a convention with Météo
France, the French organization for meteorology, has been signed to retroactively view
climate conditions over the period 2003-2011 and before. All these data will be integrated
into our GIS to create a complete database, and also to identify sites of interest for sampling.
Geographic statistics will be then performed in order to classify each administrative unit (e.g.
municipality) according to four parameters: i) the number of days of sunshine, ii)
temperature, iii) the area of stagnant water (included dam and ponds) and iv) data on P and
N withdrawal. For the last one, anthropogenic factors will also be considered as industrial
and agricultural activities can impact on N and P release (use of organophosphorus
compounds, for example). This multi-criteria approach will allow obtaining an index of
promoting cyanobacterial blooms. The same will be done with watersheds as there is an
aggravating effect from upstream to downstream of P and N inputs. Finally, a coefficient
correlation will be measured between SIR and the calculated index.
This database will also gather information about all plants on French territory, the high
voltage electricity network, and stretches of water (ponds, riversW). Hence, it will give a
general overview of patients’ and controls’ industrial and dwelling environments. Geographic
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statistics based on classification of municipalities as previously described will be used to
highlight interesting particularities.
Further analysis of cyanobacterial blooms will involve using a fluorimetric probe to detect the
emission and excitation wavelength of phycocyanine, a pigment almost exclusively specific
to cyanobacteria 126. Water sampling will permit identification of cyanobacterial species.
Gathering information about favorable conditions for cyanobacterial blooms will allow us to
model their expansion notably in term of meteorology and nutrient inputs. In addition to the
use of previous collected data, we will be able to know if there were cyanobacteria prior to
patients’ diagnosis, which species and so if there was a risk of L-BMAA presence in water.
3rd level: large geographic unit: questionnaire for a case-control study
This part aims to highlight differences in life habits between SALS patients and controls.
Criteria for selecting ALS patients are as follows: i) familial history cases are excluded; ii) last
known address must be in an over- or under-incidence area and iii) if possible, vicinity with
other affected people, which may suggest a close source of an environmental risk factor
leading to ALS. Controls will be matched on age at diagnosis, sex, city and should not
present any neurological pathologies. Chosen patients and controls will be submitted to a
semi-structured interview, e.g. systematic questions with the possibility of free interview to
look in more depth at particular issues raised. The questionnaire has been developed by the
consortium specifically for the BMAALS program.
Based on clustering pilot results 26, a number of clusters to investigate was selected a priori:
3 over-incidence areas in Limousin, 2 in Languedoc-Roussillon and 4 in Rhône-Alpes; with
an expected number of 4 patients in each cluster (and 4 controls), this will represent a total of
about 72 interviews. The same number of interviews for patients and controls will be
performed in under-incidence areas. Due to the short survival time of the disease, the
number of living patients diagnosed between 2003 and 2011 is low. Thus, when necessary,
relatives will be questioned.
Cyanobacterial and L-BMAA hypotheses are tested via questions about: i) drinking water; ii)
bathing habits; iii) food consumption whom dietary supplements and if any, the type of
supplement is informed; and iv) irrigation water if any. The aim of the questionnaire is to
obtain a comprehensive description of patients’ habits in all aspects of their lives. Hence, it
will be made clear that questions are not just about the time immediately preceding the
diagnosis.
To assess exposure to cyanotoxins indirectly, an ad-hoc questionnaire is a useful
supplement to direct collection of environmental samples 127. Hence, samples will be taken in
case and control environments to test for the presence of cyanobacteria in water (the same
probe as described above) and for further chemical analysis (in water and food).
To ensure that L-BMAA is most likely to be implicated, the questionnaire also covers items
already described in the literature such as dwelling location (urban/rural), occupation,
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presence of certain industries in the dwelling environment, toxic exposure during
employment or hobbies, participation in sport, physical trauma, alcohol and tobacco
consumption 23 26 32-33 48 128-131. As there is probably a long latency period between exposure
and appearance of ALS 132-133 and given that L-BMAA exists in a protein-associated form
which could act as an endogenous neurotoxic reservoir over time 55, in-depth study will
involve gathering details of dwelling since birth (in order to precise their residential history),
and for other items from the age of 13. Indeed, French population is regularly subject to
migratory flows (Figure 4) and it has to be considered in our study.
All information gathered will be used to map the spaces where patients live for further
analysis to identify common places, and so to further analyze the cyanobacterial history of
these areas.
Chemical and microbiological approaches
An analytical procedure has been developed and validated in our program for the
determination of underivatized L-BMAA at trace levels in complex environmental matrices
(cyanobacteria, biofilm, food, human brain tissue, plasma or urine) using solid-phase
extraction (SPE) based on mixed mode sorbent to concentrate and clean-up real complex
samples 134. The methodology of quantification relies on liquid chromatography (LC) coupled
to tandem mass spectrometry (LC-MS/MS). Proportion of free and then bound L-BMAA in
cyanobacterial proteins will be measured.
In parallel, a microbiological study will be undertaken involving culture of axenic
cyanobacteria strains from various origins and ecosystems (terrestrial, aquatic, fresh water,
sea water or brackish water), as done in seminal work by Cox and collaborators 67. By using
the analytical method described above, free L-BMAA will be quantified in environmental and
biological samples. Moreover, kinetic experiments will assess whether L-BMAA production is
constitutive or if variations of concentration are observed over time. Finally, feeding
experiments using various labeled amino acid should help identify the putative precursors of
L-BMAA.
Implications of results for searching theoretical models
Synthesis of the results of the steps described above aims to develop a cyanobacterial
proliferation model based on environmental and microbiological data, on one hand; and to
detail population exposure to L-BMAA relying on detection of presence of L-BMAA in
patients’ environment, on the other. First, environmental data will serve to identify climatic
parameters (sunshine, temperature, rainfall and wind patterns) favorable for cyanobacterial
blooms; and microbiological analyses will allow determining propitious conditions leading to
L-BMAA production by cyanobacteria. Population exposure will be studied by i) comparing
industrial occupation between over- and under-incidence areas; ii) assessing the risk of
exposure through public facilities and infrastructure; and iii) examining differences in habits
between cases and controls.
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DISCUSSION
The present project aims to better describe the link between ALS, the neurotoxin L-BMAA
and cyanobacteria through use of case ascertainment, spatial clustering, questionnaires and
chemical analyses.
Food frequency questionnaires show to be reliable for long-term recall, from 8 to 24 years 135-
139: hence, they appear to be a good alternative to food diary recall for diseases with a
potential long-term incubation. However, the BMAALS project concerns three French regions
which are irregular in terms of population density: Rhône-Alpes has about
141 inhabitants/km² (in 2009), Languedoc-Roussillon about 95 inhabitants/km² (in 2007) and
finally, the least populated of the three is Limousin with 43 inhabitants/km² (in 2010) (INSEE
figures). This heterogeneity combined with the long period studied (2003-2011) and the rapid
death of patients led to major difficulty finding living patients for questionnaires, in particular
in Limousin. So, patients’ relatives are interviewed, which can induce a bias in responses 140.
To avoid any misinterpretation of the question concerning dietary habits, it is clearly clarified
that it concerns habits before diagnosis and first symptoms. Moreover, we also have
developed a self-administered questionnaire given to all ALS patients (not only those
included to our program) and we will compare answers between patients since 2012 and
those from 2003-2011 (ancillary study).
Likewise, due to the fact that ALS is a rare disorder, areas of significant under-incidence are
characterized by absence or there are almost no absence of patients in areas of significant
under-incidence. With regard to multiple source case ascertainment, we recognize that some
patients might be missed because of difficulty diagnosing ALS in elderly people due to
confusion between ALS symptoms and decline due to ageing. Another important issue is the
low participation rate for post-mortem analysis: at the time of writing, few patients have given
their consent to a post-mortem swab, thereby perhaps reducing the impact of our study.
The hypothesis of L-BMAA exposure as an environmental risk factor in ALS pathology is
controversial, notably because of contradictory results. Intoxication assays with the toxin
yielded uneven results 141. With regard to experimental designs, it appears that the
neurotoxic effect of L-BMAA: i) depends on the mode of administration, ii) is species-
dependent and iii) genetic predisposition may also be at play 142. For example, two teams
failed to develop a mouse model by daily oral administration of L-BMAA (0.001 and 0.5 g/kg)
143-144; whereas, Spencer and collaborators have developed a simian model by daily oral
administration of L-BMAA with doses ranging from 0.1 to 0.3 g/kg 61-62. Furthermore, other
murine models based on intraperitoneal and intracerebroventricular injections of L-BMAA in
mice and rats lead to effective behavioral changes 63 145-151. Other work strengthens the L-
BMAA hypothesis by highlighting the implication of the toxin in other degenerative diseases
such as Alzheimer’s disease (AD), Parkinson’s disease and pigmentary retinopathy 55-56 59 68
152-153. Although the mechanism of action is not yet completely understood, it seems that L-
BMAA neurotoxicity involves: i) direct action on NMDA receptors; ii) activation of glutamate
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receptor 5, iii) induction of oxidative stress 154-155 and iv) association to protein due to
mischarging of tRNA 69. Moreover, a recent study has shown that L-BMAA leads to an
increase in insoluble TAR DNA-binding protein 43 (TDP-43) 156, aggregation of this protein
being an important hallmark in neurodegenerative diseases 157. To further support our
seminal hypothesis, it is interesting to note that mycrocystin-leucine-arginine (mycrocystin-
LR), a cyanobacterial toxin, has been shown to be involved in AD 158-159.
Another debatable point concerns the quantification of L-BMAA, given that concentrations
measured vary depending on the analytical method used (Figure 5). The crucial issue is to
develop a method that distinguishes L-BMAA from its isomers and amino acids to achieve a
selective titration method. Currently, the most widely used L-BMAA quantification method is
liquid chromatography LC-MS/MS) 68 72 75 90-92 160. A pre-derivatization step, prior to LC
separation, has also frequently been described using 6-aminoquinolyl-N-hydrosuccinimidyl
(6-AQC), a fluorescent derivative agent. In that case, the analyte was either detected by
fluorescence or by tandem MS. However, a major drawback of this pre-derivatization is the
likelihood of false-positive results 161. Comparison of five standard methods, namely HPLC-
FD, ultra HPLC (UHPLC)-MS/MS, UHPLC-MS/MS with AQC or propyl chloroformate
derivatization and UHPLC with ultraviolet detection shows that they all clearly distinguish L-
BMAA from other amino acids 162. One team succeeded in detecting L-BMAA in brains from
ALS-PDC or AD patients by using high pressure liquid chromatography with fluorescence
detection (HPLC-FD) and samples derivatized with 6-AQC 55-56 59 68; while other teams failed
to detect any L-BMAA in patients' brains by using HPLC-FD with samples derivatized with 9-
fluorenylmethylchloroformate (FMOC) or by gas chromatography (GC) 163-164. These results
suggest that either HPLC-FD with a 6-AQC derivatization is more sensitive than HPLC-FD
with a FMOC derivatization or 6-AQC derivatization generates false-positive results. The GC
method has been improved to enhance recovery but was still inefficient in detecting L-BMAA
in brains of mice fed with it 165. This was later made possible but it is still not efficient in
human tissues 166. This illustrates the importance of continuing to improve analytical
methods.
It has been shown that HPLC-FD overestimates L-BMAA concentration, due to low
selectivity, with estimates in the high µg/g range rather than in the more realistic ng/g to low
µg/g range. The LC/MS-MS method is more selective and gives more reliable results 160. One
major argument in favor of using underivatized methods is that the universal 6-AQC
derivatization of primary and secondary amines could lead to misidentification of L-BMAA in
complex matrices 161. The method we propose here 134 based on LC/MS-MS, overrides the
derivatization step, unlike another recent new method developed 167, allowing quantification
of L-BMAA at trace levels, but it remains to be adapted for quantification of L-BMAA in all the
matrices needed in the program.
Inability to detect L-BMAA in patients’ brains casts doubt on its bio-accumulation. Addressing
this issue, we can argue that: i) L-BMAA crosses the blood-brain barrier (BBB) 61-62 166 168 and
ii) there is a scientific consensus on bio-accumulation of L-BMAA in trophic chains which has
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been shown by several teams in sea food 75 90-92 169. Together, these results suggest that L-
BMAA after having crossed the BBB can be bio-accumulated, as it is concentrated in brains
of other organisms 57 75 91. Furthermore, a brief review of the literature reveals that L-BMAA
has been quantified in brain using MS 55-56 59 68 164. Glover and colleagues showed that failure
to detect L-BMAA cannot be considered proof of absence of the compound because of its
reactivity with metal ions in the sample matrix and the formation of metal adducts during
electrospray ionization MS 170. However, this problem should be overcome by quantifying the
matrix effect by using spiked samples with pure standards 134.
Nonetheless, finding putative sources of L-BMAA contamination is proving very difficult. To
illustrate this point, we can cite Karlsson and collaborators who demonstrated L-BMAA
clearance: in 7-month-old neonatal rats, there is no detectable free or protein-associated L-
BMAA 70. The authors suggest that observed long-term protein changes and cognitive
impairments in adult animals exposed to L-BMAA as neonates 171-174 are due to mechanisms
initiated during development. Hence, the clearance mechanism may lead to inability to detect
L-BMAA in patients' brains, but that does not mean that L-BMAA is innocuous pathologically.
Besides, neonatal contamination is conceivable as Andersson and colleagues have shown
that L-BMAA can be transferred to neonates during lactation via breast milk 175. This new
route of contamination conspicuously complicates the identification of an environmental risk
factor. Moreover, as ALS is probably a gene-environment disease, attention must also be
paid to genetic and epigenetic factors 176-179. For example, genetic susceptibility to
environmental toxins - heavy metals, solvents/chemicals and pesticides/herbicides - has
been reported 180.
It is of major importance to identify environmental risk factors causing SALS. The protocol
presented here aims to study the link between L-BMAA and ALS in France by characterizing
exposure modalities, either individual or collective, to cyanobacteria and more precisely to
the L-BMAA toxin. Also, it intends to shed light on other hypotheses formulated as putative
origins for SALS in the literature, thanks to the questionnaire (as occupational exposure and
sports practicing). Finally, our results could be used to generate a guide of precautions
against behavioral risk leading to exposure to L-BMAA.
In conclusion, the results of this project should help to i) give a clear picture of ALS
distribution over 10 French counties; ii) identify clusters where environmental factors may
play a greater role than elsewhere; iii) provide information about some environmental
specificities of ALS clusters, especially regarding factors related to cyanobacteria presence
and proliferation as also BMAA presence; and iv) see to what extend the BMAA hypothesis
seem to be relevant regarding explanation of SALS clusters within the large French area
considered. Despite of limitations mainly lying on bias due to interviews of patients’ relatives
and the controversy on BMAA analysis, this program is of importance because it is the first to
investigate the cyanobacteria hypothesis in France.
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ACKNOWLEDGEMENTS
We thank all institutes which collaborated with case ascertainment. The authors gratefully
acknowledge William Francis for careful editing of the manuscript.
COMPETING INTERESTS
The authors declare that they have no competing interests.
FUNDING
This work is supported by the French National Research Agency (ANR) grant number
Program ANR-11-CESA-0014 (Project “BMAALS”).
AUTHOR CONTRIBUTIONS
PC, BM, PMP, MDC, FB, EL, VB, DJB, WC, VP and AM were involved in the study
conception and design. PC, BM, MN, EL, VB, GB, WC, NP, RJM, have participated in case
ascertainment. AD is responsible for questionnaires. AM and OP are implicated in
cyanobacteria study. VP, AC and SEA are responsible for chemical analyses. FB and JPL
are geo-epidemiologists. LB, ML, EM and EA are environmentalists. FP, JB and VR are
anatomopathologists. AD wrote the manuscript, which was finally approved by BM, PC, FB
and PMP. All authors read and approved the final manuscript.
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FIGURES LEGENDS
Figure 1: Areas under study in BMAALS program. BMAALS is a French project with
collaboration between three regions: Limousin, Languedoc-Roussillon (2 departments out of
5) and Rhône-Alpes (5 departments out of 8).
Figure 2: Multiple sources of case ascertainment. For the application of a capture-recapture
method, three sources were solicited: i) the French national coordination of ALS referral
centers, ii) public and private hospitals and iii) health insurance structures.
Figure 3: The three levels considered for geostatistical analyses. Aims and methodologies
applied are represented for each of the three levels: from the smallest geographic unit for
calculating ALS incidence; through average geographic unit for studying cyanobacteria
extend; to finally the largest geographic unit for assessing ALS patients’ exposure.
Figure 4: Residential migration rate of French population. These maps reflect the intra-
regional mobility of French people from 1975 to 2004. The residential migration rate is
expressed per 1000 persons. (Data from INSEE)
Figure 5: L-BMAA quantification in mollusks throughout the world. Comparison of three
quantification methods, and teams, highlights discrepancies in L-BMAA titration. Does that
reveal a difference in selectivity of the method or the existence of a gradient of the
neurotoxin? L-BMAA levels are expressed as µg L-BMAA/g dry weight ± SE.
FD: fluorescence detection; MS: mass spectrometry; rHPLC: reverse phase high pressure
liquid chromatography; SPE: solid phase extraction; UHPLC: ultra-high pressure liquid
chromatography
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Figure 1: Areas under study in BMAALS program. BMAALS is a French project with collaboration between three regions: Limousin, Languedoc-Roussillon (2 departments out of 5) and Rhône-Alpes (5 departments
out of 8). 148x115mm (600 x 600 DPI)
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Figure 2: Multiple sources of case ascertainment. For the application of a capture-recapture method, three sources were solicited: i) the French national coordination of ALS referral centers, ii) public and private
hospitals and iii) health insurance structures.
77x37mm (600 x 600 DPI)
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Figure 3: The three levels considered for geostatistical analyses. Aims and methodologies applied are represented for each of the three levels: from the smallest geographic unit for calculating ALS incidence;
through average geographic unit for studying cyanobacteria extend; to finally the largest geographic unit for
assessing ALS patients’ exposure. 91x41mm (600 x 600 DPI)
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Figure 4: Residential migration rate of French population. These maps reflect the intra-regional mobility of French people from 1975 to 2004. The residential migration rate is expressed per 1000 persons. (Data from
INSEE)
48x11mm (600 x 600 DPI)
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Figure 5: L-BMAA quantification in mollusks throughout the world. Comparison of three quantification methods, and teams, highlights discrepancies in L-BMAA titration. Does that reveal a difference in selectivity
of the method or the existence of a gradient of the neurotoxin? L-BMAA levels are expressed as µg L-BMAA/g dry weight ± SE.
FD: fluorescence detection; MS: mass spectrometry; rHPLC: reverse phase high pressure liquid chromatography; SPE: solid phase extraction; UHPLC: ultra-high pressure liquid chromatography
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STROBE 2007 (v4) Statement—Checklist of items that should be included in reports of case-control studies
Section/Topic Item
# Recommendation
Reported on
page #
Title and abstract 1 (a) Indicate the study’s design with a commonly used term in the title or the abstract 2
(b) Provide in the abstract an informative and balanced summary of what was done and what was found 4
Introduction
Background/rationale 2 Explain the scientific background and rationale for the investigation being reported 6-7
Objectives 3 State specific objectives, including any prespecified hypotheses 7
Methods
Study design 4 Present key elements of study design early in the paper 8
Setting 5 Describe the setting, locations, and relevant dates, including periods of recruitment, exposure, follow-up, and data collection 8
Participants 6 (a) Give the eligibility criteria, and the sources and methods of case ascertainment and control selection. Give the rationale for
the choice of cases and controls
8
(b) For matched studies, give matching criteria and the number of controls per case 12
Variables 7 Clearly define all outcomes, exposures, predictors, potential confounders, and effect modifiers. Give diagnostic criteria, if
applicable
Data sources/
measurement
8* For each variable of interest, give sources of data and details of methods of assessment (measurement). Describe comparability
of assessment methods if there is more than one group
13
Bias 9 Describe any efforts to address potential sources of bias 14-16
Study size 10 Explain how the study size was arrived at 8
Quantitative variables 11 Explain how quantitative variables were handled in the analyses. If applicable, describe which groupings were chosen and why
Statistical methods 12 (a) Describe all statistical methods, including those used to control for confounding
(b) Describe any methods used to examine subgroups and interactions
(c) Explain how missing data were addressed
(d) If applicable, explain how matching of cases and controls was addressed
(e) Describe any sensitivity analyses
Results
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Participants 13* (a) Report numbers of individuals at each stage of study—eg numbers potentially eligible, examined for eligibility, confirmed
eligible, included in the study, completing follow-up, and analysed
(b) Give reasons for non-participation at each stage
(c) Consider use of a flow diagram
Descriptive data 14* (a) Give characteristics of study participants (eg demographic, clinical, social) and information on exposures and potential
confounders
(b) Indicate number of participants with missing data for each variable of interest
Outcome data 15* Report numbers in each exposure category, or summary measures of exposure
Main results 16 (a) Give unadjusted estimates and, if applicable, confounder-adjusted estimates and their precision (eg, 95% confidence
interval). Make clear which confounders were adjusted for and why they were included
(b) Report category boundaries when continuous variables were categorized
(c) If relevant, consider translating estimates of relative risk into absolute risk for a meaningful time period
Other analyses 17 Report other analyses done—eg analyses of subgroups and interactions, and sensitivity analyses
Discussion
Key results 18 Summarise key results with reference to study objectives
Limitations 19 Discuss limitations of the study, taking into account sources of potential bias or imprecision.
Discuss both direction and magnitude of any potential bias
14-16
Interpretation 20 Give a cautious overall interpretation of results considering objectives, limitations, multiplicity of analyses, results from similar
studies, and other relevant evidence
Generalisability 21 Discuss the generalisability (external validity) of the study results 16
Other information
Funding 22 Give the source of funding and the role of the funders for the present study and, if applicable, for the original study on which the
present article is based
16
*Give information separately for cases and controls in case-control studies and, if applicable, for exposed and unexposed groups in cohort and cross-sectional studies.
Note: An Explanation and Elaboration article discusses each checklist item and gives methodological background and published examples of transparent reporting. The STROBE
checklist is best used in conjunction with this article (freely available on the Web sites of PLoS Medicine at http://www.plosmedicine.org/, Annals of Internal Medicine at
http://www.annals.org/, and Epidemiology at http://www.epidem.com/). Information on the STROBE Initiative is available at www.strobe-statement.org.
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